THE IRISH NATIONAL SPATIAL STRATEGY - Planning for States and Nation/States: A TransAtlantic Exploration - University College Dublin
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Planning for States and Nation/States: A TransAtlantic Exploration th th 15 - 16 October 2012 UCD Newman House, St Stephen’s Green, Dublin 2 THE IRISH NATIONAL SPATIAL STRATEGY Dr. Berna Grist BL INTRODUCTION This paper aims to provide participants coming to the symposium Planning for States and Nation / States with some background information on the institutional structures within which the Irish national planning framework, the National Spatial Strategy, is to be understood and evaluated. It then discusses the political and financial circumstances surrounding the gestation of the Strategy and the vicissitudes it has had to face almost since birth. The author is conscious of representing the host country and has placed some importance on providing international participants with an overview of the historical development of the Irish legal and political systems, to give them a context within which cultural attitudes can be analysed. It is suggested that two national policies in particular have undermined the implementation of the National Spatial Strategy and both can be linked back to this historical context. The third factor working against the Strategy is more easily addressed because it has its roots in the Planning Acts which provided for almost complete local autonomy in the matter of zoning land. THE POLITICAL AND INSTITUTIONAL FRAMEWORK The Republic of Ireland is a parliamentary democracy based on the Westminster model, with a bicameral legislature, the Oireachtas, composed of a Lower House - the Dáil (directly elected by universal suffrage) - and an Upper House - the Seanad (members of which, in general terms, are elected by serving local and national level politicians). The principal differences with the British model are, firstly, the electoral system of proportional representation and, secondly, the absence of a theory of parliamentary supremacy because Ireland has a written Constitution, Bunreacht na hÉireann, loosely based on the Constitution of the United States of America. (i) Legal System The Normans invaded Ireland from the south east in 1169, just a century after Duke William of Normandy had led them to victory at the Battle of Hastings (1066). Their conquest of England had been effected swiftly through the feudal system of land holding whereby the new King saw himself as the absolute owner of the land he had conquered. To reward his closest allies and supporters, he devised the doctrine of tenure, granting large tracts of land to them as tenants-in-chief, in return for feudal services, this centralising political and military control. As the new class of Norman landlords established themselves, a variety of issues concerning rights and responsibilities at each level in the © Berna Grist – October 2012 1
feudal hierarchy had to be settled. High ranking members of the Norman nobility traveled from London on circuits throughout the Shires to decide disputes and settle administrative matters. Eventually, the administrative functions fell away and these representatives of the Crown became itinerant judges who attempted to apply an amalgam of the Norman law they had brought from France and the local customs already in existence. On return to Westminster, they compared notes and decided to adopt the most reasonable principles which emerged from this fusion of French, Saxone and Wessex law for future application throughout the conquered territory, declaring it to be the law common to England (and Wales). Common law was judge made law, in contradistinction to statute law, which was made by Parliament, and its most significant characteristic was the application of the doctrine of precedent, which ensured equivalence of treatment on similar facts being proven. As a consequence of our history, the Irish system of Brehon law was displaced and Ireland became part of this common law tradition, as are many countries of the former British Empire , such as Australia, Canada and the United States of America. The Norman feudal system addressed more than land tenure, it was also an arrangement designed to centralize the administration of the country under the power of the king. This was completely alien to the pre-existing Irish society, which was essentially decentralised and, there was constant tension between the two systems. Subinfeudation and the writ of the King were confined largely to the area around Dublin and the East Coast, which became known as “the Pale”. Here a fledgling centralised administration was established in the century after the invasion, which led to the summoning of an Irish Parliament in 1297, a point which can be taken as the first step on our road to democracy.1 More correctly described as a representative assembly, the Dublin Parliament was subject to various Crown restrictions and vetos. The period between the twelfth and seventeenth centuries involved almost continuous disturbances. Following the “Flight of the Earls” in 1607, the plantation of Ulster began to grant lands to English and Scottish settlers, usually by creation of feudal tenure which left the Irish as the tenants of these new landlords. The rest of Ireland continued to oppose attempts at resettlement until 1652 when Cromwell completed a campaign which was successful in military terms and led to large scale confiscations and resettlement of lands. The cruelty and bitterness of the Cromwellian plantations were such that there are continued resonances in Irish cultural attitudes today which can be traced back to this period in the history of the country and these form a strand in the shaping of the planning system and what has been politically acceptable in terms of strategic planning. The seventeenth and eighteenth centuries saw the Irish marginalised into the western counties, where the poorest land is, the completion of the conquest of Ireland and the imposition of English common law throughout the island.2 Pockets of resistance continued and, in the aftermath of the 1798 Rebellion, which had been assisted by the French and had almost succeeded, the Irish Parliament was dissolved. Ireland became part of the United Kingdom of Great Britain and Ireland under the 1800 Act of Union. From 1 January 1801, a number of members were returned to the Houses of Parliament in Westminster, which legislated for the island of Ireland until 1922. The standard procedure was for an act to be passed in respect of Britain and, some five to ten 1 Moody T. W. and Martin F. X. (1978) The Course of Irish History, Cork, Mercier Press 2 Wylie, J. C. W. (1975) Irish Land Law, London, Professional Books Limited, pp 10 to 15 © Berna Grist – October 2012 2
years later, a corresponding piece of legislation would be passed for Ireland, amended to take account of the very different social and political situations. This is how in 1898, ten years after the adoption of a similar Act for Britain, the Local Government (Ireland) Act established the two tier system of local government which is still largely in place. (ii) History and Structure of Local Government The upper tier of local government consisted of thirty two newly created county councils, members of which were elected under a franchise newly extended to the minor landowners. This brought a considerable element of democracy to the Irish countryside with dramatic suddenness and the county councils became “centres of nationalism”3 . The six largest boroughs, which already had a historic range of functions and royal charters, were created county borough corporations and given the same suite of powers as the councils. Being administrative counties in themselves, they were made independent of the counties in which they were geographically located. The lower tier of local government consisted of the remaining five smaller borough corporations, urban district councils, rural district councils (whose functions were later taken over by the county councils) and town commissioners. While management of their financial and administrative affairs was entrusted to the cities and counties, the lower tier had a reduced range of local government functions and formed part of the county in which they were located for administrative purposes. A pattern of opposition to the central control of the Local Government Board in Dublin developed over the next two decades because it was seen as the agent of a colonial government. As the administration of local services was of far less interest to the county councillors than political activity, they were inefficient in the discharge of their functions and this situation was made worse by their tendency toward nepotism to the point of corruption in their appointments4. Independence in 19225 did not change this culture and the new ministers together with their civil servants took a very strict line with the local authorities, a number of which were dissolved during the 1920s, for failing to discharge their duties, and replaced by salaried commissioners who had administrative expertise and displayed complete impartiality in the solution of many urgent local problems. This experience was so successful that a group of business and professional men in the city of Cork, drawing on the example of town management systems in the USA, proposed having a permanent official, not to replace but to share power with the elected members. The post of city manager was created in Cork by the 1929 Cork City Management Act and similar management systems were introduced to the other three cities (Dublin, Waterford and Limerick), replacing committee administration. Finally, the 1940 County Management Act brought the management system to the county councils (that is, to the rest of the country) in 1942. The duties and powers of local government were divided between the elected members and this newly created, permanent office holder who would be centrally appointed by the impartial Local Government Commission in Dublin. Functions were designated ‘reserved’ if they were seen as concerning policy, political or financial matters, and were to be discharged by a vote of the councillors on the proposal of a resolution by one or more of them. The manager took responsibility for the administration of decided policy and, in 3 Chubb, B. (1992) The Government and Politics of Ireland, Longman, London, p. 269 4 Lee, J. J. (1989) Ireland 1912 – 1985, Cambridge University Press, p. 161 5 Six counties and two cities, Belfast and Londonderry, became part of the separate Northern Ireland administration in 1922 and remain part of the United Kingdom © Berna Grist – October 2012 3
particular, for decisions which might be open to personal or political influence. These were designated ‘executive’ functions. The default position in legislation is that if a function is not specified as ‘reserved’ in the relevant local government statute which creates it, this function is to be discharged by the manager. The manager, therefore, is not only the chief executive but also a statutory part of the local authority. As can be imagined, the councillors did not accept this replacement of committee administration by a manager easily and subsequent legislation went some way towards redressing their grievances at their loss of power and influence. In particular, the 1955 City and County Management (Amendment) Act gave the elected members the right to direct the manager how to perform any of the executive functions, by resolution The relationship between the manager and the councillors can be strained to the point of fractiousness at times but they are like horses under the same yoke and to a greater or lesser degree especially in these times of financial austerity, have to jog along together. The introduction of the management system was described by the former Chief Justice, Ronan Keane, as the most important single development in the history of Irish local government in the twentieth century.6 It would be my opinion that, despite some significant innovations in the 2001 and 2003 Local Government Acts, it retains this status. The 2001 Local Government Act had four central aims, two of which were the enhancement of the role of elected members and the modernisation of local government legislation. The latter included replacing some of the nomenclature used in the 1898 Act. 7 The 2001 Act did not fundamentally alter the nineteenth century structures because this would have been politically unacceptable to entrenched positions and procedures at local level. In particular, the abolition of the dual mandate (membership of both a local authority and the Dáil or Seanad), a reform strongly espoused by the Minister as central to enhancing the role of local government, had to be dropped during the Bill’s passage through the Oireachtas because of vigorous opposition from backbench Teachtaí Dála (members of the Dáil, customarily referred to as TDs) of all parties, including the Government. However, this measure was reintroduced by the Local Government (No. 2) Act 2003, which disqualified some 118 councillors from going forward for re-election in the 2004 local government elections because they were members of the national parliament. A second much publicised reform was the provision for direct election of the Mayor (Cathaoirleach) of county and city councils by the public for the five year term of the council. Due to come into force in time for the 2004 elections, it was repealed in the 2003 Act on the basis that the ending of the dual mandate would result in a large number of new entrants to local government in 2004 and these changes needed “time to bed down”8. (iii) Introduction of Land Use Planning It is not only the overall political, administrative and legislative landscapes of the Republic of Ireland that bear strong resemblances to those of England, the Irish planning system also has its origins in British planning. When introduced initially, planning in Ireland was discretionary9, as was the pre-war planning system of the 1909-1919 Housing and Town 6 Keane, R. (1982) The Law of Local Government in the Republic of Ireland, Dublin, Incorporated Law Society, p. 18 7 Section 10 of the 2001 Act provide that county borough corporations became ‘cities’, borough corporations became ‘boroughs’ and urban district councils and town commissioners became ‘towns’ 8 Minister for the Environment, Seanad Debates, Vol. 171, 26 February 2003 9 Grist, B. (1999) An Introduction to Irish Planning Law, Dublin, Institute of Public Administration, p. 2 © Berna Grist – October 2012 4
Planning Acts, and was regulatory in nature with its centrepiece the cumbersome adoption of a planning scheme. Eventually, it was recognised that the planning scheme procedure was too rigid to be appropriate in the improved economic climate of the early 1960s and the 1947 Town and Country Planning Act provided the model for the Irish 1963 Planning Act, which introduced a system broadly similar to that in existence today. When planning was introduced in 1963, although the system was based on the British Act of 1947, it was adapted to reflect the local government structure. The making of development plans was allocated to the elected members and decisions on individual planning applications, which were recognised as susceptible to political patronage, were allocated to the manager. All local authorities, except town commissioners, were entrusted with the full range of planning responsibilities in 1963, which gave eighty seven planning authorities for a population of 2.8 million. The management system is intended to provide co-ordination and consistency within the county boundaries, the county manager ex-officio being also manager for each of the sub-county urban authorities. Nonetheless, this multiplicity of small planning units, each solely with securing the proper development of its own functional area, has given rise to an undesirable level of fragmentation. Unlike Britain, where the administrative boundaries of the counties have been altered on more than one occasion, Ireland has had no significant geographic revisions to the organisation of local government since 1898. There is a recognised emotional attachment among the public to the county structure, attributed to the influence of the Gaelic Athletic Association, which organised itself on a county basis from its foundation in 1883.10 After the publication of the Barrington Report in 1991, consideration was given to the need to retain all eighty smaller urban authorities (borough corporations, urban district councils and town commissioners), the range of whose functions had dwindled over the years. In January 1994, the Minister for The Environment, announcing details of the Government's decision on local government reorganisation at a sub-county level, confirmed the retention of the existing, town-based system because of the strong sense of civic tradition, local identity and loyalty in many urban areas, which the Government perceived as a strength to be built on.11 This has remained the position ever since, which does not assist attempts to promote strategic planning initiatives. HORIZONTAL AND VERTICAL RELATIONSHIPS The 1963 Planning Act did not require plans to be approved by the Minister or any higher authority. It appears to have been envisaged by the legislature and the sponsoring civil servants that local officials would prepare a plan in draft form which would then be presented by the Manager to the councillors, who could make changes if they chose but were unlikely to do so until after public display and receipt of submissions. Even at that stage, it was anticipated that a material alteration of a draft plan would be the exception. This local autonomy for a function considered to be of limited political potential was an innocuous element of the planning system for its first two decades but has since proved to be its Achilles heel.12 The adoption of the development plan is the most significant local 10 Tierney, M. (1982) The Parish Pump, Dublin, Able Press, p.18 11 Department of the Environment Press Statement, 27 January 1994 12 Grist, B. (2011) Politicians and the Irish Planning Process: Political culture and impediments to a strategic approach in Journal of Irish and Scottish Studies, Vol. 4, Issue 2, p 159-172 © Berna Grist – October 2012 5
government function remaining with councillors, and their focus of interest has been and continues to the on two aspects – zoning and rural housing policy. (i) Establishment of Regional Planning Neither regionalisation nor regional planning were mentioned in the 1963 Planning Act and early attempts to combine areas for the co-ordination of physical planning were largely ineffectual.13 Regional planning was finally given a statutory basis in 1994, when eight regional authorities were established by grouping cities and counties together.14 Membership consists of city and county councillors selected by the constituent authorities and each regional authority is supported by a small administrative unit. The culture of local autonomy was so strong that the Minister for the Environment had to reassure the councillors that these new bodies would not diminish or restrict their powers. The regional authorities were given two functions (i) promoting the co-ordination of the provision of public services on a regional basis and (ii) advising on the implementation of programmes for the delivery of European funding. From these inauspicious beginnings, the regional authorities have developed into a major component of the planning system. The economy began to grow rapidly in the mid 1990s and the Dublin and Mid-East Regional Authorities responded to development pressures in the Greater Dublin Area (GDA) by preparing non-statutory Strategic Planning Guidelines to provide an overall context for the development plans of the capital city and the six surrounding counties, which included a plethora of some eight urban district councils (as town councils were then styled). The Strategic Planning Guidelines for the Greater Dublin Area, were of immense planning significance and were launched in 1999 to widespread acclaim as an exemplar of the best methodology for securing comprehensive and co- ordinated planning across local authority boundaries. Subsequently, the principal of regional authorities having the power to prepare strategic guidelines was incorporated into the 2000 Planning and Development Act, while the GDA Guidelines were given statutory recognition. (ii) Towards a Hierarchy of Spatial Plans One of the three core principles underpinning the Minister’s vision for a planning system fit for purpose in the twenty first century was that it should be “strategic in approach and integrate the various layers of spatial planning which affect modern Ireland”.15 This was secured by the 2000 Planning Act introducing a hierarchy of land use plans, which replaced reliance on co-operation between adjoining local authorities and the co-ordinating role of the manager within them. The hierarchy consists of regional planning guidelines, development plans and local area plans, all of which are set within the context of the National Spatial Strategy. Regional planning guidelines provide a long term framework for the individual development plans of their constituent planning authorities, they have a twelve to twenty year time horizon and address strategic matters such as population projections and transportation. Within the hierarchy, the development plan continues to be the basic policy document of each planning authority and it is here that development objectives for the area 13 Grist, B. (1999) An Introduction to Irish Planning Law, Dublin, Institute of Public Administration, p. 45 14 Local Government Act, 1991 (Regional Authorities) (Establishment) Order, 1993 S. I. 394 of 1993 15 Minister Noel Dempsey’s Opening Address to the Convention on the Review of the Planning Legislation, Dublin, 27 November 1997 © Berna Grist – October 2012 6
are set out. Adoption of a development plan remains a function reserved to the elected members and the 2000 Act required planning authorities to “have regard to” regional planning guidelines when making and adopting their development plans. This may simply have been loose wording or it may have been a further manifestation of reluctance on the part of the Department and the Minister to grasp the nettle of local supervision. In any event, it was revealed to have significant adverse consequences when a legal challenge was mounted by Mr. Tony McEvoy, an elected member of Kildare County Council, to the Meath County Development Plan, which had grossly over-provided zoned lands for the proportion of the projected regional population growth appropriate to County Meath’s primary urban development centres. The High Court held that the phrase did not require the planning authority to comply with the relevant guidelines but merely to give them “reasonable consideration”.16 The effect of this decision was to sideline regional planning guidelines as an element in the strategic hierarchy of land use plans. Thereafter, planning authorities throughout the country overzoned with impugnity, which of course laid the foundations for unfinished housing estates, inappropriately located developments on the periphery of towns and other related land use problems. Local area plans were a new type of plan introduced by the 2000 Act, in which objectives could be set out in far greater detail for part of the planning authority’s functional area, such as newly zoned residential lands or an area needing renewal. The requirement that a local area plan had to be “consistent with the objectives of the development plan” was undermined when the 2002 Planning and Development (Amendment) Act allowed land to be zoned in local area plans. (iii) Restoration of Hierarchical Alignment The 2010 Planning and Development (Amendment) Act re-established the intended linkage between national policies, regional guidelines, development plans and local area plans by introducing a requirement that development plans include a core strategy, which is a statement containing specific information demonstrating that the development objectives in the plan are consistent with the national objectives set out in the National Spatial Strategy and the regional objectives contained in the relevant regional planning guidelines. A core strategy must contain details of the quantity of land area already zoned for residential use and the number of housing units to be provided thereon, together with similar information on lands proposed to be zoned for residential purposes. It must also explain how account has been taken of the Minister’s policies in respect of national and regional population targets. In addition to these requirements regarding the core strategy, in order to future proof the hierarchical alignment of land use plans, the 2010 Act specifically and separately provides that planning authorities must ensure, when making a development plan or a local area plan, that it “is consistent with any regional planning guidelines in force for its area”.17 Put simply, the core strategy is designed to provide a warranty that zoning will be the logical outcome of an evidence-based process rather than, as it has been in the past, a discrete and arbitrarily discharged reserved function. 16 McEvoy v Meath County Council [2003] 1 I.R. 208 17 Section 16 of the 2010 Planning and Development (Amendment) Act © Berna Grist – October 2012 7
The 2010 Act also states that, in providing the long term strategic planning framework for the development of a region, the objective of regional planning guidelines is to support the implementation of the National Spatial Strategy and that they must be consistent with it.18 The only weak link remaining in this hierarchy is the power to zone or rezone lands in a local area plan. The provisions contained in the 2000 Act for making local area plans indicate that this type of plan was devised to expand on the objectives set out by the development plan, which was one rung up the spatial hierarchy. In making this assertion, I point to the wording of the original section 19(2), which refers to a local area plan indicating the objectives of the development plan in “such detail as may be determined by the planning authority”, to the provision that a local area plan would be deemed to be made in accordance with the manager’s recommendations unless the elected members decide otherwise and to the absence of any provision for a material alteration of a “proposed local area plan” following its period of public display in the original section 20(3)(d) of the 2000 Act. According to my reading of the 2000 Act, a local area plan would have fulfilled the role of a subset of the city or county development plan, in circumstances where the size of an area needing renewal in a city or the extent of an expanding suburb in a county required something akin to a development brief. I also point to the issues regarding potential eligibility for payment of compensation where the zoning of land is changed in a local area plan, as discussed in the most recent issue of the Irish Planning and Environmental Law Journal19. THE NATIONAL SPATIAL STRATEGY When the 2000 Planning Act was progressing through the Houses of the Oireachtas, the National Spatial Strategy had not been published so it was not referred to in the Principal Act. In 2003, it was specified as “of relevance to the determination of strategic planning policies”20, which meant that the regional authorities had to take account of it in preparing the first regional planning guidelines, which were completed over the period April to June 2004. The National Spatial Strategy had its origins in the third National Development Plan, which covered the years 2000-2006. Unlike its predecessors, it was not designed principally to draw down European Union structural funds. These moneys had already done their job of lifting the Irish economy and a decade of strong economic growth had begun in the mid 1990s. This decade was the period referred to as the ‘Celtic Tiger Era’, a term attributed to financial analyst Kevin Gardiner who compared the Irish economy to those of south-east Asia in a 1994 report for multi-national investment corporation Morgan Stanley. (i) Emergence The 2006 National Development Plan (NDP) recognised that Ireland had a significant infrastructural deficit, which was compounded by unevenly distributed regional development. Of €22.4 billion allocated to economic and social infrastructure in the NDP, 18 Section 14 of the 2010 Planning and Development (Amendment) Act 19 Grist, B. (2012) Development Plans, Core Strategies and Planning Compensation in the Irish Planning and Environmental Law Journal, Vol. 19, No. 2, p 77 - 85 20 Planning and Development (Regional Planning Guidelines) Regulations 2003, S.I. 175 of 2003 © Berna Grist – October 2012 8
approximately 27% (£4,700m) was to be invested in the national roads network. The very high dependency on roads as a transport mode (96% of passenger traffic, 90% of freight) meant road development was seen as the key to sustaining levels of economic activity and promoting balanced regional growth. Chapter 3 of the NDP is titled Regional Development. It acknowledged that, while all areas had benefited from recent growth, there were significant variations between the east and the west of the country with the greatest concentration around Dublin and its surrounding towns while the western city of Galway had also performed strongly. The Government’s policy to reduce disparities between and within the regions was to focus on the large urban centres which could serve as development Gateways, being strategically placed to drive growth in their zones of influence. These Gateways would be of pivotal importance to the economic performance of their surrounding smaller towns and rural hinterlands. The NDP identified the five main cities, each with its critical mass, as Gateways, and the roads between Dublin and the four regional cities of Galway, Limerick, Cork and Waterford as the main inter-urban routes which would be upgraded to motorway / high quality dual carriageway standard during the period of the Plan. In order to bring these and other elements of regional policy contained in the NDP to fruition, the Government mandated the Department of the Environment to prepare a National Spatial Strategy which would translate policies into “a more detailed blueprint for spatial development over the longer term”. In addition to providing the promised blueprint, the Strategy was also to proved a basis for long term co-ordination and co-operation in decision making on major investment in infrastructure, which in addition to both roads and public modes of transport would include water and waste water services, energy and communications infrastructure. The 2000 National Development Plan was published in November 1999 and the following February a process of consultation with relevant local, regional and sectoral interests commenced in order to develop a high degree of consensus around the Strategy which would emerge eventually. (ii) Overview The National Spatial Strategy (NSS) was published in November, 2002. It provides a national development framework to guide policies, programmes and investment and covers the period to 2020. The NSS further developed the Gateways policy, identifying two strategically located regional towns as additional Gateways – Dundalk and Sligo – and introducing the new concept of a ‘linked’ Gateway, described as ‘one in which two or more strong towns work in partnership to promote economic and social development in their region.” Crossing the Border with Northern Ireland, the Letterkenny/(Derry) linked Gateway reflected the Government’s commitment to supporting the Peace Process on the island of Ireland, while the centrally located Athlone/Tullamore/Mullingar linked Gateway was intended to ensure regional growth was not confined to the coastal areas. Below this tier, nine strategically located medium sized "Hubs" were identified, which in turn would support and be supported by the Gateways and would link out into the wider rural areas. These were Cavan, Ennis, Kilkenny, Mallow, Monaghan, Tuam and Wexford and, again, the ‘linked’ concept in the Ballina/Castlebar and Tralee/Killarney Hubs. With regard to those parts of the country outside these urban centres, the NSS saw rural potential being developed through tourism, agriculture, local services and enterprises focused on land and marine based natural resources. In alignment with some of the policies contained in the 1997 National Sustainable Development Strategy, rural towns and villages were to assume increased importance as a focus for local investment and their established © Berna Grist – October 2012 9
structures were to be strengthened to assist local economies and to support local infrastructure and services, such as schools and public transport. The NSS noted that in some areas towns and villages were declining in population, resulting in under-utilisation of serviced land, while at the same time recognizing that there was a tradition of people living in rural areas and that sustainable rural development should be supported. The NSS considered it likely that the population of the country would be 4.4 million by 2020. In 2002, the population of the country was approximately 3.9 million. The NSS presented two types of population projections for the period to 2020. The first, based on current demographic trends, forecast a population of 4.4 million by 2020. This figure has already been exceeded. The 2011 Census of Ireland revealed that the population in 2011 April stood at 4.58 million. The second, based on expansion in employment levels, which seemed a possibility back in those Celtic Tiger times, considered that the population could be as high as 5 million by 2020. (iii) Analysis of Implementation The National Spatial Strategy was integrated into a number of plans and programmes over the years following its publication. Of course, the various regional planning guidelines incorporated its provisions although their translation down the hierarchy was impeded by the judgment in the McEvoy case, as set out in the second section of this paper. However, a number of subsequent policies actually worked against the achievement of the goals set out in the NSS. The most significant of these were the Decentralisation Programme announced in December 2003 as part of the 2004 Budget and the steady relaxation of controls on new rural housing contained in a series of national policies, including the National Spatial Strategy itself. The Decentralisation Programme, under which the headquarters of eight government departments plus and some agencies were transferred out of Dublin, completely undermined the foundation of the NSS as well as destroying the corporate memory in the civil service. Some departments were moved to Gateways and Hubs but others were relocated to lower tier towns such as Carlow, Trim, Longford and Carrick-on-Shannon, with the Department of Community, Rural and Gaeltacht Affairs being designated for a rural site at Knock airport. Fortunately, this latter proposal required planning permission and it was refused by An Bord Pleanála in 2007. The replacement relocation for this Department was then designated as the nearby town of Charlestown, which the 2006 Census recorded as having a population of 744. A closer look at the chosen towns reveals that, for the most part, they were in constituencies of various ministers, constituencies which had not been allocated a Gateway or Hub. For example, the administrative headquarters of the Department of Defence was moved to Newbridge in the constituency of the Minister for Finance while Office of Public Works was relocated to Trim, County meath, in the constituency of the Minister for Transport. Professor Brigid Laffin, Principal of the College of Human Science at UCD, told the MacGill Summer School in Glenties, Co Donegal, on 20 July 2010 that failures of accountability went beyond unethical behaviour to the performance of public institutions and those holding positions of responsibility. “It wasn’t decentralisation. Decentralisation is a very good thing. This was a dispersal of public jobs throughout the country in the most extraordinary fashion and it went completely against the government’s own spatial strategy,” she said. “Decentralisation was costly. It increased the fragmentation of our public institutions. It is a charter for mileage claims and a high cost to the Irish public.” © Berna Grist – October 2012 10
Her opinion was supported by Ed Walsh, founder of the University of Limerick, who described the policy as daft and called for its reversal. The second policy which worked against the achievement of the objectives of the National Spatial Strategy can be traced back to the cultural attitudes discussed in the first section of this paper. Particularly where the land was of poor quality, a tradition grew up of each family attempting to survive at subsistence level on their own smallholding, where their tenancy was anything but secure. This meant that single houses became an inherent part of the Irish landscape in the nineteenth and early twentieth centuries and a folk memory of evictions gave rise to a passionate desire to own a plot of ground and build a house on it. The environmental and economic issues arising from promotion of a dispersed settlement pattern have been analysed by many learned commentators. The Sustainable Development Strategy for Ireland was the first national document to provide a policy on rural housing. It stated that, in general, there must be a presumption against urban-generated one-off rural housing adjacent to towns although permission might be granted for dwellings for certain categories of person whose occupations required them to be rurally based, thereby catering for genuine needs.21 However, between 1996 and 1999, one in three houses built in the Republic of Ireland were built as single dwellings in the open countryside and there was strong pressure on politicians to accommodating policies in development plans to meet the requirements of their constituents. The National Spatial Strategy set rural housing in a more flexible context than the Sustainable Development Strategy, defining rural generated housing need as housing “for people who are an intrinsic part of the rural community by way of background or the fact that they work fulltime or part-time in rural areas”.22 This was a response at national level by members of the government, supported by opposition members of the Oireachtas, to grass roots lobbying by councillors as well as direct representations by their own constituents. In this sense, the NSS contained an inherent contradiction between its other settlement policies and objectives and its stance on rural housing and contributed to its own difficulties. The policy contained in the National Spatial Strategy was further liberalised in the Sustainable Rural Housing Guidelines for Planning Authorities, which were published by the Minister for the Environment under s. 28 of the 2000 Planning Act. In the introduction, these guidelines stated that the provisions of the 1997 Sustainable Development Strategy were sometimes being operated over-rigidly and that a new, flexile context was being established to enable people with roots in or links to rural areas to get planning permission for one-off housing. Lip service was paid to road safety, waste-water disposal, design criteria and heritage protection. Generous exceptions were given to the presumption against granting permission for dispersed housing, including residency, former residency, bloodline, local employment and agricultural activities and the exceptions even went as far as “health circumstances”.23 It was not unknown for people who had a perfectly good house in a nearby town or village, closer to their place of employment, to move children into a rural primary school or to join a rural GAA club in order to establish links to an area in which they wanted to build a self-designed home. The implications for the exponential growth of a dispersed settlement pattern in such a policy are clear but, again, clientelism in politics prevailed. 21 Sustainable Development – a strategy for Ireland (1997) p. 151 22 National Spatial Strategy, p. 106 23 Sustainable Rural Housing Guidelines (2005) p. 32 © Berna Grist – October 2012 11
OUTCOMES By October 2010, it had been acknowledged officially that achievement of the objectives of the National Spatial Strategy could at best be described as sporadic. A review of the implementation of the NSS published by the Department of the Environment identified that, while there had been significant investment in public infrastructure, population growth had taken place not in the cities and hub towns but in the smaller settlements and rural areas within a 50 to 80 km commuting distance of these major urban centres. It stated that excessive and inappropriately located zonings and developments had worked against the implementation of the NSS principles and priorities and had undermined efficient Exchequer investment in infrastructure and services. The curtailment of local autonomy contained in the 2010 Planning Act would appear to have gone some way towards addressing the problem of overzoning. The Regional Planning Guidelines Annual Implementation Report for 2011 contains details about the impact of core strategies on overzoning at a national level. In June 2010, adopted development plans had made provision for almost 42,058 hectares of residential zoning, with a potential for 545,592 additional residential units – an oversupply of approximately 4.5 times the actual need. By the end of 2011, a year after the adoption of the reviewed and updated regional planning guidelines and therefore a date by which all core strategies should have been adopted, the extent of residential zoning stood at 11,113 hectares, which is stated to have a potential for 299,454 additional residential units. It would appear that while further adjustments are required, this new evidenced-based mechanism is having a sobering effect on the excesses of the Celtic Tiger era. However, the problem of wanton zoning of lands for residential purposes has been the subject of a Tribunal of Inquiry, which investigated corruption in the plan making process in the Dublin area during the late 1980s and early 1990s. The Fifth and Final Report of the Tribunal states uncompromisingly that for some councillors in Dublin County Council, corruption had become a regular aspect of their public role. The Report continues “Those councillors exercised their public powers in their own interests rather than in the interests of the public and bartered that power in exchange for cash and/ or other benefits. There was apparently no shortage of persons prepared to pay for the corrupt exercise of public power and large tracts of land were ultimately rezoned because of the making and receipt of corrupt payments rather then in the interests of proper land use and development.”24 The Tribunal made a number of recommendations which at local level are largely aimed at ensuring transparency over the way the elected members exercise their powers. It declined to accept proposals that the zoning of land be taken away from the councillors altogether, for a number of reasons. At national level, it recommended the establishment of a Planning Regulator, whose role would be to supervise the plan making function and to investigate possible systemic problems in the planning system, including those raising corruption risks. As yet, none of the Tribunal’s recommendations has been implemented. 24 Final Report of the Tribunal of Inquiry into Certain Planning Matters and Payments (2012) p. 5 © Berna Grist – October 2012 12
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