Validity of Otoliths and Pectoral Spines for Estimating Ages of Channel Catfish

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North American Journal of Fisheries Management 22:934–942, 2002
q Copyright by the American Fisheries Society 2002

                  Validity of Otoliths and Pectoral Spines for Estimating
                                 Ages of Channel Catfish
                                                DAVID L. BUCKMEIER*
                                                 Texas Parks and Wildlife,
                                            Heart of the Hills Research Station,
                                          HC 7, Box 62, Ingram, Texas 78025, USA

                                                      ELISE R. IRWIN
                                              U.S. Geological Survey,
                                 Alabama Cooperative Fish and Wildlife Research Unit, 1
                                 108M White Smith Hall, Auburn, Alabama 36849, USA

                                 ROBERT K. BETSILL                AND   JOHN A. PRENTICE
                                                 Texas Parks and Wildlife,
                                            Heart of the Hills Research Station,
                                          HC 7, Box 62, Ingram, Texas 78025, USA

   Abstract.—Basal recess and articulating process sec-             estimate the age of channel catfish Ictalurus punc-
tions of pectoral spines are often used to estimate the             tatus and flathead catfish Pylodictis olivaris; how-
age of channel catfish Ictalurus punctatus. However,
                                                                    ever, interpretation of annuli can be difficult
identification of annuli in pectoral spine sections can be
difficult. We developed and validated a method for es-              (Sneed 1951; Marzolf 1955; Mayhew 1969; Pren-
timating the age of channel catfish by using sagittal oto-          tice and Whiteside 1975; Turner 1982; Crumpton
liths. We also validated a new method using pectoral                et al. 1987). As fish age, expansion of the central
spines in which a single cut is made through the dorsal             lumen erodes early annuli, thereby causing the true
and anterior processes (hereafter termed cut spines) and            age of older fish to be underestimated (Muncy
annuli are enhanced with side illumination. Age esti-               1959; Mayhew 1969). Section location is also im-
mates from otoliths and cut spines were compared with
age estimates from traditional articulating process sec-            portant; for example, sections through the basal
tions of pectoral spines for channel catfish of known               recess often have fewer annuli than would match
ages (1–4). Age estimates by the three methods were                 the true age of flathead catfish (Turner 1982; Nash
correct for more than 90% of fish after two experienced             and Irwin 1999). Turner (1982) noted that some
readers independently estimated ages and resolved dis-              annuli in spines are composed of multiple growth
agreements by mutual examination. Otoliths were more                rings, and Sneed (1951) noted that the irregular
accurate and less variable in estimating age. Otolith age
estimates were always within 1 year and, after mutual
                                                                    arrangement of growth rings presented some dif-
examination of the structures in question, 97% of the               ficulties. False marks are usually distinguishable
assigned ages agreed with known age. The accuracy of                in younger fish because of their proximity to true
cut spines and articulating process sections after mutual           annuli (Turner 1982); in older fish, however, false
examination was similar; however, the cut-spine method              marks may become more problematic and lead to
was simpler than preparing articulating process sections.           overestimation of fish age. Finally, in slow grow-
Otolith annuli were more distinguishable than pectoral
                                                                    ing and old individuals, spine annuli near the edge
spine annuli and were validated for age-1–4 channel
catfish. Therefore, we recommend using otoliths to es-              tend to merge and may be indistinguishable (Lai
timate the age of channel catfish.                                  et al. 1996; Kocovsky and Carline 2000), thereby
                                                                    increasing the chance of biased age estimates.
                                                                       Otoliths are valid structures for estimating ages
  Historically, basal recess or articulating process                of many freshwater fish species and often are pre-
sections of the pectoral spine have been used to                    ferred over spines and scales (Taubert and Tran-
                                                                    quilli 1982; Erickson 1983; Heidinger and Clod-
* Corresponding author: daveb@ktc.com                               felter 1987; Hall 1991; Hales and Belk 1992; Hin-
  1 Cooperators are U.S. Geological Survey; Alabama                 ing et al. 2000). However, the use of otoliths for
Department of Conservation and Natural Resources,                   estimating ages of adult catfishes has been limited.
Game and Fish Division; the Alabama Agricultural Ex-                Crumpton et al. (1987) reported that otolith annuli
periment Station; and Auburn University.                            were difficult to distinguish in channel catfish,
Received June 19, 2001; accepted November 11, 2001                  brown bullhead Ameiurus nebulosus, and white

                                                                  934
MANAGEMENT BRIEFS                                             935

  FIGURE 1.—Location of cut used to remove otoliths from channel catfish. The cut (dotted line) is made about
3–5 mm anterior to a line that would connect the locked pectoral spines (solid line).

catfish A. catus. However, Nash and Irwin (1999)        were collected and removed from the pond in
found otoliths to provide an efficient and accurate     March, April, May, June, and October 1998 to help
method for estimating ages of adult flathead cat-       determine time of annulus formation. Additional
fish.                                                   collections were made in July 1999 and 2000. Fish
   Population age structure and growth are mea-         collected represented known-age (1–4) channel
sures commonly used to manage fisheries. How-           catfish.
ever, many studies do not consider the accuracy            Channel catfish were collected from the pond
of their age estimates (Beamish and McFarlane           by electrofishing and angling. Collection date and
1983). Erroneous age estimates may affect man-          total length (mm) were recorded for each fish. Sag-
agement decisions. Therefore, the relative accu-        ittal otoliths were removed by sectioning through
racy of each method should be considered when           the supraoccipital bone using a hacksaw. The cut
choosing a method to estimate age. Our objective        was made about 3–5 mm anterior to a line that
was to develop and validate improved methods for        would connect the locked pectoral spines (Figure
estimating the age of channel catfish by using oto-     1). Otoliths were then removed from the posterior
liths and pectoral spines.                              portion of the skull by forceps. If otoliths were
                                                        difficult to locate, the top of the skull was removed
                     Methods                            with wire cutters to provide better access. Otoliths
   Channel catfish (N 5 225) from the 1996 year-        were stored and dried in vials marked with ref-
class were acquired from the Alabama Agricultural       erence numbers. Pectoral spines were disarticu-
Experiment Station, Auburn University, in January       lated and removed (Mayhew 1969). Spines were
1998. Sixteen fish were sacrificed to provide a ref-    cleaned and stored in coin envelopes marked with
erence collection of bony structures for estimating     reference numbers.
age. Adipose fins of the remaining fish were               Because otoliths had not yet been successfully
clipped and the fish were stocked into a 0.57-ha        used to estimate the age channel catfish, we ex-
pond located at Auburn University. Forage was           perimented with several processing methods—in-
available in the form of a previously established       cluding those of Maceina (1988), which were used
sunfish Lepomis spp. population. Channel catfish        by Nash and Irwin (1999) to age flathead catfish,
936                                         BUCKMEIER ET AL.

and those suggested by Bagenal and Tesch (1978),       each method were assessed by comparing actual
which were used by Heidinger and Clodfelter            mean length at age and age structure with the es-
(1987) to age smallmouth bass Micropterus do-          timates by each reader and those following a con-
lomieu, walleye Stizostedion vitreum, and striped      cert reading. Actual mean length-at-age was de-
bass Morone saxatilis. Otoliths were not used to       termined by calculating the mean of the individual
estimate ages of all fish collected because some       lengths at capture for each age-class. Age structure
otoliths were destroyed during method develop-         was the number of fish of known age collected
ment.                                                  from each age-class. Mean length-at-age and age
   We experimented with alternative processing         structure estimates, by each reader and following
methods for pectoral spines to reduce the influence    a concert reading, incorporated age estimation er-
of the central lumen and to improve the recognition    ror. Comparisons of estimates and actual values
of annuli. Ideal section location was determined       would reveal whether age estimation error could
by cutting multiple cross sections (75 mm thick)       potentially alter management decisions. Correct
of several pectoral spines with a Buehler low-         age assignments for all fish in a sample would thus
speed isomet saw. Sections for each spine were         yield estimates of mean length-at-age and age
mounted on microscope slides and viewed through        structure that were identical to actual values.
a dissecting microscope (5–253). Each section
was examined and the number of annuli and the                                Results
relative size of the central lumen were noted. Once
                                                       Sample Preparation
the ideal location was determined, we experi-
mented with side illumination (similar to the meth-       Annuli were not consistently visible in channel
od for otoliths described by Heidinger and Clod-       catfish otolith sections prepared by the methods of
felter 1987) to improve annulus recognition.           Maceina (1988), but they were visible in channel
   We prepared and examined articulating process       catfish otoliths prepared and viewed by methods
sections of pectoral spines (similar to the method     similar to those of Heidinger and Clodfelter
described by Turner 1982) to compare age esti-         (1987). Some modifications were necessary be-
mates from articulating process sections with age      cause annuli were difficult to discern. Burning oto-
estimates from otoliths and pectoral spines. Artic-    liths by placing them directly on a hotplate (Corn-
ulating process sections were viewed by using          ing PC 351; Corning Industries, Corning, New
transmitted light and a dissecting microscope (5–      York) changed their color from opaque white to
253) for channel catfish ages 1–3.                     yellowish brown (after 30–60 s at medium heat)
   For each structure and preparation method,          and enhanced annular marks. Mounting each
spines or otoliths from fish of unknown age were       burned otolith on a microscope slide by using an
combined with structures of known age to reduce        adhesive (Crystalbond; Buehler, Lake Bluff, Illi-
bias. Two readers, each with numerous years of         nois) allowed easier processing, given the very
experience estimating fish age, independently es-      small size of channel catfish otoliths (Figure 2).
timated the ages of structures without reference to    To ameliorate the brittleness of channel catfish oto-
fish length. Disagreements were resolved by mu-        liths, support was provided by forming adhesive
tual examination of the questionable structures        around the lower half of the otolith. Otoliths were
(hereafter termed a concert reading). Spines and       mounted with the rounded anterior edge upright
otoliths from fish of unknown age were not in-         and the pointed posterior edge in contact with the
cluded in analyses. Percentage reader agreement        microscope slide. The anterior–posterior axis was
was calculated for each method to compare pre-         perpendicular to the slide; otherwise, visibility of
cision. The percentage of correctly estimated fish     annuli decreased. Once the adhesive hardened
ages was calculated for each method to compare         (30–60 s), we hand-sanded the otolith with wetted
accuracy. Age bias graphs (similar to those of         600-grit carborundum sandpaper until 1/3–1/2 of
Campana et al. 1995) were generated for each           the otolith was sanded away revealing the nucleus
method of estimating age and were used to assess       in the transverse plane (Figure 2). Coating the
individual reader bias. In addition, age bias graphs   sanded surface with mineral oil and using side
were constructed after a concert reading to deter-     illumination enhanced the appearance of annuli as
mine whether the use of a concert reading cor-         viewed with a dissecting microscope (10–603).
rected any individual bias associated with each        We found that side illumination with a 1-mm-
method.                                                diameter, single-strand fiber optic filament con-
   The implications of the error associated with       nected to a light source (Fiber-Lite model 180;
MANAGEMENT BRIEFS                                                937

   FIGURE 2.—(A) Illustration of the right otolith from a channel catfish depicting how it is mounted to a glass
slide. The otolith is sanded from the anterior tip to the dashed line, resulting in the transverse view through the
nucleus shown in the photograph. (B) The photograph of an otolith is from a 4-year-old channel catfish shows the
location of the nucleus (N) and annuli (circled); the fourth annulus is located at the edge.

Dolan-Jenner Industries, Inc., St. Lawrence, Mas-             For pectoral spines, a single cut through the dor-
sachusetts) provided the best results. Reflecting          sal and anterior processes (Figure 3) provided the
light at several angles, including through the oto-        best age estimates with the least effort. Serial sec-
lith and at the sanded surface, enabled observation        tions of spines revealed that as early as age 1,
of all annuli.                                             annuli were missing in some basal recess sections.
938                                            BUCKMEIER ET AL.

  FIGURE 3.—Location of the cut (dotted line) used to process cut pectoral spines for estimating the age of channel
catfish. The saw blade should be aligned from the tip of the ventral process (V) to the outer edge of the dorsal
process (D) and section through the dorsal and anterior (A) processes. This location minimizes the influence of
the central lumen.

The central lumen was smallest in a section taken          within 1 year of known age (Figure 4). Following
through the dorsal and anterior processes. We              concert readings, only one age estimate was in-
found that this cut could easily be made by mount-         correct; an age-4 fish was estimated to be age 5.
ing a spine in a small hobby vise with rubber jaws         Agreement between readers was 79%. Both read-
and cutting the spine with a hand-held jeweler’s           ers indicated the first annulus was the most difficult
saw equipped with a 5/0 blade. Embedding the               to detect.
distal end of the spine in clay and coating the cut           Cut-spine and articulating process section age
surface with mineral oil enhanced visibility of an-        estimates were more variable between readers than
nuli when viewed through a dissecting microscope           were otolith age estimates (Table 1). Agreement
(5–253). As with otoliths, a 1-mm fiber optic fil-         between readers was slightly better for cut spines
ament provided effective side illumination. Here-          (65%) than for articulating process sections (52%).
after this procedure is termed the cut-spine meth-         Reader error ranged from 1 to 6 years (Figure 4).
od.                                                        The first reader was consistently less accurate (Ta-
                                                           ble 1), even though both readers were experienced
Validation                                                 at estimating fish age. After concert readings, how-
  Annulus formation started in late April and was          ever, age estimates from cut spines and articulating
complete by early June. Otoliths provided the most         process sections were within 2 years of the known
accurate age estimates of 1–4-year-old channel             age, and more than 90% were correctly estimated.
catfish for each reader and following a concert            With a concert reading, ages estimated from cut
reading (Table 1). The first and second readers            spines and articulating process sections were ad-
correctly estimated the age of 82% and 95% of the          equate for 1–3-year-old channel catfish. However,
otoliths, respectively. Otoliths in which age was          age estimates of age-4 fish exceeded the known
improperly estimated by the readers were always            age by 1–2 years.
MANAGEMENT BRIEFS                                              939

   TABLE 1.—Percentages of otoliths, cut pectoral spines,              as based on pectoral spines. However, individual
and articulating process (AP) sections for which ages were             interpretation of annuli was more variable for pec-
estimated correctly by each reader and following a concert
                                                                       toral spines. Prentice and Whiteside (1975) also
reading, as well as the precision (percent agreement be-
tween readers) for known-age channel catfish (ages 1–4).               noted much variability between readers who were
                                                                       estimating ages of channel catfish spine sections.
                                    Accuracy                           Conversely, reader agreement for otolith age as-
                                               Concert                 signments was high, indicating annuli on otoliths
    Age           N     Reader 1 Reader 2      reading   Precision     were easier to identify. Annuli on otoliths have
                                 Otoliths                              also been determined to be more distinguishable
1                13         85          92      100           85       than spine annuli for flathead catfish (Nash and
2                 9         67          89      100           56       Irwin 1999) and walleye (Erickson 1983; Kocov-
3                14        100         100      100          100
4                 3         33         100       67           33       sky and Carline 2000). Although channel catfish
Overall          39         82          95       97           79       otolith annuli were distinct, they were generally
                             Cut spines                                lighter than in other fishes such as largemouth bass
1                28         68      100         100           68       Micropterus salmoides, crappie Pomoxis spp., and
2                18         89       94          89           83       flathead catfish. With practice, annuli on channel
3                16         38       94          94           38       catfish otoliths were easily identified.
4                 3          0        0           0           67
Overall          65         63       94          91           65          The error from compounding sources probably
                             AP sections
                                                                       makes spines an improper choice for estimating
1                28         68        96        100a          64       ages of old channel catfish, especially in slow-
2                18         72        83         94           56       growing populations. We found that annular marks
3                16         25        88         81           25       composed of multiple rings led to overestimation
Overall          62         56        94         94           52
                                                                       of age. Presumably, identification of accessory
a   One structure was omitted because readers could not reach agree-   growth rings would be more difficult as fish age.
    ment.
                                                                       Double rings have also been mistakenly identified
                                                                       as separate annuli in dorsal spines of walleye (Ko-
   Age bias graphs revealed that the first reader                      covsky and Carline 2000). Conversely, several au-
consistently overestimated the age of channel cat-                     thors (Erickson 1983; Welch et al. 1993; Nash and
fish when using cut spines and articulating process                    Irwin 1999) have reported that spine ages can un-
sections; however, his age estimates based on oto-                     derestimate the age of old fish. Most often, ex-
liths were unbiased (Figure 4). Often, annular                         pansion of the central lumen and the inability to
marks on cut spines and articulating process sec-                      separate annuli near the edge of the structure are
tions consisted of multiple growth rings, resulting                    cited as explanations of missing annuli. Kocovsky
in overestimates of age by the first reader. Acces-                    and Carline (2000) reported difficulty in estimat-
sory marks were not observed on otoliths. No bias                      ing ages from sections of dorsal spines from wall-
was noted for the second reader or for age esti-                       eye because of merged rings, partial rings, and
mates based on a concert reading.                                      crowding of distal rings; they attributed such struc-
   Estimates of mean length at age and age struc-                      tural abnormalities to slow growth. Accessory
ture based on age assignments by the individual                        marks were not observed in the channel catfish
readers often differed from actual mean length at                      otoliths we examined, and many of the difficulties
age and age structure (Table 2). For example, using                    associated with estimating ages of spines are not
cut spines, the first reader estimated that the pop-                   relevant to otoliths. Therefore, otoliths may pro-
ulation consisted of seven year classes when only                      vide accurate age estimates for channel catfish old-
four existed, and the abundance of age-3 fish was                      er than age 4.
drastically underestimated. Following a concert                           Inconsistencies resulting from variable interpre-
reading, otoliths provided estimates of mean                           tation can lead to improper age assignments, even
length-at-age and age structure similar to actual                      for validated methods of estimating age (Lai et al.
values for age-1–4 fish; spines yielded similar val-                   1996). Both readers in our study had numerous
ues for age-1–3 fish.                                                  years of experience determining fish age; however,
                                                                       their relative accuracy differed. Thus, reader ex-
                           Discussion                                  perience may not be a good indicator of reader
  After concert readings, age assignments were                         accuracy. Erroneous age estimates, to the extent
accurate for age-1–4 channel catfish as determined                     observed for the first reader when using pectoral
by using otoliths and for age-1–3 channel catfish                      spines, may be sufficient to result in inappropriate
940                                           BUCKMEIER ET AL.

  FIGURE 4.—Age bias graphs for reader 1, reader 2, and a joint (concert) reading for age estimates of channel
catfish from otoliths, cut pectoral spines, and articulating process (AP) sections. Numbers indicate sample sizes.
The dashed line represents agreement between age estimates and known ages.

management decisions. The use of multiple readers         we believe that sacrificing a sample of fish to pro-
and a concert reading in our study reduced reader         vide age estimates will not significantly affect
bias and provided accurate data. Ideally, individ-        most channel catfish populations. In instances
uals should verify that they are correctly identi-        when fish cannot usefully be sacrificed, cut pec-
fying annuli by using known-age fish whenever             toral spines may provide an alternative method for
possible. However, if known-age fish are not avail-       estimating the age of channel catfish of age 3 or
able, our results suggest the use of multiple readers     younger. However, a sample of otoliths should ini-
and a concert reading may ensure data accuracy.           tially be used to confirm ages estimated from cut
   We believe that otoliths are the best structure        spines. Regardless of the method, some attempt
for estimating age of channel catfish. We did not         should be made to verify that annuli are being
measure processing time for each method evalu-            identified correctly.
ated; however, the additional time required to col-                     Acknowledgments
lect and prepare otoliths versus cut spines was rel-        Editorial comments by R. Heidinger, S. Van
atively small. Both methods were faster than pre-         Horn, P. Michaletz, R. Holland, and biologists at
paring articulating process sections. In addition,        Heart of the Hills Research Station greatly im-
MANAGEMENT BRIEFS                                                 941

   TABLE 2.—Comparison of actual and estimated mean          Crumpton, J. E., M. M. Hale, and D. J. Renfro. 1987.
total lengths (TL) from otoliths, cut pectoral spines, and        Aging of three species of Florida catfish utilizing
articulating process (AP) sections. Each column represents        three pectoral spine sites and otoliths. Proceedings
the same group of fish, with the number of age structures         of the Annual Conference Southeastern Association
in parentheses.                                                   of Fish and Wildlife Agencies 38(1984):335–341.
                                                             Erickson, C. M. 1983. Age determination of Manitoban
                                     Estimate                     walleyes using otoliths, dorsal spines, and scales.
         Actual                                 Concert           North American Journal of Fisheries Management
Age     mean TL      Reader 1        Reader 2   reading           3:176–181.
                         Otoliths
                                                             Hales, L. S., Jr., and M. C. Belk. 1992. Validation of
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 8                                   367 (1)                 Lai, H. L., V. F. Gallucci, D. R. Gunderson, and R. F.
                                                                  Donnelly. 1996. Age determination in fisheries:
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                                                                  tafson, and B. J. Rothschild, editors. Stock assess-
Alabama Cooperative Fish and Wildlife Research
                                                                  ment quantification methods and applications for
Unit for collecting fish and removing aging struc-                small-scale fisheries. CRC Press, New York.
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pond. The otolith illustration in Figure 2 was                    Management 8:141–143.
drawn by R. G. Howells. Funding was provided                 Marzolf, R. G. 1955. Use of pectoral spines and ver-
by the Alabama Department of Conservation and                     tebrae for determining age and rate of growth of the
                                                                  channel catfish. Journal of Wildlife Management 19:
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Department.                                                       American Fisheries Society 98:118–120.
                                                             Muncy, R. J. 1959. Age and growth of channel catfish
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