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ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
ProMIS Neurosciences: Selective targeting of pathogenic
misfolded proteins, based on a proprietary discovery platform

Toronto Stock Exchange (TSX) ticker: PMN.TO       January 2021
OTCQB ticker: ARFXF.
                                                                 1
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
ProMIS Neurosciences Overview
 • Growing portfolio of monoclonal antibody candidates focused on neurodegenerative and
   other misfolded protein diseases
 • ProMIS platform allows for selective targeting of pathogenic species enhancing
   efficacy and safety

 1. Selective Antibodies - Unique capability and track record generating antibodies
    highly selective for the toxic misfolded molecular species of proteins involved in disease

 2. Advantages in Gene Therapy Vectors/Intrabodies - ProMIS highly selective
    antibodies are ideally suited for vectorization and intracellular targeting of toxic protein
    aggregates while sparing the normal forms of the protein. Intrabody function may
    improve efficacy

 3. Biomarkers for rapid clinical POC - ProMIS will capitalize on emerging fluid-based
    biomarkers for rapid and cost efficient early clinical proof of concept

                                                                                                   2
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
ProMIS goal: Collaboration with gene therapy capable partner,
broad scope – ALS or ALS + MSA

                                   ALS                                                     MSA

                                                                                            Alpha
      TDP-43             RACK1              SOD1             Ataxin2
                                                                                          Synuclein

   Shared program design:                                                             Shared program design:
    - Clinical program*                                                                - Clinical program*
   - Vectorization                                                                    - Vectorization
    - Non-clinical proof of concept                                                   (Shared with ALS
   Also, growing understanding of biologic interaction                                programs)

                         * High level draft Clinical Development Plan available – Halloran Group               3
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
Selectivity is critical to avoid interference with essential cellular function and to
 optimize clinical safety
                                       • Many misfolded pathogenic proteins driving neurodegenerative
                                         disorders are primarily intracellular
                                       • Intracellular targeting with intrabodies requires selectivity for the
                                         toxic form in order to preserve function of the normal form of the
                                         protein

                                                                     Extracellular Antibody Delivery
                                                                 Neutralization of cell-to-cell propagation

                                                                  ke
                                       Limited intracellular upta

                                                                                 Cell to cell transmission of
                                                                                 pathogenic aggregates via
                                                                                 exosomes and free protein

Vector delivery of intrabody
   Clearance of existing
 pathogenic aggregates &
    Inhibition of further
        propagation                                                                                        4
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
The ProMIS platform generates antibodies/intrabodies selective for the
            misfolded toxic forms of pathogenic proteins

    Identification of epitopes selectively exposed on toxic misfolded form
       of the target protein using predictive computational algorithm

    Immunization with disease-associated epitope and screening of                                             Normal protein
monoclonal antibodies with desired binding profile and protective activity                               Misfolding           Conformational
                                                                                                                                 epitope

                                                                             Don’t interfere with the
     Neutralize the toxic mis-
                                                                             normal form, critical for
          folded form
                                                                                  brain health                        Toxic form

    Successful track record thus far in generating antibodies selective for
   pathogenic forms of amyloid-beta, tau, alpha-synuclein, TDP-43, SOD1

                  Image adapted from Racaniello V et al, virology.ws, 2016                                                         5
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
The ProMIS platform has generated tailored antibodies selective for the toxic
forms of proteins involved in neurodegenerative diseases

                                                                                          Antibody therapeutic
     BETA-AMYLOID                                   ALPHA-SYNUCLEIN                       profile optimized to:
                  Minimize                                                 Minimize       • Focus the dose on
 Bind Toxic                            Avoid            Bind Toxic
                Binding Non-                                             Binding Non-        the toxic species
 Oligomers                            Monomers          Oligomers       Toxic Oligomers
               Toxic Oligomers                                                            • Preserve normal
                                                                                             function
                                        Avoid                              Minimize
  Avoid                                                Bind Soluble                       • Avoid “soaking up”
                Avoid Plaque          Physiologic                        Binding Lewy        of therapeutic
 Monomers                                                 Fibrils           Bodies
                                      Tetramers                                              antibody by non-
                                                                                             toxic species
               TAU                                                   TDP43                100% success rate in
Bind Seed-                                               Bind toxic cytoplasmic           generating multiple
               Bind Toxic        Bind Soluble
Competent                                                      aggregates                 antibody candidates
               Oligomers            Fibrils                                               for each target protein
Monomers
                                                                                          following immunization
 Minimize Binding       Avoid Physiologic               Avoid           Avoid native      with 3-6 predicted
     Tangles               Monomers                    monomers           dimers          conformational peptide
                                                                                          scaffolds

                                                                                                        6
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
ProMIS ALS pipeline

     Target     Conformational   Immunization    Selective   Intrabody
                   epitope                      antibodies   constructs
     TDP-43

      SOD1

     RACK1                                      In process

     Ataxin-2     In process

                                                                          7
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
Expanding beyond ALS to disorders with shared pathogenic targets

                                                                  FTD                             HD
                            LATE

                                             TDP-43                              RACK1
                                                                                                      Cancers
                                                                  ALS
                                        Ataxin2                                      SOD1

                           Hereditary
                           Cerebellar
                             Degen
                                                                    LATE: Limbic-predominant age-related TDP-43 encephalopathy,
                                                                    FTD: Frontotemporal dementia, HD: Huntington’s disease

              Nonaka T et al. 2013. Cell Reports; Russo A et al. 2017. Hum Molec Gen; Nelson PT et al. 2019. Brain; Culver BP et al. 2012. J Biol Chem;
              Ostrowski LA, Hall AC & Mekhail K. 2017. Genes; Li J-J & Xie D. 2015. Oncogene
                                                                                                                                                          8
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
Program highlights

             TDP-43                                RACK1                              Alpha-synuclein

                                    • RACK1 co-aggregates with TDP-43         •   mAbs with unparalleled selectivity
•   mAbs with selectivity for       • Proof of concept studies with RACK1         for misfolded a-syn
    misfolded TDP-43 in cell          KD support targeting of RACK1:          Ø   Bind toxic oligomers, small soluble
    system and patient samples      Ø RACK1 KD “dissolves” TDP-43                 fibrils
                                      aggregates                              Ø   Do not bind monomers,
•   mAbs inhibit cell to cell                                                     physiologic tetramers, inert Lewy
                                    Ø Reverses suppression of protein
    transmission                                                                  body deposits
                                      synthesis by pathogenic TDP-43
•   Intrabody constructs bind and                                             •   mAbs protect against toxic a-syn:
    promote clearance of            •   Immunizations ongoing to generate     Ø   Inhibit killing of 1ry dopaminergic
    cytoplasmic TDP-43 aggregates       mAbs with selectivity for misfolded       neurons by toxic oligomers
                                        RACK1                                 Ø   Inhibit uptake and seeding activity
                                                                                  of small soluble fibrils

                                                                                                               9
ProMIS Neurosciences: Selective targeting of pathogenic misfolded proteins, based on a proprietary discovery platform Toronto Stock Exchange (TSX) ...
TDP-43

         10
Misfolded TDP-43 is a driver of pathogenesis in ALS and frontotemporal
 lobar degeneration (FTLD)

• Misfolded protein aggregates of TDP-43 are a pathological hallmark of ALS and FTLD1
• The stereotypical distribution of TDP-43 pathology in ALS and FTD shows a spreading pattern consistent with
  progressive dissemination from neuron to neuron2,3
• Misfolded aggregates of TDP-43 are toxic to neural cells4,5
• Prion-like cell to cell propagation of TDP-43 aggregates has been demonstrated in cell culture5,6 and animal models7
                           In vivo spreading of TDP43 pathology from site of injection7
                                                                                                  Empty vector sup
                                                                                                                                              TDP43DNLS sup

                           1Neumann  et al, 2006, Science; 2Braak et al, 2013, Nat Rev Neurol; 3Brettschneider et al, 2014, Acta Neuropatholl;                11
                           4Wang et al, 2016, Nat Med; 5Nonaka et al, 2013, Cell Reports; 6Feiler et al, 2015, J Cell Biol; 7Porta et al, 2018,

                           Nature Commun
Selective targeting of pathogenic TDP-43 for optimal safety and efficacy
                                                                                               TDP-43 is essential to neuronal cell survival1
                                                                                               • TDP-43 is normally present in the nucleus of all cells and
                                                                                                 performs an essential role in RNA splicing, transport and stability
                                                                                               • Under stress conditions (e.g. oxidative stress) normal TDP-43
                                                                                                 also forms protective stress granules in the cytoplasm

                                                                                               Misfolded TDP-43 gives rise to both loss of function and toxic gain
                                                                                               of function1
                                                                                               • Loss of function: Under disease conditions, misfolding of TDP-43
                                                                                                  causes formation of mislocalized cytoplasmic aggregates.
                                                                                                  Nuclear depletion leads to defective splicing and transport of
                                                                                                  mRNA.
                                                                                               • Toxic gain of function: Cytoplasmic aggregates of misfolded
                                                                                                  TDP-43 are toxic and interfere with physiologic stress granule
                                                                                                  function. They also induce misfolding of other proteins into
                                                                                                  pathogenic aggregates2-4 - “TDP-43 Pathological Interactome”

                                                                                               Targeting of pathogenic TDP-43 requires stringent
                                                                                               selectivity for the misfolded form of the protein to avoid
Figure from de Boer et al1                                                                     safety concerns

                             1de Boer, EMJ et al, 2020, J Neurol Neurosurg Psychiatry; 2Pokrishevsky et al, 2016, Scientific Reports; 3Chou et al, 2018,
                             Nat Neurosci; 4Endo et al, 2018, Biological Psych                                                                             12
ProMIS mAbs to misfolded TDP-43 react with mislocalized, aggregated
DNLS-TDP-43 but not nuclear wild type TDP-43
               Misfolded DNLS-
   Nuclei      TDP-43 (HA Tag)    ProMIS mAb      Merge

                                                               •   HEK-293 cells
                                                                   transfected with
                                                                   DNLS TDP-43 lacking
                                                                   a functional nuclear
                                                                   localization signal
                                                               •   Cells stained for HA
                                                                   tag (red) of
                                                                   overexpressed DNLS
                                                                   TDP-43 or with
                                                                   rabbit mAb to
                                                                   misfolded TDP-43
                                                                   epitope at 2 µg/ml
                                                                   (green).
                                                               •   Nuclei stained with
                                                                   DAPI (blue)
                                                               •   Images analyzed by
                                                                   confocal microscopy
                                                                   (Z-stacks)

                                                                              13
Misfolded TDP-43 is recognized by ProMIS antibody in brain tissue from FTLD
patients with pathology subtypes A,B,C,E and in spinal cord from ALS patients

FTD brain, TDP-43 pathology type A         FTD brain - TDP-43 pathology type B            FTD brain - TDP-43 pathology type C

  WM              GM                         WM                 GM                           WM                 GM

FTD brain - TDP-43 pathology type E            ALS patient 1 – Spinal cord                      ALS patient 2 – Spinal cord

  WM              GM

                                               Staining with ProMIS rabbit pAb to misfolded TDP-43
                       WM – White matter       Performed by Dept. of Pathology, Amsterdam Neuroscience, VU University Medical 14
                       GM = Grey matter        Center, Amsterdam, The Netherlands
ProMIS mAbs to misfolded TDP-43 do not recognize TDP-43 in
protective physiologic stress granules
                    Staining for stress
                  granule marker G3BP1    Staining with
                                          ProMIS mAb             Staining with pan-TDP-43

  Non-stressed
  HEK293 cells

                                                               Staining with a pan-reactive TDP-43
                                                               antibody confirms that normal TDP-43
                                                               is present in physiologic stress granules
                                                               -> not recognized by misfolded-specific
                                                               ProMIS mAb
 HEK293 cells
  stressed by
  exposure to                                             •   HEK293 cells stressed by 60min exposure
                                                              to 1mM sodium arsenite for 60 min
sodium arsenite
                                                          •   Cells stained with ProMIS rabbit mAb at
                                                              10 µg/ml (green) or with antibody to
                                                              G3BP1 (magenta)
                                                          •   Images analyzed by confocal microscopy15
Subnanomolar affinity of ProMIS monoclonal antibodies for their
cognate epitope
               Mouse 262                                          kON        kOFF           KD
                                        Mouse 263        mAb    (M-1s-1)     (s-1)         (M)
                                                        PMN262 2.83E+06    1.76E-03    6.22E-10
                                                        PMN263 2.77E+06    2.00E-03    7.22E-10
                                                        PMN264 4.03E+05    2.50E-05    6.20E-11
                                                        PMN266 4.70E+05    4.32E-05    9.19E-11
                                                        PMN267 5.99E+05    9.04E-06    1.51E-11

                 Rabbit 264                Rabbit 266                                 Rabbit 267

                                                                                        16
                                                                                          16
Antibody-Based Targeting of Pathogenic TDP-43 – Extracellular delivery

                                                                        Extracellular Antibody Delivery
                                                                    Neutralization of cell-to-cell propagation

                                                                    ke
                                Limited intracellular upta

                                                                                      Cell to cell transmission of
                                                                                        pathogenic species via
                                                                                     exosomes and free protein1-4

Vector delivery of intrabody
    Clearance of existing
 pathogenic aggregates5-6         1
                                   Feiler et al, JCB 2015: 2Porta et al, Nature Commun 2018; 3Munch et al, PNAS 2011; 4Grad et al,
 Inhibition of pathological       PNAS 2011; 5Tamaki et al, Scientific Reports 2018; 6Ganashyam et al, Neurobiol of Dis 2018; 7
  interactome and further         Pokrishevsky et al, PLoS-One 2012; 8Pokrishevsky et al, Sci Rep 2016; 9Chou et al Nat Neurosci
                                  2018
       propagation7-9                                                                                                       17
Functional Assay: ProMIS mAbs inhibit cell-to-cell transmission of
misfolding DNLS-TDP43
                                                   HA-DNLS-TDP-43 transmission relative
    dNLS-TDP-HA
                                                            to mIgG1 control
                                            1.2

                                             1

                                            0.8

                                            0.6

                                            0.4

                                            0.2

                                             0
                                                  mIgG1   Ab1
                                                          3F11   Ab2
                                                                 2F7    3Ab3
                                                                          E8    Ab4
                                                                                9C5     Ab5
                                                                                        5B7
                  48 hr                     ProMIS mAbs inhibit transmission of misfolding TDP-43
                                            from the conditioned medium of donor HEK293 cells
                                            transfected with DNLS-TDP-43 to naïve recipient cells
                  WB

                                                                                        18
Antibody-Based Targeting of Pathogenic TDP-43 – Intracellular
  vectorized delivery

                                                                         Extracellular Antibody Delivery
                                                                     Neutralization of cell-to-cell propagation

                                                                     ke
                                 Limited intracellular upta

                                                                                       Cell to cell transmission of
                                                                                         pathogenic species via
                                                                                      exosomes and free protein1-4

Vector delivery of intrabody
    Clearance of existing
 pathogenic aggregates5-6
 Inhibition of pathological
                                   1
                                    Feiler et al, JCB 2015: 2Porta et al, Nature Commun 2018; 3Munch et al, PNAS 2011; 4Grad et al,
                                   PNAS 2011; 5Tamaki et al, Scientific Reports 2018; 6Ganashyam et al, Neurobiol of Dis 2018; 7
  interactome and further          Pokrishevsky et al, PLoS-One 2012; 8Pokrishevsky et al, Sci Rep 2016; 9Chou et al Nat Neurosci
                                   2018
       propagation7-9                                                                                                        19
ProMIS intrabodies only interact with cytoplasmic DNLS-TDP43
aggregates and not normal nuclear TDP43
          HEK293 cells transfected with DNLS-TDP43 and single chain ProMIS intrabody
             Intrabody                       DNLS-TDP43                    Merged images

      • Expression of ProMIS TDP43 intrabody is not toxic to cells
      • Intrabody co-localizes with mislocalized, aggregated cytoplasmic DNLS-TDP43
      • Intrabody does not interact with endogenous normal TDP43 in the nucleus

                                                                                           20
TDP-43 intrabody promotes clearance of misfolded TDP-43 aggregates

                         DNLS –TDP-43+ EV
                                                           Misfolded TDP43-selective intrabody with lysosomal targeting signal

                                            DNLS-TDP43 +
                                                           promotes degradation of TDP-43 aggregates without cellular toxicity

                                            intrabody
                                                                     HA intensity relative to control “dNLS+EV”

                                                                                       ê57.6%
 HA tag – Aggregated                                                1.0
   mutant TDP-43
               Actin
                                                                    0.5

                                                                    0.0
Intrabody 267 Flag tag                                                      DNLS + EV          DNLS + intrabody 267

                                                                                  EV

                                                                                                     -5
                                                                                                 IB
                                                                                +

                                                                                                ak
                                                                             LS

                                                                                               O
                                                                           dN

                                                                                           +
                                                                                          LS
                                                                                        dN
                                     EV = empty vector                                                                 21
ProMIS selectivity for the toxic form of TDP-43 is critical for gene therapy
vectorization of intrabodies in order to preserve normal cell function

  • ProMIS antibodies are highly selective for misfolded TDP-43
     ü Epitope binding affinity in the sub-nanomolar range
     ü Reactive and specific for aberrant cytoplasmic TDP-43 aggregates with no reactivity with
       wild-type nuclear TDP-43 → preserves normal, essential TDP-43 function
     ü No binding to physiological stress granules → preserves stress-protective function
     ü Reactive with native pathological TDP-43 from human brain and spinal cord samples

  • Potential for rapid clinical proof of concept in ALS using fluid-based biomarkers (e.g.
    NfL decrease)

  • Gene therapy in ALS could enable a rapid route to approval

                                                                                            22
TDP-43 intrabody program - Next steps

• Vectorization of lead intrabody candidate
   • Optimize genetic construct for lead intrabody PMN267 (potentially also PMN265 back-up)
   • Insert into AAV9 gene therapy vector
   • Select lead vector construct based on in vitro activity (engagement and clearance of
     misfolded TDP-43) – Cell system and iPSC-derived motor neurons from ALS patients

• In vivo testing
   • Confirm CNS access and expression of intrabody in motor neurons
   • Confirm target engagement
   • Disease models largely non-predictive of clinical efficacy

• Conduct IND-enabling studies

                                                                                          23
RACK1

        24
Targeting RACK1 in ALS
 • Receptor of activated protein C kinase 1 (RACK1) is a core ribosomal protein of the eukaryotic small (40S)
   ribosomal subunit.1
 • It is a scaffold protein that interacts with several other proteins thereby regulating a variety of signaling
   pathways critical for cell proliferation, transcription and protein synthesis -> essential for neuronal function.1
 • In ALS, RACK1 and TDP-43 co-localize in cytoplasmic aggregates in spinal cord motor neurons.2
 • In a cell system, DNLS-TDP-43 has been reported to suppress global protein synthesis by co-aggregating
   with RACK1 on polyribosomes.2 Translational repression was mitigated with a RACK1 mutant that reduced
   interaction with DNLS-TDP-43.2
 • These results from the literature and ProMIS’ proof of concept data using RACK1 knock-down support
   intracellular targeting of RACK1 as a therapeutic approach
 • Knock-down of RACK1 establishes proof of concept but is non-selective -> Intrabodies
   selective for pathogenic, aggregated RACK1 will be required to preserve normal cell function
 • Current status: Immunizations underway with predicted epitope of misfolded RACK1

                         1Adams   et al, 2011, Cell Commun Signal; 2Russo et al, 2017, Hum Molec Gen               25
Proof of concept - Knock-down of RACK1 “rescues” misfolded DNLS-TDP-43

               RACK1    DNLS-TDP-43 (HA tag)   Merge (DAPI nuclei)

  RACK1
      -siRNA                                                         • RACK1 in the cytoplasm co-
  Normal                                                               aggregates with misfolded,
   levels                                                              cytoplasmic DNLS-TDP-43

                                                                     • RACK1 knock-down reduces
                                                                       cytoplasmic aggregates of
                                                                       DNLS-TDP-43
                           Nuclear

  RACK1
      +siRNA
Knock-down

                                     Diffuse

                                                                                         26
Proof of concept - RACK1 knock-down reverses suppression of
protein synthesis by DNLS-TDP-43

 DNLS-TDP-43 (HA tag)   Puromycin-tagged mRNA   Merge

                                                        • Protein synthesis
                                                          (puromycin-tagged mRNA)
                                                          is suppressed in cells
                                                          transfected with DNLS-TDP-
                                                          43
                                                        • RACK1 knock-down reduces
                                                          cytoplasmic aggregates of
                                                          DNLS-TDP-43 and restores
                                                          protein synthesis

                                                                              27
Alpha-Synuclein

                  28
Alpha-synuclein is the major driver of Parkinson’s disease and other synucleinopathies

• Synucleinopathies: Parkinson’s disease (PD) is a progressive neurodegenerative disorder characterized by loss of
  dopaminergic neurons located in the midbrain and the presence of intraneuronal inclusions (Lewy bodies/Lewy
  neurites) consisting mainly of aggregates of a-synuclein (a-syn). Accumulation of insoluble a-syn fibrils in the
  brain is also observed in dementia with Lewy bodies (LBD) and multiple system atrophy (MSA).

• Genetic mutations (A53T, A30P, E46K, H50Q, G51D) and duplications/triplications of the a-syn gene cause
  inherited familial PD1

• Polymorphisms in the a-syn gene and its promoter are associated with an increased risk of sporadic PD1

• Mice injected with aggregated a-syn from diseased patient brains develop synucleinopathy-like pathology and
  symptoms2

• Aggregated a-syn propagates from cell to cell in a prion-like manner in cell culture3 and
  in animals4,5 mimicking disease progression in patients
                                                                                                                                        Braak, H et al, Neurobiol of Aging, 2003

                           1
                            Reviewed in Vaikath, NN et al, J Neurochem 2019; 2Reviewed in Karpowicz Jr, RJ et al, Lab Invest 2019; 3Choi et al, Cell
                           Reports 2018; 4Peelaerts et al, Nature, 2015; 5Froula JM et al, JBC 2019                                                              23
Therapeutic imperative: selectively target only the toxic a-synuclein aggregates

• Alpha-synuclein exists in different forms including normal,
  physiologically important conformations and toxic forms:
    • Monomers play an important role in the regulation of synaptic                                                     Optimum
      vesicle trafficking and release as well as neuronal survival1
                                                                                                                    Therapeutic Profile
    • Physiological a-syn tetramers inhibit aggregation and must be
      preserved for healthy a-syn homeostasis2-4
    • Lewy bodies consisting of insoluble a-syn are a marker of disease
      but unlikely to have direct neurotoxicity5
    • Recent evidence indicates that a-syn toxicity resides primarily                                                                            Minimize
      with soluble oligomers6,7                                                                        Avoid                  Target Toxic
                                                                                                                                              targeting non-
                                                                                                      Monomer                  Oligomers     toxic oligomers
    • Progression of disease is likely mediated by oligomers and small
      soluble fibrils of a-syn that have been shown to propagate from
                                                                                                        Avoid                                   Minimize
      cell to cell in a prion-like manner in vitro8 and in vivo9                                                            Target Soluble
                                                                                                     physiologic                             targeting Lewy
                                                                                                                                Fibrils          Bodies
• Maximal efficacy and safety is expected to require selectivity                                      tetramer
  for the toxic forms of a-syn, oligomers and/or small soluble
  fibrils, while avoiding physiologic forms of a-syn

                                   1Lashuel HA et al, Nat Rev Neurosci, 2013; 2Nuber et al, Neuron, 2018; 3Dettmer et al, PNAS, 2015;
                                   4
                                    Foulds et al, Scientific Reports, 2013; 5Vaikath NN et al, J Neurochem 2019; 6Fusco et al, Science,             30
                                   2017; Desplats P et al, PNAS, 2009; 8Choi et al, Cell Reports, 2018; 9Peelaerts et al, Nature, 2015
Biological relevance of predicted epitopes: The misfolded portion of a-syn
(conformational epitope) is sufficient to replicate the seeding activity of pre-
formed fibrils

                                                Thioflavin T seeding assay
                             1.5×105
ThT fluorescence intensity

                                                                                         Monomer + cyclic peptide
                             1.0×105                                                     Conformational epitope induces seeding

                             5.0×104

                                                                                         Linear sequence (no conformation)
                                                                                         does not have seeding activity
                                 0.0                                                     Monomer +linear peptide
                                                                                         Monomer only
                                       0   50    100      150       200      250   300
                                                       Time (hrs)

                                                                                                                                  31
ProMIS’ technology platform has created antibodies with greater selectivity
than other a-synuclein-directed antibodies

                                             PMN        Prothena/   BioArctic/   Neurimmune/
             Target Properties             Antibodies     Roche      ABBVIE         Biogen
       No binding to monomers                 ✔            X           +/-           X

       No binding to physiological            ✔            X           +/-           X
       tetramers

       Binding to oligomers/small             ✔            ✔           ✔             ✔
       soluble fibrils

       Binding to native toxic a-syn in       ✔            ✔           ✔             ✔
       PD/LBD brain extract

       Little or no binding to insoluble      ✔            X            X            X
       fibrils (Lewy bodies)

                                                                                               32
ProMIS antibodies show a high degree of selectivity for pathogenic species of a-syn
                 (toxic oligomers and small soluble fibrils)

                                  12G1 - Monomers                                    4000
                                                                                                    12G1 - Toxic oligomers                                1500       12G1 - Sonicated fibrils
                 1500
                 1250
Response Units

                                                                    Response Units

                                                                                                                                         Response Units
                                                                                     3000
                 1000                                                                                                                                     1000
                     750
                                                                                     2000
                     200
                                                                                                                                                          500
                                          LLOQ ~1.4 ug/ml                            1000                       LLOQ ~ 40 pg/ml                                                    LLOQ ~8 pg/ml
                     100

                       0                                                               0                                                                    0
                           0        500         1000         1500                           0           5000       10000         15000                           0        500         1000           1500
                               Concentration (nanogram/ml)                                         Concentration (picogram/ml)                                       Concentration (picogram/ml)

                 •     Millipore SMC platform
                 •     Representative antibody from
                                                                                                Fold selectivity oligomers vs                                         Fold selectivity fibrils vs
                       several tested                                                               monomers: 35,000X                                                  monomers: 175,000X
                 •     Microparticles coated with PMN432
                       antibody for capture
                 •     Detection with pan-a-synuclein
                       antibody

                                                                                                                                                                                                    33
Misfolded tetramers of a-synuclein are neurotoxic

          • In vitro evidence suggests that misfolded tetrameric species carry toxicity, unlike physiological tetramers (Nuber
            S et al, Neuron 2018): Two validated preparations of synthetic oligomers of alpha-synuclein toxic to primary rat
            dopaminergic neurons consist primarily of tetramers (Neuron Experts, Synaging)

               Toxicity of a-synuclein oligomer preps
                                                                                 SEC of toxic oligomer preps shows
                                                                                    predominance of tetramers
              100
                                                              NE toxic oligomers                        SA toxic oligomers
              80                                                                                         Blue: MW markers    Tetramers
                                                              Blue: MW markers       Tetramers
                                   *
% Viability

                                                                                                                               56kDa
              60
                                              *               Red: Oligomers           56kDa             Green: Oligomers

              40                                                                            17kDa                                    17kDa

              20
                                                                                        44kDa                                   44kDa

               0
                     Control   NE a-syn   SA a-syn

      •         NE = Neuron Experts a-syn oligomer prep
      •         SA = SynAging a-syn oligomer prep
      •         Both at 500 nM
      •         * p < 0.05 vs control
                                                                                                                                     34
Toxic a-syn oligomers, but not physiologic tetramers, have seeding activity comparable
to that of pre-formed fibrils
                                                                                                                                              Monomers only              hPFF + Monomers
                                                                                                                         1.5×107
                                                                                                                                       Pre-formed

                                                                                      ThT Fluorescence Intensity (RFU)
                                                                                                                                       fibrils (PFF)
                                                                                                                         1.0×107

                                                                                                                         5.0×106

                                                                                                                             0.0

                                                                                                                                   0

                                                                                                                                             24

                                                                                                                                                  48

                                                                                                                                                       72

                                                                                                                                                            96

                                                                                                                                                                   120

                                                                                                                                                                         144

                                                                                                                                                                               168

                                                                                                                                                                                     192

                                                                                                                                                                                                                          216

                                                                                                                                                                                                                                  240
                                                                                                                                                                 Time (hrs)
                                              Monomer only         Toxic Oligomers + Monomer                                                                                                                                              Monomers only        Physiol Tetramers + Monomers
                                   1.5×107                                                                                                                                                                                1.5×107

                                             Toxic oligomers                                                                                                                                                                              Physiologic tetramers

                                                                                                                                                                                       ThT Fluorescence Intensity (RFU)
ThT Fluorescence Intensity (RFU)

                                   1.0×107                                                                                                                                                                                1.0×107

                                   5.0×106                                                                                                                                                                                5.0×106

                                       0.0                                                                                                                                                                                      0.0

                                                                                                                                                                                                                                      0

                                                                                                                                                                                                                                           24

                                                                                                                                                                                                                                                48

                                                                                                                                                                                                                                                     72

                                                                                                                                                                                                                                                          96

                                                                                                                                                                                                                                                                 120

                                                                                                                                                                                                                                                                       144

                                                                                                                                                                                                                                                                             168

                                                                                                                                                                                                                                                                                   192

                                                                                                                                                                                                                                                                                         216

                                                                                                                                                                                                                                                                                               240
                                                                                                                                                                                                                                                                                                     35
                                         0

                                             24

                                                  48

                                                       72

                                                             96

                                                                    120

                                                                          144

                                                                                168

                                                                                                           192

                                                                                                                             216

                                                                                                                                       240

                                                                  Time (hrs)                                                                                                                                                                                   Time (hrs)
Only ProMIS antibodies bind toxic oligomers but not physiologic tetramers (SPR)

                             Physiologic tetramers*                                                                              Misfolded Toxic oligomers
                               Target epitope of
                                                                                                                                Target epitope of PMN
                               PMN antibodies is                                                                                                                      Structure?
                                                                                                                                antibodies is exposed
                               buried in the
                                                                                                                                and available for binding
                               hydrophobic core
 *Tetramer structure: Xu et al, Chem Commun 2018                                Physiological tetramers
                                                                                Toxic oligomers
                        30                                                                                            1000
                             Selective binding of PMN                                                                  800
                                                                                                                             Comparator antibodies show
                             antibodies to toxic oligomers vs                                                                comparable binding to toxic oligomers

                                                                                              Binding Response (RU)
                                                                                                                       600
                                                                                                                             and physiological tetramers
Binding Response (RU)

                             physiological tetramers
                                                                                                                       400
                        20
                                                                                                                       200

                                                                                                                        60

                        10                                                                                              40

                                                                                                                        20

                         0                                                                                               0
                              mIgG1        PMN432
                                            PMN1           PMN451
                                                            PMN2           PMN431
                                                                            PMN3                                                Biogen                BioArctic               Prothena

                                             Physiological tetramers isolated by SEC following                                    Toxic oligomers prepared by SynAging,
                                             spontaneous monomer aggregation                                                      neurotoxicity confirmed in in vitro toxicity assay     36
ProMIS antibodies protect dopaminergic neurons
against a-synuclein oligomer toxicity in vitro                                                                                                                              CONTROL
                                                                                                                                                                          Normal neurons
                                                                                                                                                                           in bright red
    Survival (dopaminergic neuron % of ocntrol)

                                                  120
                                                                                                                              **             **
                                                                                    **                           **                                                  **
                                                  100
                                                                                                   *                                                        *
                                                   80

                                                   60
                                                                                                                                                                          a-SYN OLIGOMERS
                                                                                                                                                                            Neurons killed by
                                                   40                                                                                                                        toxic oligomers

                                                                                    431           432            442          421           452            412
                                                            ol

                                                                          o

                                                                                     )

                                                                                                  )

                                                                                                                 )

                                                                                                                              )

                                                                                                                                             )

                                                                                                                                                          )

                                                                                                                                                                     F
                                                                                    :2

                                                                                                  :2

                                                                                                                :2

                                                                                                                              :2

                                                                                                                                            :2

                                                                                                                                                          :2
                                                                        ig

                                                                                                                                                                 N
                                                          tr

                                                                                   (1

                                                                                              (1

                                                                                                            (1

                                                                                                                           (1

                                                                                                                                         (1

                                                                                                                                                       (1

                                                                                                                                                                 D
                                                                      ol
                                                        on

                                                                                                                                                                 B
                                                                               n

                                                                                              n

                                                                                                            n

                                                                                                                          n

                                                                                                                                        n

                                                                                                                                                      n
                                                                  n
                                                        C

                                                                              sy

                                                                                             sy

                                                                                                           sy

                                                                                                                         sy

                                                                                                                                       sy

                                                                                                                                                     sy
                                                                 sy

                                                                              a-

                                                                                         a-

                                                                                                       a-

                                                                                                                      a-

                                                                                                                                    a-

                                                                                                                                                  a-
                                                                 a-

                                                                          +

                                                                                         +

                                                                                                       +

                                                                                                                     +

                                                                                                                                   +

                                                                                                                                                 +
                                                                         8

                                                                                     1

                                                                                                  12

                                                                                                                 12

                                                                                                                                6

                                                                                                                                              5
                                                                       9D

                                                                                    G

                                                                                                                              7F

                                                                                                                                             D
                                                                                                  B

                                                                                                                8B

                                                                                                                                            10
                                                                                   12

                                                                                              12

•   Multiple antibodies provide neuroprotection in the same range as the brain-derived                                                                                    PMN ANTIBODY +
    neurotrophic factor (BDNF) positive control                                                                                                                           a-SYN OLIGOMERS
•   As expected, antibodies alone had no effect on viability (not shown)                                                                                                     Neuronal death
                                                                                                                                                                             blocked by PMN
                                                                                                                                                                                 antibody

                                                                                   *p
ProMIS antibodies inhibit a-syn propagation: Reduced PFF uptake and formation of
                                                   aggregates
                                                              Human soluble a-syn fibrils +/- PMN antibody
                                                                                                                                                 Staining for human a-syn aggregates

                                                                                                                                       14 days

                                                                                          Rat neurons                                                         Rat neurons

                                                             ProMIS antibodies significantly decrease
                                                                 formation of a-syn aggregates
Ratio a-syn area/neuron number (in % of Control)

                                                                                                   60000

                                                   20000
                                                                                                                                   *
                                                                                                   40000
                                                                                      *
                                                   10000
                                                                                                   20000

                                                                                                                                                 CONTROL         a-SYN SOLUBLE FIBRILS    a-SYN SOLUBLE FIBRILS +
                                                       0                                               0
                                                           Control
                                                           Control      PFF
                                                                        PFF     PFF + 411
                                                                              PFF + 2E9 (0.25uM)
                                                                                                           Control
                                                                                                            Control   PFF
                                                                                                                       PFF PFFPFF  + 442
                                                                                                                              + 12B12 (0.05uM)                                              PMN ANTIBODY 411
                                                                                                                                                     Human a-syn aggregates stained red
                                                                     *p
ProMIS antibodies inhibit a-syn propagation: decreased recruitment of
                                              endogenous rat a-syn into pathogenic phosphorylated aggregates

                                                         Human PFF +/- PMN antibody                                   Staining for rat phosphorylated a-syn aggregates

                                                                                                            14 days

                                                                   Rat neurons                                                           Rat neurons

                                              ProMIS antibodies significantly decrease recruitment
                                                    into a-syn phosphorylated aggregates
Survival (dopaminergic neuron % of control)

                                              250

                                              200

                                              150                                  *              *
                                              100

                                              50
                                                                                                                         CONTROL             a-SYN SOLUBLE FIBRILS          a-SYN SOLUBLE FIBRILS +
                                               0                                                                                                                              PMN ANTIBODY 411
                                                     Control
                                                     Control        PFF
                                                                    PFF    PFF PFF
                                                                               + 2E9+ (0.05uM)
                                                                                       411PFF + PFF + 442
                                                                                                12B12 (0.25uM)
                                                                                                                        Endogenous rat phospho-aggregates stained yellow (denoted by arrows)
                                                                                                                        Human a-syn aggregates stained red
                                                        *p
ProMIS antibodies show strong binding to native toxic a-syn in human
              soluble MSA brain extract (SPR)
                        80

                                                                                                                 • All PMN antibodies show a
                        60
                                                                                                                   greater binding response
                                                                                                                   than the pan-a-syn control
Binding Response (RU)

                                                                                                                   (4D6) and the BioArctic and
                                                                                                                   Biogen antibodies
                        40                                                                                       • The Prothena antibody
                                                                                                                   shows the highest binding
                                                                                                                   response in agreement with
                                                                                                                   its pan-reactivity and non-
                        20                                                                                         selective binding to all forms
                                                                                                                   of a-syn

                        0
                             411   432   451   442   441   431   412   BioArctic Biogen Prothena   4D6   mIgG1

                                                                                                                                             40
ProMIS has generated multiple anti-a-syn antibodies with potential
competitive advantages over therapies currently in development
  • Scientific literature suggests a complex binding profile for an optimum antibody
      • Bind toxic oligomers and small soluble fibrils involved in propagation
      • Avoid physiologic monomer and tetramer, reduce adverse event odds, enable vectorization
      • Minimize binding to inert soluble aggregates and Lewy Bodies – maximize therapeutic dose
        available

  • ProMIS identified unique epitopes presented on target molecular species and generated
    multiple antibody candidates with the target binding profile and the ability to inhibit both a-
    syn neurotoxicity and propagation in vitro

  • Multiple System Atrophy as an early clinical proof of concept indication – patients are rapidly
    progressive with elevated biomarkers (serum NfL) at baseline

        An enhanced, highly selective binding profile is expected to lead to better clinical
                    outcomes, and enable safe and effective vectorization

                                                                                                   41
Experienced leadership team
Name                      Title            Years of Experience                    Prior Experience
                                                                 §   Former SVP at Genzyme, with senior roles integrating commercialization, drug
                                                                     development, and deal making
Gene Williams      Executive Chairman             25+            §   Recently the CEO of Dart Therapeutics, an Orphan Disease drug development
                                                                     company
                                                                 §   Founder and director of Adheris, which became the largest company in the
                                                                     patient adherence/compliance area
                                                                 §   Held positions as SVP of Strategic Product Development at SmithKline
                                                                     Beecham (now GSK)
Elliot Goldstein         CEO                      25+            §   Chief Operating Officer and Chief Medical Officer of Maxygen
                                                                 §   Chief Operating Officer at DART Therapeutics

                                                                 §   Holds the Canada Research Chair in Neurodegeneration and
                                                                     Protein Misfolding Diseases,
Neil Cashman       Chief Science Officer          25+            §   Serves as the Director of the University of British Columbia ALS
                                                                     Centre,
                                                                 §   Awarded the Jonas Salk Prize for biomedical research in 2000

                                                                 §   Professor at UBC in the Department of Physics and Astronomy since 2001
                                                                 §   Appointed as the Canada Research Chair in Theoretical Molecular Biophysics
Steven Plotkin     Chief Physics Officer          20             §   Associate member of the Genome Sciences and Technology Program, the
                                                                     Bioinformatics Program, and the Institute for Applied Mathematics at the
                                                                     University of British Columbia
                                                                 §   Founding Managing Director of Danforth Advisors
                                                                 §   Served as the Chief financial officer of Homology, Inc, GenePeeks,
Dan Geffken               CFO                     25+                Inc., Transkaryotic Therapies, Inc., Cidara, Inc., Apellis, Inc. and
                                                                     Stealth BioTherapeutics, Inc.

                                                                 §   Former VP of Research at Genzyme
                   Chief Development              25+
                                                                 §   Associate Immunopathologist at SmithKline Beecham where she
Johanne Kaplan           Officer
                                                                     established an Immunotoxicology program
                                                                 §   Her work has resulted in over 60 scientific publications and multiple patents

                                                                                                                                                     59
Scientific Advisory Board

Name                     Years of Experience                          Prior Experience                                                   Affiliations
                                               §   Medical Director & Principal Investigator of Toronto Memory Program
Sharon Cohen, MD                20+            §   FRCPC in neurology from Royal College of Physicians of Canada and a fellowship in
                                                   Behavioural Neurology from the University of Toronto

                                                   Director of the Center for Translational Research in Neurodegenerative Disease at
Todd Golde, MD, PhD             20+            §
                                                   the University of Florida
                                               §   Dean for Neurosciences Initiatives, Distinguished Professor of Neurosciences, and
Bill Mobley, MD, PhD            25+                Florence Riford Chair for Alzheimer Disease at the University of California, San
                                                   Diego
                                               §   Former VP, Global Clinical Leader for Parkinson’s disease, and Clinical Head of the
James Kupiec, MD                20+                Neuroscience Research Unit for Pfizer, Inc.
                                               §   Clinical focus on development of therapies for neurodegenerative disorders

                                               §   Previous Henry P & Georgette Goldschmidt Professor & Chairman, Department of
C. Warren Olanow, MD            25+                Neurology at Mount Sinai School of Medicine, presently Professor Emeritus
                                                   Department of Neurology & Department of Neuroscience, CEO of CLINTREX

                                               §   Professor Institute of Psychiatry, Psychology and Neuroscience at King’s College
Andre Strydom, MD, PhD          25+                London
                                               §   Honorary Consultant psychiatrist, South London and the Maudsley NHS Foundation
                                                   Trust
                                               §   Professor of Neurology at Harvard University, Vice Chair of Neurology, Director of
Rudy Tanzi, PhD                 20+                Genetics & Aging Research Unit, Co-Director McCance Center for Brain Health at
                                                   Mass General Hospital
                                               §   Associate Professor of Neurology and Research Professor at Emory University
Lary Walker, PhD                20+                Yerkes National Primate Research Center

                                                                                                                                                   60
Thank You
Please feel free to contact us with any additional questions.

Eugene Williams, Executive Chairman                             Elliot Goldstein, MD, CEO
eugene.williams@promisneurosciences.com                         elliot.goldstein@promisneurosciences.com
+1 (617) 460-0978                                               +1 (415) 341-5783

Website: www.promisneurosciences.com
Twitter: https://twitter.com/ProMISinc
LinkedIn:
https://www.linkedin.com/company/promis-
neurosciences

                                                                                                    44
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