Local Government Research & Development Scheme - 2021-22 Annual Business Plan - LGA SA
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Local Government Research & Development Scheme 2021-22 Annual Business Plan LGA of SA ECM726414 2021/22 LGR&DS Annual Business Plan Page 0 of 12
Table of Contents 1. Introduction ............................................................................................................................ 2 2. Background to the LGR&DS ................................................................................................. 3 2.1 How the Scheme is established ........................................................................................ 3 2.2 Advisory Committee .......................................................................................................... 3 2.3 Funding calls .................................................................................................................... 4 2.4 Principles and Purposes of the Scheme............................................................................ 4 3. Projects Funded in 2020-21 ................................................................................................... 6 4. Strategic Directions and Environmental Scan ..................................................................... 7 4.1 LGA Strategic Plan ........................................................................................................... 7 4.2 LGA Annual Business Plan ............................................................................................... 7 4.3 2020 LGA member survey ................................................................................................ 8 4.4 Consultation with members and stakeholders in November 2020 ..................................... 8 5. 2021-22 Research & Development Priorities...................................................................... 10 6. Further information.............................................................................................................. 11 LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 1 of 12
1. Introduction This Annual Business Plan 2021-22 was approved by the LGA Board of Directors on 18 February 2021. It is designed to focus the attention of potential applicants to the Local Government Research & Development Scheme (LGR&DS) on matters that will contribute to the advancement of local government in South Australia. This plan responds to direct consultation with LGA’s member councils, a broad ranging environmental scan and review of the LGA’s strategic directions as expressed in strategic and business plans. It should be noted that this plan is intended to complement (rather than mirror) strategic and business plans of the LGA. On the basis of these considerations, the following priorities have been identified as key areas of research and development in 2021-22: 1. Local government reform 2. Financial sustainability and cost pressures 3. Infrastructure management 4. Community awareness and participation 5. Community safety, wellbeing and resilience 6. Local government response and recovery to COVID-19 7. Climate, disasters and environment. The Advisory Committee would also welcome proposals that may not directly align with the matters included in either plan but would nevertheless be considered useful research for the local government sector and their communities, provided such proposals are consistent with the Principles of the Scheme and at least one of the purposes of the Scheme, outlined at Section 2. LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 2 of 12
2. Background to the LGR&DS 2.1 How the Scheme is established Pursuant to section 31A of the Local Government Finance Authority Act 1983 (the LGFA Act) and requirements of the State Government Treasurer, the Local Government Finance Authority (LGFA) makes regular quarterly payments to the Local Government Taxation Equivalents Fund (LGTEF). These funds are used for the purposes of the Local Government Research and Development Scheme (LGR&DS), established under Section 31A(4) of the LGFA Act to fund projects that are strategically of benefit to local government as a whole. The LGR&DS is unique to South Australia. Since September 2015, the LGR&DS has been subject to a Memorandum of Understanding (MOU) between the Local Government Association of South Australia (LGA) and the Minister with responsibility for the LGFA Act (currently the Treasurer). The MOU is available on the Scheme’s web page: http://www.lga.sa.gov.au/Apply_LGRD_Scheme 2.2 Advisory Committee As outlined in the MOU, the LGR&DS Advisory Committee was established by the LGA to assist it with the management of the Scheme. The key functions of the Advisory Committee are to highlight, guide and encourage proposals from councils and other local government stakeholders in areas that will enhance the development of Local Government in South Australia and to make recommendations for approvals of project proposals to the LGA Board of Directors. The MOU specifies that the membership of the Advisory Committee include representatives from key local government stakeholder groups. As at December 2020, membership of the Advisory Committee was: • Mayor Erika Vickery, Chair (LGA Board) • Mayor Claire Boan (LGA Board) • Mayor Erin Thompson (LGA Board) • Vacant (Country/Regional CEO) • Mr Henry Inat (Metropolitan CEO) • Ms Abbie Spencer (Local Government Unions) • Prof Chris Leishman (South Australian Universities) • CEO, Local Government Association (ex officio) – currently Matt Pinnegar • Manager, Office of Local Government (ex officio) – currently Alex Hart. LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 3 of 12
2.3 Funding calls The Scheme holds two funding calls per year: • an LGA (internal) funding call – applications which generally open in March, close in early April for an LGA Board decision in May; and project commencement in July; and • an external funding call – applications which generally open in late May, close in late July for an LGA Board decision in September, and project commencement from October. Further details of the external funding call will be published on the LGA website in May 2021. Decisions regarding funding for proposals are made in accordance with the Principles and Purposes of the Scheme (see below) by the LGA Board of Directors (acting on advice from the LGR&DS Advisory Committee). External calls usually attract a good spread of proponents applying to the Scheme, including councils, regional LGAs, universities, the vocational education & training sector and local government professional groups. In addition to these two funding calls, the Scheme also provides annual funding allocations to: • Regional Local Government Associations to support regional capacity building activities; • South Australian Regional Organisation of Councils to support the delivery of its Annual Business Plan; • Greater Adelaide Regional Organisation of Councils to support the delivery of its Annual Business Plan; and • The LGA to deliver the Local Government Awareness Campaigns. 2.4 Principles and Purposes of the Scheme The LGFA Act provides that the purposes to which LGR&DS funds may be put are only those purposes "recommended by the LGA and agreed to by the Minister in accordance with principles agreed between the Minister and the LGA.". No project may be approved unless it accords with both Principles of the Scheme and at least one of the Purposes of the Scheme. Principles of the Scheme The MOU specifies that the “Principles of the Scheme” are: • that in complying with the statutory requirements, the Scheme funds should be applied for local government development purposes and that the money should be used strategically for the benefit of Local Government as a whole; and • that the disbursement of the funds should not result in any unfair competitive advantage to the LGFA. The first of these mandatory principles is critical. Proposed projects that would be of benefit only to a single council, or to a small subset of South Australia’s 68 councils, cannot be funded by the Scheme because such projects would not be of benefit to “Local Government as a whole”. Purposes of the Scheme The MOU specifies that the “‘Purposes of the Scheme” are: LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 4 of 12
1. Grants or services to help Councils access electronic information and other strategic development of Local Government Information services 2. Grants or services to help Councils with performance assessment, measurement and benchmarking, and with performance improvement 3. Development or provision of services, training, handbooks, guides or codes related to the administration of legislation under which Councils operate 4. Grants or services to help Councils promote understanding of the role, purposes and functions of Local Government, including development of materials for schools 5. Grants for Local Government research and development projects: (a). in priority areas for research and development specifically identified on an annual basis following consultation by the LGA with Councils, or (b). concerning innovation in Local Government administration or services. 6. Agreed programs for consultation throughout the Local Government sphere on projected legislative changes affecting Local Government 7. Grants, research, information or services to help Councils with the introduction and implementation of reforms to service delivery, within Local Government and between State and Local Government 8. Funding of proposals by regional local government organisations to strengthen their ability to provide services to their members and communities and to engage effectively in intergovernmental discussions and negotiations. “Regional local government organisations” includes both rural and metropolitan regional groupings as possible beneficiaries for funding of initiatives with potential sector wide benefit. 9. Payments for which Local Government, through the LGA, is liable under legislative provisions requiring the LGA to pay or contribute to the costs of specified statutory activities undertaken for Local Government purposes 10. Grants or services to assist Councils with planning for the development/maintenance of infrastructure and undertaking asset management planning. This Annual Business Plan for the Scheme contains priority areas identified on an annual basis in accordance with Principle 5(a). LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 5 of 12
3. Projects Funded in 2020-21 The Scheme’s 2020-21 Annual Business Plan identified six priorities for the $1.5 Million that was available via competitive grant funding rounds. The following summarises the projects that were funded this year against these priorities. Priority Projects Total funding Reform Local Government Reform Implementation $350,000 Support Councils in the implementation of the PDI Act and Planning and Design Code Financial Mapping the elements of council Enterprise Bargaining Agreements $327,089 sustainability and Model Financial Statements Annual Updates (2021 and 2022) cost pressures Strategic Management Plan Templates (implementation of Productivity Commission recommendations) Public Lighting Support for SA Councils (expert advice and facilitation of the Public Lighting Working Group) External and internal challenges facing regional population growth strategies: learning from the case of the Limestone Coast* Best Practice Guide for Grants Management for Local Government in South Australia* Special Local Roads Program - Governance Review Infrastructure $35,000 partnerships Increasing Improving educational content in preparation for 2022 Elections $127,870 community RPSA Voters Roll Practice Manual - 2022 Elections* awareness and participation Strategies to increase turnout at council elections using evidence from randomised field trials* Supporting Food Waste Recycling Initiative "Food for the Earth" $205,000 community well- Local government: Enabling resilient food systems in South Australia* being, resilience, preparedness and Resilient South Pilot – Incorporating Climate Risk into Asset Management* responses to Script development for Training Course re Community Wastewater climate risk Management Schemes* Project that Local Government Response to COVID-19 (resources, support and $293,200 supports Local guidance for councils) Government in Modelling business clusters’ readiness and resilience in managing and responding to responding to COVID-19* 'COVID-19' Environmental Health Officers’ response to COVID-19: A public health workforce needs assessment to ensure sustainability and future preparedness* Total projects $1,338,159 for 2020-21 * refers to external projects LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 6 of 12
4. Strategic Directions and Environmental Scan 4.1 LGA Strategic Plan The object of the LGA is to achieve public value through the promotion and advancement of the interests of local government by: advocating to achieve greater influence for local government in matters affecting councils and communities; assisting members to build capacity and increase sustainability through integrated and coordinated local government; and advancing local government through best practice and continuous improvement. The LGA’s Strategic Plan 2016-2020 sets out three key initiatives: 1. Leadership and Advocacy (Advocate) 2. Capacity Building and Sustainability (Assist); and 3. Best Practice and Continuous Improvement (Advance). The LGA is currently preparing a new four-year strategic plan for 2021-2025. A Discussion Paper associated with this work identified the following as key elements of the future context for local government and the LGA: • Supporting social and economic recovery from the impacts of COVID-19 on councils and communities • Implementation of the Local Government Review Bill, and changes this will drive to council governance and operations • Supporting councils to achieve greater financial sustainability • Providing and maintaining infrastructure in a sustainable manner • Federal, State and Local Government elections scheduled for 2022 • Technological change, presenting new opportunities and increasing risks • The ongoing impacts of climate change and increasing responsibilities in emergency management • Continuing to build community resilience and wellbeing • Implementation of Planning Reforms and achieving positive planning and design outcomes in communities. 4.2 LGA Annual Business Plan Each year, the LGA sets its annual objectives and KPIs in an Annual Business Plan. The Annual Business Plan for 2021-22 is due to be considered by the LGA Board in May 2021. It is anticipated that the Annual Business Plan for 2021-22 will be informed by the new Strategic Plan. A copy of the LGA’s current Annual Business Plan for 2020-21 is available on the LGA’s website. This Plan identifies 11 objectives linked to the key strategies of Advocate, Assist and Advance, with KPIs for each objective. The LGA’s objectives for 2020-21 are: LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 7 of 12
1. Delivery of endorsed 2020/21 priorities in the LGA Advocacy Plan and SAROC and GAROC Annual Business Plans and Communications Plans 2. Lead the Local Government Reform Program 3. Increase community awareness of and participation in local government 4. Provide resources, forums and assistance that support councils to meet their legislated responsibilities 5. Build local government capacity and the skills of our people 6. Assist the sector with COVID-19 response and recovery and build the sector’s emergency services and resilience capabilities 7. Effective implementation and administration of grant programs 8. Improve corporate systems and processes that mitigate risks and allow the LGA to operate more efficiently 9. Continued Growth and Sustainment of LGA Procurement 10. Deliver quality fee-for-service activities that target the needs of the sector and reduce council costs 11. Continuous improvement in the service delivery of LGASA Mutual. 4.3 2020 LGA member survey Each year, the LGA conducts a member survey to gather feedback from its member on the services that the LGA provides, its performance on key strategy areas and to better understand the issues and matters of importance to members. The 2020 survey had a response rate of 760, nearly twice that of previous years. Of relevance to the Scheme, the top priority issues identified in members survey were: • Local government reform • Cost shifting / rate capping • Climate change / environment • Waste management / recycling • Infrastructure funding, management and grants • Financial sustainability. 4.4 Consultation with members and stakeholders in November 2020 The LGA asked its member councils to identify priority areas for research and development in the coming financial year through a Latest News item on its website. The LGA also sought input from its CEO Advisory Group at its November 2020 meeting. In response, councils identified the following areas as research and development priorities: • Supporting the implementation of Local Government Reforms, including LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 8 of 12
o Templates, resources and other guidance to avoid unnecessary duplication across the sector o Supporting councils to further strengthen long term financial and asset management planning o Funding plans for councils, including consideration of mandatory and discretionary rate rebates • Performance measurement and benchmarking for the local government sector • Road safety • Universal design. The CEO Advisory Group also encouraged the LGA to focus on projects that deliver clear long-term outcomes for the sector and address future and emerging needs, and to not initiate projects on topics for which there are sufficient existing resources and initiatives. In addition, member councils express their priorities through Notices of Motion presented to Annual General and Ordinary General Meetings. Some (but not all) items of business carried at LGA general meetings may require further research and be subject to applications to the LGR&DS in 2021-22. A review of resolutions carried at the LGA’s 2020 Annual General Meeting identified the following actions that may require further research to be supported through the Scheme: • Appropriate regulatory framework and governance settings to enable attendance at council meetings by electronic means • Improved processes for updating the voter roll • Providing training, resources and support to councils on gender equity, including family and domestic violence • Reviewing native vegetation management legislation and developing proposals for reform. LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 9 of 12
5. 2021-22 Research & Development Priorities On the basis of the information summarised in Section 4, the following priorities have been identified as key areas of future research and development for 2021-22 that will assist the sector to meet current and future challenges, and to capitalise on positive opportunities. Within each of these priority areas, projects must address an issue of significant importance to local government and not duplicate existing research or resources that are available through the Scheme or other sources, including other levels of government. 5.1 Local government reform Ensuring that the local government sector can appropriately implement Local Government reforms, including a sector-wide performance measurement and reporting framework, best practice governance and financial management, and a new council member behaviour management framework. 5.2 Financial sustainability and cost pressures Enhance the financial sustainability of the sector through programs that assist councils to access external funds and identify and address present and future costs pressures, including supporting councils to strengthen long-term financial and asset management planning. 5.3 Local government response and recovery to COVID-19 Projects that relate to the COVID-19 crisis which has had a significant impact on the sector, including efforts for councils to provide leadership to their communities in social and economic recovery. 5.4 Infrastructure management Investigate and support the establishment of joint State/Local Government approaches to the planning and provision, renewal and/or upgrade of community infrastructure, including libraries and jetties. 5.5 Community awareness and participation Resources and programs that aim to increase community awareness of the services provided by councils and opportunities for people to participate in local government processes, with a focus on initiatives that prepare councils and communities for the 2022 elections. 5.6 Community safety, wellbeing and resilience Resources and initiatives that will assist councils to strengthen all facets of community safety, wellbeing and resilience within local government’s defined areas of responsibility, including improving access and inclusion, engagement with Aboriginal communities, road safety and gender equality. 5.7 Climate, disasters and environment Projects that assist councils to manage risks associated with disasters and a changing climate and respond to environmental issues within their scope of responsibility, including waste management and supporting local markets for kerbside recycling. LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 10 of 12
6. Further information Information about the Scheme, including access to the Research Library with details of previously funded projects, is available at https://www.lga.sa.gov.au/member-services/financial- sustainability/grants/research-and-publications. Proponents are encouraged to contact Mathilde Thorsen prior to submitting projects to discuss ideas and approaches, and to obtain preliminary advice. Mathilde Thorsen Projects and Grants Coordinator Local Government Association of SA T: 08 8224 2057 E: lgrds@lga.sa.gov.au LGA of SA ECM 726414 2021/22 LGR&DS Annual Business Plan Page 11 of 12
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