Monitoring river discharge with remotely sensed imagery using river island area as an indicator
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Monitoring river discharge with remotely sensed imagery using river island area as an indicator Feng Ling Xiaobin Cai Wenbo Li Fei Xiao Xiaodong Li Yun Du Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Monitoring river discharge with remotely sensed imagery using river island area as an indicator Feng Ling,a Xiaobin Cai,a Wenbo Li,b Fei Xiao,a Xiaodong Li,a and Yun Dua a Institute of Geodesy and Geophysics, Chinese Academy of Sciences, Key Laboratory for Environment and Disaster Monitoring and Evaluation, Hubei Province, Wuhan, China duyun@whigg.ac.cn b Institute of Intelligent Machines, Chinese Academy of Sciences, Hefei, China Abstract. River discharge is an important parameter in understanding water cycles, and con- sistent long-term discharge records are necessary for related research. In practice, discharge records based on in situ measurement are often limited because of technological, economic, and institutional obstacles. Satellite remote sensing provides an attractive alternative way to mea- sure river discharge by constructing an empirical rating curve between the parameter provided by remote sensing techniques and simultaneous ground discharge data. River width is a popular parameter for constructing the empirical curve, since change in river discharge can be repre- sented by a change in river width. In some rectangular channels, however, river width does not change significantly with river discharge, so an alternative parameter is necessary. We ana- lyze a novel technique using river island area as an indicator of discharge. A river island often has a flat terrain, and its area decreases with higher discharge. This technique is validated by three river islands in the Yangtze River in China. All 61 remotely sensed images acquired by the HuanJing (HJ) satellites from 2009 to 2010 were correlated with corresponding in situ discharge of the nearby Zhicheng hydrological station. The performance of fitted curves for inferring river discharge is validated using 36 HJ images taken in 2011, and the influence of remotely sensed imagery and river islands is discussed. All three river islands can be used as indicators of river discharge, although their performances are much different. For the river island with the best result, the mean accuracy of the estimates is less than 10% of the observed discharge, and all relative errors are within 20%, validating the effectiveness of the proposed method. © 2012 Society of Photo-Optical Instrumentation Engineers (SPIE). [DOI: 10.1117/1.JRS.6.063564] Keywords: river discharge; remote sensing; river islands; HuanJing satellite. Paper 12091 received Apr. 4, 2012; revised manuscript received Jul. 6, 2012; accepted for pub- lication Jul. 25, 2012; published online Sep. 12, 2012. 1 Introduction River discharge, which has been widely used for flood hazard mitigation, water resource man- agement, and relative hydrology studies, is an important and basic parameter in understanding water cycles.1–5 River discharge is often measured through in situ gauging stations run by local governments. Although the importance of river discharge measurement has been widely recog- nized, consistent long-term in situ river discharge records are still limited for large areas, due to technological, economic, and institutional obstacles. This makes it hard for discharge records to satisfy practical needs.2 In contrast to traditional in situ measurements, satellite remote sensing provides an attractive alternative technique for obtaining river discharge records.2,5–7 Using various satellite remote sen- sing data, worldwide river discharges can be inferred on an efficient and economical basis. Although this technique is still not as accurate as in situ measurements, it has several important advantages. For example, it can be applied to rivers that cross international borders, where obtain- ing in situ records are often difficult because of national policy issues. Moreover, remote sensing 0091-3286/2012/$25.00 © 2012 SPIE Journal of Applied Remote Sensing 063564-1 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : can be applied to some areas that are difficult to reach or where in situ measurement is impossible. Given the potential advantages of satellite remote sensing for river discharge measurement, this technique has been greatly developed recently, and several big projects are under way, such as the Surface Water and Ocean Topography mission proposed by the National Aeronautics and Space Administration (NASA) and the Centre National d'Etudes Spatiales (CNES).2,8,9 Generally, measuring river discharge directly by satellite is impossible, because remote sen- sing techniques still cannot access bathymetric information in most cases,10–12 and in situ cross- sectional technologies are still needed to provide this information.5,13 Thus, a popular approach at present is extracting useful hydrologic parameters using remote sensing technologies and then correlating these parameters with simultaneous ground discharge data to construct an empirical rating curve.6,14 This process is conceptually similar to the traditional method used in permanent gauging stations, except that a parameter derived by remote sensing replaces the in situ measured parameter. To calibrate the coefficients effectively using simultaneous in situ measurements, a suitable parameter has to be provided by remote sensing to compare with discharge measure- ments. At present, with different remote sensing data, various kinds of parameters are used, such as water levels from altimetry and inundation areas from remote sensing images.6,13–30 River width (or surface water area) is one of the most popular available parameters for infer- ring river discharge provided by remote sensing. Previous research demonstrated that river width is a useful indicator of river discharge, and it is nearly as robust as stage-based (water level) discharge estimation in some areas.17,26,27 Theoretically, the basic concept of this technique is that river width generally increases with increasing river discharge, and this technique is often suited to large rivers where the change in river width caused by discharge fluctuation can be extracted precisely by remote sensing images. In nearly rectangular channels, however, river width may change very little with the fluctuation in discharge. Although the subtle change could be monitored by very high-resolution remote sensing images, using river width to infer the discharge in this case is difficult, due to the high cost and low temporal resolution of very high- resolution remote sensing images.30 This condition, which may be common at many locations in large rivers, suggests that other parameters should be used to infer river discharge from space, particularly for rivers where width variation with discharge is not pronounced. Most rivers possess various features sensitive to relatively small discharge changes, such as sidebars and islands.18 In general, a river island area often shows significant changes as the river rises, even if the river width does not change due to the presence of vertical embankment. The objective of this work is to investigate the application of remotely sensed data for discharge esti- mation using river island area as an alternative to river width in monitoring discharge in a river with embankment. The technique described in this study was validated in the Yangtze River in China. 2 Methodology 2.1 Study Area The Yangtze River (Changjiang), which is more than 6,300 km long, is the largest and longest river in China and the third-longest river in the world. The source of the Yangtze River lies in the Qinghai–Tibetan Plateau in southwestern China. The river flows from west to east and empties into the East China Sea. Three river islands in the middle reach of the Yangtze River, indicated by red circles in Fig. 1, have been studied to validate the proposed method. The first river island is located approximately 105 km downstream of the famous Three Gorges Dam and 67 km down- stream of the Gezhouba Dam. From the Three Gorges Dam to the island, the Yangtze River is a single-channel system, and the riverbank in this section has been controlled to prevent flooding. The other two river islands are located 18 km and 30 km downstream of the first river island. There is a branched tributary, whose width is about a tenth of the main channel width of the Yangtze River, between the first and second river islands. The Zhicheng hydrological station is located near the first river island, offering the possibility of validating the proposed method with in situ discharge records. Since 1937, the highest dis- charge value in this hydrological station has been 71; 900 m3 ∕s, the lowest discharge has been 2; 720 m3 ∕s, and the average discharge has been 14; 700 m3 ∕s. At present, the flow discharge in Journal of Applied Remote Sensing 063564-2 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Fig. 1 Location map of the study site. The river islands under study are marked by the red circles, and the Zhicheng hydrometric station is indicated by the red point. the area being studied is mainly controlled by the operation of both reservoirs and the discharge of the QingJiang River, a large tributary of the Yangtze River located approximately 25 km upstream. 2.2 Remotely Sensed Imagery The primary data source for the study is a series of HuanJing (HJ)-1A/1B satellite images. The HJ-1A and HJ-1B satellites are China’s two small environment satellites launched in September 2008. HJ-1A includes a multi-spectral imager and an interferometric imaging spectrometer. HJ- 1B includes an infrared scanner and the same multi-spectral imager that HJ-1A carries. The two sun-synchronous circular-orbit satellites have an orbital altitude of 649 km, and a constellation provides an observation revisit cycle every two days. The single CCD imagery width is 360 km, and the nadir ground resolution is 30 m. Their spectra range from 430 to 900 nm with four spectral bands similar to the first four bands of the landsat thematic mapper (TM) and Enhanced TM Plus (ETMþ) satellites. At present, the satellite imaging area can cover large parts of China, India, Pakistan, Kazakhstan, Mongolia, South Korea, North Korea, Japan, the Philippines, and Thailand. Since HJ-1A and HJ-1B have the same 30-m spatial resolution as Landsat TM∕ETMþ imagery but higher temporal resolution, they have played an important role in environmental protection and disaster assessment.31,32 The multi-spectral CCD imagery, which covers the extent of the area of interest from 2009 to 2011, was used as the input data set. We selected and downloaded scenes when the island under study was not covered by clouds. The resulting data set comprised 97 full scenes, including 28 scenes in 2009, 33 scenes in 2010, and 36 scenes in 2011. All images were Level 2 products, which have been radiometrically and geometrically corrected using a systematic model without ground control points in the GeoTIFF format. They are in the UTM Zone 49N projection and WGS_84 datum. 2.3 Discharge Estimation Method A common way to predict the discharge using parameters acquired by remotely sensed images (e.g., river width or inundation areas) is to correlate these parameters with the simultaneous Journal of Applied Remote Sensing 063564-3 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Fig. 2 Four HJ images and extracted water bodies in the area under study acquired at different dates. discharge records at or near a gauging station. The basis of this technique is finding a parameter that can be provided easily and precisely by remotely sensed imagery and is sensitive to the change in river discharge. In the study area, the river channel is controlled by manmade banking, and the river width, a widely used parameter, changes only slightly, even with a highly fluc- tuating water level or discharge. This slight change can hardly be detected by remotely sensed imagery with medium spatial resolution, such as the HJ imagery; thus, predicting exactly the river discharge using the river width is impossible. The river island area is sensitive to fluctuations in river water level. In general, when the water level increases, more island area is submerged under water, and the island area monitored by remote sensing decreases accordingly. As the island often has a flat terrain, a little increase in water level can induce a remarkable decrease in the island area above the water. Four HJ images acquired at different dates in the study area are shown in Fig. 2. Obviously, the river width is basically unchanged during these four periods, although several small point bars appear out of the water. By contrast, the island area above the water changes sharply, showing that it is more sensitive to the change in water stage than the river width. Therefore, the island area is considered an indicator of river discharge that can be monitored with remote sensing imagery. Since the island area is always determined by the water stage, and the river stage is closely related to river discharge, the river island area can be used to predict river discharge. To convert the island area acquired by remote sensing imagery to river discharge, we first need to establish the relationship between the island area and the river discharge. With the island area extracted by remote sensing imagery and the corresponding ground measurements of discharge, correlations between the island area and river discharge can be determined. Once this “remote” relationship at the monitoring site has been established, it can be used to estimate directly the river discharge from satellite data. 2.4 Island Area Extraction To establish the relationship between the island area and river discharge, extracting precisely the island area from remotely sensed imagery is a crucial step. The multi-spectral images acquired by the HJ-1A and HJ-1B satellites were geometrically corrected using only a systematic model, and large geometric error exists. Then all images have to be registered prior to the extraction of the island area. A Landsat TM image downloaded from the Global Land Cover Facility Website (http://glcf.umiacs.umd.edu/), which has been precision- and terrain-corrected, was used as the reference. Points of control were manually selected for the registration, and the nearest neighbor technique was adopted for the interpolation to preserve the original digital values of the images. All root mean square error (RMSE) values were within one pixel (30 × 30 m), using a second-degree polynomial. A subset area was then selected Journal of Applied Remote Sensing 063564-4 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : in the scene encompassing the island being studied and adjacent water areas to simplify the island extraction procedure. To enhance the difference between the island (vegetation/soil) and the surrounding water, the normalized difference water index (NDWI) was calculated31 by ρGreen − ρNIR NDWI ¼ ; (1) ρGreen þ ρNIR where ρGreen and ρNIR are the green and the near-infrared bands in the remote sensing imagery, respectively. They correspond to bands 2 and 4 on the HJ multi-spectral images. Each calculated NDWI image was then thresholded to sort out land from water pixels. To mitigate the effects of temporally varying conditions, the threshold was computed for each scene using the Otsu method, a dynamic threshold method using the rule of maximum between-class variance and minimum within-class variance to determine the threshold value.31,33,34 This process produced a binary island map for each scene, as shown in Fig. 2, and was used to calculate the island area. 3 Results and Discussion 3.1 Discharge Prediction with the First River Island 3.1.1 Area-discharge curve fitting The first river island was used to validate the proposed method. To establish the relationship between the island area and river discharge, two-year data sets from 2009 and 2010, including 61 remotely sensed images, were used in fitting the area-discharge curve. Although a power-law curve is widely used to fit the relationship between water depth and discharge, this kind of curve is not suitable for directly fitting the relationship between the island area and discharge, because the geomorphological features of the island are often complex. The polynomial equation was used to fit this relationship. Table 1 shows the results fitted by polynomial equations with dif- ferent orders, including the fitting equation, R-squared, and RMSE. From the results shown in Table 1, the discharge is shown to be highly correlated with the island area. Even with a simple second-order polynomial equation, the value of R-squared reaches 0.972, showing the existence of an area-discharge relationship. A detailed comparison of the fitted polynomial equations with different orders reveals that the fourth-order polynomial equation shows a good performance, as it has the lowest RMSE and an R-squared value of 0.9935, only 0.0001 less than that of the fifth-order polynomial equation. All fitted polynomial curves are shown in Fig. 3, and the fourth-order polynomial curve is considered as the resulting fitted curve. 3.1.2 Discharge prediction From the fitted polynomial equation, the river discharge can be inferred using the island area extracted from HJ CCD imagery. In this study, all 36 scenes from 2011 were used to validate the Table 1 Fitted polynomial equations using island areas extracted by HJ satellites and the corresponding observed discharges from the Zhicheng hydrological station in the period from 2009 to 2010. Fitted polynomial equation with different orders R-squared RMSE y ¼ 827.5 × x 2 − 9767 × x þ 32180 0.9722 1253 y ¼ −1011 × x 3 þ 8419 × x 2 − 25790 × x þ 40470 0.9904 743.9 y ¼ 367.68 × x 4 − 4622.2 × x 3 þ 20363 × x 2 − 40726 × x þ 45847 0.9935 616.4 y ¼ −81.82 × x5 þ 1367.2 × x4 − 9098.2 × x3 þ 29252 × x2 − 48196 × x þ 47906 0.9936 618.7 Journal of Applied Remote Sensing 063564-5 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Fig. 3 Fitted polynomial curves with different orders using the calibration data points for 2009 and 2010 for the first river island. Fig. 4 Predicted discharge plotted against observed discharge for the validation data set using the fitted fourth-order polynomial equation with HJ and MODIS imagery from 2011 for the first river island. performance of the fitted area-discharge curve. The prediction discharge was compared with the in situ measurement, and the results are shown in Fig. 4 and Table 2. A good result was obtained with the proposed method, and the predicted and the observed discharges had a high correlation (R2 ¼ 0.981). Quantitative analysis showed that the largest difference between the observed and the predicted discharges was −1;794 m3 ∕s on July 29, whose in situ discharge measurement was 18; 200 m3 ∕s. Generally, all relative errors were less than 20%. The highest relative error was 16.43% on November 25, and the lowest relative error was −0.2% on April 26. The mean accu- racy of the estimates was less than 10% of the observed discharge, showing the effectiveness of the proposed model. The discharge and relative errors versus the discharge values are shown in Fig. 5. The dis- charge error increases with the increase in the discharge values, mainly because of the feature of the fitted curve (Fig. 3), which is related to the local geomorphology of the island terrain. The curve is steeper for higher discharge values, meaning that the error in the extracted island area could lead to a larger error in the predicted discharge. By contrast, larger discharges correspond to lower relative error, because the variance in the discharge error is less than that in the discharge Journal of Applied Remote Sensing 063564-6 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Table 2 Dates of HJ and MODIS image captures over the first river island, derived island areas, and corresponding predictions. A short line means that the image was covered by clouds. HJ imagery MODIS imagery Measured Island Calculated Discharge Island Calculated Discharge discharge area discharge error Relative area discharge error Relative Date (m3 ∕s) (km2 ) (m3 ∕s) (m3 ∕s) error (km2 ) (m3 ∕s) (m3 ∕s) error 12-Jan-2011 6970 3.85 7900 930 13.34% – – – – 24-Jan-2011 7960 3.90 7620 −340 −4.27% – – – – 3-Feb-2011 6300 4.07 6694 394 6.25% 4.59 4149 −2151 −34.14% 4-Feb-2011 6090 4.06 6724 634 10.40% 4.38 5069 −1021 −16.77% 6-Feb-2011 5700 4.08 6590 890 15.61% 3.90 7639 1939 34.02% 20-Feb-2011 6210 4.07 6660 450 7.24% 4.70 3791 −2419 −38.95% 24-Feb-2011 5970 4.11 6472 502 8.40% 4.22 5880 −90 −1.51% 8-Mar-2011 6140 4.06 6734 594 9.68% 4.48 4580 −1560 −25.40% 12-Mar-2011 6200 4.10 6481 281 4.54% 4.06 6749 549 8.85% 27-Mar-2011 7910 3.86 7825 −85 −1.08% – – – – 29-Mar-2011 7730 3.91 7565 −165 −2.14% 4.64 3960 −3770 −48.77% 18-Apr-2011 7520 3.81 8128 608 8.09% 4.22 5880 −1640 −21.81% 24-Apr-2011 7210 3.85 7905 695 9.63% 2.99 11961 4751 65.90% 26-Apr-2011 8030 3.83 8014 −16 −0.20% – – – – 28-Apr-2011 7120 3.89 7648 528 7.42% 4.80 3522 −3598 −50.53% 18-May-2011 9280 3.47 9893 613 6.61% 4.22 5880 −3400 −36.64% 27-May-2011 10700 3.25 10929 229 2.14% 3.36 10418 −282 −2.63% 29-May-2011 10600 3.41 10182 −418 −3.95% 3.58 9369 −1231 −11.61% 28-Jun-2011 24300 0.74 25181 881 3.62% 0.64 26966 2666 10.97% 4-Jul-2011 17000 1.70 15839 −1161 −6.83% 0.80 24076 7076 41.62% 6-Jul-2011 14700 2.14 14350 −350 −2.38% 2.40 13694 −1006 −6.85% 8-Jul-2011 25600 0.72 25487 −113 −0.44% – – – – 20-Jul-2011 17700 1.63 16158 −1542 −8.71% 1.81 15366 −2334 −13.19% 24-Jul-2011 18300 1.45 17136 −1164 −6.36% – – – – 26-Jul-2011 17500 1.57 16463 −1037 −5.93% 3.74 8521 −8979 −51.31% 28-Jul-2011 17900 1.41 17395 −505 −2.82% 2.83 12504 −5396 −30.14% 29-Jul-2011 18200 1.58 16406 −1794 −9.86% 1.81 15366 −2834 −15.57% 12-Aug-2011 23300 0.78 24422 1122 4.82% 0.85 23238 −62 −0.27% 14-Aug-2011 16100 1.47 17013 913 5.67% 2.51 13421 −2679 −16.64% 18-Aug-2011 18900 1.08 20302 1402 7.42% 1.17 19320 420 2.22% 23-Sep-2011 18800 1.38 17632 −1168 −6.21% 2.03 14671 −4129 −21.96% 27-Sep-2011 11900 2.68 12958 1058 8.89% 1.71 15791 3891 32.70% 7-Oct-2011 7820 3.69 8770 950 12.14% 3.58 9369 1549 19.81% 9-Oct-2011 7920 3.69 8789 869 10.97% 3.95 7342 −578 −7.30% 19-Nov-2011 9710 3.39 10284 574 5.91% 4.16 6165 −3545 −36.51% 25-Nov-2011 8460 3.48 9850 1390 16.43% 3.90 7639 −821 −9.70% Journal of Applied Remote Sensing 063564-7 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Fig. 5 Predicted discharge and relative errors plotted against observed discharge for the validation data set using the fitted fourth-order polynomial equation and HJ imagery for the first river island. values. From Table 2, a similar trend shows that higher relative errors often occur in days with lower discharge, and lower relative error values occur in days with higher discharge. For exam- ple, relative errors larger than 10% all have discharges lower than 8; 500 m3 ∕s. By contrast, when the discharge values are larger than 10; 000 m3 ∕s, all relative errors are less than 10%. 3.1.3 Error sources The error in the extracted island area is the main cause of the error in the predicted discharge values. In this study, the island boundary was extracted using NDWI with a threshold value. Considering the complexity of land cover classes, a threshold value alone is not always precise enough to distinguish the island from the surrounding water. Another factor is the spatial resolu- tion of the remote sensing imagery. The HJ pixel resolution is 30 m × 30 m, and the pixels located in the water and land boundaries are often mixed pixels. This indicates that the boundary pixels contain water and land simultaneously, and merely assigning them to either water or land is inaccurate. Another error comes from the in situ observation discharge value. On the one hand, the daily discharge values used in this study were estimated from a stage discharge rating curve, and the uncertainty involved in this method inevitably affects the result. On the other hand, the island area and the discharge need to be coincident with respect to time under ideal conditions. In this study, however, only the discharge measured at 8:00 a.m. is available, while the passing time of the HJ satellites is approximately 10:30 a.m. The daily fluctuation of the discharge in the Zhicheng hydrological station can reach about 10%, based on the Three Gorges hydropower station operation. This inconsistency not only affects the fitted area-discharge curve but also brings uncertainty to the validation result. 3.2 Comparison of Different Remotely Sensed Imagery In the aforementioned analysis, only multi-spectral images acquired by the HJ satellites were used to extract the island area. In practice, more satellite images can be selected and used. For example, some medium-resolution remotely sensed imagery, such as Landsat TM∕ETMþ, advanced spaceborne thermal emission and reflection radiometer (ASTER), and advanced syn- thetic aperture radar (ASAR) images, can be used to produce a comprehensive data set with high temporal resolution.35 The moderate resolution imaging spectroradiometer (MODIS) imagery is a possible data source, as well. Although MODIS has a spatial resolution of only 250 m for the red and near infrared bands (841 to 875 nm), it can provide two images of a given region per day for the whole globe freely. The short revisiting period of MODIS will increase the practicability of the proposed method to a large extent, once the prediction errors caused by the low spatial resolution are in control. In order to analyze the differences between HJ and MODIS images for island area and river discharge estimation caused by their different spatial resolutions, the proposed method was applied to MODIS imagery in 2011. Compared with HJ imagery, more cloud-free MODIS images Journal of Applied Remote Sensing 063564-8 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : covering the first island are available, meaning that MODIS can provide a higher temporal resolution result. In this study, however, only MODIS scenes acquired in the days in which cloud-free HJ images are available were analyzed for comparison. The MODIS surface- reflectance product (MOD09) generated from data of Terra were downloaded from https:// lpdaac.usgs.gov/. The near infrared band data were thresholded to extract the island area.13 Using the fitted fourth-order polynomial curve, the river discharge is then predicted with the estimated island area. Island areas and river discharges estimated with MODIS imagery are shown in Fig. 4 and Table 2. Overall, although the MODIS results were worse than those of HJ images, the correla- tion coefficient between the predicted and observed discharges still reached 0.7562. Quantitative analysis showed that the largest difference between the observed and predicted discharges was −8; 979 m3 ∕s on July 26, because the estimated island area of MODIS was larger than twice of that of the HJ images. Relative errors were mostly less than 50%, except those from April 24, April 28, and July 26, showing the effectiveness of MODIS imagery. Large discharge prediction errors are due to the coarse spatial resolution and the image distortion caused by the bowtie effect, which made the island areas estimated from MODIS much different from the HJ esti- mates. In practice, there are two potential approaches to overcoming this shortcoming. The first one is using spectral unmixing to estimate the island area at the sub-pixel scale and reduce the error of predicted discharge caused by island area error.36 The second method is using not actual island areas, but the surface reflectance itself to predict the river discharge directly, as that can provide more sensitive measurements.18,37 3.3 Comparison of Different River Islands In addition to the first river island, the second and the third river islands were studied to further validate the performance of the proposed method. For each river island, the area-discharge curve was first fitted using two-year data sets in 2009 and 2010. River discharges in 2011 were then predicted with island areas extracted from HJ images by using the fitted curve. For both islands, the fitted curves are shown in Fig. 6, and the prediction results are shown in Table 3 and Fig. 7, respectively. For the second river island, the fifth-order polynomial curve was considered as the final fitted curve by comparing the performance of polynomial equations with different orders. The results for the second island were worse than those for the first island, although the correlation coefficient between the predicted and observed discharges reached 0.9606. Most of relative errors were larger than 10%, and the highest relative error was 51.73%. Moreover, when measured discharges were larger than 10; 000 m3 ∕s, all predicted discharges were overestimated, and the relative errors ran- ged from 8.35% to 23.63%. This bias is caused mainly by the fitted polynomial curve, as shown in Fig. 6. The used calibration data points have different change trends due to the geomorphological feature of the second island. When the island area was larger than 0.3 km2 , the island area decreased slowly with the increase in the discharge values. By contrast, when the island area was less than 0.3 km2 , it had only little change with the increase in the discharge values. Fig. 6 Fitted polynomial curves using the calibration data points in 2009 and 2010 for the second and third river islands. Journal of Applied Remote Sensing 063564-9 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Table 3 Dates of HJ image captures over the second and third river islands, derived island areas, and corresponding predictions. A short line means that the image was covered by clouds. A cross means that the discharge was not predicted, because the third river island cannot be used as an indicator for river discharge when its area is less than 0.9 Km2 . Second island Third island Measured Island Calculated Discharge Island Calculated Discharge discharge area discharge error Relative area discharge error Relative Date (m3 ∕s) (km2 ) (m3 ∕s) (m3 ∕s) error (km2 ) (m3 ∕s) (m3 ∕s) error 12-Jan-2011 6970 1.17 8639 1669 23.95% 1.66 6820 −150 −2.15% 24-Jan-2011 7960 1.22 8045 85 1.07% 1.59 7388 −572 −7.19% 3-Feb-2011 6300 1.29 7232 932 14.80% 1.66 6825 525 8.33% 4-Feb-2011 6090 1.28 7265 1175 19.30% 1.80 6032 −58 −0.95% 6-Feb-2011 5700 1.30 7098 1398 24.52% 1.70 6508 808 14.18% 20-Feb-2011 6210 1.12 9422 3212 51.73% 1.69 6570 360 5.80% 24-Feb-2011 5970 1.35 6672 702 11.75% 1.77 6145 175 2.93% 8-Mar-2011 6140 1.38 6474 334 5.44% 1.61 7240 1040 16.77% 12-Mar-2011 6200 1.30 7086 886 14.28% 1.75 6219 −1691 −21.38% 27-Mar-2011 7910 1.23 7811 −99 −1.25% 1.70 6534 −1196 −15.47% 29-Mar-2011 7730 1.24 7720 −10 −0.12% 1.59 7379 −141 −1.87% 18-Apr-2011 7520 1.27 7358 −162 −2.15% 1.78 6109 −1101 −15.27% 24-Apr-2011 7210 1.33 6878 −332 −4.61% 1.65 6897 −1133 −14.11% 26-Apr-2011 8030 1.22 7941 −89 −1.10% 1.74 6293 −827 −11.62% 28-Apr-2011 7120 1.28 7348 228 3.20% 1.31 9627 347 3.74% 18-May-2011 9280 0.93 11879 2599 28.00% 0.96 11751 −349 −2.88% 27-May-2011 10700 0.80 12885 2185 20.42% 1.24 10023 −677 −6.33% 29-May-2011 10600 0.87 12465 1865 17.59% – – – – 28-Jun-2011 24300 – – – – – – – – 4-Jul-2011 17000 – – – – 0.89 × × × 6-Jul-2011 14700 – – – – – – – – 8-Jul-2011 25600 – – – – 0.92 12109 −13491 −52.70% 20-Jul-2011 17700 0.21 21883 4183 23.63% 0.85 × × × 24-Jul-2011 18300 0.21 21985 3685 20.14% 0.86 × × × 26-Jul-2011 17500 0.23 20557 3057 17.47% 0.92 12065 −5435 −31.06% 28-Jul-2011 17900 0.22 21168 3268 18.25% 0.88 × × × 29-Jul-2011 18200 0.21 21711 3511 19.29% 0.88 × × × 12-Aug-2011 23300 0.15 27509 4209 18.06% 0.89 × × × 14-Aug-2011 16100 0.24 19346 3246 20.16% 0.88 × × × 18-Aug-2011 18900 0.21 22092 3192 16.89% 0.93 11950 −6950 −36.77% 23-Sep-2011 18800 – – – – – – – – 27-Sep-2011 11900 0.60 12894 994 8.35% – – – – 7-Oct-2011 7820 1.21 8092 272 3.48% 1.59 7406 −414 −5.30% 9-Oct-2011 7920 1.62 6159 −1761 −22.24% 1.67 6750 −1170 −14.77% 19-Nov-2011 9710 1.17 8711 −999 −10.29% 1.47 8391 −1319 −13.58% 25-Nov-2011 8460 1.25 7601 −859 −10.16% 1.32 9540 1080 12.76% Journal of Applied Remote Sensing 063564-10 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : Fig. 7 Predicted discharge plotted against observed discharge for the validation data set using the fitted polynomial equations with HJ imagery from 2011 for the second and third river islands. Using the fitted polynomial curve, the calibration points with discharge of about 20; 000 m3 ∕s were all overestimated, leading to the overestimated predicted discharge in this range. For the third island, a change trend similar to that for the second island was noticed for the area-discharge data points in 2009 and 2010 used for calibration. The third island has a steep high ground with an area of about 0.9 km2 . When the discharge reaches about 12; 000 m3 ∕s, the whole island is submerged except for this high ground. However, with the increase of discharge, only a small part of the high ground is submerged, and this change cannot be detected by the remotely sensed imagery used in this study. Thus, when the island area was larger than 0.9 km2 , the island area decreased slowly with the increase of the discharge value. When the island area was less than 0.9 km2 , it remained about the same for different discharge values. As a result, when the island area is less than 0.9 km2 , the island cannot be used as an indicator of river discharge anymore. In this study, a fourth-order polynomial curve is fitted using data points with an island area of larger than 0.9 km2 and then is used to predict the river discharge. The result in Table 3 shows that the prediction has a high accuracy when the island area is much larger than 0.9 km2 . By contrast, when the island area was close to 0.9 km2 , as it was on July 8, July 26, and August 18, the relative error was high. This is mainly caused by the uncertainty of the extracted island area. Although the prediction results are not as good as those for the first river island, the second and third river islands can be used to predict river discharge effectively with the proposed method. Meanwhile, the results showed that choosing a suitable river island is important for the application of the proposed technique in practice. The first factor is the change in the river island. For all techniques to predict the discharge from a certain parameter extracted by remotely sensed imagery, the relationship between discharge and the parameter must remain stable. Thus, the island used for this needs to be permanent. Some early developed islands, whose topographic features are heavily influenced by sediment discharge, are unsuitable for application. The amount of sandbar classified as island area and the growth of the island, which will increase the estimated island area, also needs attention. Secondly, the geomorpho- logical feature is critical to the performance of the proposed method. The slope of terrain for the river island should not be too steep to ensure island area change caused by discharge fluctuation can be extracted precisely from remote sensing images. The island should not be completely covered by water when the discharge is high enough; otherwise, the area-discharge relationship loses its effectiveness. Finally, the island should be located spatially near the in situ site, in order to ensure the change of island area corresponds to the change of river discharge, and in situ measurements can be used to extract and validate the area-discharge curve. Journal of Applied Remote Sensing 063564-11 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
Ling et al.: Monitoring river discharge with remotely sensed imagery using river island area : : : 4 Conclusions Remote sensing is a promising technology for inferring water discharge. The key concept of this method is the selection of a suitable parameter that can be easily obtained from satellite imagery to correlate with the measured discharge. As a common feature in many rivers, islands can be employed as a useful indicator of the change in river discharge, since they have a flat terrain, and the uncovered island area changes rapidly with the change in discharge. In the present study, a river island area has been used as an indicator to monitor river discharge. The proposed technique was validated by three islands in the Yangtze River in China. All 61 remotely sensed images acquired by the HJ satellites from 2009 to 2010 were used to construct the empirical rating curve, and the fitted curve was validated using 36 HJ images taken in 2011. The results showed that all three islands can be used as an indicator of river discharge, although their performances are much different. For the island with the best result, the mean accuracy of the estimates was less than 10% of the observed discharge, and all relative errors were less than 20% compared with in situ measurements, showing the effectiveness of the proposed method. Acknowledgments This work was supported in part by the National Basic Research Program of China (No. 2012CB417001) and the Knowledge Innovation Program of the Chinese Academy of Sciences (No. kzcx2-yw-141). References 1. D. E. Alsdorf and D. P. Lettenmaier, “Tracking fresh water from space,” Science 301(5639), 1485–1488 (2003), http://dx.doi.org/10.1126/science.1089802. 2. D. E. Alsdorf, E. Rodriguez, and D. P. Lettenmaier, “Measuring surface water from space,” Rev. Geophys. 45(2), RG2002 (2007), http://dx.doi.org/10.1029/2006RG000197. 3. H. Middelkoop et al., “Impact of climate change on hydrological regimes and water resources management in the rhine basin,” Climatic Change 49(1–2), 105–128 (2001), http://dx.doi.org/10.1023/A:1010784727448. 4. B. Nijssen et al., “Predicting the discharge of global rivers,” J. Climate 14(15), 3307–3323 (2001), http://dx.doi.org/10.1175/1520-0442(2001)0142.0.CO;2. 5. L. C. Smith, “Satellite remote sensing of river inundation area, stage, and discharge: a review,” Hydrolog. Process. 11(10), 1427–1439 (1997), http://dx.doi.org/10.1002/(ISSN) 1099-1085. 6. D. M. Bjerklie et al., “Estimating discharge in rivers using remotely sensed hydraulic infor- mation,” J. Hydrol. 309(1–4), 191–209 (2005), http://dx.doi.org/10.1016/j.jhydrol.2004.11 .022. 7. Q. H. Tang et al., “Remote sensing: hydrology,” Progr. Phys. Geogr. 33(4), 490–509 (2009), http://dx.doi.org/10.1177/0309133309346650. 8. S. Biancamaria et al., “Preliminary characterization of SWOT hydrology error budget and global capabilities,” IEEE J. Sel. Top. Appl. Earth Observ. Remote Sens. 3(1), 6–19 (2010), http://dx.doi.org/10.1109/JSTARS.2009.2034614. 9. M. Durand et al., “The surface water and ocean topography mission: observing terrestrial surface water and oceanic submesoscale eddies,” Proc. IEEE 98(5), 766–779 (2010), http:// dx.doi.org/10.1109/JPROC.2010.2043031. 10. J. S. Bailly et al., “Geostatistical estimations of bathymetric LiDAR errors on rivers,” Earth Surf. Process. Landf. 35(10), 1199–1210 (2010), http://dx.doi.org/10.1002/esp.v35:10. 11. P. J. Kinzel et al., “Evaluation of an experimental LiDAR for surveying a shallow, braided, sand-bedded river,” J. Hydraul. Eng. 133(7), 838–842 (2007), http://dx.doi.org/10.1061/ (ASCE)0733-9429(2007)133:7(838). 12. C. K. Wang and W. D. Philpot, “Using airborne bathymetric lidar to detect bottom type variation in shallow waters,” Rem. Sens. Environ. 106(1), 123–135 (2007), http://dx.doi .org/10.1016/j.rse.2006.08.003. Journal of Applied Remote Sensing 063564-12 Vol. 6, 2012 Downloaded From: http://remotesensing.spiedigitallibrary.org/ on 09/12/2012 Terms of Use: http://spiedl.org/terms
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