IN THE MATTER OF STATE V LIBERTY REFLECTIONS ON THE 2020 CORONAVIRUS PANDEMIC - EDITED BY ANNE MCNAUGHTON & EVA U WAGNER

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In the Matter of State v Liberty

                                                                 VOLUME 5 / 2020
Reflections on the 2020 Coronavirus Pandemic
             Edited by Anne McNaughton & Eva U Wagner

      /                                               PAGE I
‘Periscope’ is the Occasional Analysis Paper/Brief series
of the Konrad Adenauer Stiftung’s (Foundation) Regional
Programme Australia and the Pacific. Just like the re-
al-world sighting instrument, Periscope is meant as a lens
to broaden our insights - taking in views from different
angles. This way, it seeks to bring together perspectives
from Germany, Europe, Australia, New Zealand and the
Pacific region to augment our understanding of contempo-
rary issues and help address the pressing problems of our
time. The Periscope Series covers topics from the area of
foreign and security policy, cybersecurity, terrorism/count-
er-terrorism, energy policy, rule of law, socio-economic
matters and development policy. It comprises both longer
Analysis Papers – in the form of single-author (and co-au-
thored) contributions or edited volumes with multiple
authors - and shorter Analysis Briefs.

periscopekasaustralia.com.au
In the Matter of State v Liberty
Reflections on the 2020 Coronavirus Pandemic
        Edited by Anne McNaughton & Eva U Wagner

               THE PERISCOPE SERIES
                   VOLUME 5 / 2020
Vision and Worldwide Work

The Konrad Adenauer Stiftung (KAS) is a political foundation of Germany, with
the vision to promote international dialogue, sustainable development, good
governance, capacity building, regional integration and enhance understanding
of the key drivers of global developments. It is named after the first Chancellor
(Prime Minister) of the Federal Republic of Germany, Konrad Adenauer whose
name represents the democratic rebuilding of Germany, the anchoring of German
foreign policy in a trans-Atlantic community of values, the vision of European
unity, and Germany’s orientation towards a social market economy. Currently KAS
is present in around 120 countries, with over 100 offices on six continents. With
our worldwide networks and long-term partner structures, we aim to contribute
to knowledge exchange and policy development in line with our values and aims.

Our Work in Australia and the Pacific

As current global developments - such as a volatile security environment – under-
score the common interests of Europe and Australia, KAS’ Regional Programme
for Australia and the Pacific seeks to foster durable collaboration through dialogue
among parliamentarians, representatives of government departments and leading
academic/think tank experts, as well as political analysis and consultancy. For the
European Union in general and Germany in particular, dialogues with Australia
and New Zealand are of special relevance due to our history of strong bilateral
and regional relations. Given our shared values and common interests in shaping
the rules-based order, there are manifold opportunities for this partnership. Our
programmes are dedicated to collaboration and knowledge-sharing to strengthen
our collective resilience and ability to find solutions to the pressing problems of
our time.

ABOUT  / KAS AUSTRALIA AND THE PACIFIC                                       PAGE I
PAGE II   THE PERISCOPE SERIES / VOLUME 5 / 2020
In the Matter of State v Liberty
Reflections on the 2020 Coronavirus Pandemic
The Periscope Series
Volume 5 / 2020

02 Foreword                          30 Combatting the
     Dr Beatrice Gorawantschy           CoViD-19 Pandemic –
                                        The Case of Germany
04 Introduction                         Prof Jürgen Bröhmer

     Eva U Wagner
                                     38 The New Zealand response
08 Reflections on the 2020              Dr Andrew Butler
   Coronavirus Pandemic
     The Hon Robert S French AC      44 Balancing rights
                                        and restrictions
16 Germany’s Protective                 Ashwin Raj
   Measures against the COVID-
   19 Pandemic: Stress Test for      50 Assessing Samoa’s Response
   the German Rechtsstaat               to COVID-19 Pandemic
     Prof Dr hc Rudolf Mellinghoff      Beatrice Tabangcora
     Dr Philipp Maetz

                                     60 Conclusions
23 Reflections on the 2020              Anne McNaughton
   Coronavirus Pandemic
     Laureate Prof Emeritus
     Cheryl Saunders AO

 / The Hon Robert S French AC                                     PAGE 01
Foreword

The Konrad Adenauer Stiftung’s Regional Programme Australia and the Pacific re-
cently initiated a rule of law dialogue between Germany and Australia with the
aim of extending it to New Zealand and the South Pacific. KAS Australia seeks to
contribute through its Periscope series to the ongoing rule of law debate, includ-
ing current issues such as the proportionality of coronavirus measures and the
interaction between law and politics as well as opportunities and limits of rule
of law states. We would like to connect Germany and the European Union with
Australia, New Zealand and the South Pacific in an endeavour to increase mutual
understanding and to foster idea and knowledge sharing between policy makers,
legal experts and other stakeholders.

2020 will be remembered for disruptions both of national and global scale, from
the Australian bushfires to the coronavirus pandemic. Given KAS Australia’s
mandate to foster public debate and to promote theme-focussed dialogues, pub-
lishing a Periscope edition on the coronavirus measures from a rule of law per-
spective was an obvious choice. This edition includes reflections on the approach
taken by various countries to protect public health. Our contributors from Austra-
lia, Germany, New Zealand, Fiji and Samoa provide an overview of their respective
country’s response to the pandemic to date and analyse the specific measures
as to their proportionality and compliance with the rule of law. The contributions
were submitted between mid-July and mid-August 2020 and reflect the situation
in the aforementioned countries at that date.

While the German Chancellor, Angela Merkel, described the temporary interfer-
ence with citizens’ fundamental rights as an “imposition on democracy”, others
labelled the coronavirus measures a challenge to the rule of law. But the pan-
demic also represents a challenge for democracy in a different respect. More pre-
cisely, the measures resulted in disinformation, fake news and conspiracy theories
used by political extremist groups. They are indeed a test for liberal democracies.
Thanks to the strong and stable foundation of the German political system and
that of our like-minded partners, however, they never posed a real threat. Never-
theless, a discussion of how far a state may go to contain a pandemic is a legiti-
mate expression of any democratic culture.

PAGE 02                                          THE PERISCOPE SERIES / VOLUME 5 / 2020
The complexity of the pandemic made extraordinary measures temporarily nec-
essary and required comprehensive trust both in experts and governments.
Dealing with the crisis is not only the task of medical experts and politicians alone:
we as responsible citizens must also tackle the challenge to public health, and at
the same time uphold the values our liberal democracies are built on. The German
Chancellor Angela Merkel put it like this prior to the second lockdown in November
this year: I have faith in the power of reason and responsibility in a democracy.1

I would like to take this opportunity to thank the authors cordially for their insight-
ful and incisive contributions and the co-editors for their well-rounded efforts. It
is my hope that this publication is thought-provoking for lawmakers, experts and
other stakeholders alike and will further promote the discussion.

Dr Beatrice Gorawantschy
Director
Regional Programme Australia and the Pacific
Konrad Adenauer Stiftung
Canberra
31 October 2020

1   Quote from a press conference, 

FOREWORD / Dr Beatrice Gorawantschy                                              PAGE 03
INTRODUCTION

Introduction
Eva U Wagner

Eva U Wagner is KAS Australia’s Pro-           the University of Konstanz and a common
gramme Coordinator for rule of law, energy     law Master’s degree from the University
and development policy in Australia, New       of Aberdeen, for which she researched at
Zealand and the South Pacific. She is also a   the University of Cape Town compulsory
German lawyer with several years of work       pharmaceutical licences under the TRIPS
experience in private practice. Starting       Agreement. Prior to joining the Founda-
her legal career in intellectual property      tion, Eva was engaged as Research Officer
rights, she has since specialised in inter-    with the Austrian Embassy in Canberra,
national estate matters and Australian mi-     covering Australia, New Zealand and 11
gration and citizenship law. Her education     Pacific Island States.
includes a civil law Master’s degree from

PAGE 04                                                   THE PERISCOPE SERIES / VOLUME 5 / 2020
Health is a state of complete physical, mental and social
 well-being and not merely the absence of disease or infirmity.1

Governments around the world have taken           desired outcome. Measures are suitable if
various measures to tackle the ongoing            they are not per se inept and may at least
coronavirus pandemic. Most countries              promote the desired outcome. Notably,
have imposed similar measures2, includ-           public entities are afforded discretion in
ing social distancing rules, restrictions on      their assessment. Further, measures must
the number of people who may gather               be required, ie there must be no less inva-
in one place, mandatory wearing of face           sive or no equally effective measures avail-
masks and curfews as well as business and         able to achieve the desired outcome. Again,
school closures. Some countries have im-          public entities are afforded a margin for
plemented entry and exit bans (border clo-        assessment.8
sures), with islands being able to enforce        In addition, measures must be adequate
them more efficiently than others. Most, if       (proportionality in its narrow sense). Mea-
not all, measures affect fundamental free-        sures are adequate if the desired outcome
doms and civil liberties, some of which have      is not disproportionate to the severity of the
the status of human rights, including the         interference. If the measures are aimed at
right to free movement 3, the right to peace-     individuals, decision makers must consider
ful assembly4 and the right to education5.        the individual circumstances. If the mea-
In order for such measures to comply with         sures are aimed at the public at large, de-
the rule of law, they must not only meet          cision makers must consider any concrete,
the provisions of the law but also adhere         comprehensible and authoritative facts
to the principles of proportionality. Given       available to them. The general requirement
that there are various notions of propor-         under various German States’ coronavirus
tionality, its criteria may vary depending        ordinances, for example, for all travellers
on the understanding and interpretation of        returning from third countries to quaran-
this term.                                        tine at home for 14 days, was set aside by a
As far as Germany is concerned, the prin-         number of German courts.9 Their decisions
ciple of proportionality was developed on         suggest that such measures would be per-
the basis of the Basic Law6, more precisely,      missive under § 28 Infection Protection Act
Article 20(3) Basic Law:                          (Infektionsschutzgesetz) if the case numbers
  The legislature shall be bound by the con-      in the respective third country rendered it
  stitutional order; the executive and the ju-    more likely than not that the traveller has
  diciary [shall be bound] by law and justice.7   contracted the virus, or there were no con-
                                                  crete, reliable and authoritative facts avail-
The principle applies to interferences by         able in this regard, noting the traveller may
public entities with basic rights and pro-        be exempt for other reasons.10
hibits measures that are unreasonable
and excessive. The principle requires mea-        Judicial statements by the Chief Justice of
sures to pursue legitimate purposes (eg           the High Court of Australia, the Honourable
public health) by way of legitimate mea-          Chief Justice Susan Kiefel AC, may provide
sures (eg censorship would be illegitimate).      guidance as to what is required under Aus-
In order for measures to be proportionate,        tralian law and jurisprudence for laws to be
they must also be suitable to achieve the         proportionate.11

INTRODUCTION / Eva U Wagner                                                              PAGE 05
In JT International SA v Commonwealth              The rule of law and, in particular, its
[2012] HCA 43; 250 CLR 1, Kiefel J (as she         concept of proportionality, encompasses
then was) stated (at [337]-[338]) that:            principles that are meant to safeguard fun-
  A test of proportionality is necessary where     damental freedoms and civil liberties. Ad-
  a law purports to restrict constitutional        herence to the principles is currently put to
  freedoms, because although they cannot           the test, arguably more than ever before
  be regarded as absolute, the Constitution        in our lifetimes. In an endeavour to foster
  does not express the limits which may be         the debate in regard to these matters and
  placed upon them. Proportionality there-         related issues, KAS Australia has asked the
  fore tests the limits of legislative power. It   contributors to this Periscope edition to
  proceeds upon an assumption that, given          respond to several questions, including:
  the existence of the freedom, the legisla-       What measures have been taken in their
  ture could not intend to go further than         jurisdictions? What rights and liberties may
  is reasonably necessary in achieving the         be affected by them? What is their purpose
  legitimate purpose of the law. Legislation       - and is it a legitimate one? Are they propor-
  which restricts a constitutionally guaran-       tionate to the ends to be achieved?
  teed freedom within these bounds may             As the contributions reveal, there is no ‘one
  therefore be said to be justified and not        size fits all’ response to this pandemic. They
  to infringe the freedom. A test of propor-       also demonstrate that the measures taken
  tionality necessarily looks to the measures      by like-minded countries must be scru-
  employed, the level of the restriction they      tinised by means of certain - crucial and
  impose and the legislative purpose sought        shared - values. While the ongoing public
  to be achieved, which is to say the propor-      health crisis may take some time to pass,
  tion between means and ends… .                   it is never too soon to consider the lessons
In Maloney v The Queen [2013] HCA 28; 252          to be learnt from it. As the title indicates,
CLR 168, Kiefel J stated (at [166]) that:          central to any response is and remains
                                                   respect for the rule of law. The contribu-
  The rationale for proportionality analysis       tions to this edition explore what that looks
  is that no freedom, even a constitution-         like in concrete terms. They may form a
  ally guaranteed freedom, can be regarded         basis on which governments could formu-
  as absolute. While some legislative restric-     late best practices in their efforts to tackle
  tion is permissible, a test of the limits of     this crisis, and to prepare for future crises.12
  legislative power is necessary in order to
  ensure that the freedom is not so limited
  as to be lost. Proportionality analysis is the
  obvious candidate. Proportionality analy-
  sis tests a law imposing restrictions upon
  a guaranteed freedom by determining the
  reasonableness of the means employed
  by the statute to achieve its legitimate
  statutory objective.

PAGE 06                                                       THE PERISCOPE SERIES / VOLUME 5 / 2020
Endnotes

1   Preamble to the Constitution of the World            10 OVG Schleswig-Holstein, Beschluss v.
    Health Organisation (WHO) as adopted by the             25. Juni 2020 (3 MR 32/20), see Press
    International Health Conference, New York, 19           Release available at 
    of WHO, no 2, p 100) and entered into force          11 Australian Constitution Centre, Biographies
    on 7 April 1948. The definition has not been            of the Chief Justices of the High Court, The
    amended since 1948. See                   
    administrative decision.                             12 Disclaimer: This introduction does not represent
3   Article 13 Universal Declaration of Human Rights        legal advice. Rather, it is intended to provide an
    (UDHR)                                                  overview of the legal matters raised in in it.
4   Article 20 UDHR
5   Article 26 UDHR
6   The German Constitution, and thus the rights
    enshrined in it, are referred to as ‘Grundgesetz’
    (Basic Law) and ‘Grundrechte’ (basic rights),
    respectively. Germany was divided at the time
    the law was adopted, and it was meant to be
    provisional until unity was restored, so as not to
    deepen the division. In the end, the decision was
    made for the German Democratic Republic to join
    the Federal Republic of Germany, rather than for
    a new state to be founded on the basis of a new
    constitution, not least to avoid any further delay
    of the reunion. See Key Facts about the Basic
    Law, 
7   Basic Law of the Federal Republic of
    Germany, see translation available at
    
8   The discretion and margin for assessment,
    respectively, are justified on various grounds,
    including the legislature’s prerogative to adopt
    laws (comparable to the notion of supremacy of
    parliament). This, and the rule of law principle
    of separation of powers, mean that any judicial
    review of the proportionality of measures is
    restricted to the question as to whether they are
    obviously inept or not required to achieve the
    desired outcome.
9   VG Berlin, Beschluss d. 14. Kammer v.
    10. Juni 2020 (VG 14 L 150.20), see Press
    Release including link to decision 

INTRODUCTION / Eva U Wagner                                                                            PAGE 07
ANALYSIS

Reflections on the 2020
Coronavirus Pandemic
Australia

The Hon Robert S French AC

About the Author
Robert French served as Chief Justice of       Since his retirement as Chief Justice, Mr
Australia from 1 September 2008 until 29       French has been appointed as a Non-Per-
January 2017.                                  manent Justice of the Hong Kong Court of
He is a graduate of the University of          Final Appeal (May 2017), as an International
Western Australia in science and law. He       Judge of the Singapore International Com-
served as a Judge of the Federal Court of      mercial Court (January 2018) and as a Judge
Australia from November 1986 until his ap-     of the Court of Appeal of the Dubai Interna-
pointment as Chief Justice of the High Court   tional Financial Centre (June 2019).
on 1 September 2008. From 1994 to 1998         He was elected as Chancellor of the Univer-
he was the President of the National Native    sity of Western Australia in December 2017.
Title Tribunal.

PAGE 08                                                  THE PERISCOPE SERIES / VOLUME 5 / 2020
The title of this Collection: State v Liberty suggests a questionable
opposition between the State and its laws and regulations on one
hand and personal liberty on the other. The law and the Rule of Law
provide the infrastructure for the exercise of rights and freedoms in
democratic societies.

At any time there is a tension between the      by ministers and other public authorities
human rights and freedoms recognised in         and officials, in some cases deriving directly
the Universal Declaration of Human Rights1      from the Constitution but for the most part
and the International Covenant on Civil and     from legislation. The law-making powers
Political Rights2 and the constraints rec-      of the States derive from their own consti-
ognised in those instruments which serve        tutions which also originated as Imperial
legitimate societal purposes. In time of        Statutes and were continued in force by the
emergency, such as the present COVID-19         Commonwealth Constitution. The law-mak-
pandemic, that tension is heightened but        ing powers of the self-governing Territories
the underlying principles which should          derive from Self-Government Acts enacted
inform political judgments about its resolu-    by the Commonwealth Parliament. The
tion and their essentially evaluative charac-   laws of the Commonwealth prevail over the
ter are the same. Responses limiting liberty    laws of the States and the Territories to the
should be reasonable and proportional to        extent of any inconsistency.
the risks to which they are directed. That is   The Australian Constitution contains no Bill
not always a limitation to be found in the      of Rights. Nor is there a statutory Human
laws authorising such responses or in the       Rights Charter at a national level. Two of
constitutions under which they are made.        the States, Victoria and Queensland, and
Turning to Australia’s response to the pan-     one self-governing Territory, the Australian
demic, it has involved the exercise of legis-   Capital Territory, have human rights leg-
lative and executive powers which must be       islation broadly modelled on the Human
understood in the context of their constitu-    Rights Act 1998 (UK). Those Acts are not
tional bases and limitations.                   constitutional in character. They require
The Commonwealth of Australia is a fed-         that other legislation within those polities
eration comprising, as distinct polities, the   be interpreted, so far as possible, con-
Commonwealth itself, six States and two         sistently with the human rights and free-
self-governing Territories. The Constitution    doms set out in those Acts which broadly
of the Commonwealth came into effect on 1       derive from the International Covenant on
January 1901 as a Statute of the Parliament     Civil and Political Rights. They also require
of the United Kingdom. It provided for enu-     public authorities to have regard to those
merated legislative powers to be exercised      human rights and freedoms in the exercise
by the Parliament of the Commonwealth           of executive powers.
and vested executive power in the Gover-        Restriction on movement has been a major
nor General albeit that power is exercised      element of measures to suppress the

Analysis / The Hon Robert S French AC                                                  PAGE 09
spread of the virus. A provision of the Com-     In Australia there is in place a signifi-
monwealth Constitution relevant to restric-      cant array of legislative and executive re-
tions imposed by law on movement within          sponses to the pandemic. As of 2 May 2020,
Australia is s 92. It provides:                  an index of Acts and Regulations identi-
   On the imposition of uniform duties           fied 615 COVID-related instruments. The
   of customs, trade, commerce and in-           first response of every jurisdiction in Aus-
   tercourse among the States, whether           tralia, apart from the State of New South
   by means of internal carriage or ocean        Wales, was to declare a State of Emergency.
   navigation, shall be absolutely free.         Each response has relied upon one or two
                                                 primary Acts and instruments or directions
The people of Australia are free, by virtue      issued under their authority. Important
of s 92, to pass across State borders            statutes in this respect have been:
without burden, hindrance or restriction. 3
However the freedom is not absolute:
                                                  Jurisdiction          Legislation
   Hence, a law which in terms applies
                                                  Commonwealth          Biosecurity Act 2015 (Cth)
   to movement across a border and
   imposes a burden or restriction is             Queensland            Public Health Act 2005
   invalid. But, a law which imposes an                                 (Qld)
   incidental burden or restriction on                                  Disaster Management Act
   interstate intercourse in the course                                 2003 (Qld)
   of regulating a subject-matter other
                                                  Victoria              Public Health and
   than interstate intercourse would not                                Wellbeing Act 2008 (Vic)
   fail if the burden or restriction was
   reasonably necessary for the pur-              New South             Public Health Act 2010
                                                  Wales                 (NSW)
   pose of preserving an ordered soci-
   ety under a system of representative           Western               Emergency Management
   government and democracy and the               Australia             Act 2005 (WA)
   burden or restriction was not dispro-                                Public Health Act 2016
   portionate to that end. Once again,                                  (WA)
   it would be a matter of weighing the
                                                  Tasmania              Public Health Act 1997
   competing public interests.4                                         (Tas)
Movement across borders has been re-              South Australia       South Australian Public
stricted by some State Governments in                                   Health Act 2011
order to prevent the spread of the virus from                           Emergency Management
one State to the other. The constitutional                              Act 2004 (SA)
validity of such restrictions on freedom of
                                                  Australian            Public Health Act 1997
movement depends upon an evaluation of
                                                  Capital Territory     (ACT)
the purpose and the reasonableness and
proportionality of the response. At the time      Northern              Public and Environmental
of writing there is a challenge pending in the    Territory             Health Act 2011 (NT)
High Court of Australia to the stringent re-
strictions imposed by the Government of
Western Australia on travel into the State
from other parts of Australia.

PAGE 10                                                       THE PERISCOPE SERIES / VOLUME 5 / 2020
As appears from that table, governmental       • Protection of tenancies, commercial and
action has derived from Commonwealth,            otherwise where tenants have suffered
State and Territory laws and instruments         economic pressure as a result of job loss
reflecting the federal character of Austra-      or business closures.
lia’s constitutional system.                   There have been substantial fiscal mea-
The restrictions imposed by various statu-     sures to protect the employees of busi-
tory and regulatory and executive mecha-       nesses which have had to cease or reduce
nisms include:                                 their operations by reason of the pandemic
• Travel restrictions – into and out of Aus-   (JobKeeper payments) and the enhance-
  tralia, between States and Territories       ment of unemployment benefit (JobSeeker)
  and within States and Territories. An ex-    payments. Regulatory prohibitions against
  ample of the latter was the prohibition of   companies trading while insolvent have
  travel from one region to another within     been ameliorated during the pandemic in
  Western Australia, designed to prevent       recognition of the financial stress on a wide
  the spread of the virus within the State     range of businesses. Some courts have
  and, in particular, to protect vulnerable    used virtual hearings.
  Indigenous communities in the North-         A ‘National Cabinet’ consisting of the Prime
  West of the State. That prohibition was      Minister, Premiers of the States and the
  lifted following low detected infection      Chief Ministers of the Territories, has been
  rates across the State.                      formed, albeit without a statutory basis, to
• Restriction on movement out of resi-         coordinate, so far as possible, responses
  dences other than for work, exercise or      to the pandemic. This, however, has not
  shopping — the latter limited in some        prevented different States from taking
  cases by duration and location.              different measures in response to local
                                               conditions and infection rates — some
• Quarantine and self-quarantine require-      more restrictive than others. The National
  ments — including mandatory quaran-          Cabinet has been described as a ‘Cabinet
  tine in hotels for international arrivals    office policy committee’ of the Common-
  enforced by police or security contrac-      wealth Cabinet.5 The Prime Minister stated,
  tors and monitored self-quarantine           on 29 May 2020, that the National Cabinet
  at home subject to random checks by          operates under the Federal Cabinet Rules,
  police.                                      including its confidentiality rules.6 A
• Restrictions on gatherings and/or the        leading constitutional academic, Profes-
  number of people that may attend them,       sor Anne Twomey, has argued however
  including weddings and funerals and a        that the National Cabinet is not really a
  wide range of public and private events.     cabinet at all as it derives its power from
• Limitations on the operation of busi-        the Federal Cabinet and that therefore the
  nesses and work places by reference to       Prime Minister controls its membership
  number and spacing of attendees (eg          and agenda. Nor is it a ‘cabinet’ in the legal
  restaurants) and extending to full clo-      sense. Its communications fall within the
  sures depending on infection rates.          category of ‘intergovernmental relations’
                                               rather than true cabinet confidentiality.
• Social distancing and mask wearing           It is essentially an intergovernmental ar-
  requirements.                                rangement which has effectively replaced

Analysis / The Hon Robert S French AC                                                 PAGE 11
The Commonwealth Government is maintaining a list of
    COVID-19 related delegated legislation in order to facilitate
    public scrutiny. The Senate Standing Committee for the
    Scrutiny of Delegated Legislation resolved in April that
    it would continue to meet digitally in order to scrutinise
    delegated legislation relating to COVID-19 passed while the
    Parliament was not sitting.

the Council of Australian Governments                 Parliamentary scrutiny of execu-
and has been meeting fortnightly during               tive-made laws is essential in criti-
the pandemic.7                                        cal times like these. By continuing
Some of the legislative measures have had             to scrutinise legislative instruments
or provided for retrospective operations.             which would ordinarily be subject to
The most common instance of retrospec-                parliamentary oversight, the commit-
tivity arises in connection with the National         tee will play its part in ensuring that
Cabinet’s Code of Conduct on Commercial               the government remains accountable
and Residential Tenancies.8                           to the Parliament during this time.10

Ordinarily, legislative instruments which           The Committee stated its expectation that
are made by the Executive pursuant to stat-         emergency delegated legislation would:
utory authority are subject to scrutiny and         • be time limited where it trespasses on
disallowance by the Parliament. That is,              personal rights or liberties, or amends
however, a statutory not a constitutional             or modifies the operation of primary
requirement. On 14 May 2020, the Gover-               legislation;
nor-General of the Commonwealth declared
                                                    • only trespass on personal rights and lib-
a Human Bio-Security Emergency. That Dec-
                                                      erties to the extent necessary to protect
laration authorised the Minister for Health
                                                      public health; and
to determine emergency requirements not
subject to disallowance by Parliament in the        • be accompanied by an explanatory
same way as regular legislative instruments.          statement which, in addition to the usual
                                                      requirements, clearly explains:
The Commonwealth Government is main-
taining a list of COVID-19 related delegated          – why it is necessary to include signifi-
legislation in order to facilitate public scruti-       cant matters in delegated legislation,
ny.9 The Senate Standing Committee for the              rather than primary legislation; and
Scrutiny of Delegated Legislation resolved in         – any safeguards in place to protect
April that it would continue to meet digitally          personal rights and liberties.11
in order to scrutinise delegated legislation
                                                    The Federal Government’s response to the
relating to COVID-19 passed while the Parlia-
                                                    pandemic has primarily been concerned
ment was not sitting. The Committee chair,
                                                    with financial packages, a national code
Senator the Hon Concetta Fierravanti-Wells,
                                                    of conduct for residential and commercial
stated that:
                                                    tenancies and travel restrictions:

PAGE 12                                                       THE PERISCOPE SERIES / VOLUME 5 / 2020
Date            Type               Relevant instrument          Notes

 18 March        Declaration of     Biosecurity Act 2015 (Cth)   Human biosecurity emergency
                 Emergency                                       declared – allowing Health
                                                                 Minister to issue targeted,
                                                                 legally enforceable directions
                                                                 and requirements to combat
                                                                 COVID-19

 24 March        Economic           Coronavirus Economic         Collection of Acts establishing
                 response           Response Package             the Federal government’s
                                    Omnibus Act 2020 (Cth)       economic response.

 25 March        Travel             Biosecurity (Human           Ban on Australian citizens and
                 Restriction        Biosecurity Emergency)       permanent residents travelling
                                    (Human Coronavirus           overseas.
                                    with Pandemic Potential)
                                    (Overseas Travel Ban
                                    Emergency Requirements)
                                    Determination 2020

 3 April         Economic                                        National Cabinet developing
                 response                                        a code of conduct regarding
                                                                 commercial tenancies.12

 7 April         Economic                                        National Cabinet agrees
                 response                                        that States and Territories
                                                                 should implement the code of
                                                                 conduct.13

 9 April         Economic           Coronavirus Economic         Details of financial support
                 response           Response Package             announced by the Federal
                                    (Payments and Benefits)      Government.
                                    Act 2020 (Cth)

 9 April         Economic           Coronavirus Economic         Amendments to implement
                 response           Response Package             financial support, including
                                    Omnibus (Measures No 2)      JobKeeper.
                                    Act 2020

 16 April        Travel             Biosecurity (Human           Limiting the entry of persons
                 Restriction        Biosecurity Emergency)       into certain designated areas
                                    (Human Coronavirus           in Queensland, Northern
                                    with Pandemic Potential)     Territory, Western Australia
                                    (Emergency Requirements      and South Australia.
                                    for Remote Communities)
                                    Determination 2020

 23 April        Travel             Public Health (Jervis Bay    Public health State of
                 Restriction        Territory) Emergency         Emergency declared over
                                    Declaration 2020             the whole of Jervis Bay (in
                                                                 accordance with subsection
                                                                 15(1) of the Jervis Bay Territory
                                                                 Emergency Management
                                                                 Ordinance 2015).

Analysis / The Hon Robert S French AC                                                         PAGE 13
Date          Type             Relevant instrument           Notes

 5 May         Modification     Corporations (Coronavirus     Section 127(1) of the
               of existing      Economic Response)            Corporations Act modified to
               process          Determination (No 1) 2020     allow company officers to
                                                              sign and execute documents
                                                              electronically.

Similar tables can be constructed for the       Australia’s federal Constitution necessarily
various States and Territories. Particular      leads to a degree of complexity with differ-
examples of directions issued in specific ju-   ent jurisdictions taking broadly similar but
risdictions include: Queensland’s directions    sometimes different approaches.
under the Public Health Act 2005 (Qld) in       For the most part it seems that the Aus-
March restricting mass gatherings, requir-      tralian people have accepted the need for
ing the closure of certain businesses, pro-     restrictions on their liberties necessary to
viding for border road closures and police      suppress the spread of the virus. That said,
checks on major highways, self-isolation        there is debate about what is necessary and
of 14 days and termination of rail services.    what is not, about what is proportional and
Another direction imposed a maximum of          what is not and about inconsistencies in the
ten persons allowed in private residences.      application of restrictions. In a democratic
Victorian measures included direction and       society that kind of debate is inescapable.
detention notices which may be issued to        Having regard to the character of the pan-
persons who have arrived in Victoria from       demic and subject to its duration, it seems
overseas from 31 May. There were also           unlikely that the restrictive responses will
stay-at-home directions issued and police       lead to substantial long term erosion of the
were authorised to issue on the spot fines      rights and freedoms of Australians. That
for breaches of directions. Travel restric-     depends upon the political and societal
tions from one postcode area to another         culture much more than on the existence
were the subject of directions at the be-       or non-existence of constitutional bills of
ginning of July under the Public Health and     rights or national charters.
Wellbeing Act 2005 (Vic). New South Wales
had a range of similar directions includ-
ing a restriction on gatherings generally in
public places of more than two people with
a maximum penalty for individuals of im-
prisonment for six months or a fine of up to
$11,000 or both. On 30 March 2020, the Tas-
manian Government made a direction that
persons must remain in their primary resi-
dence unless leaving for a specified reason.
That direction was made pursuant to the
Public Health Act 1997 (Tas).

PAGE 14                                                     THE PERISCOPE SERIES / VOLUME 5 / 2020
Endnotes

1   Universal Declaration of Human Rights, GA Res 217A
    (III), UN GAOR, UN Doc A/810 (10 December 1948).
2   International Covenant on Civil and Political Rights,
    opened for signature on 16 December 1966
    (entered into force 23 March 1976).
3   Gratwick v Johnson (1945) 70 CLR 1, 17 (Starke J).
4   Cunliffe v Commonwealth (1994) 182 CLR 272, 307-8
    (Mason CJ) (citations omitted).
5   NSW Treasury, NSW Review of Federal Financial
    Relations, Draft Report, June 2020, .
6   Prime Minister Scott Morrison, Press Conference,
    Australia Parliament House, 29 May 2020, .
7   Anne Twomey, ‘We should bake in improvements
    to our federation’, The Australian (6 July 2020).
8   See eg COVID-19 Omnibus (Emergency Measures) Act
    2020 (Vic).
9   Senate Standing Committee for the Scrutiny
    of Delegated Legislation, ‘Scrutiny of
    COVID-19 Instruments’. .
10 Parliament of Australia, ‘Senate committee to
   continue to scrutinise delegated legislation,
   including COVID-19 related legislation’ (Media
   statement, 1 April 2020).
11 Parliament of Australia, ‘Senate committee to
   continue to scrutinise delegated legislation,
   including COVID-19 related legislation’ (Media
   statement, 1 April 2020).
12 Prime Minister of Australia, ‘Update on
   Coronavirus Measures’, (Media Statement,
   3 April 2020) .
13 Prime Minister of Australia, ‘Update on
   Coronavirus Measures’, (Media Statement,
   7 April 2020) .

Analysis / The Hon Robert S French AC                       PAGE 15
ANALYSIS

Germany’s Protective Measures against
the COVID-19 Pandemic: Stress Test for
the German Rechtsstaat

Prof Dr hc Rudolf Mellinghoff
Dr Philipp Maetz

About the Authors
Prof Dr hc Rudolf                              Dr Philipp Maetz
Prof Dr hc Rudolf Mellinghoff (Honor-          Dr Philipp Maetz was born in 1981 in
ary Professor and retired Chief Justice)       Baden-Wuerttemberg, Germany. After
started his judicial career 1987 as Judge at   graduation from high school (2000) and
the Finance Court of Duesseldorf (North        national service, he completed his profes-
Rhine-Westphalia), served from 1992 to         sional training in the Fiscal Administration
1996 as Judge in Mecklenburg-West Pomer-       of Baden-Wuerttemberg, and studied tax-
ania (Judge and since 1996 Presiding Judge     ation at the University of Applied Sciences
at the Finance Court of Mecklenburg-West       for Public Administration and Finance in
Pomerania; simultaneous: Judge at the Ad-      Ludwigsburg (2001–2004). He then studied
ministrative Court of Mecklenburg-West         law at the University of Heidelberg (2004–
Pomerania). 1997 he was appointed as           2010), including an exchange year at Kyoto
Judge at the Federal Supreme Finance           University, Japan (2006-2007). After the
Court of Germany. From 2001 to October         First State Examination (2010) and the com-
2011 he was Justice of the Federal Consti-     pletion of his legal training with the Second
tutional Court of Germany (Second Senate).     State Examination (2012), he worked as a
From November 2011 to July 2020 he was         lawyer in the area of tax law and succes-
President of the Federal Supreme Finance       sion planning (2012–2016). In this time, he
Court of Germany. He was in several legal      also successfully passed the tax consul-
and tax associations in leading roles, e.g.    tant exam (2015). Since 2016, Philipp Maetz
President of the German Tax Jurist Society,    has worked as a judge at the Finance Court
President of the German Section of the In-     of Baden-Wuerttemberg in Stuttgart. In
ternational Commission of Jurists (ICJ) and    2017, he was awarded his doctorate by
Member of the Permanent Scientific Com-        the University of Cologne. He is currently
mittee of the International Fiscal Associ-     seconded as a research assistant to the
ation (IFA). He is Member of the Judicial      Federal Supreme Finance Court (Bundes-
Integrity Group (JIG).                         finanzhof) in Munich. In addition, Philipp
                                               Maetz is co-author of commentaries in the
                                               area of income tax as well as reorganisa-
                                               tion tax law.

PAGE 16                                                  THE PERISCOPE SERIES / VOLUME 5 / 2020
Introduction                                        be significantly milder than the flu. The sole
                                                    requirement was, from 31 January 2020,
The COVID-19 pandemic reached the                   onwards, a reporting obligation for in-
Federal Republic of Germany on 27 January           fected people. In early March, the Federal
2020. A 33-year-old employee of an au-              President called for solidarity with people
tomotive supplier in Bavaria in South               over the age of 60, and recommended
Germany – the so-called “patient 0” – who           avoiding events with more than 1000 par-
had travelled to Germany from the compa-            ticipants. In addition, the German Chancel-
ny’s Shanghai location, contracted the virus        lor called for social contact to be avoided
from a Chinese colleague during an inter-           wherever possible.
nal training course. Soon after, 13 of his
                                                    These voluntary recommendations were
colleagues or their relatives were infected.
                                                    not adhered to by parts of the population,
On 25 February 2020, the first infection in
                                                    and the virus continued to spread rapidly.
Baden-Wuerttemberg, also in the south of
                                                    As a consequence, the German Govern-
Germany, was confirmed. This person had
                                                    ment and the federal states agreed, on
likely been infected during a trip to Italy.
                                                    22 March, on a wide-ranging “restric-
Shortly afterwards, the virus was also de-
                                                    tion of social contacts”. 2 These included,
tected in a person in the federal state of
                                                    among others, the following measures:
North Rhine-Westphalia in the west of
Germany. From then on, the number of con-           • Restriction of contact with people out-
firmed cases rose sharply across Germany.             side one’s own household to an absolute
                                                      minimum.
On 22 January 2020, the Robert Koch In-
stitute1 declared that only a small number          • Physical distancing in public spaces of at
of people could be infected by others at a            least 1.5 metres.
time; that the virus would not spread very          • A ban on group celebrations.
widely in the world; and assessed the risk
                                                    • Closure of restaurants, with take-away
for the population to be “low to moderate“.
                                                      of foods and beverages permitted.
However, it changed its risk assessment
on 17 March to “high”, and on 26 March to           • Closure of service providers in the field
“very high” for risk groups.                          of personal care – eg hairdressers,
                                                      beauty salons, massage practices, tat-
Subsequently, a range of measures was
                                                      too studios. Exceptions applied for med-
taken to curb the course and spread of
                                                      ically required activities.
the coronavirus. This paper aims to give
a brief overview of the measures which              The federal states also imposed additional
were implemented by the German Govern-              measures based on social distancing, with
ment, followed by a legal assessment of             the aim of reducing the rate of spread of
these measures.                                     the virus:
                                                    • Suspension of face-to-face teaching in
The Government’s responses                            schools, and closure of child day care
and measures                                          centres.
                                                    • Quarantine measures and closures of
Initially, the German Government relied on            universities, businesses and retirement
citizens taking voluntary measures and                homes.
assessed the course of the coronavirus to

ANALYSIS / PROF DR HC RUDOLF MELLINGHOFF AND DR PHILIPP MAETZ                              PAGE 17
• Quarantine measures for an entire re-       Legal basis
  gion (Heinsberg).
                                              Measures taken by the Government to
• A ban on church services.
                                              control the spread of the coronavirus,
These measures were gradually phased out      to contain the number of cases and thus
from 15 April 2020. In contrast, at the end   prevent a collapse of the national health-
of April, a requirement to wear masks on      care system, are measures of Public Law.
public transport and in shops was intro-      This field of law governs the legal rela-
duced. In addition, a 14-day quarantine       tionships between citizens and the gov-
requirement was imposed on those re-          ernment, as well as the exercise of public
turning from abroad.                          authority. Public Law regulates which
The most relevant measures which were         actions a government may take to fulfil a
implemented can be found in chronological     task (in this case, to combat a pandemic);
order in the overview below (see diagram).    how far these measures may go; which level
                                              (federal or state (Länder)); which authori-
In addition to these jointly agreed mea-
                                              ties are in charge of the specific measures;
sures, some federal states imposed further
                                              and what legal remedies are available to
lockdown restrictions, where leaving
                                              citizens. Measures against the coronavirus
one’s own apartment or entering public
                                              are principally regulated by the German
space was permitted only with a “valid
                                              Infection Protection Act (IfSG), which was
reason”. However, some of these restric-
                                              rapidly and fundamentally altered by two
tions were overturned by constitutional
                                              amending laws dated 27 March 2020,4 and
courts of the federal states. 3
                                              19 May 2020.5,6

               • Reporting Obiligation
  January 31

               • Recommendation to cancel events with more than 1000 participants
   March 8

               • Entry ban for non-EU foreigners
   March 17    • Global travel warning

               • Restriction of social contacts
   March 22

               • 14-day quarantine requirements for returnees from abroad
    April 10

               • Masks required in public transport and shops
   April 22

PAGE 18                                                 THE PERISCOPE SERIES / VOLUME 5 / 2020
Protective measures in accordance with              If the competent authority only wishes to
the German Infection Protection Act                 apply single measures against specific
(IfSG)                                              persons, the measures are implemented
                                                    through administrative decisions (Verwal-
The most important legal basis for mea-             tungsakte). This is a form of action by public
sures against the coronavirus is § 28 (1) IfSG.     administration in Germany used to enforce
As the more specific clause, Sentence 2 of          the law in individual cases.
§ 28 (1) IfSG primarily applies. This provi-        Where measures are intended to be applied
sion empowers the competent authority to            nationwide, it is more appropriate to lay
prohibit or curtail events and gatherings,          these down in ordinances (Rechtsverord-
and to close swimming pools and other               nungen). The latter are legal norms which
community facilities such as school and             are not enacted by Parliament (legislature)
child daycare centres. The provision con-           but by a governmental or administrative
cerning ‘other gatherings’ covers not only          body, and therefore exceptionally issued by
gatherings in public, but also those in the         the executive. Ordinances always require
private sphere, for instance, birthdays,            proper authorisation by an Act of Parlia-
weddings, and funerals.                             ment. In Germany, state governments have
The general clause in Sentence 1 of § 28            the power to issue ordinances with state-
(1) IfSG empowers the competent author-             wide effect under § 32 IfSG. They are po-
ity to take protective measures required to         tential solutions if measures are meant to
prevent an infectious disease from spread-          be uniform for an entire federal state, or
ing from infected persons, or persons sus-          a large part of it. § 5 IfSG was changed by
pected to be infected. This provision is            the amending law of 19 May 202010 and now
the primary legal basis for self-isolation at       also authorises the Federal Government to
home; furthermore, people may be pro-               issue ordinances.
hibited from leaving or entering certain
locations, i.e. the provision represents the        Compliance with
legal basis for curfews. It is also the legal       constitutional law
basis for operating prohibitions, in particu-
lar 7 with regard to catering establishments,       § 28 (1) IfSG empowers authorities to take
retail businesses8 or establishments for            very far-reaching measures which severely
leisure activities9.                                curtail fundamental rights of citizens. The
                                                    measures implemented in the Federal Re-
 egal implementation of protective
L                                                   public of Germany to manage the spread of
measures                                            coronavirus may be considered to affect,
                                                    in particular, the following fundamental
The German Infection Protection Act pro-            rights (see table next page).
vides for the implementation of the above-
mentioned measures either in specific
individual cases – eg only applicable to a
single person – or nationwide for the entire
Federal Republic, a federal state or parts
thereof (and therefore applicable to a large
number of individuals).

ANALYSIS / PROF DR HC RUDOLF MELLINGHOFF AND DR PHILIPP MAETZ                              PAGE 19
Protective measures                  Legal basis                    Affected fundamental
                                                                     rights

 Closure of catering                  § 28 (1) Sentence 1 IfSG       Freedom of occupation
 establishments, retail                                              (Article 12 of the
 businesses and establishments                                       “Grundgesetz”11 – GG –)
 for leisure activities

 Self-isolation at home               § 28 (1) Sentence 1 IfSG       Freedom of movement
                                                                     (Article 11 GG)

 Ban on gatherings                    § 28 (1) Sentence 2 IfSG       Freedom of assembly
                                                                     (Article 8 GG)

 Ban on church services               § 28 (1) Sentence 2 IfSG       Freedom of religion
                                                                     (Article 4 GG)

 Closure of schools and training      § 28 (1) Sentence 2 IfSG       Freedom of education
 facilities                                                          (Article 7 GG)

 Ban on private celebrations          § 28 (1) Sentence 2 IfSG       Individual freedom
                                                                     (Article 2 (2) Sentence 2
                                                                     GG)

The need to combat a pandemic does not              such as bans on gatherings, quarantine or
in itself allow the state to interfere with its     restriction of contacts.
citizens’ fundamental rights. Both the pro-         Unlike most legal scholars, the scientific
visions of the German Infection Protection          service of the German Parliament (Wis-
Act and the specific measures must be con-          senschaftlicher Dienst des Deutschen Bund-
sidered with reference to these fundamen-           estages) considers that § 5 (2) IfSG (which
tal rights. Ultimately, both must comply            authorises the Federal Minister of Health
with the principle of proportionality.              to issue ordinances under certain circum-
                                                    stances) is – at least in part – unconstitu-
Proportionality of the legal basis                  tional. In the view of the scientific service,
                                                    the competences transferred from the Leg-
On the issue of the – general and abstract
                                                    islature to the Executive by the provision
– provisions of the German Infection Pro-
                                                    are too far reaching. Additionally, the pro-
tection Act for the implementation of pro-
                                                    vision empowers the Federal Government
tective measures – especially § 28 (1) IfSG
                                                    to intervene too far in matters for which
– most legal scholars consider that the pro-
                                                    the federal states are responsible.13
visions are proportionate.12 As a pandemic
of the magnitude of the coronavirus poses a
                                                    Proportionality of the specific
threat to the people’s highest-ranking legal
                                                    protective measures
interests, namely human life and health
as well as the functioning of the national          While the legal provisions comply with
healthcare system, the proportionality of           German constitutional law, this does not
the provisions in general may hardly be             necessarily mean that the specific mea-
questioned. This also applies to provisions         sures adopted during the crisis also comply
that provide for far-reaching interventions

PAGE 20                                                       THE PERISCOPE SERIES / VOLUME 5 / 2020
with it. Rather, it is necessary to consider        into account. The number of court cases –
each individual measure in order to estab-          several hundred – show that the rule of law
lish whether it is consistent with the prin-        is functioning well in the Federal Republic
ciple of proportionality and, in particular,        of Germany, and that the courts have duly
if it is reasonable. The 14-day quarantine          carried out their duty to scrutinise the use
obligation for returnees from abroad, for           of executive power.
example, has already been ruled to be               At the time of writing, we do not know
unlawful on the ground that it cannot be            whether we in Germany have largely over-
assumed with a sufficient degree of prob-           come the dangers of the coronavirus or
ability that all returnees are likely to be         whether we must expect a second wave.
infected.14 Prohibition of church services,         If so, new legal challenges will be taken to
mosque services or synagogue services is            the courts. However, the past few months
also considered to be incompatible with the         have shown that two fundamental con-
freedom of religion (Article 4 GG), and to          clusions can be drawn from the measures
require exceptions on a case-by-case basis,         implemented against the coronavirus in
issued in coordination with the health au-          the Federal Republic of Germany, and the
thorities and with additional conditions            numerous court decisions in their regard.
and requirements, as necessary.15 Courts            Firstly, it is important to ensure that na-
have, however, upheld the general require-          tional measures are not too general and
ment to wear masks on public transport              rigid, but rather provide for adequate re-
and in shops16 , just as they have upheld the       sponses to individual cases and excep-
restrictions on school operations.17                tions, if necessary. Secondly, the measures
However, a general, sweeping statement              adopted must be temporally limited, and
on proportionality cannot be made. Rather,          continually be assessed against the pro-
the measures to contain the spread of coro-         portionality test.
navirus must be continually monitored and
assessed against the principle of propor-
tionality. Furthermore, it is necessary also
to continually examine whether individual
restrictions must be maintained (especially
in the light of new data) or may be eased
(with conditions and requirements, or re-
gional restrictions, if necessary).18

Outlook

Even though the number of infections has
decreased significantly in Germany, and
the strategy of the German Government
has attracted interest abroad, it must be
noted that many provisions in ordinances
were subsequently overturned on the
ground that they were too general, and did
not allow for individual cases to be taken

ANALYSIS / PROF DR HC RUDOLF MELLINGHOFF AND DR PHILIPP MAETZ                            PAGE 21
Endnotes

1   The Robert-Koch-Institut is the German Society       17 Higher Administrative Court of Baden-
    for Hygiene and Microbiology.                           Wuerttemberg, Decision of 18 May 2020, Case 1 S
2   www.bundesregierung.de/breg-de/themen/                  1357/20.
    coronavirus/besprechung-der-bundeskanzlerin-         18 Federal Constitutional Court, Decision of 10 April
    mit-den-regierungschefinnen-und-                        2020, Case 1 BvQ 28/20.
    regierungschefs-der-laender-1733248.
3   Constitutional Court of the Saarland, decision of
    28 April 2020, Case Lv 7/20.
4   “Gesetz zum Schutz der Bevölkerung bei einer
    epidemischen Lage von nationaler Tragweite”,
    BGBl. I 2020, 587.
5   “Zweites Gesetz zum Schutz der Bevölkerung
    bei einer epidemischen Lage von nationaler
    Tragweite”, BGBl. I 2020, 1018.
6   Overview in Schmidt/Lindner, COVID-19,
    Rechtsfragen zur Corona-Krise, 1. Aufl. 2020, § 16
    Rz. 1.
7   Administrative Court of Aachen, Decision of 21
    March 2020, Case 7 L 230/20.
8   Bavarian Higher Administrative Court, Decision of
    30 March 2020, Case 20 CS 20.611; Administrative
    Court of Bremen, Decision of 26 March 2020,
    Case 5 V 553/20; Higher Administrative Court of
    Hamburg, Decision of 26 26 March 2020, Case 5
    Bs 48/20.
9   Regarding shutdowns of gambling halls, casinos
    and betting offices, cf. Administrative Court of
    Düsseldorf, Decision of 20 March 2020, Case 7 L
    575/20; Administrative Court of Cologne, Decision
    of 20 March 2020, Case 7 L 510/20.
10 “Zweites Gesetz zum Schutz der Bevölkerung
   bei einer epidemischen Lage von nationaler
   Tragweite”, BGBl. I 2020, 1018.
11 The “Grundgesetz” is the Constitution of the
   Federal Republic of Germany.
12 Instead of many, e.g. Rixen, NJW 2020, 1097, 1098.
13 www.bundestag.de/resource/blob/690262/
   cb718005e6d37ecce82c99191efbec49/WD-3-080-
   20-pdf-data.pdf.
14 Administrative Court of Hamburg, Decision of 13
   May 2020, Case 15 E 1967/20.
15 Federal Constitutional Court, Decision of 29 April
   2020, Case 1 BvQ 44/20.
16 Higher Administrative Court of Schleswig-
   Holstein, Decision of 13 May 2020, Case 3 MR
   14/20; Administrative Court of Hamburg, Decision
   of 11 May 2020, Case 9 E 1919/20.

PAGE 22                                                              THE PERISCOPE SERIES / VOLUME 5 / 2020
ANALYSIS

Reflections on the 2020
Coronavirus Pandemic
The case of Australia

Laureate Prof Emeritus Cheryl Saunders AO

About the Author
Cheryl Saunders is a Laureate Professor            of Constitutional Law and of the Interna-
Emeritus at the University of Melbourne            tional Association of Centres for Federal
and the founding director of the Centre for        Studies, a Fellow of the Academy of Social
Comparative Constitutional Studies. She            Sciences in Australia, a corresponding
has specialist research interests in Austra-       Fellow of the British Academy and a foun-
lian and comparative public law, including         dation fellow of the Australian Academy of
comparative constitutional law, theory and         Law. She is a former board member of In-
method, comparative federalism and in-             ternational IDEA, a senior technical advisor
tergovernmental relations, and constitu-           to its constitution building program and a
tion-making and change. She is a President         convenor of the Constitution Transforma-
Emeritus of the International Association          tion Network.

Analysis / Laureate Prof Emeritus Cheryl Saunders AO                                    PAGE 23
Introduction                                     has occurred. Parts 3 and 4 deal respec-
                                                 tively with the legal rules and with account-
The first case of Covid-19 was reported in       ability and control. Part 5 assesses the
the Australian State of Victoria towards the     Australian response and suggests some
end of January 2020. The early onset of the      future directions.
virus coincided with a disastrous bushfire
season that ravaged many parts of Austra-
lia but was particularly devastating in the      Context
more populous south-east. As the fires
                                                 Australia is a federation, with a central
came under control in early March the
                                                 level of government, known as the Com-
virus infection rate grew rapidly, peaking
                                                 monwealth, and six States and two terri-
towards the end of March, and then declin-
                                                 tories, which vary in size and resources,
ing sharply. Infection rates were very low
                                                 but are capable polities in their own right.
in April and May, but climbed rapidly again
                                                 The federal system is organised along
in June and July, almost entirely in Victoria,
                                                 lines broadly similar to those in the United
until case numbers again declined in early
                                                 States, in the sense that enumerated,
August. In Australia, as elsewhere, the virus
                                                 largely concurrent powers are assigned
has proved highly infectious and unpredict-
                                                 to the Commonwealth, the unspecified
able. As a generalisation, however, the Aus-
                                                 residue remains with the States and each
tralian response has made the health crisis
                                                 jurisdiction has a full set of institutions and
manageable, keeping total cases to just over
                                                 administers its own legislation. All jurisdic-
26,500 and deaths to just below 800, out of
                                                 tions have parliamentary systems in the
a total population of 25.5 million people.1
                                                 Westminster parliamentary tradition, and
The response has required concerted              most have bicameral legislatures.
effort by both State and Federal levels of
                                                 Each level of government has substantial
government, and has given rise to new
                                                 constitutional powers relevant to managing
modes of intergovernmental co-operation.
                                                 the pandemic. Commonwealth concurrent
It has been assisted by the generally ready
                                                 powers include quarantine, immigration,
compliance of the Australian people. As
                                                 international and interstate trade, exter-
elsewhere, management of the pandemic
                                                 nal affairs, the armed services, health in-
in Australia has dramatically expanded the
                                                 surance and other forms of social security.
effective reach of executive power and di-
                                                 Using fiscal tools, the Commonwealth also
minished the role of legislatures. There has
                                                 has assumed primary authority for univer-
been little recourse to the courts, although
                                                 sities, aged care and disability services. The
two major inquiries were established into
                                                 States and territories have general regula-
apparent mismanagement, one of which
                                                 tory authority within their boundaries, run
is yet to report, which offer additional
                                                 hospitals and schools, play a significant role
windows into government practice. 2
                                                 in quarantine and are responsible for both
It is timely to take stock of how the system     the police and the general criminal law.
of government responded to the crisis, in        There is no constitutional emergency pro-
order to begin the task of drawing insights      cedure, leaving emergencies to be handled
for the future. To this end, the next part       by each level of government, relying on its
of this paper sketches the context within        own areas of constitutional responsibility.
which the Australian system of government
operates, to inform understanding of what

PAGE 24                                                     THE PERISCOPE SERIES / VOLUME 5 / 2020
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