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Important Notice
The Depository Trust Company
B #: 16484-22
Date: March 17, 2022
To: All Participants
Category: Distributions, Tax Relief
From: International Services
Attention: Operations, Reorg & Dividend Managers, Partners & Cashiers
Tax Relief Country: Sweden
Security: SKANSKA AB
CUSIP: 830561205
Subject:
Record Date: 3/31/2022
Payable Date: 4/12/2022
Quick Refund CA Web Instruction Deadline: 5/10/2022 8:00 PM ET
Participants can use DTC’s Corporate Actions Web (CA Web) service to certify all or a portion of their
position entitled to the applicable withholding tax rate. Participants are urged to consult TaxInfo
respectively before certifying their instructions over the CA Web.
Important: Prior to certifying tax withholding instructions, participants are urged to read, understand and
comply with the information in the Legal Conditions category found on TaxInfo on the CA Web.
Questions regarding this Important Notice may be directed to Goal Global Recoveries Inc. 1 (212) 248
9130.
*****TIME SENSITIVE PARTICIPANT ACTION REQUIRED*****
PARTICIPANTS MUST REFER TO THE FOLLOWING PAGE FOR REQUIRED ACTION
TO REGISTER AND SUBMIT TAX FORMS VIA GOAL GLOBAL RECOVERIES INC.
Important Legal Information: The Depository Trust Company (“DTC”) does not represent or warrant the accuracy, adequacy, timeliness,
completeness or fitness for any particular purpose of the information contained in this communication, which is based in part on
information obtained from third parties and not independently verified by DTC and which is provided as is. The information
contained in this communication is not intended to be a substitute for obtaining tax advice from an appropriate professional
advisor. In providing this communication, DTC shall not be liable for (1) any loss resulting directly or indirectly from mistakes, errors,
omissions, interruptions, delays or defects in such communication, unless caused directly by gross negligence or willful misconduct on the
part of DTC, and (2) any special, consequential, exemplary, incidental or punitive damages.To ensure compliance with Internal Revenue
Service Circular 230, you are hereby notified that: (a) any discussion of federal tax issues contained or referred to herein is not intended
or written to be used, and cannot be used, for the purpose of avoiding penalties that may be imposed under the Internal Revenue Code;
and (b) as a matter of policy, DTC does not provide tax, legal or accounting advice and accordingly, you should consult your own tax,
legal and accounting advisor before engaging in any transaction.
DTCC Public (White)JPMorgan Chase, as DR depositary gives notice with respect to an upcoming cash dividend payment for SKANSKA AB. DR holders of
SKANSKA AB as at DR Record Date are eligible to receive the dividend payment and may be entitled to a reduced rate of withholding
tax as described in the below notice.
JPMorgan Chase has appointed Goal Global Recoveries Inc. (as tax agent) to support holders of the DR by providing assistance in
obtaining tax relief services.
On DR pay date, eligible holders will be paid net of the default Swedish statutory withholding tax rate of 30% and will have the opportunity
to file a claim utilizing the Quick Refund method or the standard Long Form process.
DIVIDEND EVENT DETAILS
NAME OF ISSUER SKANSKA AB
COUNTRY OF ISSUANCE SWEDEN
DR PROGRAM TYPE SPONSORED
DEPOSITARY JPMORGAN CHASE
CUSIP 830561205
UNDERLYING ISIN SE0000113250
RATIO (DR: ORD) 1:1
DR RECORD DATE MARCH 31, 2022
DR PAYMENT DATE APRIL 12, 2022
ORD PAYMENT DATE APRIL 05, 2022
DR GROSS DIVIDEND RATE (APPROXIMATE) 1.052451
ORD RATE 10 SEK
STATUTORY WITHHOLDING TAX RATE 30%
QUICK REFUND
METHODS OF RECLAIM FILING AVAILABLE
LONG FORM RECLAIM
QUICK REFUND
CA WEB OPENS FOR ELECTIONS APRIL 13, 2022 - 6:00 AM (EST)
CA WEB DEADLINE FOR ELECTIONS MAY 10, 2022 - 8:00 PM (EST)
GOAL ADRoit OPENS FOR ELECTIONS APRIL 13, 2022 - 6:00 AM (EST)
GOAL ADRoit DEADLINE FOR ELECTIONS MAY 10, 2022 - 8:00 PM (EST)
LONG FORM
GOAL ADRoit OPENS FOR LONG FORM RECLAIM MAY 11, 2022 - 9:00 AM (EST)
GOAL ADRoit DEADLINE FOR LONG FORM RECLAIM SEPTEMBER 30, 2027 – 5:00 PM (EST)
FEES AND PAYMENT METHOD
PAYMENT
FILING METHOD BATCH CUSTODIAL FEE TAX RELIEF FEE MINIMUM FEE
METHOD
QUICK REFUND DTC ONGOING THROUGH DEADLINE 0.00 UP TO $0.001/DR $0.00
POST-CA WEB PROCESS: $25.00 PER BENEFICIAL
LONG FORM RECLAIM CHECK OR ACH 0.00 UP TO $0.0105/DR
ONGOING OWNERDOCUMENTATION SUBMISSION DEADLINES QUICK REFUND MAY 10, 2022 - 9:00 AM (EST) LONG FORM RECLAIM SEPTEMBER 30, 2027 – 5:00 PM (EST) Agreements, Fees, Representations and Indemnification from Participants and Beneficial Owners We hereby agree that this tax relief assistance service is wholly voluntary and discretionary and outside the terms and conditions of any applicable deposit agreement. JPMorgan Chase undertakes no duty or obligation to provide this service and may reject or decline any or all proposed electing participants or holders in its sole discretion. We hereby accept and agree to pay the Depositary Receipt fees of JPMorgan Chase, and any other charges, fees or expenses payable by or due to JPMorgan Chase or its agents, including any custodian, in connection with the tax reclaim process, or to tax authorities or regulators (which fees, charges or expenses may be deducted from the dividend or any other distribution or by billing or otherwise in JPMorgan Chase`s discretion). We hereby agree that any such fees, charges or expenses may be due and payable whether or not a successful reduction in rate or reclamation is obtained. We hereby acknowledge that fees paid to JPMorgan Chase may be shared with its agents and affiliates. We hereby confirm that we have the applicable Forms on file and agree to obtain and retain all underlying documentation required to support the tax relief benefits, and to provide such documentation to you and/or the Swedish Tax Agency upon your or the Swedish Tax Agency’s request. We hereby agree that in addition to statutory and documentation requirements and the deduction of fees, tax relief benefits will be subject to review and approval, and potential audits by the applicable custodian and the applicable tax regulators, and that JPMorgan Chase is not providing any legal, tax, accounting or other professional advice on these matters and has expressly disclaimed any liability whatsoever for any loss howsoever arising from or in reliance hereto. Participants and/or investors should seek advice based upon their own particular circumstances from an independent tax advisor. We certify that to the best of our knowledge each of the beneficial owners identified are eligible for the preferential rates as stated and we declare that we have performed all the necessary due diligence to satisfy ourselves as to the accuracy of the information submitted to us by these beneficial owners. We will be fully liable for any and all claims, penalties and/or interest, including without limitation, any foreign exchange fluctuations associated therewith. JPMorgan Chase shall not be liable for the failure to secure any tax relief. We expressly agree that JPMorgan Chase and its agents or affiliates shall not have any liability for, and we shall indemnify, defend and hold each of JPMorgan Chase and its agents and affiliates harmless from and against, any and all loss, liability, damage, judgement, settlement, fine, penalty, demand, claim, cost or expense (including without limitation fees and expenses of defending itself or enforcing this agreement) arising out of or in connection herewith. PLEASE NOTE: • SCANNED COPIES OF QUICK REFUND OR LONG FORM CLAIM DOCUMENTATION ARE NOW PERMANENTLY ACCEPTED; HOWEVER, THE SWEDISH TAX AGENCY RESERVES THE RIGHT TO REQUEST ORIGINAL DOCUMENTS AS NEEDED, AND THEY SHOULD THEREFORE BE KEPT ON FILE. • COPIES OF CERTIFICATES OF RESIDENCY AND/OR IRS FORM 6166 ARE ACCETABLE, HOWEVER THEY MUST BE FROM THE SAME TAX YEAR AS THE DIVIDEND PAYMENT. • SWISS DOMICILED BENEFICIAL OWNERS ARE SUBJECT TO A DIFFERENT LONG FORM RECLAIM PROCESS IN WHICH TWO ORIGINAL SETS OF DOCUMENTATION ARE REQUIRED TO BE SUBMITTED. • THE SKV FORM CAN BE CERTIFIED BY THE BENECIAL OWNER’S LOCAL TAX AUTHORITY IN LIEU OF A CERTIFICATE OF RESIDENCY FOR FAVORABLE (NON-EXEMPT) WITHHOLDING RATES, HOWEVER A STANDALONE CERTIFICATE OF RESIDENCY IS PREFERRED BY THE SWEDISH TAX AGENCY.
ELIGIBILITY MATRIX – QUICK REFUND
RECLAIM
RATE DESCRIPTION ELIGIBLE RESIDENTS DOCUMENTATION REQUIRED
RATE
NON-TREATY COUNTRIES AND ENTITIES NOT LISTED AS FAVORABLE OR 1. N/A
UNFAVORABLE – 30% 0%
EXEMPT BELOW
FAVORABLE – 25% 5% BRAZIL, KENYA, AND TANZANIA 1. COVER LETTER
FAVORABLE – 22.5% 7.5% JAMAICA 1. COVER LETTER
FAVORABLE – 20% 10% EGYPT, TRINIDAD AND TOBAGO, TUNISIA, TURKEY, AND ZIMBABWE 1. COVER LETTER
FAVORABLE – 15% 15% UNITED STATES OF AMERICA 1. COVER LETTER
ALBANIA, ARGENTINA, ARMENIA, AUSTRALIA, AZERBAIJAN, BANGLADESH,
BARBADOS, BELGIUM, BOLIVIA, BOSNIA-HERZEGOVINA, CANADA,
CROATIA, CYPRUS, DENMARK, ESTONIA, FAROE ISLANDS, FINLAND,
FRANCE, GAMBIA, GERMANY, HUNGARY, ICELAND, INDONESIA, IRELAND,
ISRAEL, ITALY, KAZAKHSTAN, KOREA (REPUBLIC OF), KOSOVO, LATVIA,
FAVORABLE – 15% 15% 1. COVER LETTER
LITHUANIA, LUXEMBOURG, MALAYSIA, MALTA, MAURITIUS, MEXICO,
MONTENEGRO, NAMIBIA, NETHERLANDS, NEW ZEALAND, NORTH
MACEDONIA, NORWAY, PHILIPPINES, POLAND, RUSSIAN FEDERATION,
SERBIA, SINGAPORE, SLOVENIA, SOUTH AFRICA, SPAIN, SRI LANKA,
SWITZERLAND, VIETNAM, AND ZAMBIA
AUSTRIA, BELARUS, BULGARIA, CHILE, CHINA, CZECH REPUBLIC, GEORGIA,
FAVORABLE – 10% 20% INDIA, JAPAN, NIGERIA, ROMANIA, SAUDI ARABIA, SLOVAKIA, TAIWAN, 1. COVER LETTER
UKRAINE, AND VENEZUELA
BOTSWANA, UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN
FAVORABLE – 5% 25% 1. COVER LETTER
IRELAND
1. COVER LETTER
UNITED STATES OF AMERICA 2. IRS FORM 6166
EXEMPT U.S. – 0% 30%
PENSIONS UNDER IRS SECTIONS 401(A), 501(A), 457(B) 3. U.S. PENSION ATTESTATION
4. SKV 3740
1. COVER LETTER
2. CERTIFICATE OF RESIDENCY*
EXEMPT NON-U.S. –
30% PENSIONS: CANADA, SWITZERLAND 3. SKV 3740
0%
4. SKV 3742 (SWISS RESIDENTS
ONLY)
*CANADIAN PENSION FUNDS SEEKING TO CLAIM THE EXEMPTION RATE MUST PROVIDE A CERTIFICATE OF RESIDENCY CITING ARTICLE 10, PARAGRAPH 8 OF THE
CANADA/SWEDEN DOUBLE TAXATION TREATY.ELIGIBILITY MATRIX – LONG FORM
RECLAIM
RATE DESCRIPTION ELIGIBLE RESIDENTS DOCUMENTATION REQUIRED
RATE
UNFAVORABLE – NON-TREATY COUNTRIES AND ENTITIES NOT LISTED AS FAVORABLE OR 1. N/A
0%
30% EXEMPT BELOW
1. COVER LETTER
2. CERTIFICATE OF PAYMENT
FAVORABLE – 25% 5% BRAZIL, KENYA, AND TANZANIA 3. CERTIFICATE OF RESIDENCY
4. POWER OF ATTORNEY
5. SKV 3740
1. COVER LETTER
2. CERTIFICATE OF PAYMENT
FAVORABLE –
7.5% JAMAICA 3. CERTIFICATE OF RESIDENCY
22.5%
4. POWER OF ATTORNEY
5. SKV 3740
1. COVER LETTER
2. CERTIFICATE OF PAYMENT
FAVORABLE – 20% 10% EGYPT, TRINIDAD AND TOBAGO, TUNISIA, TURKEY, AND ZIMBABWE 3. CERTIFICATE OF RESIDENCY
4. POWER OF ATTORNEY
5. SKV 3740
1. COVER LETTER
2. CERTIFICATE OF PAYMENT
3. IRS FORM 6166
FAVORABLE – 15% 15% UNITED STATES OF AMERICA 4. POWER OF ATTORNEY
5. SKV 3740
6. PARTNERSHIP BREAKDOWN
(WHEN APPLICABLE)
ALBANIA, ARGENTINA, ARMENIA, AUSTRALIA, AZERBAIJAN, BANGLADESH,
BARBADOS, BELGIUM, BOLIVIA, BOSNIA-HERZEGOVINA, CANADA,
1. COVER LETTER
CROATIA, CYPRUS, DENMARK, ESTONIA, FAROE ISLANDS, FINLAND,
2. CERTIFICATE OF PAYMENT
FRANCE, GAMBIA, GERMANY, HUNGARY, ICELAND, INDONESIA, IRELAND,
3. CERTIFICATE OF RESIDENCY
ISRAEL, ITALY, KAZAKHSTAN, KOREA (REPUBLIC OF), KOSOVO, LATVIA,
FAVORABLE – 15% 15% 4. POWER OF ATTORNEY
LITHUANIA, LUXEMBOURG, MALAYSIA, MALTA, MAURITIUS, MEXICO,
5. SKV 3740
MONTENEGRO, NAMIBIA, NETHERLANDS, NEW ZEALAND, NORTH
6. SKV 3742 (SWISS RESIDENTS
MACEDONIA, NORWAY, PHILIPPINES, POLAND, RUSSIAN FEDERATION,
ONLY)
SERBIA, SINGAPORE, SLOVENIA, SOUTH AFRICA, SPAIN, SRI LANKA,
SWITZERLAND, VIETNAM, AND ZAMBIA
1. COVER LETTER
AUSTRIA, BELARUS, BULGARIA, CHILE, CHINA, CZECH REPUBLIC, GEORGIA, 2. CERTIFICATE OF PAYMENT
FAVORABLE – 10% 20% INDIA, JAPAN, NIGERIA, ROMANIA, SAUDI ARABIA, SLOVAKIA, TAIWAN, 3. CERTIFICATE OF RESIDENCY
UKRAINE, AND VENEZUELA 4. POWER OF ATTORNEY
5. SKV 3740
1. COVER LETTER
2. CERTIFICATE OF PAYMENT
BOTSWANA, UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN
FAVORABLE – 5% 25% 3. CERTIFICATE OF RESIDENCY
IRELAND
4. POWER OF ATTORNEY
5. SKV 3740
1. COVER LETTER
2. U.S. PENSION ATTESTATION
UNITED STATES OF AMERICA
EXEMPT U.S. – 0% 30% 3. IRS FORM 6166
PENSIONS UNDER IRS SECTIONS 401(A), 501(A), 457(B)
4. POWER OF ATTORNEY
5. SKV 3740
1. COVER LETTER
2. CERTIFICATE OF PAYMENT
3. CERTIFICATE OF
EXEMPT NON-U.S. RESIDENCY*
30% PENSIONS: CANADA, SWITZERLAND
– 0% 4. POWER OF ATTORNEY
5. SKV 3740
6. SKV 3742 (SWISS RESIDENTS
ONLY)1. COVER LETTER
2. CERTIFICATE OF PAYMENT
UNDERTAKINGS FOR COLLECTIVE INVESTMENT IN TRANSFERABLE 3. CERTIFICATE OF RESIDENCY
SECURITIES (UCITS): EUROPEAN UNION MEMBER STATES 4. POWER OF ATTORNEY
5. SKV 3740
6. UCITS ATTESTATION
*CANADIAN PENSION FUNDS SEEKING TO CLAIM THE EXEMPTION RATE MUST PROVIDE A CERTIFICATE OF RESIDENCY CITING ARTICLE 10, PARAGR APH 8 OF THE
CANADA/SWEDEN DOUBLE TAXATION TREATY.
TAX DOCUMENTATION REQUIREMENTS FOR RELIEF AT SOURCE & LONG FORM RECLAIM
DOCUMENT DOCUMENT
PURPOSE OF DOCUMENT SIGNATURES
REQUIRED GENERATION
SUMMARY OF ENTIRE CLAIM (MUST BE ON LETTERHEAD). DTCC PARTICIPANT ADROIT
COVER LETTER
THIS DOCUMENT CERTIFIES THE DIVIDEND WAS PAID TO THE BENEFICIAL
CERTIFICATE OF DTCC PARTICIPANT ADROIT
OWNER LESS WITHHOLDING TAX (MUST BE ON LETTERHEAD).
DIVIDEND PAYMENT
CONFIRMS THE RESIDENCY AND TAXPAYER IDENTIFICATION NUMBER OF THE
BENEFICIAL OWNER. AN SKV 3740 FORM MUST BE CERTIFIED BY THE LOCAL BENEFICIAL OWNER’S
CERTIFICATE OF N/A
TAX AUTHORITY IF A STANDALONE CERTIFICATE CANNOT BE OBTAINED LOCAL TAX AUTHORITY
RESIDENCE
(MUST BE FROM THE SAME TAX AS THE DIVIDEND PAYMENT).
CONFIRMS THE CANADIAN RESIDENCY AND TAXPAYER IDENTIFICATION
CERTIFICATE OF NUMBER OF THE BENEFICIAL OWNER. THE CERTIFICATE MUST CITE THE CANADIAN REVENUE
N/A
RESIDENCE EXISTING TAX CONVENTION AND INCLUDE ARTICLE 10, PARAGRAPH 8 FOR OFFICE REPRESENTATIVE
(CANADIAN PENSION) THE TAX YEAR OF THE DIVIDEND PAYMENT.
ISSUED BY THE INTERNAL REVENUE SERVICE, CONFIRMING BENEFICIAL
OWNER DETAILS (MUST BE FROM THE SAME TAX YEAR AS THE DIVIDEND
PAYMENT). FOR ENTITIES SEEKING AN EXEMPTION, THE FORM 6166 MUST
IRS REPRESENTATIVE N/A
IRS FORM 6166 CERTIFY THAT THE TAXPAYER IS EXEMPT FROM U.S. TAXATION UNDER
SECTIONS 401(A) & 501(A), OR, 457(G) & 457(B) OF THE U.S. INTERNAL
REVENUE CODE.
BENEFICIAL OWNER OR
CLAIM FOR REPAYMENT OF SWEDISH TAX ON DIVIDENDS FORM. NEEDS TO
DTCC PARTICIPANT
BE CERTIFIED BY THE BENEFICIAL OWNER’S LOCAL TAX OFFICE (FOR NON-U.S. ADROIT
FORM SKV 3740 AND/OR CERTIFIED BY
ENTITIES).
LOCAL TAX OFFICE
BENEFICIAL OWNER OR
CLAIM FOR REPAYMENT OF SWEDISH TAX ON DIVIDENDS FORM FOR SWISS
DTCC PARTICIPANT
DOMICILED RESIDENTS ONLY. NEEDS TO BE CERTIFIED BY THE BENEFICIAL ADROIT
FORM SKV 3742 AND/OR CERTIFIED BY
OWNER’S LOCAL TAX OFFICE.
LOCAL TAX OFFICE
BREAKDOWN OF TOTAL NUMBER OF PARTNERS IN THE PARTNERSHIP (OR
PARTNERSHIP
SIMILAR ENTITY TYPE IN WHICH THERE ARE SEVERAL UNDERLYING BENEFICIAL OWNER OR
SHAREHOLDER N/A
PARTNERS). REQUIRED TO DETERMINE THE PERCENTAGE OF U.S. PARTNERS DTCC PARTICIPANT
ALLOCATION
IN THE PARTNERSHIP (OR SIMILAR ENTITY TYPE).
ATTESTATION FORM CONFIRMING THAT ALL REQUIREMENTS OF THE
U.S. PENSION
DOUBLE TAXATION TREATY ARE MET. A DETERMINATION LETTER IS DTCC PARTICIPANT ADROIT
ATTESTATION
REQUIRED IF THE CERTIFICATE OF RESIDENCY IS AN 81-100 RULING.
TWO VERSIONS MUST BE SUBMITTED IN CASES WHERE A DTC PARTICIPANT
POWER OF IS SIGNING ON BEHALF OF A BENEFICIAL OWNER ON THE FORM SKV 3740. BENEFICIAL OWNER
ATTORNEY (LONG ONE VERSION IS FROM THE BENEFICIAL OWNER TO THE DTC PARTICIPANT AND/OR DTCC ADROIT
FORM ONLY) WHILE THE OTHER VERSION IS FROM THE DTC PARTICIPANT TO JPMORGAN PARTICIPANT
CHASE/GOAL GROUP.
ATTESTATION FORM FOR UNDERTAKINGS FOR COLLECTIVE INVESTMENT IN BENEFICIAL OWNER’S
UCITS ATTESTATION N/A
TRANSFERABLE SECURITIES (UCITS) FUNDS LOCAL TAX AUTHORITYADRoit by Goal Global Recoveries Inc.
JPMorgan Chase offers the ADRoit system as a secure platform for the submission of the beneficial owner data and the creation of the
requisite documentation.
The system will automatically generate the necessary documentation which the participant can easily access, complete, sign and submit to
JPMorgan Chase/Goal Global Recoveries Inc. The system also contains a bulk upload feature which allows for multiple relief at source
events to be submitted within a single file.
A one-time registration process is required in order to use ADRoit. For registration purposes only please contact adroitregistration@goalgroup.com. For all
other ADR related enquiries please contact adroit@goalgroup.com or call Goal Global Recoveries Inc. on +1 (212) 248- 9130
GENERAL FREQUENTLY ASKED QUESTIONS (FAQs)
How long do beneficial owners have to file for reclaim on this Generally, 5 years from the end of the year in which the Ordinary Dividend
dividend? was paid.
Are IRS Form 6166s with IRS Code Ruling 81-100 accepted? Yes, however they need to include a Treasury Determination Letter.
Will Goal accept claims filed directly to them by beneficial Goal only accepts claims filed by the DTC participant who was holding the
owners? securities through DTC and only to the extent that DTC has reported these
holdings to us as valid record date holdings. Beneficial owners are required to
file their claims through the custody chain to the DTC participant of record. All
claims not received directly from the DTC participant will be returned to the
beneficial owner.
Where should the physical documentation be sent Scanned copies of the long form documentation are now permanently
accepted; however, the Swedish Tax Agency reserves the right to request
original documents and they should therefore be kept on file. Please note that
an exception applies to Swiss domiciled Beneficial Owners.
Can a Trust Agreement be submitted in lieu of a Power of Yes, however a limited POA signed by the Participant must be included with the
Attorney signed by the Beneficial Owner? Trust Agreement.
Is the tax relief process optional? Yes, the service is discretionary and optional.
QUICK REFUND/LONG FORM RECLAIM FAQs
Will the payment for claims filed by the Quick Refund process be Yes, the Quick Refund payment will be made via DTCC.
made via DTCC?
Is the Long Form process free of charge? No. This tax relief assistance service is wholly voluntary and discretionary and
outside the terms and conditions of any applicable deposit agreement.
JPMorgan Chase Bank, N.A. undertakes no duty or obligation to provide this
service and may reject or decline any or all proposed electing participants or
holders in its sole discretion. Fees will be charged for this service of up to
$0.001 per DR for Quick Refund and up to $0.105 per DR with a $25.00
minimum for Long Form, and any other charges, fees or expenses payable by
or due to JPMorgan Chase Bank, N.A. or its agents, including the custodian or
to tax authorities or regulators. Fees paid to JPMorgan Chase Bank, N.A. may
be shared with their agents and affiliates.
No, however there is a minimum fee of $25 per Beneficial Owner which may
Is there a minimum position requirement per Beneficial Owner? be waived on an exceptional basis for those reclaiming less than $50 (a fee of
50% of the reclaimed amount will be applied).
CONTACT DETAILS
Primary Contact Shing Lee
Secondary Contact Shantell Frazer
Contact Telephone Number +1 (212) 248 9130
E-Mail Address adroit@goalgroup.com
Company Name Goal Global Recoveries Inc.
Street Address 5 Hanover Square, Suite 2300
City/State/ZIP New York NY 10004JPMorgan Chase Warning and Disclaimer: The undersigned hereby indemnifies J.P. Morgan Chase Bank, N.A. (“J.P. Morgan”), and its affiliates, agents, directors or employees acting in their capacities as such (each an “Indemnified Party”), for any losses or liabilities suffered by an Indemnified Party on account of (i) a failure to secure a refund; or (ii) funds erroneously received by J.P. Morgan or the undersigned or their clients; or (iii) funds claimed as a refund by J.P. Morgan or the undersigned or their clients, including any tax charges, penalties, interests that is or becomes payable by an Indemnified Party in respect thereon, (iv) funds claimed by any statutory or government authority or administrative department or tax authority as charges, penalties, interests or otherwise in respect of a tax reclaim by the undersigned, and agree that such amounts shall be promptly remitted by the undersigned to J. P. Morgan on request. This indemnity shall survive any termination of the letter. For the avoidance of doubt and notwithstanding the above, J. P. Morgan shall be entitled to require a prompt remittance by the undersigned of any amounts claimed by any statutory or government authority or administrative department or tax authority as charges, penalties, interests or otherwise in respect of a tax reclaim by the undersigned. J.P. Morgan is not liable for failure to secure a refund or for any charges, penalties, interests or otherwise payable or paid in respect of a tax reclaim by the undersigned. Any funds erroneously claimed or received shall be immediately returned to J.P. Morgan, including any interest, additions to tax or penalties or charges in respect thereon. Nothing herein constitutes tax advice. Please consult your tax advisor prior to engaging our services. Goal Global Recoveries Inc. Disclaimer: All information contained in this Important Notice, including, but not limited to tax information, has been compiled in good faith from multiple third- party sources. While all reasonable care has been taken in the compilation and publication of the contents of this Important Notice, the information is subject to change. Local market conditions and possible advanced deadlines imposed by local agents may cause actual deadlines to frequently vary from statutory deadlines. Therefore, to minimize risk, it is strongly advised that DTC Participants file their claims as soon as possible because the depositary agents and/or their agents will not be liable for claims filed less than six months before the specified deadline. In the circumstance where local market rules, whether imposed by a local agent or a Tax Authority, cause any conflict with the information provided in the Important Notice (prior to or after publication), the local market rules shall prevail. The information contained herein is for informational purposes only and is not intended to be a substitute for obtaining tax, accounting, or financial advice from an appropriate professional advisor.
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