Towards Using Promises for Multi-Agent Cooperation in Goal Reasoning

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Towards Using Promises for Multi-Agent Cooperation in Goal Reasoning

                                                             Daniel Swoboda, Till Hofmann, Tarik Viehmann, Gerhard Lakemeyer
                                                                                        Knowledge-Based Systems Group
                                                                                       RWTH Aachen University, Germany
                                                                           {swoboda,hofmann,viehmann,lakemeyer}@kbsg.rwth-aachen.de

                                                                     Abstract                                 (Kaelbling and Lozano-Pérez 2011), and continual planning
arXiv:2206.09864v1 [cs.AI] 20 Jun 2022

                                                                                                              (Brenner and Nebel 2009; Hofmann et al. 2016) allow to
                                           Reasoning and planning for mobile robots is a challenging          deal with some types of execution uncertainty, planning for
                                           problem, as the world evolves over time and thus the robot’s
                                           goals may change. One technique to tackle this problem is
                                                                                                              the overall objective often simply is too time consuming.
                                           goal reasoning, where the agent not only reasons about its         Goal reasoning solves these problems by splitting the ob-
                                           actions, but also about which goals to pursue. While goal          jective into smaller goals that can be easily planned for,
                                           reasoning for single agents has been researched extensively,       and allows to react to changes dynamically by refining the
                                           distributed, multi-agent goal reasoning comes with additional      agent’s goals. This becomes even more relevant in multi-
                                           challenges, especially in a distributed setting. In such a con-    agent settings, as not only the environment is dynamic, but
                                           text, some form of coordination is necessary to allow for co-      the other agents may also act in a way that affects the agent’s
                                           operative behavior. Previous goal reasoning approaches share       goals. While some work on multi-agent goal reasoning ex-
                                           the agent’s world model with the other agents, which already       ists (Roberts et al. 2015, 2021; Hofmann et al. 2021), pre-
                                           enables basic cooperation. However, the agent’s goals, and         vious approaches focus on conflict avoidance, rather than
                                           thus its intentions, are typically not shared.
                                                                                                              facilitating active cooperation between multiple agents.
                                           In this paper, we present a method to tackle this limitation.
                                           Extending an existing goal reasoning framework, we pro-
                                           pose enabling cooperative behavior between multiple agents            In this paper, we propose an extension to multi-agent
                                           through promises, where an agent may promise that certain          goal reasoning that allows effective collaboration between
                                           facts will be true at some point in the future. Sharing these      agents. To do this, we attach a set of promises to a goal,
                                           promises allows other agents to not only consider the cur-         which intuitively describe a set of facts that will become true
                                           rent state of the world, but also the intentions of other agents   after the goal has been achieved. In order to make use of
                                           when deciding on which goal to pursue next. We describe            promises, we extend the goal lifecycle (Roberts et al. 2014)
                                           how promises can be incorporated into the goal life cycle,         with goal operators, which, similar to action operators in
                                           a commonly used goal refinement mechanism. We then show            planning, provide a formal framework that defines when a
                                           how promises can be used when planning for a particular goal
                                           by connecting them to timed initial literals (TILs) from PDDL
                                                                                                              goal can be formulated and which objective it pursues. We
                                           planning. Finally, we evaluate our prototypical implementa-        use promises to evaluate the goal precondition not only in
                                           tion in a simplified logistics scenario.                           the current state, but also in a time window of future states
                                                                                                              (with some fixed time horizon). This allows the goal rea-
                                                                                                              soning agent to formulate goals that are currently not yet
                                                              1     Introduction                              achievable, but will be in the future. To expand the goal into
                                         While classical planning focuses on determining a plan that          a plan, we then translate promises into timed initial literals
                                         accomplishes a fixed goal, a goal reasoning agent reasons            from PDDL2.2 (Edelkamp and Hoffmann 2004), thereby al-
                                         about which goals to pursue and continuously refines its             lowing a PDDL planner to make use of the promised facts
                                         goals during execution. It may decide to suspend a goal,             to expand the goal. With this mechanism, promises enable
                                         re-prioritize its goals, or abandon a goal completely. Goals         active collaborative behavior between multiple, distributed
                                         are represented explicitly, including goal constraints, rela-        goal reasoning agents.
                                         tions between multiple goals, and tasks for achieving a goal.
                                         Goal reasoning is particularly interesting on mobile robots,            The paper is organized as follows: In Section 2, we sum-
                                         as a mobile robot necessarily acts in a dynamic environment          marize goal reasoning and discuss related work. As basis of
                                         and thus needs to be able to react to unforeseen changes.            our implementation, we summarize the main concepts of the
                                         Computing a single plan to accomplish an overall objective           CLIPS Executive (CX) in Section 3. In Section 4, we intro-
                                         is often unrealistic, as the plan becomes unrealizable dur-          duce a formal notion of a goal operator, which we will use
                                         ing execution. While planning techniques such as contingent          in Section 5 to define promises. In Section 6, we evaluate
                                         planning (Hoffmann and Brafman 2005), conformant plan-               our approach in a distributed multi-agent scenario, before
                                         ning (Hoffmann and Brafman 2006), hierarchical planning              we conclude in Section 7.
2    Background and Related Work                           same time. In such cases, multi-agent coordination is neces-
                                                                   sary to avoid potential conflicts, create robust solutions and
Goal Reasoning. In goal reasoning, agents can “deliber-
                                                                   enable cooperative behavior between the agents (Dias et al.
ate on and self-select their objectives” (Aha 2018). Sev-
                                                                   2006). Agents may coordinate implicitly by recognizing or
eral kinds of goal reasoning have been proposed (Vat-
                                                                   learning a model of another agent’s behavior (Sukthankar
tam et al. 2013): The goal-driven autonomy (GDA) frame-
                                                                   et al. 2014; Albrecht and Stone 2018). Particularly rele-
work (Muñoz-Avila et al. 2010; Cox 2016) is based on fi-
                                                                   vant is plan recognition (Carberry 2001), where the agent
nite state-transition systems known from planning (Ghallab,
                                                                   tries to recognize another agent’s goals and actions. A L -
Nau, and Traverso 2016) and define a goal as conjunction
                                                                   LIANCE (Parker 1998) also uses an implicit coordination
of first-order literals, similar to goals in classical planning.
                                                                   method based on impatience and acquiescence, where an
They define a goal transformation function β, which, given
                                                                   agent eventually takes over a goal if no other agent has ac-
the current state s and goal g, formulates a new goal g 0 . In
                                                                   complished the goal (impatience), and eventually abandons
the GDA framework, the goal reasoner also produces a set
                                                                   a goal if it realizes that it is making little progress (acqui-
of expectations, which are constraints that are predicted to
                                                                   escence). In contrast to such approaches, we propose that
be fulfilled during the execution of a plan associated with
                                                                   the agents explicitly communicate (parts of) their goals, so
a goal. In contrast to promises, which we also intend as a
                                                                   other agents may directly reason about them. To obtain a
model of constraints to be fulfilled, those expectations are
                                                                   conflict-free plan, each agent may start with its own individ-
used for discrepancy detection rather than multi-agent co-
                                                                   ual plan and iteratively resolve any flaws (Cox and Durfee
ordination. The Teleo-Reactive Executive (T-REX) architec-
                                                                   2005), which may also be modeled as a distributed constraint
ture (McGann et al. 2008) is a goal-oriented system that
                                                                   optimization problem (Cox, Durfee, and Bartold 2005). In-
employs multiple levels of reasoning abstracted in reactors,
                                                                   stead of starting with individual plans, Jonsson and Rovat-
each of which operates in its own functional and temporal
                                                                   sos (2011) propose to start with some initial (sub-optimal)
scope (from the entire mission duration to second-level op-
                                                                   shared plan and then let each agent improve its own ac-
erations). Reactors on lower levels manage the execution of
                                                                   tions. Alternatively, agents may also negotiate their goals
subgoals generated at higher levels, working in synchronised
                                                                   (Davis and Smith 1983; Kraus 2001), e.g., using argumen-
timelines which capture the evolution of state-variables over
                                                                   tation (Kraus, Sycara, and Evenchik 1998), which typically
time. While through promises we also attempt to encode a
                                                                   requires an explicit model of the mental state. Verma and
timeline of (partial) objective achievement, our approach has
                                                                   Ranga (2021) classify coordination mechanisms based on
no hierarchy of timelines and executives. Timing is not used
                                                                   properties such as static vs dynamic, weak vs strong, im-
to coordinated between levels of abstraction on one agent,
                                                                   plicit vs explicit, and centralized vs decentralized. Here,
but instead is used to indicate future world-states to other,
                                                                   we focus on dynamic, decentralized and distributed multi-
independent agents reasoning in the same temporal scope.
                                                                   robot coordination. Alternatively, coordination approaches
A Hierarchical Goal Network (HGN) (Shivashankar et al.
                                                                   can be classified based on organization structures (Horling
2012) is a partial order of goals, where a goal is selected
                                                                   and Lesser 2004), e.g., coalitions, where agents cooperate
for execution if it has no predecessor. HGNs are used in
                                                                   but each agent attempts to maximize its own utility, or teams,
the G O D E L planning system (Shivashankar et al. 2013) to
                                                                   where the agents work towards a common goal. Such teams
decompose a planning problem, similar to HTN planning.
                                                                   may also form dynamically, e.g., by dialogues (Dignum,
Roberts et al. (2021) extend HGNs to Goal Lifecycle Net-
                                                                   Dunin-Keplicz, and Verbrugge 2001). Here, we are mainly
work (GLNs) to integrate them with the goal lifecycle. The
                                                                   interested in fixed teams, where a fixed group of robots
goal lifecycle (Roberts et al. 2014) models goal reasoning as
                                                                   have a common goal. Role assignment approaches attempt
an iterative refinement process and describes how a goal pro-
                                                                   to assign fixed and distinct roles to each of the participat-
gresses over time. As shown in Figure 1, a goal is first formu-
                                                                   ing agents and thereby fixing the agent’s plan. This can be
lated, merely stating that it may be relevant. Next, the agent
                                                                   achieved either by relying on a central instance or through
selects a goal that it deems the goal to be useful. The goal is
                                                                   distributed approaches (Iocchi et al. 2003; Vail and Veloso
then expanded, e.g., by querying a PDDL planner for a plan
                                                                   2003; Jin et al. 2019). Intention sharing approaches allow
that accomplishes the goal. A goal may also be expanded
                                                                   agents to incorporate the objectives of other agents into their
into multiple plans, the agent then commits to one particular
                                                                   own reasoning in an effort to preemptively avoid conflicting
plan. Finally, it dispatches a goal by starting to execute the
                                                                   actions (Holvoet and Valckenaers 2006; Grant, Kraus, and
plan. It has been implemented in ActorSim (Roberts et al.
                                                                   Perlis 2002; Sarratt and Jhala 2016). SharedPlans (Grosz
2016) and in the CX (Niemueller, Hofmann, and Lakemeyer
                                                                   and Kraus 1996) use complex actions that involve multi-
2019), which we extend in this work with promises. Most
                                                                   ple agents. They use an intention sharing mechanism, for-
goal reasoning approaches focus on scenarios with single
                                                                   malize collaborative plans, and explicitly model the agents’
agents or scenarios where a central coordinating instance is
                                                                   mental states, forming mutual beliefs. Similar to promises,
available. In contrast, our approach focuses on a distinctly
                                                                   an agent may share its intention with intending-that mes-
decentralized multi-agent scenario with no central coordina-
                                                                   sages, which allow an agent to reason about another agent’s
tor.
                                                                   actions. Depending on the context, agents must have some
Multi-Agent Coordination. In scenarios where multiple              form of trust (Yu et al. 2013; Pinyol and Sabater-Mir 2013)
agents interact in the same environment, two or more agents        before they cooperate with other agents. Market-based ap-
might require access to the same limited resources at the          proaches as surveyed by Dias et al. (2006) use a bidding
process to allocate different conflict-free tasks between the    Up to two robots (WALL -E and R2D2) produce the mate-
agents of a multi-robot system. This can be extended to auc-     rial Xenonite by first mining Regolith in a mine, refining the
tion of planning problems in an effort to optimize temporal      Regolith to Processite in a refinery machine, and then using
multi-agent planning (Hertle and Nebel 2018). In the con-        Processite to produce Xenonite in a production machine. Let
text of multi-agent goal reasoning, Wilson and Aha (2021)        us assume the following setting as the basis for our example:
perform the goal lifecycle for an entire multi-robot system      one machine is filled with Regolith, one machine is empty,
on each agent separately and then use optimization methods       the robots currently pursue no goals. In this scenario, each
to prune the results.                                            robot may pursue five classes of goals: (a) F ILL C ONTAINER
                                                                 to fill a container with Regolith at the mine or with Proces-
              3   The CLIPS Executive                            site, (b) C LEAN M ACHINE to fill a container with Processite
                                                                 or Xenonite at a machine, (c) D ELIVER a container to a ma-
The CLIPS Executive (CX) (Niemueller, Hofmann, and               chine, (d) S TART M ACHINE to use a refinery or production
Lakemeyer 2019) is a goal reasoning system implemented           machine to process the material, (e) D ELIVER X ENONITE to
in the CLIPS rule-based production system (Wygant 1989).         deliver the finished Xenonite to the storage. Because one
Goals follow the goal lifecycle (Roberts et al. 2014), with      machine is filled, a goal of class S TART M ACHINE can be
domain specific rules guiding their progress. It uses PDDL       formulated. The parameters of the goal class are grounded
to define a domain model, which is parsed into the CLIPS         accordingly, i.e., the target machine is set to the filled ma-
environment to enable continuous reasoning on the state of       chine. Should both machines be filled at the same time, two
the world, using a representation that is compatible with a      goals of class S TART M ACHINE could be formulated, one for
planner. Therefore, the notions of plans and actions are the     each of the machines. The agent now selects one of the for-
ones known from planning with PDDL. Multiple instances           mulated goals for expansion. Since in our case only one goal
of the CX (e.g., one per robot), can be coordinated through      is formulated, it will be selected. Should there be S TART-
locking and domain sharing mechanisms, as demonstrated           M ACHINE goals for each machine, then, e.g., the one oper-
in the RoboCup Logistics League (RCLL) (Hofmann et al.           ating on second machine in the production chain might be
2021). However, these mechansims only serve to avoid con-        prioritized.
flicts as each agent still reasons independently, without con-
sidering the other agents intents and goals.                     Execution Model. After a goal has been expanded (i.e., a
                                                                 plan has been generated), the CX commits to a certain plan
Goals. Goals are the basic data structure which model cer-       and then dispatches the goal by executing the plan. For se-
tain objectives to be achieved. Each goal comes with a set of    quential plans, whenever no action of the plan is executed,
preconditions which must be satisfied by the current world       the CX selects the next action of the plan. It then checks
state before being formulated. In the CX, these precondi-        whether the action is executable by evaluating the action’s
tions are modelled through domain-specific CLIPS rules.          precondition, and if so, sends the action to a lower level exe-
   Each instance of a goal belongs to a class, which repre-      cution engine. If the action’s precondition is not satisfied, it
sents a certain objective to be achieved by the agent. Addi-     remains in the pending state until either the precondition is
tionally, the goal can hold parameters that might be required    satisfied or a timeout occurs. In a multi-agent scenario, each
for planning and execution. A concrete goal is obtained by       CX instance performs its own planning and plan execution
grounding all parameters of a goal class. Depending on the       independently of the other agents.
current state of the world, each robot may formulate multiple       The execution of two goals with one robot in our exam-
goals and multiple instances of the same goal class.             ple scenario is visualized in with one robot is visualized in
   Each goal follows a goal lifecycle, as shown in Figure 1.     Figure 2 as S CENARIO 1. After finishing the goal of class
The agent formulates a set of goals based on the current state   S TART M ACHINE, a goal of class C LEAN M ACHINE is for-
of the world. These can be of different classes, or multi-       mulated and dispatched, clearing the machine’s output.
ple differently grounded versions of the same class. After
formulation, one specific goal is selected, e.g., by priori-     Multi-Agent Coordination. The CX supports two meth-
tizing goals that accomplish important objectives. The se-       ods for multi-agent coordination: locking actions acquire a
lection mechanism may be modelled in a domain-specific           lock for exclusive access, e.g., a location so no two robots
way, which allows adapting the behavior according to the         try to drive to the same location. They are part of a plan and
domain-specific requirements. In the next step, the selected     executed similar to regular actions. Goal resources allow co-
goal is expanded by computing a plan with an off-the-shelf       ordination on the goal rather than the action level. Each goal
PDDL planner. Alternatively, a precomputed plan can be           may have a set of required resources that it needs to hold
fetched from a plan library. Once a plan for a goal is de-       exclusively while the goal is dispatched. If a second goal re-
termined, the executive attempts to acquire its required re-     quires a resource that is already acquired by another goal,
sources. Finally, the plan is executed on a per-action basis.    the goal is rejected. This allows for coordination of conflict-
                                                                 ing goals, e.g., two robots picking up the same container.
Goals Example. To illustrate goals and goal reasoning in         Both methods are intended to avoid conflicts and overlap-
the CX, let us consider a simple resource mining scenario        ping goals between the agents, rather than fostering active
which we will evolve throughout this paper and finally use       cooperation.
as the basis for our conceptual evaluation. Different case ex-      To illustrate coordination by means of goal resources, let
amples based on the given setting are presented in Figure 2.     us extend the previous example S CENARIO 1 by adding the
second robot. In S CENARIO 2, illustrated in Figure 2, both                      ize goals. Similar to Cox (2016), we base our definition of
WALL -E and R2D2 formulate and select S TART M ACHINE                            a goal on classical planning problems. However, as we need
for M1, which requires the machine as a resource. WALL -E                        to refer to time later, we assume that each state is timed. For-
starts formulating first and manages to acquire the resources.                   mally, given a finite set of logical atoms A, a state is a pair
Therefore it is able to dispatch its goal. R2D2 on the other                     (s, t) ∈ 2A × Q, where s is the set of logical atoms that
hand must reject the goal as it is not able to acquire the ma-                   are currently true, and t is the current global time. Using the
chine resource. After its goal has been rejected, it may select                  closed world assumption, logical atoms not mentioned in s
a different goal. Since now the machine is occupied, it has                      are implicitly considered to be false. A literal l is either a
to wait until the preconditions of some class are met and a                      positive atom (denoted with a) or a negative atom (denoted
new goal can be formulated. This is the case once the effects                    with a). For a negative literal l, we also denote the corre-
of S TART M ACHINE are applied, which causes R2D2 to for-                        sponding positive literal with l (i.e., l = l). A set of atoms s
mulate and dispatch C LEAN M ACHINE to clear the machine.                        satisfies a literal l, denoted with s |= l if (1) l is a positive
Execution Monitoring. The CX includes execution mon-                             literal a and a ∈ s, or (2) l is a negative literal a and a 6∈ s.
itoring functionality to handle exogenous events and action                      Given a set of literals L = {l1 , . . . , ln }, the state s satisfies
failure (Niemueller, Hofmann, and Lakemeyer 2018). Since                         L, denoted with s |= L, if s |= li for each li ∈ L.
most actions interact with other agents or the physical world,                      We define a goal operator similar to a planning operator
it is critical to monitor their execution for failure or delays.                 in classical planning (Ghallab, Nau, and Traverso 2016):
Action may either be retried or failed, depending on domain-                     Definition 1 (Goal Operator). A goal operator is a tuple γ =
specific evaluations of the execution behavior. Additionally,                    (head(γ), pre(γ), post(γ)), where
timeouts are used to detect potentially stuck actions. The
failure of an action might lead to reformulation of a goal.                       • head(γ) is an expression of the form goal (z1 , . . . , zk ),
This means that the plan of the goal might be adapted w.r.t.                        where goal is the goal name and z1 , . . . , zk are the goal
the partial change in the world state since original formu-                         parameters, which include all of the variables that ap-
lation. Alternatively, a completely new objective might be                          pear in pre(γ) and post(γ),
followed by the agent.                                                            • pre(γ) is a set of literals describing the condition when
                                                                                    a goal may be formulated,
            4    Goal Reasoning with Goal Operators                               • post(γ) is a set of literals describing the objective that
                                                                                    the goal pursues, akin to a PDDL goal.
                       Check goal                         Check goal                A goal is a ground instance of a goal operator. A goal g
                       precondition                      precondition
                                                                                 can be formulated if s |= pre(g). When a goal is finished,
                FORMULATED                                   FORMULATED
                       Choose among goals
                                                                                 its post condition holds, i.e., s |= post(g). Note that in con-
                  SELECTED                                     SELECTED          trast to an action operator (or a macro operator), the effects
                                                 TILs
                       Generate plan                                             of a goal are not completely determined; any sequence of ac-
                 EXPANDED                                      EXPANDED          tions that satisfies the objective post(g) is deemed feasible
                       Commit to a plan
                       or sub-goal                                               and additional effects are possible. Thus, the action sequence
                 COMMITTED                                    COMMITTED
Rejection

                                                                                 that accomplishes a goal is not pre-determined but computed
                       Acquire goal resources
                                                                                 by a planner and may depend on the current state s. Consider
                 DISPATCHED               Promises            DISPATCHED
                       Action selection and execution
                                                                                 the goal C LEAN M ACHINE from Listing 1. Its objective de-
                  FINISHED                                      FINISHED         fines that the robot carries a container and that the container
                       Evaluation of goal outcome                                is filled. However, to achieve this objective given the set pre-
                 EVALUATED                                    EVALUATED          conditions, the robot also moves away from its current lo-
                       CX/System
                                                                                 cation, which will be an additional effect of any plan that
                 RETRACTED                                    RETRACTED
                                                                                 achieves the goal.
                Promising Goal                          Promise-dependent Goal      We have extended the CX with goal operators (shown
                                                                                 in Listing 1). For each goal operator and every possible
Figure 1: The CX goal lifecycle (Niemueller, Hofmann,                            grounding of the operator, the goal reasoner instantiates the
and Lakemeyer 2019) of two goals and their interaction by                        corresponding goal precondition and tracks its satisfaction
means of promises. When the first goal is dispatched, it                         while the system is evolving. Once the goal precondition is
makes a set of promises, which can be used by the second                         satisfied, the goal is formulated. Afterwards, the goal fol-
goal for its precondition check. If the goal precondition is                     lows the goal lifecycle as before (Figure 1).
satisfied based on the promises, the goal can already be for-
mulated (and subsequently selected, expanded, etc.) even if                                               5    Promises
the precondition is not satisfied yet. Additionally, promises                    A goal reasoning agent relying on goal operators has a
are also used as timed initial literals (TILs) for planning in                   model of the conditions that have to be met before it exe-
order to expand a goal.                                                          cutes a goal g (pre(g)) and a partial model of the world after
                                                                                 the successful execution of its plan (its objective post(g)).
   To define promises and how promises affect goal formula-                      Thus, when the agent dispatches g, it assumes that it will
tion in the context of goal reasoning, we first need to formal-                  accomplish the objective at some point in the future (i.e.
Scenario 1 - Base Case

                         start-machine(M1)                                       move(BASE,M1)        collect-processite(M1)           move(M1,BASE)
Wall-E
         formulated

                                                                   formulated
                         StartMachine                                            CleanMachine
                         dispatched                                              dispatched
                                                                        effect: machine-in-state(M1, READY)

            Scenario 2 - Multi-Agent, No Promises

                         start-machine(M1)
Wall-E
         formulated

                         StartMachine
                         dispatched
                            effect: machine-in-state(M1, READY)
    M1                                                              M1

                                                                                 move(BASE,M1)        collect-processite(M1)           move(M1,BASE)
               formulated

                                                                   formulated
R2D2

                               StartMachine                                      CleanMachine
                               rejected                                          dispatched

            Scenario 3 - Promises

                         start-machine(M1)
Wall-E
         formulated

                         StartMachine
                         dispatched
                            promise:                                            effect: machine-in-state(M1, READY)
    M1
                            machine-in-state(M1, READY)           M1                promised-M1
                                      promised-M1

                                   move(BASE,M1)    collect-processite(M1)                                            move(M1,BASE)
                      formulated
R2D2

                                   CleanMachine
                                   dispatched

            Scenario 4 - Promises, Resource Conflict                                                                                  Legend
                                                                                                                                      Action State
                         start-machine(M1)                                                                                                  Running
Wall-E
         formulated

                         StartMachine                                                                                                       Pending
                         dispatched                                                                                                         Failed
                            promise:                                  effect: machine-in-state(M1, READY)
                            machine-in-state(M1, READY)                                                                               Resources
    M1
                                      promised-M1
                                                                                                                                       R    Resource
                                   move(BASE,M1)    collect-processite(M1)                                                                  acquired
                      formulated
R2D2

                                   CleanMachine                                                                                             rejected
                                   dispatched                                      timeout                                                  released
                        t1                                           t2                                                                                t

Figure 2: Multiple scenarios of interaction between two goals and robots in the CX with and without promises as discussed
in the running example. S CENARIO 1: one robot WALL -E and no promises. It successively formulates and executes the ap-
plicable goals. S CENARIO 2: two robots (WALL -E and R2D2) and no promises. Both attempt to dispatch S TART M ACHINE,
illustrating interaction between multiple agents and goal resources. S CENARIO 3: two robots, promises. R2D2 formulates
C LEAN M ACHINE earlier from the promises, but the action collect-processite is pending until the effects from WALL -
E are applied. S CENARIO 4: two robots, promises, and failed resource handover. collect-processite is pending until
the resource M1 is handed over. A timeout occurs and the goal fails.
1 (goal-operator (class CleanMachine)
  2   (param-names      r     side machine c     mat)
                                                                        Promises are tied to goals and can either be based on the
  3   (param-types      robot loc machine cont material)
                                                                     effects of the concrete plan actions of an expanded goal, or
  4   (param-quantified)                                             simply be based on a goal’s postcondition. They can be ex-
  5   (lookahead-time 20)                                            tracted automatically from these definitions, or hand-crafted
  6   (preconditions "                                               in simple domains. Though the concept can be applied more
  7       (and                                                       flexibly (e.g. dynamic issuing of promises based on active
  8            (robot-carries ?r ?c)                                 plans and world states), in our implementation promises are
  9            (container-can-be-filled ?c)                          static and created during goal expansion.
 10            (location-is-free ?side)
 11            (location-is-machine-output ?side)                    Goal Formulation with Promises
 12            (location-part-of-machine ?side ?machine)
 13            (machine-in-state ?machine READY)
                                                                     We continue by describing how promises and promise times
 14            (machine-makes-material ?machine ?mat)                for literals can be used for goal formulation. As shown in
 15            (not (storage-is-full))                               Listing 1, we augment the goal operator with a lookahead
 16       )                                                          time, which is used to evaluate the goal precondition for fu-
 17   ")                                                             ture points in time. Given a set of promises P , a lookahead
 18   (objective                                                     time tl and a goal precondition pre(γ), the goal reasoner
 19   "(and (robot-carries ?r ?c)                                    formulates a goal in state (s, t) iff the precondition will be
 20         (container-filled ?c ?mat)                               satisfied within the next tl time units, i.e., iff
 21   )")
 22 )                                                                               From(pre(γ), s, t, P ) ≤ t + tl
Listing 1: The definition of the goal operator C LEAN -              Note that if s |= pre(γ), then From(pre(γ), s, t, P ) = t and
M ACHINE. The precondition defined when a goal may be                thus the condition is trivially satisfied. Also, if the looka-
formulated; the objective defines the PDDL goal to plan for          head time is set to tl = 0, then the goal is formulated iff its
once the goal has been selected.                                     precondition is satisfied in the current state, thus effectively
                                                                     disabling the promise mechanism.
                                                                        Furthermore, this condition results in an optimistic goal
s |= post(g)). However, the other agents are oblivious to            formulation, as the goal will still be formulated even if the
g’s objectives and the corresponding changes to the world            goal’s precondition is promised to be no longer satisfied at a
and therefore need to wait until the first agent has fin-            future point in time. To ensure that a goal is only formulated
ished its goal. To avoid this unnecessary delay, we introduce        if its precondition is satisfied for the whole lookahead time,
promises, which intuitively give some guarantee for certain          we can additionally require:
literals to be true in a future state:
                                                                                    Until(pre(γ), s, t, P ) ≥ t + tl
Definition 2 (Promise). A promise is a pair (l, t), stating
that the literal l will be satisfied at (global) time t.             In our implementation, Until is currently not considered,
                                                                     as we are mainly interested in optimistic goal formulation.
   Promises are made to the other agents by a promising
                                                                        Incorporating promises into goal formulation leads to
agent when it dispatches a goal. The receiving agent may
                                                                     more cooperative behavior between the agents as goals that
now use those promises to evaluate whether a goal can be
                                                                     build on other goals can be considered by an agent during
formulated, even if its precondition is not satisfied by the
                                                                     selection, thereby enabling parallelism. Thus, it is a natu-
world. More precisely, given a set of promises, we can de-
                                                                     ral extension of the goal lifecycle with an intention sharing
termine the point in time when a goal precondition will be
                                                                     mechanism.
satisfied:
Definition 3 (Promised Time). Given a state (s, t) and a set         Promises in the CX. In the CX, promises are continously
of promises P = {(li , ti )}i , we define From(l, s, t, P ) as the   evaluated to compute Until and From for each available
timepoint when a literal l is satisfied and Until(l, s, t, P )       grounding of a goal precondition formula. The results are
as the timepoint when l is no longer satisfied:                      stored for each formula and computed in parallel to the nor-
                                                                    mal formula satisfaction evaluation. Therefore, promises do
                        t                   if s |= l               not directly interfere with the world model, but rather are in-
   From(l, s, t, P ) = min(l,ti )∈P ti if ∃ti : (l, ti ) ∈ P         tegrated into the goal formulation process by extending the
                        
                          ∞                  else                    precondition check to also consider From for a certain looka-
                                                                    head time tl .
                        t
                                             if s |= l                 The lookahead time is manually chosen based on the ex-
                                                                     pected time to accomplish the objective and are specific for
                                                            
 Until(l, s, t, P ) =     min  (         t
                                l,ti )∈P i    if ∃ti : l, ti ∈ P
                                                                    each goal. In scenarios with constant execution times for ac-
                          ∞                   else
                        
                                                                     tions, those can be used directly as the estimate. If execution
  We extend the definition to a set of literals L:                   times for actions are not constant (e.g. driving actions with
                                                                     variable start and end positions), average recorded execution
          From(L, s, t, P ) = max From(li , s, t, P )                times or more complex estimators might be used, at the loss
                                li ∈L
                                                                     of promise accuracy. By choosing a lookahead time of 0,
         Until(L, s, t, P ) = min Until(li , s, t, P )               promises can be ignored.
                                li ∈L
Promises are shared between the agents through the              Execution Monitoring with Promises
shared world model of the CX. For now, we hand-craft              Goals that issue promises might take longer than expected,
promises for each goal operator γ based on post(g). How-          get stuck, or fail completely, possibly leading to promises
ever, extracting promises automatically from postconditions       that are never realized. Therefore, goals that have been for-
and plans may be considered in future work. If a goal is          mulated based on promises may have actions whose precon-
completed or fails, the promises are removed from the world       ditions will never be satisfied. To deal with this situation, we
model.                                                            again rely on execution monitoring. If a pending action is
                                                                  not executable for a certain amount of time, a timeout occurs
Using Promises for Planning                                       and the action and its corresponding goal are aborted. How-
                                                                  ever, the timeout spans are increased such that the potentially
With promises, an agent is able to formulate a goal in ex-        longer wait times from promise-based execution can be ac-
pectation of another agent’s actions. However, promises also      counted for.
need to be considered when expanding a goal with a PDDL              Promises may not cause deadlocks, as a deadlock may
planner. To do so, a promise is translated into a timed ini-      only appear if two goals depend on each other w.r.t.
tial literal (TIL) (Edelkamp and Hoffmann 2004). Similar          promises. However, this is not possible, as promises are used
to a promise, a TIL states that some literal will become true     to formulate a goal, but only are issued when the goal is dis-
at some point in the future, e.g., (at 5 (robot-at M1             patched. Thus, cycles of promises are not possible.
) states that (robot-at M1) will become true in 5 time               Recall our previous example S CENARIO 3. Action
steps. We extended the PDDL plan expansion of the CX to           collect-processite remains in the state pending until
translate promises into TILs and to use POPF (Coles et al.        WALL -E finishes the execution of action start-machine
2010), a temporal PDDL planner that supports TILs.                and its effects are applied. Should WALL -E not complete the
                                                                  action (correctly), execution monitoring will detect the time-
                                                                  out on the side of R2D2 and will trigger new goal formula-
Goal Execution with Promises                                      tion. If the promised-from time has elapsed, the promises
                                                                  will not be considered by R2D2 anymore when formulating
When executing a goal that depends on promises (i.e., it has      new goals, leading to a different objective to be chosen by
been formulated based on promises), it is necessary to check      the agent. Should WALL -E manage to fulfill its goal, then
whether the promise has actually been realized. To do so, we      the effects will be applied, and R2D2’s original goal’s pre-
build on top of the execution engine of the CX (Niemueller,       conditions are satisfied through the actual world state.
Hofmann, and Lakemeyer 2018). For each plan action, the
CX continuously checks the action’s precondition and only         Resource Locks with Promises
starts executing the action once the precondition is satisfied.   In the CX, resource locks at the goal level are used to coor-
While the goal’s preconditions can be satisfied (in parts or      dinate conflicting goals. Naturally, goals that are formulated
fully) by relying on promises, they are not applied to ac-        on promises often rely on some of the same resources that
tion preconditions. Thus, the action execution blocks until       are required by the goal that issued the promise. A goal that
the precondition is satisfied. This ensures that actual inter-    fills a machine requires the machine as a resource. Another
actions in the world only operate under the assumption of         goal that is promise-dependent and operates on the same
correct and current world information. Otherwise, actions         machine might require it as a resoure as well. In this sce-
might fail or lead to unexpected behavior.                        nario, the second goal may be formulated but would imme-
   Let us revise our examples from S CENARIO 1 and S E -          diately be rejected, as the required resource is still held by
CENARIO 2 by introducing promises, but ignoring the role          the promising goal. To resolve this issue, promise-dependent
of goal resources for now. Similarly to the previous sce-         goals will delay the resource acquisition for any resource
narios, WALL -E formulates, selects and executes a goal of        that is currently held by the promising goal. As soon as the
class S TART M ACHINE on machine M1. With promises, the           promising goal is finished and therefore the resource is re-
expected outcome of that goal (machine-in-state(M1,               leased, the resource is acquired by the promise-dependent
  READY)) will be announced to the other agents when the          goal. To make sure that there is no conflict between two
goal gets dispatched (t1 ). R2D2 now uses the provided in-        different promise-dependent goals, for each such delayed
formation to formulate the goal C LEAN M ACHINE ahead of          resource, a promise resource is acquired, which is simply
time, even though the effects of S TART M ACHINE have not         the main resource prefixed with promised-. Effectively, a
been applied to the world yet. This behavior is shown in          promise-dependent goal first acquires the promise resource,
S CENARIO 3 of Figure 2. The first action of the goal’s plan      then, as soon as the promising goal releases the resource,
(move) can be executed directly. However, the precondition        the promise-dependent goal acquires the main resource, and
of action collect-processite is not yet satisifed, since          then releases the promise resource.
the action start-machine is still active on WALL -E un-               To illustrate the mechanism, let us once again consider
til t2 . The executive of R2D2 notices this and collect-          the example from S CENARIO 3. When dispatched, the
processite is pending until the effects have been applied.        goal S TART M ACHINE holds the resource M1 and R2D2
Once the effects are applied, R2D2 can start executing its        formulates the goal C LEAN M ACHINE based on WALL -
action. An example of this behavior occuring in simulation        E’s promise. Since the goal operates on the same ma-
is visualized in Figure 3.                                        chine, it needs to acquire the same goal resource. As the
CLEAN-MACHINE (CM)              FILL-CONTAINER (FC)                  DELIVER-XENONITE (DX)                           DELIVER (D)                  START-MACHINE (SM)

   R2D2       FC                                                                        D                   SM           CM       D      SM           CM        DX

    EVE       FC                                   D                 SM            CM   D        SM             CM    DX          FC                                 D                   SM             CM   D    SM        CM   DX

 WALL-E       FC     D             SM         CM       D   SM             CM       DX   FC                                    D                  SM             CM        D    SM             CM    DX

          0                             50                                100                                    150                                      200                                     250                            300
                                                                                                                  Time

                              (a) A run without promises. Each goal formulation must wait until the previous goal has finished.
                   CLEAN-MACHINE (CM)              FILL-CONTAINER (FC)                  DELIVER-XENONITE (DX)                           DELIVER (D)                  START-MACHINE (SM)

   R2D2       FC                                                SM             D                  CM       DX    FC                       SM          D                       CM    DX

    EVE       FC                               D                CM        DX       FC                            D                       CM     DX                            SM

 WALL-E       FC     D             SM         CM       D   SM        CM             D       SM        SM         CM      D         SM          CM          D         SM             CM        D         SM       CM    DX

          0                             50                                100                                    150                                      200                                     250                            300
                                                                                                                  Time

(b) A run with promises. The striped goals have been formulated based on promises. Compared to the run without promises, the promise-
dependent goals (e.g., the first C LEAN M ACHINE goal by E VE) are dispatched earlier, because a future effect of another goal (i.e. the second
S TART M ACHINE goal by WALL -E) is considered for goal formulation and expansion, thus leading to an overall better performance.

                                             Figure 3: A comparison of two exemplary runs in the Xenonite domain.

goal is promise-dependent, it first acquires the resource                                                             cooperation on task efficiency. The three robots first collect
promised-M1. This resource is currently held by no other                                                              raw materials and then refine them stepwise by passing them
agent, thus it can be acquired and the goal dispatched. R2D2                                                          through a series of two machines in sequence. Once all con-
first executes the action move(BASE, M1). As before, the                                                              tainers are filled and stored, the objective is completed.
next action collect-processite(M1) remains pend-
ing until WALL -E has completed its goal. At this point,                                                                 We compare the performance of the three robots using
WALL -E releases the resource M1, which is then acquired                                                              POPF to expand goals. Figure 2 shows how promises can
by R2D2. Should this resource handover fail, e.g., because                                                            lead to faster execution of goals by starting a goal (which
the goal S TART M ACHINE by WALL -E never releases its re-                                                            always starts with a move action) while the goal’s precondi-
sources, the action eventually times out and R2D2’s goal is                                                           tion (e.g., that the machine is in a certain state) is not fulfilled
aborted, as shown in S CENARIO 4 of Figure 2.                                                                         yet. Figure 3 shows exemplary runs of three robots produc-
                                                                                                                      ing and delivering 5 containers of Xenonite. The expected
                                                                                                                      behavior as highlighted in Figure 2 can indeed be observed
                               6        Evaluation                                                                    in the simulation runs.
We evaluate our prototypical implementation1 of promises
for multi-agent cooperation as an extension of the CX in the                                                             To compare the performance, we simulated each scenario
same simplified production logistics scenario that we used                                                            five times. All experiments were carried out on an Intel Core
as a running example throughout this paper. In our evalua-                                                            i7 1165G7 machine with 32 GB of RAM. Without promises,
tion scenario, three robots were tasked with filling n = 5                                                            the three robots needed 303 sec to fill and store all con-
containers with the materials Xenonite and to deliver it to                                                           tainers, compared to (284.40 ± 0.55) sec with promises. At
a storage area. The number of containers was intentionally                                                            each call, POPF needed less than 1 sec to generate a plan
chosen to be larger than the number of robots to simulate an                                                          for the given goal. This shows, at least in this simplified sce-
oversubscription problem and highlight the effects of better                                                          nario, that promises lead to more effective collaboration, and
                                                                                                                      that the planner can make use of promises when expanding
   1
       https://doi.org/10.5281/zenodo.6610426                                                                         a goal.
7    Conclusion                               Davis, R.; and Smith, R. G. 1983. Negotiation as a Metaphor for
                                                                    Distributed Problem Solving. Artificial Intelligence, 20(1): 63–
In multi-agent goal reasoning scenarios, effective collabora-       109.
tion is often difficult, as one agent is unaware of the goals
                                                                    Dias, M.; Zlot, R.; Kalra, N.; and Stentz, A. 2006. Market-Based
pursued by the other agents. We have introduced promises,           Multirobot Coordination: A Survey and Analysis. Proceedings of
a method for intention sharing in a goal reasoning frame-           the IEEE, 94(7): 1257–1270.
work. When dispatching a goal, each agent promises a set            Dignum, F.; Dunin-Keplicz, B.; and Verbrugge, R. 2001. Agent
of literals that will be true at some future timepoint, which       Theory for Team Formation by Dialogue. In Castelfranchi, C.; and
can be used by another agent to formulate and dispatch              Lespérance, Y., eds., Intelligent Agents VII Agent Theories Archi-
goals early. We have described how promises can be de-              tectures and Languages, Lecture Notes in Computer Science, 150–
fined based on goal operators, which describe goals similar         166. Berlin, Heidelberg: Springer. ISBN 978-3-540-44631-6.
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lating promises to timed initial literals, we allow the PDDL        for the Classical Part of the 4th International Planning Competition.
planner to make use of promises during goal expansion. The          Technical report, Technical Report 195, University of Freiburg.
evaluation showed that using promises with our prototypical         Ghallab, M.; Nau, D.; and Traverso, P. 2016. Automated Planning
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robots in a simplified logistics scenario. For future work, we      3.
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schaft (DFG, German Research Foundation) – 2236/1, the              Using Resource Abstraction. In Trollmann, F.; and Turhan, A.-Y.,
EU ICT-48 2020 project TAILOR (No. 952215), and Ger-                eds., KI 2018: Advances in Artificial Intelligence, volume 11117,
many’s Excellence Strategy – EXC-2023 Internet of Produc-           86–98. Cham: Springer International Publishing. ISBN 978-3-030-
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