Postdoctoral Fellowship Program Funding Guidelines (Round 3) - 18 September 2019 For further information contact

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Postdoctoral Fellowship Program Funding Guidelines (Round 3) - 18 September 2019 For further information contact
Postdoctoral
                         Fellowship Program

             Funding Guidelines (Round 3)
                                   18 September 2019

For further information contact:

Australian Centre for Advanced Photovoltaics
Attention: Dr Richard Corkish, University of NSW
Email: acap@unsw.edu.au
Postdoctoral Fellowship Funding Guidelines
       Round 3 ACAP Fellowships 2020

    A. ABOUT THE AUSTRALIAN                      CENTRE       FOR
       ADVANCED PHOTOVOLTAICS
    The Australian Centre for Advance Photovoltaics (ACAP) is supported by the Australian Government
    through the Australian Renewable Energy Agency (ARENA).

    ARENA is a Commonwealth agency that was established to make renewable energy solutions more
    affordable and increase the supply of renewable energy in Australia.

    The Australian Centre for Advanced Photovoltaics (ACAP), comprising the Australian partners of the
    Australia-US Institute for Advanced Photovoltaics (AUSIAPV), is developing the next generations of
    photovoltaic technology, providing a pipeline of opportunities for performance increase and cost
    reduction. Headquartered at UNSW’s School of Photovoltaic and Renewable Energy Engineering, the
    Centre includes research groups at CSIRO, Australian National University, University of Melbourne,
    University of Queensland and Monash University. AUSIAPV links ACAP with NSF/DOE Energy Research
    Center for Quantum Energy and Sustainable Technologies (QESST), based at Arizona State University,
    the National Renewable Energy Laboratory, Sandia National Laboratories, The Molecular Foundry at
    Lawrence Berkeley National Laboratories, Stanford University, Georgia Institute of Technology and
    University of California – Santa Barbara.

    These national and international research collaborations provide a pathway for highly visible,
    structured photovoltaic research collaboration between Australian and American researchers, research
    institutes and agencies, with significant joint programs based on the clear synergies between
    participating bodies.

    ACAP is significantly accelerating photovoltaic development beyond that achievable by the institutions
    acting individually, leveraging past and current funding.

    This Program is supported by the Australian Government through the Australian Renewable Energy
    Agency (ARENA). The Australian Government, through ARENA, is supporting Australian research and
    development in solar photovoltaic and solar thermal technologies to help solar power become cost
    competitive with other energy sources.

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                                                                       R3 Fellowship Guidelines 23 Aug 2019
B. ABOUT ACAP POSTDOCTORAL FELLOWSHIPS
    Applications are now sought for ACAP Postdoctoral Fellowships.

    ACAP Postdoctoral Fellowships will support high calibre candidates whose research will lead to the
    advancement of innovation in Australian photovoltaics research, development and industry. The
    conditions and requirements of ACAP funding are summarised below.

    It is intended that up to $280,000 will be provided to the host institution to support each Fellow.

    Category         Qualifications                     Tenure or Salary      Eligibility Criteria
                                                       support from ACAP
    Post-Doctoral    The candidate must:           On award of the            The Candidate must:
    Fellowship       •    have been awarded a      Fellowship, the Fellow
                          PhD on or after 1 July   must be employed           •    be an Australian citizen or
                          2016 or                  under a fixed term              permanent resident; or be able to
                     •    be expecting to          contract, with a                obtain a valid visa from the
                          submit a PhD thesis      cessation date no later         Australian Government prior to
                          by 30 April 2020.        than 31 December 2022,          30 April 2020;
                                                   unless otherwise agreed    •    be already undertaking or intend to
                                                   between ACAP and the            start research activity within 6
                                                   host institution, and           months of receiving the offer of an
                                                   approved by ARENA.              ACAP Fellowship;
                                                   [For example, maternity    •    have completed a recognised and
                                                   leave and leave without         suitable post graduate degree in a
                                                   pay may, in certain             related field;
                                                   circumstances, extend      •    not accept another equivalent
                                                   the contractual period].        award or fellowship to undertake
                                                                                   the proposed research which is
                                                    The ACAP funds are             greater than 30% of the requested
                                                    awarded to the                 ACAP award;
                                                    Fellow’s host           •      not have received a Round2 ACAP
                                                    institution for the            Fellowship and
                                                    Fellow’s salary and     •      complete the ACAP Postdoctoral
                                                    salary-related on-costs        Fellowship Application Form.
                                                    and for legitimate
                                                    expenses listed under
                                                    section 4. “Payment of
                                                    ACAP funds”.

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                                                                                    R3 Fellowship Guidelines 23 Aug 2019
C. APPLYING FOR AN ACAP POSTDOCTORAL FELLOWSHIP

           1. Selection Criteria
Applications may be submitted only for the following research areas:

             •    Characterisation of photovoltaic devices or materials
             •    Silicon solar cells and modules;
             •    Si-based tandem or spectrum-splitting solar cells, including new materials;
             •    Emerging materials for future photovoltaic technologies;
             •    Stability of photovoltaic materials for Si-based tandem or spectrum-splitting solar cells;
             •    PV technology futures and impacts, markets, deployment at scale, product alternatives and
                  factors that impact performance in the field;
             •    Technology for end-of-life (EoL) treatments, including recycling, of photovoltaics;
             •    Costing and life cycle assessment of manufacturing, EoL treatments, and PV cell and module
                  material alternatives;
             •    PV Markets.

        For nodes for which there are four or more applications, Node Leaders, with the support of an internal
        committee and a fair and transparent process, will be asked to rank the applications for which they are
        the intended host. ACAP will convert these ranks to scores by percentiles:
                                              p = 100 (N – r)/(N – 1)                                 (1)
        where p is the percentile value, N is the number of compliant applications submitted to be hosted by the
        node and r is the node’s rank order for the application.

        Each node should rank all the applications for which it is the intended host and may submit up to 15
        applications for review.

        The criteria used in selecting successful applicants are:

            (a) Ranking by proposed host institution (if more than 3 applications for the host institution);
            (b) Strong academic record as evidenced by academic track record relative to opportunity,
                publications and referee reports;
            (c) Academic quality and relevance of the proposed research project to ACAP’s Research Program
                (http://www.acap.net.au/research);
            (d) Commercial viability, with reference to the 10-year 2019 International Technology Roadmap for
                PV (https://itrpv.vdma.org/) for a combination of efficiency (Fig. 44), stability (Fig. 53) and cost
                (Fig. 54), and hence LCOE (Fig. 59);.
            (e) Quantum of institutional and/or industry support (documented).

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                                                                                R3 Fellowship Guidelines 23 Aug 2019
For nodes for which there are four or more applications, weightings in the selection process will be:

     Ranking by proposed host institution                                                     30
     Academic record relative to opportunity, as evidenced by track record
     relative to opportunity, publications and referee reports                                25

     Academic quality and relevance of the proposed research project to
     ACAP’s Research Program (see http://www.acap.net.au/research)                            30
     Commercial viability with reference to the 10-year 2019 International
     Technology Roadmap for PV                                                                10
     100% matching institutional and/or industry cash or in-kind support,
     as evidenced by letter(s)? (Yes scores 5; No scores 0).                                   5

     TOTAL                                                                                  100

    For nodes for which there are three or fewer applications, weightings in the selection process will be:

     Academic record relative to opportunity, as evidenced by track record
     relative to opportunity, publications and referee reports                                25
     Academic quality and relevance of the proposed research project to
     ACAP’s Research Program (see http://www.acap.net.au/research)                            30
     Commercial viability with reference to the 10-year 2019 International
     Technology Roadmap for PV                                                                10
     100% matching institutional and/or industry cash or in-kind support,
     as evidenced by letter(s)? (Yes scores 5; No scores 0).                                   5

     TOTAL                                                                                    70

For nodes where there are three or fewer applications, totals will then be multiplied by 10/7.

Total scores will be normalized to correct for variation of scoring between reviewers [1].

        2. Reporting Requirements
    Postdoctoral Fellows are directly responsible for submission to ACAP of a n n u a l progress reports and a
    final report by the due date and in the format specified. All ACAP Reports are the property of ACAP.
    ACAP will grant an automatic, perpetual, royalty-free, worldwide right to the candidate and the host
    institution to use ACAP Reports for academic purposes (teaching or research) only.

[1] Winters, R. S. "Score Normalization as a Fair Grading Practice. ERIC Digest", from
https://www.ericdigests.org/2003-4/score-normilization.html.
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                                                                                 R3 Fellowship Guidelines 23 Aug 2019
•   Progress Reports

    A standard ACAP Progress Report must be submitted by 31 January 2021 describing the progress made
    since the start of the Fellowship and an outline of the intended research for the following calendar year
    including timelines in the form of a GANTT chart and noting any variation to the major direction of the
    research or a change in the anticipated finishing date. A reporting template for Progress Reports will be
    available from ACAP.

    If, for any reason, the Final Report is not already due, a standard ACAP Progress Report must be submitted
    by 31 January 2022 describing the progress made since 1 January 2021.

    Any change in the major direction of the research or change in the anticipated finishing date must be
    approved by ACAP.

    From time to time ACAP may also request that Fellows present status reports of their research to relevant
    stakeholder groups.

    •   Final Report

    Within 1 month of the scheduled completion date of a Postdoctoral Fellowship, or by 31 October 2022 in
    any case, a standard ACAP Final Report must be submitted by the Fellow. A reporting template for Final
    Reports will be made available by ACAP.

        3. Knowledge sharing requirements
    ACAP Postdoctoral Fellows are required to work with ACAP to promote the ACAP Fellowship Program
    and ARENA’s Skills Development Programme, for example, by participating in media interviews and
    providing presentations to relevant stakeholder groups.

    Successful candidates must acknowledge ACAP and ARENA funding in all public representations of their
    research, using the words, “This Program has been supported by the Australian Government through the
    Australian Renewable Energy Agency (ARENA). Responsibility for the views, information or advice
    expressed herein is not accepted by the Australian Government.”, and it is desirable that they alert ACAP
    to impending public representations of their research.

    Each successful candidate must provide to ACAP a photograph of the candidate relevant to his or her
    research, which ACAP can use together with the research summary provided in the application, for
    knowledge sharing and marketing purposes (for example in brochures and fact sheets).

    Candidates should be aware that parts of progress reports will be used by ACAP to carry out its
    knowledge sharing functions.

        4. Payment of ACAP funds
    Funds are paid directly to the Fellow’s host institution, in instalments. The first instalment is paid
    on commencement of the Fellowship to the value of 50% of the Fellowship grant. The remaining
    50% will be paid upon ACAP’s receipt and approval of progress reports on 2020 activity, due 31
    January 2021.
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                                                                            R3 Fellowship Guidelines 23 Aug 2019
Payments are not made subject to any condition of becoming an employee of ACAP or entering into a
    contract for labour.

    The ACAP funds are awarded for the following legitimate expenses to be approved by Node Leaders:
        • Salary of the Fellow, including salary on-costs;
        • Access to research equipment or services (e.g. microscopy);
        • Research equipment and materials;
        • Academic travel.

       5. Employment conditions

    The Fellowships will be awarded, on fixed term contract basis, with an expiry date no later than 31
    December 2022, unless otherwise agreed between ACAP and the host institution, and approved by
    ARENA. [For example, maternity leave and leave without pay may, in certain circumstances, extend
    the contractual period]. Note that the period of employment is not determined by ACAP, but by the
    host node, considering the quantum of funds.

    Employment should begin by 30 April 2020 at the latest.

    The Fellow will be an employee of the host institution under their employment conditions. If the
    Fellow for any reasons leaves the employ of the host institution, the institution must return the
    unspent funds to ACAP within 60 days of the termination.

       6. Application

    Applications are now sought for ACAP Postdoctoral Fellowships. Applicants are encouraged to discuss
    their proposal and its alignment with ACAP research program with the ACAP Node Leader at the
    proposed host node.

    The ACAP Postdoctoral Fellowship Application is to be submitted by upload to ACAP
    (ACAP_R3_Fellowship_Applications) 2 by the time specified in the Timetable.

    Each application is to be submitted in a single pdf file, including all attachments, named in the
    following format: FamilyName_GivenName_ACAP_R3_Application. The submitted application must
    bear the signatures of the applicant and the leader of the Host Node.

    Applications for each host node will be ranked by the relevant Node Leader and ranking submitted to
    ACAP by the Node Leaders by email (acap@unsw.edu.au) by the date specified in the Timetable.

    Then then each compliant application will be assessed on merit by ACAP’s Management Committee
    with the help of at least two expert reviewers in each case.

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    ACAP_R3_Fellowship_Applications: https://www.dropbox.com/request/DSOGjC9UmXBPlNOWOnuC
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                                                                         R3 Fellowship Guidelines 23 Aug 2019
7. Referee reports

    Applicants will arrange for three referee reports to be submitted directly by upload to ACAP
    (ACAP_R3_Referee_Reports) 3using ”Confidential Report on ACAP Postdoctoral Fellowship Candidate
    Form” which will be made available. If more than three are received, only the first three will be
    considered. IT IS THE APPLICANT’S RESPONSIBILITY TO ENSURE REFEREE REPORTS ARE SUBMITTED,
    USING THE REFEREE REPORT FORM PROVIDED, BY THE TIME SPECIFIED IN THE TIMETABLE.

        8. Timetable

     Activity                                                           Date
     Announce opening of Fellowship Grants Round 3                      Wednesday 18 September 2019
     Applications Close.                                                by 5pm Sydney time on Monday
     Each applicant uploads application to ACAP                         21 October 2019 (closing date)
     https://www.dropbox.com/request/DSOGjC9UmXBPlNOWOnuC
     Referee reports (three per application) to be uploaded by          by 5pm Sydney time on Monday
     referees in confidence to ACAP                                     21 October 2019
     https://www.dropbox.com/request/g9pCkw1nSEvJpTpuCVg0
     ACAP checks compliance and emails applications to host Node        by Tuesday 29 October 2019
     Leaders
     Node Leader committee checks compliance and ranks all the          To be received at
     provided applications and emails the ranking to ACAP               acap@unsw.edu.au by Monday 4
     (acap@unsw.edu.au).                                                November 2019
     ACAP provides valid applications and rankings to reviewers         by Thursday 7 November 2019
     Reviewers email scoring to ACAP (acap@unsw.edu.au)                 by Friday 22 November 2019
     ACAP emails normalised scores to Management Committee              by 5pm Sydney time 29 November
                                                                        2019
     Management Committee meeting held for discussion and               TBA
     decision (if required)
     Announce successful applicants                                     Tuesday 10 December 2019
     Offer letters and contracts to successful applicants’ host         Friday 20 December 2019
     institutions.

    The views expressed herein are not necessarily the views of the Australian Government, and the
    Australian Government does not accept responsibility for any information or advice contained herein.

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    ACAP_R3_Referee_Reports: https://www.dropbox.com/request/g9pCkw1nSEvJpTpuCVg0
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                                                                         R3 Fellowship Guidelines 23 Aug 2019
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