MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...

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MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Mental Health Counselors
of Central Florida

      Alicia M. Homrich, PhD
      Licensed Psychologist
      Licensed Marriage and Family Therapist
      National Certified Counselor
      Professor, Rollins College
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Objectives
     Participants will be able to:
• Understand the mission of regulatory
  law.
• Locate Florida’s Laws and Rules that
  govern their license.
• Apply licensure laws and rules to
  their personal practice.
• Learn about strategies for legal
  practice of therapy in the state of
  Florida.
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Don’t Confuse Us!

       Not a                        Not an
     Therapist!                    Attorney!

      Attorney                     Therapist
  Just as lawyers are not trained to provide therapy,
 I am not trained to interpret or advise about the law!
 If the wording of legislation or board rule is unclear
Consult the board staff or an attorney for clarification.
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Just like the speed limit…
you are responsible for knowing the
rules and laws that govern your license

• Ignorance of the law is no excuse.
• It is important to stay current.
• You are charged to practice legally
  and ethically and must know how
  this standard is determined.
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Legal? Ethical?
 What is the difference?
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Ethical Guidelines
                Established by Professional Associations
                Voluntary and apply only to members
                Aspirational Codes of Conduct
                Reflect Standards of Best Practice
< Most          Intent: 1. Promote Profession
Practitioners           2. Protect Clients

 Legal Mandates (Laws & Rules)
                Established by Governing Bodies
                Apply to all licensed individuals AND
                to any person practicing described activities
                Minimal Mandates or Standards
                Intent: 1. Protect Clients/Consumers
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
An ethical violation
may or may not be illegal.

   A legal violation is
   almost always unethical.
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
Primary Governance
Florida Department of Health (DOH)
Division of Medical Quality Assurance (MQA)
Chapter 491 Florida Statutes
 (the Law)
 Clinical Counseling and Psychotherapy Services
Rule Chapter 64B4 Florida Administrative Code
 (the Rules)
 Board of Clinical Social Work, Marriage and
 Family Therapy, and Mental Health Counseling
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
The Structure of Our Mandates

Florida Statues (LAW)
   Made by Legislators,
   signed by Governor

  Administrative Code
        (RULES)
     Legislation gives
   authority to a Board
  to make Rules = LAW
                          9
MENTAL HEALTH COUNSELORS OF CENTRAL FLORIDA - ALICIA M. HOMRICH, PHD LICENSED PSYCHOLOGIST - MENTAL HEALTH COUNSELORS OF ...
0
                                          FS 12

                   The Structure of Our Mandates FS 4
                                                      56

                                         FS. 93
           Florida Statues (LAW)
                 Made by Legislators,
                 signed by Governor                    3 94
                                                    FS
                                        FS 415
                                                   Additional
                                                Florida Statues
 Administrative                                   that govern
 Code (RULES)                                 0  your license:
                                            9
   Legislation gives                     FS
 authority to a Board
                                                   FS
                                                       39
to make Rules = LAW                                       7
456.003 Legislative intent
• persons desiring to engage in any lawful
  profession regulated by the department shall be
  entitled to do so as a matter of right if otherwise
  qualified.
• professions shall be regulated only for the
  preservation of the health, safety, and welfare of
  the public under the police powers of the state.
• unregulated practice can harm or endanger the
  health, safety, and welfare of the public,
• the department nor any board may create a
  regulation that has an unreasonable effect on job
  creation or job retention
Florida Statute Florida Administrative
      491             Code 64B4
Example:
• 491.0143 - Practice of Sex Therapy
• 64B4-7.004 - Use of the title “Sex
  Therapist.”
Researching the Laws and Rules
To access the licensing board websites:

  http://floridasmentalhealthprofessions.gov
         https://floridaspsychology.gov/
Want to find information about
      proposed changes
   or issues of concerns?

Read the Board Meeting Minutes!
SIGN UP FOR UPDATES!
• http://floridasmentalhealthprofessions.gov/resources/
             »Subscribe to receive an email
              when new posts are added to the
              Board website.
Continuing Education Review
 • CEU records will tracked
   electronically at the time of renewal.
 • You will not be able to renew your
   license electronically without having
   a completed record of CEU
   requirements.
Florida 491 CEU Requirements:
Required Subject Area # Hours        Important Information

General Hours           25

Medical Errors           2      Must be taken from Board
                                approved ME provider
Ethics and Boundaries    3

Laws and Rules           3      Required every 3rd Biennium.
                                Included in the 25 general hours.
Domestic Violence        2      Required every 3rd Biennium.
                                Included in the 25 general hours.
Qualified Supervisory    4      Required every 3rd Biennium.
Training                        Included in the 25 general hours.
Chapter 491, F.S.
491.003 Definitions – “Scope of
  Practice.”
§ 491.003(7) Practice of Clinical
  Social Work
§ 491.003(8) Practice of Marriage
  and Family Therapy
§ 491.003(9) Practice of Mental
  Health Counseling
Chapter 491, F.S.
• 491.012 – Protected Titles for
  491 Licenses and Penalties for
  Violations.
• 491.014 – Exemptions from
  Licensure.
  – (3) Clergy
  – (4) Specified facilities
Chapter 491, F.S.

• To report unlicensed practice:
  – 1-877-HALT ULA (1-877-425-8852)

• Email: HALTULA@doh.state.fl.us
Registered Interns and
Qualified Supervisors
Definition of              Supervision
            F.A.C. 64B4-2.002
 (1) An Intern shall be credited for the time of supervision
 required by Section 491.005 FS, if the intern:
   (a) Received at least 100 hours of supervision in no
       less than 100 weeks; and,
   (b) Provided at least 1500 hours of face-to-face
       psychotherapy with clients; and,
   (b) Received at least 1 hour of supervision every two
       weeks;
(2) Focus on the raw data (written clinical materials, direct
  observation and video and audio recordings);
Definition of           Supervision
           F.A.C. 64B4-2.002
(3) May utilize face-to-face electronic methods (not
   telephone only) for no more than 50% of supervision;
   responsible for maintaining confidentiality;
(4) Group supervision may alternate with each hour of
   individual supervision.
Individual supervision =
        1 supervisor + 1 or 2 interns
Group supervision =
        1 supervisor + up to 6 interns
Qualified Supervisors:
64B4-3.0085 (2)
1. Send in your letter agreeing to supervise!
2. Make sure the Board receives and acknowledges
   your Intent to Supervise letter.
3. Obtain a copy of your registered intern’s letter
   acknowledging approving you as supervisor.
4. Notify the Board yourself if you are no longer
   supervising a registered intern.
Qualified Supervisors:

1. New Verification Form: 64B4-3.0015
2. http://www.flrules.org/Gateway/reference.asp?
   No=Ref-07835,
27
Make sure your registered
   interns identify themselves
   accurately! FS 491.0149
They must use their full professional
  title on ALL promotional material
     Including all Social Media

          I am a Registered
     Marriage & Family Therapist
                Intern
Chapter 456, F.S.
Regulation of Professions &Occupations

•   Omnibus chapter that regulates the
    MQA professions under the DOH.
•   Takes precedent over other
    regulations and the laws of individual
    Chapters cannot conflict with it.
Florida Mental Health Act:
     Chapter 394, F.S. The Baker Act
394.463- Involuntary examinations
   • Mental Health Counselors privileged by
      Legislative Action in 2005
   • Marriage and Family Therapists in 2006
•   Preparation Courses are essential

•    http://bakeract.fmhi.usf.edu
    • Forms available at:
    http://www.dcf.state.fl.us/programs/samh/M
        entalHealth/laws/index.shtml
Substance Abuse Services:
 Chapter 397, F.S. – The Marchman Act
 Special importance To 491 Licensees:

• 397.311(23), (25)
  – Defined as providers under this Chapter
• 397.416 - Certified Addictions Professional
           (CAP) credential
  – This is not a license to do psychotherapy
Substance Abuse Services:
Chapter 397, F.S. – The Marchman Act
   • 397.501(7)(e) - Minors may seek
     treatment without parental consent
   • Involuntary admissions:
      • 397.675 Criteria for involuntary
        admissions
      • 397.6791 Initiation of emergency
        admission
      • Who can institute involuntary
        admissions?
Proceedings Related to Children
      CHAPTER 39, F.S.
Special Importance to 491 Licensees:

  Mandatory reporting of known
      or suspected child abuse
  39.201(1)(a) & (1)(b)2. - 491 Licensees
             included as Reporters
  39.203 – Protection for Reporting
Mandatory Reporting of Abuse

Toll free number for reporting in
  Florida:
          1-800-962-2873
Website: http://www.dcf.state.fl.us/abuse/
64B4-7.006 Evaluation of Minors

    • To perform evaluations of
      minors for the purpose of
      making a recommendation
      regarding custody, residence or
      visitation, the licensee shall
      have…
64B4-7.006 Requirements for Evaluations of
Minors for the Purpose of Addressing Custody,
Residence or Visitation Disputes.

(1) To perform evaluations of minors for the purpose of
making a recommendation regarding custody, residence
or visitation, the licensee shall have:
– (a) Competence in performing assessments of a
  psychological nature on children and families;
– (b) Education and training in the areas of child and
  family development, child and family
  psychopathology, and the impact of divorce on
  children and families; and
– (c) Knowledge of the legal standards and
  procedures governing divorce and child custody.
• 64B4-7.006 Requirements for Evaluations of Minors
  for the Purpose of Addressing Custody, Residence or
  Visitation Disputes.

(2) When providing such evaluation of a minor, the licensee
shall:
– (a) Be impartial, act in the best interest of the child,
  avoid conflicts of interest, and not have been the
  treating psychotherapist nor had a prior relationship
  with any of the parties to the evaluation; and
– (b) Use multiple avenues of data gathering, including
  testing and interviewing methods, and shall involve
  all persons central to the child in question, including,
  at a minimum, communication with the child, the
  parties seeking custody or visitation, any treating
  mental health professional, family physician, and
  relatives of the immediate families.
ADULT PROTECTIVE SERVICES
                        Chapter 415, F.S.
      Special Importance to 491 Licensees:

 • 415.1034- Mandatory Reporting of
     Elder or Disabled Abuse
 • 415.1036- Immunity For Reporting
 Toll free number for reporting in Florida
       1-800-962-2873
AVAILABLE FROM:

      www.
  counseling.org
   /publications
    /bookstore

 OR amazon.com
GATEKEEPING IN THE MENTAL HEALTH PROFESSIONS
1. Introduction to Gatekeeping
2. Critical Terminology in Gatekeeping
3. Challenges and Strategies in Addressing
    Problematic Trainees
4. Trainee Development and Factors Affecting Behavior
5. Faculty and Supervisor Roles in Gatekeeping
6. Collaboration During Gatekeeping
7. Informing Trainees about Gatekeeping Policies
8. Standards for Personal Behavior and
     Professional Conduct
9. Evaluating Trainee Professional Performance
10. Designing Remediation Plans and Interventions
11. Documentation in Gatekeeping
                                            42
12. Preventing Problematic Behavior in Trainees
AVAILABLE FROM:

      www.
  counseling.org
   /publications
    /bookstore

 OR amazon.com
• 491.0141 – Practice of Hypnosis
• 64B4-7.002 – Qualifications
 necessary for CSWs, MFTs and
 MHCs to practice hypnosis.
• 491.0143 - Practice of Sex Therapy
• 64B4-7.004 - Use of the title “Sex
  Therapist.”
• 491.0144 - The Practice of Juvenile
  Sex Offender Therapy
• 64B4-7.007 - Use of the title
  Juvenile Sex Offender Therapy
o 491.0111; 64B4-10.001; 64B4-10.002
  o Sexual Misconduct by a Psychotherapist
o 491.0112
  o Sexual Misconduct by a Psychotherapist;
    Felony Penalties
o 64b4-10.003
  o Psychotherapist-Client Relationship

o 64b4-10.004
  o Sexual Misconduct not involving a Client
§ 456.072 (1)(i) – “Snitch” Law

§ 491.009 – Discipline Section
§ 64B4-5.001 – Disciplinary Guidelines
  § Defines penalties for violations
    identified in 491.009
§ EXAMPLE:
  § 491.009 (f)
  § 64B4-5.001(f)

  §
Statute 491 and Code 64B4
     go Hand-in-Hand
when it comes to defining
     specific penalties
    and qualifications.
Other Disciplinary Issues
§ 491.009 – Discipline Section
  § (c) – Found guilty of a crime
  § (f) – Association with those in violation of
    laws
  § (i ) – False Documentation
  § (j) – Kickbacks/Fee splitting
  § (q) – Experimental Treatment
  § (r) – Prevailing Standards Treatment
  § (s) – Peer performance
  § (u) – Confidentiality
If you are ever disciplined…

  § 120 F.S. – Administrative
    Procedures Act

  § 120.57 – Hearing Rights
    Procedures
    § Your rights in the event you must
      go through a disciplinary
      hearing.
    § Addresses details of evidence,
      procedures, and processes.
DOCUMENTATION
• 491.0148 Records

• 64B4-9 Client Records
  – 9.001 Requirements for Client
    Records.
  – 9.002 Definitions and Content of
    Records.
Chapter 456, F.S.
Special importance to 491 licensees:

§ 456.057 –
     Ownership /Control of Records
     Of specific concern: (6)

§ 456.058 -- Disposition of Records
    Implemented in 64B4-9.001(4) read
    previously
456.057 Ownership and control of patient records;
report or copies of records to be furnished;
disclosure of information.—
•    (6) Any health care practitioner licensed by the department… who
    makes a physical or mental examination of, or administers treatment or
    dispenses legend drugs to, any person shall, upon request of such
    person or the person’s legal representative, furnish, in a timely manner,
    without delays for legal review, copies of all reports and records relating
    to such examination or treatment….
•   However, when a patient’s psychiatric, chapter 490
    psychological, or chapter 491 psychotherapeutic records are
    requested by the patient or the patient’s legal representative,
    the health care practitioner may provide a report of
    examination and treatment in lieu of copies of records.
•   Upon a patient’s written request, complete copies of the
    patient’s psychiatric records shall be provided directly to a
    subsequent treating psychiatrist. The furnishing of such report
    or copies shall not be conditioned upon payment of a fee for
    services rendered.
Confidentiality
Privilege
Privacy

      Frequent licensure board
      complaints involve a breach of
      confidentiality and/or a violation
      of client/patient privacy.
Confidentiality
The legal and ethical duty of the mental health
  professional to protect private client
  communication.
Privilege
Protection in a judicial or administrative proceeding,
   of confidential communication.
Privilege belongs to the client.
Privilege is established/defined by state statute.
    (Florida Statutes 90.505 Psychotherapist-patient privilege and 491.0147 Confidentiality
         and privileged communication)
Privacy
Federal statute (HIPAA) designed to
  establish minimum standards for the
  protection of private health care
  information – specifically as it relates to
  electronic transmission but also has
  implications for how, to whom, and with
  what required authorization of protected
  health information may be communicated.
Evidence Code Chapter 90, F.S.
Special importance to 491 licensees:

 90.503- Psychotherapist-Patient Privilege
   (1)(a)3. & (2) & (4)
Ò Makes therapeutic records
   more difficult to access in
   court without client permission.
Ò Distinction between Privilege and
  Confidentiality.
Confidentiality and
    Privileged Communications
•    456.059 - “Duty (?) to Warn”
•    491.0147 – Confidentiality
       and Privileged Communication
How to Stay Current:
• Resources in course booklet.
• Books, Articles, Electronic Sources.
• Continuing education training.
• Consulting with colleagues.
• “Interested Parties” e-mail
  list of the 491 Board
• Professional association meetings
  (FAMFT, FMHCA, NASW, etc.)
Beware of “DRIFT”
• Faulty thinking
• Faulty information
• Faulty advice
Thanks for your attention.
ahomrich@rollins.edu
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