Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI

 
CONTINUE READING
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
remote sensing
Article
Minimum Redundancy Array—A Baseline
Optimization Strategy for Urban SAR Tomography
Lianhuan Wei 1, *, Qiuyue Feng 1 , Shanjun Liu 1 , Christian Bignami 2 , Cristiano Tolomei 2            and
Dong Zhao 3
 1    Institute for Geo-Informatics and Digital Mine Research, School of Resources and Civil Engineering,
      Northeastern University, Shenyang 110819, China; m13386873524@163.com (Q.F.); liusjdr@126.com (S.L.)
 2    Istituto Nazionale di Geofisica e Vulcanologia, 00143 Rome, Italy; christian.bignami@ingv.it (C.B.);
      cristiano.tolomei@ingv.it (C.T.)
 3    Shenyang Geotechnical Investigation & Surveying Research Institute, Shenyang 110004, China;
      fei_fei_lucky@126.com
 *    Correspondence: weilianhuan@mail.neu.edu.cn; Tel.: +86-24-8369-1682
                                                                                                    
 Received: 17 July 2020; Accepted: 18 September 2020; Published: 22 September 2020                  

 Abstract: Synthetic aperture radar (SAR) tomography (TomoSAR) is able to separate multiple
 scatterers layovered inside the same resolution cell in high-resolution SAR images of urban scenarios,
 usually with a large number of orbits, making it an expensive and unfeasible task for many practical
 applications. Targeting at finding out the minimum number of images necessary for tomographic
 reconstruction, this paper innovatively applies minimum redundancy array (MRA) for tomographic
 baseline array optimization. Monte Carlo simulations are conducted by means of Two-step Iterative
 Shrinkage/Thresholding (TWIST) and Truncated Singular Value Decomposition (TSVD) to fully
 evaluate the tomographic performance of MRA orbits in terms of detection rates, Cramer Rao
 Lower Bounds, as well as resistance against sidelobes. Experiments on COSMO-SkyMed and
 TerraSAR-X/TanDEM-X data are also conducted in this paper. The results from simulations and
 experiments on real data have both demonstrated that introducing MRA for baseline optimization in
 SAR tomography can benefit from the dramatic reduction of necessary orbit numbers, if the recently
 proposed TWIST method is used for tomographic reconstruction. Although the simulation and
 experiments in this manuscript are carried out using spaceborne data, the outcome of this paper can
 also give examples for airborne TomoSAR when designing flight orbits using airborne sensors.

 Keywords: minimum redundancy array; SAR tomography; baseline optimization; two-step iterative
 shrinkage/thresholding; truncated singular value decomposition

1. Introduction
     In high-resolution Synthetic Aperture Radar (SAR) images of urban scenarios, many pixels
contain the superposition of responses from multiple scatterers, which is induced by the intrinsic
side-looking geometry of SAR sensors (layover) [1]. As an advanced technique, SAR Tomography
(TomoSAR) makes it possible to overcome layover problem via estimating the 3D position of each
scatterer, targeting at a real and unambiguous 3D SAR imaging [2,3]. Since its proposition in the
1980s, TomoSAR has been gradually applied to simulated data in laboratory, airborne SAR images,
medium-resolution and very high-resolution spaceborne SAR images with the rapid evolvement
of modern SAR instruments [4–14]. With the high-resolution advantages of modern SAR sensors
such as TerraSAR-X/TanDEM-X and COSMO-SkyMed, it is possible to analyze details of urban
buildings with an absolute positioning accuracy of around 20 cm and a meter-order relative positioning
accuracy [15–18]. Besides exploiting TomoSAR with new data sources, many researchers have been

Remote Sens. 2020, 12, 3100; doi:10.3390/rs12183100                       www.mdpi.com/journal/remotesensing
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, 3100                                                                         2 of 19

dedicated to developing new tomographic inversion algorithms and scatterers detectors in recent
decades [19–33]. In this manuscript, tomographic inversion algorithms refer to those aiming at
reconstructing “elevation profiles” from time series SAR images, whereas scatterers detectors refer to
those aiming at automatically detecting number of scatterers, their corresponding magnitude/strength
and precise elevation positions from the “elevation profiles”. Until now, the tomographic inversion
algorithms can be categorized into three groups, including back-propagation, spectrum estimation
and compressive sensing-based algorithms [5,19–30]. On the other hand, current scatterers detectors
can be categorized into three groups as well, such as Multi-Interferogram Complex Coherence
(MICC) based detectors, model order selectors, and Generalized Likelihood Ratio Test (GLRT) based
detectors [16,31–35].
      Notwithstanding, a large number of orbits are usually used for tomographic reconstruction,
in order to keep sufficient coherence. Previous study has shown that a single scatterer can always
be reliably detected when more than 5 orbits are used in tomographic reconstruction with X-band
spaceborne SAR data, whereas approximately more than 40 orbits are necessary for successful detection
of double scatterers [19]. However, X-band sensors have problems to handle both spatial coverage and
resolution. In many cases, there is no large number of acquisitions available. The minimum number of
tracks for tomographic inversion is only estimated for forest structure reconstruction, unfortunately
never for urban TomoSAR [36]. Different from the volume scattering mechanism in vegetated areas,
the signal inside one pixel of man-made structures is generally composed of components from several
scattering centers. Besides, there is no need to carry out tomographic reconstruction for every pixel
in urban areas. It is only necessary to carry out tomographic reconstruction for pixels with stable
back-scattering magnitude and high coherence (also referred to as persistent scatterers), instead of
all pixels. Since persistent scatterers are generally less affected by spatial and temporal decorrelation,
tomographic reconstruction of urban structures with limited number of images is therefore possible
and exploited in this article.
      Ideally speaking, the spatial baselines for tomographic SAR inversion should be uniformly
distributed. If the spatial span of baselines is determined for uniform baselines, the estimated elevation
resolution is determined [16]. The elevation resolution represents the minimal distinguishable distance
between two scatterers, which is the width of the elevation point response function (PRF) [16]. It can
be calculated with the following Equation:

                                                       λr
                                               ρs =                                                    (1)
                                                      2∆b
where ρs represents the elevation resolution, λ is the wavelength of SAR sensors, r is the target-sensor
distance in Line-Of-Sight (LOS) direction, and ∆b is the baseline aperture (the maximum difference
between orbits) of the SAR image stack [16]. The elevation resolution only depends on the baseline
aperture when the wavelength and height of sensors are determined. If we want to keep the elevation
resolution with limited number of SAR images, a possible solution should be increasing the spatial
interval between adjacent orbits and optimizing the baseline configuration in consideration of baseline
redundancy minimization.
     The optimal design of baselines in SAR has been studied for years, which can be categorized
into two different ways. One way is to set the interval between adjacent orbits as multiplies of
half-wavelength, such as minimum redundancy array (MRA), Restricted Minimum Redundancy
Array (RMRA) and Golomb Array (GA), etc. [37–39]. The other way is to design an optimal baseline
array with fixed number of elements and fixed baseline aperture based on bionics algorithms such
as artificial bee colony algorithm, memetic algorithm, and genetic algorithm, etc. [40–42]. In recent
years, baseline optimization has also been exploited for TomoSAR. Lu et al. has constructed a minimax
baseline optimization model based on non-uniform linear array for TomoSAR [43]. Bi et al. has
proposed a coherence of measurement matrix-based baseline optimization criterion and missing
data completion of unobserved baselines to facilitate wavelet-based Compressive Sensing TomoSAR
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, 3100                                                                                      3 of 19

Remote Sens. 2020, 12, x FOR PEER REVIEW                                                           3 of 19
(CS-TomoSAR)        in forested areas [44]. Zhao et al. has explored the impact of baseline distribution
in spaceborne multistatic TomoSAR (SMS-TomoSAR) and proposed a baseline optimization method
optimization method under uniform-perturbation sampling with Gaussian distribution error [45].
under uniform-perturbation sampling with Gaussian distribution error [45]. However, most of
However, most of the above-mentioned research is conducted by simulations based on airborne
the above-mentioned research is conducted by simulations based on airborne system parameters.
system parameters. Unfortunately, very limited experimental result has been reported on the
Unfortunately, very limited experimental result has been reported on the optimization of spaceborne
optimization of spaceborne baselines for urban TomoSAR until now.
baselines for urban TomoSAR until now.
     Targeting the above-mentioned problem, this paper focuses on finding an optimal baseline
     Targeting the above-mentioned problem, this paper focuses on finding an optimal baseline
configuration of repeat-pass spaceborne SAR images for tomographic reconstruction using limited
configuration of repeat-pass spaceborne SAR images for tomographic reconstruction using limited
number of SAR images, which is called baseline optimization. In this paper, the minimum
number of SAR images, which is called baseline optimization. In this paper, the minimum redundancy
redundancy array (MRA) in wireless communication theory is innovatively applied for
array (MRA) in wireless communication theory is innovatively applied for tomographic baseline array
tomographic baseline array optimization, for the purpose of keeping equivalent elevation
optimization, for the purpose of keeping equivalent elevation resolution when only non-uniform
resolution when only non-uniform sampling and limited number of orbits are available.
sampling and limited number of orbits are available.
2. Methodology
2. Methodology

2.1. Tomographic
2.1.             Phase Model
     Tomographic Phase Model
     In the
     In  the SAR
              SAR image
                    image coordinate
                             coordinate system,
                                           system, aa third
                                                       third coordinate
                                                              coordinate axis
                                                                            axis orthogonal
                                                                                 orthogonal to to the
                                                                                                   the azimuth–slant
                                                                                                        azimuth–slant
range  (x–r)  plane  is defined,   called  elevation  (s) [6] as shown    in Figure  1a. A  focused
range (x–r) plane is defined, called elevation (s) [6] as shown in Figure 1a. A focused SAR image     SAR   imagecancan
                                                                                                                     be
be considered
considered   as a as
                  2Daprojection
                         2D projection
                                    of the of
                                            3Dthe   3D back-scattering
                                                back-scattering    scenarioscenario
                                                                             into the into   the x–r
                                                                                       x–r plane   [16].plane  [16]. As
                                                                                                          As shown    in
shown    in Figure  1b,  the  measurement      of the resolution    cell contains  backscattered
Figure 1b, the measurement of the resolution cell contains backscattered signals from two different signals  from   two
different single-bounce
single-bounce    scatterersscatterers
                              (scatterers(scatterers
                                           A and B),A    andthose
                                                      since   B), since
                                                                     twothose   two single-bounce
                                                                          single-bounce   scatterers scatterers    have
                                                                                                       have the same
the same slant-range
slant-range   distance to distance   to the
                             the sensor    andsensor
                                                 will and   will be into
                                                      be focused      focused  into the
                                                                           the same      same resolution
                                                                                      resolution    cell [21].cell [21].
                                                                                                                With   a
With   a  stack  of  N  co-registered    SAR    acquisitions,   we   are  able  to reconstruct    the
stack of N co-registered SAR acquisitions, we are able to reconstruct the backscattering profile along backscattering
profile
the       alongdirection
    elevation     the elevation
                            for eachdirection
                                       resolutionforcelleach   resolution
                                                         with SAR            cell with
                                                                      tomography.     The SAR     tomography.
                                                                                           combination      of thoseThe
                                                                                                                      N
combination    of those   N  acquisitions   forms
acquisitions forms the so-called elevation aperture.the so-called   elevation  aperture.

                  (a) 3D SAR coordinates                                  (b) layovered double scatterers
             1. 3D SAR
      Figure 1.     SAR coordinate
                        coordinatesystem
                                   system(a)
                                          (a)and
                                              andtypical
                                                  typicallayover
                                                           layovereffect
                                                                    effect
                                                                         ofof double
                                                                            double   single-bounce
                                                                                   single-bounce   scatterers
                                                                                                 scatterers in
      in urban
      urban SAR SAR  images
                  images (b).(b).

      In a stack
           stack of
                 of N
                    N co-registered
                       co-registered SAR
                                      SAR acquisitions,
                                           acquisitions, the complex value of a certain
                                                                                   certain resolution cell in
the nth  image  is considered  as the integral of the real backscattering signals
     nth image is considered as the integral of the real backscattering signals   along  elevation
                                                                                            along direction,
                                                                                                   elevation
and  represented
direction,         by the following
            and represented   by the Equation
                                      followingasEquation as
                                       smax
                                         Z smax
                              g n g=n =       γ ( s )γ⋅(exp(
                                                         s)· exp   ⋅ 2π ⋅ ξ n ·s⋅ s)·ds
                                                               − (j−j·2π·ξ          ) ⋅ ds
                                                                                         n = n1,=2,1,· ·2,
                                                                                                        · ,
                                                                                                           N,N    (2)(2)
                                      − smax
                                           −smax

where [−s−[               ]
           s , s , s ] is the elevation span, ξ = −2bn /(λr) is the spatial frequency along elevation, γ(s)
where maxmaxmaxmax is the elevation nspan, ξ           n =−2bn (λr) is the spatial frequency along
is the backscattering magnitude along the elevation direction [16]. There are N measurements in a
elevation, γ ( s ) is the backscattering magnitude along the elevation direction [16]. There are N
measurements in a tomographic data stack. The continuous reflectivity model could be
approximated by discretizing the function along s with a sampling frequency of L (L >> 0).
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, 3100                                                                       4 of 19

tomographic data stack. The continuous reflectivity model could be approximated by discretizing the
function along s with a sampling frequency of L (L >> 0).

                                             g = K ·γ + ε                                            (3)
                                         N×1    N×1 L×1   N×1

where g is the measurement vector with N elements gN , K is an N × L imaging operator, and γ is the
reflectivity vector along s with L elements [16]. ε is the noise term, which is assumed as independent
identically distributed complex zero mean and Gaussian. The noise could be neglected in the system
model if appropriate pre-processing of the data stack is conducted for real data analysis. Details about
the pre-processing are described in [5,12]. The objective of TomoSAR is to retrieve the backscattering
profile γ for each pixel from N measurements (gN ) and then use it to estimate scattering parameters,
such as the number of scatterers within a resolution cell, their elevations, as well as reflectivity,
with scatterers detectors [16,31–35].
     Among various tomographic reconstruction methods, Truncated Singular Value Decomposition
(TSVD) is commonly used in spaceborne TomoSAR due to its good performance and computational
simplicity [7]. On the other hand, Compressive Sensing (CS) based algorithms have been demonstrated
to have super-resolution power. However, its high computational complexity has prevented it from
being a useful tool for tomographic reconstruction of large areas on regular personal computers [22–24].
In our previous study, Two-step Iterative Shrinkage/Thresholding (TWIST) was proposed for TomoSAR
reconstruction as a balance between TSVD and CS [29,46]. The merits of TWIST in terms of
robustness, fast convergence speed, and super-resolution capability have been demonstrated by
both simulations and experiments on TerraSAR-X datasets [29]. Following tomographic reconstruction,
the number of scatterers, their corresponding strength/magnitude, and precise elevation positions are
automatically detected from the elevation profiles by scatterers detectors. Many scatterers detectors
have been proposed and assessed in literature. It is worth mentioning that with GLRT based detectors,
even simple inversion scheme like beamforming can achieve a very high detection rate on single and
double scatterers [19,31–35]. Since it is not our goal to compare different tomographic methods nor
scatterers detectors, tomographic reconstruction is conducted using both TWIST and classical TSVD,
combined with a common BIC-based detector in this article.
     Compared to the high resolution in azimuth and range direction, the relatively poor elevation
resolution does not necessarily mean that accuracy of estimated elevation is this poor. On the other
hand, the estimation accuracy of individual scatterers is defined by Cramer-Rao Lower Bound (CRLB),
which can be calculated with the following Equation.

                                                   λr
                                     σŝ =      √    √                                               (4)
                                             4π· NOA· 2SNR·σb

where NOA is the number of acquisitions, SNR is the signal to noise ratio, and σb is the standard
deviation of baselines [16].

2.2. Minimum Redundancy Array in SAR Tomography
     The Minimum Redundancy Array (MRA), also known as Minimum Redundancy Linear Array
(MRLA), was proposed in antenna array design in radio astronomy [37,47,48]. It is a subset of
non-uniform linear array which provides the largest aperture for a given number of elements or uses
the minimum number of elements to realize a given aperture [47–49]. It has been proved that the Mean
Square Error (MSE) and Cramer-Rao Bound (CRB) of MRAs are the least compared with coprime and
nested arrays [50,51]. A MRA is formed from a full antenna array by carefully eliminating redundant
antennas while the retained elements can generate all possible antenna separation between zero and
the maximum antenna length. Its merits come from the fact that it can provide the highest possible
resolution with minimized redundancy [51,52]. Numerically, redundancy R is defined as the number
of pairs of antennas divided by maximum spacing of the linear array. As shown in literatures [37,47],
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote
 RemoteSens.  2020,12,
        Sens.2020,  12,3100
                        x FOR PEER REVIEW                                                                                        55of
                                                                                                                                    of19
                                                                                                                                       19

 number of elements, R = 2( N − 1) / ( N + 2) for a MRA with even number of elements, where N
R = 2N (N − 1)/(N + 1)2 for a MRA with odd number of elements, R = 2(N − 1)/(N + 2) for a MRA
 is theeven
with     number
              numberof elements     in a linear
                          of elements,   wherearray.
                                                 N is the number of elements in a linear array.
       According       to  literatures  [37,47],
      According to literatures [37,47], when the when    thenumber
                                                             numberof  ofelements
                                                                          elementsisisless
                                                                                         lessthan
                                                                                              than5,5,zero-redundancy
                                                                                                        zero-redundancy
 arrays   exist.  In  other   words,   there  are only  four  zero-redundancy      arrays,
arrays exist. In other words, there are only four zero-redundancy arrays, which have been   which    have   beenelegantly
                                                                                                                   elegantly
 proved     in literature    [52]. The  four  zero-redundancy      arrays and   their spatial   distributions
proved in literature [52]. The four zero-redundancy arrays and their spatial distributions are shown             are  shown
 inFigure
in   Figure2.2. Except
                  Except forfor the
                                 the zero
                                     zero spacing
                                           spacing (spatial
                                                     (spatial distance)
                                                              distance) in
                                                                         in the
                                                                            the trivial
                                                                                 trivial case
                                                                                          case of
                                                                                                of single-element
                                                                                                   single-element array,array,
 each   spacing    is  presented    only  once.  For  example,   spacing  between    adjacent   elements
each spacing is presented only once. For example, spacing between adjacent elements are 1, 3, and            are  1, 3, and2,2,
 respectively,for
respectively,      forthethe  4-element
                           4-element       array,
                                       array,      leading
                                              leading       to a maximum
                                                       to a maximum     spatialspatial distance
                                                                                distance   of 6. Inof  6. Inwords,
                                                                                                    other     other there
                                                                                                                      words,is
 there   is  one,   and    only   one,  pair  of  elements   separated   by   each   multiple    of
one, and only one, pair of elements separated by each multiple of the unit spacing in zero-redundancythe  unit   spacing    in
 zero-redundancy          arrays,  resulting  in a  maximum     spacing  equal   to the distance
arrays, resulting in a maximum spacing equal to the distance between the left-end and right-end     between    the   left-end
 and right-end
elements.           elements.
              As shown            As shown
                             by Figure   2, theby  Figure 2,and
                                                3-element    the4-element
                                                                  3-elementarrays
                                                                              and 4-element
                                                                                     are the onlyarrays
                                                                                                     twoare   the only two
                                                                                                           non-uniformly
 non-uniformly        distributed    arrays
distributed arrays with zero-redundancy.     with   zero-redundancy.

      Figure 2. The four zero-redundancy linear arrays and their spatial distribution, where red diamonds
       Figure 2. The four zero-redundancy linear arrays and their spatial distribution, where red diamonds
      represent spatial positions of elements, white bars represent spacing (spatial distance) between
       represent spatial positions of elements, white bars represent spacing (spatial distance) between
      adjacent elements.
       adjacent elements.
      For linear arrays with more than 4 elements, redundancy is always larger than 0, and there has to be
some For   linear arrays
       configuration      with
                      of the    more than
                             elements  which 4 elements,  redundancy
                                               leads to minimum          is alwaysHowever,
                                                                    redundancy.    larger than
                                                                                             it is0,
                                                                                                  notand  there
                                                                                                       easy        has
                                                                                                             to find
 to be  some   configuration   of the elements   which   leads to  minimum     redundancy.    However,
the optimum MRA configurations for a large number of elements. Wherein, the relationship between            it  is not
 easy
the     to find
     number   of the
                 MRAoptimum
                       elementsMRA M andconfigurations     for N
                                           the array aperture  a large
                                                                   can benumber
                                                                           given byoftheelements.
                                                                                         followingWherein,
                                                                                                      theorem: the
 relationship
      For any M > 3, a set of positive integers {x1 , x2 , . . . , xM } can always be selected togiven
                between   the number    of MRA    elements  M  and   the array  aperture  N  can  be    satisfybythe
                                                                                                                   the
 following   theorem:
condition 0 = x < x2 < . . . < x = N, and for any integer i(0 ≤ i ≤ N ), there are always two elements
                                         M
                     1
with aFor   any M of
         difference  > 3,  a {x
                        i in               . . . , xM }, and
                             set1 , xof2 , positive            M2 /N
                                                         integers    {x
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, 3100                                                                                           6 of 19

until the redundancy reaches minimum. Therefore, the baseline distribution of MRA orbits is not
strictly non-uniform, but uniform with missing orbits.
      When trying to find the MRA orbits for TomoSAR, the spatial positions of SAR sensor at each revisit
is considered as elements of the array, and the neighboring baselines are considered as spacing between
elements. In order to keep equivalent elevation resolution, the orbits with maximum perpendicular
baselines (∆b = b1 − bN ) are first selected, and the smallest distance between the end-orbit and its
neighbor orbit is chosen as spacing unit (u). So the initial three elements in a baseline array is configured
as {.u. (∆b − u).}, where dots represent positions of the orbit and numbers refer to the spacing. Then,
between spacing (∆b − u), a fourth orbit can be found located at two spacing units with reference two the
end-orbits. So the baseline array becomes {.u.2u.(∆b − 3u).} or {.u.(∆b − 3u).2u.}. Following this scheme,
the MRA orbits can be found iteratively. In fact, the baselines are not exactly uniformly distributed,
we can only find MRA-like orbits close to the ideal MRA positions by selecting the combination with
minimum standard deviation with reference to ideal MRA positions.
      Let us assume the original baseline array with N elements is (b1 , b2 , . . . , bN )T , and the spacing
unit is selected as u = b1 − b2 . So, the number of normalized baselines should be X = ∆b/u. For a
given X, the normalized distributions of MRA elements have already been given in Table 1. Table 1
depicts the designed MRA orbits for 7 ≤ M ≤ 10 and their equivalent number of uniform orbits with
reference to an interval of u. If the number of MRA orbits is 10, the corresponding number of uniform
orbits is 37, with 36 uniform baselines. Considering the interval of x in uniform baselines, the baseline
aperture should be 36u. The positions of MRA orbits should be {0,1,3,6,13,20,27,31,35,36} multiplied by
u, respectively. As shown in Table 1, the arrangement of elements for MRA is not unique. There are
three different MRA orbit arrangements for M = 9, two different arrangements for M = 8, and five
different MRA orbit arrangements for M = 7. These different arrangements have been studied and
evaluated in [53,54]. Since it is not our goal to compare different MRA orbits, only one set of MRA orbits
(highlighted in bold font in Table 1) for each M is selected for tomographic simulations in this paper.

                   Table 1. Normalized distributions of minimum redundancy array (MRA) orbits.

              M       N       Normalized Positions of MRA Orbits with Reference to an Interval of u
              10      37                                    0,1,3,6,13,20,27,31,35,36
               9      30                                     0,1,2,14,18,21,24,27,29
               9      30                                     0,1,3,6, 13,20,24,28,29
               9      30                                     0,1,4,10,16,22,24,27,29
               8      24                                       0,1,2,11,15,18,21,23
               8      24                                       0,1,4,10,16,18,21,23
               7      18                                           0,1,2,3,8,13,17
               7      18                                          0,1,2,6,10,14,17
               7      18                                          0,1,2,8,12,14,17
               7      18                                          0,1,2,8,12,15,17
               7      18                                         0,1,8,11,13,15,17
      M represents number of MRA orbits; N represents number of uniform orbits; N − 1 represents the number of
      uniform baselines.

    Let us assume the optimal virtual positions of MRA baselines with M elements are (b1 , b2 , . . . , bM )T ,
and M < N. By an exhaustive search, the real orbits close to (b1 , b2 , . . . , bM )T are (b1 , b02 , . . . , b0M−1 , bM )T .
Actually, there could be many choices for (b1 , b02 , . . . , b0M−1 , bM )T . The best fit of MRA-like orbits can be
found by calculating the minimum Root Mean Square Error (RMSE) between (b1 , b02 , . . . , b0M−1 , bM )T
and (b1 , b2 , . . . , bM )T . Then the expressions in Equations (2) and (3) can be optimized as
                                      Z    smax
                               gm =               γ(s)· exp(− j·2π·ξm ·s)·ds m = 1, 2, · · · , M                         (5)
                                          −smax

                                                        ξm = −2bm /(λr)                                                  (6)
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
can be optimized as
                                     s max
                          gm =      − smax
                                              γ ( s ) ⋅ exp( − j ⋅ 2π ⋅ ξ m ⋅ s ) ⋅ ds   m = 1, 2, , M                (5)

Remote Sens. 2020, 12, 3100
                                                              ξm = −2bm (λr)                                           (6)19
                                                                                                                     7 of

                                                              g = K⋅γ + ε                                              (7)
                                                                      M ×L     M ×1
                                                          g = K · γL×+
                                                             M ×1    1
                                                                       ε                                                (7)
                                                        M×1         M×L L×1   M×1

 3. Tomographic Simulations
3. Tomographic Simulations
       We designed four groups of uniform orbits with perpendicular baseline aperture of 1000 m in
     We designed four groups of uniform orbits with perpendicular baseline aperture of 1000 m in
 the simulation. The numbers of uniform orbits are 37, 30, 24, and 18, respectively. The baseline
the simulation. The numbers of uniform orbits are 37, 30, 24, and 18, respectively. The baseline
 distributions of the four groups are shown in Figure 3, where the blue dots represent uniform orbits.
distributions of the four groups are shown in Figure 3, where the blue dots represent uniform orbits.
 Their corresponding MRA orbits are also selected following Table 1, as marked with red triangles in
Their corresponding MRA orbits are also selected following Table 1, as marked with red triangles in
 Figure 3. Compared to the uniform orbits, the numbers of MRA orbits are dramatically reduced.
Figure 3. Compared to the uniform orbits, the numbers of MRA orbits are dramatically reduced.

                                 (a)                                                          (b)

                                 (c)                                                          (d)

        Figure3.3.The
      Figure       Thesimulated
                       simulated uniform
                                   uniform orbits
                                           orbits and
                                                  and their corresponding MRA
                                                      their corresponding  MRA orbits:
                                                                                   orbits: (a)
                                                                                            (a)1010MRA
                                                                                                    MRAout  outofof37
      37uniform
         uniformorbits;
                   orbits;(b)
                           (b)99MRA
                                 MRAout
                                     outof
                                         of 30
                                            30 uniform
                                               uniform orbits;
                                                       orbits; (c)
                                                               (c) 8 MRA out of 24 uniform orbits; (d) 7MRA
                                                                   8 MRA out of 24 uniform     orbits; (d) 7  MRA
      out of 18 uniform    orbits.
        out of 18 uniform orbits.

       Generally,
         Generally,single-scatterer
                       single-scattererand anddouble-scatterers
                                                 double-scattererspixels
                                                                       pixelsmost
                                                                              mostcommonly
                                                                                     commonlyoccuroccurininlayover
                                                                                                             layoverareas
                                                                                                                       areas
ofofhigh-resolution
      high-resolution SAR images for urban scenarios, these two cases are usually consideredfor
                          SAR   images     for  urban     scenarios,  these  two   cases  are  usually   considered        for
TomoSAR        [11].  The  occurrence     of more   than   two  scatterers  can  increase in  medium
  TomoSAR [11]. The occurrence of more than two scatterers can increase in medium resolution SAR        resolution    SAR
images
  imageslike    Sentinel-1,
             like  Sentinel-1,butbut
                                   it also  depends
                                        it also  dependson theon
                                                               geometry    of the ground
                                                                  the geometry      of the scene
                                                                                            ground andscene
                                                                                                       on theandelevation
                                                                                                                    on the
resolution     [11].  The  merit  of  TomoSAR     is  its capability in separating    multiple  scatterers
  elevation resolution [11]. The merit of TomoSAR is its capability in separating multiple scatterers       (at least two) (at
superimposed         inside one   resolution    cell. Therefore,   simulations    on double   scatterers
  least two) superimposed inside one resolution cell. Therefore, simulations on double scatterers are     are  conducted
inconducted
    this section.      Two
                 in this     scatterers
                          section.  Two located
                                          scatterers     −20 m at
                                                     atlocated   and
                                                                   −2020mmandwith
                                                                                20 mnormalized    reflectivity
                                                                                      with normalized            of 1 and
                                                                                                           reflectivity  of 1
0.6  respectively     are simulated.    The  X-band     system  parameters    and  the four  groups
  and 0.6 respectively are simulated. The X-band system parameters and the four groups of orbits     of orbits   designed
indesigned
    Figure 3 arein initialized
                     Figure 3 arefor simulation.
                                       initialized forThesimulation.
                                                           reconstructed   elevation
                                                                         The           profiles elevation
                                                                               reconstructed    from uniform      orbitsfrom
                                                                                                            profiles      in
noise   free  case are  shown   in  Figure   4a–d.    When   the orbits remain    uniformly  distributed
  uniform orbits in noise free case are shown in Figure 4a–d. When the orbits remain uniformly             with  identical
baseline aperture, tomographic performances of both methods are not corrupted by simply reducing
the number of orbits from 37 to 18.
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, x FOR PEER REVIEW                                                                   8 of 19

 distributed with identical baseline aperture, tomographic performances of both methods are not
Remote Sens. 2020, 12, 3100                                                              8 of 19
 corrupted by simply reducing the number of orbits from 37 to 18.

                   (a) 37 Uniform Orbits                                    (e) 10 MRA Orbits

                   (b) 30 Uniform Orbits                                     (f) 9 MRA Orbits

                    (c) 24 Uniform Orbits                                    (g) 8 MRA Orbits

                   (d) 18 Uniform Orbits                                     (h) 7 MRA Orbits

        Figure4. 4.Tomographic
      Figure        Tomographicperformance
                                  performanceofofTWIST
                                                    TWISTand
                                                          andTSVD
                                                              TSVDonondouble
                                                                       doublescatters
                                                                               scattersusing
                                                                                        usinguniform
                                                                                              uniformorbits
                                                                                                       orbits
      (a–d) and
        (a–d) and MRA
                    MRAorbits (e–h)
                         orbits     inin
                                (e–h)  noise free
                                         noise    case.
                                               free case.
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, x FOR PEER REVIEW                                                                        9 of 19
Remote Sens. 2020, 12, 3100                                                                                       9 of 19

       If the uniform orbits are replaced by their corresponding MRA orbits, TSVD suffers from
 dramatic     increase orbits
      If the uniform     of sidelobes,   withby
                                are replaced   normalized     reflectivity
                                                 their corresponding        of approximately
                                                                          MRA                     0.6 for
                                                                                 orbits, TSVD suffers        thedramatic
                                                                                                          from    largest
 sidelobe,
increase   ofas  shown in
              sidelobes,    Figure
                          with       4e–h. The
                                 normalized     strong sidelobes
                                             reflectivity           in TSVD profiles
                                                           of approximately              may
                                                                               0.6 for the     lead sidelobe,
                                                                                            largest  to false detection
                                                                                                                as shown
 of a  third   scatterer.  On   the other  hand,   TWIST    shows   a  much   better   resistance   against
in Figure 4e–h. The strong sidelobes in TSVD profiles may lead to false detection of a third scatterer.       sidelobes,
 with
On  thethe   largest
          other  hand,sidelobe
                         TWISTsmaller
                                  shows athan
                                           much 0.23, see resistance
                                                   better  Figure 4h.against
                                                                        By comparing
                                                                                sidelobes,thewith
                                                                                               fourthe
                                                                                                     figures
                                                                                                        largestinsidelobe
                                                                                                                  Figure
 4e–h, we
smaller      can0.23,
           than   tell that
                        see the  normalized
                            Figure            strengths ofthe
                                     4h. By comparing        sidelobes   in neither
                                                                four figures          TSVD4e–h,
                                                                               in Figure      nor TWIST
                                                                                                  we canprofiles
                                                                                                             tell thatare
                                                                                                                       the
 further   increased    when   the number   of MRA    orbits   drops  from  10  to 7. This  means
normalized strengths of sidelobes in neither TSVD nor TWIST profiles are further increased when the  that  reducing   the
 numberofofMRA
number          MRAorbits
                        orbitsdrops
                                would  also
                                    from  10not
                                             to 7.result in a dramatic
                                                    This means            increase
                                                                  that reducing   theofnumber
                                                                                         sidelobes,   as long
                                                                                                 of MRA         as MRA
                                                                                                            orbits  would
 orbits  are  used.
also not result in a dramatic increase of sidelobes, as long as MRA orbits are used.
       Inthe
      In    thesecond
                 second    simulation,
                        simulation,      white
                                      white      Gaussian
                                            Gaussian     noisenoise   at different
                                                                at different          SNR islevels
                                                                             SNR levels        addedistoadded      to the
                                                                                                           the simulated
 simulated     signal.  The   reconstructed   profiles  of double    scatterers  from   10  MRA
signal. The reconstructed profiles of double scatterers from 10 MRA orbits at different SNR levels orbits   at  different
 SNR levels are depicted in Figure 5. As the SNR decreases, the sidelobes go up gradually for both
are depicted in Figure 5. As the SNR decreases, the sidelobes go up gradually for both methods,
 methods, however the sidelobes in TWIST profiles are much smaller than in TSVD profiles. By
however the sidelobes in TWIST profiles are much smaller than in TSVD profiles. By comparing
 comparing Figure 5 with Figure 4a, a preliminary conclusion that tomographic reconstruction can be
Figure 5 with Figure 4a, a preliminary conclusion that tomographic reconstruction can be corrupted if
 corrupted if the SNR levels are reduced from infinite (noise free) to 1, since strong sidelobes may
the SNR levels are reduced from infinite (noise free) to 1, since strong sidelobes may bury the weak
 bury the weak scatterer’s signal or be mistaken as another scatterer, as shown in Figure 5c,d.
scatterer’s signal or be mistaken as another scatterer, as shown in Figure 5c,d. Nevertheless, TWIST
 Nevertheless, TWIST presents better resistance against noise compared with TSVD.
presents better resistance against noise compared with TSVD.

                       (a) SNR = 10                                                  (b) SNR = 5

                        (c) SNR = 2                                                  (d) SNR = 1

      Figure5.5.Tomographic
     Figure      Tomographic performance
                               performance of TWIST and TSVD
                                              TWIST and TSVD on
                                                             on double
                                                                doublescatters
                                                                       scattersatatdifferent
                                                                                    differentSNR
                                                                                              SNRlevels
                                                                                                  levels
     when
      when1010MRA
                MRAorbits
                     orbitsare
                            areused.
                                used.

     The
      TheCRLBs
           CRLBsfor forMRA
                         MRA 10 10
                                orbits  andand
                                   orbits    37 uniform  orbits
                                                 37 uniform     at different
                                                              orbits         SNR levels
                                                                      at different  SNR are   depicted
                                                                                          levels         in Figure
                                                                                                  are depicted   in6.
Although   there is a  slight drop  on   the CRLB   using MRA     orbits instead   of uniform   orbits,
 Figure 6. Although there is a slight drop on the CRLB using MRA orbits instead of uniform orbits,      fortunately
the largest decrease
 fortunately the largestis within
                           decrease0.3ismwithin
                                           when0.3SNRm is 1 dB.SNR
                                                        when     Thisisdifference
                                                                        1 dB. Thisnarrows
                                                                                    differencequickly
                                                                                                 narrowsas the SNR
                                                                                                           quickly
increases.
 as the SNRFor  SNR >=
             increases.     5 dB,
                          For SNRthe>= difference   is smalleristhan
                                        5 dB, the difference          0.1 than
                                                                 smaller  m. The    slight
                                                                                0.1 m. Thedifferences    on CRLBs
                                                                                            slight differences  on
indicate that using    MRA    orbits  instead  of uniform   orbits  does   not corrupt  the  estimation
 CRLBs indicate that using MRA orbits instead of uniform orbits does not corrupt the estimation            accuracy
very  much.
 accuracy  very much.
Minimum Redundancy Array-A Baseline Optimization Strategy for Urban SAR Tomography - MDPI
Remote Sens. 2020, 12, 3100                                                                                                                   10 of 19
  Remote Sens. 2020, 12, x FOR PEER REVIEW                                                                                                       10 of 19

                              Figure    Cramer-Rao
                                     6. 6.
                                Figure              Lower
                                           Cramer-Rao     Bound
                                                      Lower     (CRLB)
                                                            Bound      at at
                                                                  (CRLB)  different SNR
                                                                             different   levels.
                                                                                       SNR  levels.

      AnAn   important
                important     characteristic
                                  characteristic     forforevaluating
                                                              evaluating    thethe
                                                                                 tomographic
                                                                                    tomographic      performance
                                                                                                         performance       ofofMRAMRA   orbits
                                                                                                                                           orbits is is
                                                                                                                                                     to to
analyze     the   successful       detection      rate    of scatterers     at  different    SNR    levels.
   analyze the successful detection rate of scatterers at different SNR levels. In order to do this, a Monte    In  order    to  do  this,  a Monte
Carlo
   Carlo simulation
            simulation     onon 1000
                                   1000 double
                                           double  scatters
                                                       scatters is conducted.
                                                                   is conducted.     For
                                                                                       For thethe
                                                                                                purpose
                                                                                                   purpose    ofofavoiding
                                                                                                                     avoiding   influence
                                                                                                                                   influence  caused
                                                                                                                                                 caused
bybydistance      or   amplitude         ratios   (γ2/γ1)      between       the  two    scatterers,
       distance or amplitude ratios (γ2/γ1) between the two scatterers, identical scatterers are used    identical      scatterers    are  used     forfor
thethe
     1000
        1000 double-scatterers pixels. A strong scatterer with normalized reflectivity of 1 is located atat
              double-scatterers           pixels.      A   strong    scatterer     with    normalized         reflectivity      of  1 is located       −40
−40m,m,andand      a weak
              a weak             scatterer
                          scatterer      withwith       normalized
                                                normalized                reflectivity
                                                                   reflectivity     of 0.8of    0.8 is located
                                                                                             is located     at 40 m.atAt  40each
                                                                                                                               m. SNRAt each
                                                                                                                                           levelSNR (1–15
level
   dB),(1–15
          random dB), white
                        random        white Gaussian
                                  Gaussian      noise is added noise is to added
                                                                           the 1000  to simulated
                                                                                         the 1000 simulated
                                                                                                        pixels. The    pixels.   The normalized
                                                                                                                          normalized       reflectivity
reflectivity
   and elevation and elevation
                           positionposition           are automatically
                                          are automatically              detecteddetected
                                                                                       usingusing modelmodel       selection
                                                                                                              selection          algorithm
                                                                                                                             algorithm         basedon
                                                                                                                                             based
onBayesian
     BayesianInformation
                   InformationCriterion Criterion (BIC)(BIC) [32].
                                                                 [32]. The
                                                                         The successful
                                                                                successful detection
                                                                                                detectionrates  ratesare arecalculated
                                                                                                                               calculatedforfor  eacheach
scatterer     at  various       SNR     levels.    A    successful       detection     is  defined
   scatterer at various SNR levels. A successful detection is defined when the estimated elevation     when       the   estimated      elevation      is is
within
   within a theoretical
               a theoretical  resolution      cell centered
                                      resolution                   by the real
                                                        cell centered         by elevation        position, meaning
                                                                                   the real elevation             position,that     the maximum
                                                                                                                                 meaning       that the
difference     between       the    estimated      and     the  real  elevation     is  smaller
   maximum difference between the estimated and the real elevation is smaller than half of the     than     half   of the  elevation     resolution
in elevation
    our simulations.
                  resolution in our simulations.
      The The detection
                  detection  rates    of double
                                  rates    of double  scatterers     at different
                                                             scatterers               SNR levels
                                                                             at different      SNR are levelsshown are in   Figurein7.Figure
                                                                                                                         shown           As shown  7. As
byshown
    the dashedby the dashed lines in Figure 7a, successful detection rates of both scatterers at variousare
                      lines   in  Figure     7a,  successful       detection     rates   of  both   scatterers      at  various    SNR    levels     SNR
close   to 1are
   levels     usingcloseuniform
                            to 1 using orbits,  no matter
                                             uniform             what
                                                            orbits,   nomethod
                                                                          matter what(TWIST       or TSVD)
                                                                                              method       (TWISTis used.     WhenisMRA
                                                                                                                        or TSVD)         used.orbits
                                                                                                                                                   When
areMRA
     usedorbits
             instead, aredetection
                            used instead,rates of    scattererrates
                                                  detection        1 drop ofslightly
                                                                              scatterer  for1 both
                                                                                               dropmethods,
                                                                                                      slightly for   with  the methods,
                                                                                                                         both    lowest detection
                                                                                                                                               with the
rate  of  approximately           0.7  when     SNR      is 1,  as shown      by  the  solid    blue
   lowest detection rate of approximately 0.7 when SNR is 1, as shown by the solid blue and red lines and     red   lines  in  Figure    7a.  On    the in
other   hand,
   Figure     7a.detection
                   On the other  rates hand,
                                         of scatterer
                                                  detection2 drop    dramatically
                                                                  rates   of scatterer  when     MRA
                                                                                            2 drop        orbits are used,
                                                                                                      dramatically         when   especially
                                                                                                                                     MRA orbits whenare
TSVD     method        is used     for  tomographic          reconstruction         at low
   used, especially when TSVD method is used for tomographic reconstruction at low SNR levels,SNR    levels,     as  shown      by  the  green     and as
black   solid   lines   in  Figure     7a.  At  identical      SNR    levels,   the  detection     rates
   shown by the green and black solid lines in Figure 7a. At identical SNR levels, the detection rates of   of scatterer     2 is generally     lower
than   scatterer
   scatterer      2 is1 using
                         generallyMRAlower  orbits,    thisscatterer
                                                    than      is probably      caused
                                                                           1 using     MRAby the    reduced
                                                                                                 orbits,    this sampling
                                                                                                                    is probably   along   elevation
                                                                                                                                      caused      by the
aperture.     Nevertheless,          since  it is useless      to do   tomographic        analysis
   reduced sampling along elevation aperture. Nevertheless, since it is useless to do tomographic     if  there   is  no  strong    backscattering
signal   in a pixel
   analysis      if there(e.g.,isdark    points on
                                   no strong             flat surface), tomographic
                                                    backscattering          signal in a pixel  analysis
                                                                                                      (e.g.,is usually
                                                                                                                dark pointsconductedon flatonsurface),
                                                                                                                                                pixels
with   strong backscattering
   tomographic          analysis issignal usually  (soconducted
                                                         called bright   onpoints
                                                                              pixelsinwithamplitude
                                                                                                 strongimages).          Previous
                                                                                                            backscattering            study(so
                                                                                                                                   signal      shows
                                                                                                                                                   called
that  SNRs      of  these    bright      points    (pixels     with   strong     backscattering
   bright points in amplitude images). Previous study shows that SNRs of these bright points (pixels   signal)      are  generally     larger    than
10with
    dB [9].   At SNR
           strong          level of 10 dB,
                       backscattering            the detection
                                              signal)                 rates oflarger
                                                           are generally         both scatterers
                                                                                          than 10 dB   from  [9].MRA
                                                                                                                   At SNRorbitslevel
                                                                                                                                  would of be
                                                                                                                                           10 larger
                                                                                                                                                 dB, the
than   0.95   if  TWIST      method        is used.     Therefore,       the  decrease      of  successful
   detection rates of both scatterers from MRA orbits would be larger than 0.95 if TWIST method is               detection      rates  using    MRA
orbits
   used. at Therefore,
            low SNR levels            is to some
                             the decrease        of extent
                                                      successfulneglectable
                                                                       detection forrates
                                                                                      TWIST       method,
                                                                                              using   MRAcomparedorbits at low to the
                                                                                                                                    SNRadvantages
                                                                                                                                           levels is to
in some
    dramatically        reduced number
            extent neglectable            for TWISTof images.method, compared to the advantages in dramatically reduced
   number of images.
Remote Sens. 2020, 12, 3100                                                                                                                   11 of 19
Remote Sens. 2020, 12, x FOR PEER REVIEW                                                                                                      11 of 19

           (a) SC1 = −20 m, γ1 = 1; SC2 = 20, γ2 = 0.8;                          (b) SNR = 10; SC1 = −40 m, γ1 = 1; SC2 = 40 m;
                              SNR Changes                                                             γ2/γ1 changes

               7. Successful detection rate of 1000 simulated double-scatterer pixels at different SNR levels
       Figure 7.                                                                                       levels
       (a) and
       (a) and normalized
                normalized amplitude ratios (γ2/γ1) (b), where SC abbreviates from scatterer and γ is the
       normalized reflectivity
                    reflectivity (amplitude).
                                 (amplitude).

      In
       In order
           order to to analyze
                        analyze the  the successful
                                          successful detection
                                                           detection ratesrates ofof the
                                                                                       the weak
                                                                                            weak scatterer
                                                                                                     scatterer when
                                                                                                                  when the  the amplitude
                                                                                                                                  amplitude ratio ratio
between
between two   two scatterers
                     scatterers (γ2/γ1)
                                      (γ2/γ1) changes,
                                                  changes, aa second second MonteMonte CarloCarlo simulation
                                                                                                      simulation isis carried
                                                                                                                            carried out. out. InIn this
                                                                                                                                                    this
simulation,       a strong     scatterer     with     normalized         amplitude        of 1  located
simulation, a strong scatterer with normalized amplitude of 1 located at −40 m and a weak scatterer         at −40    m   and    a  weak     scatterer
located
locatedatat4040mm     with
                         withnormalized
                                  normalized    amplitude
                                                      amplitude changes      from 0.1
                                                                        changes      from to 10.1
                                                                                               aretosimulated.       Random Random
                                                                                                       1 are simulated.            white Gaussianwhite
noise
Gaussian withnoise
                 SNR withof 10SNR dB isofadded
                                             10 dBto   is 1000
                                                          added   simulated       pixels for pixels
                                                                     to 1000 simulated            each amplitude           ratio. Both
                                                                                                           for each amplitude                uniform
                                                                                                                                          ratio.  Both
orbits
uniform orbits and MRA orbits are used for tomography. As shown by the red and blue lines7b,
          and   MRA       orbits    are   used    for   tomography.           As   shown      by   the   red   and    blue    lines    in  Figure     in
detection
Figure 7b,rates       of scatterer
                detection      rates 1ofisscatterer
                                              always about        1 no matter
                                                           1 is always       aboutwhat 1 nomethod
                                                                                              matter and whatwhatmethod kind andof orbits
                                                                                                                                      whatare     used.
                                                                                                                                               kind   of
On   theare
orbits     other    hand,
                used.     Ondetection
                                the otherrate       of scatterer
                                                hand,      detection   2 increases      when γ2/γ1
                                                                           rate of scatterer               increaseswhen
                                                                                                     2 increases          towards γ2/γ1 1, as  shown
                                                                                                                                            increases
by  the green
towards      1, asandshown black by lines    in Figure
                                     the green               7b. The
                                                      and black           low
                                                                      lines   in detection
                                                                                  Figure 7b.rate  Theoflow  scatterer
                                                                                                               detection  2 israte
                                                                                                                                 probably       due to2
                                                                                                                                      of scatterer
interference
is probably due   of sidelobes       of scatterer
                        to interference                 1. If theof
                                                of sidelobes         amplitude
                                                                        scatterer ratio      is 0.4,
                                                                                     1. If the        detection
                                                                                                 amplitude           rates
                                                                                                                 ratio    is of
                                                                                                                             0.4,scatterer
                                                                                                                                    detection  2 using
                                                                                                                                                  rates
both   methods       from    uniform       orbits   approximate          to 1.  On    the  other
of scatterer 2 using both methods from uniform orbits approximate to 1. On the other hand, TWIST    hand,    TWIST       has   a detection      rate  of
0.82  on   scatterer    2  from    MRA       orbits   when      amplitude       ratio   is 0.4,
has a detection rate of 0.82 on scatterer 2 from MRA orbits when amplitude ratio is 0.4, whereas whereas      TSVD      only    reaches     detection
rate
TSVD  of 0.5
           onlyonreaches
                    scattererdetection
                                  2. As the rateamplitude
                                                        of 0.5 ratio     increases2.toAs
                                                                  on scatterer             0.6,the
                                                                                                 detection
                                                                                                      amplituderate of    TWIST
                                                                                                                        ratio         on scatterer
                                                                                                                                increases       to 0.6,2
reaches     1  from    MRA       orbits.    However,         detection      rate   of  TSVD
detection rate of TWIST on scatterer 2 reaches 1 from MRA orbits. However, detection rate of TSVDon   scatterer    2   can   only    reach    1  when
amplitude
on scattererratio 2 can is only
                           higher      than10.8
                                   reach        whenfrom    MRA orbits.
                                                          amplitude       ratioTherefore,
                                                                                  is higher than using0.8 MRAfrom orbits
                                                                                                                      MRAinstead
                                                                                                                               orbits.of     uniform
                                                                                                                                          Therefore,
orbits
using doesMRAnot       affect
                   orbits       the detection
                            instead      of uniform   rateorbits
                                                             of thedoesweaknot  scatterer
                                                                                    affect theas long    as therate
                                                                                                   detection      amplitude
                                                                                                                         of the weakratio is    higher
                                                                                                                                             scatterer
than   0.6  and    TWIST      is used    for   tomographic          reconstruction.        Unfortunately,
as long as the amplitude ratio is higher than 0.6 and TWIST is used for tomographic reconstruction.              TSVD      is not   able   to  remain
equivalent
Unfortunately,   detection
                        TSVD   rateis from
                                        not MRAable to   orbits,
                                                             remainwithequivalent
                                                                           amplitude ratios         smaller
                                                                                            detection       ratethan
                                                                                                                   from  0.8.MRA orbits, with
      Besides      SNR     values
amplitude ratios smaller than 0.8.    and    amplitude        ratios,    distance    between       double     scatterers     also has an impact
on detection
       Besides SNR  rates values
                             of both and  scatterers.
                                                 amplitude  A thirdratios,Monte      Carlobetween
                                                                              distance         simulation       is conducted
                                                                                                           double      scatterers toalso  assess
                                                                                                                                               has the
                                                                                                                                                     an
detection
impact onrates         of double
                detection      rates scatterers         when distance
                                        of both scatterers.           A thirdbetween
                                                                                  Monte Carlo scatterers     change.is In
                                                                                                      simulation               this Monte
                                                                                                                           conducted             Carlo
                                                                                                                                             to assess
simulation,
the detection     scatterer
                      rates of1 double
                                   with normalized
                                                scatterers amplitude
                                                                when distance   of 1 isbetween         at −20 m. change.
                                                                                           located scatterers           The distanceIn this  between
                                                                                                                                                Monte
two
Carlo scatterers
          simulation, varies    from 0 1towith
                            scatterer           2.5 times      of the elevation
                                                        normalized         amplitude    resolution.       Random
                                                                                             of 1 is located         at white
                                                                                                                         −20 m.   Gaussian       noise
                                                                                                                                      The distance
with
betweenSNR two of 10scatterers
                       dB is added        to 1000
                                       varies     fromsimulated
                                                            0 to 2.5  pixels
                                                                          times for of
                                                                                     each thedistancing.
                                                                                                elevation Figure         8 shows
                                                                                                               resolution.            the detection
                                                                                                                                  Random         white
rates  whennoise
Gaussian         distance
                        withbetween
                                 SNR of double
                                             10 dB is   scatterers
                                                           added to     changes.      As shownpixels
                                                                          1000 simulated             in Figure     8a, when
                                                                                                             for each              the normalized
                                                                                                                           distancing.       Figure 8
amplitude        of scatterer
shows the detection                2 iswhen
                               rates     0.8, detection         rates of scatterer
                                                 distance between                          1 is generally
                                                                             double scatterers          changes.closeAstoshown
                                                                                                                             1 regardless
                                                                                                                                       in Figure of the
                                                                                                                                                     8a,
distance,     except    for  a   slight   drop     at  distances      close    to the   theoretical
when the normalized amplitude of scatterer 2 is 0.8, detection rates of scatterer 1 is generally close  elevation       resolution.       This   slight
drop    is caused by
to 1 regardless        of interference
                           the distance,ofexcept  scattererfor a2 slight
                                                                    on scatterer
                                                                             drop at  1. distances
                                                                                          The interference
                                                                                                        close toeffect      gets stronger
                                                                                                                     the theoretical             when
                                                                                                                                            elevation
amplitude
resolution. of      scatterer
                 This    slight 2dropincreases
                                            is causedto 1, by
                                                            as shown        by theofsudden
                                                                 interference            scattererfluctuation
                                                                                                      2 on scattereron the1.detection         rates of
                                                                                                                                 The interference
scatterer
effect gets  1 instronger
                    Figure 8b.   whenNevertheless,
                                            amplitudethe       ofinterference
                                                                    scatterer 2 effect        of uniform
                                                                                       increases      to 1, orbits
                                                                                                               as shown  is even  bystronger
                                                                                                                                        the suddenthan
MRA      orbits,on
fluctuation        bythe
                       comparing
                            detection    the   depth
                                            rates    of of   valleys1ininprofiles
                                                         scatterer            Figure of  8b.scatterer     1, as shown
                                                                                              Nevertheless,                 by the red and
                                                                                                                    the interference               blue
                                                                                                                                              effect  of
lines
uniformin Figure
             orbits8b.      This is
                       is even         simplythan
                                    stronger       because MRA  MRAsorbits,arebyinitially
                                                                                    comparingdesigned       for interference
                                                                                                     the depth        of valleyscancelation
                                                                                                                                      in profiles in  of
radio    astronomy.
scatterer 1, as shown by the red and blue lines in Figure 8b. This is simply because MRAs are
initially designed for interference cancelation in radio astronomy.
Remote Sens.
  Remote     2020,
         Sens.     12,12,
               2020,   3100
                          x FOR PEER REVIEW                                                                                       1219
                                                                                                                               12 of of 19

  (a) SC1 = −20 m, γ1 = 1; Distance between SC1 and SC2                (b) SC1 = −20 m, γ1 = 1; Distance between SC1 and SC2
                changes, γ2 = 0.8; SNR = 10                                           changes, γ2 = 1; SNR = 10

        Figure
      Figure    8. Successful
             8. Successful    detection
                           detection     rates
                                     rates     of double
                                           of double        scatterers
                                                      scatterers  whenwhen   distance
                                                                       distance  betweenbetween   both scatterers
                                                                                            both scatterers changes,
        changes,  where SC abbreviates  from  scatterer, γ is the normalized reflectivity
      where SC abbreviates from scatterer, γ is the normalized reflectivity (amplitude).  (amplitude).

         This
       This     interferenceeffect
             interference       effectbetween
                                        between two two scatterers
                                                            scatterers has has already
                                                                                alreadybeen  beendiscussed
                                                                                                   discussedinin   literature
                                                                                                                      literature[9][9]
                                                                                                                                     andand
   presentedininour
presented           oursimulations
                          simulations as  as well.
                                             well. IfIftwo  twoscatterers
                                                                   scatterers areare
                                                                                   close    enough,
                                                                                         close  enough,the the
                                                                                                             estimated
                                                                                                                  estimatedlocations   of
                                                                                                                                 locations
of scatterers
    scatterersmay maybe  beshifted
                            shiftedby  bythe
                                           thesidelobes
                                                 sidelobesofofnearby nearbyscatterers,
                                                                                scatterers,leading
                                                                                               leading  totodecrease
                                                                                                               decrease  of of
                                                                                                                             successful
                                                                                                                               successful
   detection
detection        rates,
             rates,  eveneven
                            withwith
                                   twotwo     scatterers
                                         scatterers    further further
                                                                    apartapart     thanelevation
                                                                            than the        the elevation
                                                                                                     resolutionresolution
                                                                                                                    [16]. The [16].  The
                                                                                                                                 elevation
   elevation    estimate    of one   scatterer   is systematically         biased    by   the sidelobes
estimate of one scatterer is systematically biased by the sidelobes of other scatterers and vice versa,     of  other   scatterers   and
   vicethough
even     versa, the
                  even   though
                       SNR         the[16].
                             is high    SNRAs  is high
                                                   shown   [16].
                                                               by As   shown
                                                                   Figure        by interference
                                                                             8, the    Figure 8, theofinterference
                                                                                                          the strong of      the strong
                                                                                                                          scatterer  on the
   scatterer   on  the  weak   one   is much    more     serious     than   the  weak     one  on
weak one is much more serious than the weak one on the strong one. On one hand, the weak scatterer the  strong   one.   On   one  hand,
   the weak scatterer only causes a slight detection rate fluctuation on the strong one when their
only causes a slight detection rate fluctuation on the strong one when their distance increases from
   distance increases from 0 to 1.5 times of the resolution. In Figure 8a, scatterer 1 is assumed to be
0 to 1.5 times of the resolution. In Figure 8a, scatterer 1 is assumed to be stronger than scatterer 2,
   stronger than scatterer 2, with normalized amplitude of 1 and 0.8, respectively. The detection rate of
with normalized amplitude of 1 and 0.8, respectively. The detection rate of scatterer 1 only shows a
   scatterer 1 only shows a slight drop when then distance between two scatterers is smaller than 1.5
slight drop when then distance between two scatterers is smaller than 1.5 times of the resolution. If the
   times of the resolution. If the normalized amplitude of scatterer 2 is comparable with scatterer 1, its
normalized       amplitude of scatterer 2 is comparable with scatterer 1, its interference on scatterer 1 gets
   interference on scatterer 1 gets stronger, leading to deeper fluctuation of detection rate on scatterer
stronger,   leading    to deeper
   1, as shown in Figure        8b. fluctuation
                                    Therefore, the  of detection
                                                         case of two   rate  on scatterer
                                                                           comparable         1, as shown
                                                                                            scatterers   is theinworst
                                                                                                                  Figurecase,
                                                                                                                            8b. Therefore,
                                                                                                                                instead
theofcase  of  two   comparable       scatterers    is the    worst     case,  instead     of the  optimal
       the optimal one. If scatterer 2 gets even stronger, it will become the strong one and scatterer          one.  If  scatterer   2 gets
                                                                                                                                        1
even
   willstronger,
         become the it will
                         weakbecome
                                one. On thethe
                                             strong
                                                otherone hand, and thescatterer   1 will become
                                                                        strong scatterer               the weak
                                                                                              will definitely    buryone.theOn   theone
                                                                                                                              weak    other
hand,   the distance
   if their  strong scatterer
                        is smallerwill  definitely
                                     than            bury the
                                            the elevation           weak oneAsif shown
                                                                resolution.          their distance
                                                                                              by Figureis smaller
                                                                                                            8a,b, thethan    the elevation
                                                                                                                        detection    rate
resolution.     As  shown     by  Figure    8a,b,  the   detection       rate of  scatterer    2 is 0 when
   of scatterer 2 is 0 when distance between two scatterers is smaller than the elevation resolution. The       distance    between     two
scatterers
   detection is rate
                 smaller   than the2elevation
                      of scatterer      increasesresolution.
                                                      gradually from   The detection
                                                                              0 to 1 with  ratedistance
                                                                                                 of scatterer    2 increases
                                                                                                           between              gradually
                                                                                                                       two scatterers
from    0 to 1 to
   increases    with
                   1.5 distance    between
                        times of the            two scatterers
                                        resolution.    When the increases             to 1.5 times
                                                                        distance between              of the resolution.
                                                                                                two scatterers                  When
                                                                                                                   is larger than     1.5the
   times   of the  resolution,   interference     between       two   scatterers    is  completely
distance between two scatterers is larger than 1.5 times of the resolution, interference between two  gone.
         As isdemonstrated
scatterers       completely gone.by the above-mentioned tomographic simulations, by using MRA orbits
   instead   of uniform orbits,
       As demonstrated        by thethe   number of baselines
                                       above-mentioned                   necessarysimulations,
                                                                  tomographic           for tomographic
                                                                                                      by usingreconstruction
                                                                                                                   MRA orbits    can   be
                                                                                                                                    instead
   dramatically      reduced,    although     there     is   a  slight    drop   on    detection    rates.
of uniform orbits, the number of baselines necessary for tomographic reconstruction can be dramatically      This   problem      can   be
   somehow       complemented        by  using    TWIST       method      instead     of  spectrum
reduced, although there is a slight drop on detection rates. This problem can be somehow complemented estimation      algorithms     like
byTSVD.
     using In   order method
             TWIST      to further    demonstrate
                                   instead              the potential
                                              of spectrum         estimationof MRA       orbits in like
                                                                                  algorithms        tomographic
                                                                                                          TSVD. Inreconstruction,
                                                                                                                        order to further
   experimental study and discussion on COSMO-SkyMed and TerraSAR-X/TanDEM-X images are
demonstrate the potential of MRA orbits in tomographic reconstruction, experimental study and
   also conducted in Section 4.
discussion on COSMO-SkyMed and TerraSAR-X/TanDEM-X images are also conducted in Section 4.

4. 4. ExperimentalResults
   Experimental        Resultswith
                               withSpaceborne
                                     Spaceborne SAR
                                                 SAR Data
                                                      Data
        Thirty-six COSMO-SkyMed images acquired from 7 February 2015 to 10 July 2017 and nineteen
      Thirty-six COSMO-SkyMed images acquired from 7 February 2015 to 10 July 2017 and nineteen
   TerraSAR-X/TanDEM-X images acquired from 25 August 2015 to 5 October 2016 covering Shenyang
TerraSAR-X/TanDEM-X images acquired from 25 August 2015 to 5 October 2016 covering Shenyang
   city are collected in this research. For TerraSAR-X/TanDEM-X, the satellites are orbiting the earth at
city are collected in this research. For TerraSAR-X/TanDEM-X, the satellites are orbiting the earth at the
   the altitude of 514 km within an orbital tube of approximately 250 m radius [55,56]. On the other
altitude of 514 km within an orbital tube of approximately 250 m radius [55,56]. On the other hand,
   hand, according to the COSMO-SkyMed mission and products description, the COSMO-SkyMed
according
   satellitestoare
                 therunning
                     COSMO-SkyMed        mission
                            within an orbital    andthat
                                               tube  products  description,
                                                         guarantees           the within
                                                                      a position   COSMO-SkyMed       satellites
                                                                                          +/−1000 m from    a
arereference
     runningground
                withintrack
                         an orbital  tube
                              [57]. The   that guarantees
                                        perpendicular      a position
                                                      baseline          within
                                                               distributions  of +/−1000  m are
                                                                                 both stacks from  a reference
                                                                                                 depicted in
ground track [57]. The perpendicular baseline distributions of both stacks are depicted in Figure 9,
Remote
Remote Sens. 2020, 12,
       Sens. 2020, 12, 3100
                       x FOR PEER REVIEW                                                                    13
                                                                                                            13 of
                                                                                                               of 19
                                                                                                                  19

Figure 9, with perpendicular baseline apertures of approximately 2110.5 m (COSMO-SkyMed) and
with perpendicular baseline apertures of approximately 2110.5 m (COSMO-SkyMed) and 527.5 m
527.5 m (TerraSAR-X/TanDEM-X), respectively.
(TerraSAR-X/TanDEM-X), respectively.

                           (a) Perpendicular baselines of 36 COSMO-SkyMed images

                              (b) Perpendicular baselines of 19 TerraSAR-X images

          Figure 9. Perpendicular baselines of COSMO-SkyMed and TerraSAR-X/TanDEM-X  images.
                                                                TerraSAR-X/TanDEM-X images.

     Since
      Since the orbits
                 orbits are not
                             not uniformly
                                  uniformly distributed, it is difficult to find realreal MRA
                                                                                           MRA orbits
                                                                                                 orbits from
                                                                                                        from both
                                                                                                               both
stacks.
stacks. Instead,
         Instead,MRA-like
                   MRA-likeorbits
                               orbitsare selected
                                       are        byby
                                           selected   keeping  orbits
                                                         keeping      close
                                                                   orbits   to normalized
                                                                          close              MRAMRA
                                                                                 to normalized     positions.  As a
                                                                                                         positions.
result, ten out of thirty-six  COSMO-SkyMed        images   and  seven out  of nineteen
As a result, ten out of thirty-six COSMO-SkyMed images and seven out of nineteen          TerraSAR-X/TanDEM-X
images    are selected. Theimages
TerraSAR-X/TanDEM-X             detailed
                                       areinformation
                                            selected. Theof detailed
                                                             both stacks   is given of
                                                                      information     in both
                                                                                         Tablestacks
                                                                                                2. According
                                                                                                       is given toin
Equation
Table 2. (1),   the elevation
              According     to resolution
                                 Equation should
                                              (1), the be 16.7  m for TerraSAR-X/TanDEM-X
                                                           elevation   resolution should be and      16.75.1mm for
                                                                                                                 for
COSMO-SkyMed.
TerraSAR-X/TanDEM-X   For comparison,
                              and 5.1 mtwo for different  random orbit
                                               COSMO-SkyMed.         For configurations
                                                                          comparison, two  are also used for
                                                                                                different     each
                                                                                                           random
dataset  in tomographic
orbit configurations    arereconstruction,    respectively.
                             also used for each    dataset inThe  random orbits
                                                               tomographic         have equal respectively.
                                                                               reconstruction,  number of orbitsThe
with  the  MRA   orbits,  which   are ten  out of thirty-six  for COSMO-SkyMed          dataset and
random orbits have equal number of orbits with the MRA orbits, which are ten out of thirty-six for   seven   out  of
nineteen   for TerraSAR-X/TanDEM-X
COSMO-SkyMed           dataset and seven     dataset,
                                                 out respectively.
                                                       of nineteen Besides,      the baseline apertures dataset,
                                                                       for TerraSAR-X/TanDEM-X              for the
random    orbitsBesides,
respectively.   are also identical to theapertures
                          the baseline     MRA orbits,forwhich  are approximately
                                                           the random    orbits are 2110.5  m (COSMO-SkyMed)
                                                                                      also identical  to the MRA
and  527.5
orbits,     m (TerraSAR-X/TanDEM-X),
         which  are approximately 2110.5respectively.
                                              m (COSMO-SkyMed) and 527.5 m (TerraSAR-X/TanDEM-X),
respectively.
                                     Table 2. Parameters of the data stacks.
                                      Table 2. Parameters of the data stacks.
                         Sensor                TerraSAR-X/TanDEM-X            COSMO-SkyMed
                             Sensor
                   Number of Images             TerraSAR-X/TanDEM-X
                                                         19                 COSMO-SkyMed
                                                                                      36
                       Number
                          Orbit of Images                  19
                                                     Ascending                      36
                                                                                 Descending
                              Orbit
                       Work Mode                      Ascending
                                                     StripMap                  Descending
                                                                                  StripMap
                        Altitude
                          Work Mode                   514  km
                                                       StripMap                   619.6 km
                                                                                StripMap
                 Azimuth Resolution
                            Altitude                   3.3
                                                        514mkm                  619.63.0
                                                                                       km
                Slant Azimuth
                       Range Resolution
                                Resolution             1.2 m
                                                         3.3 m                      3.0 m
                                                                                    1.3
                  Incidence  Angle  (θ)
                    Slant Range Resolution              24.3
                                                         1.2 m                    1.325.1
                                                                                      m
                Baseline  Aperture  (∆b)
                      Incidence Angle ( )θ            527.5 m
                                                          24.3                    2110.5
                                                                                   25.1 m
               Elevation Resolution (ρs )              16.7 m                       5.1 m
                    Baseline Aperture ( Δb )            527.5 m                 2110.5  m

     In this experiment, Longzhimeng         Changyuan located in east Shenyang, with four high-rise
                 Elevation Resolution ( ρs )        16.7 m                5.1 m
buildings of approximately 167 m is selected as our study area. The Google earth image and SAR
average amplitude images are shown in Figure 10. The COSMO-SkyMed and TerraSAR-X/TanDEM-X
     In this experiment, Longzhimeng Changyuan located in east Shenyang, with four high-rise
buildings of approximately 167 m is selected as our study area. The Google earth image and SAR
You can also read