Treatment strategies for autoimmune encephalitis
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722347 w artic 2017 review-article2017 TAN0010.1177/1756285617722347Therapeutic Advances in Neurological DisordersY-W Shin, S-T Lee Therapeutic Advances in Neurological Disorders Review Ther Adv Neurol Disord Treatment strategies for autoimmune 1–19 encephalitis DOI: 10.1177/ https://doi.org/10.1177/1756285617722347 https://doi.org/10.1177/1756285617722347 1756285617722347 © The Author(s), 2017. Yong-Won Shin, Soon-Tae Lee, Kyung-Il Park, Keun-Hwa Jung, Ki-Young Jung, Reprints and permissions: Sang Kun Lee and Kon Chu http://www.sagepub.co.uk/ journalsPermissions.nav Abstract: Autoimmune encephalitis is one of the most rapidly growing research topics in neurology. Along with discoveries of novel antibodies associated with the disease, clinical experience and outcomes with diverse immunotherapeutic agents in the treatment of autoimmune encephalitis are accumulating. Retrospective observations indicate that early aggressive treatment is associated with better functional outcomes and fewer relapses. Immune response to first-line immunotherapeutic agents (corticosteroids, intravenous immunoglobulin, plasma exchange, and immunoadsorption) is fair, but approximately half or more of patients are administered second-line immunotherapy (rituximab and cyclophosphamide). A small but significant proportion of patients are refractory to all first- Correspondence to: Kon Chu and second-line therapies and require further treatment. Although several investigations have Department of Neurology, shown promising alternatives, the low absolute number of patients involved necessitates more Comprehensive Epilepsy Center, Laboratory for evidence to establish further treatment strategies. In this review, the agents used for first- Neurotherapeutics, and second-line immunotherapy are discussed and recent attempts at finding new treatment Biomedical Research Institute, Seoul National options are introduced. niversity Hospital, 101, Daehangno, Jongno- gu, Seoul 110-744, South Korea Program Keywords: autoimmune encephalitis, immunotherapeutic agent, treatment option in Neuroscience, Seoul National University College of Medicine, Seoul, Received: 15 March 2017; revised manuscript accepted: 14 June 2017. South Korea stemcell.snu@gmail.com Yong-Won Shin Department of Neurology, Comprehensive Epilepsy Introduction autoantibodies often affect not only limbic struc- Center, Laboratory for Neurotherapeutics, Limbic encephalitis (LE), first described in tures but also other cerebral regions, and the term Biomedical Research 1960,1 is characterized by a subacute onset of epi- autoimmune encephalitis (AE), rather than auto- Institute, Seoul National University Hospital, Seoul, sodic memory loss and confusion frequently immune LE, is used with growing frequency to South Korea Program accompanied by seizures, psychiatric symptoms, refer to this disease entity. in Neuroscience, Seoul National University and lesion involving the medial temporal lobe and College of Medicine, Seoul, hippocampus. Infectious agents such as herpes AE is classified according to the location of the South Korea Yeongjusi Health Center, simplex virus cause inflammation in the central antigen, either intracellular or on the cell sur- Gyeongsangbuk-do, South nervous system (CNS) including the limbic area face, because each classification is associated Korea Kyung-Il Park of the brain, but a substantial number of patients with different clinical features, especially per- Department of Neurology, with LE are without clear evidence of CNS infec- taining to cancer association and immune Comprehensive Epilepsy Center, Laboratory for tion. The existence of autoantibodies and a therapy responsiveness. Antibodies targeting Neurotherapeutics, response to immunotherapy in these patients sug- nuclear and cytoplasmic proteins (onconeu- Biomedical Research Institute, Seoul National gests that an aberrant immune reaction is involved ronal antibodies) such as Hu, Ma, and Ri usu- University Hospital, Seoul, in the disease pathogenesis. Autoimmune etiol- ally accompany malignancy, 3,4 and LE South Korea Program in Neuroscience, Seoul ogy is increasingly recognized as a major cause of coincident with the detection of these antibod- National University LE along with the finding of the high prevalence ies is termed ‘paraneoplastic LE.’ Patients College of Medicine, Seoul, South Korea of anti-N-methyl-D-aspartate receptor (NMDAR) producing these antibodies respond poorly to Department of Neurology, antibody-associated encephalitis after the discov- immunotherapy, but treatment of the cancer Seoul National University Hospital Healthcare ery of the antibody2 and the continued identifica- often results in neurological improvements.4–6 System Gangnam Center, tion of additional novel antibodies in LE. These The intracellular location of the antigens, and Seoul, South Korea journals.sagepub.com/home/tan 1
Therapeutic Advances in Neurological Disorders 00(0) Soon-Tae Lee the evidence for CD8 + cytotoxic T-cell- anti-amphiphysin antibodies (evidence of T-cell- Keun-Hwa Jung Ki-Young Jung mediated neuronal cell damage in encephalitis mediated neuronal cell damage).24 Sang Kun Lee coincident with these antibodies, raise the pos- Department of Neurology, Comprehensive Epilepsy sibility that the humoral immune response Early, appropriate, and intense treatment is Center, Laboratory for could be a nonpathogenic ‘epiphenomenon.’ 6 important for achieving a good outcome in AE. Neurotherapeutics, Biomedical Research However, treatment is challenging because the Institute, Seoul National Neuronal cell-surface antibodies (NSAbs) are rarity of the disease limits clinical experience and University Hospital, Seoul, South Korea Program in another group of antibodies detected in AE. the evidence base guiding the intervention. Neuroscience, Seoul NSAbs target an extracellular epitope, and their Moreover, multiple lines of treatment are essen- National University College of Medicine, Seoul, corresponding antigens are often synaptic recep- tial in many cases, and rather experimental South Korea tors or components of synaptic protein complexes. options are not infrequently required. In light of Anti-NMDAR antibodies are most common, fol- these issues, we review here the currently used AE lowed by antibodies against leucine-rich glioma treatment modalities and recent advances in inactivated-1 (LGI1).7–10 The contactin-associ- immunotherapy. The present review focuses on ated protein like 2 (Caspr2),11 D-amino-3- AE associated with NSAbs and, without special hydroxy-5-methyl-4-isoxazolepropionic acid notation, we will use the term ‘AE’ to refer to AE receptor (AMPAR),12 gamma-aminobutyric acid with NSAbs only. (GABA)-A and -B receptors,13,14 dipeptidyl-pepti- dase-like protein-6 (DPPX),15 and glycine recep- tor (GlyR)16 antibodies are other examples of Pathogenic mechanism and diagnosis of recently identified NSAbs. Unlike encephalitis autoimmune encephalitis with antibodies to intracellular antigens, the fre- Most T cells that recognize self-antigens are quency of cancer in cases involving antibodies tar- eliminated in the thymus and some self-reactive geting cell-surface antigens is, to a varying degree T cells that escape this process are controlled in dependent upon the particular type of antibody, the periphery by further deletion, induction of lower.8,17 Several sources of evidence support the anergy, or suppression by regulatory T cells theory that the pathogenesis of encephalitis is (Tregs).25 Self-reactive B cells are also subject to mainly antibody-mediated in AEs associated with the processes of negative selection, such as dele- this group of antibodies.18 Patients producing tion, receptor editing and induction of anergy, NSAbs generally show a good response to immu- throughout the development in the bone marrow notherapy and have a better overall prognosis. and spleen.26 Patients may become prone to autoimmune disease when there is a loss of toler- Of note, glutamic acid decarboxylase 65 (GAD65) ance to self-antigens, and dysregulated activation is an intracellular enzyme that catalyzes the con- of T and B cells. In particular, activation of self- version of GABA, however, AE presenting with reactive B cells and their subsequent prolifera- anti-GAD65 antibodies is often non-paraneo- tion and differentiation into autoantigen reactive plastic and shows better immune responsiveness memory B cells and autoantibody-secreting than paraneoplastic LE.19,20 In addition, anti- plasma cells, play pivotal roles in antibody-medi- GAD65 antibody is related to diverse diseases ated autoimmunity, including AE. Patients with including AE, cerebellar ataxia, stiff-person syn- AE respond to the treatments that aim to lower drome (SPS), and type 1 diabetes.21 SPS is a rare the titers of autoantibodies, such as intravenous condition characterized by axial and limb muscle immunoglobulin (IVIg) and plasma exchange stiffness and painful spasms, and is associated (PLEX), emphasizing the role of autoantibodies with antibodies against GAD65, GlyR, and in disease pathogenesis. Animal model studies amphyphsin.22 Anti-GlyR antibodies, in particu- replicating features of AE by passive transfer of lar, are preferentially associated with progressive cerebrospinal fluid (CSF) or immunoglobulins encephalitis with rigidity and myoclonus (PERM), (Igs) from anti-NMDAR encephalitis patients to an aggressive form of SPS spectrum disorder with mice provided more direct evidence of autoanti- additional symptoms including brainstem dys- body pathogenicity.27,28 function, hyperekplexia, sensory symptoms, and dysautonomia.23 Anti-GlyR antibodies are Pathogenic roles of autoantibodies include recep- directed against cell-surface antigens and patients tor crosslinking and internalization, complement with these antibodies are more responsive to activation and direct disruption of the epitope, as immunotherapy,23 compared with those with demonstrated in AE by several immunopatho- anti-GAD65 (against intracellular antigens) or logic analyses and in vitro studies.18,29 In the case 2 journals.sagepub.com/home/tan
Y-W Shin, S-T Lee et al. of anti-NMDAR encephalitis, receptor internali- AE is diagnosed based on clinical characteristics, zation and reduced NMDAR currents were magnetic resonance imaging, electroencephalog- observed in rodent hippocampal neurons and raphy, functional neuroimaging, work-up for sys- HEK293 cells expressing GluN1 and GluN2 temic tumors, and detection of autoantibodies.49 subunits of the NMDAR treated with patient Detection of anti-neuronal autoantibodies in the antibody.30,31 Other experiments showed that the serum/CSF is used to confirm AE and specify the autoantibodies bind to a region within the amino associated antibody. Immunohistochemistry terminal domain of GluN1 and cause disrupted (IHC) on cryopreserved rodent brain sections is interaction with ephrin B2 receptor and channel widely used as a primary screening method to function.32,33 detect autoantibodies. This method has the advantage in detecting antibodies against a wide Anti-NMDAR antibodies are predominantly of range of antigens, and has the potential to detect the IgG1 subclass of IgG.34 However, activation novel neuronal antigens; however, it lacks the of complement and neuronal injury is not evident ability to identify specific antibody targets. Cell- in the brain tissues from patients with anti- based assays (CBAs) are now widely used to NMDAR encephalitis or the passive transfer detect specific NSAbs. CBA is an immunoassay mouse model.27,34–36 In contrast, antibodies using cultured cells (i.e. HEK 293) presenting a against LGI1 and Caspr2 are predominantly specific epitope transfected with the complemen- IgG437–39 and complement activation and neu- tary DNA, which has the advantage of preserving ronal loss are also reported in AEs with these the conformational epitope.50 This method led to autoantibodies.36,40 IgG4 antibodies form heter- the discovery of anti-NMDAR antibodies,51,52 odimers that recognize and bind to two different and the subsequent identification of several other antigens (hetero-bispecific), acting as monovalent NSAbs.11,12,14,53 Whereas there is recent evidence antibodies and being unable to crosslink and against the use of radioimmunoassay results for internalize the target antigen.41 In addition, IgG4 detecting antibodies to the voltage-gated potas- antibodies have low affinity to FcJ receptor sium channel complex without confirmation of (FcJR) and are ineffective in activating comple- antibodies to LGI1 and Caspr2,54,55 NSAb detec- ment. As IgG1, but not IgG4, is an effective acti- tion using CBAs still shows great usefulness with vator of complement, mechanism of the high sensitivity and specificity, especially for CSF discrepancy in IgG subclass predominance and samples.50 To achieve the highest sensitivity and complement activation is currently unclear. The specificity, testing both serum and CSF using a IgG1-mediated immune response and direct combination of IHC and CBAs is recom- T-cell-mediated toxicity in the pathogenesis of mended.50,56 However, equipment for identifying the AEs need further investigation. these antibodies is not widely available in institu- tions, and it may take several weeks to get the The differences in IgG subclass and complement results. Recently proposed clinical diagnostic cri- activation have several clinical implications. teria for AE without antibody testing help to Patients with anti-LGI1 encephalitis or anti-Caspr2 attain early diagnosis in institutions where anti- encephalitis generally show a less severe clinical body testing is not readily accessible.17 manifestation and faster recovery than patients with anti-NMDAR encephalitis, which may reflect the limited ability of IgG4. Long-term cognitive Treatment overview impairment and hippocampal atrophy shown in Treatment options for AE range from broadly follow-up MRI38,42–45 indicate irreversible neuronal immune-suppressing agents to those targeting damage that may be partly attributable to comple- processes in antibody-mediated disease pathogen- ment activation and cytotoxic T-cell-mediated esis. As in most other inflammatory disorders, cor- neuronal injury. Conversely, reversibility of cere- ticosteroids are used in the treatment of AE, acting bral atrophy in anti-NMDAR encephalitis is con- to broadly inhibit the inflammatory process. sistent with immunopathological findings including However, corticosteroids possess less specificity the absence of complement and rare T-cell infil- for the antibody-mediated immune process, and trates.46,47 With regard to therapy, immunothera- their efficacy is limited in cases of AE, and they are peutic agents targeting complement, such as associated with several systemic side effects. Other eculizumab,48 could be a viable option for AEs with lines of treatment address various specific steps in evidence of complement-mediated neuronal toxic- AE’s pathogenesis. Therapeutic targets for these ity, but not for AEs without. treatments include autoantibodies and other journals.sagepub.com/home/tan 3
Therapeutic Advances in Neurological Disorders 00(0) Table 1. Therapeutic agents used in autoimmune encephalitis. Treatment Regimen First-line immunotherapy Methylprednisolone 1 g daily, for 3–5 days Intravenous immunoglobulin 2 g/kg over 5 days (400 mg/kg/day) Plasma exchange/immunoadsorption 1 session every other day for 5–7 cycles Second-line immunotherapy Rituximab 375 mg/m2 weekly IV infusion for 4 weeks Cyclophosphamide 750 mg/m2 monthly for 3–6 months Alternative therapy Tocilizumab Initially 4 mg/kg, followed by an increase to 8 mg/kg monthly based on clinical response Low-dose interleukin-2 (aldesleukin) 1.5 million IU/day, 4 subcutaneous injections with 3-week interval Steroid-sparing agents used for maintenance therapy Azathioprine Initially 1–1.5 mg/kg once daily or divided twice daily, target 2–3 mg/kg/d Mycophenolate mofetil Initially 500 mg twice daily, target 1000 mg twice daily IV, intravenous. immune mediators (IVIg and PLEX), B cells and plasma cells may reside in the bone marrow and short-lived plasma cells (rituximab), and specific intrathecal compartment and contribute to cytokines associated in the autoimmune and refractoriness and relapses. Proteasome inhibi- inflammatory process [tocilizumab and low-dose tors target these cells, but clinicians have very interleukin (IL)-2]. Antiproliferative agents tar- limited experience with their use in AE.61–63 geting lymphocyte proliferation (cyclophospha- Immunotherapeutic agents used in the treat- mide, azathioprine, mycophenolate mofetil, etc.) ment of AE are listed in Table 1. A summary of are also used in refractory cases or to maintain major published series reporting the largest remission. number of patients in each NSAbs are presented in Table 2. Despite the numerous treatment options avail- able, there are issues complicating the treatment AE is often monophasic, and instances of sponta- of AE. First, peripherally activated B cells can neous recovery without immunotherapy or tumor cross the blood–brain barrier (BBB) and resection have been reported.52,64,65 However, undergo clonal expansion and differentiation recovery from AE is not without sequelae, and into antibody-secreting plasmablasts and plasma AE-related deaths during the acute stage or fol- cells.8,35 Histopathological study and CSF anal- low up after discharge have also been ysis indicate intrathecal production of antibod- noted.14,38,43,52,66,67 Even if patients survive with- ies in anti-NMDAR encephalitis.8,34,35,51,57,58 out immunotherapy, they may suffer a slower Immunotherapeutic agents such as rituximab recovery requiring prolonged hospitalization. cannot permeate the BBB,59 which may limit Persistent cognitive impairment observed in long- the therapeutic effects of these agents. Second, term follow up suggests irreversible neuronal there are long-lived plasma cells (half-life of >6 death and advocate prompt interruption of dis- months) refractory to conventional immuno- ease activity.38,43,44,68,69 suppressive agents and agents targeting B or T cells, leading to the chronicity of autoimmunity Patients with AE present with variable clinical with persistent autoantibodies.60 Long-lived manifestations, severity, comorbidity status, and 4 journals.sagepub.com/home/tan
Table 2. Summary of representativea case series of each NSAb-associated disorder. journals.sagepub.com/home/tan Study Titulaer and Arino and van Sonderen and Hoftberger and Pettingill and Hoftberger and Carvajal-Gonzalez Tobin and colleagues colleagues72 colleagues 38 colleagues 39 colleagues 67 colleagues 153 colleagues 154 and colleagues 23 155 Associated NSAb NMDAR LGI1 Caspr2 AMPAR GABAAR GABABR GlyR DPPX No. of patients 577 76 38 22 45 20 45b 20 No. of patients 501 48 30 for immunotherapeutic 21 15 (12 for outcome) 20 (19 for 45c 20 with data available agent, 28 for relapse, and immunotherapeutic for treatment and 33 for outcome agent) outcome Clinical 577/577: 63/76: LE 16/38: LE 12/22: LE 15/15: variable 17/20: LE 33/45: PERM 20/20: encephalopathy manifestation anti-NMDAR 3/76: non-LEd 11/38: Morvan syndrome 8/22: limbic (including seizures 1/20: ataxia 5/45: LE or epileptic (with cortical, encephalitis 10/76: 5/38: Peripheral nerve dysfunction with [n = 7], memory 1/20: status encephalopathy cerebellar or brainstem encephalopathye hyperexcitability multifocal/diffuse impairment [n = epilepticus 2/45: SPS manifestations), 3/38: Cerebellar encephalopathy 7], confusion or 1/20: opsoclonus- 2/45: brainstem myelopathy, and syndrome 1/22: LE preceded disorientation [n = 4], myoclonus syndrome features autonomic dysfunction 3/38: othersf by motor deficits psychiatric features [n 2/45: demyelinating 1/22: psychosis with = 5], hallucination [n optic neuropathies bipolar features = 2], anxiety [n = 4]) 1/45: unclear diagnosis Female 468 (81%) 26 (34%) 4 (11%) 14 (64%) 23 (51%) 8 (40%) 21 (47%) 8 (40%) Age, year, median 21 (1–85) 61 (32–80) 66 (25–77) 62 (23–81) 51 (2–80) 61.5 (16–77) 50 (1–75) 53 (13–75) (range) Tumor 220/577 (38%) 5/76 (7%) 7/37 (19%) 14/22 (64%) 3/14 (21%) 10/20 (50%) 9/45 (20%) 2/20 (10%) Tumor type Ovarian teratoma Prostate cancer Thymoma (n = 4), Small-cell lung Dysembryoplastic Small-cell lung Thymoma (n = 3), Gastrointestinal (n = 207), (n = 2), gastric adenocarcinoma of the cancer (n = 5), neuroepithelial tumor cancer (n = 10) lymphoma (n = 1), follicular lymphoma extraovarian neuroendocrine lung (n = 1), carcinoma in thymoma (n = 4), (n = 1), prostatic and previous treated (n = 1) and chronic teratoma (n = 4), tumor (n = 1), situ of sigmoid breast cancer (n = cancer (n = 1), and cancer (n = 5)h lymphocytic leukemia and other tumors colon carcinoma (n = 1), and thoracic 2), ovarian teratoma Non-Hodgkin’s (n = 1) (n = 9)g (n = 1), and bone mass without pathologic (n = 2), and lung lymphoma (n = 1) metastasis with diagnosis (n = 1) cancer (n = 1) unknown origin (n = 1) First-line 462/501 (92%) 48/48 (100%) 28/30 (93%) without 20/21 (95%) 4/15 (27%) 15/19 (79%) 37/44 (84%) 11/20 (55%) immunotherapy tumori Corticosteroids 421/501 (84%) 44/48 (92%) 16 / 30 (53%) 17/21 (81%) 2/15 (13%) 14/19 (74%) 31/44 (70%) 11/20 (55%) IVIg 346/501 (69%) 26/48 (54%) 13 / 30 (43%) 12/21 (57%) 1/15 (7%) 7/19 (37%) 20/44 (45%) 5/20 (25%) (Continued) 5 Y-W Shin, S-T Lee et al.
6 Table 2. (Continued) Study Titulaer and Arino and van Sonderen and Hoftberger and Pettingill and Hoftberger and Carvajal-Gonzalez Tobin and colleagues colleagues72 colleagues 38 colleagues 39 colleagues 67 colleagues 153 colleagues 154 and colleagues 23 155 PLEX 163/501 (33%) 0/48 (0%) 3/30 (10%) 6/21 (29%) 2/15 (13%) 5/19 (26%) 17/44 (39%) 5/20 (25%) Second-line 134/501 (27%) 7/48 (15%) 7/30 (23%) 5/21 (24%) 0/15 (0%) 3/19 (16%) 4/44 (9%) 7/20 (35%) immunotherapy Rituximab 101/501 (20%) 6/48 (13%) 5/30 (17%) 5/21 (24%) 0/15 (0%) 2/19 (11%) 2/44 (5%) 5/20 (25%) Cyclophosphamide 81/501 (16%) 3/48 (6%) 2/30 (7%) 1/21 (5%) 0/15 (0%) 1/19 (5%) 4/44 (9%) 3/20 (15%) Other 31/501 (6%): 7/48 (15%): 1/30 (3%): azathioprine 0/21 (0%) 1/15 (7%): 1/19 (5%): 7/44 (16%): 3/20 (15%): immunotherapy azathioprine, azathioprine (n = azathioprine mycophenolate azathioprine (n = azathioprine (n = 2), mycophenolate 6), mycophenolate mofetil 4), mycophenolate mycophenolate mofetil mofetil, tacrolimus mofetil (n = 1) mofetil (n = 3), (n = 1) or methotrexate cyclosporine (n = 1) Follow up, median 24 months (4–186) 39 months (22–58) 36 months (range 3– 168) 72 weeks (5–266) 18 months (2–20) 7 months (0.75–45) 3 years (18 months 6 months (0–68) (range) to 7 years) Therapeutic Advances in Neurological Disorders 00(0) Relapse 45/501 (9%) 10/48 (21%) 7/28 (25%)j 1/21 (5%) 1/12 (8%) Not provided 6/43 (14%) 2/20 (10%) Outcome mRS 0–2: 394/501 CPS0-1: 34 (71%) mRS 0–2: 24/33 (73%) mRS 0–2: 10/21 Improved: 8/12 (67%) Treatment response mRS 0–2: 34/44 Complete remission (79%) CPS2-4: 14 (29%) mRS 3–5: 5/33 (15%) (48%) Declined: 1/12 (8%) - Complete response: (77%) or mild disability: 4/18 mRS 3–5: 77/501 mRS6: 4/33 (13%) mRS 3–5: 6/21 (29%) Huntington disease 7/16 (44%) mRS 3–5: 6/44 (14%) (22%) (15%) mRS 6: 5/21 (24%) confirmed: 1/12 (8%) - Partial response: mRS 6: 4/44 (9%) Partial response to mRS 6: 30/501 (6%) Death: 2/12 (17%) 8/16 (50%) treatment: 5/18 (28%) - No response: 1/16 Unchanged: 6/18 (33%) (6%) Worsened: 3/18 (6%) Death: 8/20 (40%) including 2 deaths aLargest in number of patients and fully dedicated to a single NSAb. bA total of seven patients with very low GlyR antibodies (not titrating beyond 1:40) were excluded. cData on each of immunotherapeutic agent, relapse, and outcome are not available for 1 or 2 patients. dThere were two that had MRI abnormality outside temporal lobes, one with normal MRI with CSF pleocytosis. eNo MRI or CSF evidence of inflammation. fSingle seizure followed by pain syndrome (n = 1), painful polyneuropathy (n = 1), or mild amnestic syndrome with frontal lobe dysfunction (n = 1). gLung (n = 2), breast (n = 2), testicular (n = 2), ovarian (n = 1), thymic (n = 1), and pancreatic (n = 1) carcinoma. hBreast cancer (n = 1), breast cancer and thymoma (n = 1), thymoma and lymphoma (n = 1), Hodgkin lymphoma (n = 1), malignant melanoma (n = 1). iOverall, four of seven patients with tumor were treated with immunotherapy, but information for immunotherapeutic agent is not provided. jPatients with a ⩾1 year follow up. AMPAR, D-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptor; Caspr2, contactin-associated protein like 2; CPS, Cognitive Performance Scale; CSF, cerebrospinal fluid; DPPX, dipeptidyl-peptidase-like protein-6; GABAAR, gamma-aminobutyric acid A receptor; GABABR, gamma-aminobutyric acid B receptor; GlyR, glycine receptor; IVIg, intravenous immunoglobulin; LE, limbic encephalitis; LGI1, leucine-rich glioma inactivated-1; MRI, magnetic resonance imaging; mRS, modified Rankin Scale; NMDAR, N-methyl-D-aspartate receptor; NSAb, neuronal cell-surface antibody; PERM, progressive encephalomyelitis with rigidity and myoclonus; PLEX, plasma exchange; SPS, stiff-person syndrome. journals.sagepub.com/home/tan
Y-W Shin, S-T Lee et al. immunotherapy responsiveness, and thus treat- T cells, inhibition of Th1 differentiation, mac- ment should be individualized. There are no rophage dysfunction, and eosinophil apoptosis.75 established guidelines for treatment, and diverse At higher concentration, corticosteroids have regimens are currently being used based on the additional effects on the synthesis of anti-inflam- patient’s clinical status and the clinician’s opinion. matory proteins, and also induce post-transcrip- The three common factors derived from a recent tional effects.74 Furthermore, corticosteroids offer systematic review for better outcomes and fewer extra benefit to CNS inflammatory disorders by relapses are the commencement of immunother- restoring BBB integrity and controlling brain apy, early initiation of therapy, and commence- edema.76 ment of second-line immunotherapy if first-line immunotherapy fails.70 Additionally, a thorough While it is apparent from observations of the last tumor screening in the early stages of the disease is decade that corticosteroids have therapeutic important for desirable patient outcomes. Tumors effects in cases of AE, there are several issues that such as ovarian teratoma, thymoma, and small- should be considered in their use. First, the dif- cell lung carcinoma are detected in a considerable ferentiation between AE and infectious encepha- proportion of AE cases.17 Ovarian teratomas, for- litis is often difficult in the acute stage, which merly believed to be benign tumors, are strongly frequently delays the initiation of corticosteroid associated with anti-NMDAR encephalitis, and therapy. Second, the reduction of the number of resection of the tumor is an important part of the circulating B cells by glucocorticoids is much less treatment.52,71,72 than that of T cells,77 and the effect on serum antibody titer is also limited.75,78,79 Given the largely antibody-mediated disease pathogenesis,18 First-line immunotherapy it should be considered that a combination of cor- Common first-line immunotherapeutic agents ticosteroids with other immunotherapeutic agents include corticosteroids, IVIg, and PLEX. targeting Igs and B cells may be required for a Although there is no compelling evidence to sug- more effective treatment of AE. Third, along with gest the superiority of any specific regimen, corti- various medical complications, corticosteroids costeroids are frequently the first choice, followed may induce or aggravate psychiatric symptoms by IVIg and PLEX.70 Corticosteroids with either associated with AE, such as depression, insom- IVIg or PLEX represent the usual choice when a nia, agitation, and psychosis. Clinical and experi- combination of first-line agents is administered. mental studies also indicate neurotoxic effects of For pediatric patients and patients with medical corticosteroids and their potential to induce neu- conditions that discourage the use of corticoster- rodegeneration upon chronic exposure.80 As cor- oids, such as diabetes mellitus and seropositivity ticosteroids are the most commonly used agents for type 1 diabetes-associated antibodies such as in first-line immunotherapy for AE, investigations GAD65,73 IVIg is often the initial treatment. seeking to optimize the use of corticosteroids for PLEX is not easily performed on pediatric better outcomes should be conducted. Clinicians patients, patients with autonomic instability, or must leverage the clinical benefits and harmful those who cooperate poorly.66 However, PLEX is effects of steroids in the AE treatment pathway. useful when patients poorly tolerate corticoster- oids and IVIg. The clinical effectiveness of each of these agents is nearly confirmed by previous IVIg observations, but more formal studies are neces- IVIg is a blood product extracted from the col- sary to identify the ideal first-line treatment lected pool of plasma from over a thousand donors. regimen. IVIg provides antibodies to a broad range of patho- gens, and is used to provide passive immunity for patients with immunodeficiency.75 High-dose IVIg Corticosteroids (1–2 g/kg) provide various anti-inflammatory and Corticosteroids bind to intracellular glucocorti- immunomodulatory effects by multidirectional coid receptors and suppress the transcription of mechanisms such as autoantibody neutralization, multiple proinflammatory genes that encode blockade of activating FcJR and upregulation of cytokines, chemokines, adhesion molecules, inhibitory FcJRIIB, inhibition of complements, inflammatory enzymes, receptors and proteins.74 cytokines, and leukocyte migration.81 In addition, Glucocorticoids have an influence on almost all IVIg saturates neonatal Fc receptor (FcRn), a cytokines, and their use results in the depletion of homeostatic regulator of IgG catabolism, by journals.sagepub.com/home/tan 7
Therapeutic Advances in Neurological Disorders 00(0) rescuing IgG from lysosomal degradation, through improvement with patients who received PLEX competition, resulting in the acceleration of IgG immediately after steroids compared with patients breakdown.82,83 FcRn also contributes to the long who received corticosteroids alone.87 A recent half-life of IVIg, and replacement of IVIg is usually systematic review by Suppiej and colleagues for considered at 3–4 week intervals. IVIg has been PLEX in pediatric anti-NMDAR encephalitis shown to be effective in several autoimmune and suggested a trend toward better outcomes when inflammatory disorders, and indications for neuro- PLEX is administered early and when given in logical disorders include chronic inflammatory combination with steroids.88 demyelinating polyneuropathy, multifocal motor neuropathy, Guillain–Barré syndrome, and myas- Immunoadsorption is a refined form of PLEX thenia gravis.84 that enables the selective removal of Igs from sep- arated plasma.89 Recent studies have shown that IVIg can be used as a monotherapy in the treat- immunoadsorption could be an effective thera- ment of AE, but is more often used after or in peutic modality as a part of first-line immuno- combination with high-dose steroids, or with therapy.90,91 Equivalent efficacy between PLEX, rituximab, or other immunotherapeutic immunoadsorption and PLEX was reported in a agents. IVIg has a better side effect profile than small study with 21 AE patients with either NSAb corticosteroids and is more convenient and cost- or onconeuronal antibodies.92 effective compared with PLEX. However, their comparable efficacy to other first-line agents, and Technically, PLEX does not remove antibodies their clinical benefit as an add-on therapy, remains from the CSF unless the BBB is severely dam- to be clearly established in AE. Considering the aged, and it is unclear whether the removal of sys- wide use of IVIg, and the perceived therapeutic temic antibodies effectively decreases CSF effect according to clinical experiences, controlled antibody levels. However, recent reports on the studies are needed to establish the utility of IVIg use of immunoadsorption for the treatment of AE in AE. A multicenter randomized trial for the use demonstrated a 64% decrease in CSF antibody of IVIg in pediatric patients with infectious or titers at early follow up (median 5 days after the immune-mediated encephalitis was launched in last session).91 Transient elevation of intrathecal the UK only recently.85 IgG fraction and IgG index (‘spurious quantita- tive intrathecal Ig synthesis’) is frequently Most of the adverse effects associated with IVIg are observed in the first 2 days following PLEX or mild and transient. There is a risk of anaphylaxis in immunoadsorption.93 However, this does not patients with selective IgA deficiency, but the inci- mean true elevation of intrathecal Ig synthesis, dence is extremely rare. Screening of IgA antibody and clinicians should be aware of this phenome- level prior to the administration of IVIg could be non to avoid unnecessary diagnostic and thera- helpful but is not considered mandatory. peutic procedures. PLEX and immunoadsorption Second-line immunotherapy PLEX effectively removes autoantibodies and First-line immunotherapy is often insufficient in other pathologic substances in the plasma. PLEX the treatment of AE, and secondary immu- also alters the immune system by changing lym- nomodulatory agents are typically used. phocyte numbers and their distribution, Observational studies show that second-line T-suppressor cell function, and T-helper cell treatment results in better functional outcomes phenotypes.86 Steroids alone are frequently insuf- and lower relapse rates with manageable adverse ficient to ameliorate autoantibody-mediated effects.52,66,72,94 The decision to initiate second- immune process, and direct removal or neutrali- line immunotherapy is made with consideration zation of autoantibodies from the circulation by of the disease severity, response to the first-line PLEX and IVIg may show a synergistic effect. In immunotherapy, presence of relapse, and other addition, PLEX increases the proliferation of clinical conditions. Consensus criteria on the antibody-producing cells and this could increase appropriate time to initiate second-line immuno- susceptibility of these cells to immunosuppres- therapy are yet to be established, but a quick pro- sants and chemotherapeutic agents.86 A small ret- cession to second-line immunotherapy is favored rospective study in anti-NMDAR encephalitis in some institutions including in our group.94,95 patients showed that there was greater clinical Rituximab and cyclophosphamide are the most 8 journals.sagepub.com/home/tan
Y-W Shin, S-T Lee et al. commonly used second-line agents in AE treat- treatment of AE, and the known association of ment. However, these agents are not without better outcomes with early treatment,72 the their shortcomings, and are not effective in all authors proposed the incorporation of rituximab patients. Additional therapeutic options should into the first-line treatment protocol. Additionally, be introduced in the second-line immunotherapy one study of the use of rituximab in a pediatric but clinical experience is currently insufficient to population with autoimmune or inflammatory permit doing so. CNS disease further supported the administra- tion of rituximab in the early stages of the dis- ease.101 However, this study reported 11 (7.6%) Rituximab patients with infectious complications, including Rituximab is a partially humanized monoclonal two life-threatening or disabling infections and antibody directed against CD20, a glycoprotein two deaths. The authors concluded that rituxi- primarily found on the surface of B cells, initially mab should be reserved only for those with sig- approved for the treatment of non-Hodgkin B-cell nificant morbidity and risk of mortality in the lymphomas. It is widely used to treat various auto- pediatric population. immune disorders and appears to be effective in several autoimmune CNS and peripheral nervous Rituximab therapy increases the risk of reactiva- system disorders.96 Rituximab depletes both naïve tion of chronic viral infections such as hepatitis B, and memory B cells through antibody-mediated and serologic screening tests should be considered cellular toxicity, complement activation, and prior to initiation of the treatment.105 Progressive induction of apoptosis.96 A substantial reduction multifocal leukoencephalopathy is a rare CNS in relapse rate with the depletion of memory B cells complication of rituximab therapy,106 and has not has been demonstrated in neuromyelitis optica yet been reported in patients with AE. (NMO) or NMO spectrum disorder (NMOSD).97– 99 Circulating levels of B cells are usually below the detectable range for 6–8 months after treatment.100 Cyclophosphamide Effective depletion of B cells in the peripheral Cyclophosphamide is an alkylating agent that blood is confirmed in AE patients,94,101 and subse- inhibits cell proliferation, affecting both B and T quent depletion of short-lived plasmablasts is also cells. Along with rituximab, it is a constituent of reported in anti-NMDAR encephalitis.102 The the so-called R-CHOP regimen (rituximab, cyclo- high effectiveness of rituximab in IgG4-related dis- phosphamide, doxorubicin, vincristine, and pred- ease103 further supports the use of rituximab in AE nisolone) used for the treatment of non-Hodgkin in which antibodies of IgG4 subclass predominate, lymphoma.107 It is a widely used chemotherapeu- such as in anti-LGI1,37,38 anti-Caspr2,37,39 and tic agent as well as an immunosuppressant for life- anti-IgLON5 encephalitis.104 Rituximab does not threatening or severe rheumatologic and renal target CD20-negative cells including long-lived diseases such as ANCA-associated vasculitis, plasma cells, thus reducing adverse immunosup- lupus nephritis, and other systemic vasculid- pressive effects.100,102 ites.75,107–109 However, it is not typically used to treat autoimmune neurological disorders and is a Lee and colleagues reported on the efficacy and less preferable agent than rituximab as a second- safety of rituximab as a second-line immunother- line agent in AE. Its potentially serious side effects apy for AE.94 In this retrospective study of 161 such as myelosuppression, infertility, hemorrhagic patients, additional rituximab treatment was cystitis, and an increased risk of malignancy lower associated with improvement of functional out- the priority of its use. However, its low cost (com- comes measured by the modified Rankin Scale pared with rituximab), direct suppression of lym- (mRS). This study included AE with or without phocyte proliferation (unlike first-line agents), proven antibody (both NSAb and onconeuronal and the greater accumulated clinical experience of antibodies) status, and showed rituximab to be its use (compared with the immunotherapeutic effective independent of patient antibody status. agents currently not included in the first- or the Infusion-related adverse effects were noted in 5 second-line therapies) contribute to the justifica- (6.7%) patients and infection (all pneumonia) in tion of its use in refractory cases. Gonadotropin- 9 (11.3%), but there were no life-threatening or releasing hormone agonist administration or egg/ recurrent infectious adverse events. Given the sperm collection may be employed to preserve fer- substantial efficacy and safety of rituximab in the tility following cyclophosphamide use.110 journals.sagepub.com/home/tan 9
Therapeutic Advances in Neurological Disorders 00(0) Alternative therapy and at the last follow up compared with patients Approximately 20–50% of patients with AE who received additional monthly rituximab or show inadequate responses to second-line ther- observation without additional immunotherapy. apies, and exhibit persistent neurological These results encourage the introduction of new issues.72,94 Re-administration of first-line immu- agents with different mechanisms of action for notherapeutic agents, extended use of second- use in refractory cases. However, the study was line immunotherapy, and long-term maintenance conducted retrospectively without standardized of prednisolone or steroid-sparing agents such treatment and follow-up protocols, and 65.9% of as azathioprine and mycophenolate mofetil, are the patients studied had seronegative AE. These among the options that have been used so far. results must therefore be confirmed by further Mycophenolate mofetil, in particular, has selec- studies with more sophisticated design and larger tive antiproliferative activity on lymphocytes samples in order to establish tocilizumab as a via- and has shown better efficacy in inducing remis- ble alternative treatment option for therapy- sion and a more favorable side effect profile resistant cases of AE. than cyclophosphamide in other autoimmune disorders,111 supporting its use as a safer alter- Tocilizumab increases the risk of infection, but native to cyclophosphamide for second-line impaired IL-6 receptor signaling may blunt the immunotherapy in AE. A small number of stud- fever response and elevation of C-reactive pro- ies reported a more targeted therapy with mono- tein.122,123 Clinicians need to be wary of systemic clonal antibodies or direct infusion of immune infection in patients treated with tocilizumab. mediators.61–63,112,113 Other side effects include neutropenia, thrombo- cytopenia, and elevated liver enzymes and lipid levels. Regular checkup of complete blood count Tocilizumab with differential, liver profile, and lipid levels is Tocilizumab is a monoclonal antibody targeting required after tocilizumab treatment. the IL-6 receptor. IL-6 induces B-cell prolifera- tion and differentiation into antibody-producing cells, promotes differentiation of CD8+ cytotoxic Low-dose IL-2 therapy and Treg modulation T cells, induces differentiation of naïve CD4+ The number and function of Tregs are dysregu- helper T cells into IL-17-producing T-helper lated in autoimmune conditions.124,125 IL-2 is a cells, and inhibits differentiation of those cells key regulator for Treg differentiation, survival, into regulatory T cells, which all contribute to and function, and has a role in keeping tolerance autoimmune tissue damage.114 Tocilizumab over autoimmunity.126,127 IL-2 activates effector binds to both soluble and membrane bound IL-6 and memory T cells, and is classified as a proin- receptors and inhibits IL-6 from binding to its flammatory cytokine. However, low-dose IL-2 receptors, leading to the blockade of IL-6- administration can selectively expand Tregs with- mediated inflammatory cascades.115 The thera- out promoting effector T-cell responses because peutic effect of tocilizumab is demonstrated in Tregs have lower activation thresholds to IL-2 various autoimmune diseases, including rheuma- than to effector T cells.128,129 In this regard, low- toid arthritis116 and systemic juvenile idiopathic dose IL-2 therapy has been proposed as a promis- arthritis.117 Among autoimmune neurological dis- ing new therapeutic option for autoimmune and orders, the efficacy of tocilizumab in therapy- inflammatory disorders with Treg insufficiency.130 resistant cases of NMO and NMOSD was Some studies report that low-dose IL-2 adminis- demonstrated in several small studies.118–120 A tration was clinically beneficial, with improve- case report of anti-Caspr2 encephalitis success- ment of Treg number and functions in hepatitis C fully treated with tocilizumab showed therapeutic virus-induced vasculitis,131 alopecia areata,132 sys- potential of tocilizumab for therapy-resistant temic lupus erythematosus,133 and graft-versus- AE.121 host disease.134 A recent observational study by Lee and col- Lim and colleagues evaluated the feasibility of leagues showed that tocilizumab potentially low-dose IL-2 therapy with 10 patients with improves clinical symptoms of AE in patients who refractory AE.113 The patients underwent four to do not respond adequately to rituximab.112 In this five cycles of low-dose IL-2 therapy and showed study, the patients who received tocilizumab modest responses with a median mRS improve- showed superior clinical improvement at 1 month ment from three to two. All four patients with 10 journals.sagepub.com/home/tan
Y-W Shin, S-T Lee et al. anti-NMDAR encephalitis responded to the ther- highest functional state possible, as well as to apy, and two of six antibody-negative AE patients make certain that the patient reaches complete showed seizure reduction. Serious side effects remission free of relapse. One study found that were observed in two patients (decreased neutro- additional monthly rituximab after 4 weekly infu- phil count and ileus) but these events did not lead sions contributed to further mRS improvement.94 to the termination of the treatment. Increased Sustained use of oral corticosteroids and monthly eosinophil counts were common (8 of 10 patients) IVIg or PLEX may also be considered for patients but resolved spontaneously. These results war- with incomplete recovery. Azathioprine and rant further trials to clarify the efficacy of low- mycophenolate mofetil are commonly used oral dose IL-2 therapy in AE. steroid-sparing agents for maintenance therapy in autoimmune neurological disorders such as myas- thenia gravis and NMO.142,143 These agents may Bortezomib be used following acute treatment of AE for sus- Bortezomib is a proteasome inhibitor particularly tained remission, however, it remains to be evalu- effective at depleting plasma cells and is approved ated whether long-term immunosuppression with for the treatment of multiple myeloma.135 Given oral agents is effective in reducing the relapse rate that long-lived plasma cells are not the target of of AE. Intermittent administration of rituximab B-cell-depleting agents and are also resistant to at regular 6-month intervals or depending on cir- glucocorticoid and antiproliferative agents such culating B-cell numbers may be considered as as cyclophosphamide,60 bortezomib and other another option for patients who respond well to proteasome inhibitors can represent alternative rituximab therapy. The appropriate duration of options for refractory cases. Currently, three maintenance therapy is currently unknown and reports with nine cases exist that have explored the length of empirical use ranges widely from 6 the treatment of severe anti-NMDAR encephali- months to several years according to the patient’s tis with bortezomib.61–63 Clinical improvement as status and clinician’s opinion. well as a tolerable safety profile was reported with bortezomib use in these patients. However, a prolonged treatment period or intensive treat- Future directions ment combined with several immunotherapeutic Criteria and guidelines for the clinical diagnosis agents obscured the effectiveness of bortezomib of AE have recently been developed by expert therapy, and the remission achieved could be consensus.17 However, there have been no rand- part of the natural course of the disease or the omized controlled trials for the treatment of AE, effect of preceding agents. More experience with and immunotherapeutic agents currently used in bortezomib therapy is needed before making any AE do not have a definite indication due to the conclusions. low level of supporting evidence. Given the rar- ity of AE, international collaboration for pro- spective clinical trials is imperative to establish Maintenance therapy treatment guidelines. There are several addi- AE is not always monophasic and relapse of AE tional issues that should be considered to estab- has been noted even after 5–10 years.38,43,136 The lish better treatment strategies. First, an rate of relapse stated in recent literature (approxi- optimized regimen and dosing schedule is not mately 10–20%, varying with the type of anti- yet determined. Regimens used for acute man- body70) may still be underestimated, given the agement differ among clinicians, and there is no relatively short time period since the discovery of clear standard to determine treatment failure the relevant autoantibodies. Early aggressive ther- and when to initiate different immunotherapeu- apy is reported to reduce relapse rates,70,72 but the tic agents. The appropriate duration of immuno- role of maintenance therapy is largely unexplored. therapy for sustained remission must also be Overlap with multiple sclerosis,137–139 NMO or determined. Second, while treatment response, NMOSD,140,141 and myelin oligodendrocyte gly- length of treatment, and outcome vary depend- coprotein antibody positive demyelinating syn- ing on the type of associated antibody, current drome141 in anti-NMDAR encephalitis suggests immunotherapeutic regimens for AE are not tai- that long-term maintenance therapy is required at lored to the type of associated antibody. Third, least for a specific population. Maintenance ther- the proportion of patients who show inadequate apy is usually considered in clinical practice in response to first- and second-line immunother- order to maximize therapeutic gain and attain the apy is not negligible, and yet several new journals.sagepub.com/home/tan 11
Therapeutic Advances in Neurological Disorders 00(0) immunotherapeutic agents are still not applied neuronal (neurofilament light chain protein and in the treatment of AE. Investigation of more total tau protein) and glial cell (glial fibrillary therapeutic options is needed to augment the acidic protein) damage suggested that these therapeutic armamentarium for the treatment of markers reflect disease activity and long-term dis- AE. Attempt to induce immune tolerance, for ability in AE.152 Investigations of additional instance, is an option that is yet poorly explored chemokine/cytokines and other biomarkers for for the treatment of AE. In NMOSD and other disease activity may provide valuable information autoimmune disorders, several innovative to the clinician in the treatment of AE. approaches to induce antigen-specific tolerance or other strategies to restore central and periph- eral tolerance are being developed.144,145 Conclusion Although AE responds to immunotherapy and Lastly, more investigations into biomarkers for the majority of patients recover from the self- AE are needed to aid early diagnosis and to pre- destructive autoimmune process, many patients dict treatment response, relapse, and outcomes. fail to regain baseline cognitive and functional CSF profile and oligoclonal band positivity differ status. Early aggressive therapy is recommended among associated antibodies.8,10 There is also a in AE but steroid abuse should be avoided to report that a low white blood cell count on the prevent potential cognitive and other adverse first CSF examination is associated with a good effects. Each immunotherapeutic agent has its neurologic outcome at 6 months after admission own strengths and weaknesses, and an appropri- in adult patients admitted to intensive care unit ate combination of these agents is often needed with anti-NMDAR encephalitis.146 However, the to complement each other and achieve synergis- association between CSF profile and clinical out- tic effects. Results from several studies favor the come was not evident in other studies.57,147 In commencement of second-line therapy and anti-NMDAR encephalitis, high antibody titer is demonstrate the therapeutic potential of a few associated with poor outcome and/or the pres- alternative treatment options. However, the ence of teratoma, and faster and greater decrease number of patients included in such studies is in CSF antibody titer during the first 1 month of often very small, and the studies are uncon- the disease is associated with better outcome.56 trolled and prone to severity bias due to the pre- Recovery and relapses are associated with dominant use of these agents in more severe decrease and increase of CSF antibody titer, cases. Prospectively designed controlled trials respectively. However, the correlation between are needed to confirm the efficacy and safety of antibody titers and clinical symptoms is imperfect currently proposed immunotherapeutic agents, and the titer of autoantibodies often remains along with efforts to uncover more therapeutic detectable long after remission.38,56,148 The prog- options and biomarkers. nostic utility of the persistence or drop in anti- body titer for future relapses is uncertain. It Funding should also be noted that antibody titer is not This work was supported by Seoul National associated with long-term cognitive outcome in University Hospital Research Fund, South anti-LGI1 encephalitis38 and the association Korea (grant number 2520140040). K Chu between antibody titer and clinical outcome in was supported by research grants from JW AE with other NSAbs are not well-established. Pharmaceutical (grant number 0620162210), C-X-C motif chemokine 13 (CXCL13) is a Yuhan (grant numbers 0620151690 and B-cell-attracting chemokine, and its levels corre- 0620140910), and Ildong Pharmaceutical late with the presence of CSF B cells, plasmab- (grant number 0620130950). lasts and intrathecal Ig synthesis.149 In a study of anti-NMDAR encephalitis, the level of CSF Conflict of interest statement CXCL13 was found to be increased during the The authors declare that there is no conflict of early stage of the disease and a high level of interest. CXCL13 was associated with limited response to therapy and clinical relapse.150 However, CXCL13 is not a specific biomarker for anti- NMDAR encephalitis and was shown to be References increased in infectious and demyelinating enceph- 1. Brierley JB, Corsellis JAN, Hierons R, et al. alitis.151 Another study with CSF biomarkers for Subacute encephalitis of later adult life - mainly 12 journals.sagepub.com/home/tan
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