Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN

 
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Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Welcome, science globalisers!

Workshop on Globalisation of European Partnerships

                  April 22, 2021
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
ERA-LEARN Workshop on Globalisation
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Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Introduction to ERA-LEARN
    Who we are and what we do

       Roland Brandenburg, FFG
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
ERA-LEARN: main goals 2018-2022

 ➢ support the transition of Partnerships from Horizon 2020 to Horizon Europe:
 ▪ interact closely with the Partnerships community and facilitate a dialogue
   among stakeholders
 ▪ provide the Partnerships community with evidence and guidance

                                                                                 4
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
ERA-LEARN: service provider

▪ central information hub: the ERA-LEARN portal www.era-learn.eu
▪ databases:
    ➢ networks, countries, organisations
    ➢ joint calls, funded projects
    ➢ thematic information
▪ material, guidance & toolkits
    ➢ joint calls & other joint activities
    ➢ support impact assessments
    ➢ good practise for specific common challenges
    ➢ reports
▪ interaction with community
    ➢ events

                                                                   5
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Some figures from the database
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Disclaimer

  please consider:
  ➢ the ERA-LEARN database of calls and projects relies on data supplied by
    networks! we try to collect everything but there could be gaps
  ➢ graphs show preliminary data –some H2020 networks are still ongoing
  ➢ currently (April 2021) 5800 funded projects with 31800 research group
    participations
  ➢ some networks could/should be seen as one –e.g. some JPIs have
    launched several ERA-NET Cofund networks which have separate database
    entries
  ➢ nevertheless, trends with respect to countries and framework programmes
    are obvious
                                                                              7
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Participations of non-European funding orgs. in Public-Public Partnerships

   participations of non-European funding organisations in P2P networks

            140                                  137

            120

            100

                                  80
            80

            60

            40

                                                             18
            20
                      6
             0
                     FP6          FP7        Horizon 2020    JPI
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Participations of non-European funding orgs. in Public-Public Partnerships under FP6

              participations of non-European funding organisations in P2P networks

                                  FP6 partnerships
                       4

                       3

                       2

                       1

                       0
                               Canada           Russia
Welcome, science globalisers! - Workshop on Globalisation of European Partnerships April 22, 2021 - ERA-LEARN
Participations of non-European funding orgs. in Public-Public Partnerships under FP7

              participations of non-European funding organisations in P2P networks

              20

              18
                                         FP7 partnerships
              16

              14

              12

              10

              8

              6

              4

              2

              0
Participations of non-European funding orgs. in Public-Public Partnerships under H2020

                participations of non-European funding organisations in P2P networks

           30
                                          H2020 partnerships
           25

           20

           15

           10

            5

            0
Participations of non-European funding orgs. in Public-Public Partnerships

              participations of non-European funding organisations in P2P networks

      45

      40

      35

      30
                                  FP6+FP7+H2020+JPI partnerships
      25

      20

      15

      10

       5

       0
Participations of non-European funding orgs. in Public-Public Partnerships

              participations of non-European funding organisations in P2P networks
16

14

12

10

                                     H2020 partnerships + JPI
 8

 6

 4

 2

 0
Participations of non-European funding organisations in joint calls

              participations of non-European funding organisations in joint calls

                400                                 395

                350

                300

                250

                200                   184

                150

                100

                 50                                              41
                         8
                  0
                        FP6          FP7        Horizon 2020     JPI
Participations of non-European research groups in RTD projects funded from joint calls

        participations of non-European research groups in RTD projects funded from joint calls
          1600
                                                        1483

          1400

          1200

          1000

          800

          600

                                      408
          400                                                           373

          200

                     29
             0
                     FP6              FP7            Horizon2020         JPI
100
                               200
                                     300
                                                 500
                                                                       600

                     0
                                           400
             EDCTP2
             JPI AMR
                PRIMA
         ERANet-LAC
          Eurostars 2
          FACCE JPI
                EMPIR
        ERANETMED
           JPco-fuND
           BiodivScen
             EN-SUGI
        M-ERA.NET 2
             ARIMNet
         BiodivERsA3
    NEURON Cofund
                 EMRP
    JPI Urban Europe
         ERA PerMed
             E-Rare-3
          JPI Climate
                   T2S
    WaterWorks2017
ERA-NET NEURON II
     EuroNanoMed III
          M-ERA.NET
   EN SGplusRegSys
            ERA-GAS
           ERA-MIN 2
            Eurostars
        JPCOFUND2
           ERACAPS
            JPI MYBL
    WaterWorks2015
                   ACT
         BiodivERsA2
            ERA-CVD
             ERA-MIN
          ERA-ARD II
             BONUS+
               EJP RD
            ERA-ARD
            NEURON
              CIRCLE
     ERA CoBioTech
          ERA-HDHL
                  JPND
  WoodWisdom-Net 2
               BONUS
  GENDER NET Plus
             GeoERA
                 AAL 2
                                                   FP6+FP7+H2020+JPI

           EMEurope
              SusCrop
             ERA-IB-2
        MANUNET III
                 SusAn
       TRANSCAN-2
              ERA-PG
            ETB-PRO
      HDHL-INTIMIC
            MarTERA
         ERASysBio+
 FACCE Era Net Plus
           FLAG-ERA
          ForestValue
       HERA JRP UP
           QuantERA
    WaterWorks2014
WOODWISDOM-NET
  WoodWisdom-Net+
             ANIHWA
                EMIDA
               ENSUF
          ERASysBio
   FACCE SURPLUS
         FLAG-ERA II
    HERITAGE PLUS
                                                                             participations of non-European research groups in RTD projects funded from joint calls

                ICRAD
 JPI Cultural Heritage
           SUSFOOD
                                                                                                                                                                      Participations of non-European research groups in RTD projects funded from joint calls
100
                                                          150
                                                                200
                                                                      250
                                                                                            300

                                           0
                                               50
                               Canada
                                   USA
                          South Africa
                                Tunisia
                   Korea, Republic of
                                  Brazil
                               Uganda
                              Morocco
                                 China
                             Tanzania
                                Algeria
                             Argentina
                                 Egypt
                                 Kenya
                                  India
                                Taiwan
                              Australia
                                Russia
                               Ethiopia
             Bosnia and Herzegovina
                                  Chile
                              Senegal
                         Burkina Faso
                                 Japan
                                Ghana
                              Lebanon
                                Nigeria
                         Mozambique
                         New Zealand
                                   Peru
                               Zambia
    Congo, Democratic Republic of the
                                Gabon
                                Jordan
                            Cameroon
                            Zimbabwe
                          Madagascar
                                Malawi
                             Colombia
                                   Mali
                                Mexico
                         Côte d' Ivoire
                  Dominican Republic
                              Uruguay
                                Guinea
                                 Sudan
                                Liberia
                               Belarus
                              Rwanda
                           Guatemala
                              Panama
                         Sierra Leone
                              Thailand
                              Vietnam
                              Ecuador
                                                                        FP6+FP7+H2020+JPI

                            Swaziland
                            Botswana
                           Costa Rica
                            Indonesia
                              Namibia
                              Pakistan
                                  Qatar
                         Saudi Arabia
                                Angola
                                 Benin
                                Bolivia
                               Gambia
                         Liechtenstein
                                  Togo
                          Cape Verde
             Central African Republic
                                  Cuba
                           Hong Kong
     Lao Peoples Democratic Republic
                             Malaysia
                                                                                                  origin of non-European research groups in RTD projects funded from joint calls

                                  Niger
                            Singapore
                          Bangladesh
                                 Belize
                            Cambodia
                    Equatorial Guinea
                          Hong Kong
Korea, Democratic People's Republic of
                             Mauritius
                                 Nepal
                            Nicaragua
                                                                                                                                                                                   Participations of non-European research groups in RTD projects funded from joint calls

                                 Oman
International participation in RTD projects: H2020 vs. joint calls by H2020 partnerships

                           participations of non-European research groups in RTD projects
2.000
                                                                                                                                    9%
1.800
                                                         H2020 projects
1.600

1.400                                                    projects funded by H2020 partnerships + JPI

1.200

1.000

 800
                                                                                                                       10%
 600
                         41%
                                                                                                   10%
 400                                                                                  19%
                                    34%                                                                     10%                                7%
 200
            42%                                  26%        25%            20%
   0
           Korea        Canada   South Africa   Taiwan     Kenya           New       Brazil     Australia   Japan      China       United    Russian
        (Republic of)                                                     Zealand                                    (People's     States   Federation
                                                                                                                    Republic of)
Conclusions

➢ very strong general trend FP6 → FP7 → H2020
    ➢ increased participation of funding organisations in network consortia
    ➢ increased participation of funding organisations in joint calls
    ➢ increased participation of research groups in funded RTD projects
➢ 2293 non-European research group participations in 5800 funded projects (vs 31800
  total research group participations) = approx. 7.5%
    ➢ H2020 networks: 1482 of 17469 research groups in funded RTD projects = 8.5%
➢ some countries are particularly strong in applying to joint calls (compared to H2020)

                                                                                          19
Visit the ERA-LEARN Portal

     https://www.era-learn.eu/network-information/countries

                                                              20
Thank you.
Globalisation of European Partnership Initiatives-
Findings from interviews with experts from practitioners
           Peter Hahn and Jadranka Dokic, VDI/VDE IT
                        Ralf König, FFG

       Workshop on Globalisation of European Partnerships,
                     online, April 22, 2021
Background                                                                                                                                       Page 23

Globalisation is a task of most Partnerships ➔ reflected in ERA-LEARN Work plan tasks (like monitoring,
evaluation, widening etc. )

Mission of task
   •   Support Transition H2020 → Horizon Europe
   •   Results should be useful for acting/interested persons on the level of networks/partnerships
   •   Search for specifics rather than statistics

Approach
   •   Database analysis
   •   Interviews
   •   Ratings regarding single selected questions

Output Outcome Impact
   •   Brief policy brief EC, MS
   •   Dissemination: Website
   •   Good/failed practice hints (for practitioners): Reflection during Workshop(s)

                                                                                                      ERA-LEARN Workshop on Globalisation of Partnerships
Disclaimer                                                                                                                       Page 24

This was not science!

• The choice of interview partners was made in an evolving cooperative process, not following clear criteria
• People were interviewed as experts – we were not collecting official statements or compiling supporting facts for
  opinions

• There is not „a“ Partnership – no clear limitations or borders, cross-xyz everywhere, joint actions, multiple projects
  under shared roofs….
• The subject „European Partnership“ is wide and comprises different types of initiatives acting on different levels
  (policy, agency) and in different global areas based on different motivations to do so

                                                                                      ERA-LEARN Workshop on Globalisation of Partnerships
Page 25

    15

5
         4

             ERA-LEARN Workshop on Globalisation of Partnerships
Findings – European Partnerships
Importance of motivation for globalisation                                                                                         Page 26

                                            Research Excellence -
                                           Connecting to the leading
                                               global research
                                                      8,1
                                                    9,0
                                                    8,0
                                                          8,1
                                                    7,0
                                                                       Coordination of R&I
             Access to global markets               6,0
                                                    5,0                    roadmaps
                                                                          7,4
                                6,5                 4,0
                                                    3,0
                                                    2,0
                                                    1,0
                                                    0,0
          Distribution/dissemination                                      Avoid duplication and
            of knowledge (global     6,4                                    increase research
          common good orientation)                                         7,2 efficiency

                       Joint tackling of global                  Science diplomacy, NCP,               1 = not important
                              challenges                            Accession FP etc.                  5 = average
                                             8,9                                                       10 = very important
                                                                6,1
                                                                                                       n = 14
                                                                                                       average

                                                                                        ERA-LEARN Workshop on Globalisation of Partnerships
International participations (funding orgs.) in P2P under FP7

          20
          18
                                           FP7
          16
          14
          12
          10
          8
          6
          4
          2
          0
International participations (funding orgs.) in P2P under H2020

           30

           25
                                          H2020

           20

           15

           10

           5

           0
Findings / Thesis / Recommendation – European Partnerships
Identification and admission of global partners, sustained integration                                                          Page 29

Different (elements of) practices exist:

• Identification of research areas with similar challenges ➔ active search for suitable global partners
• (depending on Mission/Self-perception) rather cooperation with global partners than their network integration
• (open) expression of interest in global networks

• Definition of minimum requirements, formal admission rules, credibility checks, trial periods

• Recommendation of global partners in the existing Consortium of European Partnerships

             Session a) will reference a good practice example for membership retention
                                                                                     ERA-LEARN Workshop on Globalisation of Partnerships
Findings / Thesis / Recommendation – European Partnerships
                                                                                                                             Page 30
Clear objectives

Thesis/Recommendation:

• Global cooperation should always follow well defined goals
• Each Partnerships may determine and clearly communicate it´s driving motivation for globalisation
• This may include differentiated approaches for different goals or activities

Such expectation management may

➔ Help to find and attract the right global partners and
➔ Prevent from being used for objectives and activities “out of scope”
➔ Align network activities

                                  Session c) will address this issue
                                                                                  ERA-LEARN Workshop on Globalisation of Partnerships
Findings / Thesis / Recommendation – European Partnerships
                                                                                                                         Page 31
Define, realise and fund functional paths for global partner integration

Preparatory measures are undertaken prior to roadmapping/call participation

• identifying suitable matching research teams/infrastructures
• research areas of mutual collaboration interest
• detection of and dealing with administrative barriers
• Promotion on policy level where necessary
• Time!
• …

➔ Appropriate measures should be foreseen, and equipped with sufficient resources in work plans
  (funds/effort, time, preparatory meetings)

                                  …also in the scope of session c)
                                                                              ERA-LEARN Workshop on Globalisation of Partnerships
Findings / Thesis / Recommendation – Global Partners, global cooperation Projects
Customise identification and integration of global partners?                                                                 Page 32

Perception of European Partnerships among targeted global partners

• The concept of “European Partnership” is not very well understood around the globe
• Global partners will have difficulties to identify you as a potential partner

➔ Search, assess and address partners yourself (as a partnership)?
➔ Be pragmatic, specific, and customize?
  (cooperation subject, research topics, type of activity, reciprocal administrative needs)
➔ Align/coordinate “icebreaker” (like former INCO projects, EURAXESS, BILATS etc.) with thematic
  networks?
➔ Make use of existing global networks on policy, agency and researcher level…competence centers,
  research communities?

                      …let us know if you would like to exchange on this issue

                                                                                  ERA-LEARN Workshop on Globalisation of Partnerships
Findings / Thesis / Recommendation – European Partnerships & Foreign relations
Coordination of globalisation target countries and activities with stakeholders                                             Page 33

Coordination in between policy level, diplomatic community and level of funding agency is difficult and not
always fully functional

• European Partnerships have developed to be important and functional platforms for global cooperation

• Partnerships operate on the base of mutually beneficial cooperation – and they should promote themselves as
  instrument for sustainable implementation of diplomatic objectives in foreign relations

➔ European/national diplomatic services, Commission and MS administrations at the interface of foreign
  relations and science cooperation and European Partnerships should improve communication and
  coordination (standard procedures/tasks, contact persons, exchange platform ERA-LEARN…?)

                     …session b) will detail a good practice…

                                                                                 ERA-LEARN Workshop on Globalisation of Partnerships
Findings / Thesis / Recommendation – European Partnerships
                                                                                                                                 Page 34
Ethics in global cooperation

A lack of dedicated ethical standards is causing “mixed feelings” “under the surface” …

• Ethical and political standards vary more in global cooperation than in EU MS cooperation settings
• Areas include e.g. scientific credibility/standards, human rights, freedom of science and speech, non-
  discriminatory behaviour, digital sovereignty, limited use of personal data, respect of IPR (or granting of open
  access respectively), exclusively civilian use etc.

➔ Measures of dealing with these subjects need to be applied, distinct or implicitly, for partner search,
  admission, call and project cooperation

                                  Session d) will address selected aspects of this issue
                                                                                      ERA-LEARN Workshop on Globalisation of Partnerships
Findings / Thesis / Recommendation – European Partnerships
Evaluation of globalisation?                                                                                         Page 35

Evaluated outputs/outcomes/impacts seem to get high attention in the Commission

➔ Expressly evaluate globalisation in Partnership evaluation!?

                    …let us know if you would like to exchange on this issue…

                                                                          ERA-LEARN Workshop on Globalisation of Partnerships
Page 36

Thank you!

peter.hahn@vdivde-it.de

  Ralf.koenig@ffg.at

                          ERA-LEARN Workshop on Globalisation of Partnerships
ERA-LEARN WORKSHOP
 Attracting & Deepening
   Global Partnerships
         April 22, 2021

          Klaus Niederländer
   Ambient Assisted Living Association
Adapting to Demographic Change
   The AAL story of accompanying system change

            Linking                                      Co-Creating
                                  Changing Ageing
          Technology                                    (virtual) social
                                     Narrative
          with Ageing                                   infrastructure

❖ From Assisted Living to           The New Old     ❖ Virtual Communities &
  Active & Healthy Ageing                             Platforms
                                                    ❖ Values- and Systems-based:
❖ Intervention domains in
                                                      Inclusive, Open, Fair
  health & care, mobility &
                                                    ❖ Legal Compliance & Ethical
  transport, home,
                                                      Excellence
  community & workplace
                              ❖ Software: Apps      ❖ Big data, AI, Robotics
❖ Hardware: smart…
The Active & Assisted Living Programme 2014-2020

                       23 Funding
                                                           265 projects funded
                        Members

                                                           Euro 1.4m average average AAL
                                                           member/EC project investment
 Over 200                                      1400
 End–User                                     Project
   org,                                     Participants
                                                           Joint EU and AAL member
                       AAL                                 investments of over Euro 300m

                                                           1 in 8 projects reaches the market
                                    650 SMEs &
            Over 200
                                        100
            R&D org.
                                      Industry
                                                           18 Member countries with 2 non-
                                                           European members (CA, TW)
Governance of Global Partnerships
Integrating international AAL members into Partnership structure

General Assembly – ‘Policy Level’
Canada & Taiwan full members of AAL Association

                                                        Executive Board - ’Strategy Level’
                                                       1 of 5 Boards seats for International Relations

                Management Unit & Work Groups - ‘Operational Level’
                National Contact Points as members of Management Unit with regular meetings &
                active participation in workgroups/Steering Committee
Strategy Development & Global Partnerships
Networking & Knowledge
   Participation                 International
      in future
                                 Meeting within
     partnership
                                   annual AAL
      strategy
                                     Forum

                     AAL FORUM

   Regular                        Prospecting
  Knowledge                        of interested
   sharing                              new
  eco-systems,                     international
 care innovations                    partners
Operations & Global Partnerships
Participation in Calls & Support Actions

                                           Beneficiaries of Support
                                                   Actions:
                                           AAL2B Project Support,
 Canadian & Taiwanese                        Ethical Guidelines
funded organisations as
   part of AAL project
        consortia

                                           Member of Call Text
                                           Development Workgroup
ERA-LEARN Workshop on Globalisation of
European Partnerships,
22nd April 2021
ERA-LEARN Workshop on Globalisation of European Partnerships

                           How to coordinate Partnership globalisation with
                             policy level foreign relations in science and
                                diplomatic services in MS and COM?

                 “The Example of Senior Official Meetings as a functional node for
                       multilateral coordination of policy and agency level”

                                    Marianne Vaske, DLR Project Management Agency
                                         European and international Cooperation
                                            North, Central and South America

Marianne Vaske, DLR | 22nd April 2021 | 44                                     Ihr verlässlicher Partner für Forschung, Bildung und Innovation
Short EU-LAC policy background

Madrid Action Plan 2010-2012 – “Towards a new stage in the bi-regional partnership: Innovation and technology for
sustainable development and social inclusion adopted by the European Union–Latin America and Caribbean Summit“ in
Madrid in 2010.

The Joint Initiative for Research and Innovation (JIRI) was established in 2010 with the aim of enhancing EU-CELAC
cooperation on science and research.

Senior Officials Meetings (SOMs) are convened regularly to discuss the cooperation in the JIRI, alternating between
Europe and the CELAC region.

The Community of Latin American and Caribbean States (CELAC) is a regional group of Latin American and Caribbean
states created in 2011 to deepen Latin American integration (32 member countries in the Americas). CELAC as a group is
counter part of EC in the political dialogue.

    Marianne Vaske, DLR | 22nd April 2021 | | 45                             Ihr verlässlicher Partner für Forschung, Bildung und Innovation
Operational level: ALCUE NET and ERANet-LAC

ALCUE NET (2012-2017) was the Latin America, Caribbean and European Union Network on research and
innovation to establish an EU-LAC platform bringing together actors involved in orientation, funding and
implementation, as well as other relevant stakeholders from the public and private sector and civil society.

ERANet-LAC (2013-2017) helped foster bi-regional cooperation in research and innovation through concrete joint
activities and creating a sustainable framework for future bi-regional joint activities with both European and Latin-
American Caribbean research and innovation funding agencies and programme owners.

5 Thematic Working groups on bio-economy including food security, renewable energies, biodiversity and climate
change, ICT and health discuss and make suggestions for joint actions, e.g. Joint Calls for ERANet-LAC.

Marianne Vaske, DLR | 22nd April 2021 | 46                                         Ihr verlässlicher Partner für Forschung, Bildung und Innovation
Operational level: General figures

Horizon 2020 / Horizon Europe are both accessible to research institutions and individual
researchers and scientists from Latin America and the Caribbean:

In the last decade, EU framework programmes on research and innovation have mobilised around
EUR 190 million for cooperation with LAC through roughly 1,500 participations in European projects.

Erasmus+ funds more than 1,400 individual mobilities between the EU and LAC countries.

The role of the NCP Network in LAC:
Extremely strong and well developed NCP Network coordinated by AUCI Uruguay:

• Provides general information on funding opportunities, raises awareness of the programme, guides
  potential applicants, advises on administrative procedures and contractual issues etc.

Marianne Vaske, DLR | 22nd April 2021 | 47                                     Ihr verlässlicher Partner für Forschung, Bildung und Innovation
The Common Research Area (CRA)

 EU-CELAC Summit in 2015 called for moving towards a Common Research Area (CRA).

 The 5th JIRI Senior Officials Meeting held in March 2016 launched the Common
 Research Area, building on three key pillars which are:

 • Increased mobility of researchers
 • Access to research infrastructures
 • Jointly addressing common challenges, such as climate change, sustainable
   urbanisation, health and multilateral initiatives.

 • In the 8th JIRI SOM (October 2020), Innovation has been confirmed as 4th pillar of the CRA

Marianne Vaske, DLR | 22nd April 2021 | 48                                  Ihr verlässlicher Partner für Forschung, Bildung und Innovation
The Common Research Area (CRA)

6th JIRI SOM in March 2017: agreed on concrete policy mechanisms to implement the priorities discussed under the CRA:

• EU-CELAC Research Infrastructures (RI) working group to support policy coordination and exchange of information on RI;
• CELAC Mobility portal, providing information on national jobs and funding opportunities for researchers. The portal is based
  on the EURAXESS experience;
• Targeted cooperation with CELAC countries under Horizon 2020 in the fields of Health (chronic diseases), Climate change and
  sustainable urbanisation.

These issues were reinforced in the 7th JIRI SOM in October 2017:

• Reinforcement of the above priorities.
• Need to strengthen the innovation dimension of the EU-CELAC cooperation.
• Acknowledgement of International Cooperation Services Facility’s support to the JIRI

   Marianne Vaske, DLR | 22nd April 2021 | | 49                                   Ihr verlässlicher Partner für Forschung, Bildung und Innovation
The Common Research Area (CRA)

3 years no physical SOM

      3 preparatory meetings to ensure a successful 8th SOM in October 2020.

Note: In January 2020, Brazil left the CELAC. Consequently, the 8th SOM took place without Brazil.

Results:
Innovation has been confirmed as 4. pillar of the Common Research Area.
A prior developed draft EU-LAC Roadmap was acknowledged – the formal procedure to adopting the
Roadmap is going on.

Marianne Vaske, DLR | 22nd April 2021 | 50                               Ihr verlässlicher Partner für Forschung, Bildung und Innovation
The EU-LAC Interest Group – Platform for funders

2017 – ERANet-LAC and ALCUE Net ended and with them the operational support.
A parallel structure was constituted:

EU-LAC Interest Group

29 funding agencies from Latin America, the Caribbean countries and the EU Member States and Associated
Countries.

Outcomes to date:
3 joint calls with a total of 55 funded projects and 26,7 million € public funding
Topics: Biodiversity, Bioeconomy, Energy, Health, ICT

https://www.eucelac-platform.eu/

Aims to support the implementation of the Common EU-LAC Research Area.
EC is not participating directly but has a specific view in terms of maintaining the overall coherence with the
Governance of the EU-LAC relations.

Marianne Vaske, DLR | 22nd April 2021 | 51                                           Ihr verlässlicher Partner für Forschung, Bildung und Innovation
The role of the International Service Facility

    The Service Facility in support of International Cooperation in Research and Innovation
    assists the European Commission (EC) in reinforcing international policy dialogues world-
    wide and identifying opportunities for increased cooperation, including the support of
    National Contact Points in European Union Partner Countries.

    Objective of the SF in the EU-CELAC context:

    Support the operation of the EU-CELAC JIRI and the implementation of the CRA:

    The structural support to the JIRI ensures:

    • Coordination of activities at biregional level, the streamlining of communication,
      instruments and activities under Common Research Area pillars;
    • Preparation of Senior Officials Meetings;
    • Organisation of regional thematic workshops to implement the CRA priorities.

Marianne Vaske, DLR | 22nd April 2021 | 52                                      Ihr verlässlicher Partner für Forschung, Bildung und Innovation
EU-CELAC Senior Official Meetings as a functional node for multilateral coordination of policy
and agency level

Senior Officials Meetings

•     are convened regularly (1/year) to discuss the cooperation in the JIRI and foster the bi-regional
      dialogue on issues of global significance, like health, green transition, digital transformation or innovation

                 are the main body for biregional strategic coordination of the STI policies;

•     discuss and initiate new thematic areas, priority topics, objectives;

•     ideally allow active preparation, participation and topic setting of all countries from both regions.

Marianne Vaske, DLR | 22nd April 2021 | 53                                     Ihr verlässlicher Partner für Forschung, Bildung und Innovation
Towards a successful SOM and a sustainable political dialogue

•     SOM lays the ground for concrete joint activities and thus creates a framework for successful bi-regional joint
      activities. But: It does realize the operational steps and activities.

•     Both regions must act on equal terms, e.g.
      - alternating between Europe and the CELAC region;
      - all countries in the region must have the opportunity to actively participate in the political process.

•     Ensure regular meetings / reliable time-schedule to keep the momentum.

•     Regularly organized SOMs should define incremental steps.

•     Set clear goals and measure how effectively they have been achieved (SOM Concept Note presents status quo).

•     Challenge: Heterogeneity of CELAC countries (size, resources, political and social environment etc).

Marianne Vaske, DLR | 22nd April 2021 | 54                                     Ihr verlässlicher Partner für Forschung, Bildung und Innovation
Thank you for your attention!

                                         For further information please contact:

                                         Marianne Vaske

                                         DLR Project Management Agency
                                         European and international Cooperation
                                         North, Central and South America

                                         Telephone +49 228 3821-1439
                                         marianne.vaske@dlr.de

Marianne Vaske, DLR | 22nd April 2021 | 55                                         Ihr verlässlicher Partner für Forschung, Bildung und Innovation
FACCE-JPI: open
                                  to the world
         Always the right instrument for mutually beneficial
         cooperation? Scientific and diplomatic objectives,
         Partnership cooperation instruments and their
         varying appropriateness for global cooperation
         “Clear subjects and scope for global cooperation and a
         pragmatic view on global operation modi – lessons from
         FACCE JPI (

                             Heather McKhann
Joint Programming
                             Coordinator Executive Secretariat,
Initiative on
Agriculture, Food Security   FACCE-JPI
and Climate                                              22 April 2021
Change                                            ERA-LEARN workshop
FACCE-JPI Joint Actions
                        ALIGNMENT
                        Knowledge Hubs: MACSUR 1 + 2, Sci-Pol Hub, Food and Nutrition Knowledge Hub
                        Knowledge Network on Sustainable Intensification
                        Thematic Annual Programming Network on Soil
                                                                                                                                 50% of joint actions have been
                        CALLS
                                                                              developed in cooperation with other
                        Multi-partner call (with GRA countries)
                        Call with Belmont Forum
                                                                              international/EU initiatives
                        Call with BiodivERsA
                                                                              138 past and current projects
                        Call with Water JPI (WaterWorks 2015)
                        5 FACCE ERA-NETs                                      250M€ mobilised
                                  FACCE ERA-NET Plus – 1 call                 https://project-wheel.faccejpi.net/
                                  FACCE SURPLUS – 3 calls
                                  FACCE ERA-GAS – 1 « own » call, 1 joint call and 1 joint call upcoming
                                  SusCrop– 2 calls, 1 upcoming
                                  FOSC – 1 call, 1 upcoming
                        OTHER EJP Soil
                                  ALL-Ready – CSA to prepare Agroecology partnership
                                  Exploratory and mapping workshops –ca. 25

J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m   57
FACCE-JPI European and International
                                              Cooperation Strategy Objectives (2016)
                                        Promote collaboration, complementarity and structuring of
                         1              research to tackle global challenges more effectively

                                        Improve the visibility and impact of FACCE-JPI’s work on
                         2              policymaking and innovation in Europe and beyond

                                        Facilitate the exchange of information, mutual learning and
                         3              capacity building with similar initiatives in other regions

                                 → Since November 2020, Vice Chair for international relations
                                                  Jean-François Soussana
J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m   58
Why ?

                             • Strengthen FACCE-JPI’s role as the strategic hub for
                               coordinating and aligning research in its thematic remit
                             • Work with other European initiatives to foster science-policy
                               and science-innovation links, in view of increasing impact
                             • Foster international collaboration, first with developed
                               countries (NZ, USA, Canada), to build critical mass and expand
                               the array of scientific evidence
                             • Leverage international research alliances, to strengthen
                               collaboration and synergies with other countries

J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m   59
Target groups and partners
                                                   (at programmatic and strategic /institutional levels)

                                   European initiatives                                       International initiatives                                        Non-EU and non-
                                                                                                                                                              Associated countries

                               JPI Water, JPI Healthy Diets                                      Belmont Forum, GRA,                                              New Zealand, USA,
                                   for a Healthy Life, JPI                                          GACSA, 4 per 1000                                               Canada, Japan
                                    Climate, JPI Oceans,                                       initiative, AgMIP, TempAg,
                                       ERA-NETs (e.g.                                           PRIMA, International Bio-                                   China, Brazil, India, South
                                 BioDivERsA), COST, EIP                                              Economy Forum                                                    Africa
                                 Agri, Climate KIC*, JRC*

                               Structuring of R&I at EU                                         Increased synergies in                                        Increased synergies,
                               level and strengthening                                            R&I, visibility and                                         “science diplomacy”
                                   of the European                                               impact at the global                                         and mutual learning
                                    Research Area                                                        level

J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m                  60
Main modalities of engagement

                            Information                           • Exchange information on existing research projects, results and
                              exchange                              methods (e.g., with other JPIs)

                                                                  • Coordination and complementarity of research work (e.g., with
                           Coordination
                                                                    4/1000 International Research Initiative)

                                                                    • Development of joint calls for new research proposals (e.g., with the
                                                                      Belmont Forum, USA, Canada) and ERA-NETs (e.g., with Water JPI)
                                                                    • Development of joint Knowledge Hubs (e.g. with JPI HDHL)
                          Collaboration
                                                                    • Exchange, coordination, harmonisation of data (e.g., with JRC)
                                                                    • Participation in FACCE-led ERA-NETs (e.g., New Zealand, Canada)
                                                                    • Participation in partner-led activities (e.g., JPI Climate)

                                                                   • Membership in the Governing Board (e.g., New Zealand, SCAR)
                         Institutional or
                            strategic                              • Membership in the Scientific or Stakeholder Board (e.g., Climate KIC)
                           partnership                             • Strategic partnership (e.g., with GRA, BioDiversa ERA-NET)

J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m   61
Criteria for selecting and prioritising partners

                        ✓ Thematic overlap with the FACCE-JPI Strategic Research Agenda and
                          current work programme (« Implementation Plan »)
                        ✓ « Key player » in the thematic remit of FACCE-JPI (e.g., in terms of
                          public R&D investments, scientific publications, visibility)
                        ✓ Availability of funding and compatibility with the research funding
                          procedures of FACCE-JPI
                        ✓ Mutual interest in and internal capacities for collaboration

J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m   62
Lessons learnt:
                                                         Key success factors and challenges

                         ❖ Collaboration needs to add value (e.g.,                                                       ❖ Complexity of the European R&I
                           focus on an cross-disciplinary topic;                                                           landscape and funding modalities
                           generate additional data; facilitate data                                                     ❖ Agreement on a common topic and
                           standardisation)                                                                                modality for collaboration can take time
                         ❖ The joint action is co-constructed from                                                       ❖ Difference of timing in research
                           the start (no « add-on »)                                                                       programming/programme development
                         ❖ Genuine commitment at policy, funding                                                         ❖ Need of interoperable funding and
                           and research performing levels                                                                  reporting procedures
                         ❖ Trust-building                                                                                ❖ Legal hurdles
                         ❖ Stakeholder mapping (within partner                                                           ❖ Lack of clarity regarding future funding
                           organisations)                                                                                  priorities

J o i n t P r o g r a m m i n g I n i t i a t i v e o n A g r i c u l t u r e , F o o d S e c u r i t y a n d C l i m a t e C h a n g e - w w w. f a c c e j p i . c o m   63
Thank you for
                             your attention!

Joint Programming
Initiative on                  Heather.mckhann@inrae.fr
Agriculture, Food Security
and Climate                    www.faccejpi.net
Change                         @faccejpi
Ethical standards for cooperation with global
    partners – Who do “we” collaborate with
    and how?

    “(Some) ethical issues of global Partnership
    cooperation – and ways to tackle them”

    Laura Marin
    JPIAMR Head of Secretariat
    The Joint Programming Initiative on Antimicrobial
    Resistance

    April 2021

www.jpiamr.eu   twitter.com/JPIAMR   facebook.com/JPIAMR
No Antibiotics: top global political agenda
                                                     “Antimicrobial Resistance
                                                      (AMR) is one of the ten
                                                     major challenges to global
                                                      health for the decade”

www.jpiamr.eu   twitter.com/JPIAMR   facebook.com/JPIAMR
Uniting 28 countries to address AMR

JPIAMR: A global organisation for Working Antibiotics for Everyone

                                                                International collaborative platform

                                                                      Coordinates AMR research and
                                                                      funding on a global scale

                                                                            Facilitates interface of
                                                                            prioritised research with policy
                                                                            impact

                                                                                 Supports and funds AMR
                                                                                 One Health research

                The European Commission
                (DG Research) is a full non-
                voting member

www.jpiamr.eu     twitter.com/JPIAMR      facebook.com/JPIAMR
Global worldwide distribution of over the 1.300 researchers
supported in JPIAMR projects

www.jpiamr.eu   twitter.com/JPIAMR   facebook.com/JPIAMR
Who do “we” collaborate with and “how”?

International Partnerships -
Membership criteria, influence trough international bodies
and development agencies
  • MEMBERSHIP – formal process and criteria
     • Formal application letter signed by a governmental representative with motivation rationale including
       country´s interest and commitments in the AMR field, listing AMR policies and research programs

  • OTHER WAYS OF COLLABORATION
     • Engagement with Developing Aid Agencies to fund scientific activities and researchers in LMICs
     • Providing input at the international level through evidence-based international interventions e.g. WHO

  • INVOLVEMENT THROUGH SCIENCE DIPLOMACY
     • Global regional workshops

www.jpiamr.eu   twitter.com/JPIAMR   facebook.com/JPIAMR
Who do “we” collaborate with and “how”?

Regional workshops: Latin America (2019); Asia
(2019); Eastern Europe (2019); Africa (2021)
                                                           Organising Committee
                                                           Dr. Kyeong Kyu Kim, Sungkyunkwan University, Korea
                                                           Dr. Shoji Miyagawa, AMED, Japan
                                                           Dr. Yumiko Miyashita, AMED, Japan
                                                           Dr. Seon-Won Kim, NRF, Korea
                                                           Dr. Akhilesh K. Chaurasia, IAMRT, SKKU, Korea
                                                           Dr. Laura Plant, JPIAMR
                                                           Dr. Jie-ming Qu, Medical School of Shanghai Jiaotong Univ., China
                                                           Program Committee
                                                           Dr. Marc Lemonnier, JPIAMR Scientific Advisory Board, France
                                                           Dr. You-Hee Cho, Cha University, Korea
                                                           Dr. Kunihiko Nishino, Osaka University, Japan
                                                           Dr. Xinshan Ye, Peking University, China
www.jpiamr.eu   twitter.com/JPIAMR   facebook.com/JPIAMR
                                                           Dr. Aixin Yan, University of Hong Kong, Hong Kong
Way forward                                                                                                                   Page 72

• Register yourself for follow-up sessions on May 25, 2021
  https://www.era-learn.eu/registration/second-era-learn-exchange-on-globalisation-of-european-
  partnerships-may-25-2021/view
  (access link from chat window!)

• Name additional topics if we missed something interesting

• Forward the registration link to EUROPEAN practitioners or stakeholders you consider appropriate for
  discussions about it

• Let us know if you volunteer as a moderator for a specific session (please send to office@era-learn.eu)

• Send (links to) documents about good practices to office@era-learn.eu, if/where available

• The draft brief policy brief will be finalised
                                                                                   ERA-LEARN Workshop on Globalisation of Partnerships
Page 73

              Thank you -
Looking forward to seeing you on May 25!

         The ERA-LEARN Team

                                ERA-LEARN Workshop on Globalisation of Partnerships
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