A Sustainability Model for the Assessment of Civil Engineer Works

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A Sustainability Model for the Assessment of Civil Engineer Works
Recent Advances in Energy, Environment, Biology and Ecology

   A Sustainability Model for the Assessment of Civil Engineer Works
                              CORNELIU BOB, TAMAS DENCSAK, LIANA BOB
                                   Civil Engineering and Building Works
                                    Politehnica” University of Timisoara
                                   Traian Lalescu Street, No. 2, Timisoara
                                                ROMANIA
                                            cbob@mail.dnttm.ro

Abstract: - The present paper presents an evaluation tool proposed by authors, which can appreciate the overall
sustainability of a specific construction work. This specific model is a flexible and target oriented tool, based
on a simple quantitative equation. The analysis can be performed with a relative small number of measurable
parameters, but which offer conclusive results. The final result is a sustainability index, which can be used as
parameter of comparison between different solutions. The applicability of the model is exemplified on three
case studies: Rehabilitation of two buildings, using different strengthening solutions and transportation of
prefabricated RC elements by different means.

Key-Words: - sustainability; assessment; specific model; construction works; transportation;

1 Introduction                                                    performances of a building [5]. Although there may
As defined in the         Report of the World                     be different perspectives in the approach of
Commission on Environment and Development:                        sustainability, most of the rating tools do not respect
Our Common Future (WCED 1987) [1],                                the definition of sustainability. The three domains
sustainability links together issues of the natural               are not treated proportional, environmental aspects
system with social challenges and economic growth,                gaining higher importance than social and economic
in a time frame of present and future. This is the                performances. Furthermore, most of the rating tools
reason why it is represented as a confluence of the               are focused on entire buildings, without permitting
three pillars: economy, environment and society.                  the sustainability evaluation of individual elements,
The construction industry plays an important role in              processes or rehabilitation solutions.
the social - economic development, but also has a                     The present paper presents an evaluation method
great impact on the local and global environment. It              developed by the authors, which intend to be used as
is a major consumer of non-renewable resources and                an assessment tool for individual construction
generates a great amount of waste and greenhouse                  works, respecting the definition of sustainability. It
gases [2].                                                        combines parameters of each dimension and is
A sustainable construction develops the idea of low               based only on quantitative values. The model results
embodied energy, reduced greenhouse gas                           in a Sustainability Index SI which can be used as a
emissions, low operation and maintenance costs,                   parameter for the comparison of different solutions.
durability, adaptability, comfort and responsibly                 After a theoretical presentation, the applicability of
sourced materials with recycled contents [3].                     the specific model is exemplified on three case
In many countries directives and certificates has still           studies: Rehabilitation of two buildings, using
been developed and adopted, which evaluate the                    different strengthening solutions and transportation
sustainability performances of buildings. The rating              of prefabricated RC elements on road, railway or
and certification tools are intended to encourage the             water.
implementation of sustainable criteria in the design,
construction,     operation,     maintenance,     and             2 Specific Model
deconstruction of buildings [4]. That means that the              Sustainability of construction works can be assessed
traditional decision criteria should be completed                 using different rating tools. In many countries
with environmental, economic and social ones. The                 directives and certificates has still been developed
tools can be used as a decision making support,                   and adopted, which evaluate the sustainability
since they transform the sustainability goals into                performances of entire buildings [6]. These rating
quantifiable issues, which evaluate the overall                   tools offer a global assessment, are very

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A Sustainability Model for the Assessment of Civil Engineer Works
Recent Advances in Energy, Environment, Biology and Ecology

comprehensive with high applicability but present               The sustainability index can be calculated using the
also some disadvantages [7], [8], [9], [10], [11],              following equations:
[12]:
• Some of the models do not cover all three                     SI = S env + S eco + S soc                                               (2)
     dimensions of sustainability;
• The tools include a great number of criteria and                         n
                                                                                        Pi Re nv
     parameters and many of them are very difficult
     or impossible to quantify;
                                                                S env =   ∑
                                                                          i =1
                                                                                 αi ×
                                                                                         Pienv
                                                                                                   ;

• The tools are available mainly for entire                                 n                                    n
                                                                                                                                         (3)
                                                                                        Pi Re co                               Pi Rsoc
     buildings, and can be applied with difficulties            S eco =   ∑β ×
                                                                          i =1
                                                                                  i
                                                                                         Pieco
                                                                                                   ⋅; S soc =   ∑γ
                                                                                                                i =1
                                                                                                                       i   ×
                                                                                                                               Pi soc
     on other types of construction activities;

The authors elaborated an assessment tool, the                  Where:
specific model, which has the aim to help engineers
to assess the sustainability of different construction          SI –Sustainability Index;
works. The specific model is a flexible and target
oriented evaluation tool, which was developed                   Senv, Seco, Ssoc – sustainability indexes for the
mainly for the comparison of different solutions, but           environmental, economic and social dimensions;
can be used also for self-assessment. It has a larger
applicability then the global models and can be used            αi – weighting factor of each parameter for the
for partial building works, production of building              environmental dimension
materials, rehabilitation works, transport of
prefabricated elements, construction technologies               βi – weighting factor of each parameter for the
etc. All the parameters are quantified. The model is            economic dimension
based on a quantitative equation, which covers
parameters from each dimension of sustainability.               γi – weighting factor of each parameter for the social
Similar approach has been suggested also by [13],               dimension;
but it was only a general proposal, without any
practical application. Another similar formula has              Pi env , Pi eco , Pi soc - the calculated value for each
been proposed by [14], which intended to solve the
                                                                parameter;
problem that for some parameters “higher is better”,
while for other “lower is better”. A disadvantage of
this model is that it takes in account three values for         Pi Re nv , Pi Re co , Pi Rsoc - the reference value for each
a single parameter: calculated value, standard value            parameter.
and best practice, which are difficult or impossible
to be found for some applications. Furthermore, for             The weights for each parameter are established
cases where “higher is better” the model gives not              through the estimation of their sustainability impacts
proper results.                                                 on micro and macro level. Independent on the
An initial version of the specific model has been               importance of each parameter, environmental issues
proposed by the authors in [15], [16], [17]. The                contribute with 40%, while economic and social
model was applied on entire buildings, but also on              issues each with 30% to the final score, according to
rehabilitation works. It has been continuously                  the definition of sustainability. Depending on
developed and is presented in the paper.                        researcher the distribution of the weightings may be
The model can be applied using two proceeding: the              changed.
direct appreciation, which results in a sustainability          In case of a comparison between different solutions,
index SI and the inverse appreciation, which results            the reference value represents the best value from
in an unsustainability index SI . In both cases, the            each solution; while in case of a self-assessment the
final score is a dimensionless value between 0 and              best practices available are taken as reference
1, where 1 is the best and 0 the worst value for SI             values.

and vice - versa for SI . The correlation between the           For situations of “higher is better” the ratios in eq.
two indexes is:
                                                                                                                                         Pi
                                                                (3), which involve such parameters, become
SI+ SI =1                                           (1)                                                                                  Pi R
                                                                (see Eq. (6)).

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The unsustainability index results from eq. (1) and                                                 •     Transversal and longitudinal frames with eight
is obtained from:                                                                                         stores and two spans of 5.6 m and eleven bays
 SI = S env + S eco + S soc                     (4)                                                       of 3.8m;
                                                                                                    • Floors with girder mesh in two directions and a
           n
                      Pienv − Pi Re nv
                                                                                                          slab of 100mm;
S env =   ∑α ×
          i =1
                  i
                           Pienv
                                         ;                                                          • Foundation with a thick slab and deep beams in
                                                                                        (5)               two directions.
                      Pieco − Pi Re co                               Pi soc − Pi Rsoc
            n                                          n
S eco =   ∑β ×
          i =1
                  i
                           Pieco
                                         ⋅; S soc =   ∑γ
                                                      i =1
                                                             i   ×
                                                                          Pi soc
                                                                                                    From visual examination and non-destructive
                                                                                                    measurements no important damages of the RC
                                                                                                    structure were observed. Performing a structural
The weighting factors for each parameter remain                                                     analysis, including seismic action at present-day
unchanged.                                                                                          level, the following were noticed:
For situations of “higher is better” the ratios in eq.                                              • The drift limitation conditions are not within
(5), which involve such parameters, become                                                                the admissible limits at the ground store;
Pi R − Pi                                                                                           • Weakness of reinforcement and insufficient
                 (see Eq. (7)).                                                                           anchorage of beam-positive reinforcement at
   Pi R                                                                                                   the beam-column joint, especially in
The correlation between the two indexes is                                                                longitudinal direction.
presented in Figure 1, for a theoretical construction                                               Rehabilitation solutions consist in strengthening of
work with four solutions. Practical applications of                                                 the columns located at the ground storey. Some
the specific model are presented in the next chapter.                                               columns were strengthened in 1999 to prevent local
                                                                                                    damages due to reinforcement corrosion, while the
                                                                                                    others were rehabilitated in 2004 for decreasing the
                                                                                                    lateral displacement and for homogeneous column
                                                                                                    stiffness at the ground storey [18].

                                                                                                    3.1.2 Calculation of the sustainability and
                                                                                                    unsustainability indexes
                                                                                                    Different solutions have been proposed for the
                                                                                                    strengthening of the columns: Coating with steel
                                                                                                    profiles, reinforced concrete jacketing, and
                                                                                                    composites based on CFRP (lamellas and sheets).
                                                                                                    Details of the solutions are presented in Figure 2.
                                                                                                    Analysing the characteristics of the solutions,
Fig 1. The correlation between the sustainability                                                   several parameters from each dimension have been
and unsustainabiity index                                                                           selected for evaluation, which were considered the
                                                                                                    most representative for a correct comparison. These
3 Applications of the specific model                                                                parameters are the following: CO2 emissions arising
                                                                                                    from the manufacturing, transport and execution of
3.1 Case study 1 – Rehabilitation of the                                                            the building materials, total cost, consolidating time
Western University of Timisoara, Romania                                                            (workload), increasing of the capable bending
Subsection                                                                                          moment and stiffness of the consolidated element.
                                                                                                    To quantify the parameters, different databases,
3.1.1 Description and assessment of the building                                                    codes and bulletins have been used, [19], [20], [21],
The Western University of Timisoara, built in 1962-                                                 [22], [23]. Adjusting eq. (3) and (5), the indexes
1963, has many buildings, among them the Main                                                       resulted from:
Building that is used as administrative part as well
as classrooms for students. The RC structure
consists of:
                 CR         Co R         WR          ∆B          K
SI = 0.4 ×          + 0.2 ×      + 0.1 ×    + 0.1 ×      + 0.2 × R                                                                                  (6)
                 C          Co           W          ∆B R
                                                                K
                  C −CR         Co − Co R         W −W R         ∆B R − ∆B           KR −K
SI = 0.4 ×              + 0.2 ×           + 0.1 ×        + 0.1 ×           + 0 . 2 ×                                                                (7)
                    C              Co               W              ∆B R               KR

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A Sustainability Model for the Assessment of Civil Engineer Works
Recent Advances in Energy, Environment, Biology and Ecology

                              Fig.2 Strenghtening solutions using steel profiles, RC

Where C, CR, Co, CoR, W, WR, ΔB, ΔBR, K, KR are                 indexes, is summarized in Table 1. The best value of
given in Table 1.                                               each parameter has been considered as reference.
The specific value of each parameter, for 1m2 of
rehabilitated element, with their corresponding

Table 1 Rehabilitation of the Western University using different solutions
 Western University of Timisoara
 Rehabilitation solution
                                 Steel Profiles    RC Jacketing        CFRP                  Reference
 Parameters
 CO2 , C, Emissions [kg/m2]           41.70              93.1               25.47                25.47
 Cost, Co, [euro/m2]                  91.66              68.4              155.70                 68.4
 Workload, W, [man-hour/m2]            4.29               5.9                1.86                 1.9
 Increase of bending moment,
                                       62.37             57.2               58.26                62.37
 ΔB, [kNm/m2]
 Stiffness, K, [kNm/m2]               241.61            292.6              169.13               292.62
 Sustainability Index SI              0.702             0.633              0.797                  1
 Unsustainability Index SI              0.298                 0.367               0.203            0

A graphical representation of the results in Figure 3,
underlines the correlation between the two indexes.
Each       solution   showed      advantages      and
disadvantages: coating with CFRP had by far the
lowest CO2 emissions and shortest consolidating
time, but without assuring the drift limitation
conditions, which was the main objective of the
rehabilitation. Furthermore it was very expensive;
RC jacketing resulted in a good stiffness, relative
good price, but high workload in comparison to
coating with steel profiles. By applying the specific
model, the most sustainable solution proved to be                        Fig. 3 Indexes of the three solutions
the CFRP procedure; RC jacketing and steel profiles
have comparably SI, but as final solution the coating           3.2   Case study 2 – Rehabilitation of the
with steel profiles has been applied due to its                 Timisoreana Brewery, Romania
stiffness.
                                                                3.2.1 Description and assessment of the
                                                                building
                                                                The Timisoreana Brewery is a reinforced concrete
                                                                framed structure, with one section of five storeys

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Recent Advances in Energy, Environment, Biology and Ecology

and a tower of nine storeys. The brewery and the               The necessary rehabilitation of the RC structure was
tower were built in 1961 and the extension in 1971.            adopted for all types of damages and has been
The industrial building’s vertical structure is a              performed in two steps. First, in 1999 the main
spatial frame, while the foundation system consists            girders, secondary beams and the columns were
of isolated RC foundations under columns. The RC               strengthened for both local damage and inadequate
monolithic floors are made of main girders,                    reinforcement, by jacketing with reinforced
secondary beams and a one way reinforced slab.                 concrete.
From visual examination and non-destructive in situ            In 2003 due to continues operation and subsequent
assessment several problems have been identified at            damage of the structure, new assessment was
slabs, main girders, secondary beams and columns:              required. It was found that some beams and one
• Concrete cover spalled over large surface;                   column were characterized by inadequate
• Complete corrosion of many stirrups and deep                 longitudinal reinforcement and shear reinforcement
     corrosion of main reinforcement;                          as well as corrosion of many stirrups at beams. The
• Some broken reinforcement;                                   strengthening solution adopted was based on CFRP
• Dangerous inclined cracks;                                   composites [24].
The damages were mainly produced by concrete
carbonation and chloride ion penetrations, favoured            3.2.2 Calculation of the sustainability and
by high RH (≈80%) and temperature (over 40°C).                 unsustainability indexes
Performing a structural analysis, including seismic            As in the case of the first example (Western
action at present-day level, the following were                University of Timisoara) different rehabilitation
noticed:                                                       solutions were proposed. Details of the solutions are
 • High vulnerability to seismic actions due to                presented in Figure 4 and Figure 5.
     structural irregularities;                                The parameters and indexes have been determined
 • Some elements were characterized by                         similar but with slight modifications (structural
     inadequate longitudinal reinforcement (column)            stiffness was not a problem of vulnerability). The
     and shear reinforcement (beams).                          results are summarized in Table 2, separately for
                                                               column and girder.

                   Fig. 4 Strengthening of the column by RC jacketing and CFRP composites

                  Figure 5: Strengthening of the girder by RC jacketing and CFRP composites

Table 2 Rehabilitation of the Timisoreana Brewery using different solutions

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                                      Brewery Timisoreana
    Rehabilitation solution                Column                                       Girder
                                    RC                                       RC
         Parameters                         CFRP       Ref.                                 CFRP    Ref.
                                 Jacketing                                Jacketing
  CO2 Emissions, C, [kg/m2]       141.19     14.88    14.88                 25.32            7.75    7.75
      Cost, Co, [euro/m2]          92.20     85.23    85.23                 36.77           40.73   36.77
 Workload, W, [man-hour/m2]         8.58      1.84     1.84                 32.34            9.19    9.19
 Increase of bending moment,
                                    55.07         11.65         55.07       64.03            20     64.03
        ΔB, [kNm/m2]
    Sustainability Index SI         0.548         0.763          1          0.751           0.774    1
  Unsustainability Index SI         0.452         0.237          0          0.349           0.226    0

For both elements, the most sustainable solution                is 690km. The elements are handled ones at
proved to be the coating with CFRP. In 1999 the                 loading and ones at downloading. Noise is
solution with RC has been chosen due to the lack of             considered as the maxim level of sound
experience of the authors in the field of CFRP at               produced by the convoy of trucks [25].
that time. In 2003 the sustainable solution has been            Scenario 2 – The transport on railway is done
applied fulfilling all technical and technological
                                                                by freight trains with cars up to 50t loading
requirements.
                                                                capacity on a distance of 720km. Having rail
3.3   Case study 3 – Transportation of                          access to the manufacturer, the elements are
prefabricated RC elements                                       loaded directly in the cars, skipping
                                                                supplementary handling. At the final destination
3.3.1 Description of the cargo                                  the elements will be handled twice. The noise
The aim of this example is to demonstrate the                   level of the train has been considered at a speed
applicability of the specific model also on other               of 70km/h [26].
types of construction activities. An industrial hall            Scenario 3 – The combined transport is
made of prefabricated reinforced concrete elements              necessary because Timisoara has no direct
have to be transported from Timisoara to Galati                 access on the Danube River. The elements are
(690km on road). The structure consists of 97                   transported on road by trucks to Moldova Noua
elements (beams and columns), weighting 450t. Due               (150km), from there to Galati on barges
to the great mass, four transport opportunities have            (950km), repeating the load and download
been evaluated: on road by trucks, on railway by
                                                                process two times. The noise level of trucks has
train, on inland water (Danube River) by barge and
a combined solution by truck and barge, because in              been considered in this scenario.
many situations there is no direct access on inland             Scenario 4 – This scenario considers that the
water (like in case of Timisoara).                              entire transport is done on water, with two
                                                                processes of loading and downloading. Because
3.3.2 Calculation of the sustainability and                     barges have no disturbing effect on settlements,
unsustainability indexes                                        the minimum noise level imposed by standards
                                                                has been considered.
For the evaluation of the sustainability of each                For all scenarios, the values for specific CO2
transport method different parameters have                      and dust emissions, costs and duration were
been assessed. The most important were the                      taken from different databases and catalogues [
CO2 emissions, costs, transport duration,                       [27], [28], [29], [30], [31], [32]. All specific
emissions of dust and noise. To calculate the                   values were obtained for a cargo of 450t and the
sustainability index the following scenarios                    minimum distance of 690km.
have been considered:                                           Adjusting eq. (3) and (5) the indexes resulted
Scenario 1 – The transport on road is done by                   from:
trucks with cargo capacity of 20t. The distance

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           CR         Co R        DR         PM R         NR
SI = 0.4 ×    + 0.2 ×      + 0.1×     + 0.1×      + 0.2 ×                                                         (8)
           C          Co          D           PM           N
           C −C  R
                           Co − Co R
                                             D−D  R
                                                            PM − PM R         N − NR
SI = 0.4 ×         + 0.2 ×           + 0.1 ×        + 0.1 ×           + 0.2 ×                                     (9)
              C               Co               D              PM                N
The results are summarized in Table 3.

Table 3 Transportation of prefabricated RC elements by different means
                          Transport of prefabricated RC elements Timisoara - Galati
       Transport solution                                          Combined                 Only
                                     Truck        Train
                                                               Truck     Barge              Barge      Ref.
             Parameters              690km        720km
                                                               150km     950km             1100km
       CO2 Emissions, C,
                                     123.13         24                 46.14                   22.43   22.43
          kg/1000tkm]
    Cost, Co, [Euro/1000tkm]          39.4        56.04                35.26                   0.04    0.04
  Duration, D, [hour/1000tkm]         0.11         0.12                 0.30                   0.31    0.11
    Dust (PM10+VOC), PM,
                                      0.13         0.04                 0.06                   0.04    0.04
          [g/1000tkm]
         Noise, N, [dB]                90          110                  90                       50     50
     Sustainability Index SI          0.305       0.689                0.412                   0.931    1

   Unsustainability Index   SI        0.695       0.311                0.588                   0.069    0

Each mean of transport shows advantages and                       evaluation models, sustainability issues can be
disadvantages. Transportation on water is by far                  assessed and quantified, which may help engineers
the most sustainable solution, even if the                        in the decision making regarding different solutions.
duration is much higher than for other cases.                     The presented specific model, resulting in a
But its main disadvantage represents its                          sustainability index of different construction works,
                                                                  offers many advantages and opportunities. It is a
applicability. Barges need ports and access to
                                                                  method to appreciate the overall sustainability of a
water, which is not possible in all situations.                   specific application, which finally leads to optimum
Like in the case of Timisoara – Galati, a                         design solutions. It is a flexible tool, based on a
combined alternative was proposed. Transport                      simple quantitative equation, which can be applied
by trucks to the nearest port and then further on                 on a series of practical problems. The analysis can
water. Due to great CO2 and dust emissions of                     be performed with a relative small number of
the trucks this alternative is becoming less                      measurable parameters, but which offer conclusive
sustainable. Transport by freight trains resulted                 results. Due to its flexibility, the proposed model
to be the most viable solution in this situation.                 can be applied on entire building, building elements,
Transport by trucks is suitable for smaller                       rehabilitation methods, production of construction
cargos, and for places where none of the above                    materials,     transport    solutions,    construction
                                                                  technologies etc.
mentioned means can be applied, due to the
                                                                  From the presented case studies some useful
lack of infrastructure.                                           conclusions can be underlined. A sustainable
                                                                  solution not always represents the best solution, it
3 Conclusions                                                     must be also technically useful; for instance, the
Sustainability is defined as the confluence of the                CFRP solution resulted as the most sustainable, but
environmental, economic and social dimensions.                    due to its insufficient stiffness, could not fulfil the
For a correct assessment of sustainability                        technical requirements. Similar problem appeared in
performances, all the three dimensions should be                  the case of the transport of prefabricated elements.
treated in equal way. The construction industry has               Although the most sustainable solution proved to be
great environmental impacts, contributes to the                   the transport on water by barge, due to the lack of
economic growth, but has also social responsibility.              direct access to water, a less sustainable solution
It should implement sustainability issues in all types            had to be obtained.
of activities, including entire life cycle. Using

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     ISBN: 978-960-474-358-2                                  168
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