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38   OPINION
     Shrina Nathwani and Katy Martin
     DOI: 10.1308/rcsfdj.2021.9

                      A dentist’s guide to reflection:
                 a framework for use in clinical practice
                    by Shrina Nathwani and Katy Martin

                               How can reflection benefit
                               dentists and their patients?

                                      Authors: Shrina Nathwani*, Consultant in
                                      Oral Surgery, Surrey and Sussex Healthcare
                                         NHS Trust, UK; and Katy Martin,
                                       Registrar in Oral Surgery, Birmingham
                                       Community Healthcare NHS Trust, UK

                                                *Corresponding author:
                                             E: shrina.nathwani1@nhs.net

                                       Keywords: Reflection in dentistry, reflection
                                          in dental practice, reflective practice,
                                          continuing professional development

     FACULTY DENTAL JOURNAL January 2021 • Volume 12 • Issue 1
OPINION         39

Reflection is an integral component of education, with        and Chevannes advising against the total reliance on
increased emphasis on the use of reflective practice in       reflection in training as beginners will require a degree
developing the dental care professional. While reflective     of nurturing and direction from their supervisors.6
practice is a key feature in both undergraduate and
postgraduate dental training, the skill of knowing how        The controversies surrounding the case of Dr Bawa-Garba
and when to reflect is not easily developed.                  raised several questions around the use of reflective mate-
                                                              rial in legal cases relating to medical negligence. Although
Reflective practice facilitates learner development in        the GMC has since confirmed that personal reflections
two ways: 1) by encouraging learning of new knowledge,        can only be shared on a voluntary basis as evidence to
and 2) through exploration of existing processes and          demonstrate insight, there is a tangible loss of trust across
information. In dentistry, there is a natural gravitation     the healthcare profession.7 The Williams review on gross
towards the development of technical and clinical aspects     negligence manslaughter in healthcare also stated that
of healthcare delivery. With increasing time pressures and    ‘reflective notes are far more likely to be used in sup-
service demands, the development of reflective capacity       port of an individual rather than against them’ but the
and professional insight is at risk of being neglected.1      residual fall out from the Bawa-Garba trial has inevitably
                                                              caused reservation in how healthcare professionals choose
While the need for reflective practice is becoming            to reflect.3 A survey carried out by the British Medical
increasingly prevalent across all healthcare sectors,         Association determined that 81% of junior doctors had
learners are often assumed to have the necessary skills       altered their reflective style following the Bawa-Garba legal
to reflect, without actually having the appropriate time      case8 and this remains a challenge when reflective practice
or framework to do so effectively. Given that reflecting      is such an integral part of training.
from professional experiences has been suggested to be
more beneficial in developing personal and professional       Reflection, self-assessment and metacognition are
skills than learning through formal teaching, perhaps an      all key components required to develop professional
emphasis should be made on how to reflect in dentistry,       insight; ‘to have insight into one’s performance and
rather than simply stipulating that it is a requirement.2     practice, to recognise personal strengths, weaknesses
                                                              and deficiencies […] is universally accepted as one of
Reflective practice in dentistry                              the primary requirements of a competent practitioner
Reflective practice is an intrinsic part of healthcare pro-   within the health professions’.9 It would therefore seem
vision and training, and it has become synonymous with        prudent to suggest that reflection and development of
continuing professional development (CPD). The use of         personal and professional insight are symbiotic, and one
reflection ‘leads to personal insight, improved practice      simply cannot exist without the other.
and greater professionalism’,3 all of which are key at-
tributes to developing a safe and holistic practitioner.      Why reflect?
                                                              A competent reflective practitioner continuously reflects
Guidance released by the General Dental Council (GDC)         on experience and is capable of doing this in action to
discusses the requirement to include an element of            benefit future actions.10 In medical education, reflective
reflection in a CPD record.4 The enhanced CPD scheme          practice is rapidly becoming a competence in its own
devised by the GDC necessitates reflection following CPD      right; it enhances personal responsibility for learning and
activities, acknowledging the importance of reflection in     supports professional development.11 Trainees are ‘encour-
assuring patients that the dental professional is continu-    aged to learn from the experience of existing and novel
ously learning. It also aids in shaping and constructing an   situations, drawing on, interpreting and integrating the
individual’s personal development plan (PDP). A PDP is        information these present in order to support the develop-
compulsory for all dental practitioners, and can provide      ment of new behaviours’.12 Reflection can aid development
a structured and supported process for individuals to         of self-directed learning, enhance motivation, transform
reflect on their own learning, performance and achieve-       practice in a meaningful way and ultimately, improve the
ments.5 A PDP should be continuously reviewed and             quality of care practitioners are able to deliver.13
adapted following the experiences of the clinical learner,
and personalised to facilitate personal, educational          There are numerous models available to facilitate
and professional development. Interestingly, there is no      reflection but the themes are similar across all models:
reflective template for practitioners to use, with the GDC    what happened, why does this matter and what are the
acknowledging the individualistic nature of reflection.4      next steps?13 It is important for an individual to be able
                                                              to develop a sense of the problem at hand, elaborate
Dental training places a large emphasis on reflective         a conclusion and be able to apply that conclusion to
practice in professional development through the use          practice, before repeating the process. This process can
of workplace-based assessments. When amalgamated              be applicable to the learning of new things or the devel-
with supervisor feedback, reflective comments allow the       opment of existing knowledge and processes. One could
learner to reflect more deeply and analytically. The com-     argue that when developing a clinical skill, a learner is
bination of extrinsic feedback with learner reflection        unable to transition from ‘unconsciously unskilled’ to
stands as a powerful teaching aid, encouraging learners       ‘unconsciously skilled’ without demonstrating reflective
to take control of their own learning requirements and        capacity and insight. It is important to recognise that re-
appropriately highlight further training needs. This is       flective practice is not simply about self-indulgence but
particularly important for junior trainees, with Fowler       instead about attempting to perceive how things are.6

                                                                     FACULTY DENTAL JOURNAL January 2021 • Volume 12 • Issue 1
40   OPINION
     Shrina Nathwani and Katy Martin

     When to reflect                                                                                                               safety. Outcomes of such events can often result in
     In healthcare, there is often a reliance on quantitative                                                                      system changes as well as individual adaptations to
     measures to identify quality of care and formulate                                                                            practice, to prevent things from going wrong in future.
     what is best practice. This usually involves adherence                                                                        However, it is important that reflective processes are
     to evidence-based practice, policies and procedures,                                                                          not just focused on negative events but also on positive
     of which the outcomes are usually measurable against                                                                          experiences so that these can be replicated in future
     current standards. Reflective practice can also help                                                                          practice and develop the confidence of the team.
     guide best practice, identifying new areas for research,
     encouraging the development of new evidence and                                                                               When reviewing an event, either alone or in a group,
     audit of existing practice.14 The benefits and barriers to                                                                    the reflector determines what happened, their
     reflective practice are summarised in Table 1.                                                                                thoughts and feelings, experiences of others and most
                                                                                                                                   importantly, considers ‘why?’.6 In a dental team, the
     Reflective practice is not just an individual process, and                                                                    consolidation of experiences from multiple perspec-
     it can be effectively utilised to improve team perfor-                                                                        tives can help us understand the links between what
     mance, patient safety and overall healthcare experience.                                                                      we do now (our current practice) and how we might
     This can range from reflection following the manage-                                                                          improve (our development of practice).15 These
     ment of an individual patient, personal performance,                                                                          collaborative reflective activities are reliant on good
     patient experience, communication and professionalism                                                                         communication and rapport in the team, without fear
     to collaborative reflection following a learning activity                                                                     of retribution.
     or significant event. The importance of individual and
     organisational reflective practice is outlined in Figure 1.                                                                   Regular team meetings can promote collaborative
                                                                                                                                   reflection by supporting and questioning learning, and
     The investigation of a serious incident can facilitate                                                                        can encourage interprofessional feedback from other
     both individual and team reflection, allow application                                                                        members of the team. Reflection in a team can also
     of lessons learnt to future care and improve patient                                                                          enhance both personal and collective responsibility
                                                                                                                                   for professional development, and facilitate learning
     Table 1 Benefits of and barriers to reflection6,13                                                                            and analysis of outcome as well as influencing clini-
     ...........................................................................................................................   cal practice. The change in attitude, knowledge and
                                                                                                                                   skills can influence our behaviour, and can encour-
       Benefits                                                     Barriers                                                       age experiential learning on both an individual and
       Collaborate personal and                                     Inexperience of individual                                     team platform.16
       professional experience
                                                                                                                                   Reflecting can promote greater wholeness of experience
       Promote communication                                        Lack of time                                                   to the practitioner while also encouraging strategies
       within team                                                                                                                 to bring things out into the open in a safe and confi-
       Replicate positive events in                                 Lack of motivation                                             dential environment.6 One could argue that without
       future                                                                                                                      the use of reflective practice, the individualistic nature
       Allow changes for safer                                      Fear of retribution                                            of providing dental care is lost and we instead simply
       practice                                                                                                                    become technicians carrying out technical skills with no
                                                                                                                                   development of insight or room to improve care.
       Improve staff and patient                                    ‘Tick box exercise’
       relationships                                                                                                               How to reflect
       Opportunity to improve and                                   Insecurity and self-esteem of                                  Learners have varying preferred learning methods and
       explore new ways to tackle                                   individual                                                     reflective processes are no different. Reflection is a
       problems                                                                                                                    personal process and there is simply no right or wrong
                                                                                                                                   way to reflect appropriately. Written reflections can
       Promote critical thinking, and                               Desire to be perfect                                           be creative or analytical, with learners encouraged to
       develop insight into how we                                                                                                 focus on the learning rather than a full discussion of
       think and act                                                                                                               an anonymised patient encounter. Learners should be
       Reduce risk of burnout                                       Absence of insight                                             encouraged to engage in reflective practice, of both
                                                                                                                                   positive and negative situations, as a crucial part of
       Introduce/build on new ideas                                 Seen to be used solely for
                                                                                                                                   personal and professional development, and ultimately,
       and question learning                                        serious incidents/negative
                                                                                                                                   to promote safer and more effective patient care.
                                                                    experience
       Develop deeper                                               Seen to be narcissistic/                                       The Conference of Postgraduate Medical Deans
       understanding of                                             self-indulgent                                                 discusses the importance of reflections being not just
       experiences, actions and                                                                                                    a regurgitation of an experience but instead encourag-
       impact on others                                                                                                            ing learning and development of a future action plan.17
       Improve competence and                                       Managing expectations (both                                    Essentially, written reflection should not substitute
       identify areas to improve                                    personal and wider)                                            other processes required to record and escalate serious
                                                                                                                                   incidents. In a busy clinical environment, learners
       Contribute to quality                                        Absence of reflective model                                    and their supervisors are often faced with challenges
       improvement                                                  specific to dentistry                                          of clinical and time pressures, which can affect the

     FACULTY DENTAL JOURNAL January 2021 • Volume 12 • Issue 1
OPINION                                                      41

ability to engage in an effective reflective process. It    Figure 1 An overview of reflective practice
is important that learners maintain courage, curios-        ......................................................................................................................................................................
ity, determination and commitment to the reflective
process in order to take responsibility for actions, and
encourage the development of professional insight
and identity.6

It is vital that a reflective model in dentistry can be                                                 Organisation and teams
applicable to both practical and theoretical skills. The                                                •   Reflection on quality of systems
aim of a framework (Figure 2) is to encourage critical                                                  •   Lessons learnt and changes made
thinking, personal, professional and collaborative de-
velopment, and to support provision of evidence-based,
safe, patient centred care.

Planning: reflection before action                                                                      Safer systems                                        Safer culture
This stage encourages an inquisitive approach to the
event. It develops the curious practitioner inviting
questions before an event has even taken place, which                                                                                Optimise
allows critical review as well as collaboration of previ-                                                                           patient care
ous experiences. When applied to a practical skill, the                                                                                                                 Individual healthcare
learner reviews the available evidence and how this can                                                                                                                 professionals
be applied to a clinical environment. This stage can                 Leadership and education                                          Safer                            •    Reflection on quality
enable communication with peers, consolidation of                                                                                  professionals                             of their work
experiences and identification of a practical solution to                                                                                                               •    Lessons learnt and
a clinical endeavour.                                                                                                                                                        changes made
Implementation: reflection in action
Reflection in action combines both an experiential
and emotional perspective, and supports a continuous
implementation and cognitive feedback loop. This
allows consolidation of feedback from patients, peers
and other team members to develop an emotional              Discussion
response to an event. This stage aids enhancement of        Reflective practice has been shown to improve the
self-awareness, allows progress of an experience and        process of andragogy as well as outcomes for patients. A
encourages learners to make sense of construct.             framework to guide the dental practitioner can support
                                                            and promote both individual and collaborative learning.
Concept development: reflection on action                   Reflection is most effective when interactively shared,
Concept development facilitates deconstruction of an        whether with a team or a suitable mentor. It is a process,
event, encouraging the learner to analyse what he or        and one that can be learnt. Thus far, models have
she has gained through the implementation phase. This       remained in the realms of the educational literature, leav-
stage questions both the process and the outcome, and       ing clinicians to tackle the process of reflection in this
supports analytical thinking for learners to establish      modern era independently and often without adequate
whether they achieved their goals. Although concept         training or experience.
development encourages learners to review the conse-
quences of their actions, it is important that the focus    Dentistry consists of experiential learning, and the work
is on the entire process and not just the outcomes of       of Kolb16 and Schön18 should therefore not be dismissed.
an event.                                                   Performed during the task, reflection in action facili-
                                                            tates active thinking and experimentation with regard
Action: reflection for action                               to reasoning and purpose. Reflection on action encour-
The reflection for action phase helps learners to adopt     ages learners to consider the activity and how it has
a transformative perspective, questioning their actions     progressed the learning or resulted in an unexpected
and encouraging development of an action plan for fu-       outcome, allowing for improvement.
ture events. This stage urges learners to adopt a deeply
inquisitive and analytical approach, taking ownership       The accomplished clinician will often consider the
of their own learning and development (either inde-         activity before it is even performed, planning for
pendently or with a supervisor/team). Reflection for        the activity by collating previous experiences, often
action can act as a supportive framework for the entire     subconsciously. Many will benefit from a debrief
dental team to review a situation, collaborate, provide     after the activity and will be able to link experiential
feedback and determine how future interventions can         learning in this way to enhance their development
be managed effectively.                                     for the future such as engagement with a course. This
                                                            approach encourages a transformational perspec-
Figure 3 outlines the application of this model to a        tive by promoting development of self-esteem, self-
clinical situation.                                         awareness, self-motivation and self-affirmation while

                                                                           FACULTY DENTAL JOURNAL January 2021 • Volume 12 • Issue 1
42   OPINION
     Shrina Nathwani and Katy Martin

     also supporting flexibility, application of learning and                                                                         Reflection has, however, been shown to lead to a culture
     learning from failure.                                                                                                           of openness, empathy and compassionate care. As dental
                                                                                                                                      professionals continue to face and deal with society
     Dental clinicians need to apply critical thought to what                                                                         (and the need to be socially responsible), reflection also
     they do so they can integrate their skills, knowledge,                                                                           provides an outlet and an opportunity for mindfulness.
     attitudes and understanding. They need reflection to ex-
     pand their knowledge, and to assess their own progress                                                                           Ultimately, the coordination of care and promotion of
     by identifying strengths and weaknesses, growing their                                                                           patient safety highlights the regulatory onus of reflection
     strengths and remedying their weaknesses. This takes                                                                             in dental education. Reflective learning can transform
     self-assessment. Equally, reflection is necessary to assess                                                                      ‘textbook outcomes’ to ‘gold standard’ dental care.20
     treatment outcomes, be prepared for and amend unex-                                                                              Consequently, there needs to be understanding among
     pected outcomes, and work in an oral healthcare team.                                                                            the dental community of the value of reflection in
                                                                                                                                      competence-based education and that it will improve the
     The combination of experience and reflection are crucial                                                                         quality of patient care. It is easy to become goal focused
     aspects of developing both practical and professional                                                                            and be unmotivated, resulting in difficulty with the
     practices in healthcare delivery. The GDC emphasises                                                                             reflective process and therefore bypassing it. There is
     this as it expects all dental schools and training providers                                                                     value in undertaking reflection early in a dental career so
     to ‘support the development of a reflective, professional                                                                        that like the clinician, it can grow and develop with time.
     registrant’19 but it would be unwise to presume that den-
     tal registrants are competent in reflective practice. Simi-                                                                      Just as there is focus on the learner, for those in a posi-
     larly, enhanced CPD demands reflection following an                                                                              tion as dental educator, the process of reflection has
     activity, adapting a quantitative approach to a qualitative                                                                      its constraints: the subjective nature of reflection, time
     one, formalising the significance for lifelong learning.                                                                         restrictions on providing the scaffolding opportunities and
                                                                                                                                      thereafter, the facilitation of reflection itself. It requires
     It underpins professional activity and behaviours, justify-                                                                      careful planning and implementation, with requirements
     ing the decisions and actions undertaken by clinicians.                                                                          of learning outcomes, instructional methods, prompts,
     It also enables communication with patients to ensure                                                                            feedback and follow-up plans. Dental educators need to
     formulation of appropriate decision making in complex                                                                            provide consistency in learning the art of reflection across
     treatment plans as well as with colleagues to share both                                                                         the curriculum and with all trainees, teaching it as a vital
     good and bad experiences to reduce stress and isolation.                                                                         skill that develops the learner in a conducive environment.
                                                                                                                                      Equally, dental educators must be trained and must model
     Evidence demonstrating the true effect of reflection on                                                                          the processes of reflective practice themselves.
     learners and their development remains scarce. Reflec-
     tion in dentistry is much behind other healthcare profes-                                                                        Conclusions
     sions such as nursing in that dentistry is more focused                                                                          There continues to be a requirement for further
     on development of practical procedures and techniques.                                                                           research and development in the role of reflection in

     Figure 2 Framework for reflection
     ............................................................................................................................................................................................................................................................

       •         Assessment and planning of                                                                                                                                      •         Continuous implementation and
                 intervention                                                                                                                                                              cognitive feedback loop
       •         What/How/When/Who                                                                                                                                               •         Support application to individual/
       •         Utilisation of evidence and                                                                                                                                               team practice
                 previous experience                                                                                                                                             •         Awareness of limitations
       •         Incorporation of team and                                                                                                                                       •         Incorporate instantaneous
                 individual experiences                                                                                                                                                    feedback from patient and peers
       •         Why is this intervention of value...?                                               Planning                         Implementation
                                                                                                    Reflection                          Reflection in
                                                                                                   before action                           action

       •         Learning and reconstruction of                                                       Action                               Concept                               •         What have you gained through
                 intervention                                                                      Reflection for                        development                                       implementation?
       •         How can I adapt...? What other                                                        action                            Reflection on                           •         Reflection on outcome and other
                 choices were available?                                                                                                     action                                        potential conclusions in relation to
       •         Application of learning                                                                                                                                                   evidence
       •         Incorporate feedback following                                                                                                                                  •         Consequences of actions
                 intervention                                                                                                                                                    •         To what extent did I achieve...?

     FACULTY DENTAL JOURNAL January 2021 • Volume 12 • Issue 1
OPINION                   43

Figure 3 Application of reflection framework to clinical event
............................................................................................................................................................................................................................................................

     Reflection before action:                                                                                                   Reflection before action:
     •    What is the procedure?                                                                                                 •    Extraction of UL6
     •    How will I carry this out?                                                                                             •    Electively raise a mucoperiosteal flap, section roots and
     •    When will this take place?                                                                                                  elevate separately
     •    What evidence is available?                                                                                            •    Early morning as patient is taking apixaban
     •    If previously performed, how can I improve/                                                                            •    Consider Scottish Dental Clinical Effectiveness
          duplicate previous outcomes?                                                                                                Programme guidance
     •    How can I work with my team to deliver                                                                                 •    Previous extractions were difficult due to patient anxiety
          optimal patient outcomes?                                                                                              •    Discuss with nursing team to ensure all equipment
     •    Why is this intervention of value?                                                                                          available
                                                                                                                                 •    Patient X is also nervous so will require additional
     Reflection in action:                                                                                                            support
     •    What is going well?                                                                                                    •    Patient X is in pain and UL6 is unrestorable
     •    Utilising feedback from both patient and team
     •    How can I support my team?                                                                                             Reflection in action:
     •    Do I need to stop?                                                                                                     •    Patient X is tolerating procedure well, nursing team is
     •    How does this look compared with previous                                                                                   providing excellent support and patient is happy
          interventions?                                                                                                              to continue
                                                                                                                                 •    Sectioning of roots has improved visualisation
     Reflection on action:                                                                                                       •    Minimal bleeding noted
     •    What was the outcome?
     •    How can I improve the outcome and                                                                                      Reflection on action:
          experience?                                                                                                            •    Successful extraction – patient X coped well and gave
     •    Was the experience for patient/team/                                                                                        positive feedback to reception staff
          myself optimal?                                                                                                        •    Sectioning could have been improved as palatal root was
     •    To what extent did I achieve what I set out                                                                                 difficult to elevate
          to do?                                                                                                                 •    Focus not just on outcome but also overall experience
                                                                                                                                 •    I was anxious about raising a flap and could have
     Reflection for action:                                                                                                           improved…
     •    Recount of intervention
     •    How did I feel? How did the patient feel?                                                                              Reflection for action:
     •    Utilise feedback from other team members                                                                               •    I was anxious as I haven’t performed this procedure for
     •    How can I adapt?                                                                                                            a while and was concerned about how patient X would
     •    Can I audit this process?                                                                                                   cope with challenging treatment
     •    How can I apply this learning to                                                                                       •    Nurse reported that patient X had coped well compared
          similar situations?                                                                                                         with previous visits
     •    Learn from failure/success – a success in one                                                                          •    Do I need to attend an oral surgery course to improve
          situation may be failure in another                                                                                         my confidence?

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                                                                                                                                     patient safety. Postgrad Med J 2012; 88: 125–129.
                                                                                                                                 12. Foster-Turner J. Coaching and Mentoring in Health and Social Care.
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