Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...

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Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
Virtual Attendance
                                          Available

                  SUBHEADING
Public Sector Assurance Forum
– Hybrid Conference
29 & 30 July 2021
Hyatt Hotel, Canberra & Online

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Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
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Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
The Institute of Internal Auditors-Australia is delighted to invite you and your team to attend our 17th
Program overview   annual Public Sector Assurance Forum. This year’s forum will be delivered as a hybrid event, providing
                   delegates the opportunity to attend in-person or online and will also feature satellite meeting hubs for
                   attendees in Brisbane and Perth.

                   This forum provides a unique sector-based forum to exchange knowledge on the critical issues
                   impacting internal audit, risk, compliance, governance and quality professionals working across the
                   public sector.

                   The program will address a variety of topics, including, insights on strategic issues that are influencing
                   and shaping the public sector environment; interactive discussion sessions to address the particular
                   governance and control requirements for the sector; and technical “how to” sessions to explore
                   practical approaches of undertaking specific internal audits and assurance activities. Sessions will be
                   presented by public sector leaders, experts and assurance professionals.

                   Benefit from gaining insights from speakers with sector knowledge, technical experts and internal audit
                   stakeholders. There will also be opportunities for both the in-person and online audience to actively
                   engage in knowledge sharing through the dedicated topic discussion sessions scheduled throughout
                   the program.

                   We look forward to seeing and engaging with you at the forum.

                   Josh Chalmers PMIIA                                 Stephen Tiley PMIIA CIA
                   Chair - Public Sector Assurance Forum               President
                   IIA-Australia                                       IIA-Australia
Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
DAY 1 PROGRAM OVERVIEW
DAY 1 - THURSDAY 29 JULY 2021
7.30am – 8.45am   CHIEF AUDIT EXECUTIVE BREAKFAST FORUM
                  This is an exclusive invitation only event limited to CAEs which will focus on the emerging issues for the
                  internal audit profession and the critical role of the CAE. This interactive forum will provide the opportunity
                  for you to engage with, debate, question and discuss various issues at strategic level with your peers as well
                  as provide insight into senior executives’ and stakeholders’ expectations of internal audit.
8.15am–8.45am     REGISTRATION AND ARRIVAL REFRESHMENTS
8.45am–8.50am     WELCOME ADDRESS AND OPENING REMARKS
8.50am–9.30am     KEYNOTE 1
                  Digital government – Delivering smart and efficient services through innovation
                  This session will session explore the vision and strategy behind the transition to digital services that are
                  being rolled out by government agencies to meet consumer demands and efficiently deliver services in
                  today’s environment. Key areas to be addressed include:
                  › Setting the vision and driving innovation in determining the need for digital government services
                  › Understanding the impact of new and disruptive technologies in government – Examples and current
                    applications
                  › Practical application of digital service delivery – Challenges and solutions
                  › Identifying and addressing risks in digital transformation
                  › Getting IT governance right in large scale digital transformations
                  › The opportunity for internal audit to support the transformation to digital government
                  Peter Alexander, Chief Digital Officer, Australian Government, Digital Transformation Office
9.35am–9.55am     DISCUSSION TOPIC SESSION
                  DT1 - Auditing the customer experience for digital services – Where to start?
                  This is an interactive session designed to engender and exchange ideas on better practices as well as raise
                  questions and awareness on how the internal audit profession can continue to add more value to their
                  organisations. So be prepared to be involved to share your challenges, solutions and insights.
10.00am–10.40am   CONCURRENT SESSIONS 1
                  1A Auditing monitoring & evaluation frameworks for       1B Complying with Government Information
                  government programs                                      Security Requirements
                  › Developing a good monitoring and evaluation            › Understanding the obligations of organisations in
                    framework                                                relation to the Government Information Security
                  › Defining the scope and outcomes of public sector         requirements
                    programs to effectively design an evaluation           › Determining what may constitute an adverse
                    framework                                                security assessment for an organisation
                  › Developing an evaluation framework to ensure the       › Overview of the critical elements of the security
                    desired outcomes will be measured                        assessment framework
                  › Determining the right baseline data and KPIs to        › How the internal audit and assurance function
                    measure program effectiveness                            can ensure and support their organisations in
                  › The role of internal audit including auditing            complying with Government Information Security
                    performance measures for accuracy, reliability and       requirements
                    adequacy                                               David Berkelmans AMIIA, Executive Director IT
                  Dr Wendy Jarvie, Adjunct Professor, Public Service       Audit, Synergy Group Australia
                  Research Group, School of Business, University of
                  NSW Canberra
10.40am–11.10am   MORNING NETWORKING BREAK AND EXHIBITION VIEWING
11.10am–11.50pm   CONCURRENT SESSIONS 2
                  2A Auditing the control environment                      2B The Carbon Zero audit plan
                  › Mapping your control environment – Defining            › Review of the current legislative requirements and
                    standards, process and structures that underpin the      future carbon requirements for the 2050 net zero
                    organisations control environment                        target
                  › Redefining reasonable assurance – How has it           › Understanding what organisations should be doing
                    changed pre, during and post COVID                       now in relation to carbon
                  › Assessing the control environment - Looking            › Developing a robust, reliable data collection,
                    beyond control design and focusing on control            processes and systems for measuring and reporting
                    application                                              of carbon emissions
                  › Understanding the importance of soft controls to       › The role for internal audit in the validation process
                    address control behaviour                                – The importance of getting the carbon footprint
                  › Developing a framework to identify control gaps          right
                    and assess control maturity                            › Understanding how much of your future audit plans
                  › Reporting on and improving control effectiveness         will revolve around carbon
                  Brydie Bodnar, Chief Auditor, Department of              John Tomac, ESG Partner, PwC
                  Transport and Main Roads (QLD)
Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
DAY 1 PROGRAM OVERVIEW

11.55am–12.35pm   KEYNOTE 2
                  Integrated assurance – Meeting stakeholder expectations
                  This panel discussion will explore the challenge of providing comfort to stakeholders that appropriate
                  controls are in place and operating effectively across the organisation. The panel of stakeholders will share
                  their expectations in relation to the information they require to have comfort over assurance. Hear how
                  they see the interplay between internal audit, risk management and other second line players, as well as
                  organisational management in ensuring all the assurance bases are covered. Key themes to be explored
                  include:
                  › Defining responsibilities over risk management and assurance – Who do stakeholders rely upon to provide
                    assurance?
                  › Consolidating risk, control and assurance information to form the enterprise view - What are stakeholders
                    looking for with integrated reporting?
                  › Integrating the efforts of internal audit, risk and other assurance functions to produce the “big risk picture”
                    of risk and assurance – Where can the assurance functions effectively rely on each other’s work?
                  › Providing comfort over the widening assurance universe – How internal audit provide the most value?
                  Panel members include:
                  Michelle Noack, Director Portfolio Governance, The Treasury
                  Andrew Cox PFIIA CIA CGAP, Audit Committee Member, Australian Institute for Aboriginal and Torres
                  Strait Islander Studies; Murray–Darling Basin Authority; Department of Mines, Industry Regulation and
                  Safety; ACT Government Justice and Community Safety Directorate
                  Samantha Montenegro AMIIA, Chief Auditor, Department of Foreign Affairs and Trade
                  Facilitator: Joshua Chalmers PMIIA, Chair – Public Sector Assurance Forum, IIA-Australia & Partner, PwC
12.40pm–1.00pm    DISCUSSION TOPIC SESSION
                  DT2 - Assurance mapping - Who owns it? Who does it? Who has got it right?
                  This is an interactive session designed to engender and exchange ideas on better practices as well as raise
                  questions and awareness on how the internal audit profession can continue to add more value to their
                  organisations. So be prepared to be involved to share your challenges, solutions and insights.
1.00pm–2.00pm     LUNCH NETWORKING BREAK AND EXHIBITION VIEWING
2.00pm–2.40pm     CONCURRENT SESSION 3
                  3A Addressing compliance risk                            3B Auditing Blockchain, AI and automation
                  › Ensuring your organisation understands and             › Ensuring the coding is right in Blockchain and AI
                    manages its compliance obligations                       programs
                  › Understanding the importance of defining who is        › Understanding the importance of auditing the
                    responsible for what, to drive better accountability     human element in AI audits – Addressing the
                    across the organization                                  challenge of coding bias
                  › Ensuring appropriateness of processes,                 › Determining automation and machine learning risk
                    documentation and reporting of compliance                – Challenging the logic of the machine learning
                    management                                               process
                  › Taking a risk-based approach in managing and           › Factors to consider in setting up the control design
                    mapping compliance risk                                  for automation processes and AI
                  › Essentials in preparing an effective regulatory        › Setting up and monitoring a strong governance
                    compliance audit plan                                    framework that limits automation failures
                  Tania Stegemann PFIIA CIA CCSA CRMA, Director            › Auditing and reporting on AI and automation
                  of Compliance, Catholic Professional Standards             processes
                                                                           Rob Hanson AMIIA CRMA, Regulatory Affairs
                                                                           Manager Australian Data Standards Body, The
                                                                           Treasury
Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
DAY 1 PROGRAM OVERVIEW

2.45pm–3.25pm     CONCURRENT SESSION 4
                  4A Auditing culture – The expectations for the          4B Addressing asset management risk at Sydney
                  public sector                                           Trains
                  Presented through two case studies, this session will   › The Asset Management framework to support
                  explore:                                                  sustainably managed assets and alignment to
                  › Understanding internal audit’s involvement in           objectives
                    defining and measuring risk culture                   › Overview of strategic asset management -
                  › Determining the factors that influence the risk         Reducing risk and delivering value from assets
                    culture and behaviours within an organisation         › Asset Life Cycle optimization – Balancing cost/risk
                  › Making culture visible – Developing measures and        and performance
                    criteria to get a handle on risk culture              › Asset Management governance – Aligning strategy
                  › Building a framework to assess risk culture and         to delivery
                    behaviours through internal audit reviews             › Managing asset change - Configuration
                  › Effectively interpreting and communicating the          Management
                    results                                               › Internal Audits role within the Asset Management
                  Andrew Rodrigues AMIIA, National Manager Audit            Framework
                  Services Australia                                      Grant Burton, Deputy Executive Director Asset
                  David Joyce MIIA(Aust), Head Audit, Australian          Management, Sydney Trains
                  Broadcasting Corporation                                Shane Campbell PMIIA CIA, Deputy Executive
                                                                          Director, Internal Audit & Assurance Governance,
                                                                          Sydney Trains
3.25pm – 3.55pm   AFTERNOON NETWORKING BREAK AND EXHIBITION VIEWING
3.55pm–4.25pm     DISCUSSION TOPIC SESSION
                  DT3 - Coming back from shutdown – New priorities and approaches to audit
                  This session is designed for peer to peer discussion to gather together ideas and encourage lateral
                  thinking on the key challenge of providing efficient and real value-add internal audit deliverables in today’s
                  environment. Topics to be discussed are:
                  › Reprioritising the audit plan – Tying up loose ends post shutdown
                  › Risks in working from home and the remote auditing environment
                  › Resourcing the internal audit function – Onboarding staff and keeping current staff up to date
                  › Ensuring wellbeing across your internal audit team
                  This is an interactive session designed to engender and exchange ideas on better practices as well as raise
                  questions and awareness on how the internal audit profession can continue to add more value to their
                  organisations. So be prepared to be involved to share your challenges, solutions and insights.
4.30pm–5.20pm     KEYNOTE 3
                  The value of accountability and transparency – Why it matters for the public sector
                  This session will explore the increasing expectations of the community on public sector agencies to
                  effectively lead and make the right decisions during challenging times. Key themes to be explored include:
                  › Visioning a high performing, transparent and accountable public sector
                  › Understanding the importance of the value of accountability and transparency by the community in
                    relation to public sector leadership and decision making
                  › Assessing the gap between the present and where the public sector needs to be in the future
                  › Getting the balance right between risk, controls and meeting the needs of the community
                  › The responsibilities and expectations of the internal audit and risk functions within the governance
                    framework
                  Caroline Spencer, Auditor General of Western Australia, Office of the Auditor General for Western
                  Australia
5.20pm–5.30pm     CLOSING REMARKS
5.30pm–6.30pm     NETWORKING DRINKS
Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
POST-CONFERENCE WORKSHOPS

FRIDAY 30 JULY 2021
8.15am–8.30am REGISTRATION AND ARRIVAL REFRESHMENTS
8.30am–12.30pm WORKSHOP 1 – ASSURANCE MAPPING
This workshop will take you through the assurance mapping          Presenter:
process which can be practically applied in all organisations no   Cathy Blunt PFIIA CIA,
matter how big or small.                                           Principal, OCM
Key areas to be covered                                            Cathy Blunt is a Principal of OCM
› Identifying the essential enterprise risk management elements    with over 20 years of internal audit
  needed for assurance mapping                                     experience. She is responsible for
› Identifying which assurance providers can be included, and       the management and delivery of
  knowing why                                                      OCM’s internal audit services to
› Using the assurance map as an internal audit planning tool       clients within the public and private
› Knowing how to assess the extent of the assurance coverage       sector within Queensland.
  for each process and sub-process                                 Prior to joining OCM, Cathy was the internal audit manager
› Identifying various alternatives to consider when assessing      at Griffith University for over seven years and also previously
  potential gaps and / or duplicate coverage areas                 worked in Federal and State Government, at Deloitte and the
› Strategies for building a practical assurance mapping action     Bank of Queensland.
  plan for CAEs                                                    Cathy holds a Bachelor of Commerce and a Masters of Business
Learning outcomes                                                  Administration in addition to her qualifications of Certified
                                                                   Practising Accountant, Certified Internal Auditor® and Certified
› How to link enterprise risk management with the assurance        Information Systems Auditor. Cathy is a Fellow of the IIA-
  map                                                              Australia and Fellow of CPA Australia and member of ISACA and
› How to build a framework to manage and assess the quality        AICD.
  of assurance coming from assurance providers within your
  organisation                                                     Cathy was a Director of IIA-Australia from 2008 – 2015, holding
                                                                   the office of President from 2011 to 2013. Cathy was on the IIA
› Understanding the boundaries and responsibilities of the         Global Board and Member and then Chair of the IIA Global Audit
  various assurance functions                                      Committee from 2011 to 2017. She was also a member of the IIA
› Discover the building blocks of constructing an effective        Professional Certifications Board from 2011 to 2016.
  assurance map
Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
POST-CONFERENCE WORKSHOPS

FRIDAY 30 JULY 2021
12.30pm–1.00pm LUNCH FOR THOSE ATTENDING BOTH WORKSHOPS
1.00pm–5.00pm WORKSHOP 2 – A FRAUD PREVENTION, CONTROL AND RESPONSE – INTERNAL AUDIT’S APPROACH AND
RESPONSIBILITY TO FRAUD MANAGEMENT
This workshop will provide lived experiences in fraud risk          Ian McKinnon, Director – Forensics,
management, control and response and provide guidance on            Vincents Chartered Accountants
how internal auditors should influence the fraud and corruption     Ian joined Vincents in 2002 and as well as
risk and control framework.                                         being a Chartered Accountant, he has been
It will provide you with the awareness of how to minimise risk,     admitted as a solicitor with the Supreme
and guidance on internal audit’s response in the detection and      Court of Queensland and as a Barrister with
fight against fraud and corruption.                                 the New South Wales Supreme Court.
Key areas to be covered                                             Previously he has worked as a lawyer,
› Why do we manage fraud risk and seek prevention?                  company secretary and public accountant.
› What are the requirements of the Australian Standard on           Ian works in the area of forensic accounting and litigation
   Fraud and Corruption Control and Public Sector expectations?     support with particular focus in the areas of financial crime,
› What to do when fraud is detected                                 commercial litigation and infrastructure. Ian has provided
                                                                    forensic accounting support in the following areas: conducting
› Establishing or reviewing a framework to deal with the risks of   fraud investigations, providing expert evidence on behalf
   fraud and corruption                                             of defendants charged with a financial crime or subject to
 Learning Outcomes                                                  a proceed of crime order, acting as expert in a variety of
› Why is fraud & corruption control necessary                       commercial disputes and providing due dilligence and financial
› Profiling fraud and corruption risk – Identifying fraud and       compliance services to regulators.
   corruption types and indicators
› Methodologies to assess your organisations fraud controls   Daniel Hains, Director – Computer
› The importance of computer controls and forensics – Front   Forensics, Vincents Chartered Accountants
   line of fraud prevention, detection and response           Daniel joined Vincents in 2002 after gaining
› What should internal audit do to be on the front foot       considerable experience in business
                                                              analysis. He brings a wealth of international
Presenters:                                                   experience to both the Forensic Accounting
Chris Puschak PMIIA CIA CRMA CGAP,                            and Forensic Technology business units,
Director, Vincents Chartered Accountants                      having worked with an internationally
                                                              affiliated professional accounting firm and later in various
Chris Puschak has heldsenior roles and                        commercial roles both here and overseas.
provided strategic direction and insight to
senior executives across the ACT and                          Daniel is a director of Vincents Forensic Technology, a division
Commonwealth Governments and private                          of Vincents Chartered Accountants. He works with our highly
industry for the past 20 years. His                           qualified computer forensics and e-discovery experts to deliver
collaborative leadership style has                            solutions in the field of electronic documents and digital
contributed to productive outcomes in internal audit,         evidence. Daniel is also a Chartered Accountant and is able
risk management, governance, procurement and grants           to use his experience in data acquisition, computer analysis,
management with a broad range of businesses including health, financial investigations and forensic accounting to provide
community, social and human services and safety-related       expertise in financial, commercial litigation and valuation
organisations.                                                engagements.
Chris has been active as a member of the Institute of Internal
Auditors-Australia Canberra Chapter since 2008 with a keen
vision for the ongoing development and improvement of the
profession.
Public Sector Assurance Forum - Hybrid Conference - SUBHEADING 29 & 30 July 2021 Hyatt Hotel, Canberra & Online - IIA ...
How to register
Online Registration

Register online at www.iia.org.au and follow the prompts. Each delegate must complete a separate online registration form. Please
note this is a secure website.

Registration forms

Alternatively registration forms can be scanned and returned by email: conferences@iia.org.au
Please complete and return the registration form along with full payment. Each delegate must complete a separate registration
form.

Virtual attendees registration closing date and log-in details

IMPORTANT: Registrations will close at COB Monday, 26 July 2021.
For virtual attendees, IIA-Australia will be utilising a third-party virtual conference platform. Upon registering you will receive a
confirmation email from IIA-Australia. On Tuesday, 15 June you will receive an email with your log-in details to the event.
All attendees registered will also have access to review sessions after the event for 30 days via the virtual conference platform.
Conference fees
All fees are quoted in Australian Dollars and are inclusive of the 10% compulsory goods and services tax (GST).
CPE

Attendance will provide 7.5 CPE hours.

 Public Sector Assurance Forum 2021 – Registration Fees
 Early Bird                                                                                                                    Register before or on 16/07/2021
 In-person - Early Bird Member                                                                                      $875
 In-Person - Early Bird Non-Member                                                                                  $1050
 Satellite Hub – Early Bird Member                                                                                  $620
 Satellite Hub – Early Bird Non-Member                                                                              $770
 Virtual - Early Bird Member                                                                                        $490
 Virtual - Early Bird Non-Member                                                                                    $640
 Standard                                                                                                                              Register after 16/07/2021
 In-person - Standard Member                                                                                        $995
 In-Person - Standard Non-Member                                                                                    $1170
 Satellite Hub – Standard Member                                                                                    $685
 Satellite Hub – Standard Non-Member                                                                                $865
 Virtual - Standard Member                                                                                          $545
 Virtual - Standard Non-Member                                                                                      $725
 Workshops - in-person only                                                                                                                       Register anytime
 Attend One Workshop- Member                                                                                        $395
 Attend One Workshop – Non-Member                                                                                   $495
 Attend Both Workshops - Member                                                                                     $690
 Attend Both Workshops – Non-Member                                                                                 $890
Group discount – A group discount of 10% applies to in-person registrations only, when three or more people from the same organisation book at the same time. The relevant
member or non-member rate will apply. Please note that group discounts are not available for virtual or satellite hub attendees.

RMIA members can register at the IIA-Australia member rate.

What is a Satellite Hub?
Satellite hubs are available in Brisbane and Perth. The hubs will provide a live meeting point for delegates to view the
virtual event and participate in face-to-face networking. Each satellite hub will have a facilitator / host to encourage active
engagement at the forum. Lunch, morning and afternoon teas will be provided. Please note that the experience across satellite
hubs may vary dependant on host facilities and numbers will be limited to meet host COVID safe requirements.
Registration
form & tax invoice
 Public Sector Sector Assurance Forum - 29 & 30 July 2021

1. PROVIDE PERSONAL DETAILS – please use block letters                        2. CONFIRM REGISTRATION TYPE AND FEES

Title                  Prof    Dr      Mr    Mrs      Ms    Miss     Other   Early Bird - register before or on 16 July 2021

Family name                                                                   In-person - Early Bird Member                                                               $875
                                                                              In-person - Early Bird Non-Member                                                         $1050
Given name
                                                                              Satellite Hub - Early Bird Member                                                           $620
Postnominal            CIA®          CCSATM         CGAPTM    CFSATM
                                                                              Satellite Hub - Early Bird Non-Member                                                       $770
                       CRMATM        GradCertIA     QIALTM    Other
Position                                                                      Virtual - Early Bird Member                                                                 $490
                                                                              Virtual - Early Bird Non-Member                                                             $640
Organisation
                                                                              Standard - register after 16 July 2021
Address for correspondence                                                    In-person - Standard Bird Member                                                            $995
                                                                              In-person - Standard Bird Non-Member                                                        $1170
                                                                              Satellite Hub - Standard Bird Member                                                        $685
City/State			Country		Postcode
                                                                              Satellite Hub - Standard Bird Non-Member                                                    $865
Telephone (        )                                                          Virtual - Standard Bird Member                                                              $545

Facsimile (    )                                                              Virtual - Standard Bird Non-Member                                                          $725
                                                                              Workshops
Mobile
                                                                              Attend one workshop - Member                                                                $395
Email                                                                         Attend one workshop - Non-Member                                                            $495

Name as you wish it to appear on name badge                                   Attend both workshop - Member                                                               $690
                                                                              Attend both workshop - Non-Member                                                           $890
                                                                              For satellite hub attendees, please choose you hub location:
Please indicate your membership number                                           Brisbane        Perth
  IIA Member
                                                                              TOTAL REGISTRATION FEES $
  RMIA Member
                                                                              Satellite hubs are available in Brisbane and Perth. The hubs will provide a live meeting point for
                                                                              delegates to view the virtual event and participate in face-to-face networking. Each satellite hub will
                                                                              have a facilitator / host to encourage active engagement at the forum. Lunch, morning and afternoon
                                                                              teas will be provided. Please note that the experience across satellite hubs may vary dependant on
                                                                              host facilities and numbers will be limited to meet host COVID safe requirements.

                                                                              Group discount – A group discount of 10% applies to in-person registrations only, when three or more
                                                                              people from the same organisation book at the same time. The relevant member or non-member rate
                                                                              will apply. Please note that group discounts are not available for virtual or satellite hub attendees.

                                                                              RMIA members can register at the IIA-Australia member rate.
3. INDICATE CONCURRENT SESSION PREFERENCES                                                            6. PAYMENT DETAILS

10.00am – 10.40pm                                                                                     Method of payment (please choose an option)

   1A Auditing monitoring & evaluation frameworks for government                                      1.          I wish to pay by credit card*
                                                                                                      * 1.05% surcharge for Amex | 1.23% surcharge for Visa/MasterCard | 3% surcharge for Diners
programs
                                                                                                      Please complete the following
   1B Complying with Government Information Security Requirements
                                                                                                           Visa      MasterCard              Amex           Diners
11.10am – 11.50am
                                                                                                      Total amount in AUD $
   2A Auditing the control environment
   2B The Carbon Zero audit plan                                                                      Credit Card Number

2.00pm – 2.40pm                                                                                       Expiry Date
   3A Adressing compliance risk
                                                                                                      Name of Card Holder
   3B Auditing Blockchain, AI and automation
                                                                                                      Signature
2.45pm – 3.25pm
   4A Auditing culture – The expectations for the public sector                                       2.          I will transfer the above sum to the
   4B Adressing asset management risk at Sydney Trains                                                             Account Name: The Institute of Internal Auditors – Australia
                                                                                                                   Bank: Westpac Banking Corporation
4. REGISTER FOR WORKSHOP (IN-PERSON ONLY)
                                                                                                                   Address: 84 King Street, Sydney NSW 2000
                                                                                                                   Branch (BSB): 032003
Workshops – Friday 30 July 2021
                                                                                                                   Account Number: 478233
                                                                                                                   Swift code: WPACAU2S
8.30am – 12.30pm                WS1 – Assurance mapping
                                                                                                      When sending payment by telegraphic transfer from overseas, please
1.00pm – 5.00pm                 WS2 – A Fraud prevention, control and response                       add AUD$20.00 for bank fees. The delegate is responsible for all fees
                                – Internal audit’s approach and responsibility to                     associated with the transaction. To enable us to identify your payment,
                                fraud management                                                      please ensure that your name and Public Sector Assurance Forum
                                                                                                      2021 appear on the transfer.
5. SPECIAL REQUIREMENTS                                                                               Please email a record to accounts@iia.org.au.

Dietary requirements                                                                                  7. RETURNING FORM
Please specify if you have any meal requirements. Please note that
                                                                                                      Please return form and payment to
some special meals will incur an additional change. You will be notified
                                                                                                      	Institute of Internal Auditors – Australia
if this is the case for the food type you have indicated.
                                                                                                        email: conferences@iia.org.au
                                                                                                        Each delegate must complete a separate registration form
                                                                                                      General enquiries
                                                                                                      	conferences@iia.org.au
                                                                                                        Tel +61 2 9267 9155
Special assistance                                                                                      Tel Toll free (within Australia) 1800 236 366
Please indicate if you have a disability or require assistance to                                       www.iia.org.au

participate fully. Please list the type of assistance you require.                                    Sponsorship enquiries
                                                                                                                     anna.soo@iia.org.au
                                                                                                                     Tel +61 2 9267 9155
                                                                                                                     Tel Toll free (within Australia) 1800 236 366

NOTE: All fees are quoted in Australian dollars (AUD) inclusive of GST. This document will be a tax
invoice/receipt for GST when you make payment. ABN 80 001 797 557
DEFINITIONS
The word ‘event’ refers to all our conferences, workshops, webinars, members meetings, professional development training courses, dinners and
other networking occasions.
INVOICING, PAYMENT & REGISTRATION
If an invoice is requested for an event, payment must be received within 14 days of the invoice date. The registration for events will not be processed
until full payment is received. The registration fees includes certificate of attendance, lunch and morning and afternoon tea.
CANCELLATION FEES
All cancellations must be notified in writing to IIA-Australia. No refunds will be given for non-attendance. The following cancellation fees apply:
• Cancellations received 15 days or more before the event: 15% fee applies
• Cancellations received between 14 days and 8 days before the event: 25% fee applies
• Cancellations received within 7 days before the event: 100% fee applies
CANCELLATION BY IIA-AUSTRALIA
We reserve the right to alter published programs, speakers and venues without prior notice. However, events are intended to be provided as
advertised. Professional development training courses are subject to sufficient participant numbers. If the event has to be cancelled, you will be
notified at least one week in advance of the event. Our liability is limited to a full refund of the event fee only. No compensation will be paid for any
other costs incurred by the delegate, such as travel or accommodation. IIA-Australia accepts no liability if an event is cancelled or postponed for
reasons beyond our reasonable control.
PRIVACY STATEMENT
I, or a later substitute, hereby consent to my/their name, position and organisation being included in the Conference Delegate list and forwarded by IIA-Australia to
related third parties including sponsors and exhibitors. I understand that if I do not provide consent my name will not be published in the list of participants that is
distributed to each conference delegate upon registration. If you do not indicate your preference it will be assumed that we may use your details as described.

    Consent         Do not consent
I acknowledge that details will be used to confirm my membership status at IIA-Australia and RMIA. IIA-Australia may use a third party conference service
providers to process your registration. For virtual attendees, when visiting virtual exhibition booths your contact details will be made available to exhibitors.
Photographs and videos may be taken at the event to be used for IIA-Australia promotional purposes. IIA-Australia will handle any personal information
collected on this form in accordance with its Privacy Policy.

TRANSFERRING YOUR PLACE TO SOMEONE ELSE
If you are unable to attend an event, you can send someone else in your place provided that person meets the entry requirements of the event.
Please notify us in advance so that we can update our delegate list. If the replacement delegate is not entitled to attend at the same price (for
example if an IIA-Australia member sends a non-IIA-Australia member in his or her place) then the difference in fees must be paid before the event is
held.
TRANSFERRING FEE TO ANOTHER EVENT
Transferring your registration to another event 15 or more days prior to the event incurs a fee of 10% of registration fees. Transferring registration to
another event within 14 days prior to the event is not permitted.
LIABILITY
IIA-Australia does not accept responsibility for anyone acting as a result of information or views expressed by speakers. Delegates should take
specific advice when dealing with specific situations. Opinions expressed are those of individual speakers and not necessarily those of the IIA-
Australia.
INTELLECTUAL PROPERTY
The Intellectual Property Rights in the events are owned by, and shall remain vested in, the IIA-Australia and/or its appointed training provider(s).
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