2022 Joint Call for Research Proposals
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2022 Joint Call for Research Proposals Strategies, technologies and novel systems to reduce and account for greenhouse gas emissions from agriculture ruminant production systems Endorsement text to go here. If not needed, double click and delete.
2022 Joint Research Call Between The Funding Parties of the 2022 Joint Research Call Country Funding Organisation/Party Short name New Zealand Ministry for Primary Industries MPI Department of Agriculture, Food and the Ireland DAFM Marine —— 2
2022 Joint Research Call Table of Contents About the Call 5 National Contacts 5 Call Timeline 6 1. Scope 7 Topic 1: Rumen Microbiology to Support the Development of Ruminant GHG Mitigation Technologies 8 Topic 2: Identification and development of technologies for the selection of low emitting ruminant livestock 8 Topic 3: Refinement of agricultural GHG emissions inventories through the development of emission factors for Nitrous Oxide and Carbon 9 2. Funding 10 3. Who Can Apply 11 Industry and Third-Party Participation 11 4. Application procedure 11 5. Eligibility 12 5.1 General Eligibility Requirements of Proposals 12 5.2 National Eligibility Requirements 13 6. Expert Evaluation of Proposals 13 7. Proposal Selection 16 8. Contract Negotiation and Award of Grant 16 9. Post-Award Monitoring and Reporting 16 10. Communication, Dissemination and Exploitation of Results 17 11. Ethics 17 11.1 Health and Safety 17 11.2 Genetic Resources and Benefit-Sharing 17 12. Confidentiality, Information and Publicity 18 Annex A: Guidelines for New Zealand Applicants 19 1. Introduction 19 2. National Eligibility Criteria 19 4. Funding Rules 19 5. Dissemination of Information 20 —— 3
2022 Joint Research Call 6. Intellectual Property 20 7. Engagement 21 8. Open Access 21 9. After the Joint Call Approval for Funding 22 Annex B: Guidelines for Irish Applicants 23 1. Introduction 23 2. Maximum Funding Available 23 3. National Eligibility Criteria 23 4. Eligible Research Performing Organisations 24 5. Funding Rules 24 6. DAFM Funding 24 Staff Costs 25 Equipment 25 Travel and Subsistence 26 Consumables 27 Overheads 27 Other agreed costs 27 7. Intellectual Property 28 8. Industry Participation 29 9. Stakeholder Participation 29 10. Gender Equality 30 11. Research Integrity and Open Access 30 12. Ethical and Health and Safety Issues 30 Ethics 30 Health and Safety 31 13. After the Joint Call Approval for Funding 31 —— 4
2022 Joint Research Call About the Call Ireland and New Zealand face significant and common climate-related challenges in their agriculture sectors. In parallel, there is an opportunity to improve the cooperation and coordination of research activities in this area between the two countries for mutual benefit. In recognition of this, the Department of Agriculture, Food and the Marine (DAFM) Ireland and the Ministry for Primary Industries (MPI) New Zealand have agreed to launch a joint funded transnational research initiative for a pilot period of 3 years to enable Joint Calls for research on climate mitigation from agriculture ruminant, pasture-based production systems. The purpose of the Joint Calls is to build on the established research links between Ireland and New Zealand and aim to strengthen existing cooperation and collaborations between funders and researchers on a bi-lateral basis. Applications to the Joint Calls MUST involve research entities from both Ireland and New Zealand. In particular, the Joint Call will address high-/medium-intensity grassland livestock systems, the impact of such systems on the climate and the environment and the necessity to identify and implement research outputs and outcomes to enable the sector’s transition to a climate neutral and environmentally sensitive basis. National Contacts Table 1: National contact points for the 2022 Joint Call Funding Contact Person(s) Contact Details Party William AITKENHEAD William.Aitkenhead@mpi.govt.nz MPI Nilusha Nilusha.Ubeynarayana@mpi.govt.nz UBEYNARAYANA Aidan HOLOHAN Aidan.Holohan@agriculture.gov.ie DAFM John HARRISON John.Harrison@ agriculture.gov.ie —— 5
2022 Joint Research Call Call Timeline The Joint Research Call follows a one-stage submission procedure with a deadline for the submission of full proposals on 15th July 2022. Indicative Research Call timelines are outlined below in Table 2. Table 2: Indicative Timeline of the 2022 Joint Call Date Step 12th May, 2022 Launch of 2022 Joint Research Call 18th May, 2022 @ 10:00 NZT Webinar for applicants (New Zealand) 25th May, 2022 @ 10:00 IST Webinar for applicants (Ireland) 1st July,2022 Deadline for technical queries 15th July, 2022 @ 17:00 IST Submission Deadline for proposals July, 2022 Eligibility Assessment July/August, 2022 Evaluation of Proposals September, 2022 Selection Meeting Communication of Funding Decision September, 2022 and start of Contract Negotiations Funding awarded and announcement of November/December, 2022 successful projects —— 6
2022 Joint Research Call Date Step December, 2022 to March Estimated Starting Date for Funded 2023 Projects 1. Scope Strategies to reduce greenhouse gas emissions from ruminant livestock production will be fundamental to realising targets and objectives that will contribute to climate action by 2030 and climate neutrality by 2050. New Zealand and Ireland are globally recognised for efficient pasture-based livestock grazing systems that have been developed over many years. One of the challenges for both countries is finding technologies and practices for mitigating greenhouse gas emissions from already advanced pasture-based systems. There is no low-hanging fruit. Substantial emission reductions in these advanced pasture-based systems will require breakthrough research. The research topics covered in this Call aim to advance the body of knowledge into large scale applicable practices and technologies. Key areas of research for this Call include: rumen microbiology, low emission ruminants, and inventory improvement, which taken together offer significant reduction potential in terms of greenhouse gas emissions and atmospheric carbon sequestration. Underpinning these strategies is the need to incorporate measures into inventories. This requires research to specify new emission factors and/or new ways of collating activity data, as well as ensuring that measures contribute towards greater climate resilience in the agriculture and land use sector. While proposals should be impactful in terms of their mitigation potential, applicants must consider the combined effects of processes in terms of whole-farm profitability, potential effectiveness on farms (vs. experimental results), and the likely adoption rate. Proposals under each of the three topics below MUST lead to a better understanding of data, knowledge and tools that enable break throughs to scalable solutions, accelerated technology development and advance knowledge in these topic areas, with potential to significantly impact greenhouse gas reductions within defined time periods for climate action and emissions neutrality. In particular, proposals should address the policy and research implications relevant to the topics, as well as identifying/recommending, where appropriate, actions that will deliver the best possible solutions under predicted future scenarios. Proposals must remain mindful of wider environmental impacts. —— 7
2022 Joint Research Call Topic 1: Rumen Microbiology to Support the Development of Ruminant GHG Mitigation Technologies A comprehensive understanding of the dynamics of rumen microbiota establishment and development and how they mediate the fermentation process throughout the life cycle of the animal is vital in maximising host nutrient utilisation, health, and productivity, via dietary intervention strategies (e.g., nutrition models, probiotics, prebiotics and enzymes). This is particularly important in `pasture-based dairy and beef systems’. Applications under Topic 1 should address rumen mechanics of dietary intervention and/or existing knowledge gaps in rumen micro-biological function leading to the development of ruminant GHG mitigation solutions (including feed additives, feed/forage composition and vaccine development). Examples of types of proposals sought under topic 1 include: 1. Development of a detailed mechanistic understanding of key steps in the electron flow process and the identification of factors that select between different primary fermentation pathways, for example hydrogen production/utilisation, role of formate, and the role of biofilms and different mechanisms of hydrogen and electron transfer among rumen microbial communities. Proposals should present intervention strategies based on identified pathways that give the most desired outcomes for production and reduced CH4 emissions. 2. Research in rumen microbiology that supports development of novel ruminant methane mitigation technologies. An extensive array of enteric methane mitigation strategies has already been explored by the global scientific community. If novel mitigations are to be discovered, then they will need to emerge from a non-obvious basis. Topic 2: Identification and development of technologies for the selection of low emitting ruminant livestock There is an urgent need to develop and test new and existing mitigation technologies to directly reduce agricultural GHG emissions to meet the needs of climate action and reduce emissions from ruminants. The development of new technologies should aim to accelerate action in animal breeding. Ruminants with a higher Economic Breeding Index are more efficient producers and will continue to improve the carbon footprint of our animal protein products. The generation and assimilation of data should facilitate the breeding of animals that are lower emitters of methane. Applications under Topic 2 should lead to the development of accurate and scalable technologies sufficient to inform genomic predictions of methane —— 8
2022 Joint Research Call emissions in ruminants and/or models for inclusion of low emission breeding in GHG inventories. Technologies should be low cost and applicable to large scale population-based analyses. Applications may also address the development of profiling techniques, sequencing technologies, rapid testing and statistical algorithms that increase accuracy across species and systems. Examples of types of proposals sought under topic 2 include: 1. Development of profiling techniques that are high throughput for the identification and quantification of metabolites in milk and meat associated with lowered methane emissions. 2. Exploration of impact of selection for low emission animals against other breeding selection criteria, to understand interactions of selection pressure/value. 3. Generation of emission factors and inventory accounting methods that are linked to the selection of ruminants for low methane emitting genetics while retaining production and profitability. Topic 3: Refinement of agricultural GHG emissions inventories through the development of emission factors for Nitrous Oxide and Carbon IPCC guidance allows countries to report GHG emissions and removals according to different tiers. Tier 1 and Tier 2 currently account for the bulk of agricultural emissions and removals reporting which does not accurately capture the effects of all mitigation measures and as a result, GHG emission estimates for the agricultural sector continue to have a comparatively high level of uncertainty. Advancing analysis of GHG emissions from agriculture, including agricultural soils, is a priority issue and research is needed for the development of emissions factors which integrate with higher tier inventories. Research proposals under topic 3 should focus on Nitrous oxide (N2O) (including ammonia emissions) and Carbon and align with shared climate mitigation policies in Ireland and New Zealand, common targets for the development of emissions factors and higher tier methodologies leading to the refinement inventories and GHG projection estimates. 1. Refinement of N2O emission factor for grass-clover, multispecies swards including plantain and other forage species with potential biological nitrification inhibition properties. —— 9
2022 Joint Research Call 2. Development of a set of Tier 2 or 3 N2O emission factors that could be disaggregated by soil type, fertiliser, manure and excreta, topography, season, temperature and rainfall, or incorporates the development of low- emission fertilisers or bio-based fertilisers. 3. Development of a N2O emission methodology that links to carbon sequestration Tier 3 models. 4. Development of soil carbon models for Tier 3 IPCC inventory compilation and link with the N2O Tier 3 models. 2. Funding A maximum total funding amount of €6m has been allocated to this Call, which is intended to be allocated in full, subject to the final joint selection list of research projects following evaluation. Funding awards will be provided directly by the respective national funding organisation to successful national applicants. Eligibility of project costs is subject to national rules (Annex A and B). Where necessary contact the respective National Contact point for clarification on project costs. The maximum funding budgets allocated to the Joint Call are outlined in Table 3. Table 3: Funding commitment to the 2022 Joint Call. National Call Contribution Funding Max. Funding Request (per Country Total Party project) New MPI €3m €1,000,000 Zealand Ireland DAFM €3m €1,000,000 The maximum budget that can be requested per proposal is €2M. Applicants cannot request more funds than allocated for each country by respective funding parties on a specific topic. —— 10
2022 Joint Research Call 3. Who Can Apply The scope of MPI and DAFM funding is limited to eligible Research Bodies situated within their respective jurisdictions. To be considered eligible for funding, applicants must meet the basic criteria of their respective funding authorities as set out in Annex A and B below. Industry and Third-Party Participation Applicants who are not eligible for funding by their national funding body or applicants from countries not participating in the Call are welcome to join research consortia, but this is on a self-funding basis or through in-kind contributions. They will not receive any funding (associated partners) and will not be included in the required minimum number of partners in the consortium and they cannot be the coordinator of the project. Such partners should state in advance the source of funding for their participation in the project. A letter of commitment must be included in the proposal application confirming the source of funding. Where industry is included as third party funded partners in a research consortium, any generated IP must be managed in a way that reflects the Funding Parties’ rules, as set out in Annex A and B. However, industry propriety of background IP, in respect of knowledge, technology and solutions, shall remain with the background IP owner. 4. Application procedure The application procedure will be carried out online via the Department of Agriculture, Food and the Marine’s (DAFM) submission tool, Flexi®Grant. No other methods or means of submissions will be accepted. The link to the DAFM online submission tool: Portal homepage - Department of Agriculture, Food and the Marine (flexigrant.com) Instructions on registration and completing the online application can be found in the corresponding guideline document “Online research portal registration and submission of proposals” —— 11
2022 Joint Research Call For application and reporting purposes, a project coordinator must be nominated to submit the joint proposal. The project coordinator may be nominated from either New Zealand or Ireland but must be one of the lead collaborating researchers in those jurisdictions. The same person cannot act as a coordinator for more than one proposal. Once nominated, the project coordinator will act as the primary contact for the project as a whole and will have responsibility for ensuring the coordination and timely submission of all relevant scientific and financial reports. Please note that in addition to central reporting both DAFM and the Ministry for Primary Industries (MPI) will require separate periodic reports, details of which are outlined in Annex A and B (National Funding Regulations). The closing date for submission of proposals is 15th July 2022 – 17:00 IST. It will be possible to update and save the proposal as many times as required before the submission deadline, but not after the deadline has expired. All parts can be saved, and revisions can be re-submitted until the deadline. After the closing date, information given in the proposal, including each partner’s budget, is binding. 5. Eligibility 5.1 General Eligibility Requirements of Proposals After the closing date for submission all proposals will be checked against the mandatory eligibility of the Call and respective National Funding Regulations. Criteria: • The application must be written in English. • All currency values must be in euro (€) • Eligible consortia will consist of a minimum of 2 independent entities seeking funding from both Funding Participants in the Joint Call; there is no upper limit of eligible consortium size - consortia can involve as many partners as necessary to achieve the project goals. • Consortia must appoint a project lead in each jurisdiction, Ireland and New Zealand. National project leads will have responsibility for ensuring proposals meet national funding regulations and will be responsible for periodic reporting to their respective funding bodies. • Applicants who are not eligible for funding by their national funding body or applicants from countries not participating in the Call are welcome to be partners in a research consortium on a self-financing basis, they cannot be —— 12
2022 Joint Research Call coordinators and are not counted for in terms of the required minimum number of partners. • The maximum duration of a project is 48 months. • The requested total funding cannot exceed €2M per proposal, • Total eligible budget per country/region must not exceed the maximum available to applicants under respective National Funding Regulations (Annex A and B). • Proposals should seek, in so far as is practical, for an equal distribution of the total requested funding (50:50) between Ireland and New Zealand applicants. However, in situations where this is not entirely feasible, applicants should note that the maximum proportion of the overall budget claimed by either Ireland or New Zealand may not exceed 70% of the total eligible project budget in order to achieve balanced partnerships and ensure that responsibility and risks are shared. • The scope of the research in the application must address one of the Call Topics detailed in section 1 and is limited to experimental research. Proposals are limited to a single topic only and must focus on the specific criteria described under that topic. 5.2 National Eligibility Requirements In addition to the general eligibility requirements, the funding bodies DAFM and MPI, will check the proposals against the national eligibility criteria as described in the National Regulations (Annex A and B). Please note that in the case where a proposal is deemed to be ineligible with regard to either DAFM or MPI national eligibility criteria, the Call Management Team (CMT), which consists of both funding bodies, will reject the entire proposal. Proposals which are eligible in terms of general and national eligibility criteria will progress to expert evaluation. 6. Expert Evaluation of Proposals The evaluation of eligible proposals will be performed by an Expert Evaluation Committee (EEC). The EEC is composed of international experts with acknowledged scientific excellence and high expertise of the underlying sectors. The members of the panel are proposed and selected by the Call Steering Committee (CSC). Each proposal will be evaluated by independent experts against the following criteria: —— 13
2022 Joint Research Call Overall score Quality and Efficiency Relevance and Scientific Excellence of Implementation Potential Impact including Costs (40 marks) (35 marks) (25 marks) Relevance to the scope Extent to which the Quality and of the Call outputs of the project effectiveness of the Clarity and pertinence would contribute to the work plan, including of the objectives; mitigation of GHGs extent to which the and/or improved resources assigned to Soundness of the knowledge on GHG work packages are in concept, and credibility emission factors; line with their of the proposed objectives and methodology; Any substantial impacts deliverables; not mentioned in the Extent to which the Call for Proposals, that Appropriateness of the proposed work is would enhance management structures beyond the state of the innovation capacity, and procedures, art, and demonstrates create new market including risk, innovation potential opportunities, innovation and data (e.g. ground-breaking strengthen management; objectives, novel competitiveness and concepts and growth of companies, Complementarity of the approaches, new address issues related applicants and extent to products, services or to climate change or the which the consortium business and environment, or bring as a whole brings organisational models); other important together the necessary benefits for society; expertise; Appropriate application of systems thinking, Quality of the proposed Appropriateness of the interdisciplinary measures to: allocation of tasks, approaches and, where ensuring that all relevant, use of Exploit and disseminate applicants have a valid stakeholder knowledge the project results role and adequate and gender dimension (including management resources in the project in research and of intellectual property to fulfil that role; innovation content; rights), and to manage —— 14
2022 Joint Research Call Overall score Transnational added research data where Involvement of self- value; relevant funded participants beyond those eligible Communicate the for funding under this project activities to Call, to access greater different target expertise; audiences; Degree to which this Involvement and project supports the connections with development of industry bodies, complementary farmers and extension capability in both groups to support funders’ national engagement and science systems and in uptake of outcomes in developing countries. the sector. Evaluation scores will be awarded for each of the three criteria, but not at the level of the bullet-pointed sub-criteria above. The sub-criteria are issues which the expert reviewer should consider in the assessment of that criterion. They are not exclusive but act as reminders of issues to raise during the EEC discussions on the merits of the proposal. A consensus mark will be awarded by the EEC under each of the three criteria with a total score available on a scale of 0-100 marks. Each criterion is weighted with a maximum score of 40, 35 and 25 marks for the Scientific Excellence, Relevance and Impact, and Quality and Efficiency of Implementation, respectively. The total score will be converted into a percentage (%) mark. To be considered eligible for funding, proposals must achieve: • At least 24/40 (or at least 60%) for Scientific Excellence, and; • An overall score of (60/100) - at least 60%. In addition, the EEC must agree on “Yes” answers to the three eligibility questions, specified below, for a proposal to be considered for funding. 1. Does the proposed research project fit within the thematic/topic scope of the Call? —— 15
2022 Joint Research Call 2. Does the proposed project address the relevant themes/topics listed in the Call document? 3. Is the project a transnational scientific research project, i.e. does the scope or scale of the proposed research exceed a single country? 7. Proposal Selection The ranking list of proposals provided by the EEC, following evaluation, will be sent to the CSC. The CSC will assess the list of projects recommended for funding and take the final decision on selecting transnational projects, based on the ranking list and the overall available budget. The outcome of the evaluation process and funding recommendation will be communicated to the project coordinators. 8. Contract Negotiation and Award of Grant Each Funding Party will fund applicable national applicant(s) within the research project. Formal funding decisions are made by the participating Funding Parties and funding will be provided according to applicable national funding rules. Contracts with awardees as well as funding procedures and regulations remain the full responsibility of the national funding parties according to applicable national funding rules. If successful, the lead coordinators in each country will be contacted by their national contact points in order to start the grant negotiation. Applicants must adhere to and comply with the stated DAFM and MPI terms and conditions that will be applied to the grant award. 9. Post-Award Monitoring and Reporting In addition to national reporting requirements, consolidated/combined reporting will be required at the start, mid-term and within two months of the end of the project. This will consist of information on the project scientific status and progress, interim results and outputs from the project, and the contribution to the overall aims and outcomes of the Joint Call. A mid-term project seminar may also be organised for the projects funded under the Call for the scientific partners, funders and policymakers. —— 16
2022 Joint Research Call All project partners will have to deliver input for these reports. A Final Report and presentation will also be required once the last project report has been evaluated and deemed acceptable. The final report should provide a non-scientific summary of all aspects of the research project and be suitable for publication on DAFM/MPI websites. All reporting templates will be supplied to the lead coordinator in advance of their respective submission deadlines. 10. Communication, Dissemination and Exploitation of Results Communication, dissemination and exploitation of project outputs is obligatory and in the responsibility of the funded project partners. Proposals must provide a proportionate dissemination and exploitation plan in line with the scale of the proposal that will show how the proposed measures will help to achieve the expected impact of the proposal. This plan should be instrumental to maximizing the anticipated impacts. It should be concrete and comprehensive in describing the area to be impacted, the full range of potential users and the path proposed to outreach to such users. The plan should also describe what appropriate channels are proposed to be used for dissemination and interaction and should be synergistic with already available channels and resources. The dissemination plan should also give consideration to possible follow-on steps post completion of the project including an incremental business plan where relevant from the outset. Additionally, information on how research data generated will be collected, made accessible for verification or re-use and what standards will be applied. 11. Ethics All investigators and research bodies must ensure that, before the research commences and during the full award period, all the necessary ethical, legal, data protection and regulatory requirements in order to conduct the research are met, and all the necessary licenses and approvals have been obtained and remain valid for the duration when the research is undertaken. 11.1 Health and Safety Research bodies are responsible for ensuring that a healthy and safe working environment is provided for all individuals undertaking work associated with DAFM/MPI funded research. 11.2 Genetic Resources and Benefit-Sharing Funded projects must adhere to the national regulations on access to genetic resources and benefit-sharing. All work must be carried out must in line with the —— 17
2022 Joint Research Call legislative requirements of BOTH Ireland and New Zealand. Where applicable, evidence to demonstrate compliance with these obligations will be sought and project teams must ensure that all information relating to such genetic resources and/or associated knowledge is kept in order to demonstrate that the necessary due diligence has been exercised. 12. Confidentiality, Information and Publicity All responses to this Call for submission of proposals will be treated in confidence. Personal data collected from Call proposals will be processed in accordance with national regulations. The purpose of the collection and processing of this data is for the management of the central Call application process. Data will be shared amongst DAFM and MPI and externally with our software provider, Fluent Technology. Information will be shared during the monitoring and evaluation stages of the projects and as may be required under national law. Publishing Project Information and Metrics DAFM and MPI will publicise details of awards made under this Call, which will incorporate the Coordinator’s name and email address, summary details of the proposal, including abstract, consortium details and grant award. The results of the funded project will be made publicly available on completion of the project, or the date on which any information concerning those results is given to members of any particular organisation, whichever comes first. Research project and participant details may be collated for the generation of programme statistics and metrics with regard to measurement of impact/value for money for broad evaluation purposes. —— 18
2022 Joint Research Call Annex A: Guidelines for New Zealand Applicants 1. Introduction The Ministry for Primary Industries (MPI) invites applicants from New Zealand to submit joint transnational research proposals under the Ireland-New Zealand Joint Research Initiative on “Strategies, technologies and novel systems to reduce and account for greenhouse gas emissions from agriculture ruminant production systems”. These Guidelines for New Zealand Applicants contain detailed guidance for submitting applications to the 2022 Joint Call and should be read in conjunction with the central Joint Call Announcement document above. 2. National Eligibility Criteria In addition to the Joint Call criteria in the Call documentation, proposals must also meet the following criteria: 1. Avoid duplication of recent research work already undertaken or ongoing that incorporates the scope of the scientific topic areas in the Joint Call. 2. Closely aligns with research priorities of New Zealand’s support for the Global Research Alliance on Agricultural Greenhouse Gases (GRA). 3. Aligns with relevant domestic priority and foresight documents including but not restricted to Fit For a Better World, NZAGRC 2019-2025 Strategic Plan, and the upcoming New Zealand Emissions Reduction Plan and Biological Emissions Reduction Science Accelerator R&D plan. Applications that do not adhere to these criteria will be deemed ineligible and in such cases the application will not proceed for expert review. 5. Funding Rules The Joint Action funding follows the nationality principle, meaning MPI will fund New Zealand research partners of the trans-national project consortia. Funding is —— 19
2022 Joint Research Call available for Universities, Research Institutes, Industry Partners and other stakeholders. New Zealand financial support for the Joint Call is being provided through New Zealand’s support of the GRA, provided through MPI. Contracting will take place through the New Zealand Greenhouse Gas Research Centre (NZAGRC) and will follow standard practices. 6. Dissemination of Information Prospective applicants should note that: a) The research team will be required to disseminate results/outputs of the project. However, dissemination activities should take account of the need to generate and/or protect any Intellectual Property (IP) arising from the research. b) In disseminating research achievements, acknowledgement must be provided of funding sources. c) MPI may publicise details of successful applications and awards made under this Call. d) Information supplied to MPI may be disclosed as required by law or Parliamentary rules or convention. Successful projects will be expected to follow normal reporting processes, including: • Quarterly progress updates • Annual reporting • Final reporting; and • Contributions to annual science presentations as required. 7. Intellectual Property IP will be managed through the contracting process. The general New Zealand principles for the treatment of IP developed in support of the GRA are: • IP should be dealt with in a manner that ensures maximum benefit for both New Zealand and the GRA. —— 20
2022 Joint Research Call • Where a project includes an overseas provider and/or co-funding party, appropriate regard must be had to demonstrating benefit to the country or countries involved. • Unless there are strong reasons to withhold, protect, or commercialise IP developed in the course of carrying out a project, then it should be made publicly and freely available without undue delay or restriction. • Achieving maximum benefit to both New Zealand and the GRA has a greater priority for MPI than achieving commercial returns on its research investment. • MPI will advise if there are international obligations and national security matters that require the Contractor and/or other parties to maintain confidentiality. Successful applicants are required to take necessary steps to: a) Preserve and protect such intellectual property rights including, where appropriate, applying for patent registration; and b) Actively exploit any discoveries, inventions or processes resulting from the research, by means of commercial licensing arrangements and otherwise. 8. Engagement MPI encourages appropriate engagement and knowledge transfer with other stakeholders and industry throughout the research programmes. Programmes should be designed to promote an open knowledge economy that fosters beneficial research outputs and impacts for industry, policy, the environment and society. In order to maximise the impact and relevance of publicly funded research it is fundamental to consider and include the views of relevant stakeholders and their expectations in order to ensure that strategies/policies are developed with a full understanding of stakeholder needs, and, in turn, encourage increased public understanding of their scope to influence those policies. An aspect of communication of outcomes with stakeholders will also be expected as part of any strong proposal. 9. Open Access New Zealand participants should promote actions around transparency and open access. They should aim to enhance the free circulation of knowledge, ultimately expediting innovation, whilst noting that protection of Intellectual Property must, —— 21
2022 Joint Research Call in the first instance, take precedence over any form of publication and indeed open access deposition. 10. After the Joint Call Approval for Funding Where New Zealand partnered projects receive a positive funding recommendation at the end of the Joint Call evaluation process, the project partners will be contacted by the New Zealand contact point. Contractual negotiations will be conducted by NZAGRC on behalf of MPI. —— 22
2022 Joint Research Call Annex B: Guidelines for Irish Applicants 1. Introduction The Department of Agriculture, Food and the Marine (DAFM) invite applicants from eligible Irish Research Performing Organisations (RPOs) to submit joint transnational research proposals under the Ireland-New Zealand Joint Research Initiative on “Strategies, technologies and novel systems to reduce and account for greenhouse gas emissions from agriculture ruminant production systems”. The Joint Action funding will follow the nationality principle meaning DAFM will fund Irish research partners in a particular trans-national project consortium. These Guidelines for Irish Applicants contain detailed guidance for submitting applications to the 2022 Joint Call and should be read in conjunction with the central Joint Call Announcement document above. 2. Maximum Funding Available The total DAFM funding provided for Irish applicants in respect of this Call shall not exceed €3M and the maximum grant funding per project is €1,000,000. 3. National Eligibility Criteria In addition to the Joint Call criteria in the Call documentation, proposals must also meet the following criteria: 1. Grant applications will only be accepted from DAFM approved Irish RPOs (see section 4 of this Annex below). 2. The grant request by Irish RPOs must not exceed the maximum funding per project as set out in the ‘Max Funding Available’ in section 2 above. 3. Address at least one of the scientific topic areas related to the Call scope (as set out in section 1 of the central Call document). 4. Avoid duplication of recent research work already undertaken or ongoing that incorporates the scope of the scientific topic areas in the Joint Call. 5. Closely aligns with relevant national policy and foresight documents including but not restricted to Food Vision 2030, Climate Action and Low Carbon Development (Amendment) Act 2021, Climate Action Plan, Ag —— 23
2022 Joint Research Call Climatise - A Roadmap towards Climate Neutrality and Teagasc Technology Foresight 2035, or any successor strategy that may emerge prior to the application deadline date Applications that do not adhere to these criteria will be deemed ineligible and in such cases the application will not proceed for expert review. 4. Eligible Research Performing Organisations Only RPOs eligible for grant-aid under DAFM’s Competitive Research Funding Programme can make applications and submit funding requests, either as partners or coordinators, under the Joint Call. RPOs eligible for grant-aid from DAFM are those institutions which fall within the meaning of Section One of the HEA Act, 1971 (Universities and Institutes of Technologies, etc.), plus Teagasc, the Marine Institute, Irish Cattle Breeding Federation, the National Botanic Gardens and Birdwatch Ireland. Public RPOs based in Northern Ireland are not eligible for national funding. 5. Funding Rules Irish financial support for the Joint Call is being provided through the International Outreach Strand of the DAFM Competitive Research Funding Programme. 6. DAFM Funding The grant rate may be up to 100% funding for eligible costs. Eligible costs are the costs necessarily incurred in carrying out the research project as described in the project proposal. Costs must fulfil the following conditions: • Must be specific to the project work undertaken for the delivery of the tasks and milestones of the approved project. • Be incurred during the approved timeframe of the project. • Be recorded in separate financial accounts that will be maintained throughout the duration of the project and reported on as required. • Evidence of all incurred costs must be maintained and available on request for verification and audit trail purposes. Eligible costs will be allowed in the following categories a) Staff Costs —— 24
2022 Joint Research Call b) Equipment c) Travel & Subsistence d) Consumables e) Overheads f) Other agreed costs STAFF COSTS Costs will be allowed for additional staff specifically hired to carry out work on the project including postgraduate students, postdoctoral researchers/contract researchers, research assistants and research technicians. It excludes permanent staff employed by the institutions concerned. DAFM’s research funding programmes are focused on early-stage researchers. DAFM will fund contributions to salaries of staff contracted to work on the project, commencing at the minimum point of the appropriate IUA/relevant pay scale. If there is no scale available, then the minimum point of the appropriate IUA scale should be used. Staffing must be commensurate with the scope and nature of the research involved and therefore in exceptional circumstances where it is well justified in the proposal, a more senior researcher can be considered at the minimum point of the appropriate scale and will be taken into account as part of the evaluation process. DAFM will contribute a maximum of €6,000 towards the annual cost of postgraduate fees for up to three years (this is reduced accordingly where institutions charge reduced fees in final years). In addition, DAFM will fund postgraduate student stipends at a flat rate of €18,500 per annum for up to three years. The grant for both the fees and stipend is payable directly to the Higher Education Institutions (HEI) at which a postgraduate student is registered. Please note that fees and stipends are two separate contributions from DAFM. The stipend must not be used to contribute to student fees under any circumstances. Ordinarily DAFM funded students are registered in HEIs that are within the scope of the 1971 Higher Education Authority (HEA) Act. In exceptional circumstances and only where there is no appropriate supervisory expertise in a specific discipline available in a HEI that is within the scope of the HEA Act, a student may be registered in a HEI in another jurisdiction provided it is well justified in the proposal. In this scenario the fees and stipend must be classified as an ‘Other’ cost item on the relevant Budget spread sheet of the Irish-based RPO which is involved. EQUIPMENT Major items of equipment are not eligible for funding; however, a computer/laptop may be included in the budget if it can be shown to be necessary to the desk studies —— 25
2022 Joint Research Call and otherwise unavailable. The estimated cost, including a breakdown of costs for individual items is required, however a possible supplier should not be named at this stage as all equipment must be acquired, in compliance with all National and EU procurement guidelines should the proposal be successful. The need for the proposed equipment and the associated cost will be assessed as part of the evaluation and contract negotiation processes and must be commensurate to the nature, size and scale of the project. It should be clear exactly what the equipment is, thus the use of brand names is discouraged. The location of the equipment should be clearly indicated. VAT should be applicable in accordance with the institution’s accounting procedures. The costs of durable equipment to be charged to the project shall be calculated according to the following formula: [(A/B) x C x D] A. Period in months during which the durable equipment is used for the project after invoicing B. Depreciation period for the durable equipment: 36 months for computer equipment and 60 months for all other items of equipment C. Actual cost of the durable equipment D. Percentage of usage of the durable equipment for the project Leased equipment from external sources is not subject to depreciated calculations and thus full costs should be included directly. TRAVEL AND SUBSISTENCE Travel and related subsistence costs for all approved personnel engaged in undertaking the project may be claimed. These costs must be specifically related to a specific identifiable project task and must be included on the RPO’s budget sheet. Rates paid cannot exceed those for the Public Sector and airfares should be economy class. Travel and subsistence costs may also be claimed for Advisory Group members (including Stakeholder and Steering Groups) should such a group be deemed necessary/appropriate for a project. Conference fees, where relevant, should be included under this heading. Eligibility of expenses for any international guest speaker (not already identified in the approved project/budget) participating in a formal project dissemination event will be strictly subject to prior approval from DAFM. The majority of the T&S should be targeted at the contract researchers and post graduate students working on the project. In this context, the cost of travel to international conference, seminars etc. should be undertaken primarily by contract researchers and post graduate students specifically working on this proposal for which DAFM funding is being requested. Where more than one project member attends an international conference/seminar appropriate justification for any additional T&S claims shall be required by DAFM in the relevant Progress Report. —— 26
2022 Joint Research Call The Travel and Subsistence (T&S) required for the project should be divided into home and foreign travel. The costs must be specifically related to a specific identifiable project task. The major conferences to be attended, the reasons for attending them and their location should be identified in the proposal. Other travel – to meetings, to collect samples etc, should be described. The information should be sufficiently detailed. The majority of the T&S should be targeted at the contract researchers and postgraduate students working on the project. The foreign travel costs of non DAFM-funded staff named in the project will only be considered if they are giving a presentation on the outputs of funded projects at an international conference. CONSUMABLES Items of consumables acquired for and used on the project may be allowed. All consumables should be necessary and directly related to the carrying out the work of the project and must be separately identifiable. A consumable is defined as an item which is used up/expires /is exhausted over the duration of the project. It does not include items such as laboratory coats, Personal Protective Equipment, general safety equipment, detergents, etc. – these should be met through the project’s overheads. Consumables may be identified specifically (i.e. Petri dishes) or by category (i.e. microbiological culture consumables). Either way, an indication of the amount needed – which should relate to the information provided in the Task List – their use and justification for their cost is required. OVERHEADS DAFM will fund up to a maximum of 30% of the direct costs of scientific-type research not including equipment, sub-contracting and other agreed costs (maximum 25% for desk-based socio-economic/policy type analysis). OTHER AGREED COSTS DAFM Research Funding Programmes may agree to fund costs, which are relevant to approved projects and are not covered by the categories cited above. A description of what the ‘Other’ budget costs cover (e.g. software licences, warranties, specialised training course fees, external assistance etc.); the justification for those costs and their necessity to the project should be supplied. Examples of ineligible costs include, but are not necessarily limited to: • Permanent staff costs • Permanent staff networking activities, training and informal meetings • Sick pay, redundancy payments, termination costs —— 27
2022 Joint Research Call • Legal fees • Hospitality or other entertainment expenses, except such reasonable expenses accepted as wholly and exclusively required for the delivery of the tasks and milestones on the approved project • Training of Temporary/Contract staff, that is not wholly and exclusively required for the delivery of the tasks and milestones on the approved project • Office equipment and supplies (to include stationery, toner, printing and binding etc.) • Technology Transfer or Patent costs • Open access, Journal subscriptions and payments to journals for articles on research • Membership to societies, institutes • Repairs and maintenance to equipment • Advertising and recruitment costs • Contingency or miscellaneous expenses • Car Tax / Insurance • Safety Clothing (including gloves, laboratory coats, PPE, general safety equipment, detergents etc.) Prospective applicants should note that: a) The research team will be required to disseminate results / outputs of the project. However, dissemination activities should take account of the need to generate and/or protect any Intellectual Property (IP) arising from the research. b) In disseminating research achievements, public RPOs should acknowledge that funding was provided by DAFM. c) DAFM will publicise details of applications and awards made under this Call. d) Information supplied to DAFM may be disclosed in response to a request under the Freedom of Information Act 2014 and in accordance with the conditions of that Act. 7. Intellectual Property Proposal partners are requested to carefully consider the information published on the management of Intellectual Property (IP) by Knowledge Transfer Ireland and note that they must adhere to the current National IP Protocol. —— 28
2022 Joint Research Call Successful applicants are required to take necessary steps to: a) Preserve and protect such intellectual property rights including, where appropriate, applying for patent registration; and b) Actively exploit any discoveries, inventions or processes resulting from the research, by means of commercial licensing arrangements and otherwise. Whenever possible, IP shall be managed for the benefit of enterprise development. Where relevant, researchers are required to discuss research outputs and potential IP with their Technology Transfer Office. 8. Industry Participation The involvement of industry is encouraged on a self-financing basis subject to the need to respect the ‘public good’ nature of DAFM Research Funding Programmes and compliance with the National IP Protocol. Evidence of such industry engagement in a real and meaningful manner can help demonstrate the relevance and likely impact of the research work. In cases where Industry are providing a funding contribution to research which involves IP issues, the National IP Protocol is particularly relevant. Further to these requirements where a project is approved for funding in these circumstances DAFM will permit the commencement of a Collaborative Research Programme on the basis that: • A signed non-binding term sheet is submitted in advance of the grant of an award • The participating parties convert all terms agreed between them into a fully executed binding Collaborative Research Agreement within 90 working days following the date on which the first part of the funding is awarded by DAFM. 9. Stakeholder Participation DAFM encourages appropriate stakeholder engagement and knowledge transfer throughout its research programmes which are designed to promote an open knowledge economy that fosters beneficial research outputs and impacts for industry, policy, the environment and society. In order to maximise the impact and relevance of publicly funded research it is fundamental to consider and include the views of relevant stakeholders and their expectations in order to ensure that —— 29
2022 Joint Research Call DAFM strategies/policies are developed with a full understanding of stakeholder needs, and, in turn, encourage increased public understanding of their scope to influence those policies. 10. Gender Equality The principles of the EU gender mainstreaming policy apply to DAFM’s Research Programmes and therefore participants will be required to report the ratio of males to females working on funded projects. Applicants are asked to be cognisant of the relevant recommendations of the HEA National Review of Gender Equality in Irish Higher Education Institutions (pdf 2,888 kb) in framing proposals and in undertaking any funded research. Applicants may be asked to give evidence of action taken to promote and increase the numbers of females working in DAFM funded projects. 11. Research Integrity and Open Access DAFM places high importance on ensuring research integrity and endorses the National Policy Statement on Ensuring Research Integrity in Ireland (pdf 1,546 kb) which provides a robust framework to help achieve the highest standards of research integrity. Research funded in this Call should be compatible with the norms and best practices regarding research integrity set out in both this document and the European Code of Conduct for Research Integrity (pdf 3,001 kb). Irish participants should adhere to DAFM’s Policy on Open Access which aims to enhance the free circulation of knowledge, ultimately expediting innovation, whilst noting that protection of Intellectual Property must, in the first instance, take precedence over any form of publication and indeed open access deposition. 12. Ethical and Health and Safety Issues Ethics All investigators and research bodies must ensure that, before the research commences and during the full award period, all the necessary ethical, legal, data protection and regulatory requirements in order to conduct the research are met, and all the necessary licences and approvals have been obtained and remain valid —— 30
2022 Joint Research Call for the duration when the research is undertaken. Any research to be undertaken should be compliant with Health Products Regulatory Authority’s (HPRA) requirements for researchers that are in place to protect and enhance public and animal health. Health and Safety Research bodies are responsible for ensuring that a healthy and safe working environment is provided for all individuals undertaking work associated with DAFM funded research. 13. After the Joint Call Approval for Funding Where Irish partnered projects receive a positive funding recommendation at the end of the Joint Call evaluation process, the project partners must contact, directly, the Irish National Contact Point. DAFM will require a national application form to be completed via the DAFM online research portal system for any successful Irish based partners. This is a precursor to start the grant negotiation process leading to the issuing of contracts and the awarding of funding. Annual scientific and financial reporting of the Irish lead work programme will be required via the online research portal system. —— 31
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