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Grant Agreement number 774210 – CO-CREATE 2019 This project has received funding from the European Union’s Horizon 2020 research and innovation programme under grant agreement No 774210 NOURISHING & MOVING Methods Document World Cancer Research Fund International 28.02.2019 WCRF International 2nd Floor, 22 Bedford Square, London, WC1B 3HH, UK / +44 (0) 20 7343 4200 CO-CREATE is funded by the European Union’s Horizon 2020 Research and Innovation Programme (grant agreement #774210)
Grant Agreement number 774210 – CO-CREATE Executive Summary This Methods Document sets out the process taken by WCRF International to identify and present national-level, implemented policy actions in physical activity and healthy diets around the world. It is one of the first deliverables in CO-CREATE (Confronting Obesity: Co-creating Policy with Youth), a project funded by the European Union’s Horizon 2020 Research and Innovation Programme, under grant agreement #774210. It was presented to the European Commission by 28 February 2019, following review by both the CO-CREATE team and external experts. The Methods Document begins by summarising the frameworks that have been developed by WCRF International in healthy diets (the NOURISHING framework) and in physical activity (the MOVING framework). Based on these frameworks, policy databases present the policy actions in a structured and consistent way. The information in the databases is verified externally and presented on a web platform in an easily accessible and searchable format.1 This Methods Document sets out the processes for two distinct scans of policy actions, which will enable WCRF International to populate the databases in a consistent way over time: ▪ first, a global scan of policy actions aimed at promoting physical activity and healthy diets, which uses a wide variety of sources to provide a full overview from around the world as policy actions come into force. ▪ secondly, a comprehensive European scan (required by the CO-CREATE project), which takes a structured, systematic approach to searching for policy actions in 27 countries. This builds on the findings of the global scan but with additional specific steps within each of these countries, including searching legislation databases (using standard search terms) and ministries. This comprehensive scan will be undertaken once. The Methods Document states the criteria for inclusion/exclusion and verification requirements, and lists many of the most relevant sources, as well as providing a flowchart of the strategy that is used in undertaking the scans. Limitations and challenges of the process are set out. A Technical Annex to this Methods Document is also available, which sets out the process in more detail, including the search terms and how the information is captured when carrying out the comprehensive European scan. It also details a set of interviews that were held as part of the research for this project – this Methods Document draws on the knowledge of others who have established and maintain databases of health legislation/policy/actions. Information specifically relevant to the comprehensive European scan is presented in purple shaded boxes throughout for ease of reference. 1Note that the NOURISHING database predates the CO-CREATE project and will be updated by these scans. The MOVING database/web platform, however will be entirely populated by the forthcoming scans as part of the CO-CREATE project. 2
Grant Agreement number 774210 – CO-CREATE Note: This Methods Document is presented as a living document. It will be updated during the CO-CREATE project to draw on: a) new sources of data on policy actions that become available; b) learnings from the creation of the MOVING database and web platform; c) feedback from the benchmarking process (a separate deliverable within CO-CREATE – see Technical Annex); and d) learning throughout the policy scan itself. 3
Grant Agreement number 774210 – CO-CREATE Table of Contents Executive Summary .................................................................................................................................... 2 List of acronyms / abbreviations ....................................................................................................... 5 Definitions ....................................................................................................................................... 6 Acknowledgements .................................................................................................................................... 6 The Methods Document in the context of CO-CREATE ................................................................................. 8 The NOURISHING / MOVING frameworks and policy databases ................................................................... 9 The NOURISHING framework and policy database ..............................................................................................................9 The MOVING framework and policy database .................................................................................................................. 10 Web platform..................................................................................................................................................................... 11 Target audiences................................................................................................................................................................ 12 Why a Methods Document for the databases on nutrition and physical activity policy actions? ................. 13 Objective of the Methods Document ................................................................................................................................ 13 3.2 Value of the Methods Document ................................................................................................................................ 13 What is included in the databases? ........................................................................................................... 14 Scope of policy scans ......................................................................................................................................................... 14 Global scan ......................................................................................................................................................................... 14 Comprehensive European scan ......................................................................................................................................... 15 How do policies make it into the database? .............................................................................................. 15 Search strategy and sources .............................................................................................................................................. 16 Policy selection .................................................................................................................................................................. 18 Verifying the policies ......................................................................................................................................................... 21 Final check: comprehensive European scan ...................................................................................................................... 22 Presentation of policies ............................................................................................................................ 22 Format of public-facing material ....................................................................................................................................... 22 Tagging ............................................................................................................................................................................... 23 Limitations and challenges........................................................................................................................ 23 Limitations ......................................................................................................................................................................... 23 Challenges .......................................................................................................................................................................... 24 Appendix A1: NOURISHING and MOVING sub-policy areas and policy options ........................................... 25 A1.1 NOURISHING.............................................................................................................................................................. 25 A1.2 MOVING..................................................................................................................................................................... 27 Appendix A2: In-country sources .............................................................................................................. 29 Appendix A3: Database tags ..................................................................................................................... 30 A3.1 Tags used in the NOURISHING database (50 – June 2020) ....................................................................................... 30 A3.2 Tags proposed for use in the MOVING database (56 – as of June 2020).................................................................. 30 Appendix A4: Development of the Methods Document ............................................................................. 31 A4.1 Process timeline ........................................................................................................................................................ 31 A4.2 Research .................................................................................................................................................................... 31 A4.3 Reviewers .................................................................................................................................................................. 32 A4.4 Iteration ..................................................................................................................................................................... 32 A4.5 Face-to-face expert meeting ..................................................................................................................................... 32 Appendix A5. Policy database interviews .................................................................................................. 33 4
Grant Agreement number 774210 – CO-CREATE List of acronyms / abbreviations CO-CREATE Confronting Obesity: Co-creating Policy with Youth project COSI WHO European Childhood Obesity Surveillance Initiative GAPPA Global Action Plan on Physical Activity (WHO 2018) HBSC WHO collaborative cross-national survey: Health Behaviour in School-aged Children HEPA health-enhancing physical activity HEPA Europe European network for the promotion of health-enhancing physical activity HEPA-PAT HEPA Europe Policy Audit Tool HFSS high in fat, salt and/or sugar ISPAH International Society for Physical Activity and Health MOVING the MOVING Framework/database on physical activity policy actions NCD non-communicable disease NOURISHING the NOURISHING Framework/database on diet and nutrition policy actions PA physical activity SSB sugar-sweetened beverage WCRF World Cancer Research Fund WHO World Health Organization WP work package of the CO-CREATE project 5
Grant Agreement number 774210 – CO-CREATE Definitions Term Definition government- Support must be publicly communicated and may consist of financial sponsorship or an supported policy endorsement (public statement of support) by government. Programmes or interventions run action by non-governmental actors, such as civil society organisations or companies, are not included unless these actions are supported in some way by government. health-enhancing A diet rich in wholegrains, vegetables, fruit and legumes and low in energy-dense, diet micronutrient-poor foods. health-enhancing Any form of physical activity that benefits health and functional capacity without undue harm physical activity or risk. policy The aims, objectives, targets, strategy, tactics, plans and action plans that guide the actions of a government. policy action Any form of government action including, but not restricted to, legislation, regulation, decrees, standards, policies, programmes, guidelines, fiscal measures and government-supported voluntary programmes, action and campaigns. All policy actions are part of public policy, but not all policies are policy actions. policy Policy implementation is a complex change process and therefore can involve several stages or implementation levels of implementation. For the purpose of updating the databases, we define implementation as the point when an adopted policy action first comes into effect. For example, draft or model laws, policy proposals, and laws that have been passed but not come into effect are not included in the databases. The definitions were drawn up using a) existing definitions that have been reinforced through use in the NOURISHING database, b) expert advice, c) comparison with other databases’ definitions and d) other official sources (e.g. WHO). Acknowledgements This project is funded by the European Union’s Horizon 2020 Research and Innovation Programme, grant agreement #774210. Author: Katy Cooper, Policy Analyst, World Cancer Research Fund International With thanks to: • the WCRF International Policy & Public Affairs team (Louise Meincke, Bryony Sinclair and Fiona Sing) and other WCRF staff, particularly Dr Giota Mitrou and Professor Martin Wiseman; • the External Review Group • Ms Anita George, Manager – Prevention, McCabe Centre for Law and Cancer, Melbourne, Australia • Mr Jo Jewell, Technical Officer, Nutrition, Physical Activity and Obesity, WHO Regional Office for Europe • Ms Sally Mancini, Director of Advocacy Resources, Rudd Center for Food Policy & Obesity at the University of Connecticut • Dr Karen Milton, Lecturer in Public Health, Norwich Medical School, University of East Anglia 6
Grant Agreement number 774210 – CO-CREATE • Dr Feisul Idzwan Mustapha, Deputy Director (NCD), Non-Communicable Disease Section, Disease Control Division, Ministry of Health, Malaysia • Professor Shiriki Kumanyika, Research Professor, Department of Community Health and Prevention, Dornsife School of Public Health, Drexel University, Philadelphia • Professor Anna Peeters, Director, Institute for Health Transformation, and Professor of Epidemiology and Equity in Public Health, Deakin University • Professor Mike Rayner, Director, Centre on Population Approaches for Non-Communicable Disease Prevention, University of Oxford • Professor Catherine Woods, Chair, Physical Activity for Health, Department of Physical Education and Sport Sciences, University of Limerick • those interviewed about policy databases (see Appendix A5); • the experts who attended the ISPAH special interest group meeting held at WCRF International’s office on 18 October 2018; and • the experts who attended the face-to-face meeting on benchmarking tools and indicators, held in London in February 2019. 7
Grant Agreement number 774210 – CO-CREATE The Methods Document in the context of CO-CREATE CO-CREATE (Confronting Obesity: Co-creating Policy with Youth) is a project funded by the European Union’s Horizon 2020 Research and Innovation Programme, under grant agreement #774210. The overarching aim of CO-CREATE is: ‘to reduce childhood obesity and its co-morbidities by working with adolescents, to create, inform and disseminate obesity-preventive evidence-based policies…. [It] applies a systems approach to provide a better understanding of how factors associated with obesity interact at various levels.’ The Methods Document is part of Work Package 2 (WP2) on Policy Assessment and Monitoring and is described in the CO-CREATE Grant Agreement as follows: ‘Task 2.2: Establish methods for a global and specific European level policy scan related to diets and physical activity Methods will be established for a global policy scan related to diets and physical activity based on WCRF International methods for maintaining the NOURISHING policy database, including inclusion criteria [section 5.2.1], search strategy [section 5.1], data extraction [Technical Annex] and verification process [section 5.3]. These methods will include a section detailing a targeted and much more comprehensive process for sourcing policies being implemented in European countries [integrated throughout – highlighted]. As with NOURISHING, only implemented government policies will be included in the database and the verification process will involve direct communication with in-country contacts to verify each policy’s implementation and the accuracy of the policy description (we will collaborate with the WHO Regional Office of Europe 2 to identify appropriate contacts in each European country for in-depth European policy scan).’ The Methods Document is Deliverable D2.3: Methods document for policy scan: A document will be prepared to make publicly available methodology for a global and targeted European policy scan. More information about CO-CREATE is available on the website of the lead partner, the Norwegian Institute of Public Health: https://www.fhi.no/en/studies/co-create/ This includes information on youth involvement throughout the project, which is concentrated in work packages 4–7.3 2The form of this collaboration will include translation of search terms into local languages and assistance with verification of the summaries of policy actions. 3 The CO-CREATE project focuses on adolescents (aged 10–19), and the benchmarking tools and indexing processes that form part of later work packages will focus on policy interventions that directly or indirectly impact on this age group. The NOURISHING and MOVING frameworks will continue to exist after CO-CREATE, and the policy scans will therefore search for all nutrition and physical activity policy actions, regardless of age. 8
Grant Agreement number 774210 – CO-CREATE The NOURISHING / MOVING frameworks and policy databases The NOURISHING framework and policy database WCRF International’s NOURISHING framework identifies ten areas for governments to take action to promote healthy diets and reduce overweight, obesity and diet-related NCDs.4 Its accompanying policy database aims to provide an extensive overview of implemented government policy actions from around the world, as well as links to published evaluations of included policy actions. It has been designed to be used as a tool for policymakers, civil society organisations and researchers (section 2.4). The NOURISHING framework: • formalises a comprehensive package of policies to promote healthier eating and prevent overweight, obesity and diet-related NCDs that is applicable globally; • provides options that allow policymakers flexibility to shape a response suitable and relevant for their national, regional and local contexts and target populations; and • establishes a framework for reporting, categorising and monitoring policy actions around the world, and through which the policy evidence can be systematically categorised, updated, interpreted and then communicated. The policy actions contained within the NOURISHING framework are categorised into 10 key policy areas that fall within three domains – the food environment, food system and behaviour change communication: World Cancer Research Fund International launched its NOURISHING database in January 2014, structured around the NOURISHING framework. It is a library of government-implemented nutrition policy actions from around the world. The database aims to support and encourage national and international policymakers in taking comprehensive action to promote healthy diets and reduce overweight, obesity and diet-related NCDs. 4 It does not include policies to address undernutrition unless the policy action is serving a dual purpose. 9
Grant Agreement number 774210 – CO-CREATE A document describing the methods behind the NOURISHING policy database is available and is updated regularly.5 This was drawn up following advice from WCRF International’s Policy Advisory Group, to a) ensure that the WCRF international approach is as transparent as possible and b) increase the accuracy and replicability of the information sought. The MOVING framework and policy database The CO-CREATE project has provided a timely opportunity to build on the strong foundations provided by NOURISHING and develop a complementary framework on promoting physical activity. The MOVING framework is structured around three domains: active societies, active environments and active people. Within these domains are six key policy areas.6 5 Available to download at https://www.wcrf.org/int/policy/nourishing/methodology 6 The MOVING physical activity framework is Deliverable D2.1 within WP2, submitted 31 October 2018. 10
Grant Agreement number 774210 – CO-CREATE In addition, there is an overarching domain: active systems:7 Governance systems – includes accountability, managing conflicts of interest, roles and responsibilities for different actors. Leadership – promoting clear leadership to ensure physical activity is given priority. Physical activity surveillance – ensuring robust data collection on physical activity rates across the population is put in place. ACTIVE SYSTEMS Interdisciplinary research funding – increased research capacity across all sectors on the rates of physical inactivity or activity and policy interventions etc. Financing mechanisms to fund research, surveillance and interventions. Monitoring and evaluation of policy actions – incorporating monitoring and evaluation of policy actions at the outset to ensure effect is measured. Life course/health in all policies approach – using a lens that ensures physical activity is promoted across the whole population, across the life course, especially those that are the least active, vulnerable or have different needs. This framework was developed by WCRF International, as part of CO-CREATE, in 2018 and is based on an analysis of the global physical activity policy literature (including the World Health Organization’s 2018 Global Action Plan for Physical Activity, GAPPA). The MOVING framework’s six policy areas and the active systems domain align with the four policy domains in the GAPPA: active societies, active environments, active people and active systems.8 Policy actions underpinning the MOVING framework will be stored in a database that will sit beside and complement the NOURISHING database. The databases will be hosted on a searchable web platform. Web platform Aim of the web platform The aim of presenting the NOURISHING and MOVING databases in an accessible, searchable web platform is to provide information on implemented policy actions that promote, support or encourage healthy diets and physical activity. Together, the databases form a library of implemented government policy actions that promote nutrition and physical activity around the world. Updating the web platform The NOURISHING database is populated by a global scan that is conducted on a rolling basis (and this approach will be extended to the MOVING database). Ongoing oversight of newsletters, listservs and research into key topics (for sources, see Technical Annex) ensures that the Policy & Public Affairs Team in WCRF International stay abreast of current debates and reforms – keeping track of future developments (revisions of existing 7 The ‘active systems’ domain has been included to align with GAPPA and note that the scope of this domain is so extensive that implemented policy actions cannot be included within the MOVING database in a fully comprehensive way. Instead, best-practice examples will be identified that illustrate the range of issues covered by active systems. 8 For a detailed mapping of how the GAPPA actions fit with the six MOVING policy areas, see the MOVING framework deliverable. 11
Grant Agreement number 774210 – CO-CREATE policies as well as new policy actions, and tracking strategies to see what is then turned into actual policy action). This information is assessed (section 5.2) and uploaded to the web platform about three times a year. This process will now be supplemented with one comprehensive search of national-level diet/nutrition and physical activity policy action in a number of European countries (section 4.3) as required by CO-CREATE. Within the context of CO-CREATE, the information gathered into the NOURISHING and MOVING databases will be used to compare policy environments across Europe (see Technical Annex (section T7) for more information on this aspect of CO-CREATE). CO-CREATE will also work with young people to use this web platform for better in-country advocacy and awareness raising of what more can be done to improve implementation of policy that impacts on overweight and obesity in children and adolescents. Target audiences The information captured in the NOURISHING and MOVING databases can be used by stakeholders for a variety of purposes, including tracking progress and speeding up the diffusion of innovation. For example: • policymakers can: • identify where action is needed to promote healthy diets and physical activity; • select and tailor options for their population and contexts, assessing if their approach is sufficiently comprehensive; and • see how the country is matching up to other jurisdictions (for example, other countries within the EU or a WHO region) in the scope of their efforts; • advocacy groups and civil society organisations can: • track policy action and better choose where to focus their resources; • monitor what governments are doing around the world; • use the information in the databases to create benchmarks; • hold governments to account; • promote examples of successful interventions; • identify strategies that can be adapted to their local context; and • share progress; • researchers can: • access a comprehensive library of data; • compare policy actions with health outcomes over time; • identify the evidence available for different policies from the policy evaluations included in the database; and • track progress of in-country policy actions over time; • the public (including the media) have ready access to key health policy actions in their country. 12
Grant Agreement number 774210 – CO-CREATE Why a Methods Document for the databases on nutrition and physical activity policy actions? To develop a consistent and structured approach to populating the two databases on nutrition and physical activity policy actions Objective of the Methods Document The objective of this Methods Document is to: • describe how the NOURISHING and MOVING databases are populated and updated; • underpin users’ confidence about the quality of the information in the databases because of the transparent structured process. A Technical Annex that accompanies this Methods Document describes in detail the structured processes that are used to gather and present the information. The Methods Document spells out the what, how, who, where and when of the sourcing and verification of the policy actions that are contained within the NOURISHING and MOVING databases – both the global scans and the comprehensive European scan. It also details the way in which the presentation of the information is standardised, to smooth the transfer of information between the policy analysts, the IT expertise behind the database, and the final users of the database. This Methods Document is both a tool that can be used to direct a scan of policy actions (i.e. the ‘how-to’) and the public-facing rationale for what is included in the databases (i.e. the ‘why-we-did-it’). 3.2 Value of the Methods Document The value of this consistency of approach lies in making it easier to compare policy actions across jurisdictions. The structured approach ensures that the databases are suitable for use in further research by other organisations9 and that the information can be used to hold governments to account where implementation is found to be falling short and to call for the introduction of new or improved policy actions when a country comparison finds that national action is lagging behind what other countries are doing. A further benefit of the Methods Document is to set out sufficient detail to allow new researchers / policy analysts to undertake a similar process for themselves. It also has the potential to be used as a template for others to draw up methods documents in different areas (e.g. alcohol policy actions). Appendix A4 sets out the process behind developing this Methods Document itself – the research, interviews and expert opinion that was sought to make it as comprehensive and practical as possible. 9WCRF International knows that the NOURISHING database is used regularly by policymakers, researchers and civil society organisations from around the world, who have welcomed it as a reliable, accurate, well-structured and user-friendly repository of implemented nutrition and health policies. 13
Grant Agreement number 774210 – CO-CREATE What is included in the databases? Government-implemented or government-supported policy actions that promote healthy eating and physical activity are included Scope of policy scans The updates of the NOURISHING database have always had a global focus and will continue to do so. The new MOVING database will be built on the comprehensive European scan and will also include good-practice examples globally. The comprehensive scan for both NOURISHING and MOVING will happen once during CO-CREATE. This scan will look specifically at policy action in 27 countries within Europe (listed below). Note that details on the inclusion criteria for the policy actions are set out in section 5.2.1. Global scan Most policy actions in the global scan are at national level. However, the global scan also includes exemplars of policy action at sub-national (regional, municipal or local) level, for example: • NOURISHING: New York City’s Food Standards, which set nutritional standards for all food purchased or served by city agencies. 14
Grant Agreement number 774210 – CO-CREATE Comprehensive European scan CO-CREATE stipulates that, for 27 European countries (below), the policy scan of nutrition and physical activity policy actions that is as comprehensive as possible – i.e. it will cover as many relevant polices as possible. It will take a systematic approach, set out in the Technical Annex to this Methods Document. It will focus on national-level policies only and will take place once during CO-CREATE. The standardisation set out in the Technical Annex ensuring that benchmarks and baselines can be created and updates more easily sought, tracked and analysed. (For more on benchmarking as part of the CO-CREATE project, see Technical Annex.) Countries included in the comprehensive European scan 1. Austria 10. Germany 20. Poland 2. Belgium 11. Greece 21. Portugal 3. Bulgaria 12. Hungary 22. Romania 4. Croatia 13. Ireland 23. Slovakia 5. Czech Republic 14. Italy 24. Slovenia 6. Denmark 15. Latvia 25. Spain 7. Estonia 16. Lithuania 26. Sweden 8. Finland 17. Malta 27. UK 9. France 18. Netherlands 19. Norway The countries chosen for inclusion were dictated by the wider aims of CO-CREATE: 1) As an initiative funded by the EU Horizon 2020 Research and Innovation Programme, countries within the European Union are the focus. 2) A further aim of the CO-CREATE project is to study the association between policy environments (of which NOURISHING/MOVING scans are a part) and the prevalence rates of childhood obesity. For this study to be consistent, data collection on prevalence must also be consistent – and the HBSC (Health Behaviour in School-aged Children) Survey has been chosen as the appropriate source of data. Hence, only countries with data available in the HBSC Survey 2013/14 for youth aged 15 can be included here (e.g. Northern Ireland and Cyprus are not part of the Survey and are therefore omitted). This age has been selected due to the relevance to the overall project. 3) The five Co-Create Project Countries (Netherlands, Norway, Poland, Portugal and the United Kingdom). The NOURISHING database will continue to be updated regularly, based on the ten policy areas and following the existing methods document. The new MOVING database will also be updated across the six policy areas (the period of time between updates will depend on the results of initial scans – it is too early to be prescriptive). Additionally, a small number of policy actions related to ‘active systems’ will be included on the web platform, for example: governance systems, leadership, physical activity surveillance, interdisciplinary research funding, and financing mechanisms to fund research, surveillance and interventions. How do policies make it into the database? A structured search for policy actions is undertaken, with those identified as possibilities for inclusion then subject to in-house research, assessment and verification by external experts 15
Grant Agreement number 774210 – CO-CREATE Search strategy and sources Search strategy Search strategies for the scans must be transparent and reproducible to ensure that the information gathered is consistent across countries; this is particularly important if several policy analysts are involved in the search process. An in-depth search protocol also ensures that the scan is as comprehensive as possible – using the same search terms and using the equivalent sources within each country. To help structure the databases, the policy areas of NOURISHING and MOVING are organised into sub-policy areas (these are listed in Appendix A1). This effectively groups policy actions into more specific sub-policy areas, which helps people navigating the databases. The existing NOURISHING database is organised by these sub- policy areas and the new web platform will also take this approach. Flowchart 1a outlines the strategy that is used by policy analysts in undertaking the global scans of nutrition and physical activity policy actions (as has been used in the NOURISHING updating process since 2014) and the extra steps required for the comprehensive European scan. The global scan is ongoing and CO-CREATE requires that the comprehensive European scan be undertaken once. More detail on this process, including search terms (which have already been identified), is provided in the Technical Annex to this Methods Document. Sources of information Having a clear idea of where to look online before beginning the scan will save time and effort. WCRF International and experts have identified a range of sources, below, as being appropriate (and the Technical Annex then provides a more detailed list of sources, including URLs). 16
Grant Agreement number 774210 – CO-CREATE 1. There are many sources of relevant NCD documentation, including the Example search terms for WHO NCD Document Repository and WHO Europe’s physical activity NCD documentation and factsheets. Reports from international agencies can also provide valuable policy databases insights (e.g. WHO, European Commission’s Joint Research Centre). [country name] + physical activity 2. Policy databases and surveys collect information about and can be + policy searched for recent policy actions – both internationally (e.g. the WHO GINA database) or nationally (e.g. the Canadian Prevention Policies Directory or the Rudd Center for Food Policy and Obesity’s Legislation Database). 3. Secondary sources: include national organisations, such as the national Secondary sources sports body, newsletters (e.g. World Obesity Federation (global) and NYC Food Policy Watch (USA), listservs (e.g. Center for Science in the Public • provide context Interest SSB listserv), national media (e.g. the BBC) and civil society • assist in initial identification of websites (e.g. NCD Alliance or national consumer websites). relevant policies • narrow the scope of the data 4. Ad hoc sources are often valuable, such as conversations with being collected policymakers or experts at meetings, communications sent by users of the • check that everything is being databases with suggestions for updates. There will also be incidental picked up discoveries of information, through unexpected and unanticipated • are helpful where official channels. In-country contacts are sources of up-to-date information on websites contain policy actions (including being able to comment on implementation – see information/policies only in the section 5.3.2 and Technical Annex). Users of the database are encouraged local language to submit implemented policy actions to the Policy & Public Affairs Team • can be used as a quality- for review and verification. control check of the data Google will be used for an initial overview and to check for any new policy databases (national, regional or global), to search for recent news, and to find information in more detail than may appear in official government websites. Academic sources are particularly important for searching for evaluations of policy actions. Electronic databases such as PubMed are used to access relevant articles. Note that the Technical Annex sets out how policy actions are stored and recorded within WCRF International. 17
Grant Agreement number 774210 – CO-CREATE Extra steps and sources for the comprehensive European scan Compiling a list of national sources – e.g. relevant ministries – is one of the first steps to be taken in the comprehensive scan of a specific country. Many countries have a formal legislation database, which should be Example search terms for searched in the first instance using a detailed set of search terms. legislation databases Where no legislation database is available, ministry websites will be physical activity searched instead (using a reduced number of basic search terms), AND primary care including the Ministry of Health, the Ministry of Finance, Ministry of Transport, Ministry of Environment and the Ministry of Education. AND assessment OR referral OR counselling (The detailed and basic search terms are set out in the Technical Annex – these may be adapted during the comprehensive Example basic search terms for European scan. The search terms are ministry websites based on the sub-policy areas of NOURISHING and MOVING, nutrition to ensure a structured approach. AND primary care OR In-country secondary sources are also searched, including news counselling media and any national sports agency. This approach to the comprehensive European scan was developed and tested during preliminary scans of Ireland, Malta, France and Denmark, undertaken in December 2018/January 2019. More detail on the in-country sources that should be scanned as part of the comprehensive European search is in Appendix A2. Policy selection The policy selection and verification processes are shown on Flowchart 1b. 18
Grant Agreement number 774210 – CO-CREATE A structured approach is taken to identifying policies, using the sources set out above (and in the Technical Annex) and the methods already tested in NOURISHING (extended to include physical activity). This includes a targeted search (using academic electronic databases) to check for peer-reviewed evaluations of policy actions. Once identified, each policy action is researched to ensure that sufficient information is available for its inclusion in the database. Official government websites are often where the official versions of policies are stored and should be consulted to find the original document as part of the assessment of appropriateness of a policy action for inclusion in the database, wherever possible. However, policies do not need to be publicly available online for inclusion in the databases: some countries do not publish their legislation online, so secondary sources will be key sources of information. A note on language (see also Technical Annex): It is common for information on policies relevant to NOURISHING/MOVING to be in languages other than English. When this is the case, a web search is conducted to locate additional information about the policy, in-country expert(s) may be consulted, in-house foreign language capabilities are used where available and, where necessary, Google Translate and/or linguee.com is used to interpret foreign-language information sources on specific policies to assess their appropriateness for the database. Inclusion and exclusion criteria for policy actions The inclusion criteria for the NOURISHING and MOVING databases set out the types of policy actions to be included, the required implementation status, and the characteristics of the policies that will be included. The aim of the inclusion criteria is to ensure that the scan can pick up as much relevant information as possible in a streamlined way: it is as comprehensive as possible, but by the time of publication may not be exhaustive. This list of inclusion criteria for policy actions draws heavily on the NOURISHING inclusion criteria, which have been tested in practice over the last five years, providing valuable proof of concept. The additional requirement to perform a scan in specific European countries (listed in section 5.3) that is ‘as comprehensive as possible’ has meant that the criteria and search process have been amended to ensure that as many national-level policy actions as possible are identified. 1. Must be a government action, an action implemented in partnership with government, or an action that is formally supported, sponsored or endorsed by government • Programmes or interventions run by non-governmental actors (such as civil society organisations or the private sector) are included only if these actions are supported, sponsored or endorsed by government. Such government support has to be publicly communicated and may consist of financial sponsorship or an endorsement (public statement of support) by government. 2. Must be at relevant level of government • Global scans: For inclusion in the NOURISHING and MOVING global scans, policies can be at national, regional, provincial/territorial, municipal or local level. (NB It is not the intention to collect all regional, provincial/territorial, municipal or local level policy actions, but exemplar policy actions are included.) • Comprehensive European scan: The comprehensive scan will seek out national-level policies only. 19
Grant Agreement number 774210 – CO-CREATE 3. Must be related to reducing obesity and/or diet-related NCDs by promoting healthy diets or physical activity • The policy action may have multiple objectives (e.g. health, environmental sustainability etc.), but public health must be a clear aim or co-benefit (e.g. improving nutrition, reducing overweight/obesity, increasing availability of healthy food, increasing active travel, increasing the time children spend on physical activity in school). • Additionally, policy actions will be considered for inclusion in the database where there are clear benefits for healthy diet and/or physical activity; inclusion of these policies is made on a case-by-case basis at the discretion of the Policy & Public Affairs team within WCRF International. 4. Must be related to one of the policy areas outlined in the NOURISHING and MOVING frameworks • Policies must fit within the scope of the NOURISHING framework’s 10 policy areas or of the MOVING framework’s six policy areas. These are then categorised within sub-policy areas, by which the database and web platform are structured (see Appendix A1). • If a policy action cuts across both NOURISHING and MOVING, the action appears twice – once in each of the two databases. • Where a policy fits one of the NOURISHING/MOVING policy areas but does not directly fit one of the existing sub-policy areas in that policy area, sub-policy areas can be added or edited to appropriately reflect the policy actions. 5. Must be implemented and in force • The policy action, law or regulation must be implemented wholly or in part. For example, draft or model laws, policy proposals, election commitments and laws that have been passed but not come into effect are not included in the databases. • Policy implementation is a complex change process and therefore can involve several stages or levels of implementation. For the purpose of updating the database, implementation is defined as the point in time at which an adopted policy (or component of policy) first comes into effect. • Exceptions: • When a policy has ‘expired’, been withdrawn or is no longer enforced, it remains in the public- facing database only if it has been evaluated (see section 4.2.3 and the Technical Annex). Where possible, a brief explanation of the reason for the policy ‘expiring’ is included (e.g. a change of government). • Public awareness campaigns, either run by or endorsed by government (included in ‘I – Inform people about food and nutrition through public awareness’ in NOURISHING and ‘N – Normalise and increase physical activity through public communication’ in MOVING) may also remain in the policy database even if they are no longer running as they often last for only a short time. The summary of the campaign includes the start and end date. To be included, a campaign must have taken place in the past five years and have had national scope; after this time, it is retained only if it has been evaluated. Section 5.3 sets out the verification process that is in place to ensure that an in-country expert has verified that policies included in the database have been implemented or partially implemented in practice. More detail is also provided in the Technical Annex. 6. Must be sufficient information about the policy action 20
Grant Agreement number 774210 – CO-CREATE • There must be sufficient information about the policy action. In addition to the name of the policy, the date of implementation of the policy and a link to any published evaluation of the policy, policy descriptions for each of the policy areas within NOURISHING and MOVING require additional information (a guide to which is set out in the Technical Annex). If this information cannot be provided (either by desk research or by the in- country contacts), the policy action will not be included – this is at the discretion of the Policy & Public Affairs Team at WCRF International. • Examples of additional information include: • within ‘O’ of NOURISHING (Offer healthy food and set standards in public institutions and other specific settings): the type of institution and what is covered within the institution’s premises; • within ‘N’ of MOVING (Normalise and increase physical activity through public communication that motivates and builds behaviour change skills): the types of media used e.g. TV, radio, social media, website, brochures. Additional exclusion criteria Policies related to the following are not included: • undernutrition, breastfeeding and infant and young child feeding – these were not included in the existing NOURISHING database and are not a requirement of CO-CREATE; • alcohol policies – these are outside the scope of NOURISHING and are not a requirement of CO-CREATE; • professional sport – the MOVING database is concerned with health-enhancing physical activity, not professional sport. Inclusion criteria for evaluations Since October 2016, a phased approach has been taken to include existing evaluations of policy actions in the NOURISHING database, and this is now also applied to the MOVING database. Evaluations have to fulfil a number of requirements to be considered for inclusion, including that they must be available online in English and are of sufficient quality (for more information, see the Technical Annex). Updating the inclusion criteria The process is iterative: a test scan was undertaken in December 2018 using the inclusion criteria, search process, search terms and sources, which were then revised to overcome identified problems. For example: • it became clear that searching each ministry in turn with over 100 search terms was impractical and would reveal little more than searching the legislative database; hence, the decision was made to focus primarily on legislative databases, searching the ministries only in the absence of a legislative database (and with a reduced set of search terms); • an initial inclusion criterion that ‘health is a stated aim’ of a policy action was altered to ‘public health must be a clear aim or co-benefit’. Advice has also been given by expert advisors (including from the World Health Organization) on the inclusion criteria. Verifying the policies It is crucial to have verification on the information gathered on policy actions – and, although it can often be a challenge to get the policy actions verified for inclusion in the database and web platform, this is an essential 21
Grant Agreement number 774210 – CO-CREATE final step in the process. It is anticipated that in many countries two expert verifiers will be required – one in nutrition and one in physical activity. Drafting the description The verification experts10 can be used early in the search process, when insufficient information can be found to draft the policy description for the database. This may be because sources of information on policy actions are insufficiently documented on official or secondary-source websites or because there are too few resources available in English. The experts may also be able to direct the policy analysts to available documentation. Verifying the descriptions The policy action descriptions are sent to the experts to check for accuracy and to confirm that it is being implemented; the definition of ‘implemented’ may be somewhat subjective, requiring a perspective to be sought from more than one in-country expert. There may be cases where the WCRF International Policy & Public Affairs Team have to determine whether to include a policy: for example, if a tax on an unhealthy commodity has been enacted, is the tax being collected by the government? Verification of the description is required for all policy actions included in the NOURISHING and MOVING databases. Final check: comprehensive European scan Before publication of the comprehensive European scan, a final email to the in-country verifiers should be sent, to check that there have not been any unanticipated new policy actions that have been implemented since the date of the scan and that must be included. If a new policy action is identified, its inclusion will depend on whether it can be verified in the time available; if not, it will be included in a future global scan update. Note that this is not required for the two global scans (for which new information can be added at the next update) – but it is necessary to ensure that the European scan is as up to date as possible. Note: Quality control is intrinsic to the process: • drafts of the Methods Document were reviewed by experts in both nutrition and physical activity; • the preliminary scan ensured that the methods are fit for purpose (and the methods document was adapted accordingly); and • verification by in-country experts ensures that all the policies in the database are appropriate for inclusion. Presentation of policies Format of public-facing material More information on the verification experts is provided in the Technical Annex. The experts are anticipated to include 10 WHO in-country experts. 22
Grant Agreement number 774210 – CO-CREATE All entries in the NOURISHING and MOVING databases must include as a minimum: • the name of the policy action (e.g. name of campaign, or title of an act); • the date on which the policy action was implemented; and • a reference and link to any published evaluation of the policy action (URLs to the original documentation of policy actions are not included in the databases, as these are likely to change over time). In addition, each of the policy actions then requires additional information (set out in the Technical Annex) – this acts as a guide to ensure that the information that is collected is as consistent as possible: a helpful compare- and-contrast for users. The policy actions in the database are all summarised in layman’s terms (i.e. in plain English). The purpose of the database is not to discuss or comment on the policies, but users of the database are well placed to then research this for themselves. Tagging Consistent storage of and accurate tagging of material is crucial to the ongoing utility and accuracy of the databases. Structured storage and labelling of the information facilitates easier updating in the future and tagging allows users of the database to find the information that they need quickly and easily. Every policy action entered in the NOURISHING and MOVING databases is tagged with the relevant geography and with a number of topic-specific tags. Currently, 50 topic tags make up the taxonomy of the NOURISHING database (with three more proposed) and 56 of the MOVING database (see Appendix A3). The tags are amended or added to as and when new areas for action come to the fore. The system of tags in the NOURISHING database has been used since October 2017, so has been tested to show it is fit for purpose. Limitations and challenges Limitations While the European scan will attempt to be as comprehensive as possible, the updates cannot be exhaustive or fully up to date when launched: • Legislation is constantly changing – e.g. it may be timebound or the government may change between scan and publication. It can only be accurate as at the day on which each website is scanned, and the comprehensive search will take a considerable amount of time. • The level of implementation may also vary – it will be verified by in-country experts but the reality on the ground may be patchy. • It addresses only national action but, as noted above, much of the innovation and policy action may be at regional/local (e.g. at city level). While examples are captured and included as exemplars as part of the wider global scan, this cannot be, and is not intended to be, comprehensive. In addition: • Language will be a limitation in the scanning. WHO in-country contacts will be used to translate the search terms ahead of the comprehensive European scan. Google Translate and linguee.com will be used to translate search results (see Technical Annex). 23
Grant Agreement number 774210 – CO-CREATE • WCRF International does not currently have the means to use a paid-for, automated service to sweep for the latest legislation in specific jurisdictions – and there is no single global service that could perform this function. However, machine-learning/AI techniques will make automated searching quicker, cheaper and more effective over the next few years, so may be an option in the future. • It is not possible to be completely sure of the level of implementation of policies – for example, the reporting of in-country verification experts may include conscious or unconscious biases. There are also specific limitations on the inclusion criteria, which are driven by the practicalities of undertaking the scans: • Were all proposed policies and policies included and policies that are no longer in force to remain in the public-facing database, it could rapidly become unwieldy for users.11 However, there is an exception to the rule that policies no longer in force are removed: policies that have been evaluated (process and impact evaluations), which will be retained within the database (along with relevant links) because of the lasting value of the evaluation to users. • The comprehensive European scan cannot realistically cover regional, provincial/territorial, municipal and local level policy action, as this would require a commitment of resource and time that is out of scope. However, the global scans, which are ongoing and thorough but not as structured as the comprehensive European scan, will continue to cover policy actions at sub-national level (see section 4.2). Challenges This process is not without its challenges. • The inclusion/exclusion criteria need to be set to find the balance between capturing too many policies or too few. • Physical activity policy is often less obvious than for nutrition – for example, there is no equivalent in physical activity to a ban on trans fats. While there are some clear physical activity policy actions (such as national curriculum requirements), many of the policy actions that affect physical activity are indirect: speed limits and vehicle emissions penalties. • There is a relative lack of information on physical activity policy actions: There are many databases of legislation, policy and policy action in the nutrition space, particularly in the United States – but fewer that touch on physical activity (see list in Technical Annex). However, it is a growing space and WCRF International has consulted widely with experts to find the best sources of information. • There may not be much policy action at national level in physical activity, as innovation and action often sits more locally. The inclusion criteria need to be drawn up in a way that captures as much as possible, as it is not feasible to conduct a comprehensive scan at a sub-national level. 11Some policy databases (such as the Rudd Center for Food Policy and Obesity’s legislation database) do include proposed, unimplemented and out-of-date policies – see Technical Annex – but an advantage of the NOURISHING/MOVING approach is that the streamlining makes it easier for users to identify what is actually in force. 24
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