Washington State Board of Registration for Professional Engineers & Land Surveyors Board Meeting - BRPELS website

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Washington State Board of Registration for Professional Engineers & Land Surveyors Board Meeting - BRPELS website
Washington State
     Board of Registration for
      Professional Engineers
        & Land Surveyors

                 Board Meeting

                   February 18, 2021

                             WebEx Link
or
Join by video system, application or Skype for business
      Dial 1773038217@webex.com
      You can also dial 173.243.2.68 and enter meeting number 177 303 8217
      Meeting password: 77bVDkRm3em
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Washington State Board of Registration for Professional Engineers & Land Surveyors Board Meeting - BRPELS website
Board Meeting

                      Tab 1

               Call to Order

• Roll Call
• Order of Agenda
• Approval of February 1, 2021 Meeting Minutes
• Public Comment Opportunity
Washington State Board of Registration for Professional Engineers & Land Surveyors Board Meeting - BRPELS website
STATE OF WASHINGTON
BOARD OF REGISTRATION FOR PROFESSIONAL ENGINEERS AND LAND SURVEYORS

                                Special Board Meeting Agenda

DATE & TIME: February 18, 2021       8:00 a.m.

LOCATION:      WebEx Link
                or
               Join by video system, application or Skype for business
                       Dial 1773038217@webex.com
                       You can also dial 173.243.2.68 and enter meeting number 177 303 8217
                       Meeting password: 77bVDkRm3em
               Tap to join from a mobile device (attendees only)
                       +1-415-655-0001,,1773038217## US Toll

ATTENTION: All meetings are open to the public except when business calls for a Closed Session. During
Closed Session all guests will be excused. Start times are subject to change by the Board or Committee
Chair.

OPEN SESSION

  1. Call to Order
     1.1. Roll Call
     1.2. Order Of Agenda
     1.3. Approval of February 1, 2021 Meeting Minutes
     1.4. Public Comment Opportunity

EXECUTIVE SESSION: The chair will announce the purpose and estimated duration for Executive
Session. No formal actions will be taken during Executive Session. Once Executive Session concludes,
the Board will take a break to announce and invite visitors to Open Session.

OPEN SESSION RECONVENES

  2. Disciplinary Action
     2.1. Recommended Closure
     2.2. Disciplinary Report
  3. Committee Reports
     3.1. Executive Committee – Link to Agenda
      3.2.   Practice Committee – Link to PC Agenda
      3.3.   Exam Qualifications Committee – Link to EQC Agenda
      3.4.   Survey Committee – Link to SC Agenda
      3.5.   Structural Committee – Link to SE Agenda
4. New Business
             4.1. Policy 3 revocation and/or WAC replacement (from PC)
             4.2. Policy 48 revocation and new flow chart location (from PC)
             4.3. WAC 196-12 Review (from EQC)
              4.4. Application Form and Process Updates (from EQC)
              4.5. Legislative Report and Bills the Executive Committee Recommends Action
              4.6. Board Staff Performance Evaluation Process – OFM Performance Planning and Evaluation

          5. Old Business
             5.1. None

          6. Director’s Report
               6.1. Agency Operations
               6.2. Financial Report with Paul Bitar
               6.3. NCEES Coordination & NCEES Committee Updates

          7. Assistant Attorney General’s Report

          8. Other Business
              8.1. Additional Public Comment
              8.2. Upcoming Outreach and Events
              8.3. Rolling Action Item List + Action Items from This Meeting
              8.4. Agenda Items for Next Meeting

          9. Adjourn Meeting

BOARD OF REGISTRATION FOR PROFESSIONAL ENGINEERS AND LAND SURVEYORS
SPECIAL BOARD MEETING FEBRUARY 18, 2021
STATE OF WASHINGTON
BOARD OF REGISTRATION FOR PROFESSIONAL ENGINEERS AND LAND SURVEYORS

                              SPECIAL BOARD MEETING MINUTES

DATE: February 1, 2021

TIME: 12:30 p.m.

LOCATION: WebEx

ATTENDANCE:
  Board Members                                        Staff Members
   Aaron Blaisdell, PLS, Chair                          Ken Fuller, PE, Director
   Marjorie Lund, PE, SE, Vice Chair                    Richard Larson, PLS, Deputy Director
   Nirmala Gnanapragasam, Ph.D, PE                      Carmena Moretti, Executive Assistant
   Doug Hendrickson, PE                                 Shanan Gillespie, Regulatory Program Manager
   Dave Peden, PE, SE                                   Vonna Cramer, Licensing Lead
   Ivan VanDeWege, PE
   James Wengler, PLS, CFedS

1. Call to Order at 12:38 p.m.
    1.1. Mr. Blaisdell, Board Chair, took roll call.
    1.2. Order of Agenda
           A motion was made by Mr. Hendrickson, and seconded by Ms. Gnanapragasam, to accept the
           agenda with the amendment of changing the date of the previous minutes to December 10,
           2020. Motion carried.
    1.3. Approval of Meeting Minutes
           A motion was made by Mr. Hendrickson, and seconded by Ms. Lund, to accept the
           December 10, 2020 meeting minutes as amended. Motion carried.
    1.4. Public Comment Opportunity
           None

2. New Business
    2.1. Legislative Bill Review
         The Board discussed taking positions on proposed legislation and developed a process for
         legislative bill review.
A motion was made by Mr. Hendrickson, and seconded by Mr. Peden, to have BRPELS’
               Executive Committee and the Director provide gateway review for proposed legislation.
               The full Board shall approve positions other than neutral. Motion carried.
               Ms. Gillespie provided an update on the current legislation being tracked and went over
               an updated legislative report.
                  2.1.1.   Surveying related
                  2.1.2.   Engineering related
                  2.1.3.   Professional licensing
                  2.1.4.   Agency – Administrative
                  2.1.5.   Agency – Budget bills
               The Board discussed SB 5243 – Creating efficiency in housing by streamlining approval of
               engineered plans.
               A motion was made by Ms. Lund, and seconded by Mr. VanDeWege, directing Mr. Fuller to
               prepare a memo to SB 5243 bill sponsors explaining why the Board initially entered an
               opposing position and declaring its move to a neutral position.
               Due to the potential public health and safety issues regarding SB 5243 the Board asked Mr.
               Fuller to track the legislation carefully and report back with any updates. (Action)

     3. Adjourn Meeting
         A motion was made by Mr. Hendrickson, and seconded by Mr. VanDeWege, to adjourn the meeting
         at 2:07 p.m. Motion carried.

     Next Meeting: February 18, 2021 – Special Board Meeting

     Respectfully submitted

     _____________________________
     Ken Fuller, PE, Director

BOARD OF REGISTRATION FOR PROFESSIONAL ENGINEERS AND LAND SURVEYORS                                   2
SPECIAL BOARD MEETING FEBRUARY 1, 2021
Executive Session
Board Meeting

                        Tab 2

         Disciplinary Activity

• Recommended Closures
• Disciplinary Report
Board of Registration for Professional Engineers Land Surveyors
                                                  Disciplinary Report - February 2021
Open Case Status
                                             Program Type
                                                                                            OPEN COMPLAINT STATUS
             Status                             Land                 Total
                                Engineers                   OSW
                                              Surveyors                                                                  Compliance Monitoring
                                                                                 Case Manager Review
                                                                                                                                  4%
  Administrative Review             1            10          0        11                34%
  Intake                            2             2          0         4
                                    11            4          1        16                                                             Administrative…
  Investigation
  Legal                              0            0          0         0                   Legal
  Case Manager Review                3           11          3        17                    0%
  Compliance Monitoring              1            0          1         2                                                          Intake
                        Total       18           27          5        50                    Investigation                           8%
                                                                                                32%
Case Manager Review
                                                  Program Type                             Case Manager Open Complaints
               Case Manager                                Land      Total
                                              Engineers                                                          0   2        4        6     8     10
                                                         Surveyors
                                                                                          Aaron Blaisdell, PLS
  Aaron Blaisdell, PLS                            0         0         0
                                                                             Nirmala Gnanapragasam, Ph.D, PE
  Nirmala Gnanapragasam, Ph.D, PE                 3         0         3
                                                                                        Doug Hendrickson, PE
  Doug Hendrickson, PE                            1         0         1
                                                                                        Marjorie Lund, PE, SE
  Marjorie Lund, PE, SE                           0         0         0
  David Peden, PE, SE                             0         0         0                  David Peden, PE, SE
  Ivan VanDeWege, PE                              2         0         2                  Ivan VanDeWege, PE
  James Wengler, PLS, CFedS                       0         3         3            James Wengler, PLS, CFedS
  Daniel Clark, PLS                               0         8         8                      Daniel Clark, PLS
  Rich Larson, PLS                                0          0         0                     Rich Larson, PLS
                                     Total        6         11        17

Administrative Review
                                                Land
          Board Staff           Engineers                   OSW      Total
                                              Surveyors
  Ken Fuller, PE                    0             0          0         0
  Rich Larson, PLS                  1            10          0        11
                                  Total          10          0        11
Board Meeting

                       Tab 3

    Committee/Task Reports

• Executive Committee
• Practice Committee
• Exam/Qualifications Committee
• Survey Committee
• Structural Committee
Board Meeting

                           Tab 4

                 New Business
• Policy 3 revocation and/or WAC replacement (from PC)
• Policy 48 revocation and new flow chart location (from PC)
• WAC 196-12 Review (from EQC)
• Application Form and Process Updates (from EQC)
• Legislative Report & Bills the Executive Committee
  Recommends Action
• Board Staff Performance Evaluation Process
2021 Session Cutoff Calendar                          January
                                                                 Date
                                                                  11
                                                                  12
                                                                  13
                                                                        Day of
                                                                        Week
                                                                         M
                                                                         T
                                                                         W
                                                                                  Day of
                                                                                 Session
                                                                                     1
                                                                                     2
                                                                                     3
                                                                                           First day of session.

                                                                  14     Th          4
                                                                  15     F           5
                                                                  16     S           6
                                                                  17     Su          7
                                                                  18     M           8
                                                                  19     T           9
                                                                  20     W          10
                                                                  21     Th         11
                                                                  22     F          12
                                                                  23     S          13
                                                                  24     Su         14
                                                                  25     M          15
                                                                  26     T          16
                                                                  27     W          17
                                                                  28     Th         18
                                                                  29     F          19
                                                                  30     S          20
                                                                  31     Su         21
                                                                   1     M         22
                                                      February     2     T         23
                                                                   3     W         24
                                                                   4     Th        25
                                                                   5     F         26
                                                                   6     S         27
                                                                   7     Su        28
                                                                   8     M         29
                                                                   9     T         30
                                                                  10     W          31
                                                                  11     Th         32
                                                                  12     F          33
                                                                  13     S          34
                                                                  14     Su         35
                                                                  15     M          36     Policy Committee Cutoff.
                                                                  16     T         37
                                                                                            Last day to read in committee reports in house of
                                                                  17     W         38       origin except H fiscal cmtes and S Ways & Means
                                                                  18     Th        39       and Transpo. cmtes.
                                                                  19     F         40
                                                                  20     S         41
                                                                  21     Su        42
                                                                  22     M         43      Fiscal Committee Cutoff.
                                                                  23     T         44       last day to read in committee reports from H fiscal
                                                                  24     W         45       cmtes and S Ways & Means and Transpo. cmtes in
                                                                  25     Th        46       house of origin.
                                                                  26     F         47
                                                                  27     S         48
                                                                  28     Su        49
                                                                   1     M         50
                                                      March        2     T         51
                                                                   3     W         52
                                                                   4     Th        53
                                                                   5     F         54
                                                                   6     S         55
                                                                   7     Su        56
                                                                   8     M         57
                                                                   9     T         58      House of Origin Cutoff.
                                                                  10     W          59      Last day to consider (pass) bills in
                                                                  11     Th         60      house of origin (5 p.m.)
                                                                  12     F          61
                                                                  13     S          62
                                                                  14     Su         63
                                                                  15     M          64
                                                                  16     T          65
                                                                  17     W          66
                                                                  18     Th         67
                                                                  19     F          68
                                                                  20     S          69
                                                                  21     Su         70
                                                                  22     M          71
                                                                  23     T          72
                                                                  24     W          73
                                                                  25     Th         74
                                                                  26     F          75     Policy Committee Cutoff - Opposite House.
                                                                  27     S          76      Last day to read in committee reports (pass bills out of committee &
                                                                  28     Su        77       read them into the record on the floor) from opposite house, except
                                                                  29     M         78       H fiscal cmtes and S Ways & Means and Transpo cmtes.
                                                                  30     T         79
                                                                  31     W         80
                                                                   1     Th        81
                                                      April        2     F         82      Fiscal Committee Cutoff - Opposite House.
                                                                   3     S         83
                                                                                             Last day to read in opposite house committee reports from H fiscal
                                                                   4     Su        84
                                                                                             cmtes and S Ways & Means and Transpo. cmtes.
                                                                   5     M         85
                                                                   6     T         86
                                                                   7     W         87
                                                                   8     Th        88
                                                                   9     F         89
                                                                  10     S         90
                                                                  11     Su        91      Opposite House Cutoff.
                                                                  12     M         92
                                                                  13     T         93      After 5:00 p.m. on the 91st day, only initiatives and
                                                                  14     W         94      alternatives to initiatives, budgets and matters
                                                                  15     Th        95      necessary to implement budgets, matters that affect
                                                                  16     F         96      state revenue, messages pertaining to amendments,
                                                                                           matters of differences between the two houses, and
                                                                  17     S         97      matters incident to the interim and to the closing of
                                                                  18     Su        98      the session may be considered.
                                                                  19     M         99
                                                                  20     T         100
                                                                  21     W         101
         The Governor has 5 days, excluding
                                                                  22     Th        102
         Sundays, to take action on any bill passed
         by the Legislature, provided adjournment
                                                                  23     F         103
         does not occur within those 5 days.                      24     S         104
                                                                  25     Su        105      ast day allowed for regular session
                                                                                           L
                                                                                           under the state constitution.
BRPELS Detail Report – February 10, 2021

                                                     Upcoming Events
Local Government (House) - Virtual, - 2/12 @ 8:00am

1.         HB 1180 - Exec Session - Concerning public testimony at public meetings, including virtual meetings.
           (Neutral/Monitoring)
2.         HB 1329 - Exec Session - Concerning public meeting accessibility and participation. (Neutral/Medium)

                                                    Engineering related
     Bill Details                                          Status                    Sponsor         Priority       Position

                    Engineered plan approval               S Housing & Loca          Gildon          High           Oppose
     SB 5243        Creating efficiency in housing by streamlining approval of engineered plans.

                    Status: 1/26 -Public hearing in the Senate Housing & Local Gov’t. (see senate bill report)

                                                      Surveying related
     Bill Details                                            Status                     Sponsor       Priority       Position

                    Recording standards comm'n            S Ways & Means                Kuderer       Low            Neutral
                    Concerning the recording standards commission.

                    Establishes the Recording Standards Commission in place of the Electronic Recording Standards
                    Commission to review recording standards, including electronic recording standards, and make
                    recommendations to the Sec of St for the purpose of creating regulations for the consistent recording of
     SB 5019        documents by county auditors. Grants rule-making authority to the Sec of St to provide for the uniform
                    recording of documents in cooperation with the Recording Standards Commission

                    Status: 1/12 Public hearing in the Senate Committee on Housing & Local Gov’t
                           1/21 Executive action taken in the Senate Committee on Housing & Local Gov’t. Majority; do
                    pass. And refer to Ways & Means.
                           1/22 Referred to Ways & Means.
                           2/8 Public hearing in the Senate Committee on Ways & Means (see senate bill report)

                    Land survey markers                      S Ag/Water/Natur           Hunt          High           Neutral
                    Modifying provisions related to land survey reference markers.

     SB 5224        Status: 2/2 Public hearing in Senate Cmte on Agriculture, Water, Natural Resources & Parks (see senate bill
                    report)
                            2/4 Executive session scheduled, but no action was taken in the Senate Committee on Agriculture,
                    Water, Natural Resources & Parks

Detail Report
February 10, 2021
Page 1 of 4
Professional Licensing
 Bill Details                                                Status               Sponsor       Priority       Position

                Prof. licensure/convictions               H ConsPro&Bus            Vick          Medium         Neutral
                Reducing barriers to professional licensure for individuals with previous criminal convictions.

 HB 1399        Ritter v BORPELS prevents the board from denying license based on conviction only - UNLESS there is a
                nexus to the profession

                Status: 2/8 Public hearing in the House Cmte on Consumer Protection & Business (see house bill report)

                Alt. professional licensing                 H ConsPro&Bus         Vick          Medium         Neutral
                Creating alternative professional licensing standards.

 HB 1400        This is a DOL bill. However, it could affect our licensees too.

                Status: 2/8 Public hearing in the House Cmte on Consumer Protection & Business (see house bill report)

                Prof. licenses/new residents              H ConsPro&Bus           Vick          Medium         Neutral
                Expediting professional licenses for new Washington residents.

 HB 1401        This is a DOL bill, however, it could affect our licensees too.

                Status: 2/8 Public hearing in the House Cmte on Consumer Protection & Business (see house bill report)

                Prof. licensing review                    H ConsPro&Bus           Vick          Medium         Neutral
                Establishing review standards for professional licensing regulation.

 HB 1402        This is a DOL bill, however, it could affect our licensees too.

                Status: 2/8 Public hearing in the House Cmte on Consumer Protection & Business (see house bill report)

                License review and reporting              H ConsPro&Bus           Vick          Medium         Neutral
                Creating license review and reporting requirements.

 HB 1403        This is a DOL bill, however, it could affect our licensees too.

                Status: 2/8 Public hearing in the House Cmte on Consumer Protection & Business (see house bill report)

Detail Report
February 10, 2021
Page 2 of 4
Agency - Administrative
 Bill Details                                               Status                Sponsor         Priority       Position

                Public testimony                          H Local Govt            Kraft           Monitoring     Neutral
                Concerning public testimony at public meetings, including virtual meetings.

 HB 1180        Requiring agencies to let public testimony/comment take place during open public meetings. Describes the
                ways the testimony can be provided.

                Status: 1/26 Public hearing held.
                        2/12 – Scheduled for Executive Session

                Technical corrections                    H Rules R             Goodman        Monitoring    Neutral
                Making technical corrections and removing obsolete language from the Revised Code of Washington
                pursuant to RCW 1.08.025.

 HB 1192        Section 16 - RCW 18.210.130 Those persons who obtain a certificate of competency as provided in chapter
                ((70.118)) 70A.105 RCW do not have the privileges granted to a license holder under this chapter.

                Status: Public hearing & Executive Session held. Do pass.
                        1/25 – Referred to Rules 2 Review

                Public meetings                            H Local Govt           Wicks           Medium         Neutral
                Concerning public meeting accessibility and participation.

                Amendments/new sections to OPMA. Section 2 - amend RCW 42.30.010 to encourage agencies to
                incorporate and accept public comment at all stages of decision-making process. Section 3 - amend RCW
 HB 1329        43.30.020. Amends the definition of “governing body” Section 7 - amend RCW 43.30.110 to require agencies
                to state the purpose of executive session in their minutes. Section 8 - New section. Accepting public
                comments on actions taken.

                Status: 1/26 Public hearing held.
                        2/12 – Scheduled for Executive Session

                Procurement/automated system              S Ways & Means       Hasegawa       Monitoring     Neutral
                Establishing guidelines for government procurement and use of automated decision systems in order to
 SSB 5116       protect consumers, improve transparency, and create more market predictability.

                I do not think we need to track this bill. Deals mostly with courts, WSP & agencies that use facial
                recognition.

                Significant legislative rule              S State Govt & E       Short           Low             Neutral
                Requiring additional agencies to comply with the procedures for significant legislative rules.
 SB 5276
                Rule making changes.

                Status: No action taken since originally introduced.

Detail Report
February 10, 2021
Page 3 of 4
Agency rules                               S State Govt & E     Wilson         Low             Neutral
                Concerning administrative procedures.
 SB 5280
                Rule making changes.

                Status: No action taken since originally introduced

                Administrative rules & proc.                S State Govt & E     Wilson         Low             Neutral
 SB 5320        Concerning responsibilities of the three branches of government for administrative rules and procedure.

                Status: No action taken since originally introduced

                                               Agency - Budget bills
 Bill Details                                             Status                 Sponsor        Priority      Position

                Administrative cost of state               H Approps             Walsh          Medium        Neutral
 HB 1027
                Reducing the administrative cost of state government during the 2021-2023 fiscal biennium.

 HB 1093        Operating budget, 2nd supp.             H Approps             Ormsby        Medium            Neutral
 (SB 5091)      Making 2019-2021 fiscal biennium second supplemental operating appropriations.

 HB 1094        Operating budget 2021-2023              H Approps                Ormsby         Medium        Neutral
 (SB 5092)      Making 2021-2023 fiscal biennium operating appropriations.

 SB 5091        Operating budget, 2nd supp.             S Ways & Means        Rolfes        Medium            Neutral
 (HB 1093)      Making 2019-2021 fiscal biennium second supplemental operating appropriations.

 SB 5092        Operating budget 2021-2023              S Ways & Means           Rolfes         Medium        Neutral
 (HB 1094)      Making 2021-2023 fiscal biennium operating appropriations.

Detail Report
February 10, 2021
Page 4 of 4
SENATE BILL REPORT
                                  SB 5243

                                      As of January 26, 2021

Title: An act relating to creating efficiency in housing by streamlining approval of engineered
     plans.

Brief Description: Creating efficiency in housing by streamlining approval of engineered plans.

Sponsors: Senators Gildon, Fortunato and Short.

Brief History:
     Committee Activity: Housing & Local Government: 1/26/21.

                                     Brief Summary of Bill
           • Provides that any building permit applications submitted with plans or
             specifications signed by a professional engineer or architect must be
             deemed complete by the city or county building department with
             authority.
           • Allows the building department to review the application for general
             compliance with the zoning or other land use control ordinances in
             effect, but it may not impose substantial modifications or conditions on
             such submittals.

SENATE COMMITTEE ON HOUSING & LOCAL GOVERNMENT

     Staff: Bonnie Kim (786-7316)

     Background: State Building Code. The State Building Code (Code) establishes minimum
     performance standards and requirements for construction and construction materials in the
     state, consistent with accepted standards of engineering, fire, and life safety. The Code
     comprises a number of model codes and standards, developed and published by
     international and national organizations, which are adopted by reference in the State

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

Senate Bill Report                              -1-                                             SB 5243
Building Code Act (Act). Model codes and standards adopted in the Act include the
     International Building Code, the International Residential Code, and the Uniform Plumbing
     Code Standards.

     Building Code Permits and Vested Rights. The vested rights doctrine was developed by
     courts under common law. An application to use property vests to the laws in effect upon
     submission of a sufficiently complete application for the requested property use. The
     Legislature codified the vested rights doctrine as it pertains to land use, property
     development, and construction permitting. Under the Act, a valid and fully complete
     building permit application for a structure that is permitted under the zoning or other land
     use control ordinance in effect on the date of the application vests to the building permit
     ordinance and the zoning or other land use control ordinances in effect on the date of the
     application.

     Project Review. Legislation enacted in 1995, required counties and cities, required or
     choosing to plan under the Growth Management Act (GMA), to establish an integrated and
     consolidated development permit process for all projects involving two or more permits and
     to provide for no more than one open record hearing and one closed record appeal. Other
     jurisdictions may incorporate some or all of the integrated and consolidated development
     permit process.

     The 1995 legislation specified the permit process must include a determination of
     completeness of the project application within 28 days of submission. A project permit
     application is determined to be complete when it meets the local procedural submission
     requirements even if additional information is needed because of subsequent project
     modifications. Within 14 days of receiving requested additional information, the local
     government must notify the applicant whether the application is deemed complete.

     The determination of completeness does not preclude a request for additional information if
     new information is required or substantial project changes occur. A project permit
     application is deemed complete if the GMA jurisdiction does not provide the determination
     within the required time period.

     For some types of development proposals, such as building plans or proposed land
     subdivisions, the current set of local regulations vest to that proposed project only after its
     application is deemed complete by the local permit staff. Additionally, a determination of
     completeness starts the state-mandated, 120-day deadline within which local governments
     are required to review and make a decision on many types of development proposals.

     Summary of Bill: Building permit applications submitted with plans, computations or
     specifications prepared, stamped and signed by a professional engineer or architect, licensed
     under the laws of the state of Washington, in the specific discipline as appropriate, must be
     deemed complete by the city or county building department with authority. The department
     may review the application for general compliance with the zoning or other land use control

Senate Bill Report                              -2-                                         SB 5243
ordinances in effect and may not impose substantial modifications or conditions on
     submittals prepared, stamped, and signed by a licensed architect, landscape architect, soils
     engineer, civil engineer, structural engineer, or combination thereof.

     Appropriation: None.

     Fiscal Note: Not requested.

     Creates Committee/Commission/Task Force that includes Legislative members: No.

     Effective Date: Ninety days after adjournment of session in which bill is passed.

     Staff Summary of Public Testimony: PRO: This is a bill to streamline the permitting
     process. Right now there is a duplicative review by both an engineer or architect and the
     local building department. Washington State has a housing crisis and this bill is one way to
     streamline the permitting process. The city or county is not held liable for any issues with
     building under current law.

     CON: The prohibition on preventing modifications to plans and specifications to comply
     with code regulations is dangerous. Not every design professional knows the latest codes.
     Even the best engineers and architects make mistakes because nobody is perfect. Building
     code plan review is the only audit before a building goes to construction. To proceed to
     construction without local review undermines public expectations that a building is safe.

     Plan review does add time and cost to a project but is the reason we have some of the safest
     buildings in the world. Architects can empathize that jurisdictional review can be costly but
     this bill goes too far to alleviate the burden. Architects were not consulted on this bill.
     Client program requirements and code compliance have become so complex that architects
     need the extra review to ensure compliance.

     This bill applies to any building permit application regardless of project size. Counties
     report regularly finding code compliance issues while reviewing building permit
     applications. Out of state architects and engineers may not keep up to date on ever
     changing building codes and standards. Engineers believe eliminating project review may
     create an incentive for builders to cut corners or sacrifice quality and excellence.

     Persons Testifying: PRO: Senator Chris Gildon, Prime Sponsor; Jan Himebaugh, Building
     Industry Association of Washington.

     CON: Brian Carter, Integrus Architecture and AIA Washington Council; Paul Jewell,
     Washington State Association of Counties; Lee Kranz, Washington Association of Building
     Officials; Jon Siu, Washington Association of Building Officials; Van Collins, American
     Council of Engineering Companies Washington; Carl Schroeder, Association of
     Washington Cities.

Senate Bill Report                             -3-                                        SB 5243
Persons Signed In To Testify But Not Testifying: No one.

Senate Bill Report                         -4-                  SB 5243
SENATE BILL REPORT
                                  SB 5019

                                      As of February 8, 2021

Title: An act relating to the recording standards commission.

Brief Description: Concerning the recording standards commission.

Sponsors: Senators Kuderer, Hunt, Brown and Wilson, C..

Brief History:
     Committee Activity: Housing & Local Government: 1/12/21, 1/21/21 [DP-WM].
     Ways & Means: 2/08/21.

                                     Brief Summary of Bill
           • Establishes the Recording Standards Commission in place of the
             Electronic Recording Standards Commission to review recording
             standards, including electronic recording standards, and make
             recommendations to the Secretary of State for the purpose of creating
             regulations for the consistent recording of documents by county auditors.
           • Grants rule-making authority to the Secretary of State to provide for the
             uniform recording of documents in cooperation with the Recording
             Standards Commission.

SENATE COMMITTEE ON HOUSING & LOCAL GOVERNMENT

     Majority Report: Do pass and be referred to Committee on Ways & Means.
         Signed by Senators Kuderer, Chair; Das, Vice Chair; Fortunato, Ranking Member;
     Gildon, Assistant Ranking Member; Short, Assistant Ranking Member; Cleveland,
     Lovelett, Salomon and Warnick.

     Staff: Bonnie Kim (786-7316)

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

Senate Bill Report                              -1-                                             SB 5019
SENATE COMMITTEE ON WAYS & MEANS

     Staff: Sarian Scott (786-7729)

     Background: Secretary of State. The Secretary of State is the state's chief elections
     officer, chief corporations officer, and supervisor of the State Archives. Among the duties
     of the office, the secretary is responsible for collecting and preserving the historical records
     of the state and making those records available for research, and coordinating
     implementation of the state's records management laws.

     County Auditors. County auditors are responsible for recording specified documents
     required by law to be part of the public record kept by a county. The documents that must
     be recorded by a county auditor include judgments, liens, deeds, mortgages, and many other
     categories of documents pertaining to property ownership and real estate transactions. State
     law specifies requirements that must be met by an auditor when exercising an auditor's
     recording duties and specifically authorizes an auditor to record documents in electronic
     format.

     Electronic Recording Standards Commission. In 2008, the Legislature adopted the Uniform
     Real Property Electronic Recording Act (URPERA) and the Electronic Recording Standards
     Commission (ERSC) to advise the state's recording officers—county auditors and other
     official county recorders—regarding the adoption of standards to implement URPERA. A
     majority of ERSC must be composed of county recorders or auditors, but may also include
     assessors, treasurers, land title company representatives, escrow agents, mortgage brokers,
     the state archivist, and any other party the Secretary of State deems appropriate. URPERA
     is the product of the National Conference of Commissioners on Uniform State Laws and is
     designed to establish the legal authority of the recorder to receive and record documents and
     information in electronic form.

     Summary of Bill: The ERSC is newly established as the Recording Standards Commission
     (Commission). The Commission is tasked with reviewing recording standards, including
     electronic recording standards, and making recommendations to the Secretary of State for
     the purpose of creating regulations for the consistent recording of documents by county
     auditors. A majority of the Commission must be composed of county recorders or county
     auditors, but may include assessors, treasurers, land title company representatives, escrow
     agents, mortgage brokers, the state archivist, county surveyors, and any other party the
     Secretary of State deems appropriate.

     The Secretary of State is directed to make reasonable rules in accordance with federal and
     state laws, to provide for the uniform recording of documents in cooperation with the
     Commission. To promote jurisdictional harmony and compatibility in the use of standards,
     practices, and technology, the Office of the Secretary of State must, in adopting, amending,
     and repealing rules supporting recording standards, consider:
         • the standards and practices of other jurisdictions;

Senate Bill Report                              -2-                                          SB 5019
• the most recent standards adopted by national standard-setting bodies, such as the
           Property Records Association;
         • the views of interested persons and governmental officials and entities;
         • the needs of counties of varying size, population, and resources;
         • standards requiring adequate information security protection to ensure that documents
           and electronic documents are accurate, authentic, adequately preserved, and resistant
           to tampering;
         • standards for the certification of recorded documents including imaged paper
           documents and documents received by the recording officer in an electronic form;
           and
         • standards on the documentation and recording of boundary line adjustments for real
           property.

     In addition to the general rule-making authority granted to the Secretary of State under the
     act, the secretary may make rules governing:
         • recording duties of county recorders and county auditors;
         • recording standards for the creation of certified copies for use as evidence;
         • standards to be used in recording, registration, and legal publication;
         • standards for fee waivers including, but not limited to, documents for veterans, and
            support of dependent children; and
         • recording standards for various official documents.

     Appropriation: None.

     Fiscal Note: Available.

     Creates Committee/Commission/Task Force that includes Legislative members: No.

     Effective Date: Ninety days after adjournment of session in which bill is passed.

     Staff Summary of Public Testimony (Housing & Local Government): PRO: This is an
     efficiency bill to streamline county auditor's recording standards. This bill is a priority bill
     for county auditors. One of the issues in recording is that we do not have a Washington
     Administrative Code setting body. This causes inconsistencies across the state.

     Persons Testifying (Housing & Local Government): PRO: Senator Patty Kuderer, Prime
     Sponsor; Vicky Dalton, Washington State Association of County Auditors.

     Persons Signed In To Testify But Not Testifying (Housing & Local Government): No
     one.

     Staff Summary of Public Testimony (Ways & Means): PRO: The Office of the
     Secretary of State (OSOS) currently captures document recording fees, and there is room in
     that to do this work without increasing fees. Counties need technical and policy assistance.

Senate Bill Report                              -3-                                          SB 5019
The OSOS is happy to partner with the counties. This bill provides regulation across the
     state. It would establish consistency, and is a priority for county auditors.

     Persons Testifying (Ways & Means): PRO: Jay Jennings, Secretary of State Kim
     Wyman; Vicky Dalton, Washington State Association of County Auditors.

     Persons Signed In To Testify But Not Testifying (Ways & Means): No one.

Senate Bill Report                          -4-                                      SB 5019
SENATE BILL REPORT
                                  SB 5224

                                      As of February 2, 2021

Title: An act relating to protecting land survey reference markers.

Brief Description: Modifying provisions related to land survey reference markers.

Sponsors: Senators Hunt and Wilson, C.; by request of Department of Natural Resources.

Brief History:
     Committee Activity: Agriculture, Water, Natural Resources & Parks: 2/02/21.

                                     Brief Summary of Bill
           • Requires the Commissioner of Public Lands to appoint a state surveyor.
           • Requires the Survey Advisory Board be comprised of only licensed
             professional land surveyors.
           • Requires a $10 surcharge for filing and recording documents at the
             county auditor, with some documents excluded.
           • Removes the fee set by the Board of Natural Resources for filing and
             recording any survey, subdivision plat, short plat, and condominium
             survey, plat, or map at the county auditor.

SENATE COMMITTEE ON AGRICULTURE, WATER, NATURAL RESOURCES &
PARKS

     Staff: Karen Epps (786-7424)

     Background: The Department of Natural Resources (DNR) is designated as the official
     agency for surveys and maps. Within DNR, the Public Land Survey Office (office)
     collects, preserves and indexes land survey records and issues permits for removing survey
     monuments. The office provides a means to identify and preserve survey points that

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

Senate Bill Report                              -1-                                             SB 5224
describe common land boundaries and maintain a system of permanent reference to
     boundary monuments. The office supervises the sale and distribution of survey data, survey
     maps, other maps and maps data, photographs, and other publications.

     The Survey Advisory Board (Advisory Board) is comprised of five members, the majority
     of whom must be registered professional engineers or land surveyors. Members are
     appointed by the Commissioner of Public Lands. The Advisory Board works with DNR to
     advise state agencies, counties, municipalities, registered engineers, and land surveyors
     about:
        • the recovery of section corners or other land boundary marks;
        • the monumentation of accepted section corners, and other boundary and reference
            marks; the monumentation must be adequately connected to adjusted United States
            coast and geodetic survey triangulation stations and the coordinates of the monuments
            computed to conform with the Washington coordinate system;
        • For facilitation and encouragement of the use of the Washington state coordinate
            system; and
        • for promotion of the use of the level net as established by the United States Coast and
            Geodetic Survey.

     A fee set by the Board of Natural Resources, currently $64, is charged by each county
     auditor for filing and recording surveys, subdivision plats, short plats, and condominium
     surveys, plats, or maps. These fees are deposited into the Surveys and Maps Account.
     Funding for the office comes from the proceeds of survey record sales and from the filing
     fees received by counties.

     Summary of Bill: The Commissioner of Public Lands must appoint a licensed professional
     land surveyor to be known as the state surveyor. The Advisory Board must be comprised of
     licensed professional land surveyors. DNR and the Advisory Board are authorized to
     cooperate and advise on:
         • the recovery of land boundary marks of the public land survey system established by
           the federal government's general land office and its successor the bureau of land
           management, or other land boundary marks;
         • the establishment of a statewide program for the preservation, monumentation, and
           documentation of accepted public land survey system corners, roadway alignment,
           survey control, and other boundary and reference marks—the monumentation must
           be adequately connected to the national spatial reference system as established by the
           national geodetic survey and the coordinates of the monuments computed to conform
           with the Washington plane coordinate system;
         • facilitation and encouragement of the use of the Washington plane coordinate system;
           and
         • promoting use of the vertical datum as established by the national geodetic survey.

     DNR may authorize the temporary removal or destruction of any land boundary mark or
     monument, rather than permit the temporary removal or destruction of any section corner or

Senate Bill Report                            -2-                                        SB 5224
any other land boundary mark or monument. The removal, referencing, and replacement of
     the land boundary mark or monument must be done by a licensed professional land
     surveyor or a licensed professional engineer authorized to practice surveying either in the
     county right-of-way as a county road engineer, or in the state right-of way as an employee
     of the Department of Transportation.

     In addition to the fee specified in the Survey Recording Act, a surcharge of $10 must be
     charged by each county auditor for filing and recording each document recorded. The
     surcharge does not apply to:
         • assignments or substitutions of previously recorded deeds of trust,
         • documents recording a birth, marriage, divorce, or death,
         • any recorded documents otherwise exempted from a recording fee or additional
           surcharges under state law,
         • marriage licenses issued by the county auditor, or
         • documents recording a state, county, or city lien or satisfaction of lien.

     The fee set by the Board of Natural Resources for filing and recording surveys, subdivision
     plats, short plats, and condominium surveys, plats, or maps is removed. DNR must use
     moneys in the Surveys and Maps account for the purposes for which they were obtained
     without appropriation by the Legislature. On a yearly basis an agency may not, except as
     provided for off-road vehicle moneys, expend more than 10 percent of the funds it receives
     for general administration expenses incurred by the office.

     Appropriation: None.

     Fiscal Note: Available.

     Creates Committee/Commission/Task Force that includes Legislative members: No.

     Effective Date: Ninety days after adjournment of session in which bill is passed.

     Staff Summary of Public Testimony: PRO: The bill will ensure DNR's Public Land
     Survey Office will be able to meet its legislative mandate and mission. Private landowners,
     counties, cities, municipalities, and state agencies benefit from land boundary and reference
     marks being protected and preserved. Current revenue from map recording is not adequate
     to fully fund the legislative mandate. This bill will create a clear path forward to protect
     property rights in Washington and substantially reduce the cost of both private and public
     boundary surveys. This bill will establish and fund the survey monument protection
     program to award grant funds to counties, cities, and the Department of Transportation to
     recover and reset monuments of the public and private property boundary infrastructure.
     This fund will provide for the recovery and replacement of over 50,000 survey monuments
     that have marked and maintained the foundation of our property ownership and the
     public/private property boundary infrastructure since 1851. When monuments are missing,
     it complicates the ability to do a survey, which leads to project delays and additional costs.

Senate Bill Report                             -3-                                         SB 5224
The $10 surcharge levied on land-related recorded documents is the logical source as it
     directly supports the efficient and orderly purchase and sale of property. The absence of
     monuments contributes greatly to uncertainty that leads to boundary disputes. Preserving
     the monuments that form the fabric of our land tenure system is critical to the future of our
     land management duties.

     Persons Testifying: PRO: Senator Sam Hunt, Prime Sponsor; Patrick Beehler, Department
     of Natural Resources; Jon Warren, Land Surveyors Association of Washington; Cliff
     Webster, Architects and Engineers Legislative Council; Christopher Royak, City of Seattle;
     Mike McEvilly, Sitts and Hill Engineers, Inc.; Timothy Kent, Department of Natural
     Resources Advisory Board.

     Persons Signed In To Testify But Not Testifying: No one.

Senate Bill Report                             -4-                                        SB 5224
Washington State                                                              BILL
House of Representatives
Office of Program Research                                                ANALYSIS
Consumer Protection & Business
Committee
                                        HB 1399
Brief Description: Reducing barriers to professional licensure for individuals with previous
     criminal convictions.

Sponsors: Representatives Vick, Kirby, Jacobsen, Simmons, Dufault, Dolan and Young.

                                     Brief Summary of Bill
          • Creates a process for a person with a criminal conviction to request a
            determination of whether that criminal history is disqualifying for
            obtaining a professional license administered by the Department of
            Licensing.

Hearing Date: 2/8/21

Staff: Serena Dolly (786-7150).

Background:

Professional Licensing.
The Department of Licensing (DOL) regulates a number of businesses and professions. For
regulated professions, the DOL issues licenses and ensures compliance with professional
standards and laws. Examples of professions regulated directly by the DOL, or in coordination
with a board or commission, include:
    • architects;
    • cosmetologists;
    • funeral directors;
    • real estate brokers; and
    • security guards.

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

House Bill Analysis                             -1-                                         HB 1399
Requirements for a professional license, certificate, registration, or permit vary considerably.
Some professions may require:
   • college-level coursework;
   • experience;
   • an examination;
   • a background check;
   • a surety bond, insurance, or other minimum financial standards;
   • minimum safety standards;
   • continuing education for licensees; or
   • duties of care for clients.

Many professions have provisions for some form of reciprocity or consideration of experience
from other states or military service. In addition, the DOL and other licensing authorities must
expedite the issuance of a broad range of professional licenses, certificates, registrations, or
permits for qualified military spouses.

Certificate of Restoration of Opportunity.
A person with a criminal record may be eligible to obtain a Certificate of Restoration of
Opportunity (CROP) from a superior court. To be eligible, specific time periods must have
passed since sentencing, supervision, or release from confinement, and an applicant must be in
compliance with or have completed all sentencing requirements, including legal financial
obligations.

An applicant with any new arrests, convictions, or pending criminal charges or known imminent
charges, or who is required to register as a sex offender, is not eligible for a CROP. In addition,
an applicant is not eligible if convicted of any of the following: a class A felony, an attempt to
commit a class A felony, or criminal solicitation of or criminal conspiracy to commit a class A
felony; a sex offense; a crime that includes sexual motivation; extortion in the first degree; drive-
by shooting; vehicular assault; or luring.

When a qualified applicant holds a CROP and meets all other statutory or regulatory
requirements, a licensing authority may not refuse a license, certificate of authority, or
qualification to engage in the practice of any profession or business solely based on the
applicant's criminal history.

Certain professional licenses are not covered by a CROP, including the following professions
regulated by the DOL: accountants; bail bond agents; escrow agents; private investigators;
security guards; notaries public; and real estate brokers and salespersons.

Summary of Bill:

An individual with a criminal conviction may submit a preliminary application to the DOL, or a
board or commission supported by the DOL, for a determination of whether that criminal history

House Bill Analysis                             -2-                                          HB 1399
will disqualify the individual from obtaining a professional license. The individual may submit
the preliminary application at any time, including before obtaining any required education or
paying any licensing fee. The DOL may charge a fee not to exceed $100 for each preliminary
application filed.

Once the preliminary application has been received, the licensing authority must make a
determination of whether the individual's criminal conviction would disqualify the person from
obtaining a professional license. The licensing authority may disqualify the individual if it
determines the individual's criminal conviction is related to the profession. The determination
must be made in writing within six months after receiving a preliminary application. An
individual may appeal the determination to the licensing authority. A person may not file
another preliminary application with the same licensing authority within two years after the final
decision on the previous preliminary application, except when the applicant has taken action to
remedy the disqualification.

A criminal conviction may not disqualify an individual from obtaining a professional license in
any instance where the individual has requested and received a CROP.

Appropriation: None.

Fiscal Note: Available.

Effective Date: The bill takes effect on January 1, 2022.

House Bill Analysis                            -3-                                        HB 1399
Washington State                                                              BILL
House of Representatives
Office of Program Research                                                ANALYSIS
Consumer Protection & Business
Committee
                                        HB 1400
Brief Description: Creating alternative professional licensing standards.

Sponsors: Representatives Vick, Kirby and Dufault.

                                     Brief Summary of Bill
          • Allows the Department of Licensing to consider competency-based
            standards for professional licenses.

Hearing Date: 2/8/21

Staff: Serena Dolly (786-7150).

Background:

The Department of Licensing (DOL) regulates a number of businesses and professions. For
regulated professions, the DOL issues licenses and ensures compliance with professional
standards and laws.

Examples of professions regulated directly by the DOL, or in coordination with a board or
commission, include:
   • architects;
   • cosmetologists;
   • funeral directors;
   • real estate brokers; and
   • security guards.

Requirements for a professional license, certificate, registration, or permit vary considerably.

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

House Bill Analysis                             -1-                                         HB 1400
Some professions may require:
   • college-level coursework;
   • experience;
   • an examination;
   • some type of background check;
   • a surety bond, insurance, or other minimum financial standards;
   • minimum safety standards;
   • continuing education for licensees; or
   • duties of care for clients.

Many professions have provisions for some form of reciprocity or consideration of experience
from other states or military service. In addition, the DOL and other licensing authorities must
expedite the issuance of a broad range of professional licenses, certificates, registrations, or
permits for qualified military spouses.

Summary of Bill:

The DOL may issue a professional license, without regard to other requirements, to an applicant
who meets all competency-based licensing requirements for that specific professional license.

"Competency-based licensing requirement" is defined as a practical assessment of knowledge
and skills that clearly demonstrate a person is prepared to engage in a profession regulated by the
DOL. The DOL must determine the competency-based licensing requirement is at least as
effective as examination-based licensing requirements at demonstrating proficiency and
protecting the health and safety of the public. A competency-based licensing requirement may
include, but is not limited to, any combination of training, experience, testing, or observation.

When a reciprocity agreement is in place with a national organization to facilitate the licensing
of out-of-state professionals, the DOL must continue to regulate the licensing in accordance with
that agreement.

Appropriation: None.

Fiscal Note: Requested on February 1, 2021.

Effective Date: The bill takes effect on January 1. 2022.

House Bill Analysis                            -2-                                         HB 1400
Washington State                                                              BILL
House of Representatives
Office of Program Research                                                ANALYSIS
Consumer Protection & Business
Committee
                                        HB 1401
Brief Description: Expediting professional licenses for new Washington residents.

Sponsors: Representatives Vick, Kirby, Dufault and Dolan.

                                     Brief Summary of Bill
          • Requires the Department of Licensing to expedite the professional
            license of any person licensed and in good standing in another state.

Hearing Date: 2/8/21

Staff: Serena Dolly (786-7150).

Background:

The Department of Licensing (DOL) regulates a number of businesses and professions. For
regulated professions, the DOL issues licenses and ensures compliance with professional
standards and laws.

Examples of professions regulated directly by the DOL, or in coordination with a board or
commission, include:
   • architects;
   • cosmetologists;
   • funeral directors;
   • real estate brokers; and
   • security guards.

Requirements for a professional license, certificate, registration, or permit vary considerably.

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

House Bill Analysis                             -1-                                         HB 1401
Some professions may require:
   • college-level coursework;
   • experience;
   • an examination;
   • some type of background check;
   • a surety bond, insurance, or other minimum financial standards;
   • minimum safety standards;
   • continuing education for licensees; or
   • duties of care for clients.

Many professions have provisions for some form of reciprocity or consideration of experience
from other states or military service. In addition, the DOL and other licensing authorities must
expedite the issuance of a broad range of professional licenses, certificates, registrations, or
permits for qualified military spouses.

Summary of Bill:

The DOL must establish procedures to expedite the issuance of a license, certificate, or permit to
perform professional services (professional license) to a person who is certified or licensed to
perform professional services in another state. The procedures must include a process for issuing
the person a professional license, if the DOL determines the requirements for professional
licensure are substantially equivalent to the requirements of this state.

The DOL must adopt rules authorizing a qualified person to perform the regulated services by
issuing the person a temporary professional license unless the DOL finds that the requirements
for licensure in the other state are substantially unequal to the standards of this state. A
temporary professional license allows a qualified person to perform the regulated services while
completing any specific requirements required in this state that were not required in the other
state or states.

An applicant must state in the application that the applicant:
   • has requested verification of the professional license from the other state or states; and
   • is not the subject of a pending investigation, charges, or disciplinary action by the
     regulatory body of the other state or states.

If the DOL has reasonable cause to believe that an applicant made a false assertion concerning
one of the required application statements, the DOL may suspend the professional license
pending an investigation or further disciplinary action or revocation.

Any license in which an agreement exists with a national organization to facilitate reciprocal
licensing of an individual licensed in another state is excluded from the expedited licensing
requirements.

Appropriation: None.

House Bill Analysis                             -2-                                        HB 1401
Fiscal Note: Requested on February 1, 2021.

Effective Date: The bill takes effect 90 days after adjournment of the session in which the bill is
passed.

House Bill Analysis                            -3-                                         HB 1401
Washington State                                                              BILL
House of Representatives
Office of Program Research                                                ANALYSIS
Consumer Protection & Business
Committee
                                        HB 1402
Brief Description: Establishing review standards for professional licensing regulation.

Sponsors: Representatives Vick, Kirby, Jacobsen and Dufault.

                                     Brief Summary of Bill
          • Requires any professional license created after January 1, 2022, to be for
            the exclusive purpose of protecting the public interest.
          • Establishes evaluation criteria to be used in determining whether and
            how the state should regulate an unlicensed profession.

Hearing Date: 2/8/21

Staff: Serena Dolly (786-7150).

Background:

The Department of Licensing (DOL) regulates a number of businesses and professions. For
regulated professions, the DOL issues licenses and ensures compliance with professional
standards and laws. Examples of professions regulated directly by the DOL, or in coordination
with a board or commission, include:
    • architects;
    • cosmetologists;
    • funeral directors;
    • real estate brokers; and
    • security guards.

     This analysis was prepared by non-partisan legislative staff for the use of legislative
     members in their deliberations. This analysis is not part of the legislation nor does it
     constitute a statement of legislative intent.

House Bill Analysis                             -1-                                         HB 1402
Requirements for a professional license, certificate, registration, or permit vary considerably.
Some professions may require:
   • college-level coursework;
   • experience;
   • an examination;
   • some type of background check;
   • a surety bond, insurance, or other minimum financial standards;
   • minimum safety standards;
   • continuing education for licensees; or
   • duties of care for clients.

Many professions have provisions for some form of reciprocity or consideration of experience
from other states or military service. In addition, the DOL and other licensing authorities must
expedite the issuance of a broad range of professional licenses, certificates, registrations, or
permits for qualified military spouses.

Summary of Bill:

After January 1, 2022, the state may not impose regulations on an unlicensed profession except
for the exclusive purpose of protecting the public interest. Bills introduced to regulate or
implement a new professional license for the first time should be enacted by the state only when:
    • unregulated practice can clearly harm or endanger the health, safety, or welfare of the
       public and the potential for the harm is easily recognizable and not remote or dependent
       upon tenuous argument;
    • the public needs can reasonably be expected to benefit from an assurance of initial and
       continuing professional ability; and
    • the public cannot be effectively protected by other means in a more cost-beneficial
       manner.

The Legislature must evaluate regulation of new professional licenses using this criteria and
consider governmental and societal costs and benefits. If the Legislature finds that it is necessary
to regulate an occupation by implementing a professional license requirement not previously
required by law, the least restrictive alternative method of regulation should be implemented as
follows:
    • Where existing common law and statutory civil actions and criminal prohibitions are not
      sufficient to eradicate existing harm, the regulation should provide for stricter civil actions
      and criminal prosecutions.
    • Where a service is being performed for individuals involving a hazard to the public health,
      safety, or welfare, the regulation should impose inspection requirements and enable an
      appropriate state agency to enforce violations by injunctive relief in court including, but
      not limited to, regulation of the business activity providing the service rather than the
      employees of the business.
    • Where the threat to the public health, safety, or economic well-being is relatively small as
      a result of the operation of the profession, the regulation should implement a system of

House Bill Analysis                             -2-                                         HB 1402
registration.
    • Where the consumer may have a substantial basis for relying on the services of a
      practitioner, the regulation should implement a system of certification.
    • Where apparent that adequate regulation cannot be achieved by means other than
      licensing, the regulation should implement a system of licensing.

"Public interest" is defined as protection from a present and recognizable harm to public health,
safety, or welfare. The term does not include speculative threats, or other nondemonstrable
menaces to public health, safety, or welfare. The term "welfare" includes the financial health of
the public when the absence of governmental regulation unreasonably increases risk and liability
to broad classes of consumers.

Appropriation: None.

Fiscal Note: Requested on February 1, 2021.

Effective Date: The bill takes effect 90 days after adjournment of the session in which the bill is
passed.

House Bill Analysis                            -3-                                         HB 1402
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