THE ENERGETIC HEART BIOELECTROMAGNETIC INTERACTIONS WITHIN AND BETWEEN PEOPLE - ROLLIN MCCRATY, PH.D.
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The Energetic Heart Bioelectromagnetic Interactions Within and Between People Rollin McCraty, Ph.D. HeartMath Research Center Institute of HeartMath
Copyright © 2003 Institute of HeartMath All rights reserved. No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system without permission in writing from the publisher. Published in the United States of America by: Institute of HeartMath 14700 West Park Ave., Boulder Creek, California 95006 1-831-338-8500 info@heartmath.org http://www.heartmath.org Manufactured in the United States of America. First Edition 2003 Cover design Sandy Royall
The Energetic Heart: Bioelectromagnetic Interactions Within and Between People Rollin McCraty, Ph.D. Man’s perceptions are not bounded by organs of perception; he perceives far more than sense (tho’ ever so acute) can discover. —William Blake This paper will focus on electromagnetic fields Biological Patterns Encode Information generated by the heart that permeate every cell and One of the primary ways that signals and mes- may act as a synchronizing signal for the body in a sages are encoded and transmitted in physiological manner analogous to information carried by radio systems is in the language of patterns. In the ner- waves. Particular emphasis will be devoted to evi- vous system, it is well established that information dence demonstrating that this energy is not only is encoded in the time intervals between action po- transmitted internally to the brain but is also de- tentials—patterns of electrical activity—and this may tectable by others within its range of communica- also apply to humoral communications. Several re- tion. Finally, data will be discussed indicating that cent studies have revealed that biologically relevant cells studied in vitro are also responsive to the heart’s information is encoded in the time interval between bioelectromagnetic field. hormonal pulses.2-4 As the heart secretes a number The heart generates the largest electromag- of different hormones with each contraction, there netic field in the body. The electrical field as mea- is a hormonal pulse pattern that correlates with heart sured in an electrocardiogram (ECG) is about 60 rhythms. In addition to the encoding of information times greater in amplitude than the brain waves re- in the space between nerve impulses and in the in- corded in an electroencephalogram (EEG). The tervals between hormonal pulses, it is likely that in- magnetic component of the heart’s field, which is formation is also encoded in the interbeat intervals around 5000 times stronger than that produced by of the pressure and electromagnetic waves produced the brain, is not impeded by tissues and can be mea- by the heart. Karl Pribram has proposed that the low- sured several feet away from the body with Super- frequency oscillations generated by the heart and conducting Quantum Interference Device (SQUID)- body in the form of afferent neural, hormonal, and based magnetometers.1 We have also found that the electrical patterns are the carriers of emotional in- clear rhythmic patterns in beat-to-beat heart rate formation, and that the higher frequency oscillations variability are distinctly altered when different emo- found in the EEG reflect the conscious perception tions are experienced. These changes in electromag- and labeling of feelings and emotions.5 netic, sound pressure, and blood pressure waves pro- duced by cardiac rhythmic activity are “felt” by ev- ery cell in the body, further supporting the heart’s Detecting Bioelectromagnetic Patterns Using Signal role as a global internal synchronizing signal. Averaging A useful technique for detecting patterns in HeartMath Research Center, Institute of HeartMath, Publication No. biological systems and investigating a number of 02-035. Boulder Creek, CA, 2002. bioelectromagnetic phenomena is signal averaging. An abbreviated version of this paper is published as a chapter in This is accomplished by superimposing any number Clinical Applications of Bioelectromagnetic Medicine, edited by Paul of equal-length epochs, each of which contains a re- Rosch and Marko Markov. New York: Marcel Dekker, in press. peating periodic signal. This emphasizes and distin- Address for correspondence: Rollin McCraty, Ph.D., HeartMath guishes any signal that is time-locked to the periodic Research Center, Institute of HeartMath, 14700 West Park Avenue, Boulder Creek, CA 95006. Phone: 831.338.8500, Fax: 831.338.1182, signal while eliminating variations that are not time- Email: rollin@heartmath.org. Institute of HeartMath web site: locked to the periodic signal. This procedure is com- www.heartmath.org. 1 © Copyright 2003 Institute of HeartMath
0.5 Signal averaging is a digital (µV) technique for separating a -0.5 repetitive signal from noise without 1 (mV) introducing signal distortion. -1 0 1 2 3 4 5 Seconds Resultant waveforms after Overlapped segments averaging before averaging 0.5 0.2 (µV) (µV) -0.5 -0.2 1 1 (mV) (mV) -1 -1 0 0.2 0.4 0.6 0.8 1 1.2 0 0.2 0.4 0.6 0.8 1 1.2 Seconds Seconds Figure 1. Signal averaging. The sequence of the signal averaging procedure is shown above. First, the signals recorded from the EEG and ECG are digitized and stored in a computer. The R-wave (peak) of the ECG is used as the time reference for cutting the EEG and ECG signals Figure 2. Heartbeat evoked potentials. into individual segments. The individual segments are then This figure shows an example of typical heartbeat evoked averaged together to produce the resultant waveforms. Only potentials. In this example, 450 averages were used. The pulse signals that are repeatedly synchronous with the ECG are present wave is also shown, indicating the timing relationship of the in the resulting waveform. Signals not related to the signal source blood pressure wave reaching the brain. In this example, there (ECG) are eliminated through this process. is less synchronized alpha activity immediately after the R- wave. The time range between 10 and 250 milliseconds is when afferent signals from the heart are impinging upon the monly used to detect and record cerebral cortical brain, and the alpha desynchronization indicates the processing of this information. Increased alpha activity can be clearly seen responses to sensory stimulation.6 When signal av- later in the waveforms, starting at around the time the blood eraging is used to detect activity in the EEG that is pressure wave reaches the brain. time-locked to the ECG, the resultant waveform is called the heartbeat evoked potential. ies, causing them to generate a relatively large elec- trical voltage. These waves also apply pressure to the cells in a rhythmic fashion that can cause some The Heartbeat Evoked Potential of their proteins to generate an electrical current in In looking at heartbeat evoked potential data, response to this “squeeze.” Experiments conducted it can be seen that the electromagnetic signal arrives in our laboratory have shown that a change in the at the brain instantaneously, while a host of differ- brain’s electrical activity can be seen when the blood ent neural signals reach the brain starting about 8 pressure wave reaches the brain around 240 milli- milliseconds later and continue arriving throughout seconds after systole. the cardiac cycle. Although the precise timing var- There is a replicable and complex distribution ies with each cycle, at around 240 milliseconds the of heartbeat evoked potentials across the scalp. blood pressure wave arrives at the brain and acts to Changes in these evoked potentials associated with synchronize neural activity, especially the alpha the heart’s afferent neurological input to the brain rhythm. It is also possible that information is en- are detectable between 50 to 550 milliseconds after coded in the shape (modulation) of the ECG wave the heartbeat.7 Gary Schwartz and colleagues at the itself. For example, if one examines consecutive ECG University of Arizona believe the earlier components cycles, it can be seen that each wave is slightly var- in this complex distribution cannot be explained by ied in a complex manner. simple physiological mechanisms alone and suggest As indicated, the heart generates a powerful that an energetic interaction between the heart and pressure wave that travels rapidly throughout the brain also occurs.8 They have confirmed our find- arteries much faster than the actual flow of blood ings that heart-focused attention is associated with that we feel as our pulse. These pressure waves force increased heart-brain synchrony, providing further the blood cells through the capillaries to provide support for energetic heart-brain communications. oxygen and nutrients to cells and expand the arter- Schwartz and colleagues also demonstrated that © Copyright 2003 Institute of HeartMath 2
when subjects focused their attention on the per- research, along with that of others, suggests that there ception of their heartbeat, the synchrony in the is an important link between emotions and changes preventricular region of the heartbeat evoked poten- in the patterns of both efferent (descending) and af- tial increased. From this they concluded that ferent (ascending) autonomic activity.12, 14, 16-18 These preventricular synchrony may reflect an energetic changes in autonomic activity are associated with mechanism of heart-brain communication, while dramatic changes in the pattern of the heart’s rhythm postventricular synchrony most likely reflects direct that often occur without any change in the amount physiological mechanisms.8 of heart rate variability. Specifically, we have found that during the experience of negative emotions such as anger, frustration, or anxiety, heart rhythms be- The Heart’s Role in Emotion come more erratic and disordered, indicating less Throughout the 1990s, the view that the brain synchronization in the reciprocal action that ensues and body work in conjunction in order for percep- between the parasympathetic and sympathetic tions, thoughts, and emotions to emerge gained mo- branches of the autonomic nervous system (ANS).14, mentum and is now widely accepted. The brain is an 16 In contrast, sustained positive emotions, such as analog processor that relates whole concepts (pat- appreciation, love, or compassion, are associated with terns) to one another and looks for similarities, dif- highly ordered or coherent patterns in the heart ferences, or relationships between them, in contrast rhythms, reflecting greater synchronization between to a digital computer that assembles thoughts and the two branches of the ANS, and a shift in autonomic feelings from bits of data. This new understanding of balance toward increased parasympathetic activity14, how the brain functions has challenged several 16, 17, 19 (Figure 3). longstanding assumptions about the nature of emo- tions. While it was formerly maintained that emo- tions originated only in the brain, we now recognize Physiological Coherence that emotions can be more accurately described as a Based on these findings, we have introduced product of the brain and body acting in concert. the term physiological coherence to describe a num- Moreover, evidence suggests that of the bodily or- ber of related physiological phenomena associated gans, the heart may play a particularly important role in emotional experience. Research in the rela- tively new discipline of neurocardiology has con- firmed that the heart is a sensory organ and acts as a sophisticated information encoding and processing center that enables it to learn, remember, and make independent functional decisions that do not involve the cerebral cortex.9 Additionally, numerous experi- ments have demonstrated that patterns of cardiac afferent neurological input to the brain not only af- fect autonomic regulatory centers, but also influence higher brain centers involved in perception and emo- Figure 3. Emotions are reflected in heart rhythm patterns. tional processing.10-13 Real-time heart rate variability (heart rhythm) pattern of an individual making an intentional shift from a self-induced state Heart rate variability (HRV), derived from the of frustration to a genuine feeling of appreciation by using a ECG, is a measure of the naturally occurring beat- positive emotion refocusing exercise known as the Freeze- to-beat changes in heart rate that has proven to be Frame technique. It is of note that when the recording is analyzed statistically, the amount of heart rate variability is invaluable in studying the physiology of emotions. found to remain virtually the same during the two different The analysis of HRV, or heart rhythms, provides a emotional states; however, the pattern of the heart rhythm changes distinctly. Note the immediate shift from an erratic, powerful, noninvasive measure of neurocardiac func- disordered heart rhythm pattern associated with frustration to tion that reflects heart-brain interactions and auto- a smooth, harmonious, sine wave-like (coherent) pattern as nomic nervous system dynamics, which are particu- the individual uses the positive emotion refocusing technique and self-generates a heartfelt feeling of appreciation. larly sensitive to changes in emotional states.14, 15 Our 3 © Copyright 2003 Institute of HeartMath
with more ordered and harmonious interactions rhythms in the EEG. In experiments measuring among the body’s systems.20 heartbeat evoked potentials, we found that the brain’s The term coherence has several related defi- alpha activity (8-12 hertz frequency range) is natu- nitions. A common definition of the term is “the rally synchronized to the cardiac cycle. However, quality of being logically integrated, consistent, and when subjects used a positive emotion refocusing intelligible,” as in a coherent argument. In this con- technique to consciously self-generate feelings of text, thoughts and emotional states can be consid- appreciation, their heart rhythm coherence signifi- ered “coherent” or “incoherent.” Importantly, how- cantly increased, as did the ratio of the alpha rhythm ever, these associations are not merely metaphori- that was synchronized to the heart.20, 21 cal, as different emotions are in fact associated with Another related phenomenon associated with different degrees of coherence in the oscillatory physiological coherence is resonance. In physics, rhythms generated by the body’s various systems. resonance refers to a phenomenon whereby an un- The term “coherence” is used in physics to usually large vibration is produced in a system in describe the ordered or constructive distribution of response to a stimulus whose frequency is identical power within a waveform. The more stable the fre- or nearly identical to the natural vibratory frequency quency and shape of the waveform, the higher the of the system. The frequency of the vibration pro- coherence. An example of a coherent wave is the duced in such a state is said to be the resonant fre- sine wave. The term autocoherence is used to de- quency of the system. When the human system is note this kind of coherence. In physiological systems, operating in the coherent mode, increased synchro- this type of coherence describes the degree of order nization occurs between the sympathetic and para- and stability in the rhythmic activity generated by a sympathetic branches of the ANS, and entrainment single oscillatory system. Methodology for comput- between the heart rhythms, respiration and blood ing coherence has been published elsewhere.14 pressure oscillations is observed. This occurs because these oscillatory subsystems are all vibrating at the Coherence also describes two or more waves resonant frequency of the system. Most models show that are either phase- or frequency-locked. In physi- that the resonant frequency of the human cardio- ology, coherence is used to describe a functional vascular system is determined by the feedback loops mode in which two or more of the body’s oscillatory between the heart and brain.22, 23 In humans and in systems, such as respiration and heart rhythms, be- many animals, the resonant frequency is approxi- come entrained and oscillate at the same frequency. mately 0.1 hertz, which is equivalent to a 10-second The term cross-coherence is used to specify this type rhythm. of coherence. In summary, we use coherence as an umbrella All the above definitions apply to the study of term to describe a physiological mode that encom- both emotional physiology and bioelectromagnetism. passes entrainment, resonance, and synchroniza- We have found that positive emotions are associated tion—distinct but related phenomena, all of which with a higher degree of coherence within the heart’s emerge from the harmonious activity and interac- rhythmic activity (autocoherence) as well as in- tions of the body’s subsystems. Correlates of physi- creased coherence between different oscillatory sys- ological coherence include: increased synchroniza- tems (cross-coherence/entrainment).14, 20 Typically, tion between the two branches of the ANS, a shift in entrainment is observed between heart rhythms, autonomic balance toward increased parasympa- respiratory rhythms, and blood pressure oscillations; thetic activity, increased heart-brain synchroniza- however, other biological oscillators, including very tion, increased vascular resonance, and entrainment low frequency brain rhythms, craniosacral rhythms, between diverse physiological oscillatory systems. electrical potentials measured across the skin, and, The coherent mode is reflected by a smooth, sine most likely, rhythms in the digestive system, can also wave-like pattern in the heart rhythms (heart rhythm become entrained.20 coherence) and a narrow-band, high-amplitude peak We have also demonstrated that physiological in the low frequency range of the heart rate variabil- coherence is associated with increased synchroni- ity power spectrum, at a frequency of about 0.1 hertz. zation between the heartbeat (ECG) and alpha © Copyright 2003 Institute of HeartMath 4
Benefits of Coherence status and frequent reductions in medication require- Coherence confers a number of benefits to the ments in patients with such medical conditions as system in terms of both physiological and psycho- cardiac arrhythmias, chronic fatigue, environmen- logical functioning. At the physiological level, there tal sensitivity, fibromyalgia, and chronic pain.38 Fi- is increased efficiency in fluid exchange, filtration, nally, techniques that increase physiological coher- and absorption between the capillaries and tissues; ence have been used effectively by mental health increased ability of the cardiovascular system to adapt professionals in the treatment of emotional disor- to circulatory demands; and increased temporal syn- ders, including anxiety, depression, panic disorder, chronization of cells throughout the body.24, 25 This and post-traumatic stress disorder.38 results in increased system-wide energy efficiency and conservation of metabolic energy. These observations Drivers of Physiological Coherence support the link between positive emotions and in- Although physiological coherence is a natural creased physiological efficiency that may partially state that can occur spontaneously during sleep and explain the growing number of documented correla- deep relaxation, sustained episodes during normal tions between positive emotions, improved health, daily activities are generally rare. While specific and increased longevity.26-28 We have also shown that rhythmic breathing methods can induce coherence practicing certain techniques that increase physiologi- for brief periods, cognitively directed, paced breath- cal coherence is associated with both short-term and ing is difficult for many people to maintain. On the long-term improvement in several objective health- other hand, our findings indicate that individuals can related measures, including enhanced humoral im- produce extended periods of physiological coherence munity29, 30 and an increased DHEA/cortisol ratio.17 by actively generating and sustaining a feeling of ap- Increased physiological coherence is similarly preciation or other positive emotions. Sincere posi- associated with psychological benefits, including tive feelings appear to excite the system at its reso- improvements in cognitive performance and mental nant frequency, allowing the coherent mode to clarity as well as increased emotional stability and emerge naturally. This typically makes it easier for well-being.20, 31 Studies conducted in diverse popula- people to sustain a positive emotion for much longer tions have documented significant reductions in periods, thus facilitating the process of establishing stress and negative affect and increases in positive and reinforcing coherent patterns in the neural ar- mood and attitudes in individuals using coherence- chitecture as the familiar reference. Once a new pat- building techniques.17, 19, 29, 31, 32 tern is established, the brain strives to maintain a Improvements in clinical status, emotional match with the new program, thus increasing the well-being and quality of life have also been demon- probability of maintaining coherence and reducing strated in various medical patient populations in in- stress, even during challenging situations.12 tervention programs using coherence-building ap- Doc Childre, founder of the Institute of Heart- proaches. For example, significant blood pressure Math, has developed a number of practical positive reductions have been demonstrated in individuals emotion refocusing and emotional restructuring tech- with hypertension;33 improved functional capacity niques that allow people to quickly self-generate co- and reduced depression in congestive heart failure herence at will.39, 40 Known as the HeartMath system, patients;34 improved psychological health and qual- these techniques utilize the heart as a point of entry ity of life in patients with diabetes;35 and improve- into the psychophysiological networks that connect ments in asthma.36 Another study reported reduc- the physiological, mental, and emotional systems. tions in pathological symptoms and anxiety and sig- In essence, because the heart is a primary generator nificant improvements in positive affect, physical of rhythmic neural and energetic patterns in the vitality, and general well-being in individuals with body—influencing brain processes that control the HIV infection and AIDS.37 ANS, cognitive function and emotion—it provides an Additionally, patient case history data provided access point from which system-wide dynamics can by numerous health care professionals report sub- be quickly and profoundly affected. Research stud- stantial improvements in health and psychological ies and the experience of numerous health care pro- © Copyright 2003 Institute of HeartMath 5
fessionals indicate that HeartMath coherence-build- enhance physical and emotional health and improve ing techniques are easily learned, have a high rate of performance. compliance, and are highly adaptable to a wide range of demographic groups. Heart Rhythms and Bioelectromagnetism The first biomagnetic signal was demonstrated Promoting Physiological Coherence Through Heart in 1963 by Gerhard Baule and Richard McFee in a Rhythm Coherence Feedback Training magnetocardiogram (MCG) that used magnetic in- Used in conjunction with positive emotion- duction coils to detect fields generated by the hu- based coherence-building techniques, heart rhythm man heart.42 A remarkable increase in the sensitiv- feedback training can be a powerful tool to assist ity of biomagnetic measurements was achieved with people in learning how to self-generate increased the introduction of the Superconducting Quantum physiological coherence.41 We have developed a por- Interference Device (SQUID) in the early 1970s, and table heart rhythm monitoring and feedback system the ECG and MCG have since been shown to closely that enables physiological coherence to be objectively parallel one another.43 monitored and quantified. Known as the Freeze- The heart generates a series of electromagnetic Framer® coherence-building system (HeartMath pulses in which the time interval between each beat LLC, Boulder Creek, CA), this interactive hardware/ varies in a complex manner. These pulsing waves of software system monitors and displays individuals’ electromagnetic energy create fields within fields and heart rate variability patterns in real time as they give rise to interference patterns when they interact practice the positive emotion refocusing and emo- with magnetically polarizable tissues and substances. tional restructuring techniques taught in an on-line tutorial. Using a fingertip sensor to record the pulse Figure 4 shows two different power spectra wave, the Freeze-Framer plots changes in heart rate derived from an average of 12 individual 10-second on a beat-to-beat basis. As people practice the co- epochs of ECG data recorded during differing psy- herence-building techniques, they can readily see and chophysiological modes. The plot on the left was experience the changes in their heart rhythm pat- produced while the subject was in a state of deep terns, which generally become more ordered, appreciation, whereas the plot on the right was gen- smoother, and more sine wave-like as they experi- erated while the subject experienced recalled feel- ence positive emotions. This process reinforces the ings of anger. The difference in the patterns, and thus natural association between the physiological coher- the information they contain, can be clearly seen. ence mode and positive feelings. The software also There is a direct correlation between the patterns in analyzes the heart rhythm patterns for coherence the heart rate variability rhythm and the frequency level, which is fed back to the user as an accumu- patterns in the spectrum of the ECG or MCG. Ex- lated numerical score or success in playing one of periments such as these indicate that psychophysi- three on-screen games designed to reinforce the co- ological information can be encoded into the elec- herence-building skills. The real-time physiological tromagnetic fields produced by the heart.14, 44 feedback essentially takes the guesswork and ran- domness out of the process of self-inducing a coher- Bioelectromagnetic Communication Between People ent state, resulting in greater consistency, focus, and effectiveness in shifting to a beneficial psychophysi- The human body is replete with mechanisms ological mode. for detecting its external environment. Sense organs, the most obvious example, are specifically geared to Heart rhythm coherence feedback training has react to touch, temperature, select ranges of light and been successfully used in clinical settings by physi- sound waves, etc. These organs are acutely sensitive cians, mental health professionals and neurofeedback to external stimuli. The nose, for example, can de- therapists to facilitate health improvements in pa- tect one molecule of gas, while a cell in the retina of tients with numerous physical and psychological dis- the eye can detect a single photon of light; and if the orders. It is also increasingly being utilized in corpo- ear were any more sensitive, it would pick up the rate, law enforcement, and educational settings to sound of the random vibrations of its own molecules.45 © Copyright 2003 Institute of HeartMath 6
Figure 4. ECG spectra during different emotional states. The above graphs are the average power spectra of 12 individual 10-second epochs of ECG data, which reflect information patterns contained in the electromagnetic field radiated by the heart. The lefthand graph is an example of a spectrum obtained during a period of high heart rhythm coherence generated during a sustained heartfelt experience of appreciation. The graph on the right depicts a spectrum associated with a disordered heart rhythm generated during feelings of anger. The interaction between two human beings— hemoglobin levels,50 conformational changes of DNA for example, the consultation between a patient and and water structure,51-52 as well as psychological her clinician—is a very sophisticated dance that in- states.53 Although these reports show beneficial re- volves many subtle factors. Most people tend to think sults, they have been largely ignored because of the of communication solely in terms of overt signals lack of any scientific rationale to explain how the expressed through facial movements, voice qualities, effects are achieved. gestures and body movements. However, evidence now supports the perspective that a subtle yet influ- ential electromagnetic or “energetic” communica- Physiological Linkage and Empathy tion system operates just below our conscious level The ability to sense what other people are feel- of awareness. The following section will discuss data ing is an important factor in allowing us to connect suggesting that this energetic system contributes to or communicate effectively with others. The smooth- the “magnetic” attractions or repulsions that occur ness or flow in any social interaction depends to a between individuals. It is also quite possible that great extent on the establishment of a spontaneous these energetic interactions can affect the therapeu- entrainment or linkage between individuals. When tic process. people are engaged in deep conversation, they begin to fall into a subtle dance, synchronizing their move- The concept of energy or information exchange ments and postures, vocal pitch, speaking rates, and between individuals is central to many of the East- length of pauses between responses,54 and, as we are ern healing arts, but its acceptance in Western medi- now discovering, important aspects of their physiol- cine has been hampered by the lack of a plausible ogy can also become linked and entrained. mechanism to explain the nature of this “energy in- formation” or how it is communicated. However, Several studies have investigated different numerous studies investigating the effects of heal- types of physiological synchronization or entrain- ers, Therapeutic Touch practitioners, and other in- ment between individuals during empathetic mo- dividuals have demonstrated a wide range of signifi- ments or between clinician and patient during thera- cant effects including the influence of “energetic” peutic sessions. One study by Levenson and Gottman approaches on wound healing rates,46, 47 pain,48, 49 at the University of California at Berkeley looked at 7 © Copyright 2003 Institute of HeartMath
physiological synchronization in married couples ing periods of low physiological linkage there are during empathetic interactions. Researchers exam- fewer empathetic comments, more incidents of in- ined couples’ physiological responses during two dis- correct interpretations, less shared affect, and fewer cussions: a neutral “How was your day?” conversa- shared behavioral responses when compared to epi- tion, to establish a baseline, and a second conversa- sodes of high physiological linkage.59 tion containing more emotional content in which the couples were asked to spend fifteen minutes discuss- ing something about which they disagreed. After the Cardioelectromagnetic Communication disagreement, one partner was asked to leave the An important step in testing our hypothesis room while the other stayed to watch a replay of the that the heart’s electromagnetic field could transmit talk and identify portions of the dialogue where he signals between people was to determine if the field or she was actually empathizing but did not express and the information modulated within it could be it. Both spouses individually engaged in this proce- detected by other individuals. dure. Levenson was then able to identify those seg- In conducting these experiments, the question ments of the video where empathy occurred and being asked was straightforward. Namely, can the match the empathetic response to physiological re- electromagnetic field generated by the heart of one sponses in both partners. He found that in partners individual be detected in physiologically relevant who were adept at empathizing, their physiology ways in another person, and if so does it have any mimicked their partner’s while they empathized. If discernible biological effects? To investigate these the heart rate of one went up, so did the heart rate possibilities, we used signal-averaging techniques to of the other; if the heart rate slowed, so did that of detect signals that were synchronous with the peak the empathic spouse.55 Other studies observing the of the R-wave of one subject’s ECG in recordings of psychophysiology of married couples while interact- another subject’s electroencephalogram (EEG) or ing were able to predict the probability of divorce.56 brain waves. My colleagues and I have performed Although studies that have examined physi- numerous experiments in our laboratory over a pe- ological linkages between therapists and patients riod of several years using these techniques,60 and have suffered from methodological challenges, they several examples are included below to illustrate do support a tendency to autonomic attunement some of these findings. In the majority of these ex- during periods of empathy between the therapist and periments, subjects were seated in comfortable, high- patient.57 Dana Redington, a psychophysiologist at back chairs to minimize postural changes with the the University of California, San Francisco, analyzed positive ECG electrode located on the side at the heart rate variability patterns during therapist-pa- left sixth rib and referenced to the right supraclav- tient interactions using a nonlinear dynamics ap- icular fossa according to the International 10-20 sys- proach. Redington and colleagues used phase space tem. The ECG and EEG were recorded from both maps to plot changes in the beat-to-beat heart rate subjects simultaneously so that the data (typically of both the therapist and patient during psycho- sampled at 256 hertz or higher) could be analyzed therapy sessions. They found that the trajectories in for simultaneous signal detection in both. the therapist’s patterns often coincided with the To clarify the direction in which the signal flow patient’s during moments when the therapist expe- was analyzed, the subject whose ECG R-wave was rienced strong feelings of empathy for the patient.58 used as the time reference for the signal averaging Carl Marci at Harvard University found evidence of procedure is referred to as the “signal source,” or a more direct linkage between patients and thera- simply “source.” The subject whose EEG was ana- pists using skin conductance measures. During ses- lyzed for the registration of the source’s ECG signal sions of psychodynamic psychotherapy, Marci ob- is referred to as the “signal receiver,” or simply “re- served a quantifiable fluctuation and entrainment in ceiver.” The number of averages used in the major- the pattern of physiological linkage within patient- ity of the experiments was 250 ECG cycles (~ 4 min- therapist dyads, which was related to patient per- utes). The subjects did not consciously intend to send ception of the therapist’s empathy. In addition, the or receive a signal and, in most cases, were unaware preliminary results of his studies indicate that dur- of the true purpose of the experiments. The results © Copyright 2003 Institute of HeartMath 8
of these experiments have led us to conclude that information contained in the fields generated by oth- the nervous system acts as an antenna, which is tuned ers. In addition, during physiological coherence, in- to and responds to the magnetic fields produced by ternal systems are more stable, function more effi- the hearts of other individuals. My colleagues and I ciently, and radiate electromagnetic fields contain- call this energetic information exchange ing a more coherent structure.14 cardioelectromagnetic communication and believe it to be an innate ability that heightens awareness The Electricity of Touch and mediates important aspects of true empathy and sensitivity to others. Furthermore, we have observed The first step was to determine if the ECG sig- that this energetic communication ability can be nal of one person could be detected in another enhanced, resulting in a much deeper level of non- individual’s EEG during physical contact. For these verbal communication, understanding, and connec- experiments we seated pairs of subjects 4 feet apart, tion between people. We also propose that this type during which time they were simultaneously moni- of energetic communication between individuals may tored. An initial 10-minute baseline period (no physi- play a role in therapeutic interactions between cli- cal contact) was followed by a 5-minute period in nicians and patients that has the potential to pro- which subjects remained seated but reached out and mote the healing process. held the hand of the other person (like shaking hands). Figure 5 shows a typical example of the results. From an electrophysiological perspective, it appears that sensitivity to this form of energetic com- Prior to holding hands, there was no indication munication between individuals is related to the abil- that Subject 1’s ECG signals were detected in Subject ity to be emotionally and physiologically coherent. 2’s EEG. However, upon holding hands, Subject 1’s The data indicate that when individuals are in the ECG could be clearly detected in Subject 2’s EEG at coherent mode, they are more sensitive to receiving all monitored locations. While in most pairs a clear The Electricity of Touch Heartbeat Signal Averaged Waveforms No Contact Holding Hands 40 Subject A - Brain Wave (EEG) 40 Subject A - Brain Wave (EEG) 30 30 20 20 10 10 µ Volts µ Volts 0 0 -10 -10 -20 -20 -30 -30 -40 -40 2 Subject B - Heartbeat (ECG) 2 Subject B - Heartbeat (ECG) 1 1 m Volts m Volts 0 0 -1 -1 -2 -2 0 0.125 0.25 0.375 0.5 0.625 0.75 0 0.125 0.25 0.375 0.5 0.625 0.75 Seconds Seconds Figure 5. Signal averaged waveforms showing the detection of electromagnetic energy generated by the source’s heart in the receiving subject’s EEG. The baseline recording (left side) is from a 10-minute period during which time the subjects were seated 4 feet apart without physical contact. The right column shows the recording from the 5-minute period during which the subjects held hands. The EEG data shown here were recorded from the C3 site of the EEG. 9 © Copyright 2003 Institute of HeartMath
signal transfer between the two subjects was measur- low in amplitude or undetectable.60 able in one direction, it was only observed in both The possibility exists that in some cases the sig- directions simultaneously in about 30 percent of the nal appearing in the receiving subject’s recordings could pairs (i.e., Subject 2’s ECG could be detected in Sub- be the receiver’s own ECG rather than that of the other ject 1’s EEG at the same time that Subject 1’s ECG subject. Given the signal averaging procedure em- was detectable in Subject 2’s EEG). From other ex- ployed, this could only occur if the source’s ECG was periments we have concluded that this phenomenon continually and precisely synchronized with the is not related to gender or amplitude of the ECG sig- receiver’s ECG. To definitively rule this out, the data nal. As shown later, an important variable appears to in all experiments were checked for this possibility. be the degree of physiological coherence maintained. Simultaneously and independently, Russek and After demonstrating that the ECG from one Schwartz at the University of Arizona conducted individual could be detected in another’s EEG dur- similar experiments in which they were also able to ing physical contact, we completed a series of ex- demonstrate the detection of an individual’s cardiac periments to determine if the signal was transferred signal in another’s EEG recording in two people sit- via electrical conduction through the skin alone or ting quietly, without physical contact.61 In a publica- if it was also radiated. In one set of experiments sub- tion entitled “Energy Cardiology,” they discuss the jects were recorded holding hands under two sets of implications of their findings in the context of what conditions: barehanded and wearing form-fitting, they call a “dynamical energy systems approach” latex lab gloves. The ECG signal of one subject could describing the heart as a prime generator, organizer, be clearly detected in the EEG of the other subject and integrator of energy in the human body.62 even when they were wearing the gloves; however, the signal amplitude was reduced approximately ten- fold. This suggests that while a significant degree of Heart-Brain Synchronization During Nonphysical Contact the signal transfer occurs through skin conduction, the signal is also radiated or capacitively coupled Since the magnetic component of the field pro- between individuals. When conductive gel was used duced by the heartbeat is radiated outside the body to decrease skin-to-skin contact resistance, the sig- and can be detected several feet away with SQUID- nal amplitude was unaffected. For additional detail, based magnetometers,1 we further tested the trans- the protocols and data from these and related ex- ference of signals between subjects who were not in periments are described elsewhere.60 physical contact. In these experiments, the subjects were either seated side by side or facing each other at We also conducted several experiments to de- varying distances. In some cases, we were able to de- termine if the transfer of cardiac energy and infor- tect a clear QRS-shaped signal in the receiver’s EEG, mation is affected by the orientation of the subjects’ but not in others. Although the ability to obtain a clear hand-holding (i.e., source’s left hand holding registration of the ECG in the other person’s EEG receiver’s right hand vs. source’s right hand holding declined as the distance between subjects was in- receiver’s left hand, etc.). The subjects were in- creased, the phenomenon appears to be nonlinear. For structed to hold hands in each of the four possible instance, a clear signal could be detected at a distance orientations for 5 minutes. Since we only performed of 18 inches in one session but was undetectable in this experiment with three subject pairs, the results the very next trial at a distance of only 6 inches. Al- should be interpreted with a degree of caution; how- though transmission of a clear QRS-shaped signal is ever, we did find that consistent and measurable dif- uncommon at distances over 6 inches in our experi- ferences could be observed. The source’s ECG ap- ence, this does not preclude the possibility that physi- peared with the largest amplitude in the receiver’s ologically relevant information can be communicated EEG when the receiver’s right hand was held by ei- between people at longer distances. ther the source’s left or right hand. When the receiver’s left hand was held by the source’s right Because of the apparent nonlinear nature of hand, the signal appeared at a lower amplitude. Fi- the phenomenon and the growing body of data sug- nally, when the receiver’s left hand was held by the gesting that the detection of weak periodic signals source’s left hand, the ECG signal was either very can be enhanced in biological systems via a mecha- 10 © Copyright 2003 Institute of HeartMath
nism known as stochastic resonance, we investigated the possibility that physiological coherence may be an important variable in determining whether the cardiac fields are detected past the 6-inch distance. The nonlinear stochastic resonance model predicts that under certain circumstances, very weak coher- ent electromagnetic signals are detectable by biologi- cal systems and can have significant biological ef- fects.63-66 Stochastic resonance will be discussed in more detail in a subsequent section. Figure 6 shows the data from two subjects seated facing one another at a distance of 5 feet, with no physical contact. The subjects were asked to use the Heart Lock-In technique,39, 40 an emotional re- structuring exercise that has been demonstrated to produce sustained states of physiological coherence when properly applied.17 There was no intention to “send energy” and participants were not aware of the purpose of the experiment. The top three traces Figure 6. Heart-brain synchronization between two people. show the signal-averaged waveforms derived from The top three traces are Subject 2’s signal averaged EEG the EEG locations along the medial line of the head. waveforms, which are synchronized to the R-wave of Subject 1’s ECG. The lower plot shows Subject 2’s heart rate variability Note that in this example, the signal averaged pattern, which was coherent throughout the majority of the waveforms do not contain any semblance of the QRS record. The two subjects were seated at a conversational distance without physical contact. complex shape as seen in the physical contact ex- periments; rather they reveal the occurrence of an alpha wave synchronization in the EEG of one sub- ject that is precisely timed to the R-wave of the other subject’s ECG. Power spectrum analysis of the sig- nal averaged EEG waveforms was used to verify that it is the alpha rhythm that is synchronized to the other person’s heart. This alpha synchronization does not imply that there is increased alpha activity, but it does show that the existing alpha rhythm is able to synchronize to extremely weak external electro- magnetic fields such as those produced by another person’s heart. It is well known that the alpha rhythm can synchronize to an external stimulus such as sound or light flashes, but the ability to synchronize Figure 7. Overlay of signal averaged EEG and ECG. to such a subtle electromagnetic signal is surprising. This graph is an overlay plot of the same EEG and ECG data shown in Figure 6. Note the similarity of the wave shapes, As mentioned, there is also a significant ratio of al- indicating a high degree of synchronization. pha activity that is synchronized to one’s own heart- beat, and the amount of this synchronized alpha ac- tivity is significantly increased during periods of ject 2 and Subject 1’s heart. These data show that it physiological coherence.20, 21 is possible for the magnetic signals radiated by the Figure 7 shows an overlay plot of one of Sub- heart of one individual to influence the brain rhythms ject 2’s signal averaged EEG traces and Subject 1’s of another. In addition, this phenomenon can occur signal averaged ECG. This view shows an amazing at conversational distances. As yet, we have not degree of synchronization between the EEG of Sub- tested this effect at distances greater than 5 feet. © Copyright 2003 Institute of HeartMath 11
Figure 8 shows the data from the same two vulnerable to being negatively affected by the fields subjects during the same time period, only it is ana- emanating from others. It appears that it is the in- lyzed for alpha synchronization in the opposite di- creased internal stability and coherence that allows rection (Subject 1’s EEG and Subject 2’s ECG). In for the increased sensitivity to emerge. this case, we see that there is no observable syn- This fits quite well with our experience in train- chronization between Subject 1’s EEG and Subject ing thousands of individuals in how to self-generate 2’s ECG. The key difference between the data shown and maintain coherence while they are listening to in Figure 6 and Figure 8 is the high degree of physi- others during conversation. Once individuals learn ological coherence maintained by Subject 2. In other this skill, it is a common experience that they be- words, the degree of coherence in the receiver’s heart come much more attuned to other people and are rhythms appears to determine whether his/her brain able to detect and understand the deeper meaning waves synchronize to the other person’s heart. behind spoken words. They are often able to sense This suggests that when one is in a physiologi- what someone else really wishes to communicate cally coherent mode, one exhibits greater sensitiv- even when the other person may not be clear about ity in registering the electromagnetic signals and in- that which he is attempting to say. This technique, formation patterns encoded in the fields radiated by called Intuitive Listening, helps people to feel fully the hearts of other people. At first glance these data heard and promotes greater rapport and empathy may be mistakenly interpreted as suggesting that we between people.67 are more vulnerable to the potential negative influ- Our data are also relevant to Russek and ence of incoherent patterns radiated by those around Schwartz’s findings that people who are more accus- us. In fact, the opposite is true, because when people tomed to experiencing positive emotions such as love are able to maintain the physiological coherence and care are better receivers of cardiac signals from mode, they are more internally stable and thus less others.61 In their follow-up study of 20 college stu- dents, those who had rated themselves as having been raised by loving parents exhibited significantly greater registration of an experimenter’s ECG in their EEG than others who had perceived their parents as less loving. Our findings, which show that positive emotions such as love, care, and appreciation are associated with increased physiological coherence, suggest the possibility that the subjects in Russek and Schwartz’s study had higher ratios of physiologi- cal coherence, which could explain the greater reg- istration of cardiac signals. Heart Rhythm Entrainment Between Subjects When heart rhythms are more coherent, the electromagnetic field that is radiated outside the body correspondingly becomes more organized, as shown in Figure 4. The data presented thus far indicate that signals and information can be communicated ener- getically between individuals, but so far have not implied a literal entrainment of two individuals’ heart Figure 8. rhythm patterns. We have found that entrainment The top three traces are the signal averaged EEG waveforms for of heart rhythm patterns between individuals is pos- Subject 1.There is no apparent synchronization of Subject 1’s alpha rhythm to Subject 2’s ECG. The bottom plot is a sample sible, but usually occurs only under very specific of Subject 1’s heart rate variability pattern, which was incoherent conditions. In our experience, true heart rhythm throughout the majority of the record. entrainment between individuals is very rare during 12 © Copyright 2003 Institute of HeartMath
of heart rhythm synchrony observed in these couples 120 Subject A (female) Subject B (female) while they sleep. Figure 10 shows an example of a 100 small segment of data from one couple. These data were recorded using an ambulatory ECG (Holter) Heart Rate (BPM) 80 recorder with a modified cable harness that allowed the concurrent recording of two individuals on the 60 same tape. Note how the heart rhythms simulta- 40 neously change in the same direction and how heart 810 830 850 870 890 910 rates converge. Throughout the recording, clear tran- Time (seconds) sition periods are evident in which the heart rhythms Figure 9. Heart rhythm entrainment between two people. move into greater synchronicity, maintain the en- These data were recorded while both subjects were practicing the Heart Lock-In emotional restructuring technique and trainment for some time, and then drift out again. consciously feeling appreciation for each other. It should be This implies that unlike in most wakeful states, en- emphasized that in typical waking states, entrainment between people such as in this example is rare. trainment between the heart rhythms of individuals can and does occur during sleep. We have also found that a type of heart rhythm normal waking states. We have found that individu- entrainment or synchronization can occur in inter- als who have a close living or working relationship actions between people and their pets. Figure 10 are the best candidates for exhibiting this type of shows the results of an experiment looking at the entrainment. Figure 9 shows an example of heart heart rhythms of my son Josh (15 years old at the rhythm entrainment between two women who have time of the recording) and his dog, Mabel. Here we a close working relationship and practice coherence- used two Holter recorders, one fitted on Mabel and building techniques regularly. For this experiment, the other on Josh. We synchronized the recorders they were seated 4 feet apart, and, although blind to and placed Mabel in one of our labs. Josh then en- the data, were consciously focused on generating feel- tered the room and sat down and proceeded to con- ings of appreciation for each other. sciously feel feelings of love towards Mabel. Note the A more complex type of entrainment can also synchronous shift to increased coherence in the heart occur during sleep. Although we have only looked at rhythms of both Josh and Mabel as Josh consciously couples who are in long-term stable and loving rela- feels love for his pet. tionships, we have been surprised at the high degree 80 Subject A (male) Subject B (female) 78 76 Heart Rate (BPM) 74 72 70 68 66 64 62 60 01:49:58 AM 01:50:58 AM 01:51:58 AM 01:52:58 AM Clock Time Figure 10. Heart rhythm entrainment between husband and wife during sleep. 13 © Copyright 2003 Institute of HeartMath
Figure 11. Heart rhythm patterns of a boy and his dog. These data were obtained using ambulatory ECG (Holter) recorders fitted on both Josh, a boy, and Mabel, his pet dog. When Josh entered the room where Mabel was waiting and consciously felt feelings of love and care towards his pet, his heart rhythms became more coherent, and this change appears to have influenced Mabel heart rhythms, which then also became more coherent. When Josh left the room, Mabel’s heart rhythms became much more chaotic and incoherent, suggesting separation anxiety! Influence of the Heart’s Bioelectromagnetic Field on for information that can affect the function of cells Cells in our own body as well as other biological systems in proximity. In the early 1990s, we undertook a se- The idea that information can be communi- ries of experiments to test this hypothesis. This cated between biological systems and cause an effect project evolved over several years and extended into in another living system is far from a new concept. many types of experiments. We were able to demon- This phenomenon has been examined in many dif- strate that individuals can cause changes in the struc- ferent biological systems. A review of this literature ture of water,51 in cell growth rate, and in the confor- is beyond the scope of this paper, but the subject has mational state of DNA.52 In general, we found that in been reviewed recently by Marilyn Schlitz, Director order to produce these effects in a reliable manner, of Research at the Institute of Noetic Sciences. In both a high degree of heart rhythm coherence and her review, both intention and how it is focused (i.e., an intention to produce a given change were critical. attitude) are considered important variables in affect- ing outcomes.68 Further, studies conducted in our Much scientific research has attempted to de- laboratory suggest that emotional state and the de- termine the effects, if any, of electromagnetic fields gree of coherence in the electromagnetic fields pro- (particularly the 50 and 60-hertz fields generated by duced by the heart are also important variables. power lines) on cells, and has yielded largely incon- clusive results. However, comparatively little effort We have long suspected that one aspect of the has been made to understand the effects of the body’s heart’s electromagnetic field acts as a carrier wave 14 © Copyright 2003 Institute of HeartMath
endogenous fields, those that actually comprise the coherent versus incoherent ECG signals. The coher- bioelectromagnetic environment in which our cells ent field yielded a higher growth rate; however, this are continuously bathed. The most consistent and effect did not reach statistical significance in this set strongest source of an endogenous electromagnetic of experiments. Thus, it appears that the presence or field is of course the heart. absence of a cardiac field was the primary variable to In order to test the hypothesis that the elec- influence growth rate in these experiments. tromagnetic field generated by the heart may have One particularly intriguing experiment was direct effects at the cellular level, we performed a performed in which healthy human fibroblasts and series of cell culture experiments in which we ex- human fibrosarcoma cells (tumor cells from the same posed several different cell lines to simulated heart lineage) were both exposed to the same coherent fields. To do this, we first acquired ECG data at a 10- ECG signal. We found that the growth of the healthy kilohertz sample rate from people in various emo- cells was facilitated by 20%, as expected, while the tional states, generating correspondingly different growth of the tumor cells was inhibited by 20%. heart rhythm patterns. We then used a digital-to- These results may relate to work conducted in Ger- analog converter to recreate these ECG signals, many by Ulrich Randoll with cancer patients. He has which were fed into a specially built amplifier that found that by monitoring a patient’s own heartbeat could accurately recreate the low frequency portions and using it to trigger the application of an exter- of the ECG along with the higher frequencies. The nally applied pulsed field, he has been able to suc- output of the amplifier was used to drive a coil in cessfully treat a number of patients with advanced which cell cultures were placed. For the experiment carcinomas.69 Dr. Randoll’s therapeutic goal is to “re- described here, a 2-inch diameter solenoid coil 15 generate and stabilize the basic autonomic rhythm inches high was placed vertically inside a 5% carbon of the organism.” He has also used ultrastructural dioxide incubator. Human fibroblasts (skin cells) tomographic images of living cells to visualize tem- were placed in 35-millimeter petri dishes inside the poral rhythms in the structural elements at the sub- center section of the coils where the field was uni- cellular level. This technique shows clear differences form. Typically, 10 individual petri dishes, each con- in the temporal rhythms of cancer cells as compared taining the same number of cells, were placed inside to normal cells.70 He is convinced that his treatments the coils. Identical cells were placed in a mock coil are helping to restore the normal pattern of activity in a separate incubator and served as controls for at the cellular level, which facilitates recovery from each experiment. The field strength to which the cells disease, and believes that the rhythm of the heart in the human body are exposed from a normal heart- and the field it produces are the key to this healing beat was determined. The output of the amplifier process. was adjusted so that the cells placed in the coil were exposed to approximately the same field strength as they would be in the body. While the cells were grow- Mechanisms of Weak Electromagnetic Field Effects in ing in the incubator over a 6-day period, they were Biological Systems continuously exposed to the ECG signals. A biological response to an external field (sig- After exposure, the growth rates of the cells in nal) implies that the signal has caused changes in the active and control coils were measured using a the system greater than those caused by random fluc- colorimetric staining assay. After many trials and tuating events, or noise. Theoretical estimates of the variations of this basic experiment, we found that fi- limitations on the detection of very small signals by broblast cells exposed to the heart’s field exhibited a sensory systems imposed by the presence of ther- mean increase in growth rate of 20% as compared to mal noise (thermal noise limit) were traditionally the controls. We also performed several trials in which made using linear approximation under the assump- we exposed the same type cells to a 60-hertz field of tion that the system is in a state of equilibrium.71 the same average magnitude of the heart’s field. In Traditional linear theory predicted that weak, ex- this case, there was no significant change in the growth tremely low frequency electromagnetic fields, such rate when compared to the controls. We did find a as that radiated from the human heart, could not slight difference in the growth rate in cells exposed to generate enough energy to overcome the thermal 15 © Copyright 2003 Institute of HeartMath
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