Food Systems Summit Brief Prepared by Research Partners of the Scientific Group for the Food Systems Summit
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United Nations Food Systems Summit 2021 Scientific Group https://sc-fss2021.org/ Food Systems Summit Brief Prepared by Research Partners of the Scientific Group for the Food Systems Summit June 2021 by Urs Niggli, Martijn Sonnevelt, Susanne Kummer Agroecology is a powerful strategy that It is not necessarily a predefined farming sys- reduces the trade-offs between productivity tem and the shift from simplified by industrial and sustainability. It promotes the diversity of standards to agroecological farms is gradual. crops and livestock, fields, farms and land- The transformation and upscaling of agroeco- scapes that together are key to improve sus- logical practices requires changes that affect tainability of food and farming systems in not only the management of farms, or produc- terms of long-term productivity, food actors' tion and consumption patterns at the food empowerment and inclusion and environ- system level, but also the institutional frame- mental health. Agroecology is a bundle of work conditions and the way we measure the measures taken by farmers, which individually performance of agricultural and food systems. or combined, mobilize biodiversity and eco- In our paper, we describe four domains of system services for productivity. Ideally, it transformation - knowledge systems, mar- leads to economically and ecologically resili- kets, collaborations and policy coherence - ent production systems that are high-yielding. each with enabling and constraining factors. 1
population remains inadequately nour- ished, with more than 820 million people Transforming agriculture and food sys- suffering from hunger. Many more con- tems in line with Sustainable Development sume low-quality diets, contributing to a Goals (SDGs) is an imperative that can no substantial rise in the incidence of diet-re- longer be ignored or deferred (CNS-FAO, lated illness and obesity (Willet et al., 2019; 2019; Eyhorn et al., 2019). In facing up to IPCC, 2019). A second challenge with global this challenge, agroecological approaches impact is the unsustainable way in which stand to play an indispensable role by con- food production and consumption patterns necting environmental sustainability and substantially exploit the natural resources social justice of production and consump- of soil, water and air (IPBES, 2019). This has tion. It combines the global challenge of caused an immense biodiversity loss ending hunger with locally adapted solu- tions and strengthens participation and the (Leclere et al., 2020; IPBES, 2019). Third, mobilization of local actors and their greenhouse gas emissions rise dramatically knowledge (HLPE, 2019). Agroecology opti- all around the world, with global agricul- mizes the system approach and integrates ture causing 23% of anthropogenic green- scientific progress responsibly. To allow for house gas emissions and therefore contrib- agroecology to exploit its potential, there is uting substantially to global warming (IPCC, a need for transformation which supports 2019). the shift from a capital to a more labor dominated approach which strengthens Not least due to the current Covid-19 the social relations of production and pandemic, the fragility and vulnerability of moves farming beyond the logic of scale- food systems are clearer than ever. Food enlargement, technology-driven intensifi- insecurity and acute hunger have in- cation and specialization (Van der Ploeg, creased, along with more people living in 2021). extreme poverty (HLPE, 2020). Providing This paper is based on a well-docu- food for an estimated 10 billion people in mented multi-stakeholder process of the 2050 is challenging. It will take a 56 per Swiss National FAO Committee (CNS-FAO) cent increase in crop calories compared to during several years to provide scientific the base year 2010 (FAO, 2017), in case support to the Swiss government and the other issues such as unsustainable con- public on agroecology (CNS-FAO, 2016; sumption patterns, food loss and waste CNS-FAO, 2019; CNS-FAO, 2021). The aim and the use of food crops for animal of the paper is to highlight the potentials of feedstuff and biofuels are not addressed. agroecology for the strengthened effort of The resulting substantial expansion of agri- the UNFSS 2021 to achieve the SDGs, and cultural land, amounting to 593 million to highlight the necessary actions for main- hectares (crop and grassland), must be con- streaming agroecological management tained wherever possible if we are not to practices. release large amounts of CO2 equivalents and put biodiversity reserves at risk. Cur- rent agriculture should mitigate 11 giga- tons of greenhouse gases in order to meet the Paris climate target of less than 2 de- We identify three major key challenges grees Celsius warming (World Resources of global agriculture and food systems: The Institute, 2018). Future solutions must also first challenge is that much of the world’s 2
take into account that by 2050, it is fore- Hundreds of thousands of farmers casted that 68 per cent of the world's pop- manage their farms with agroecological ulation will live in cities (United Nations, practices in one way or another, either to 2019), increasing the importance of urban improve their own productivity and liveli- food production. hoods or to gain privileged access to mar- kets with certificates. These practices in- clude regenerative conservation agricul- ture, organic agriculture, agroforestry, per- maculture, agro-silvo-pastoral systems, A radical transformation of global food and sustainable pastoralism in rangelands, systems that addresses both the way we among others. An even higher number of produce, process, trade and consume food farmers adopt only one or more selected and with the same priority the improve- ment of livelihoods of farmers, farm work- techniques of agroecology such as inte- ers and their families is necessary and does grated nutrient and pest management, in- not tolerate any delay. To provide enough troducing semi-natural habitats on the food for the global population, several farm, applying no-till arable cropping, or overriding strategies are being pursued, sustainable river basin and groundwater namely a substantial increase in productiv- management. Some farmers use bio-ferti- ity, a sustainable intensification (Godfray lizers and bio-protectants instead of agro- and Garnett, 2012) and an ecological inten- chemicals, apply intercropping and cover sification (Tittonell, 2014). Agroecology im- crops in order to increase the Land Equiva- plements the ecological intensification lent Ratio (LER), and involve in precision ag- strategy in agricultural practice. riculture and climate-smart agriculture. Agroecology offers a powerful means Yet, fully agroecological farms have re- of accelerating the needed transfor- mained a niche. The classic role of niches is mations. Agroecology as we understand it, that of a "protective space” or a shelter has a common framework grounded in the where future solutions and novel ideas can FAO's 10 elements (FAO, 2018b). The 10 El- be tried out (Smith and Raven, 2012). ements of Agroecology are interlinked and These novel ideas could change or even re- interdependent. They encompass ecologi- place the current regime (Geels, 2011) or cal characteristics of agroecological sys- paradigm (Beus and Dunlap, 1991). tems (diversity, synergies, efficiency, resili- ence and recycling), social characteristics Although agroecological practices (co-creation and sharing of knowledge, hu- have been successfully implemented on man and social values, culture and food tra- many farms globally and practices such as ditions), and enabling political and eco- resource-conserving agriculture continue nomic environments (responsible govern- to spread to more farms and more hectares ance, circular and solidarity economy) (Pretty et al., 2006), they have not become (FAO, 2018b). These elements come to- mainstream until now. The most salient ob- gether in a model that relies centrally on stacles to mainstreaming agroecology in- the non-exhaustive and non-destructive clude that it is currently unknown to the use of biodiversity and ecosystem services, public; the time lag between implementing with off-farm inputs playing a diminished agroecological practices and observing role in production (CNS-FAO, 2019). 3
positive results; weak knowledge and advi- the use of fertilisers, pesticides or fuel. sory systems; transaction costs; policy inco- Level 2 involves replacing agrochemical in- herence; crucial deficits of landscape-level puts with more natural ones such as bio- coordination, incentive systems in re- fertilizers and bio-protectants. The way we search, and compensation for yield reduc- understand agroecology, it also includes tions; and the need to strengthen the as- technologies that are safe for the environ- pect of sufficiency in a sustainability con- ment and human health and strengthen text (IIED, 2016; CNS-FAO, 2021). the systemic processes. Level 3 is about re- designing farming systems with diversified The HLPE report (2019) found that to crop rotations, mixed crops, intercropping, effectively and sustainably address food leading to better closed cycles of nutrients and nutrition security, it is not sufficient to and organic material. Successful food sys- focus on technological solutions and inno- tem transformation also includes increased vations or incremental interventions only. farmer-consumer collaborations (level 4), Food system transformation requires (i) in- either with short distribution channels or clusive and participatory forms of innova- internet-based remote applications, and fi- tion governance; (ii) information and nally a comprehensive transformation of knowledge co-production and sharing policies, rules, institutions, markets and amongst communities and networks; and culture (level 5). The various stages pro- (iii) responsible innovation that steers in- ceed dynamically and in parallel, so that novation towards social issues (HLPE, when framework conditions are conducive, 2019). a variety of production systems coexist and Given its holistic approach, transfor- rural regions continuously change toward a mation to agroecological practices and sys- higher degree of sustainability. tems happens at various scales and dimen- In our paper, we address all five levels sions from management decisions on farms and propose actions that enable transfor- to complex and erratic transformations re- mation and remove lock-ins. There is no sulting from the sum of decisions of various contradiction between mainstreaming actors within a wider landscape (Anderson agroecology and strongly improving sus- et al., 2021). Therefore, a multi-level per- tainability. Therefore, agroecology plays a spective has to be taken in order to under- crucial role for achieving the SDGs and stand enabling and disabling factors and works remarkably well in theory and prac- processes relevant for mainstreaming tice (COAG, 2018; HLPE, 2019). (Geels, 2011). Anderson et al. (2021) intro- duced the term "domains of transfor- mation" within which they described fac- tors, dynamics, structures and processes that constrain or enable transformation in Agroecology has the potential to con- sustainability transitions. tribute to economic growth and decent work (Van der Ploeg et al., 2019), particu- Agroecological transformation can be larly for the rural poor. It contributes to lo- understood as having five levels cal economic and resource circulation, con- (Gliessman, 2015): At level 1, farming sys- siderably increases and stabilizes yields of tems become more efficient by reducing subsistence farmers (Pretty et al., 2006), 4
and reduces costs and external dependen- Organic agriculture for instance increases cies. Strategies such as diversification, ex- the access to food by increasing the quan- ternal input reduction and alternative mar- tity of foods produced per household and keting channels have, in some cases, shown by producing food surpluses that can be to improve farmers’ income by 30% (FAO, sold at local markets (UNCTAD/UNEP 2018a). Integrated Pest Management for 2011). The yields of organic agriculture out- example can generate remarkable im- perform traditional subsistence systems. In provements: In a study in low-income their study, Pretty et al. (2006) analyzed countries, pesticide use declined by 71% the impacts of 286 resource-conserving and yields grew by 42% (Pretty et al., 2006). practices in 57 low-income countries and A study on 946 farms in France concluded found that these projects led to an average that total pesticide use could be reduced by yield increase of 79%. Differences in terms 42% without negative effects on both of yield productivity are highly site specific productivity and profitability in 59% of the as Tittonell (2013) showed for organic agri- investigated farms (Lechenet et al., 2017). culture: On marginal sites, organic farming Conservation tillage can improve soil car- gives equal or slightly higher yields than bon while raising yields, and integrated conventional farming. However, on high- plant nutrient systems can achieve the yield sites, organic farming is significantly same benefits with reduced fertilizer appli- lower yielding. cation (Bruinsma, 2003; Pretty et al., 2003; Furthermore, agro-biodiversity (a key Pretty et al., 2006; Uphoff, 2007). element of agroecology) is an important Furthermore, there are indications driver for making a diverse range of food that the economic performance of alterna- products available. Although the pathway tive and agroecological farming systems is complex and not always positively corre- can be comparable to, and is sometimes lated, agricultural diversity plays an im- better than, conventional farming systems portant role in improving dietary diversity, (d’Annolfo et al., 2017), and provide which has a strong association with im- greater predictability for farmers (Chappell proved nutrition status, particularly micro- & LaValle, 2011). With a smaller farm size nutrient density of the diets (Fanzo et al. organic farms can achieve the same profit- 2013). A recent publication by Bezner Kerr ability as larger conventional farms (Smolik et al. (2021) found evidence for positive et al., 1995; Rosset, 1999) and that com- outcomes linked to the use of agroecologi- pared to monocultures, agroforestry sys- cal practices on food security and nutrition tems can have a higher return on labor (Ar- (FSN) in households in low- and middle-in- mengot et al., 2016). Extensive evidence in- come countries. While 78% of the studies dicates that agroecology can, on a global reported positive outcomes, some studies scale, provide a level of food security com- found mixed outcomes and a few studies parable to that of conventional agriculture reported negative impact on food security (Chappell & LaValle, 2011). Under condi- and nutrition using indicators such as die- tions of subsistence agriculture in Sub-Sa- tary diversity. The most common agroeco- haran Africa, agroecological methods sig- logical practices included crop diversifica- nificantly improved food security and nutri- tion, agroforestry, mixed crop and livestock tional diversity (Bezner Kerr et al, 2019). 5
systems, and practices improving soil qual- fundamentally important for a better un- ity, with positive outcomes on FSN indica- derstanding of all agroecological practices. tors such as dietary diversity and house- Studies have shown that through diverse hold food security. and heterogeneous agroecological ap- proaches it is possible to preserve and in- Yield increases alone will not address crease wild and domesticated biodiversity our concomitant challenges of hunger, mi- by up to 30% (FAO 2018a). The connection cronutrient deficiencies and obesity. This between climate action and agroecology is requires broad ranging system changes two-way – agroecological systems have the that tackle poverty, inequality, and barriers potential to contribute to reducing green- to access. The systemic approach based on house gas emissions and offer manage- ethical values, often considered a part of ment practices to adapt to climate change (FAO, 2018a). Agroecological farming may agroecological methods, offers an oppor- lead to reduced greenhouse gas emissions tunity to address these issues in an inte- by reducing emissions from the production grated manner. For example, in Madhya of synthetic fertilizer and by carbon cap- Pradesh, India, a development institute ture in the soil (Müller et al., 2017; Smith et provided integrated training in agroecolog- al., 2008; Wood and Cowie, 2004). How- ical techniques, health and nutrition to ever, these benefits have to be weighed more than 8500 women from 850 villages against the lower land use efficiency or the over 30 years. This improved livelihoods for increased requirements on labor of agroe- the majority of the women and broke the cological - especially of organic - systems cycle of poverty (FAO, 2018a). (Meemken and Qaim, 2018; Clark und Till- mann, 2017). Regarding climate change ad- Agroecological systems use natural re- aptation, agroecology may improve the re- sources more sustainably and efficiently, silience of smallholders through the diver- and reduce the release of agrochemicals to sification of production and increasing re- air, water and soil (Pretty et al., 2017; Lech- source use efficiency by integrating social enet et al., 2017)). Through the enhanced aspects (Altieri et al., 2015; Liebman and proximity between producers and consum- Schulte-Moore, 2015). Furthermore, soil ers, agroecology helps raise awareness and fertility, which is higher in agroecological reduce food waste, e.g. by redistribution to systems, is a key prerequisite for protec- food bank charities or by repurposing ur- tion against erosion and flood (Seufert and ban organic waste as animal feed or ferti- Ramankutty, 2017). lizer (Beausang et al., 2017). Agroecology puts an emphasis on maintaining soil fertil- ity and ecosystem services, which can im- prove the long-term productivity of the land. As species richness is on average 34% higher in organic farming (Tuck et al., One central characteristic of agroecol- 2014), and organic farming systems have ogy is diversity (FAO, 2018b). In contrast, higher floral and faunal diversity than con- most public policies and incentives de- ventional farming systems (Mäder et al., signed to increase agricultural production 2002), biodiversity can be conserved and carry the risk of reducing the diversity of di- potentially restored within agroecosys- ets, food systems and landscape. A defining tems. As organic farming is one of the best- feature of the agroecological approach is documented agroecological farming sys- diversity of landscape and habitats, of farm tems in scientific terms, these results are 6
activities, of crops grown, of livestock kept including 23 studies, Jones (2017) demon- and of above and below ground flora and strated that agricultural biodiversity has a fauna. Agrobiodiversity represents the cre- small but clear and consistent association ativity of life; its irreversible erosion means with more diverse household- and individ- less capacity to innovate and adapt in the ual-level diets. These various relations be- future, especially to climate change (Dury tween diversity and food and nutrition se- et al., 2019). Substantial improvements in curity calls for a production strategy com- the environmental sustainability of agricul- bining local productivity and yield stability ture are achievable now, without sacrific- to make best use of between- and within- ing food production or farmer livelihoods crop diversification to increase long-term (Davis et al., 2012). While short-term food and nutritional security. productivity is increasing, there is a clear Agroecological approaches elevate the loss of diversity when traditional varieties role of farmers and other food producers in or races are replaced by improved varieties associated knowledge and value chains. (Khoury et al., 2014). This homogenization This is especially the case for the and high dependency on a few crops at knowledge and experience of women, as global scale increases the vulnerability to women play a key role in all stages of food pests, as historically illustrated by many ex- production in almost all regions around the amples in maize, banana and wheat (Dury world, encompassing their practical et al., 2019). Additionally, risks of re- knowledge on biodiversity, including seeds, sistance increase through the wide use of on food preservation and recipes. pesticides and antibiotics (Dury et al., Women’s control of farm level decision 2019). The development of ecosystem ser- making is an important determinant in un- vices over time in more diverse cropping derstanding household-level diet diversity, expressed by a positive relation between systems and rotations increasingly dis- agricultural biodiversity and household places the need for external synthetic in- diet diversity for households headed by puts while still maintaining crop productiv- women (Jones et al., 2014). Agroecology ity or even increasing yields (Ferrero et al., can create better opportunities for women 2017; Davis et al. 2012). by integrating diverse work tasks and spe- cific forms of knowledge, providing a more While socioeconomic factors such as significant role for women in the household farm commercialization, off-farm income, and farm economy. As agroecology, education or seasonality significantly affect through low initial investment costs and diets of rural households, the linkages be- knowledge intensive technologies, is better tween a household’s own agricultural pro- accessible to women, it also fosters their duction and dietary diversity are not al- economic opportunities and autonomy. In ways clear (Muthini et al., 2020; Sibathu its political dimension, agroecology seeks and Qaim, 2018, Bellon et al., 2016). A pos- to achieve and implement a just system itive relation between agricultural diversifi- (Seibert et al., 2019). cation and diversified diets is shown in dif- ferent contexts for both subsistence and in- come-generating household strategies (Jones, 2017; Muthini et al., 2020; Sibathu and Qaim, 2018). In a comparative analysis 7
The domains of transformation that programmes, while only a handful of pro- we want to address are: i) strengthening jects take a participatory approach to re- knowledge on agroecology; ii) working with search (Biovision & IPES-Food, 2020). The markets; iii) enhancing cooperation; and iv) public investment in agroecological ap- ensuring policy coherence to create a con- proaches is estimated to range between 1 ducive policy context for agroecology. and 1.5 % of total agricultural and aid budg- These four domains address both agroeco- ets (HLPE, 2019). In order to transform the logical practices (level 1,2 and 3 of current food system, it is crucial for re- Gliessman, 2015) and the wider food sys- tem changes (level 4 and 5). search projects to address and include key aspects of socioeconomic and political 6.1 Strengthening knowledge (re- change, such as decent working conditions, search, education and innovation) on gender equality (Biovision & IPES-Food, agroecology 2020) and the important role of young and highly qualified people. The knowledge and advisory systems To tackle these challenges, the re- required to support agroecology and build search focus should be shifted to agroeco- the capacity of actors are insufficient logical principles, research activities should (Wezel et al., 2018). A systems-oriented, be better contextualized and funding transdisciplinary, and long-term field re- mechanisms should be adequately altered, search approach is lacking. Instead, current providing more funding for systemic, inter- global knowledge and research systems disciplinary and transdisciplinary research. promote fragmented short-term output This also usually requires longer funding (Aboukhalil, 2014; Edwards & Roy, 2017). periods. In 2011, total global public and private Besides providing adequate funding investment in AgR4D exceeded 70 billion for agroecological research, it is also crucial US dollars (in purchasing power parity dol- to break down institutional silos and en- lars) (Pardey et al., 2016). Current global hance systems thinking in research and R&D investments focus mainly on major training. Interdisciplinary courses at the staple crops. More nutrient-dense crops graduate and undergraduate level should such as pulses, fruits and vegetables, as include non-academic actors. Educational well as orphan crops, are often neglected structures and programmes are already (GloPan, 2016; HLPE, 2019). The Consor- showing signs of evolving towards systems tium of International Agricultural Research analysis with several universities recently Centres (CGIAR) Research Programmes still opening food system centres or units that focus largely on breeding and efficiency in break down the traditional structures of re- production systems, rather than expanding search. Knowledge for agroecological inno- its scope to a food system perspective (Bio- vations requires front-end research, but vision & IPES-Food, 2020). A study analys- needs also to be combined with “know- ing 728 AgR4D projects with a total budget how” and “do-how” (Saliou et al., 2019). of 2.56 billion US dollars showed that local Therefore, tools and platforms allowing for and regional value chains, traditional the transdisciplinary exchange and devel- knowledge and cultural aspects of food sys- opment of knowledge are key, particularly tems are underrepresented in research with young people and women. 8
It is hence key to provide training that extension services are crucial. Tackling includes practitioner-led learning and them requires re-configuring knowledge building a culture of accountability where and extension systems in ways that place a research is undertaken with and for farm- much greater emphasis on participation ers as the ultimate beneficiaries. Currently, and social learning, e.g., farmer-to-farmer these agents of change for agroecology are learning and on-farm demonstrations. Ex- panding the use of low-cost information rarely among the recipients of research and communication technology (ICT) such funding. Farmers’ intuition and tacit as interactive radio, use of apps, videos, knowledge, practical know-how and scien- and social media is an effective means to tific R&D can be harnessed together to reach large numbers of people, including yield solutions that are better suited to youth. ICT has the added advantage of be- their particular context and are more ing highly customisable to suit specific con- quickly implemented. texts, while digital tools are also highly ver- satile. Widening access will also require in- Public support should be provided to novative approaches in the delivery of in- further develop agroecological curricula at formation, so that the private sector, colleges and universities and facilitate ex- farmer groups, volunteers, social workers change between experienced and inter- and youth entrepreneurs can become part- ested stakeholders (from research, civil so- ners in extension and advisory systems (Fa- ciety, donor organizations and private sec- bregas, Kremer & Schilbach, 2019). tor). Establishing a network of decentral- ized centers of excellence in agroecology 6.2 Working with markets would further reinforce system thinking and enhance exchanges between different Agroecological systems are more di- knowledge holders (Biovision & IPES-Food, versified in terms of farm activities and 2020; HLPE, 2019). New methodologies de- tend to yield a greater number of crop or veloped at universities and research cen- livestock products, but with a smaller vol- ters such as co-creation of knowledge and ume of each product. This can limit market citizen science using digital tools enhance and processing opportunities and requires participation and transdisciplinarity. higher levels of knowledge and risk-taking. Implementing agroecological practices Furthermore, local marketing structures successfully is knowledge-intensive and re- have in many regions been replaced by quires more experimentation and site-spe- food retail chains, with food producers cific adaptation than standardized, indus- finding themselves in the weakest position trial farming practices (HLPE, 2019). This along the value chain. potentially makes agroecological practices attractive to young people, and requires Only 10-12% of all agricultural prod- the skills and expertise of a diversity of ucts are traded on international markets, practitioners and specialists - farmers, re- and most food in the world is produced, searchers and extensionists. In many parts processed, distributed and consumed of the world, private extension services fi- within local, national and/or regional food nanced by the sales of goods and services systems (CSM, 2016). The Covid-19 pan- are predominant. When it comes to devel- demic has shown that sustainable local oping extension systems that align with food systems are crucial for maintaining agroecological approaches, publicly funded 9
stable access to food when the global sys- accelerate and facilitate the access to tem fails. Supporting short supply chains transformational capital (e.g., mobile mi- and alternative retail infrastructures with crofinance, peer-to-peer lending platform stronger participation and control of more and crowdfunding) must be given due pri- and various food system actors such as ority. farmers’ markets, fairs, food policy coun- Food prices and the price for food cils, and local exchange and trading sys- waste should be “right”, internalizing ex- tems, may enhance farmers’ livelihoods ternal costs and enhancing positive exter- and increase access to local, sustainably- nalities. This means that both the nutri- produced and diverse food (Hebinck et al., tional value of a food item as well as its pro- 2015). More support should be given to de- duction- and consumption-associated costs velop local and regional markets, pro- along the entire food value chain should be cessing hubs and transportation infrastruc- taken into account (FAO, 2018c). However, tures that provide greater processing and an increase in food prices has a negative handling capacities for fresh products from impact on the ability of those on low in- small and medium-sized farmers who comes to buy food of appropriate quality. adopt agroecological and other innovative Similarly, the Eat-Lancet Commission states approaches, and to improve their access to that “food prices should fully reflect the true costs of food”. However, options that local food markets (Wezel in Herren et al., support vulnerable population groups and 2020). Strengthening local food systems protect them from the negative conse- depends on enhancing local authorities’ quences of the potential increase of food (e.g. municipalities) capacity to design fa- prices need to be considered (Willett et al., vourable local policies. These in turn could 2019). Besides food prices, financial and fis- work to enhance direct connection be- cal incentives of unsustainable production tween producers and consumers, provide systems also have a significant influence on public facilities, support farmers´ associa- current food systems. To allow for food sys- tions in building strong local marketing net- tem transformation, the creation of a works, and entrench participatory guaran- shared understanding of all the positive tee systems (PGS) to certify organic and and negative externalities of the food sys- agroecological producers (HLPE, 2019). tem, as well as of the best approaches to defining reduction targets is crucial Farmers (particularly smallholders, (Perotti, 2020). women and young people), producer or- ganizations, input providers and businesses 6.3 Enhancing collaboration transforming their operations based on agroecological principles need access to Agroecological practices often depend credit and alternative investment plat- on collective action across a landscape scale, involving multiple farms and a range forms with low capital costs. Not only farm- of actors. Furthermore, agricultural innova- ers but food systems actors in general re- tions respond better to local challenges quire access to secure and low-cost capital when they are co-created through partici- to absorb risks (e.g., momentary lower patory processes and endorsed by local- profitability) in the course of converting to- specific knowledge. Collaboration and co- wards more sustainable business models. ordination across local, regional and na- Investments into FinTech research which 10
tional levels is key to support the active in- ditionally, increased funding to build last- volvement and self-organization of food ing bridges for South-South collaboration is system actors such as producers, private- needed. Supporting the emergence of sector investors, academia, civil society long-term partnerships and coalitions with and governments. There is growing evi- a focus on agroecology, local ownership, dence from literature highlighting the need and the meaningful involvement of social for collective action and coordination at movements and farmers’ organizations is the local level to create favorable soci- equally important. In parallel, the Public- otechnical conditions for agroecological transition (Lucas et al., 2019). Agroecologi- Private Partnership model that is so central cal innovations to be successful and imple- to current AgR4D needs to be continually mented at larger scale, require mobilizing a scrutinized with regard to the delivery of growing range of stakeholders with multi- benefits vis-à-vis the SDGs (Biovision & ple perspectives (Triboulet et al., 2019). IPES-Food, 2020). However, agroecological farmers often Social movements associated with value community cooperation higher and agroecology have often arisen in response as more important compared to colleagues to agrarian crises and have joined forces to working in non-agroecological farming sys- initiate transformation of agriculture and tems. This is in line with agroecology prin- food systems. Agroecology has become the ciples in which the links to members of the overarching political framework under community for knowledge sharing and which many social movements and peasant problem-solving are key to strengthen sus- organizations around the world assert their tainability and resilience (Leippert et al., collective rights and advocate for a diver- 2020). Through interactions with other sity of locally adapted agriculture and food stakeholders and networks, farmers and systems mainly practiced by small-scale other agents of change are supported to food producers. These social movements strengthen existing initiatives and further highlight the need for a strong connection develop collective awareness, identity, and between agroecology, the right to food and agency around agroecological manage- food sovereignty. They position agroecol- ment issues (Chable et al., 2020). This re- ogy as a political struggle, requiring people quires higher levels of coordination and in- to challenge and transform existing power creases transaction costs. structures (HLPE, 2019). Multi-stakeholder dialogues built on evidence-based arguments can help to 6.4 Ensuring policy coherence to cre- bring together different perspectives, as ate a conducive policy context for agroe- long as they are developed in an inclusive cology manner (HLPE, 2019). Agricultural research To take agroecology to the next level, projects and partnerships too often remain a solid governance structure combined focused on one-way knowledge transfer with a set of coherent policy measures are via institutes based in the Global North. It essential (Eyhorn et al., 2019). Laws, regu- is therefore crucial not only to promote a lations, publicity awareness campaigns and shift towards agroecological research but fiscal incentives are all part of a framework also to rebalance North-South power rela- that should serve society. Many policy tions through equal research partnerships measures have negative impacts on the and direct access to research funding. Ad- goals of different national strategies and 11
policy objectives such as climate, biodiver- measures were most effective in promot- sity, soil protection, animal welfare, envi- ing sustainability in agriculture. By far the ronmental protection, nutrition and health. most effective measures are government- Current agricultural and trade policies, in- supported eco-schemes in all political, eco- cluding subsidy schemes, still favor inten- nomic and social contexts, worldwide. Edu- sive, export-oriented production of a few cation, extension or market incentives (de- crops as well as the intensive use of fossil mand) come second. This has to do with fuel and agrochemical inputs and must be the fact that the market only settles private revised in order to address multi-function- goods and services, but not public goods. ality of agriculture (Eyhorn et al., 2019; The important function of state interven- HLPE, 2019). The holistic nature of agroe- tion (direct payments, investment subsi- cology requires a well-coordinated coher- dies, contributions to research, education ent policy framework and a shift from a and advisory services) is therefore to mini- production focused perspective to one in- mize the conflict of goals between private cluding new indicators covering nutritional and public goods and functions. If the funds aspects, environmental impact and long- available for the various policy areas were term stability of the system. Such a holistic channeled into agroecology, a huge trans- accounting of the performance of food pro- formative force would develop very duction would allow for an evaluation of all quickly. the positive and negative externalities One major challenge is that on aver- (Perotti, 2020). age, conversion to agroecological systems International trade relations should in- typically results in a short-term reduction clude or allow for specific tools or mecha- of yields (Tittonell, 2014) that needs to be nisms to foster the marketing of products compensated by cost savings, higher prod- derived from agroecological systems. Bi- uct prices or policy support measures to and multilateral trade agreements should ensure the economic viability of the farms. not include policies or ask for laws that Additionally, the definition of sustainability might hinder agroecological production in agriculture and food systems must be and even put its central elements as de- broadened beyond the efficiency narrative. fined by FAO at risk. Sufficiency means reducing resource con- sumption by adopting sustainable diets, re- Agriculture benefits - at varying de- ducing the demand for certain goods (e.g. grees - from government support measures feedstuff and biofuels produced on arable all over the world. In Europe, these are land), or increasing the demand of goods mainly direct payments, which are paid out with relative advantages that cause less to farms to support their income. "Public emissions and resource depletion under money for public goods" is a claim that en- certain situations and in certain locations, vironmental politicians and NGOs have and by reducing food waste. Although the been making for 30 years. Fortunately, efficient use of natural and human-made there is a growing consensus that this resources remains important, efficiency would be an effective greening strategy alone is often offset by rebound effects and would bring great benefits to agroecol- (Polimeni et al. 2008) such as a higher con- ogy. Piñeiro et al. (2020) investigated which sumption or wastage. Global mass-flow 12
models show that narratives based on suf- (Biovision & IPES-Food, 2020). Multi-crite- ficiency can successfully reduce the trade- ria sustainability assessment tools for offs between productivity and eco-stability farms and food business are very helpful in (Schader et al., 2015; Müller et al., 2017). assessing complexity and holistic sustaina- bility and can accelerate transformation Making use of existing public purchas- processes in agriculture and nutrition ing obligations can provide economic and (Mottet et al., 2020). political opportunities to implement policy and build new and innovative socio-eco- nomic relationships that create sustainable food systems. Public procurement of sus- tainably produced food, for example, can The sustainable development goals support low-income and other groups (SDGs) recognize the strong interconnec- within schools, hospitals and other public tivity among development goals and stress institutions, setting off mutually reinforc- the need for holistic approaches and pro- ing circuits. Interventions that focus on lo- found transformation of human activity cal procurement of sustainably-produced across multiple dimensions and at multiple food for school feeding programmes, or scales (Barrios et al., 2020). Due to the fun- that target groups vulnerable to food inse- damental importance of agriculture, the curity, to realize food sovereignty at local state of agriculture and food systems di- and state level, can be effective in address- rectly or indirectly affects all 17 of these ing food security and nutrition while sup- goals. Agroecology provides one tool to porting sustainable food systems (Barrios help build sustainable food systems and et al., 2020). These initiatives can also sup- thus contribute to the ambitious targets port safe, decent, meaningful employment laid out under the SDGs (Farrelly, 2016). In for marginalized groups, including young particular, agroecology can contribute to people and low-income workers within the no poverty (SDG 1), zero hunger (SDG 2), food system. good health and wellbeing (SDG 3), decent International guidance to comprehen- work and economic growth (SDG 8), re- sively measure outcomes of agroecological sponsible consumption and production farming systems are TAPE (Tool for Agroe- (SDG 12), climate action (SDG 13) and life cology Performance Evaluation), SAFA- on land (SDG 15). Guidelines of FAO (2013) or UN System of Agroecological approaches are in- Environmental Economic Accounting (SEAA). Research projects in general and creasingly called upon to play a greater role technology development in particular in contributing to achieve sustainable should be subjected to a holistic, mul- global food systems. Numerous promising ticriteria assessment measuring against the examples demonstrating the potential of elements of agroecology: FAO’s Tool for agroecology to stimulate and drive sustain- Agroecology Performance Evaluation able transition of food systems around the (TAPE) (FAO, 2019), the Agroecology Crite- world were presented in a stakeholder pa- ria Tool (ACT), the growing body of work on per (CNS-FAO, 2021). If we implement the ‘true cost accounting’ and specific metrics concept and at the same time apply a co- like the land equivalent ratio are at hand herent policy set, agroecology contributes 13
to sustainable and resilient food produc- Promising examples of agroecological prac- tion systems that help maintain ecosys- tices have developed and spread globally tems and that progressively improve land (CNS-FAO, 2021), and the increasing and soil quality. It further helps in main- awareness of society for the urgency of taining the genetic diversity of seeds, culti- food systems transformation increase the vated plants and domesticated animals. pressure on decision-makers to substan- tially support the development towards Through the promotion of reduced, alter- sustainable food systems. Strengthening native (non-chemical) and safe application knowledge systems, working with markets, of crop protection products, agroecology enhancing collaboration between food sys- can reduce risks associated with agrochem- tem actors and creating an enabling policy ical exposure, thus positively influencing environment will be crucial for this devel- the health of rural workers and of consum- opment. ers. All these potential benefits of agroe- cology mentioned above combined with long term productivity, social wellbeing Aboukhalil, R. (2014): The rising trend in and improved agency, reduction of food authorship. The Winnower waste and loss and a sufficiency-oriented 2:e141832.26907. agricultural production, require both a re- https://doi.org/10.15200/winn.141832. thinking of the indicators and the way we 26907 measure performance of agricultural and Altieri, M.A., Nicholls, C.I., Henao, A. & food systems (Mottet et al, 2020). Addi- Lana, M.A. (2015): Agroecology and the tionally, a coherent policy framework is design of climate change-resilient farm- necessary which is able to break policy silos ing systems. Agronomy for Sustainable and improve governance structures in Development 35(3):869-890. many countries, to allow for a higher self- https://doi.org/10.1007/s13593-015- control of resource base, decrease depend- 0285-2 ency of traditional market mechanisms Anderson, C.R., Bruil, J., Chappell, M.J., controlled by capital through the construc- Kiss, C. & Pimbert, M.P. (2021): Concep- tion of new, nested, markets, a strong tualizing processes of agroecological backing reliance of high quality of labor, transformations: from scaling to transi- exchange of experiences and the availabil- tion to transformation. In: Agroecology ity of skill-oriented technologies, and a high Now!. Palgrave Macmillan, Cham. degree of self-regulation at the territorial https://doi.org/10.1007/978-3-030- level (Van der Ploeg, 2021). All these ele- 61315-0_3 ments are strengthening farming as an in- Armengot, L., Barbieri, P., Andres, C., Milz, teresting, fulfilling profession, attractive J. & Schneider, M. (2016): Cacao agro- for young people. To allow agroecology to forestry systems have higher return on play a role in food system transformation, labor compared to full-sun monocul- different governance levels and different tures. Agronomy for Sustainable Devel- departments, teams and stakeholder opment 36(4):1-10. groups need to closely work together to de- https://doi.org/10.1007/s13593-016- fine the key performance indicators for sus- 0406-6 tainable food systems and a policy frame Barrios, E., Gemmill-Herren, B., Bicksler, aiming to reduce the amount of trade-offs. A., Siliprandi, E., Brathwaite, R., Moller S., Batello, C. & Tittonell, P. (2020): The 14
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