TRANSFORMING CANADA'S AIR FORCE: VECTORS FOR THE FUTURE
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AIR FORCE VISION DND photo A pair of CH-146 Griffon helicopters caught by the camera during a mountain exercise. TRANSFORMING CANADA’S AIR FORCE: VECTORS FOR THE FUTURE by Lieutenant-General Ken Pennie T ransforming Canada’s air force is about Background building the right air force for the Canada of the future and for the world of tomorrow – an air force that can effectively contribute to the security of Canada and T he air force has used strategic visioning as a tool since the 1980s. Air Command’s future trends analysis Project 2010 – A Flight Plan for the Future, published in June 1985, of which Canadians can be proud. The air force is and the ambitious Project 2020 – A Flight Plan for Change at a critical time in its evolution, somewhat fragile are examples of this visioning. The latter was a long-term after having been incrementally reduced by half since futures study of the needs and capabilities for air power over the end of the Cold War. In fact, as we have halved the course of the next 25 years. It was divided into three our strength, we have only reduced our infrastructure phases to be completed over three years; the third phase by 20 percent, leaving a stretched force struggling would in essence have been a transformation document. The with a ‘sustainability gap.’ Yet, notwithstanding today’s study was, however, superseded by the 1994 White Paper and stresses, there is a determination to address the tough the consequent series of budget cuts that have led us to our choices that must be made to meet the challenges fragile state today. No similar strategic level guidance was of the future international security environment. The produced until the publication of Strategy 2020 in 1999 air force is poised to move forward on its recently prompted the Directorate of Air Strategic Plans (DASP) to released vision: to transform itself into a 21st Century produce a discussion paper entitled Vectors 2020: An Air aerospace force that is relevant in domestic and global Force Strategic Assessment. Its purpose was to provide ‘a operations. That vision and the path towards the future series of signposts about air operations in 2020 so as to assist are described in two documents entitled Strategic Vectors us in developing the air force of the future.’1 Draft strategic and the Aerospace Capability Framework. This article papers followed in 2002 and 2003: Strategic Vectors, the explains this vision, examining some of the key concepts and assumptions that underlie it, as well as the vectors by which we hope to achieve that vision. Lieutenant-General Ken Pennie is Chief of the Air Staff. Winter 2004 – 2005 ● Canadian Military Journal 39
DND photo TNC91-897-12 Two CC-130 Hercules at work in a low-level tactical environment. strategic vision and transformation strategy, and the restructuring or re-equipping of Canada’s military forces, Aerospace Capability Framework, the strategic plan. but instead will blend existing structures and systems An historical overview entitled Canada’s Air Force – A Vital with emerging ones to create significantly enhanced National Security Institution will soon be published. capabilities relevant to future missions, roles and tasks.’ This definition guides air force transformation. The Strategic visioning is not unique to Canada’s air ultimate goal of our transformation, and that of our allies, force. From the mid-1990s, the USAF has been is to create significantly enhanced capabilities that committed to long-range visioning and planning, which contribute effectively to the ‘joint fight.’4 were influenced by both transitions in leadership and doubts raised by these processes regarding the USAF’s Strategic Vision definition of itself and its core activities. 2 The USAF’s initial visioning processes defined the future in terms of end states – some forty-two – to be achieved within the time frame of the 2000-25 planning horizon. T he air force’s strategic path to transformation is laid out in two documents. Canada’s Air Force: A Vital National Security Institution describes the air force Since then, the USAF vision has changed, and continues of today, an organization halved by post-Cold War to evolve, but the process itself is well-enshrined. budget cuts, but with double the personnel involved in operations. Strategic Vectors outlines the vision of, At its root, strategic visioning is a means to an end, and the strategy for, the long term transformation and that end is to provide the best possible air force of Canada’s air force in congruence with the vision to the Canadian Forces (CF). To do this requires articulated in the Department of National Defence’s transformation. In 2004, is there any service in any strategic framework document, Defence Strategy 2020. country that does not claim it is transforming? This document maps out a strategic framework for Transformation has become au courant as the latest the CF to guide defence planning for the years ahead. paradigm to adapt armed forces to the post-Cold War The aim is to provide Canada with modern, task-tailored world. What does it mean? The Department of National and globally deployable combat-capable forces that Defence (DND) defines transformation as a ‘process can respond quickly to crises at home and abroad, of strategic re-orientation in response to anticipated in joint or combined operations. This strategy or tangible change to the security environment, acknowledges that building operationally effective designed to shape a nation’s armed forces to ensure forces is a long-term activity, and states that the their continued effectiveness and relevance.’ 3 The development of military capabilities requires lead times Department has set limits to this definition by stating of up to two decades. 5 Strategic Vectors is built upon that ‘transformation does not, however, seek the complete this foundation. 40 Canadian Military Journal ● Winter 2004 – 2005
AIR FORCE VISION Strategic Vectors assesses the current security environment, describes Canada’s current aerospace capabilities, and articulates the guiding vision, mission and attributes of the future aerospace force. The intent is to transform the air force from a primarily static platform-focused organization into an expeditionary, network-enabled, capability-based and results focused Aerospace Force. Its mission is the control and exploitation of the aerospace environment wherever needed to contribute to Canadian security and national objectives. The Aerospace Capability Framework provides the first short to medium-term blueprint to achieve that vision of a future aerospace force. It will be updated on a regular basis. The next iteration will follow the release of the Defence Policy Review. What is an aerospace force? The term aerospace means air and space, an extension of the ‘third dimension’ of warfare brought on by technological advances. It is used to define the environment that surrounds the Earth and extends vertically into space from the Earth’s surface. The term The attributes of the future aerospace force flow from has been in doctrinal use for at least two decades, but we that mission statement. This force will be built on the use it deliberately to underscore the increasingly important assumption that our mission comes first, but we recognize role that space will play in future operations. It also that people are our foundation and future. This notion of emphasizes the indivisibility of air and space, considering ‘service before self’ comes from our military ethos, described them, as other writers have noted, as a ‘single region’ in that in the Canadian Forces Leadership Institute’s publication the space capabilities will primarily support air operations.6 Duty with Honour as the foundation upon which the By using the term aerospace, we do not envisage or suggest legitimacy, effectiveness and honour of the CF depend. 10 the weaponization of space, but rather the exploitation The first mission theme is to be combat-capable for of potential for improving communications, navigation, future operations. The fundamental and most demanding role surveillance and warning, environmental monitoring, for the air force is to generate, apply and sustain aerospace intelligence and reconnaissance activities. While there are power in combat operations – domestically in defence differences between the physical environments of space and of the nation, or abroad alongside allies or coalition partners. air, they will be treated as one dimension.7 The definition of While aircraft and equipment acquired for combat can aerospace power flows from this definition of an aerospace generally be used to execute peacetime roles, aircraft and force – it involves the full range of a nation’s aerospace equipment acquired for purely peacetime roles often have capability – military and civilian – in peace as well as war.8 little if any value in combat. Combat-capability, therefore, While the definitions and theories of aerospace power should form the basis of other capabilities. The second are sensitive to technological change, and the wide range mission theme is to be relevant for future operations through of operations for which aerospace forces are used, almost the acquisition of meaningful and sustainable forces capable all theorists have noted that a definition of aerospace of being employed across a spectrum of operations and power ‘must include more than just machines.’9 conflict. The third mission theme is to be responsive, building on the strengths of air forces, such as readiness and The Mission speed. This speed confers an advantage since many targets will need to be attacked more quickly in future operations. C anada’s aerospace force of the future will be built on the characteristics that have allowed the air force to effectively discharge its responsibilities for many decades. The fourth mission theme is to become expeditionary. This means having sustainable reach and power appropriate to national and global responsibilities. That is, it will remain: A force based on excellence and professionalism, equipped, trained and ready to prevail in The fifth mission theme is to be interoperable and combat, with the reach and power to contribute effectively to networked to enable greater effectiveness in operations. national and international security. While transforming our To contribute effectively to the security of Canada and its air force, we believe that our mission also people requires that we continue to enhance needs to be transformed to better reflect our interoperability with our allies, sister what we deliver to the CF and to the “At its root, strategic services and security partners. Continental people of Canada. We believe that our visioning is a means security has been considered ‘indivisible’ new mission statement does so: To since the Ogdensburg Agreement of 1940. to an end, and that end control and exploit the aerospace In a post-9/11 environment, the need for a environment for military purposes that is to provide the best robust security and defence posture is contribute to Canadians’ security and possible Air Force to more apparent then ever. As a partner in national objectives. the North American Aerospace Defence the Canadian Forces.” Winter 2004 – 2005 ● Canadian Military Journal 41
Command (NORAD), our air force will remain interoperable • Multi-Skilled and Well Educated People with the United States Air Force (USAF). Domestically, • Expanded Strategic Partnerships joint and inter-agency operations will become increasingly necessary to ensure the security of Canada and its people. • Improved Resource Stewardship Abroad, we will need to be interoperable with our NATO allies and coalition forces. Equipment, doctrine These eight guiding strategic vectors describe the and planning must take into account interoperability areas in which the air force will focus its efforts to requirements with the United States and those of other move towards its transformational goals. Vectors One allied partners. through Three emphasize the acquisition of an aerospace force focused on a results-based operational capability, None of the preceding mission themes can be with combat capability as the basis for other capabilities, prosecuted without our people. They are our foundation with expeditionary reach and power, responsiveness in and future. The air force team comprises Regular and operations and the interoperability to work with our Reserve personnel of the CF and the air force, allies, sister services and other security partners on this and civilian members of DND. The air force family continent and abroad. also includes spouses, families and other support agencies. The core characteristics of the air force are: competent, Results-based operational capability means acquiring effective and ethical leadership; professionalism at the capabilities needed to keep Canadians secure and all levels; and the pursuit and achievement of operational to protect national interests abroad. At home, this entails excellence. Air force personnel must be morally, the defence of Canadians as well as Canada’s sovereignty physically and intellectually fit for combat operations, and national resources. We will emphasize results disciplined and committed to the primacy of operations. through domestic missions that protect sovereignty, protect Canadians, protect Canadian resources and defend Strategic Vectors Canada. Abroad, these results-based capabilities must enable the air force to protect, and, when necessary, T he general courses (vectors) that the air force will take, at a strategic level, to transform are: defend national interests. To achieve these results, we will continue to acquire • Results-Focused Operational Capability and improve the aerospace surveillance capabilities needed to monitor, detect, and identify unauthorized • Responsive Expeditionary Capability and unwanted activity in, and approaching, Canada’s • Transparent Interoperability airspace and maritime areas. We will also pursue the acquisition and improvement of active control capabilities • Transforming Aerospace Capabilities agile enough to respond effectively to a broad range • Transformation-Enabling Leadership of potential and emerging threats, including cruise missiles. DND photo TNC93-1081-1 A CC-150 Polaris cruising at altitude on a United Nations mission tasking. 42 Canadian Military Journal ● Winter 2004 – 2005
AIR FORCE VISION We will explore new relationships with Operational interoperability will be our navy, aimed at adopting a more “Results-based achieved through the pursuit of specific holistic approach to aerospace and operational capability measures to ensure that we acquire the maritime surveillance and control. We capabilities to operate effectively with means acquiring will engage with the army and navy on the armed forces of the United States, aerospace power capabilities that could the capabilities needed alliance and coalition partners, our army meet their requirements more effectively to keep Canadians and navy, as well as other government and efficiently. We will identify and departments and agencies. We will secure and to protect apply lessons from the recent use of improve interoperability with the US aerospace power worldwide to guide the national interests military through participation in bi-national acquisition of future precise targeting abroad.” exercises and war games, personnel and weapons systems, the objective of exchange and training programs, cross which is to help achieve decisive effects border squadron deployments, and while minimizing casualties and collateral damage. Distributed Mission Operations (DMOs), in which simulators Recent operations in Afghanistan and Iraq, for example, and training devices are linked from different locations. In suggest both the promise and level of expectations addition, to achieve operational interoperability we must be that accompany the technological strides and improvements able to communicate securely and with some degree of in aerospace intelligence gathering tools.11 assurance, to share information and awareness by data link to avoid fratricide and, in the case of offensive platforms, to be We must keep pace with these developments to capable of precisely delivering munitions from the air. effectively contribute to coalition operations. We will To enable this interoperability, the air force will acquire also apply lessons that have confirmed the need to move systems such as the Link 16 data link systems, used by many to increasingly network-enabled and effects-based allied air and naval forces to share data, enhance situational operations, especially for time-sensitive targeting to awareness and assist in the designation of targets and the significantly improve our effectiveness in all our delivery of weapons. We will also need to acquire combat operations. Operations in Iraq demonstrated that the identification systems that effectively distinguish between increasing accuracy and lethality of precision weapons friendly and adversary forces. In addition to improving systems is dependent upon the full use of information interoperability, these systems are necessary to contribute processing technology for real-time intelligence. We will effectively in network-enabled joint operations. continue to contribute to the operations of other government departments for such things as emergency and disaster Interoperability extends beyond the need to work relief, environmental monitoring and humanitarian with other environments and coalition partners. The demands assistance. We will explore more effective ways of of the new security environment and the National Security conducting air mobility operations and domestic search and Policy make it imperative that equipment, doctrine and rescue, and the best means of acquiring these capabilities. planning take into account requirements to work with other government departments and agencies, international Becoming expeditionary is one of the keys to aid agencies and Non-Governmental Organizations (NGOs).14 providing security to Canadians, both at home and We will also explore new training opportunities with the abroad. Expeditionary capabilities are relevant to the security army and the navy, including synthetic environment training, and assertion of sovereignty in a country the size of to ensure our command, control, and communications Canada, and are important for deployments abroad. 12 By systems are interoperable, and to improve our ability to expeditionary we mean being able to respond swiftly and operate jointly. effectively to challenges at home and abroad by being globally deployable, supportable and sustainable. This is a Vectors Four through Six focus on the acquisition and concept that is evolving in most air forces as they transform integration of transformational technologies, as well as the to meet the needs of the new security environment. 13 education and development of forward- thinking leadership Canada’s air force will create tactical self-sufficient units of and personnel who can exploit this technology in order to aerospace capability, called Air Expeditionary Units (AEUs). enhance the conduct of current operations and plan for the These units will be designed with integral military air future. The transformation of aerospace power capabilities maintenance, command, control and support elements. will require changes in concepts of operations, capabilities, Our air force support capability will be re-designed so that it training and doctrine. How do we intend to do this? becomes aligned to this revised operational force structure. A Canadian Forces Aerospace Warfare Centre (CFAWC) is The air force will be able to operate and sustain forces from being formed to explore future joint aerospace power deployed locations within Canada and around the globe, concepts and guide experimentation activities to contribute to including unprepared locations. The air force will continue transformation. This centre will become the focal point and to require access to inter-theatre and intra-theatre lift, ‘brain trust’ of aerospace operations excellence in areas such as well as an air-to-air refuelling capability. Specifically, as the rehearsal of synthetic missions, the identification and two CC 150 Polaris aircraft are being reconfigured to restore application of lessons learned from actual operations, our strategic air-to-air refuelling capability. Studies are the development of and experimentation with various currently underway to determine how best to meet the future concepts, and the development of tactics, countermeasures airlift requirements for the CF. and doctrine. Winter 2004 – 2005 ● Canadian Military Journal 43
force has designated an Aerospace Doctrine Authority (ADA), supported by an Aerospace Doctrine Committee (ADC). To facilitate doctrine development, the air force will establish Capability Advisory Groups (CAGs) to replace the Community Advisory Groups that currently provide advice on the fighter, maritime air, tactical aviation, air mobility, training, air reserve and aerospace control ‘communities’ of the air force. Preparing for the future is DND photo BNC94-7799-50 an important responsibility of the air force. Its leadership has embraced this stewardship responsibility and will increase the level of effort with which it is discharged. We are committed to the long-term goals as Groundcrew servicing a CF-18 Hornet. described above and to ensuring that the air force remains To transform capabilities, the air force will capable of effectively contributing to the security of continuously exploit new technology to realize significant Canadians. To achieve this, we intend to enable leadership capability enhancements. The Aerospace Capability to take full advantage of new technologies: we will Framework contains a list of science and technology nurture competent, effective, and ethical leadership priorities that will be updated on a regular basis. For to effectively conduct operations now and to take us into example, the Uninhabited Air Vehicle (UAV) is a the future. As one recent study suggested: technological area that is currently being assessed for the contributions it can make to aerospace power The militaries that meet with the greatest success capabilities. Recent experiments on the west and east in future armed conflict will be those that can coasts have demonstrated both operational advantages undertake rapid organizational and conceptual and practical limitations. Further analytical work is adaptation. Successful state militaries must being undertaken to build on the experience gained through institutionalize procedures for what might be called these experiments. ‘strategic entrepreneurship’ – the ability to rapidly identify and understand significant changes in To transform training, the air force will create a the strategic environment and form appropriate distributed synthetic environment for flying training organizations and concepts.16 and the rehearsal of operational missions. This environment will be used for experimentation, concept development, To acquire the breadth and depth of knowledge requirements definition, acquisition, and operational required to develop and employ aerospace power test and evaluation. The capability will not replace effectively across a spectrum of activity and conflict, first-hand spatial and temporal experiences, such as air force leaders need to be provided with a range of flying, but will complement existing capabilities so that experiences and professional development over the course overall effectiveness and efficiency are enhanced. of their careers. The leaders who acquire this complete The air force will also create, in conjunction with understanding of aerospace power will become the broader CF efforts, a distance and ‘e-learning’ environment thinkers, leaders and visionaries that the Chief of to facilitate the professional development of air force the Defence Staff (CDS) has described as the foundation personnel who are unable to attend centralized training and that will give the CF future operational advantage.17 educational programmes. Leadership is only one part of the equation. The air force will also promulgate new aerospace Transformation will rely heavily on well-educated, doctrine to replace its earlier publication, Out of the Sun, informed and ethical personnel at all rank levels, skilled while continuing to promote aerospace power theory in exploiting new aerospace capabilities. To discharge and operational experience as the cornerstones. This new their responsibilities effectively, air force personnel must doctrine will contain transformational concepts on the understand aerospace power in all its forms: what an air generation and employment of aerospace power.15 To improve force generally does and why it does it; the role of production of, and control over, such doctrine, the air Canada’s air force; how and why our air force has evolved as 44 Canadian Military Journal ● Winter 2004 – 2005
AIR FORCE VISION it has done; and how Vectors Seven and Eight will guide the management “Transformation aerospace power can be of expectations and resources, engaging Canadians through will rely heavily on used to best effect, now better communication and effective resource stewardship. and in the future. This The air force does not exist in a vacuum. The Department’s well-educated, understanding will be strategy identifies engaging Canadians as a critical activity informed and ethical achieved in part through of the future CF. 18 The air force needs to publicize the personnel at all instruction, but the wide range of activities it undertakes for Canadians. The emphasis will be on the documents described in this article are examples of how rank levels, capable in-depth understanding the air force intends to actively engage citizens, business of exploiting new gained through first-hand leaders and politicians in understanding how the formation aerospace operational experience and contributes to Canada’s security and objectives. professional development. capabilities.” To this end, the air force An important component of this engagement is will expose a greater the recognition that the air force has been entrusted with number of personnel to operations through its national resources and will continue to find increasingly expeditionary focus and increase its emphasis on efficient ways to manage those resources. Transformation an aerospace power education for all of its personnel. takes time, and requires resources and trade-offs. The This builds on the goals initiated over the last decade costs and benefits of the investments need to be clearly of having multi-skilled professionals in order to prioritized, explained and understood. To that end, we will provide personnel flexibility in a contemporary, create and incorporate a results-based resource allocation professional air force, where it makes sense. To facilitate and strategic planning framework that will link defence further efficiencies and synergy, air force professional policy, defence tasks, and air force activity, outputs and development and non-flying training units should outcomes. This framework will be introduced concomitant be consolidated geographically, to the greatest extent with a new performance management framework, of possible. which performance measurement is a part. D N D p h o t o I S 2 0 0 4 - 2 0 11 a b y S e r g e a n t F r a n k H u d e c Canadian Forces Hercules pilot, Captain Emmanual Belanger, checks his approach prior to landing at Touissant L’Ouvertur Airport in Port-au-Prince, Haïti in February 2004. Winter 2004 – 2005 ● Canadian Military Journal 45
Summary security. The successful implementation of this strategic intent will result in an aerospace force capable of effectively contributing to homeland security, and one T he need to transform into a relevant 21st Century aerospace force is at the core of the air force strategic vision. While clearly the present sustainability that is transformed in its ability to apply capabilities throughout the world in support of national objectives. issue must be addressed before we can completely This aerospace force will be a vital national security transform – and we are working hard on this – there institution, instrument of national policy, and element is also much that we can do with the resources that of national power, which – in conjunction with the we currently have. In spite of the ‘sustainability gap’ army and the navy – will be capable of contributing challenge, we are actively pursuing a number of effectively to the security of Canadians and the initiatives that will ultimately result in a transformed protection of Canadian security interests, well into air force. We will continue to be a force based on the 21st Century. excellence and professionalism, equipped, trained and ready to prevail in combat, with the reach and power to contribute effectively to national and international NOTES 1. Vectors 2020: An Air Force Strategic 7. For debate in the US on this issue, see Barzelay 12. Thierry Gongora, “The Meaning of Expeditionary Assessment (Ottawa: Department of National and Campbell, pp. 182-89. Operations from an Air Force Perspective,” Allan Defence, 2000), p. 1. 8. David MacIssac suggests this is the D. English, ed., Canadian Expeditionary Air 2. A 2003 Brookings Institute study analyzes logical, if rarely used, definition of air Forces. (Winnipeg: Centre for Defence and the growth and evolution of the process power. “Voices from the Central Blue: Security Studies, 2002), pp.21, 30. with the United States Air Force (USAF). The Air Power Theorists,” in Peter 13. See, for example, Colonel John Dobbins, For further information see Michael Barzelay Paret, ed., Makers of Modern Strategy “Airpower 101: An Expeditionary Air Base and Colin Campbell, Preparing for the Future: (Princeton: Princeton University Press, Model,” Air and Space Power Journal, Fall 2004. Strategic Planning in the U.S. Air Force 1986), Note 6. 14. Securing an Open Society: Canada’s National (Washington: The Brookings Institution, 2003). 9. David Gates, Sky Wars: A History of Security Policy, April 2004. 3. As approved by the Chief of the Defence Military Aerospace Power (London: 15. Out of the Sun distinguishes between the national Staff and the Deputy Minister at the Reaction Books, 2003), pp.152-3, and policy level imperatives of strategic doctrine and Joint Capabilities Review Board 05/03, Phillip S. Meilinger, Airwar: Theory and operational level doctrine. Out of the Sun: 14 April 2003. Practice (London: Frank Cass, 2003), p.217. Aerospace Doctrine for the Canadian Forces. 4. United States Air Force, The Edge – Air Force 10. Canadian Defence Academy-Canadian (Winnipeg: Craig Kelman, 2000), pp. 2-5. Transformation (Washington: US Government Forces Leadership Institute, Duty with 16. Steven Metz, Armed Conflict in the 21st Century: Printing Office, 30 May 2003). Honour: The Profession of Arms in The Information Revolution and Postmodern 5. Shaping the Future of Canadian Defence: Canada (Ottawa: Department of National Warfare (Carlisle, Pennsylvania: Strategic Studies A Strategy for 2020. Ottawa: Department of Defence, 2003), p. 26. Institute, 2000), p.13. National Defence, 1999, pp. 1, 6. 11. See Robert A. Pape, “The True Worth 17. A Time for Transformation: Annual Report of the 6. See, for example, LCol Brian Wheeler et al., of Air Power,” for a more critical view Chief of Staff 2002-2003, (Ottawa: Department of “Aerospace Doctrine,” in David Rudd, ed., Air of the promise and expectations that National Defence, 2003), p.iii. Power at the Turn of the Millennium (Toronto: accompany the growth of precision-effects 18. Shaping the Future of Canadian Defence: A The Canadian Institute of Strategic Studies, weaponry. Foreign Affairs, March/April 2004, Strategy for 2020 (Ottawa: Department of 1999), pp.141-45. pp. 116-30. National Defence, 1999), p.6. 46 Canadian Military Journal ● Winter 2004 – 2005
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