EVALUATION FRAMEWORK Zero Suicide Healthcare - Outcomes, Actions & Measures
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Acknowledgements The Zero Suicide Institute of Australasia commissioned this work to support the implementation of Zero Suicide Healthcare in Australia. The principal author, Mr Alan Woodward, developed the work in consultation with a number of experts involved in design, development and implementation of the Zero Suicide Healthcare. We wish to acknowledge the support and advice provided by the following people: Dr Brian Ahmedani Henry Ford Health System, Detroit, USA Dr Julie Goldstein-Grumet Zero Suicide Institute, Education Development Centre Washington DC, USA Associate Professor University of Rochester, New York State, USA Anthony Pisani Ms Jerneja Sveticic Gold Coast Hospital and Health Service, Queensland Australia Dr Kathryn Turner Gold Coast Hospital and Health Service, Queensland Australia Author contacts: Mr Alan Woodward Email: alanrwoodward@bigpond.com Ms Sue Murray Email: suem@zerosuicide.com.au This work was produced by the Zero Suicide Institute of Australasia with funding provided by the Australian Government Department of Health
Contents 1. Program Theory and Evaluation...................................................................4 2. Zero Suicide Healthcare as a Program........................................................5 3. Theory of Change for Zero Suicide Healthcare............................................6 Situational Analysis..................................................................................................................... 6 Program Scope........................................................................................................................... 6 Chain of Outcomes..................................................................................................................... 7 4. Theory of Action...........................................................................................8 Assumptions............................................................................................................................... 8 External Factors.......................................................................................................................... 9 Implementation Factors........................................................................................................... 10 Outcome Chain Statement – Preparedness #1..................................................................................... 11 Outcome Chain Statement – Preparedness #2..................................................................................... 13 Outcome Chain Statement – Preparedness #3..................................................................................... 15 Outcome Chain Statement – Practice #1.............................................................................................. 17 Outcome Chain Statement – Practice #2.............................................................................................. 19 Outcome Chain Statement – Practice #3.............................................................................................. 21 Outcome Chain Statement – Pathways................................................................................................ 23 5. Data Measures...........................................................................................25 6. High Level Outcome Measures..................................................................27 EVALUATION FRAMEWORK | 3
1. Program Theory and Evaluation Program Theory is used to design evaluations articulation of program purpose, rationale, that match the purpose, intended outcomes, intended outcomes and the linkages between scope and limitations of a program. Relevant activities to achieve these outcomes, it is and reliable evaluation of programs needs this difficult to undertake program evaluation in level of design. a robust and reliable way. Clear program theory and design is essential Program Theory involves six fundamental for evaluation and monitoring to be well- components, which are categorised within aligned to what is intended and to test what the Theory of Change and the Theory of is happening in the implementation and Action, as shown in the table below: operation of a program. Without a clear Components of Program Theory1 Theory of Change Situational Analysis: Focusing and Outcomes chain: identification of scoping, setting the the centrepiece of problem, causes, boundaries of the the program theory, opportunities program, linking to linking the theory consequences partners of change and the theory of action Theory of Action Desired attributes of Program features and What the program intended outcomes, external factors that does to address key attention to will affect outcomes program and external unintended outcomes factors Theory of Change is used to describe what - Outcomes: creating a chain of outcomes change the program is seeking to achieve, to organise in a logic sequence the for whom, and the extent to which it operates relationships between immediate, within a context or limitations to do so. Theory intermediate and longer-term outcomes of Change addresses the following three – the assumptions about the interactions elements:2 between outcomes are made explicit so that they can tested and evaluated. - Situational Analysis; the identification of the problem that the program is addressing, Theory of Action goes into the detail of the its causes and the reasons why solving this results or observable attributes of program problem generates benefits of value; outcomes, describes the program features (delivery mechanisms and capabilities) that will - Scoping: setting the boundaries of the support the achievement of these outcomes, program and identifying its response to and the ways in which the program addresses the problem(s) it is addressing; external factors or barriers to its operation, as intended. 1 Funnell, S.C. & Rogers, P.J. 2011. Purposeful Program Theory. Jossey Bass, USA. Page 150. 2 Funnell, S and Rogers P 2011 Purposeful Program Theory. Jossey Bass. USA. 4 | ZERO SUICIDE HEALTHCARE
2. Zero Suicide Healthcare as a Program Zero Suicide Healthcare may be regarded as 3. Identify – developing a centralised, a program. It is a multi-faceted combination consistent and systematic identification of practice, service delivery, consumer of suicide risks engagement and organisational change activities that together create greater 4. Engage – developing practices and effectiveness in healthcare settings to prevent processes for effective engagement suicides by those in care of health services. with suicidal persons The seven parts of Zero Suicide Healthcare 5. Treat – providing effective and proven are as follows: treatment of suicidal ideation and 1. Lead – instilling the belief that suicide can behaviours directly be prevented 6. Transition – transferring of persons out of 2. Train – developing the skills for a healthcare with follow up care and support standardised approach to suicide 7. Improve – developing continuous prevention practise improvement based on lessons learnt Diagram provided by the US Zero Suicide Institute, Education Development Centre Washington DC EVALUATION FRAMEWORK | 5
3. Theory of Change for Zero Suicide Healthcare This identifies the problem that Zero Suicide Program Scope Healthcare is seeking to address, the causes The core principle of Zero Suicide Healthcare of the problem and the ways in which the is that suicide deaths for people receiving program addresses these causes. healthcare are preventable, and the program goal is that no deaths by suicide occur Situational Analysis amongst persons receiving health care – Suicidal behaviour can be difficult to detect, viewing this is an aspirational challenge and suicidal persons similarly may be hard that health systems should accept.6 to reach. Australian research has identified Zero Suicide addresses the above challenges in that up to half of those who attempt to end suicide prevention within health care systems. their lives have contact with health services in the period immediately prior.3 However, This is reflected in the four clinical elements this contact may not be about their suicidality. of the Suicide Prevention Pathway for Accordingly, suicide prevention faces a Zero Suicide Healthcare: fundamental challenge: how to use the health system to identify and engage with • Systematically identifying and assessing those persons who may take action to end suicide risk [in all people presenting their lives. for care] Health and hospital service practices in • Ensuring every person [receiving care] response to suicidal persons and those who has a suicide Care Management Plan have presented for medical attention following • Using effective evidence-based treatments a suicide attempt do not always reflect to directly target [person] suicidality appropriate and best practice. This can result in treatment that is not directly and effectively • Providing continuous contact and support addressing the person’s suicidality and [to engage with suicidal persons and their therefore fails to ensure that suicidal behaviour carers] is prevented during the period of healthcare. In Australia this has been recognised as a Zero Suicide Healthcare draws on the priority policy reform to be addressed on techniques of quality management and a national basis.4 continuous improvement in its design and implementation. It implicitly assumes that Those persons who have attempted suicide suicide prevention can be addressed in health are highly vulnerable to re-attempt and care settings in the same way, and with the to die by suicide, especially in the period same absolute improvements, as has been immediately following a suicide attempt. done in wound management, infection control One study estimates a 20-40 times higher and medication management. risk of suicide for those who have previously attempted suicide. For those suicidal persons To be effective, Zero Suicide Healthcare who do have contact with health services requires organisational, workplace and prior to or after a suicide attempt, attention professional cultures that support to engagement, follow up and aftercare is continuous improvement and better practice regarded as a high priority to facilitate in suicide prevention. The concepts of a suicide prevention.5 Just and Learning Culture are an essential characteristic of Zero Suicide Healthcare. 3 Shand F, Christensen H, al. E. Care After a Suicide Attempt. Sydney, Australia: National Mental Health Commission; 2015. 4 Commonwealth of Australia 2017 The Fifth National Mental Health and Suicide Prevention Plan. Shand F, Woodward A, McGill K, Larsen M, Torok M et al. Suicide aftercare services: an Evidence Check rapid review brokered by the 5 Sax Institute (www.saxinstitute.org.au) for the NSW Ministry of Health, 2019. Zero Suicide Multi-Site Collaborative Factsheet, Clinical Excellence Division, Queensland Health 6 6 | ZERO SUICIDE HEALTHCARE
Chain of Outcomes Zero Suicide Healthcare: Theory of Change PREPAREDNESS PRACTICE AND PATHWAYS LEAD TRAIN IMPROVE IDENTIFY ENGAGE TREAT TRANSITION Commitment Data is collected A person’s A collaborative A person’s at all levels to systematically & suicidality is healthcare suicidality is elimination of to standard for explored relationship reduced through suicide amongst ongoing regardless of is established their treatment persons receiving monitoring of their presenting between healthcare healthcare health issue healthcare operations with workers, PHASE 1 suicidal persons a suicidal person & their carers & their carers Suicidal persons Data driven and their carers performance perceive aftercare Workforce is Data reports are Decisions on the Suicidal persons Access to lethal programs as measurement competent and produced & level and nature & their carers means is useful and is adopted confident to analysed of service and experience addressed relevant to support people routinely within support are compassion, directly and their needs Healthcare system at risk of suicide quality review & informed by the sensitivity, restriction has a restorative improvement formulation of a respect in their confirmed with just culture of cycles person’s suicide interactions with suicidal persons Suicidal persons risk healthcare PHASE 2 recovery, healing, and their carers learning and services experience improvement smooth entry when losing a to aftercare person to suicide programs Workforce is Improvements to Suicidal persons Suicidal persons equipped to use service delivery and their carers are equipped to Satisfaction with quality review activities are receive exercise suicide Suicidal persons organisational and continuous made following continuous safety through and their carers leadership improvement quality reviews. contact and self-monitoring have increased support for processes support while in and the use of hopefulness and suicide care of health crisis supports PHASE 3 confidence for prevention services recovery HIGHER LEVEL Person-centred safety and suicide related Suicidal persons and Organisational capability is built carers are equipped OUTCOMES clinical improvements are achieved for recovery IMPACT: Suicides and suicide attempts in healthcare are reduced 3 YEARS EVALUATION FRAMEWORK | 7
4. Theory of Action Theory of Action is about the program adoptions that will achieve results. It is execution – what is done to achieve changes through the attention to components within the program is seeking. It is concerned the Outcome Chain Statements that a mix with what the program will do, what it won’t of process and outcome evaluation activities and how it will go about it. The Theory of can be designed and conducted. Action identifies program management choices on priorities, resource allocation The Theory of Action also incorporates and the approach with which actions will be Assumptions and External Factors or undertaken – characteristics, by whom and Implementation Factors that are beyond the in what manner. program’s control that may affect both the activities and the results for the program. For a program such as Zero Suicide It is important to address these in program Healthcare, the Theory of Action is an evaluation, as they may be pertinent to essential translation of the broader strategic interpretation of the data and results – intent contained in the Theory of Change no program operates in isolation. into the operational practices, processes, techniques and devices used to achieve The Assumptions and External Factors are individual, organisation and systematic described for the Zero Suicide Healthcare improvements for suicidal persons and their program as follows: carers. It is how the ‘rubber hits the road.’ Assumptions The Outcomes Chain Statements represent • The accountabilities of the healthcare the Theory of Action for Zero Suicide organisation will align with the requirements Healthcare. They expand on the Outcomes of Zero Suicide Healthcare improvements. Chain created for the Theory of Change by describing the specific change and practice • For the Australian context, the ‘Healthcare to be adopted towards the achievement of System’ incorporates all services that are each intermediate outcome, the key activities called ‘health services’ in the Fifth National to be undertaken to generate that change or Mental Health and Suicide Prevention Plan, practice, and the ‘inputs’ i.e. the knowledge i.e. public hospitals, community mental and skills, the personnel, the financial, health services, allied health, funded NGOs, intellectual and other resources required. peer support programs. That is, it does not include primary health care services. Accordingly, the Outcomes Chain Statements provide an opportunity to examine more • Australian healthcare systems have quality closely how activities relate to the stated and continuous improvement processes program outcomes and to check for their already in place. alignment and feasibility to deliver the • CEO or equivalent has delegated results intended. authorities that will enable changes in The Theory of Action should enable an practice with suicidal people and their alignment to the program with operational carers for the health care system involved. plans and budgets – to signal when, how • Leadership from senior managers for and with what resources program activity the adoption of changes in practices will occur. In doing so, the Theory of Action to proceed (and to achieve engagement creates the level of detail in the Evaluation with the workforce and key stakeholders), Framework that will support process i.e. assumption that the people reporting evaluations and the application of continuous to the CEO want to make the changes. improvement techniques to monitor the progression towards changes and practice 8 | ZERO SUICIDE HEALTHCARE
• The operating environment (budget, • Suicide safety planning and management is cost structures, workloads, reporting widely accepted as an effective technique arrangements, staffing, professional and a proper response by health service development/training) will allow systems to the collaborative management implementation of Zero Suicide in of suicide with persons. Healthcare improvements. External Factors • Government requirements on systems or other external governance on the collection • Community expectations, legitimisation and and use of data associated with services stigma-orientation regarding health care and practices will enable use of data for system responses to suicidal people. quality improvement. • Consumer and carer comfort regarding • Organisations have data systems that the privacy and ethics issues in the data are suitable, to a standard of privacy and systems being utilised for evidence based functionality and capable of collating and care and care transitions. reporting data required for service and • For the Australian context, Medicare practice improvement monitoring. items and subsidies that enable access • Personnel at the frontline and their to suicide related treatments, especially managers are willing and equipped with pharmacological, clinical and psychological skills to collect data routinely and reliably. services. • A workforce to adopt specialist suicide- • Government and organisational policies related clinical treatments is available or that are barriers to implementation of Zero can be developed. Suicide Healthcare, e.g. pricing structures for services under hospital agreements. • The workforce itself will be open to learning and developing new skills. • Related services such as emergency services, community mental health (NGOs) • Organisations are culturally open and and allied health professionals interact sufficiently responsive in their operating with the healthcare system in ways that are processes to make continual changes for consistent with Zero Suicide Healthcare. improvement to services and practices. • Healthcare workers beyond the • There is agreement among health organisation making the improvements clinicians and key stakeholders on the are broadly supportive of Zero Suicide evidence based and most suitable suicide Healthcare, especially in the way they screening and assessment tools to respond to suicidal people and their carers. enable consistency of approach across a healthcare system. • Healthcare systems capability to collect and transfer data through internet • Collaborative engagement with suicidal connections and technologies – for the persons and their carers is supported Australian context this especially applies in principle and practice by the funders in rural and remote locations. and operators of health service systems, especially through critical processes such • Performance measurement and monitoring as communication, case planning and being undertaken across multiple sites management, information provision and being subject to standards and processes sharing, decision making and resource set by a central review unit or similar. allocation, and in feedback mechanisms • Financial incentives and efficiency and service quality assurance. measures that cross or minimise quality in service delivery. EVALUATION FRAMEWORK | 9
Implementation Factors • Zero Suicide Healthcare is introduced to a healthcare system as a specific program for quality and performance improvement in suicide prevention. It is to be incorporated into routine or ‘business as usual’ operations following introduction. • Zero Suicide Healthcare is to complement and be integrated to existing quality improvement systems for the healthcare system. • Consumer and carer feedback and input to the improvement of a healthcare system for suicide prevention is an essential element of quality in service. • Legal reviews of aspects of the Zero Suicide Healthcare are undertaken to identify potential liabilities, impacts on existing risk profiles and mitigation strategies, relevance to existing health care legislation and case law. 10 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Preparedness #1 Outcome – Organisational Capability is Built Framework - Lead Intermediate Outcome: Intermediate Outcome: Intermediate Outcome: Intermediate Outcome: Commitment at all levels Data Driven Performance Healthcare system has a Satisfaction with to elimination of suicide Measurement is Adopted just culture of recovery, organisational leadership amongst persons receiving healing, learning and healthcare improvement when losing a person to suicide Change/Practice Adopted Change/Practice Adopted Change/Practice Adopted Change/Practice Adopted Healthcare workers are Performance measures Just culture and learning Health system leaders responsive to changes in aligned to the Zero Suicide processes are adopted when actively strive towards Zero their workplace systems Healthcare Framework are losing a person to suicide in Suicide Healthcare and and practices to eliminate in place. healthcare make decisions to enable suicide in healthcare. its implementation. Key Activities Key Activities Key Activities Key Activities Case for Change – benefits ZSH Performance Measures Overhaul of Root Cause Case for Change – business for healthcare workers are are identified – and targets Analysis procedures, case supporting this – are presented and accepted. for local context are set. including provisions for presented and adopted. immediate reviews of Professionalism Appeal – Data specifications are Accountability for critical incidents at a team linking healthcare ethics determined for monitoring performance of the level so recommendations and values to the improved performance of healthcare healthcare system across for immediate improvement outcomes for suicidal people services within ZSH various structures and can be made. and their carers. Framework. leadership positions is Training throughout the defined regarding suicide Report formats are prepared workforce on Just Culture prevention. for monitoring and trend – principles, practices and analysis. Leader work with various processes. service and functional Data reports are routinely Provision of ‘postvention’ units to set a pace for generated. supports for healthcare implementation and workers impacted by the adoption of ZSH. loss of a person to suicide. Implementation stages are planned. Communication related to ZSH implementation is delivered by CEO or equivalent. EVALUATION FRAMEWORK | 11
People Involved People Involved People Involved People Involved Frontline healthcare workers Chief Executive Officers or Chief Executive Officers or Chief Executive Officers or equivalent equivalent (critical) equivalent Unit Managers of healthcare workers, e.g. DONs Senior executive team Senior executive team Senior executive team. Support function managers, Risk managers and quality Unit Managers of healthcare Lived experience leadership e.g. human resources, legal, assurance specialists. workers, e.g. DONs Clinical and workforce finance, IT, communications, IT and Data Personnel Lead human resources leadership facilities (including data analysts) professional on Representatives of workers, organisational development Unit Managers of healthcare e.g. unions, professional (or equivalent) workers, e.g. DONs associations. Sydney Dekker (or equivalent inspirational coach) Knowledge Attitude & Knowledge Attitude & Knowledge Attitude & Knowledge Attitude & Skills Skills Skills Skills Healthcare workers Knowledge of the basis for Knowledge about just Leadership reinforces that believe that they can performance measures for culture principles and their evidence based treatments, achieve elimination of ZSHC. translation into healthcare clear clinical pathways suicide through continual operations and practices. and collaborative care Knowledge of related improvement. management for suicide external requirements on Skills in leading care is consistent with Knowledge of relevant performance measurement, organisational development standards of care for other system and practices in e.g. Health Safety and and culture change. health conditions. their role that will make Quality Standards. Skills to apply just culture, a difference towards Knowledge of what works Skills in specifying data e.g. analytical skills, elimination of suicide in for suicide prevention in requirements and definitions technical translation of health care. healthcare settings. against performance improvements, interpersonal Skills in safer suicide care measures. skills for shared learning, Skills in communicating the communication skills. benefits, the sustainability Knowledge of technology and the results of ZSH. required to fulfil data Cultural attributes are based requirements and reporting on learning and opportunity capabilities. instead of blame and retribution. Resources Resources Resources Resources Data on the case for change; ZSHC suite of standardised Just Culture Principles and Local data for the Case for examples of achievements performance measures. Theory. Change. with the changes (peer or IT Systems (operations Funding for training – skills Financial modelling for local like organisations); feedback support). development. situation - applied to local from lived experience. budget. Budget for data system Budgets for time-related Key positions are given refinements, e.g. integration, activities to implement Just Evidence surrounding work-time and ‘licence’ to linkages. Culture. suicide prevention in a participate in the changes hospital and health care being introduced. setting. Lived experience insights on service provision. Pathways and protocols are embedded in clinical care as routine practice. 12 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Preparedness #2 Outcome – Organisational Capability is Built Framework - Train Intermediate Outcome: Intermediate Outcome: Workforce is competent and confident to support people at Workforce is equipped to use quality review and continuous risk of suicide improvement processes Change/Practice Adopted Change/Practice Adopted All members of the workforce are assessed for their All members of the workforce understand how they can knowledge, skill and attitudes commensurate with the roles contribute to processes of continuous improvement of and responsibilities that they will perform in supporting services for suicidal persons and their carers. people at risk of suicide. Key Activities Key Activities Specifications on the level and nature of competency for all Guidelines for service provision to suicidal people and job roles their carers are integrated to existing quality improvement processes. Workforce survey to quantify current workforce status regarding competency levels and degrees of confidence and Liaison with Centre for Clinical Excellence and other comfort with regard to services for suicidal people and their agencies to set training for quality improvement managers carers. to incorporate suicide prevention. Health service staff are trained, in line with their roles and Just Culture training delivered widely to the workforce. responsibilities, and are competent and confident to work with suicidal persons and their carers. Workforce development plan that identifies areas of need for training and development. People Involved People Involved Senior Human Resources Management professional, with Healthcare service Quality Improvement Manager, or expertise in workforce learning and development. equivalent. Senior clinician, who can define the levels of clinical Frontline healthcare workers across the workforce, including knowledge, skill and attitudes (competency) required for peer workers. specific clinical services for suicide prevention. Unit Managers of healthcare workers, e.g. DONs Providers of training (internal and external), including trainers and persons with lived experience as facilitators of learning. Clinical mentors and coaches as appropriate. Frontline healthcare workers across the workforce, including peer workers. Unit Managers of healthcare workers, e.g. DONs Representatives of workers, e.g. unions, professional associations. EVALUATION FRAMEWORK | 13
Knowledge Attitude & Skills Knowledge Attitude & Skills Workforce planning knowledge Knowledge of the principles and techniques of quality and improvement – as applied to the healthcare system context Knowledge of the availability and relevance of workforce and services provided for suicidal persons and their carers – training programs commensurate with job roles and responsibilities. Skills in designing and administering assessments of Skills in the selection and/or design of quality improvement competency (knowledge skills and attitudes) across a education programs for the healthcare workforce. workforce with different roles and structures. Attitudinal acceptance across the organisation of the Skills in observing and analysing comfort and confidence relationship between Just Culture practices and quality levels about providing services to suicidal persons and their improvement for services provided for suicidal persons and carers. their carers. Resources Resources Budget for workforce planning activities and subsequent Just Culture theory and principles. training. Quality Improvement Program as utilised by the organisation. Budget for training development and delivery. 14 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Preparedness #3 Outcome – Organisational Capability is Built Framework - Improve Intermediate Outcome: Intermediate Outcome: Intermediate Outcome: Data is collected systematically to a Data reports are produced and Improvements to service delivery standard for ongoing monitoring of analysed routinely within quality review activities are made following quality healthcare operations with suicidal and improvement cycles reviews persons and their carers Change/Practice Adopted Change/Practice Adopted Change/Practice Adopted Continuous improvement systems have Data reporting is included in meetings, Decisions are taken and acted upon to data that allows monitoring of quality quality review processes and decision implement improvements arising from and performance. making on service and practice quality reviews. improvements. Key Activities Key Activities Key Activities Data specifications are determined for Data reports are compiled to meet Recommendations for service and monitoring quality and performance the needs of those involved in their practice improvements are prepared of healthcare services for suicidal analysis with presentation of data with reference to data results and persons and their carers. results relating to the measures reports. of service performance, variation Data is routinely collected, collated Appropriate decision-making and indicators and quality standards. and analysed, on an automated or governance processes within an procedural basis. Meeting agendas, information organisation are used to consider for reviews, management reports the recommendations and make Data custodianship and accountability incorporate the data reports. determinations. for data use is determined. Meeting minutes, notes and Implementation of decisions includes documentation records the consideration of the resources, budget, interpretation and implications of personnel and change management the data reports to feed into decision factors required to achieve successful processes. change. Accountability for the service and practice improvements being effectively implemented is assigned and progress is monitored. People Involved People Involved People Involved Chief Operating Officer (or equivalent) Chief Operating Officer (or equivalent) Chief Operating Officer (or equivalent) IT and Data Personnel (including data Quality Improvement Officer (or Risk manager and legal officers. analysts) equivalent) Quality Improvement Officer (or Frontline healthcare workers Unit Managers of healthcare workers, equivalent) e.g. DONs Unit Managers of healthcare workers, Unit Managers of healthcare workers, e.g. DONs Clinical specialists e.g. DONs Clinical specialists Frontline healthcare workers EVALUATION FRAMEWORK | 15
Knowledge Attitude and Skills Knowledge Attitude and Skills Knowledge Attitude and Skills Knowledge of data needs/skills in Knowledge of data analysis and Knowledge of the dynamics of burnout, specifying data requirements. performance measures for services compassion fatigue and vicarious and practices relating to suicide trauma as they can affect service Knowledge of technology required to prevention in healthcare. performance. fulfil data requirements and reporting capabilities. Skills in translation of data results into Skills in decision making and improvement techniques for services implementation of service Skills in data collection, standards and and practices. improvements in organisational data management. settings, depending on job roles and Attitude towards data-informed service Skills in data analysis and reporting. responsibilities. improvement. Attitudes generally towards positive improvements to services and practices. Resources Resources Resources IT Systems (operations support) IT Systems (operations support) Budget for service and practice improvements. Data ethics and standards relevant to Data reporting formats and healthcare provision configuration that relates to user Authorisation of personnel to make needs/specifications changes and to implement decisions. Budget for data system refinements, e.g. integration, linkages Distribution of data reports in a routine Knowledge of implementation way within organisational systems. practices by key personnel. 16 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Practice #1 Outcome – Person Safety and Suicide Related Clinical Improvements are Achieved Framework - Identify Intermediate Outcome: Intermediate Outcome: The suicidality of people is explored regardless of their Decisions on the level and nature of service and support are presenting health issues. informed by the formulation of a person’s suicide risk. Change/Practice Adopted Change/Practice Adopted Screening tools for suicidality are consistently utilised with Suicide risk formulation tools are utilised alongside clinical all persons in healthcare services. judgement with people at risk of suicide. Key Activities Key Activities Selection of screening tools for the health care services and Selection of suicide risk formulation tools e.g. SafeSide, or facilities – relevant to context. Screening Tool for Assessing Risk of Suicide (STARS); or Chronological Assessment of Suicide Events (CASE). Protocol on universal application of suicide screening tools across health care services and with people of all ages, Selection of imminent suicide risk tools, e.g. brief and crisis cultures and circumstances. interventions. Training in the administration of and interpretation of Selection of suicide safety planning tools, e.g. BeyondNow. screening tool data. Selection of tools to Prevent Access to Lethal Means. Integration of screening tools and data collection to existing Communication and engagement with personnel and care data systems and health care planning or case stakeholders including persons with lived experience of management. suicide and carers in co-design comprehensive assessment Guidelines and examples of how screening tool results are protocols. to be utilised in health care responses and referrals for Formalisation and budgetary allocations to support service suicidal persons. and support responses based on a person’s need – with associated decision making delegations and authorisations. Training in the administration, purpose and interpretation of comprehensive suicide risk formulation assessments, alongside clinical judgement. Training in related suicide safety planning, prevention of access to lethal means and crisis or brief interventions. Training in discussing results/formulation of risk/level of care with patient and carers to engage with a suicidal person around use of services. EVALUATION FRAMEWORK | 17
People Involved People Involved Front line health service personnel. Qualified health professionals, i.e. nurses, doctors, social workers, psychologists, allied health workers. Qualified health professionals, i.e. nurses, doctors, social workers, psychologists, allied health workers. Related health and social services, notably Alcohol and Other Drugs, Psychosocial Support Services. Related health and social services, notably Alcohol and Other Drugs, Psychosocial Support Services. Peer workers. Nursing Unit Managers, team leaders, clinical leads/ Families, carers, spiritual & support workers. directors. Nursing Unit Managers, team leaders, clinical leads/ Service improvement and quality assurance managers. directors. Service improvement and quality assurance managers. Senior managers and finance managers in a health care system. Health system funding managers. Knowledge Attitude & Skills Knowledge Attitude & Skills Knowledge of validated and reliable suicide screening tools Knowledge of the distinction between suicide risk to be used in different settings. formulation and suicide risk prediction including crisis or imminent risk assessment. Skills in the use of suicide screening tools in a way that engages with the person to obtain accurate data. Skills in the use of suicide risk formulation – comprehensive suicide assessment tools – in a way that collaboratively and Attitude towards the use of screening tools to maximise respectfully engages with the person and their carers. person benefit and improved care. Attitude towards service response decisions based on identified need. Resources Resources Licence fees for selected screening tools. Licence fees for selected assessment tools and related intervention and safety planning tools. Training for personnel in the administration, interpretation and use of screening data. Training for personnel in the administration, interpretation and use of assessment data and decision making on service IT Systems for integration of screening data. and support responses. Training for personnel is the use of related intervention and safety planning tools. IT Systems for integration of assessment tools and data collection and for integration of comprehensive assessments into service responses, care plans and case management. 18 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Practice #2 Outcome – Person Safety and Suicide Related Clinical Improvements are Achieved Framework - Engage Intermediate Outcome: Intermediate Outcome: Intermediate Outcome: A collaborative health care relationship Suicidal persons and their carers Suicidal persons and their carers is established between healthcare experience compassion, sensitivity, receive continuous contact and support workers, a suicidal person and their respect in their interactions with health while with health care services. carers. care services. Change/Practice Adopted Change/Practice Adopted Change/Practice Adopted Trust in the health care relationship Clinicians and other health workers hold Follow up contacts are made routinely is enabled through development of a beliefs and understandings of suicidal and at key points such as when Care Management Plan through open behaviour that underpin compassionate appointments are missed or a referral exchange of information, continuous health care. to another service is made. communication and participative decision making. Key Activities Key Activities Key Activities Adoption of tools such as the Frontline and professional health Operationalisation of routine and ‘key Collaborative Assessment and workers who are treating suicidal points’ follow up contacts with all Management of Suicide (CAMS) or persons and their carers are recruited suicidal persons including protocols similar as the basis for engagement with suitable attitudes and personal for responses to identified changes in and treatment planning with all attributes for the roles that they will needs and suicidal status. suicidal persons and their carers. perform. Creation of a service directory and Training for all key personnel, such as Frontline and professional health referral protocols to a range of care coordinators and clinicians in the workers are trained in values based ‘aftercare’ and support services for skills required to build collaborative engagement with suicidal persons suicidal persons and their carers, health care relationships. and their carers, e.g. Connecting With including lived experience and peer People. support programs. Preparation of the Care Management Plan includes education of person and Clinical supervision and wellbeing Integration of support service referrals carer on suicidality and its causes, and support programs monitor for staff and follow up contact activities to the the health care services that relate to showing signs of burnout, compassion care management plans and clinical treatment and recovery. fatigue and vicarious trauma to review processes for a person. intervene earlier and prevent impacts on services. People Involved People Involved People Involved Care coordinators/case managers. Care coordinators/case managers. Care coordinators/case managers. Clinicians, i.e. mental health nurses, Clinicians, i.e. mental health nurses, Clinicians, i.e. mental health nurses, psychologists, psychiatrists. psychologists, psychiatrists. psychologists, psychiatrists. Related health and social services, Related health and social services, Related health and social services, notably social workers, alcohol and notably social workers, alcohol and notably social workers, alcohol and other drugs workers, counsellors and other drugs workers, counsellors and other drugs workers, counsellors and psychosocial support coordinators. psychosocial support coordinators. psychosocial support coordinators. Nursing Unit Managers, team leaders, Nursing Unit Managers, team leaders, Nursing Unit Managers, team leaders, clinical leads/directors. clinical leads/directors. clinical leads/directors. EVALUATION FRAMEWORK | 19
Knowledge Attitude & Skills Knowledge Attitude & Skills Knowledge Attitude & Skills Knowledge of comprehensive Knowledge of the concepts of Knowledge of the personal and social psychosocial suicide risk assessment psychological pain as it relates to factors of a non-health nature that and management tools, such as suicide and suicidal behaviour. affect a person’s suicidality and Collaborative Assessment and recovery. Non-judgemental and empathic Management of Suicide (CAMS) attitudes towards a person Knowledge of support services outside or similar. experiencing suicidality and/or of the health care system. Attitudes that uphold participative attempting to take their lives. Skills in use of care planning with and partnership-based treatments Knowledge of the impacts of another’s persons and carers to promote support of suicidality, based on respect for a suicidality on carers/families. services. person’s ability to recover. Listening skills. Skills in the use of brief follow up Skills in the creation of collaborative contacts to ascertain changes in health care relationships through person need or suicidal status. personal rapport generation, communication and negotiation. Attitudes that embrace total person care beyond health care system boundaries and enable productive interaction with other services. Resources Resources Resources Licence fees for use of CAMS or Human resource management: Education and training for key equivalent. recruitment, retention and clinical personnel. supervision protocols. Education and training for key Service and system development to personnel. Education and training for key support operationalisation of follow up personnel. brief contacts. Education materials and programs for carers. Investments in creation and maintenance of support service Technology – integration of directories. comprehensive psychosocial assessments to care management systems. 20 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Practice #3 Outcome – Safety and Suicide Related Clinical Improvements are Achieved with Suicidal Persons Framework - Treat Intermediate Outcome: Intermediate Outcome: Intermediate Outcome: A person’s suicidality is reduced Access to lethal means is addressed Suicidal persons are equipped to through their treatment. directly and restriction confirmed with exercise suicide safety through suicidal persons. self-monitoring and the use of crisis supports. Change/Practice Adopted Change/Practice Adopted Change/Practice Adopted Interventions that specifically address Lethal means counselling is offered Suicide safety plans are formulated a person’s suicidality are adopted routinely, with due consent, and with all persons. in care and treatment plans as the integrated with suicide safety planning. primary course of action. People Involved People Involved People Involved Clinicians, i.e. mental health nurses, Clinicians, i.e. mental health nurses, Clinicians, i.e. mental health nurses, psychologists, psychiatrists. psychologists, psychiatrists. psychologists, psychiatrists. Nursing Unit Managers, team leaders, Nursing Unit Managers, team leaders, Nursing Unit Managers, team leaders, clinical leads/directors. clinical leads/directors. clinical leads/directors. Key Activities Key Activities Key Activities Psychotherapy; psychology; psychiatric Selection of counselling and consent Selection of suicide safety planning interventions that directly address techniques on lethal means restrictions techniques, e.g. Beyond Now – suicidality are utilised, e.g. – informed by expertise. informed by expertise. - CBT Training relevant staff in the use of Training relevant staff in the use of these interventions. these techniques. - SP Legal review of aspects of lethal Legal review of aspects of suicide - DBT means restrictions to address potential safety planning to address potential - Psychotherapy liabilities. liabilities. - Psychoeducation - Pharmacotherapy - Psychiatric care - ECT - Chemical dependency treatment (substance abuse) Clinical governance and oversight of treatments for suicidality is exercised by expertise in suicide. Intersections between primary health care (GPs), community mental health and health system mental health and psychiatry are formed through care plans for suicidal persons. EVALUATION FRAMEWORK | 21
Knowledge Attitude & Skills Knowledge Attitude & Skills Knowledge Attitude & Skills Clinical expertise and research Expert knowledge of techniques for Expert knowledge of techniques for evidence to inform the selection of requesting consent and use of lethal developing suicide safety plans with interventions in treatment plans. means restriction protocols. suicidal persons. Clinical and health care skills in Skills in the performance of lethal Skills in the development of suicide identification of interventions and mix means counselling. safety plans. of treatments for suicidal persons. Attitudinal acceptance of ethical Attitudinal acceptance of a suicidal Clinical workforce with skills to deliver dilemmas arising in discussions on person’s ability to self-monitor and treatments for suicidality. lethal means. address elevations in their suicidal state. Attitudinal acceptance of suicidology as a discrete body of knowledge Attitudinal acceptance that person’s with specialist clinical and health suicidal state may wax and wane and treatments. that these cycles may be manageable rather than resolvable. Resources Resources Resources Public health subsidies or provision Licence rights to counselling programs Licence rights to suicide safety of treatments, pharmaceutics and on lethal means. planning tools and techniques. programs to support treatment of Training for key personnel. Training for key personnel. suicidality. Data systems and technology supports Data systems and technology supports Licence rights for treatment programs. for the operationalisation and review of for the operationalisation and review of Workforce acquisition and professional lethal means restriction programs. suicide safety planning. development. Data systems and technology supports for the operationalisation and clinical review of treatment programs. 22 | ZERO SUICIDE HEALTHCARE
Outcome Chain Statement – Pathways Outcome – Suicidal Persons and Carers are Equipped for Recovery Framework - Transition Intermediate Outcome: Intermediate Outcome: Intermediate Outcome: Suicidal persons and their carers Suicidal persons and their carers Suicidal persons and their carers have perceive aftercare programs as useful experience smooth entry to aftercare increased hopefulness and confidence and relevant to their needs programs for recovery Change/Practice Adopted Change/Practice Adopted Change/Practice Adopted Aftercare programs are integrated with Care transitions for suicidal persons The provision of healthcare instils hospital-based health care for suicidal and their carers occur in a planned a recovery outlook within suicidal persons. way. persons and their carers. Key Activities Key Activities Key Activities Creation of service directories and Formulation of checklists, guides and Recovery objectives are developed for referral protocols to aftercare services, authorisations for discharge plans every suicidal person as part of the e.g. Beyondblue The Way Back Support relating to suicidal person. clinical care planning process. Service; Eclipse Suicide Survivor Training for key personnel in use of Training for key personnel in positive Support Groups, Life Clinic. templates for discharge planning communication and messages to Education and training for key relating to suicidal person. encourage a recovery outlook. personnel in the benefits of and Discharge plans for suicidal persons Use of peer workers and informal facilitation of suicide aftercare are finalised ahead of actual departure supports to enable recovery programs. from the hospital and specialist health orientation. Carers are routinely educated about care environment. the care, safety management and support that is available for them during healthcare periods and prior to transitions out of healthcare. Systematic referrals for aftercare programs occur for every suicidal person. People Involved People Involved People Involved Care coordinators/case managers. Care coordinators/case managers. Care coordinators/case managers. Clinicians, i.e. mental health nurses, Clinicians, i.e. mental health nurses, Clinicians, i.e. mental health nurses, psychologists, psychiatrists. psychologists, psychiatrists. psychologists, psychiatrists. Related health and social services, Related health and social services, Related health and social services, notably social workers, alcohol and notably social workers, alcohol and notably social workers, alcohol and other drugs workers, counsellors and other drugs workers, counsellors and other drugs workers, counsellors and psychosocial support coordinators. psychosocial support coordinators. psychosocial support coordinators. Nursing Unit Managers, team leaders, Nursing Unit Managers, team leaders, Peer workers, carers, informal and clinical leads/directors. clinical leads/directors. volunteer support people EVALUATION FRAMEWORK | 23
Knowledge Attitude & Skills Knowledge Attitude & Skills Knowledge Attitude & Skills Knowledge of available aftercare Knowledge of discharge planning Knowledge of principles and practice programs and their type, purpose and techniques and use of templates. of recovery in suicide prevention application for suitable participants. Skills in engagement with persons and Skills in engagement with persons and Knowledge of referral processes carers on discharge actions. carers on a recovery orientation including information and assessment Attitudinal acceptance of Skills in motivation and problem provision to facilitate entry to aftercare responsibilities within hospital and solving through incidental contact programs. specialised health care services to with others Skills in collaboratively developing complete discharge planning properly Attitudinal embrace of positive and plans for aftercare programs with prior to person release. constructive provision of supports for persons and carers. those recovering from suicidal crisis Skills in negotiating placements and Attitudinal acceptance of the potential referral pathways for persons to enter for recovery from suicidal crisis aftercare programs. Attitudinal acceptance of concepts of total person care that includes attention to the post-specialist service care arrangements. Resources Resources Resources Training for key personnel. Training for key personnel. Education and professional development for key personnel Education and information resources Operationalisation of discharge plans for suicidal persons and carers. for suicidal persons through IT and Education and information resources systems technologies. for suicidal persons and carers. 24 | ZERO SUICIDE HEALTHCARE
5. Data Measures The Evaluation Framework for Zero Suicide Healthcare outlines the outcome chains across the framework for adoption of a comprehensive approach to suicide prevention in healthcare systems. These outcomes relate to practice changes, processes and workforce development. Data measures as outlined below will support data collection within the Evaluation Framework across these levels of operation and results monitoring. These data measures will also feed quality review and continuous improvement processes. The Data Toolkit available online through the US Zero Suicide Institute contains some data measures – the Evaluation Framework extends these. Those data measures that are from the Data Toolkit are shown in green highlight. Processes marked with ** are listed on the US data elements worksheet found here: http://zerosuicide.edc.org/sites/default/files/ZS%20Data%20Elements%20Worksheet.TS_.pdf Lead Outcomes Practice and Change Processes % Healthcare workforce holding Feedback from healthcare workers % Healthcare workforce is familiar commitment to elimination of suicide shows support for changes to eliminate with the Case for Change suicides Extent to which healthcare Data for performance measurement performance measures align to Zero Corporate and individual performance is collected and reported on. Suicide Healthcare reviews apply measures from Zero Workforce training in Just Culture Suicide Healthcare Culture review confirms existence of is completed. values of recovery, healing, learning Corporate policy and procedure align Executives/leaders performance and improvement to principles and practice of Just and agreements contain measures on Learning Culture Organisational wide feedback shows suicide prevention. satisfaction with leadership Implementation decisions on Zero Suicide Healthcare are made in a timely manner Train Outcomes Practice and Change Processes Measured levels of knowledge, Extent to which healthcare workforce Workforce competency reviews skill and confidence of healthcare meets standards of knowledge, skill completed workforce in providing support to and attitudes on working with people Workforce training completed people at risk of suicide at risk of suicide Guidelines and practice notes on Extent to which healthcare workforce Extent to which healthcare workforce continuous improvement for service is utilising quality and continuous applies continuous improvement provision to suicidal persons and their improvement processes across practices in routine service delivery carers are adopted. discrete operational units EVALUATION FRAMEWORK | 25
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