The neural career of sensory-motor metaphors
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The neural career of sensory-motor metaphors Rutvik H. Desai*, Jeffrey R. Binder*, Lisa L. Conant*, Quintino R. Mano†, Mark S. Seidenberg‡ *Medical College of Wisconsin, †University of Wisconsin-Milwaukee, ‡University of Wisconsin-Madison Abstract The role of sensory-motor systems in support the view that the understanding of metaphoric conceptual understanding has been controversial. It has action retains a link to sensory-motor systems involved been proposed than many abstract concepts are in action performance. However, the involvement of understood metaphorically through concrete sensory- sensory-motor systems in metaphor understanding motor domains such as actions. Using fMRI, we changes through a gradual abstraction process whereby compared neural responses to literal action (Lit; The relatively detailed simulations are used for understanding daughter grasped the flowers), metaphoric action (Met; The unfamiliar metaphors, and these simulations become public grasped the idea), and abstract (Abs; The public less detailed and involve only secondary motor regions understood the idea) sentences of varying familiarity. Both as familiarity increases. Consistent with these data, we Lit and Met sentences activated the left anterior inferior propose that aIPL serves as an interface between partial lobule (aIPL), an area involved in action sensory-motor and conceptual systems and plays an planning, with Met sentences also activating a important role in both domains. The similarity of homologous area in the right hemisphere, relative to abstract and metaphoric sentences in the activation of Abs sentences. Both Met and Abs sentences activated left superior temporal regions suggests that action left superior temporal regions associated with abstract metaphor understanding is not completely based on language. Importantly, activation in primary motor and sensory-motor simulations, but relies also on abstract biological motion perception regions was inversely lexical-semantic codes. correlated with Lit and Met familiarity. These results concepts, provide an interesting opportunity to study INTRODUCTION the relationship between these two systems. The relationship between sensory-motor and Engagement of sensory-motor systems even when conceptual systems of the brain has been the focus of action language is clearly figurative would suggest a intense debate in recent years (Pulvermuller, 2005; particularly close relationship between these systems, Barsalou, 2008; Mahon and Caramazza, 2008). consistent with theories that many abstract concepts are Neuroimaging, behavioral, and patient studies suggest a understood through analogies to sensation and action closer link between these systems than previously (Lakoff and Johnson, 1980, 1999; Gibbs, 2006; Bergen, recognized (Aziz-Zadeh and Damasio, 2008; Fischer 2007). and Zwaan, 2008; Kemmerer, in press). The precise The few imaging studies on figurative action nature of the relationship between these systems, language have yielded somewhat inconsistent results. however, remains unclear. Weak embodiment views Aziz-Zadeh et al. (2006) found somatotopic activation suggest engagement of sensory-motor systems only in the premotor cortex for literal action sentences, but when concepts are transparently related to physical not for idiomatic phrases (“biting off more than you can action. In contrast, strong embodiment assigns sensory- chew”). Boulenger et al. (2009) found somatotopic motor systems a pervasive role in comprehension, activation for figurative and literal action sentences including more abstract concepts. involving leg and arm verbs. Raposo et al. (2009) found Action metaphors (e.g., grab the chance or grasp an idea), activation in premotor/motor regions for isolated action which convey abstract concepts via analogy to concrete verbs, and to a lesser extent for literal action sentences, Journal of Cognitive Neuroscience In press 1
but not for figurative sentences using action verbs. Institutional Review Board. Participants were paid for Three studies have also shown activation in or near participation. motion processing area MT+ for literal as well as Stimuli figurative or fictive motion sentences (“The man fell under her spell”; “The bridge jumped over the brook”) Stimuli were sentences divided into three main compared to non-motive sentences (Wallentin et al., conditions: Literal action (Lit), Metaphoric action (Met), 2005; Chen et al., 2008; Saygin et al., 2010). and Abstract (Abs). The stimuli were constructed in To elucidate the relationship between sensory-motor triples consisting of one sentence from each condition, and conceptual systems, and to adjudicate between weak with the same syntactic form (examples in Table 1; and strong views of embodiment, we compared BOLD complete listing provided in the Supplemental Material). responses to metaphoric action sentences with two Table 1. Example stimuli. types of non-metaphoric sentences – literal action and Literal The daughter grasped the The thief bashed the table abstract. We varied the familiarity of each sentence type flowers to investigate the modulation of activity in sensory- Metaphor The jury grasped the concept The council bashed the motor regions. In many studies of metaphors, proposal Abstract The jury understood the The council criticized the processing difficulty has been a common confounding concept proposal variable, in that metaphoric stimuli tend to be more difficult to process (as indexed by response latencies) The Lit sentence used a hand/arm action verb to than literal control stimuli. Additional activation depict a physical action. The corresponding Met resulting from processing more difficult stimuli can be sentence used the same verb in a figurative manner, mistaken as activation specific to metaphors (Schmidt such that no physical action was described. The Abs and Seger, 2009; Yang et al., 2009). We carefully sentence used an abstract verb to convey a meaning controlled for processing difficulty and other similar to that of the Met sentence. The agent in each confounding variables such as syntactic structure and sentence was chosen to imply either a literal or sentence length, which can also lead to activation in abstract/metaphoric interpretation of the verb. Met and sensory-motor regions. We hypothesized that relatively Abs sentences always used the same agent. This agent unfamiliar (literal and metaphoric) action language was an entity that makes literal physical actions unlikely engages sensory-motor systems because comprehension (e.g., the scandal, the crime, the government). The Lit of such expressions involves relatively detailed sentences, in contrast, always used a person (the teacher, simulations of literal actions. As the expression becomes the doctor) as an agent. For example, consider the more familiar and conventionalized, the reliance on fragments “The captain lifted…” and “The government sensory-motor simulation diminishes. Alternative lifted…”. In the first example, when lifted is hypotheses are that sensory-motor systems are not encountered, both a physical action as well as figurative engaged at all for metaphoric expressions, or are lifting (e.g., of a ban) are possible. In the second engaged regardless of familiarity. example, it is clear the physical action interpretation is infelicitous. METHODS Twenty-seven action verbs were used three times Participants each to create 81 Lit and Met sentences. Additionally, there were 81 Abs sentences, 81 Nonsense sentences Participants in the fMRI experiment were 22 healthy (e.g., The wedding strummed the introduction; created by adults (11 women; average age 24 years, range 18-33; combining action and abstract verbs with inappropriate average years of education 16, range 12-23), with no nouns), and 81 nonword sentences of the same form. history of neurological impairment. One additional Nonword sentences were composed of pronounceable participant was removed due to activations in the three nonwords created using the MCWord database main contrasts that were more than two s.d. away from (http://www.neuro.mcw.edu/mcword/) and the ARC nonword the group mean. Participants were native speakers of database (Rastle et al., 2002). Finally, there were 54 Filler English, and were right-handed according to the sentences that used variable syntax (e.g., All lawyers went Edinburgh Handedness Inventory (Oldfield, 1971). on strike). These were used to obscure the triplet Informed consent was obtained from each participant construction of the stimuli and to provide syntactic prior to the experiment, in accordance with a protocol variability in the stimulus set. sanctioned by the Medical College of Wisconsin Journal of Cognitive Neuroscience In press 2
Stimulus Norming stimuli was then tested in the Meaningfulness Judgment One of our principal goals was to equate the three experiment below, to verify that the differences between main conditions with respect to processing difficulty, to conditions in response time (RT) were indeed remove the possible confound between figurativeness minimized. and difficulty. Numerous factors can affect the difficulty Meaningfulness Judgment of processing sentences. In addition to word frequency, Participants in the meaningfulness judgment the frequency of the particular verb-noun combination experiment were 24 adults (20 women; average age 19 (e.g., “grasp the idea” vs. “grasp the procedure”), and years, range 18-21; average years of education 12, range the frequency and familiarity of the verb in a metaphoric 12-14). They were native speakers of English and did vs. literal sense can affect automaticity of not participate in the fMRI experiment. comprehension. As described below, stimuli were pre- Participants made a meaningfulness judgment tested using a meaningfulness judgment task, which (meaningful/not meaningful) for each sentence, reflects the combined effects of such factors. presented in two parts as in the preliminary experiment A two-step procedure was used in developing the above. Participants were asked to judge the stimuli. First, a large set of sentences was prepared by meaningfulness of the sentence as a whole by pressing combining action and abstract verbs with appropriate one of two buttons. nouns to create Lit, Met, and Abs sentences, for use in a As shown in Table 2, there were no significant preliminary experiment. Six participants made a differences between Met, Lit, and Abs conditions, while meaningfulness judgment (“makes sense” or “does not the Nonsense condition had longer RTs than all of the make sense”) for each sentence by pressing one of two other conditions (all p < 0.0001). buttons on a response pad. The sentences were presented in two parts, as shown in Fig. 1. Familiarity Rating The familiarity of sentences can affect speed and accuracy of processing. Although familiarity differences would be expected to affect latencies in the meaningfulness judgment task mentioned above, we also collected familiarity ratings to enable a more direct assessment of familiarity effects in the imaging analysis. Participants in the familiarity rating experiment were 28 adults (16 women; average age 19 years, range 18-21; average years of education 13, range 12-16). They were native speakers of English and did not participate in the Figure 1. The presentation of the stimuli. The first noun phrase of fMRI experiment. the sentence was displayed for 500 ms, followed by the remaining sentence for 1300 ms. The sentences were separated by variable For each sentence, participants rated each sentence intervals. on a scale of 1 (not at all familiar) to 7 (very familiar). The results are shown in Table 2. Lit and Abs stimuli The first screen displayed a noun phrase (e.g., “The differed in familiarity (p < 0.02), with no other reliable public”) for 500 ms. This was replaced by the verb differences between types. phrase (e.g., “grasped the idea”) on the second screen, As expected, the Meaningfulness Judgment RTs and displayed for 1300 ms. This two-part presentation was the familiarity ratings were correlated (Pearson’s r = - used to ensure that the first noun phrase, which suggests 0.52, p < 0.0001). the literal or metaphoric/abstract interpretation of the verb, was read first. Consistent with previous studies, Lit Table 2. The mean (s.d.) RTs in the Meaningfulness Judgement task, sentences yielded faster responses than Met and Abs and the Familiarity Ratings (on a scale of 1 to 7) for various sentences. Sentences were then modified to reduce these conditions. differences. (e.g., by using a more familiar noun-verb Condition n RT Familiarity combination to reduce the difficulty of a metaphoric Metaphor 81 1277 (165) 5.24 (0.77) sentence, or by using a less familiar noun-verb Literal 81 1241 (151) 4.97 (1.04) combination to replace literal sentences that were very Abstract 81 1265 (179) 5.37 (0.87) easy). In modifying the sentences, we also reduced Nonsense 81 1399 (167) - differences in word frequencies and in the number of Pseudoword 81 723 (138) - phonemes, letters, and syllables. The revised set of Filler 54 1234 (232) - Journal of Cognitive Neuroscience In press 3
Action Association Rating and fifth digit – with their left hand or right hand, or We intentionally selected verbs that were clearly rested. Prior to scanning, these actions were associated with actions in the Met/Lit conditions, demonstrated by the experimenter outside the scanner, whereas verbs used in the Abs condition were relatively without using verbal labels, and the subjects were asked abstract. It is possible, however, that some of these to repeat these actions, in the same sequence, for “abstract” verbs also have some association with practice and verification of accuracy. In the scanner, the actions. Action association ratings were collected to instructions “left,” “right,” or “rest” were displayed at assess whether abstract verbs were in fact less associated the beginning of each block. Each block was 18 seconds with actions than Met/Lit verbs. Participants in this long, and three blocks of each condition were presented rating experiment were 14 adults (7 women; average age in a pseudo-randomized order. 20 years, range 18-22; average years of education 13, Image Acquisition and Analysis range 12-15), native speakers of English who did not A 3T GE Excite scanner was used to acquire images. participate in the fMRI experiment. Participants rated One volume of T2*-weighted, gradient echo, echo- each verb, preceded by to (e.g., to understand) on a scale of planar images (TE = 25 ms, flip angle = 77°, NEX = 1) 1 (not associated with action at all) to 7 (very much was acquired every 1.8 s. Visual sentence presentation associated with action). The mean (s.d.) for Met/Lit was time-locked with the beginning of an acquisition. verbs was 6.17 (0.42) and for Abs verbs was 3.62 (0.70), Volumes were composed of 30 axially-oriented 3.5 mm a difference that was highly significant (p < 0.0001). slices with a 0.5 mm interslice gap, covering the whole FMRI Tasks brain, with FOV = 240 mm and 64 × 64 matrix, The sentences in the imaging experiment were resulting in 3.75 × 3.75 × 4 mm voxel dimensions. presented in two parts, as in the Meaningfulness Anatomical images of the entire brain were obtained judgment experiment (Fig 1). Participants were using a 3D spoiled gradient echo sequence (SPGR) with instructed to read each sentence and make a covert 0.94 × 0.94 × 1 mm voxel dimensions. meaningfulness decision. A covert task was used to The AFNI software package (Cox, 1996) was used prevent strong activation of the motor cortex by a for image analysis. Within-subject analysis involved manual or vocal response. The order of sentences was spatial co-registration (Cox and Jesmanowicz, 1999) and pseudo-randomized, and the interval between the registration of functional images to the anatomy (Saad et sentences was varied, to allow optimal statistical al., 2009). Runs were removed from the analysis if d’ separation of the hemodynamic response to each performance on the recognition test after a run was less condition. The sentences were divided into 9 runs then 1, or if the self-reported attentiveness rating was 5 lasting approximately 5 minutes each. To encourage or less; 11 runs (5.6%) were removed in this manner. attentiveness, participants were also tested on a Voxel-wise multiple linear regression was performed recognition task after each run. Fourteen sentences were with reference functions representing each condition. shown, and for each sentence, participants indicated by Additionally, familiarity ratings for each stimulus (see pressing one of two buttons whether they had seen the Stimulus Norming, above) were used to create within- sentence in the preceding run. On average, half of the condition familiarity regressors for the Lit, Met, and Abs 14 sentences were taken from the previous run, whereas conditions. Mean-centered regressors for the number of the others were not in the experiment. At the end of syllables and phonemes in each sentence were used as each run, participants were also asked to rate their additional item-wise regressors to account for attentiveness during the task on a scale of 1 (not differences due to these variables. A standard attentive at all) to 10 (very attentive). Instructions and hemodynamic response function convolved with the practice with all tasks were provided outside the scanner reference functions, and its temporal derivative, were before the scan, and the participants were informed that used. A correction for amplitude bias was applied using the recognition test would be administered after each the method described by Calhoun et al. (2004). Six run. motion parameters and the signal extracted from the ventricles, segmented using the FSL fast program Motor Localizer Task (Zhang et al., 2001), were included as noise covariates of After the sentence runs, a localizer task was used to no interest. General linear tests were conducted to locate hand motor regions of the brain, using a block obtain the Lit-Abs, Met-Lit, and Met-Abs contrasts and design. Participants performed a repeating sequence of Familiarity × Condition interactions. actions – make a fist, turn the palm up, touch thumb Journal of Cognitive Neuroscience In press 4
The individual statistical maps and the anatomical was restricted to a mask that excluded areas outside the scans were projected into standard stereotaxic space brain, as well as deep white matter areas and the (Talairach and Tournoux, 1988) and smoothed with a ventricles. The data from the motor localizer scan were Gaussian filter of 5 mm FWHM. In a random effects analyzed as a block design in a similar way. To further analysis, group maps were created by comparing examine motor areas, two regions of interest (ROIs) activations against a constant value of 0. The group were defined. One used the area activated by the motor maps were thresholded at voxelwise p < 0.01 and localizer task as an ROI, and the other used primary corrected for multiple comparisons by removing clusters motor and sensory cortex (M1 and S1) as defined by the smaller than 1000 µl to achieve a mapwise corrected HMAT atlas (Mayka et al., 2006). Small volume two-tailed p < 0.05. The cluster threshold was correction was applied in these ROIs to achieve determined through Monte Carlo simulations that corrected p < 0.05. estimate the chance probability of spatially contiguous voxels exceeding the voxelwise p threshold. The analysis Figure 2. Areas activated by condition contrasts. Yellow-orange scale shows greater activation for the first condition; blue- cyan scale shows greater activation for the second condition in the contrast. L = left hemisphere, R = right hemisphere. Journal of Cognitive Neuroscience In press 5
RESULTS computed Familiarity × Condition interactions. The regions responding only to general difficulty and task The mean (s.d.) d’ in the post-run test was 2.56 load effects should be modulated similarly in all three (0.74), suggesting that the participants were attentive to conditions and therefore would not show interactions. the stimuli during the scans. We first describe the fMRI Indeed, middle and inferior frontal lobe regions, results for the contrasts between the three main commonly associated with task difficulty effects, were conditions, Lit, Met and Abs. The results are displayed negatively correlated with familiarity in each condition on an inflated brain surface using Caret (Van Essen et (see Supplemental Material, Part II) and were absent al., 2001). A complete listing of the activated areas with from the interaction maps. In addition, because our coordinates is provided in the Supplemental Material hypotheses concern correlations with Lit or Met (Part I). familiarity, we applied a mask to the interaction maps Literal - Abstract that included only voxels that showed a significant The areas activated to a greater extent by the Lit correlation with familiarity in Lit or Met conditions. condition relative to the Abs condition included the left Literal-Abs × Familiarity anterior inferior parietal lobule (aIPL; including supramarginal gyrus and postcentral sulcus), left All the regions in this interaction showed negative parahippocampal and fusiform gyrus, left precuneus, left correlation with familiarity for Lit sentences, and greater posterior middle and inferior temporal gyrus and lateral negative correlation for Lit than for Abs sentences (cyan occipital gyrus, left superior frontal gyrus, left and green in Fig 3a). They included the left anterior orbitofrontal cortex, bilateral cerebellum and thalamus, inferior frontal gyrus, central sulcus, superior parietal as well as the right hippocampus and fusiform gyrus gyrus, and posterior superior temporal sulcus; the right (Fig 2a). aIPL; and bilateral posterior middle and inferior Abs sentences activated the left superior temporal temporal gyrus, parietal operculum, and SMA. sulcus and the anterior superior temporal gyrus, cuneus, Metaphor-Abstract × Familiarity as well as the right angular gyrus. Similar to the previous interaction, all areas here Metaphor - Abstract showed negative correlations for Met sentences, and The Met condition activated left aIPL, Rolandic greater negative correlations for Met than for Abs operculum, superior parietal gyrus, and the superior sentences. These areas included the left posterior frontal gyrus. The cerebellum and thalamus were superior temporal sulcus and bilateral central sulcus, activated bilaterally. The right aIPL, parietal operculum, SMA, lingual gyrus, and cuneus (cyan and green in Fig insula, and parahippocampal gyrus were also activated 3b). (Fig 2b). No areas were activated to a greater extent for Metaphor-Literal × Familiarity the Abs sentences. The right supramarginal gyrus and the left superior Metaphor - Literal parietal gyrus showed a significant interaction. The right Compared to Lit sentences, the Met sentences supramarginal gyrus showed a positive correlation with activated the left anterior and posterior cingulate gyrus, familiarity for Met, while the left superior parietal gyrus cuneus, superior temporal sulcus, and the temporal pole. was negatively correlated in the Lit condition (cyan and In the right hemisphere, the aIPL, parietal operculum green in Fig 3c). and the superior parietal gyrus were activated (Fig 2c). Identical analyses were also carried out using RTs, The Lit condition activated the left parahippocampal rather than familiarity ratings, as regressors. No and fusiform gyrus relative to the Met sentences. Condition × RT interactions in sensory-motor regions were found after identical application of corrections for Correlations with Familiarity multiple comparisons. This suggests that these To assess the effects of sentence familiarity on the interactions are unlikely to be due to differences only in activation, we used the Familiarity Rating as a condition- the length of action simulations or some form of pre- wise regressor in the analysis. Correlations with response motor readiness (although the latter is familiarity can pinpoint areas involved in the semantic unexpected in any case because no responses were made processing, but also areas modulated due to general during scanning). processing difficulty. To isolate, to the extent possible, activation modulation due to semantic factors, we Journal of Cognitive Neuroscience In press 6
Figure 3. The overlap of condition contrasts, condition x familiarity interactions, and the motor localizer. Interactions in (a) and (b) show greater negative correlation to familiarity for Lit and Met conditions respectively. Talairach y coordinates are indicated in the upper left corner of each slice. Stereotaxic x and z axis are shown in white. Journal of Cognitive Neuroscience In press 7
sentences, and whether this engagement changes with Overlap with Localizer sentence familiarity. Figure 3 also shows the overlap of the areas activated by the hand localizer task, the condition Literal Sentences contrasts, and the Condition × Familiarity interactions. The Lit > Abs contrast produced results similar to a Activations in the central sulcus, aIPL, posterior previous study (Desai et al., 2009). The aIPL region, superior temporal sulcus, posterior middle and inferior overlapping the localizer activation, is a secondary temporal gyrus, opercular regions, SMA, thalamus, and sensory-motor area associated with action planning and cerebellum overlapped the localizer activation (magenta, complex hand-object interaction, as suggested by both cyan and white colors). In contrast, activations in the imaging and lesion studies. It is structurally connected to dorsomedial prefrontal region, parahippocampal and posterior middle temporal and inferior frontal gyri, fusiform gyrus, middle superior temporal sulcus, and forming a tool-use network (Ramayya et al., 2009), and posterior cingulate did not overlap the localizer (red and is strongly linked to action performance, imitation, and green colors), and occipital regions partly overlapped. semantics (Haaland et al., 2000; Tranel et al., 2003; The left posterior middle/inferior temporal region was Glover, 2004; Buxbaum et al., 2005; Binder et al., 2009; the only area to show an overlap between the condition for further discussion, see Desai et al., 2009). Peeters et contrasts and the familiarity interactions (white color). al. (2009) compared human and trained as well as A summary of the main results is presented in Table untrained monkeys as they observed actions performed 3, where areas commonly and differentially activated using simple tools, and found that aIPL was uniquely between the contrasts and familiarity interactions can be activated in humans. They proposed that this region has seen. evolved only in humans to subserve complex actions. The present results suggest that this region may be Table 3. A summary of the main results. ‘×’ indicates regions that unique to humans partly because it serves as an interface are activated or correlated with familiarity, or overlap with the between language and action, playing a role in both localizer activation. domains. Contrast Parahippocampal gyrus and surrounding cortex is Lit > Met > Lit-Abs Met-Abs Loc. most closely associated with episodic and spatial Area Abs Abs x Fam x Fam Overlap memory (Squire et al., 2004). Several studies report activation in this region for processing actions, tools, or L dorsomedial prefrontal x concrete objects, e.g., for simulating rehearsed actions L parahippocampal/ (Cross et al., 2006), recognizing and naming actions x fusiform g (Decety et al., 1997; Tranel et al., 2005), for artifacts L aIPL x x x compared to living things (Martin, 2007), and for Bilateral thalamus x x x concrete compared to abstract words (Binder, 2007). Bilateral cerebellum x x x These findings suggest that activation of this region for L p mid temporal g x x x Lit sentences reflects the retrieval of contextual and Bilateral parietal operc. x x x spatial information related to actions and the concrete R aIPL x x x nouns in these sentences. L sup parietal lobule x x x The posterior middle and inferior temporal gyri are R p mid temporal g x x associated with linguistic knowledge about tools and L central s x x x actions (Martin, 2007; Binder et al., 2009). This L p sup temporal s x x x activation, overlapping with the localizer, was Bilateral SMA x x x immediately anterior to the visual motion processing R central s x x area MT/MST, suggesting a role in more abstract Bilateral Lingual g x x motion processing (Kable et al., 2005; Chen et al., 2008). The cerebellar and precuneus activation overlapped DISCUSSION the localizer, whereas the dorsomedial prefrontal We presented participants with literal action, activation did not. This latter region is frequently metaphoric action, and abstract sentences to examine activated during processing of concrete semantic the engagement of sensory-motor areas during their concepts, and is thought to play a role in their retrieval comprehension. We asked whether sensory-motor areas (Binder et al., 2009). are engaged even when processing metaphoric action Journal of Cognitive Neuroscience In press 8
Thus, the pattern of activation for Lit sentences meaning should result in a signal that is weaker than the suggests a role for sensory-motor systems in their signal from sustained activation of the literal meaning comprehension. This activation is consistent with the for Lit sentence, integrated over the sentence, whereas view that understanding such sentences involves action here the two signals were of similar magnitude. simulation, but this simulation is at a relatively abstract Futhermore, the initial noun phrases of the sentences level, engaging higher level action planning and motion were selected to prime an abstract or concrete meaning perception areas. of the verb, and this property promotes rapid suppression of incongruous meanings. Metaphoric Sentences Compared to both Lit and Abs conditions, the right Although the meaning conveyed by metaphoric aIPL was also activated for metaphors. The RH sentences is abstract, an analogy with a concrete domain activation can be interpreted in terms of Beeman’s is used to convey the meaning. Some theorists have (1994) fine-coarse coding theory. It suggests that the suggested that mental simulation is used to understand RH maintains a wider “semantic field,” containing such action metaphors (Gibbs, 2006; Bergen, 2007), and alternative meanings or distantly related features, while thus the metaphoric meaning is “grounded” in the literal the LH processes the dominant meanings or features. meaning. The RH activation may therefore represent access to a The Met > Abs contrast activated regions associated wider variety of meanings to subserve metaphor with sensory-motor processing (the aIPL and bilateral interpretation. cerebellum), which were also activated by the Lit The posterior cingulate activation in the Met > Lit sentences and localizer task. Notably, Met and Lit contrast is found in many semantic studies (Binder et al., sentences activated these regions to a similar extent and 2009). This region has been identified as a connectivity hence were absent from the Met-Lit comparison. The hub (Sporns et al., 2007; Buckner et al., 2009). Hubs superior parietal lobule was activated additionally for contain disproportionally numerous connections and are metaphors, which is associated with control of action hypothesized to integrate diverse informational sources. and computation of dynamic spatial information The involvement of posterior cingulate in metaphor (Glover, 2004). If the activation of the left aIPL and comprehension may be related to integrating bilateral cerebellum is taken as an index of sensory- information from target and base domains. motor processing during sentence comprehension, this Met sentences also activated the left middle superior suggests that the understanding of sensory-motor temporal sulcus, similar to the Abs sentences. This metaphors is not abstracted away from their sensory- activation, which did not overlap with the localizer, motor origins. As with literal action sentences, a could reflect the computation of abstract meaning (relatively abstract) motoric simulation is used in conveyed by the Met sentences. This similarity between comprehension of action metaphors. Grasping an idea is Abs and Met conditions suggests that sensory-motor understood much like grasping a handle is, using meanings metaphors are not represented entirely in a sensory- that are based on sensory-motor representations. motor format. Although motoric simulations may be An alternative interpretation of these activations is used to understand such metaphors, an abstract that verbs such as grasp are homonyms with two component is also present. independent meanings, one related to the physical action and one meaning “to understand.” Both Abstract Sentences meanings are initially activated during sentence The activation of the left middle and anterior processing, and the incongruent meaning is later superior temporal sulcus for Abs sentences is consistent suppressed. In this view, the activation of sensory- with a number of studies comparing abstract to concrete motor areas during Met simply represents the activation stimuli (for a review, see Binder, 2007). According to of the incongruous literal meaning, and the metaphoric Pavio’s (1986) dual coding theory, abstract information meaning is abstract and unrelated to sensory-motor is represented mainly through verbal associations with systems. However, a number of behavioral studies other words. Andrews et al. (2009) distinguish between suggest that when processing homonymous or distributional and experiential statistics upon which polysemous words in sentences, incongruous meanings representations are built. With limited experiential are either not activated at all, or are suppressed within (sensory-motor) features, abstract concepts may rely approximately 250-300 ms (Onifer and Swinney, 1981; heavily on distributional information (i.e., statistical Seidenberg et al., 1982; Pynte et al., 1996; Glucksberg, information about word co-occurrences, also captured 2001). The initial brief activation of an unrelated by computational models such as Latent Semantic Journal of Cognitive Neuroscience In press 9
Analysis; Landauer and Dumais, 1997). For example, a meanings of the base concept are activated, and the representation of justice may be built gradually through appropriate meaning is assigned to the target. Our associations with concepts such as fair, law, good, court, results suggest a different picture, at least for sensory- right, truth, etc. The left-dominant temporal activation is motor metaphors. The target is understood in terms of also consistent with this view, given the role of this area the base domain through motoric simulations, which in lexical phonology. Further support for this view gradually become less detailed while still maintaining comes from aphasic patients with stroke in the left their roots in the base domain. The negative correlation perisylvian region, who generally show greater of primary motor areas with metaphor familiarity, and processing deficits for abstract words (Goodglass et al., the activation of secondary motor regions for 1969; Katz and Goodglass, 1990; Franklin et al., 1995). metaphors regardless of familiarity, suggest a gradual abstraction rather than a switch in the processing mode. Correlations with Familiarity The right supramarginal gyrus was correlated Activation in a number of sensory-motor regions, positively with Met familiarity. For more familiar overlapping with the localizer activation, were negatively metaphors, this area may play a role in using the wider correlated with familiarity for both Lit and Met RH semantic field to efficiently combine words in sentences, even after accounting for the increased phrases such as grasp an idea. For less familiar metaphors, general difficulty of processing less familiar sentences. such automatic combination is not possible, and more Notably, SMA and primary motor areas in the central on-line simulation is necessary. This view is supported sulcus – in the LH for Lit and bilaterally for Met – were by a study in our lab in which this area was activated for correlated with familiarity. The left posterior superior meaningful two-word phrases such as flower girl relative temporal sulcus was also correlated with both Lit and to difficult-to-interpret combinations such as girl flower Met familiarity, and is implicated in biological motion (Graves et al., in press). (Grossman and Blake, 2002; Saygin, 2007). This While our aim was to investigate the effects of suggests that to understand less familiar action-related variations in familiarity, other factors, such as amount of language, a relatively detailed simulation is used that personal experience with specific actions (Lyons et al., relies on primary motor areas, and this is true even for 2010), amount of physical effort (Moody and Gennari, metaphoric language in which no literal action is 2010) and force (Frak et al., 2010) required for an implied. As familiarity increases, the abstractness of action, and semantic context (van Dam et al., in press) simulation also increases, involving only the secondary may also modulate sensory-motor areas. The effects of action-planning region (aIPL) that was activated these variables, and their interactions with familiarity, regardless of familiarity. Moreover, it is possible that at await further research. the highest end on the familiarity scale that was not examined here, as in the case of idioms or the pervasive CONCLUSIONS “time is space” metaphors, sensory-motor systems are engaged to a lesser extent or not at all (Kemmerer, A comparison of literal action, metaphoric action, 2005). and abstract sentences revealed activation of secondary Notably, several areas that were activated consistently sensory-motor areas including the left aIPL, involved in for Met – bilateral parietal operculum, left superior action planning, for literal and metaphoric action parietal gyrus, and the right aIPL – were correlated with sentences. The right aIPL was additionally involved for familiarity for Lit sentences. This suggests that metaphors. This supports the view that the metaphor processing is not fundamentally different understanding of metaphoric action retains a link to from literal sentence processing, but is similar to sensory-motor systems involved in action performance. processing relatively unfamiliar sentences whose The aIPL may be an interface area that serves an comprehension is more effortful. important role in both conceptual and action domains. Bowdle and Gentner (2005) proposed the “career of Activation of primary motor and biological motion metaphor” hypothesis to explain the trajectory of perception areas was inversely correlated with metaphor metaphor processing as metaphors are familiarity, which is consistent with the view that a conventionalized. According to this hypothesis, gradual abstraction process, whereby relatively detailed metaphors are initially understood by comparison or simulations are used for understanding unfamiliar similarity matching between base and target domains. As metaphors, and that these simulations become less the metaphor becomes more familiar, there is a switch detailed and involve only secondary regions as the to categorization mode in which abstract metaphoric familiarity increases. The similarity of abstract and Journal of Cognitive Neuroscience In press 10
metaphoric sentences in the activation of the left Chen E, Widick P, Chatterjee A (2008) Functional-anatomical temporal regions suggests that action metaphor organization of predicate metaphor processing. Brain Lang 107:194- 202. understanding is not completely based on sensory- Cox RW (1996) AFNI: Software for analysis and visualization of motor systems, but contains an abstract element. functional magnetic resonance neuroimages. Computers and Biomedical Research 29:162-173. Acknowledgements Cox RW, Jesmanowicz A (1999) Real-time 3D image registration We thank Dana Krauss for help with ratings collection, and of functional MRI. Magnetic Resonance in Medicine 42:1014-1018. Edward Possing for help with fMRI scanning. We also thank David Cross ES, Hamilton AF, Grafton ST (2006) Building a motor Kemmerer, Richard Ivry, and an anonymous reviewer for their simulation de novo: observation of dance by dancers. Neuroimage helpful comments. 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