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Insight paper eVoting – a new way to have our say Contents Australia is ready for an eVoting option 04 Australia’s voting landscape 05 What do Australian voters want and expect? 08 The global experience of eVoting 11 A new platform for eVoting 12 Australia Post | Enterprise and government solutions 2
Insight paper eVoting – a new way to have our say New ways to have our say There’s no doubt we now live The survey, conducted in August “Almost three-quarters in a digital world, where our 2016, asked 1,000 Australians of voters believe it’s still everyday interactions with banks, aged 18 and over about their important to have the choice retailers, government and other experience voting in the July service providers are increasingly 2016 Federal Election. to vote in person. Physical screen-to-screen rather than face (in-person and postal -to-face. We expect to carry out This report looks at the results voting) and digital channels secure transactions in seconds, of that survey, and examines the offer varying degrees of in a single click or swipe. Plus, current voting landscape in Australia convenience, security we expect a seamless experience and overseas, as a starting point for wider public discussion about the and accessibility.” to suit our busy lives. potential benefits and risks of eVoting. But there’s one activity that hasn’t gone mainstream for this online Many elements of eVoting have trend – and that’s the way we vote. already been trialled in a range of election environments both According to a recent survey here and overseas. These insights conducted by Australia Post, highlight the essential requirements Australians believe it’s both a duty for a trusted and secure eVoting and a privilege to vote, and they like platform that could also provide to have their say on the future of greater convenience, cost savings, Australia. More than three-quarters and faster election results. (77%) say they would vote even if it wasn’t compulsory. And 73% want It’s important to note that the survey and expect to be able to vote online was conducted after Australia’s 2016 in the 2019 election. Census on 9 August. However, as almost three-quarters Our survey results indicate that the of voters also think it’s still important Census issue has not negatively to have the choice to vote in person, impacted the attitude of Australian we need to consider a holistic solution. voters towards eVoting. But lessons Physical (in-person and postal voting) from that experience, as well as and digital channels, offer varying general public concern about census degrees of convenience, security data privacy in the weeks leading up and accessibility – and as voting is to the census, must be considered as compulsory in Australian government we develop an eVoting framework. elections, we need to be inclusive of all needs. Australia Post | Enterprise and government solutions 3
Insight paper eVoting – a new way to have our say Australia is ready for an eVoting option In the last federal election, an In any election, there are winners increasing number of Australians and losers. The risk of a loss of trust chose to vote early compared with in the results can lead to costly 2010 – 34% in 2016, compared to recounts or by-elections, as well just 14% in 2010.1 as delays in forming government. Our survey indicates 17% voted However, new technologies in person at an early voting centre already exist to manage voting and 14% via postal vote. This, protocols for a digital age – and along with close outcomes in many ensure security, anonymity and electorates, slowed the counting verifiability of eVoting. Australia Post process and almost half of voters is already building digital solutions were dissatisfied with the length that can provide this capability of time it took to declare a result. for Australia’s government. We also understand the importance And of those who did vote in person of engaging all stakeholder groups on election day, 47% had concerns – voters, candidates and electoral about the time they had to spend commissions – throughout the waiting in line, with 20% waiting journey, to ensure any alternative more than 20 minutes. methods are both accepted Australians are clearly ready to and accessible. Finally, we are consider eVoting. They believe it already committed to supporting will make it quicker to vote, quicker inclusive, secure election processes to declare a result and will save through our postal vote services. the government money. In fact, 47% of those surveyed were surprised eVoting wasn’t already available. It’s important to note, however, the concept of voting online to determine democratic outcomes is not quite the same as making an online purchase and payment – as a voter’s identity needs to remain anonymous. The rise and rise of the early voter, Peter Brent, 1 ABC News 28 June 2016 Australia Post | Enterprise and government solutions 4
Insight paper eVoting – a new way to have our say Australia’s voting landscape Australia is one of the few countries In the 2016 federal election, more Whether it was due to timing or with compulsory voting; for all than 1.4 million Australians failed choice, more convenient channels federal elections, by-elections and to cast their vote – the highest for voting could have improved both referendums, as well as state and number since 1922.3 This is despite the number of ballots cast and the territory elections, and local elections. the Australian Electoral Commission speed of delivering results – in the investing in a significant effort to 2016 federal election, it took eight As a result, we have a high voter enrol more eligible voters through days to declare an outright winner. turnout – since voting was made information from other government compulsory in 1924, the average agencies, such as Centrelink. There The cost of holding elections has has been about 95 per cent2 may be various factors behind this also risen steadily over the years, – compared with many other number: for instance, the timing with the 2016 federal election democracies. Australia’s biggest of this election clashed with school estimated to have cost taxpayers concern with voting is not inclusion, holidays, and it’s possible those at least $227 million, or around or increasing the number of votes non-voters deliberately chose $15 per voter.4 Additional costs cast, but providing more accessible not to enrol. can arise in the case of human polling options for voters. error – when 1,370 ballots were lost in Western Australia following the 2013 federal election, the re-election of six senators cost over $20 million.5 What is eVoting? eVoting can refer to the end to end process of enrolment, voting, recording and counting to create a digital election management platform. In saying that, digital Vote technology can also be used at any stage in the process. 2 Compulsory enrolment and voting, State Library NSW 3 Election 2016: Voter turnout lowest since compulsory voting began in 1925, SMH, August 8 2016 4 University of Melbourne Election Watch 5 ibid Australia Post | Enterprise and government solutions 5
Insight paper eVoting – a new way to have our say Election management platform Enrol and verify identity Cast vote Count votes Online Electronic Electronic Enrol enrolment certified lists counting and identity (real-time verification voter mark off) for first-time voters Update Electronically Automated enrolment -assisted voting scanning of details (audio prompts ballot papers via phone or (intelligent voting machine software for visually recognition) impaired voters) Stand-alone Digital storage custom-built of votes Vote voting machines (connected on LAN rather than broader internet) Dedicated computer or Electronic certified lists will reduce network (cast the opportunity to vote multiple an online vote in times, and reduce marking errors a polling centre) by polling officials, with no obvious risks. But while the use of remote internet voting (on a voter’s own device) will make it substantially Mobile polling easier to vote and reduce human teams (visit error in counting – with a faster voters with result – it is also open to data dedicated manipulation and cyber attack. mobile devices) Own device for voting (any device with internet access, any location) Source: Australia Post submission to the Victorian Parliament’s Electoral Matters Committee on Electronic Voting (v1) – 30/6/2016 PLUS Australia Post eVoting fact base document (August 2016) p4 Australia Post | Enterprise and government solutions 6
Insight paper eVoting – a new way to have our say Australia’s eVoting experience Australia does already offer eVoting in specific circumstances in NSW “In a world where people In the 2007 Federal Election, and the ACT. remote electronic voting was seek greater flexibility trialled for Australian Defence iVote was introduced in 2011 for the and the convenience of Force personnel. While the NSW State General Election. It allows online operations, iVote 1,511 eligible voters who are blind, disabled contributes to increasing and or more than 20km from a polling or at least maintaining centre on election day, to vote via the internet or phone. In 2015, almost voting participation” the report stated. voters who used the system 300,000 NSW voters registered to were happy with the process, use this service.6 However, the iVote system the cost of the trial, at over $1.7m was also found to be vulnerable. There were security gaps 97% in the platform that could enable someone to read or change votes, which led to the was extremely high and access introduction of a verification was limited to those serving of iVote users were satisfied or service in 2015.8 in four regions. A system that fairly satisfied with the process could provide convenient access in the 2015 State General In the ACT, voters have been to all voters, no matter where Election.7 It can provide able to use electronic voting they were located, could be a faster poll result and a more terminals in six polling booths more cost effective. secret ballot than an assisted since 2001. These are linked to phone system. And according to a server via a secure LAN. While the subsequent NSW Electoral voters have a high degree of Commission Report, voters who confidence in the system, the registered for iVote were also ACT is a small jurisdiction so more likely to vote than those this hardware infrastructure who registered for postal vote. is relatively easy to manage. From these limited trials, it’s clear: Trust is important Sanctity of results is crucial A sustainable voting platform needs to be scalable If there are loopholes that could With the results in marginal As the number of users grows, allow votes to be changed after seats increasingly close, we cannot the system becomes increasingly the vote is cast, there will be concern compromise electoral integrity: cost-effective, but it also needs around the accuracy of the result. the security, sanctity and secrecy to be able to securely handle a of a ballot. This means any platform large number of data transactions needs to maintain a secret and within a short timeframe. anonymous ballot. 6 & 7 2015 NSWEC Report on the Conduct of the 2015 State General Election 8 iVote flaw ‘allowed vote to be changed’; electoral commission fixes vulnerability, Bill Ockenden, ABC News 24/3/2015 Australia Post | Enterprise and government solutions 7
Insight paper eVoting – a new way to have our say What do Australian voters want and expect? Our survey found that while 73% Counting votes Demographic differences of voters expect to have access to eVoting, 77% would use it in the 75% of Australia’s voters say they next Federal Election, and they would trust the accuracy of election don’t mind whether that involves results, regardless of whether they a touchscreen in a booth, or using are counted manually or through their own device. automated technology. Automatic counting is more trusted by younger They believe voting at home would families, younger professionals give them more flexibility over when and youths. Older professionals, and where they vote, but also agree younger families, that a touchscreen in a booth would However, there are concerns younger professionals make voting quicker and obtain about cyber attacks and privacy and youths are more a result sooner. – with voting on your own device at likely to choose home causing greater concern. 23% eVoting – with eVoters from the younger families of eVoters are concerned about the 62% and younger professionals segments risk of cyber attacks on their own are more likely to say voting should device, 17% are worried about the be online only. privacy of their personal details and 16% are concerned with the risk of Of those who would use eVoting of older professionals fraud. Tracing votes back to voters (eVoters), 72% say people should still surprised it isn’t is also a consideration. have the option to vote in person. already available. Those who prefer traditional voting methods have similar fears. 28% of traditional voters say the risk of cyber attacks is a barrier to choosing to eVote, while 23% say Retirees, older it’s the privacy of their personal families and details and 19% worry about their household duties vote being traced back to them. (stay at home Importantly, 11% say they’re not parents) are comfortable using computers or more likely to be the internet, and just 1% say it’s traditional voters. because they don’t have access. Accessibility According to a recent Digital Inclusion project, 93% of Australians now have access to the internet at home. Our survey found that more than half of Australians are online frequently throughout the day. 41% are comfortable doing everyday banking online, while 37% are open to using new online services. The majority do not feel pressured by the shift to online services. Australia Post | Enterprise and government solutions 8
Insight paper eVoting – a new way to have our say The case for eVoting As the survey results highlight, Australian voters believe the option Reasons for eVoting 65% for eVoting would provide a number of benefits to them, and to the election process. Quicker to vote Faster results 59% Delays to an election result causes uncertainty, not just in government but also in financial markets. 59% of Australian voters Quicker to declare a result believe eVoting would make it quicker to form government. 56% Faster to vote With almost two-thirds saying eVoting will make voting quicker, this is the most popular benefit for voters. Easier to vote It also gives them more flexibility and choice to vote when and where 53% it suits them. With the rise of early, in -person and postal votes, it appears people find it increasingly challenging to visit a polling booth on a specific Greater accuracy Increased flexibility on when day between set hours. This is not Elements of eVoting, such as real and where to vote just about reducing the amount of -time electronic lists or digital time spent queuing on election day. 51% identity verification, could also remove the risk of some Australians voting more than once. In the 2013 Federal Election, nearly 2,000 Australians admitted to doing so Saves the government money – with one voter casting 15 ballots.11 Source: Australia Post commissioned survey, n=830 Cost savings Just over half expect eVoting would save the government money. Economic modelling suggests a hybrid voting system (digital and physical) could save the government More accessible up to $32million.9 Other countries eVoting may be more convenient have found efficiency gains, lower for voters who find it challenging labour costs and fewer materials to vote in person at a polling booth, have led to savings of up to 34%.10 whether that’s due to mobility impairments or because they live in regional or remote communities. However, this will depend on their access to internet. It should also be noted that Australians living in regional and rural areas were more likely to prefer traditional voting methods. 9 The Boston Consulting Group (BCG) modeling based on ABS and AEC data: physical voting costs average $7.68/vote vs $2–3 for digital votes, assuming 50–67% votes are cast electronically 10 Swiss Post e-Voting service 11 Senate estimates hearing, February 2014 Australia Post | Enterprise and government solutions 9
Insight paper eVoting – a new way to have our say Weighing up the risks As with any online platform, eVoting Australia’s 2016 Census provides could be vulnerable to attack, and Barriers to eVoting some additional context for these a relatively small subversion in key for traditional voters concerns. The Office of the cyber 28% electorates could swing an election security Special Adviser’s Review result. So it’s important to manage into the events, described the 2016 the risks, especially if the system eCensus as a ‘setback’, and a ‘serious becomes increasingly open to people blow’ to the public’s confidence in using their own devices and as the Risk of cyber attacks the ability of government to deliver scale of use expands. secure digital services.12 23% The survey found Australian voters The Review also suggested all trust eVoting results, whether it is government agencies could through a touch screen in a polling learn from the ABS’ experience. booth (95% would trust the results) Privacy of personal details Specifically: or using their own device at home (88% would trust the results). • The importance of a 19% co-ordinated crisis response However, they are concerned and communication plan about the following risks: • Cyber security risks need to Cyber attacks – security breaches Votes traced back to the voter be managed at every stage could enable an attacker to read – from procurement to project or change votes. Given the survey governance was carried out just after the 2016 Census it’s no surprise this concern was top-of-mind in the survey results – with 23% of eVoters concerned 14% Prefer voting how they’ve • Adequate DoS (denial of service) protections and controls must be in place about this risk if they vote on their always voted • The public needs to be reassured own device at home. about their personal data privacy 11% Fraud – any loopholes that would and security as part of any enable votes to be altered or change program. manipulated would affect the trust Worryingly, post-Census surveys in the accuracy of an election result. indicated 32 per cent of Australians Not comfortable using computers / internet believe the data collected from the 2016 Census is now unreliable.13 They will need to be confident the 1% final results of an election are robust and credible – despite any setbacks. Don’t have access to computers / internet Source: Australia Post commissioned survey, n=170 (traditional voters, more likely to be household duties, older families and retirees) Q Which of the following reasons explains why you would not use electronic voting? 12 Review of the Events Surrounding the 2016 eCensus, 13 October 2016 – Office of the cyber security Special Adviser, Department of the Prime Minister and Cabinet 13 ibid Australia Post | Enterprise and government solutions 10
Insight paper eVoting – a new way to have our say The global experience of eVoting Around the world, eVoting has had mixed results. The United States suffers from In New Zealand, a proposed internet ageing machines with a range of voting trial for the 2016 election capabilities – from direct recording was called off due to security and electronic systems to punch-card readiness concerns, but it remains Estonia was the first country voting machines. cautiously open towards eVoting. to implement nationwide internet voting in 2005.14 During the pre Concerns with the reliability After a low voter turnout -poll period, voters logged onto the and security has led to a in local-body elections in system, verified their identity and movement away from eVoting. Auckland (as low as 16.3% cast their vote. Their identity was 70% of voters in the 2014 mid in some areas), an Electoral removed from the ballot before it reached the National Electoral -term elections cast a paper Office representative said Commission for counting, and voters ballot rather than electronic, the key to improving turnout could vote as many times as they despite a $3 billion investment (especially for younger liked during this period with each in electronic voting machines voters) is to offer online vote cancelling the last. after the 2000 election – when voting in conjunction Just over 30% voted online Florida’s ‘hanging chads’ with postal voting.17 in the Parliamentary elections ultimately decided the result.16 in 2015 – and in the 2011 elections. It’s estimated this saved the equivalent of 504,000 Euros in wages Switzerland has trialled internet (11,000 working days). voting at confederation, canton However, an independent report and commune level since 2004. in 2014 pointed out security holes in the system (which the eVoting is mainly offered government denied).15 to citizens overseas, so the number of voters who can access the system is limited. There has been a controlled introduction, with the choice of three eVoting systems for cantons to use. Estonia United States Switzerland New Zealand 14 e-Estonia.com: i-Voting 15 Second interim report on the inquiry into the conduct of the 2013 federal election: an assessment of electronic voting options 16 States ditch electronic voting machines, The Hill, November 2 2014 17 Low turnout renews calls for online voting at local elections, NZ Herald October 2, 2016 Australia Post | Enterprise and government solutions 11
Insight paper eVoting – a new way to have our say A new platform for eVoting As the survey reveals, one in four A ballot could be cryptographically Australian voters expect eVoting to be represented through blockchain available by the 2019 federal election. to ensure the voter is anonymous, We believe the capabilities of new and their data is protected from technology will make this possible, public access. and it is important to begin a staged approach to its implementation. Blockchain is still an emerging area 2: Casting a vote – touch screens of technology, but Australia Post is in booths and own devices already investing in the technology The development of required to underpin this platform this capability has clear To achieve voter acceptance, – ensuring authentication protocols benefits for all levels of an effective eVoting system will cannot be broken and intrusion government elections. need to address citizen access and detection protocols are in place. But it could also be used experience as well as data integrity Australia Post’s cyber security and security. Providing a choice Operations Centre monitors all to conduct referendums of channels – in-person at a polling our applications and infrastructure or plebiscites more cost booth, and online from their own – and has, as yet, not had a -effectively and could apply or fixed device – will ensure the significant data breach. to workplace or industrial greatest flexibility for voters. elections, student groups Our survey asked voters to choose or sporting clubs. their preference for eVoting; between a touchscreen in a polling booth The rapid evolution of technology and using their own device at such as biometric identity verification, home. Both were equally preferred. makes it possible to overcome many of the challenges with For those who chose a touchscreen, eVoting, and could provide a secure the main reasons were improving and convenient platform that is the speed of declaring a result and 4: Choice – physical and accessible to all voters. making it quicker to vote. Those who digital options chose their own device, said having greater flexibility on when and where To meet the needs of voters, physical they could vote was important. voting channels will still be required. Our physical network of more than 4,000 Post Offices, including 2,500 in rural and regional areas, could provide that option. For many years, Australia Post has assisted national, state and 1: Identity platform – digital territory electoral commissions identity management with postal voting. Our Reply Paid service is used by voters to return A robust identity verification solution 3: Security – robust and completed postal votes without plays a vital role in a secure eVoting demonstrably secure system any cost to the voter. platform. This will ensure voters are eligible to vote, they vote in An eVoting platform will also need During an election period, we the correct electorate and only cast to protect data from unauthorised also have special arrangements one vote. Australia Post is already access and confidentiality breaches, to ensure postal votes are counted, working on plans for an open digital including cyber security risks and sorted and delivered in the most identity ecosystem that could be fraud. Blockchain could be the efficient manner. used for this purpose, providing a core technology underpinning this single digital identity credential that solution, as it would allow people can be verified through biometric to vote from anywhere and provide technology (such as a face scan). a real-time audit of results. Australia Post | Enterprise and government solutions 12
Insight paper eVoting – a new way to have our say A roadmap to eVoting One possible way to provide a We recommend a staged implementation. robust eVoting channel, is with voters registering via a mobile device. Their information (and their vote) can be Stage 1 made anonymous, and they can change their vote until polling closes. Localised trials of eVote app at small scale, They can also receive confirmation to test voter behaviour and experience, of their vote via secure text and can as well as compliance and audit protocols view live voting result feeds on the same device. This seamless experience could provide a new level of engagement and involvement, and will be crucial as voting apathy grows amongst millennials and generation Y voters. Stage 2 Work with government to evolve regulatory and legal constraints to accommodate voting at a parliamentary scale Stage 3 Offer an eVoting solution to pre-polling voters (such as absentee, overseas, defence force and interstate voters, voters in remote areas, disabled or vision impaired voters) at a state election Stage 4 Offer an eVoting solution to all eligible voters on an opt-in basis, with options to vote online via app, via touchscreen at a polling booth, assisted voting by phone and paper ballots with electronic scanning and counting Stage 5 eVoting becomes the preferred voting method with high penetration Australia Post | Enterprise and government solutions 13
Insight paper eVoting – a new way to have our say In conclusion Twenty years ago, there was fear We cannot expect eVoting to about the security, usability and completely replace traditional accessibility of online banking. voting. To provide true choice and Today, we make payments accessibility in a democracy with online every day. And with the compulsory voting, we need to rapid acceleration of cardless consider a holistic solution that withdrawals, mobile payments combines digital, postal and in-person and crypto-currencies, the potential options in a way that optimises the for real-time transactions is well benefits of each channel – without and truly here. compromising security or trust in the election result. Although there are additional challenges for conducting a robust, We believe Australians are ready trusted and anonymous election for eVoting, and that it should be process, these same technologies part of an election platform that can be applied to eVoting. provides true choice to every voter. The benefits to both voters and We welcome further discussion on government are clear – with this important issue. the potential to achieve; faster results, reduced costs, improved convenience and greater accessibility. Voters have told us they want it, and expect it by the next Federal Election. Australia Post | Enterprise and government solutions 14
Insight paper eVoting – a new way to have our say How Australia Post can power a citizen-first approach Australia Post already supports a We have already invested in digital fair and accessible election process; identity, payment and information by providing enrolment forms in Post management services – because Offices around Australia, delivering we know that delivering secure, enrolment campaign mail to more future-proof solutions will require a than 11.5 million households in the robust framework and infrastructure. lead-up to elections and by enabling voters to cast a postal vote at no We also understand the capabilities cost via our Reply Paid service. needed for bringing a community along a journey of change. We also have special arrangements during an election period to ensure postal votes are counted, sorted and delivered in the most efficient manner. Working extensively with all levels of government, Australia Post is committed to providing greater choice of how people can access services as part of a multi-channel engagement strategy. And we also support the AEC and other electoral bodies as custodians of Australia’s federal and state electoral process. To find out more about our enterprise and government solutions, please visit auspostenterprise.com.au
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