Ethics of Stem Cell and Cloning Research
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Ethics of Stem Cell and Cloning Research Julian Savulescu Uehiro Chair in Practical Ethics University of Oxford Director, Oxford Uehiro Centre for Practical Ethics Abstract This paper will examine the range of ethical arguments for and against stem cell and cloning research. It will focus on of these: (1) that the moral status of the embryo makes destructive embryo research immoral; (2) that embryonic stem cell research is not necessary because adult stem cell research is sufficient; (3) that embryonic stem cell and cloning research are beneficial to humanity; (4) that cloning research is wrong because it will lead to the cloning of human beings. I will also consider the economic impact of such research and implications for the moral fabric and cohesiveness of society. Definitions and Background Human Embryonic Stem Cells The human body is made up of billions of cells, the building blocks of the body. They are organised according to their type into tissues and organs. Examples are heart, brain and liver cells. Cells usually only have one function and most cannot regenerate when they die or are injured. They are replaced by scar tissue. For that reason, the heart or brain functions less well after a heart attack or stroke. The dead or damaged area is replaced by scar tissue. Stem cells are immature cells that have the ability to mature into different mature cell types, heart, brain, liver etc. Totipotent stem cells are cells with the potential to form a complete human being if placed in a uterus. They are early embryos. Pluripotent stem cells are very immature stem cells with the potential to develop into any of the mature cell types in the adult (liver, lung, skin, blood, etc), but cannot by themselves form a complete human being if placed in a uterus. In 1998, human embryonic stem (ES) cell lines were established for the first time.1 Embryonic stem cells are cells obtained from the inner cell mass of the blastocyst or preimplantation embryo. At this stage, the embryo is a microscopic ball of around 100-200 cells, and is only a few days old and one tenth the size of a pinhead. ES cells are pluripotent. Embryonic stem cells have been directed to mature into blood vessels, heart and skeletal tissue, blood precursors and nerve cells.2 ES cell technology has been described as the most significant development since recombinant DNA.4 Cloning On February 24, 1997, Scottish scientists announced that they had cloned Dolly the sheep using nuclear transfer. This involves taking the nucleus with the DNA code of a mature cell and transferring it to an egg which has had its nucleus removed to create a totipotent stem cell –or 1 Thomson JA, Itskovitz-Eldor J, Shapiro SS et al. Embryonic stem cell lines derived from human blastocysts. Science 1998; 282: 1145-7. 2 Weiss MJ, Orkin SH. In vitro differentiation of murine embryonic stem cells: new approaches to old problems. J Clin Investig 1996; 97: 591-5. 1
early embryo - capable of producing a clone or genetic copy of the entire individual from which it was derived. 3 4 Cloning has been possible for more than 10 years by another method: embryo splitting. Splitting is the division of a embryo into two equal and identical parts, and the development of each into a separate but genetically identical or near-identical individual. This occurs in nature as identical twins. Breakthroughs in Cloning Research On May 19, Woo Suk Hwang and colleagues reported successfully cloning 31 human embryos and produced 11 embryonic stem cell lines from these. This was the most important scientific event since Ian Wilmut cloned a sheep, Dolly, in 1997. The team in South Korea last year cloned embryos from a woman using her own eggs of which 20 embryos were of good enough quality to extract stem cells5. However, there were scientific questions about whether this was true cloning. A few months later, in August 2004, the Human Fertilisation and Embryology Authority (HFEA) granted the first licence for cloning human embryos for research in the UK6. On May 19, Alison Murdoch and her colleagues in Newcastle announced that cloning had for the first time successfully produced a human embryo in the UK. Many people, however, have expressed their disapproval of cloning for research and therapeutic purposes. Senator Sam Brownback, who takes a leading role in the anti-cloning movement in the US, said the research by scientists from Seoul National University "underscores the need for complete national and international bans on all human cloning," because "human cloning is wrong"7. Monsignor Elio Sgrecia, vice president of the Vatican's Pontifical Academy for Life, said, "You can't kill human life in the hopes of finding medicines to save other lives. This is not a victory for humanity but a crime twice over"8. Leon Kass, President of the US President’s Council on Bioethics, stated that “allowing cloned embryos to be produced for biomedical research and/or stem cell extraction is morally highly problematic. It crosses several important moral boundaries, accelerating our slide down a slippery slope (or, more accurately, jumping us off an ethical cliff) into a dehumanizing world of genetic control of offspring and the routine use of nascent human life as a mere natural resource”9. At present, cloning embryos for research and therapy is only allowed in the UK, Belgium, Singapore, China, Cuba and the United States (where it is not eligible for Federal funding). In Europe, cloning for non-reproductive purposes is prohibited by law or by measures having the force of law in 21 nations10. The United Nations is currently considering a proposal by Costa 3 Campbell KH, McWhir J, Ritchie WA, Wilmut I. Sheep cloned by nuclear transfer from a cultured cell line. Nature 1994; 380: 64-6. 4 Wilmut I, Schnieke AE, McWhir J et al. Viable offspring derived from fetal and adult mammalian cells. Nature 1997; 385: 810-13. 5 W.S. Hwang et al. Evidence of a pluripotent human embryonic stem cell line derived from a cloned blastocyst. Science 2004; 303: 1669-74. 6 HFEA Press Release Archive. HFEA grants the first therapeutic cloning licence for research. HFEA, Aug 11, 2004. 7 J.H. Price. Brownback pushes his anti-cloning bill. The Washington Times, Feb 16, 2004. 8 Anonymous. Vatican slams human embryo cloning. CNN.Com, Feb 13, 2003. 9 L. Kass. Drawing the line between ethical regenerative medicine research and immoral human reproductive cloning. Testimony for the United States Senate Committee on the Judiciary. March 19, 2003. At: http://judiciary.senate.gov/hearing.cfm?id=622. 10 Center for Genetics and Society. National Policies Governing New Technologies of Human Genetic Modification. A Preliminary Survey. At: http://www.genetics-and-society.org/policies/survey.html (accessed February 2004). 2
Rica for an international convention on the prohibition of all forms of human cloning, which is supported by the US and 64 other nations11. Other countries, however, support cloning for research and therapy. Belgium proposed another convention to the UN, which would ban reproductive cloning as a matter of international policy, but would leave research cloning as a matter of domestic policy. This proposal was supported by fourteen countries12 and by a statement endorsed by academies of science of 66 countries13. Ian Wilmutcaused controversy with his statement that “cloning promises such great benefits that it would be immoral not to do it”14. The Significance of Cloning and Embryonic Stem Cell Research This the recent research involving cloning of human embryos is of enormous significance for humanity. Indeed, California has devoted $US 3billion to this research. Hwang took mature cells from patients with genetic disease, spinal cord injury and diabetes, cloned them and produced 11 embryonic stem cell lines. These embryonic stem cells from patients with diseases have enormous significance for 2 reasons. 1. Self-Transplantation The first reason that this research is important is because it is a leap towards self- transplantation. Hwang has shown that one day we may be able to take a skin cell from a patient with leukaemia, clone it, derive embryonic stem cells, produce blood stem cells from these and transfer these back as a transplant after chemotherapy. Because the cells would come from the patient, as in Hwang’s experiment, there would be no need for drugs to prevent rejection, which can be lethal. And we could produce tissue to repair damaged organs like the heart and brain with no capacity for regeneration, providing radical new treatments for stroke and heart attack, parkinson’s disease and many others. This is regenerative medicine. It is the holy grail of medicine. Rideout and colleagues recently reported the cure of a genetic disease using therapeutic cloning.15 They created a mouse with the disease Severe Combined Immunodeficiency (like that which causes the boy in the bubble). They took cells from the tail, subjected these to the cloning process, produced embryonic stem cells and the gene was introduced to correct the genetic defect. These were introduced back into the mouse, curing the disease. Ian Wilmut wants to progress with what he describes as “the most radical use of human cloning technology”, namely to prevent inherited disease by creating a child through CLONING16. At the moment, people with genetic diseases try to avoid passing them on by embryo selection, combining IVF and preimplantation genetic diagnosis (PGD). But if none of the embryos is suitable the couple face another round of invasive treatment to create more embryos. Wilmut thinks cloning could offer a possible solution for this problem. First, an embryo is created through IVF. You take an embryonic cell from it and correct the diseased gene with genetic engineering. The next step is to take the nucleus from one of the corrected embryonic cells and transfer it into 11 Ad Hoc Committee on an International Convention against the Reproductive Cloning of Human Beings. At: http://www.un.org/law/cloning/ (last update: Dec 15,2003). 12 International Society for Stem Cell Research. Science academies ask for ban on human cloning. At: http://www.isscr.org/scientists/iapstatement.htm. 13 Center for Genetics and Society. Human Cloning, the United Nations, and Beyond. Http://www.genetics- and-society.org/policies/international/2003unreport.html. (Accessed June 2004). 14 I. Wilmut. The moral imperative for human cloning. New Scientist 2004; 181: 16. 15 Rideout WM 3rd, Hochedlinger K, Kyba M, Daley GQ, Jaenisch R. Correction of a genetic defect by nuclear transplantation and combined cell and gene therapy. Cell 2002 Apr 5;109(1):17-27 16 Wilmut, op.cit., note 12. 3
an egg. The resulting embryo would be an identical twin of the original embryo, but with the diseased gene corrected in every one of its cells. This embryo could then be implanted in a mother’s womb to develop into a baby. This form would not raise same issues of the creation of a child cloned from an existing person. Therapeutic cloning is important for several reasons: 1. There is a shortage of tissue for transplantation. As few as 5% of the organs needed ever becoming available, with the discrepancy between the number of potential recipients and donor organs increasing by approximately 10-15% each year in the US.17 2. There are problems with compatibility of transplanted tissue requiring immunosuppressive therapy with serious side effects. Cloned tissue would be compatible without the infectious risks of xenotransplants. 3. The role of transplantation could be expanded to include common diseases like heart attack and stroke. After a stroke, the dead part of the brain is replaced by scar tissue. It may be possible in the future to use therapeutic cloning to give stroke victims new brain tissue. 2. Cellular Models of Human Disease The second reason that this research is important is because it opens up a whole new avenue of medical research. It could be used to study in a radically new way any disease in a culture dish. Cloning of a single skin cell could be used to produce inexhaustible amounts of cells and tissue from a patient with a given disease, for example diabetes or cancer. This tissue could be experimented upon to understand why disease occurs. It could be used to understand the genetic contribution to disease and to test vast arrays of new drugs which could not be tested in human people. It would also reduce the need for human and animal experimentation because human cells and tissues, not people or animals, could be used to test new drugs. Consider an example. A skin cell could be taken from a patient with cancer, cloned, stem cells produced and directed to mature into the tissue afflicted with cancer. This cancer tissue could be studied and potential new chemotherapies tested on this tissue, for safety and efficacy, before being used in human beings. This research would enable research that cannot be done in patients themselves or where there are too few patients to work with in case of rare genetic diseases18. At present, it is often impossible to safely take samples of affected cells from patients, especially those with genetic diseases that affect the brain or the heart. Ian Wilmut and his team want to clone embryonic stem cells from people suffering from amyotropic lateral sclerosis (ALS), a currently incurable neurodegenerative condition. It is impossible to remove motor neurons from patients for study. Using cloning to create cultures of motor neurons from these patients would make it possible to investigate the cause of the disease and to test new therapies19. Moreover, symptoms mostly develop after the disease has been progressing for some time, which makes the study of the cause of the disease more difficult. Cloning would facilitate this research by making it possible to monitor the progress of the disease as it develops inside the cells20. Other areas where cloning would be very useful is the study of genetic variation and its interaction with environmental factors and the study of interactions between genes and drugs21; the study of early human development and the underlying mechanisms regulating cell growth and 17 Cooper DKC. Xenotransplantation – state of the art. Frontiers of Bioscience 1996; 1: 248-65. 18 R. Lovell-Badge. The future for stem cell research. Nature 2001;414: 88-91. 19 Wilmut, op. cit., note 12. 20 Ibid. 21 D. Solter et al. Embryo Research in Pluralistic Europe. Berlin Heidelberg: Springer-Verlag, 2003: 105. 4
differentiation; better knowledge of cell-division processes and differentiation is the manipulation and reprogramming of cells within patients22; investigate how pathogens interact with specific cell types, which would help to understand how to use viruses as a vehicle for reintroducing healthy genes to a damaged body23. These two applications – self-transplantation and the development of cellular models of diseases – which are sometimes called “therapeutic cloning” mean that cloning may be viewed as a scientific accomplishment on par with splitting the atom. But it will be vastly more beneficial to humanity. It may surpass the discovery of Xrays and penicillin. Acts and Omissions James Rachels argues that we are moral responsible not merely for the foreseeable consequences of our actions, but also for the foreseeable consequences of our omissions. He gives the following example. Smith sneaks into the bathroom of his six-year-old cousin and drowns him, arranging things so that it will look like an accident. The reason Smith does this is that the death of his cousin results in his coming into a large inheritance. Jones stands to gain a similar large inheritance from the death of his six-year-old cousin. Like Smith, Jones sneaks into the bathroom with the intention of drowning his cousin. The cousin, however, accidentally slips and knocks his head and drowns in the bath. Jones could easily have saved his cousin, but far from trying to save him, he stands ready to push the child's head back under. However this does not prove necessary. To fail (omit) to do beneficial research is as wrong as doing harmful research. To fail to release a drug which will save 100,000 lives is morally equivalent to killing 100,000 people. To fail to develop a drug which will save 100,000 lives is morally equivalent is morally equivalent to failing to release it. We may not be able to point to those people whose lives would have been saved but their lives are no less valuable because they are in the future or they are anonymous. Cloning research could result in treatments for common diseases like heart disease, stroke and cancer. It has a considerable potential to save hundreds of thousands if not millions of lives. Through a failure of moral imagination we may continue to hold back cloning research and be responsible for the deaths of many people who perished while we delayed the development of treatments. This research is of enormous potential benefit to humanity. This provides a strong prima facie case in favour not just of allowing it, but positively supporting it through permissive legislation and generous public funding. The laws which prevent such life-saving research may be, in a moral sense, lethal. There are, however, serious ethical objections. Objections to Cloning Research Objection 1. Killing human beings Below a picture of a man up his two healthy smiling babies, the story runs, “John Borden clutched his nine-month-old sons, Mark and Luke, in front of a House of Representatives sub-committee as his wife, Lucinda, showed a picture of the embryos from donor parents that had developed into the boys. ‘Which one of my children would you kill?’ Mr Borden, of Fontana, California, said.”24 22 Ibid. 23 Ibid . 24 Embryo debate heats up. Los Angeles Times reprinted in the West Australian 19/7/01, International News Section page. 5
Why has ES cell research, even from embryos that are going to be destroyed, engendered such hostility? “The key issue … is whether it is ethical to dismember and destroy one human being in the hope of making another one healthy.”25 “There is no need to kill some people to cure others.”26 “[E]very ethical and medical code warns against the immorality of taking one life to benefit another”.27 The central objection to all ES cell research is that it represents the destruction of human life. The Moral Status of the Embryo According to different moral views, the embryo or fetus has a significant moral status or a right to life at different times. 1. Conception 2. Day 14 3. 6 weeks (Judaism) 4. Quickening (around 18 weeks) 5. When consciousness begins (around 24 weeks) 6. Viability (currently around 22 weeks) 7. Birth 8. Sometime in the first year after birth 9. Consider three of the most influential views. 1. The Conception View According to this view, from the point of conception a person exists with a full right to life. This is the present view of Catholic Church. It has been extended to include a totipotent stem cell produced by cloning. Because the embryo is destroyed very early on in its development for stem cells, it is only this view of moral status of all the possible views which grounds an opposition to destructive embryo research. On all other views, therapeutic cloning would be permissible. There are a number of problems with this view. It implies that abortion is like the murder of an innocent person. Nearly 100,000 abortions are performed every year in a country like Australia, over 95% of which are for non-medical reasons. According to this view, this is like mass murder on a scale similar to the seen in Nazi Germany. While many people are uneasy about abortion, they do not believe it is like murder. It implies that the destruction of a frozen embryo is like killing a person. Such destruction is requested regularly by couples and required by law in some countries such as the UK and Australia after five or ten years. If the embryo were a person, these laws would amount to state ordered executions of innocent people. This view also implies that the use of intrauterine devices and the “morning after” pill (which destroy early embryos) involve murder. Yet these devices are easily obtainable at pharmacies. The view that the embryo is a person is wildly inconsistent with values implicit in most developed societies. 25 Cook M. Cell ethics down the river for a song, Op. Cit. 26 Letter, Herald Sun 4/12/01, 17 27 O’Hear, Op. Cit. 6
2. The 14 Day View Some philosophers have claimed that when the fertilised egg divides, there is nothing that continues to exist.28 It is like an amoeba dividing. When an amoeba divides, it ceases to exist and is replaced by two qualitatively identical amoebae. Similarly, when each of the daughter cells divides, it ceases to exist and is replaced by its own two qualitatively identical daughter cells. Again, there is nothing – no individual – that persists through these divisions. Only when the cells begin to be differentiated and to engage in co-ordinated activity do they together constitute an individual human being rather than human tissue.15 Jeff McMahan draws the following analogy. “Consider … an island on which there are people. Suppose these people are entirely unrelated: each came to the island independently of the others, each lives a solitary life with no communication or cooperation with the others, and each is even unaware of the existence of most of the others. These individuals do not together constitute an individual of any substantial sort. If, by contrast, various relations obtain among them – if, for example, they are related genealogically, speak the same language, accept the same moral and religious beliefs, follow the same customs, cooperate together in complex ways, and so on – then it is plausible to suppose that they together constitute a distinct individual: a nation, for example.” 15 To give another analogy. Imagine that we consider each person to be a magnificent statue, a work of art. The statue begins as a lump of clay. But the clay is not the statue. It is necessary to make the statue but it is different to the statue. To destroy a lump of clay is not to destroy a statue. It is not even to destroy a statue in its earliest stage of development. The early embryo is the lump of clay that may one day become a person. 3. The Consciousness View The view that it is morally permissible to experiment on embryos up until 14 days after conception is accepted in the United Kingdom and some states of Australia. There are a number of objections to this view. The problem with the 14 day view is that it identifies us, what is fundamentally us, with facts about our body or physical organism. Yet for many people, we are more than physical entities – we are minds, or conscious minds to be more precise. Thus, there is an emerging view that permanent unconsciousness is a state as bad as being dead. In the case of Tony Bland, the young man rendered permanently unconscious by the Hillsborough football disaster, withdrawal of artificial feeding and hydration was justified on the grounds that Bland had no interest in remaining alive.29 To put it another way, Tony Bland’s mind was dead while his body lived. Another example which supports the view that we are conscious minds is that of conjoined twins. No one doubts that these are two separate individuals with one body. They are not one person split in two, but two persons joined. 15 A more extreme case is the hypothetical case of brain transplantation.15 Imagine that you have an identical twin, A. You have disseminated cancer and will die in one week. However, your brain is intact. A suffers a massive stroke and is brain dead. Brain transplantation has been developed. Surgeons offer to transplant your brain into A’s cranium. You accept. Most of us would consider that it is you who survives in A’s body. Thus we cannot be identical with our body or organism. What is a human being and when does its life begin? We can answer this question by asking when does the life of human being end? Death is defined, at least in the West, as when the brain dies. The rest of the cells and organs of the body may continue to live for some time after the brain dies. But the person is dead. That’s why we can take living organs from brain dead people. 28 McMahan J. Cloning, killing and identity. J Med Ethics 1999; 25: 77-86. 29 Airedale NHS Trust v Bland [1993] 1 All ER 821 7
The person is different to the cells or organs which make up his or her body. If we die when our brain dies, then we begin to live when our brain begins to function. Embryos have no functional brain. If we can take organs and tissues from brain dead humans, we can take cells from a bunch of human cells that has no functioning brain (provided we get the consent from the human beings from whom those cells were derived). If we are fundamentally conscious minds, we do not begin to exist at least until the structures are present which could support consciousness. The Royal College of Obstetricians and Gynaecologist’s Working Party produced a report on Fetal Awareness in 1997. It concluded that the structural development for ability to be conscious of pain is not present in the fetus before 26 weeks. Thus, the fetus does not achieve a moral status before 26 weeks. Which view of moral status should we accept? We need not settle this issue to decide whether therapeutic cloning and destructive embryo research are permissible. We need only decide if the Conception View is incorrect. If the Conception View is incorrect, then therapeutic cloning is permissible whichever alternative is accepted. I have argued that there are serious problems with the Conception View and much more plausible alternatives. While I have appealed to analogies with brain death, this argument is not dependent on a conception of moral status related to brain functioning. Regardless of which criteria are accepted as the basis of moral status, the logical point that embryo is not same thing as the person who develops from it still applies. It is the lump of clay not the statue. Here is the same point put slightly differently. Many people do not accept a brain death definition of death. Imagine that we adopt a cardiorespiratory definition of death. We define death as when the circulation and breathing irreversibly cease to function. This locates death in the cessation of certain vital organ function (the heart and lungs). However, individual cells in the body continue to function for some time after organs cease to function. Likewise, cells begin to function in the early human being well before organs start to function or even begin forming. If we die when vital organs cease to function (but cells continue to live), we begin to live when vital organs start to function or form. No recognisable tissues and certainly no organs have formed at the stage at which embryonic stem cells would be taken from the embryo. It is like taking cells from a dead person. Potentiality Another objection to using cloned cells and embryos is that they are potential persons. And it is wrong to kill a potential person. It is subject to a well known objection: potential X’s do not have the same rights as X’s. For example, potential doctors (medical students) do not have the same rights as doctors. Cloning, however, raises new problems with appeal to potentiality. Cloning shows us that nearly cells in our body have the all somatic cells like skin cells have the potential to give rise to human beings. But we do not hesitate to kill or excise skin cells, even if they have this potential. They are not like complete human beings. A skin cell in a laboratory awaiting nuclear transfer is not morally different to a fertilised egg in the laboratory which requires microsurgical transfer to the uterus if it is to produce a baby. Both cells could produce a person, but both need human intervention to realise this potential. Hence, we are entitled to treat totipotent stem cells as we treat skin cells. We used to think that embryos are unique because they have a chance of developing into a baby. (That chance is low: only about one in five embryos will successfully make it). But with the advent of the cloning technology that produced Dolly the sheep, we now know that every cell in our body has a chance of producing a baby. Every cell – every skin, heart, lung, liver cell – has the complete genetic code or blueprint (just like an embryo) to produce a human being. Here is an analogy. Imagine that the instructions for creating a complete human being from a fertilised egg are like a giant map which tells you in great detail how to get from your home in Tokyo to a hotel in New York. Imagine now that the map is folded so that you can only see how to get from your home to Narita airport. That is like the instructions present in a skin cell to make 8
a skin cell. But the instructions are present in that cell to produce a whole human being, just as the whole map can be unfolded and the complete route can be seen. There is thus no moral difference between a fertilised egg sitting in laboratory and a skin cell. Both could produce a baby if very advanced technology were applied to them. They both contain the map for a human being. Since it is clearly acceptable to experiment on skin cells, liver cells or muscle cells, researchers should be able to experiment on embryos. It is true that we must protect the lives of humans. While our cells may be human, those cells (including embryos) are not humans. A new argument about the special moral status of the embryo It is misleading to think that there are only 2 alternatives: either create certain embryos for research or for the purpose of reproduction. This overlooks the fact that when the creation of embryos for research purposes becomes an issue, creation for reproduction is usually not a realistic alternative. The alternative to research is to not reproduce at all. The young women taking part in Hwang’s experiment were not trying to conceive at the time and the eggs used would not have gone to produce a child if they had not taken part in the research. This research did not prevent any human beings coming into existence who would otherwise have come into existence. So, the relevant question is whether, when implantation is excluded, we can act wrongly towards an embryo by creating it and using it as mere biological material rather than not create it all. This would presumably be wrong if it were wrong to create embryos with very short truncated lives. But then it would also be wrong to engage in reproduction because four out of five embryos die early in life during attempts at natural reproduction. Embryos may have a special moral status when they are a part of project to have a child. That is why it would be wrong to destroy the embryos of a couple trying to have a child with IVF. But when a couple’s family is complete or they do not want children, embryos have a different lower moral status. That is why society allows and in some cases requires the destruction of embryos when an infertile couple have completed their family using IVF, instead of requiring them to donate or adopt out those excess or spare embryos. Just as there are spare embryos not required for reproduction, so too there are “spare eggs” which are surplus to reproductive needs. Hwang’s experiment used spare eggs and did not interfere with the reproductive intentions of any couple. Women are born with millions of eggs and hundreds of thousands of eggs perish during their reproductive life as they will only have a limited number of, usually 1-3, children. Women have a right to control their reproduction. These eggs would never have produced a baby. Instead of perishing for no reason, they were used to produce highly valuable stem cells. Chimeras Another potential solution to the issue of destructive embryo research in cloning is suggested by recent research by Chinese scientists. We could remove nucleus from a rabbit egg. DNA of a human skin cell introduced could be introduced in a nuclear transfer procedure (cloning). This chimera of a rabbit egg and human DNA would never develop into a living being – it stops development early in embryonic development at the stage when tissues are formed. However, human embryonic stem cells can be extracted from this construct and experimented upon to form cellular models of human disease. Since the entity produced would never continue development, no embryo would have been formed. This cloning research would not destroy a human embryo. Objection 2. Cloning is unnecessary Republican Senator Brownback, who introduced the Human Cloning Prohibition Act of 2003 (S. 245) in the US, stated that "human cloning is immoral and completely unnecessary. Recent 9
advances in adult and non-embryonic stem cell research are showing that real results are being achieved without reliance on controversial human cloning technology”30. However, recent studies indicate that adult stem cells will not replace embryonic stem cells because they are distinct types of cells, each with advantages and disadvantages and each useful for particular purposes. Those who are against the creation of embryos solely for their stem cells argued that we could make optimal use of spare IVF embryos, leftover after fertility treatment. However, there is a limited availability of good quality spare embryos. Moreover, researchers do not have control over the genetic make-up of the cells in these embryos, which presents rejection problems if they don’t genetically match the patient in need of a transplant31. They wouldn’t have the same advantages as cloned cells for studying the causes of genetic diseases and pharmaceuticals. Scientists need to create new cells that actually contain genetic diseases in order to study how these diseases affect the growth and development of other cells and tissue. Moreover, stem cells from spare embryos would not be sufficiently racially or ethnically diverse. Adult stem cells cannot be used to produce cellular models of human disease. Objection 3. Slippery Slope to Reproductive Cloning The second objection is that this research brings us “one step closer” to reproductive cloning – cloning to produce live born babies. In his statement “Farming humans for fun” Richard Doerflinger said that “human cloning’s slippery slope toward complete dehumanization of human beings will not stop until the U.S. Senate passes Senator Brownback’s complete ban on human cloning”32 “Cloning leads to designer children, organ farms and a growing disregard for the sanctity of life”, according to Richard Armey, the House of Representatives Majority leader who wants to outlaw cloning in both public and private sectors33. Leon Kass, chairman of the President's Council on Bioethics, called for federal legislation to stop human cloning for any purpose. He stated that "the age of human cloning has apparently arrived: today, cloned blastocysts for research, tomorrow cloned blastocysts for babymaking"34. Reproductive cloning is unlikely to be safe based on observation of cloned animals (mostly mice and cows) have hundreds of genes are abnormally expressed, in particular genes important for fetal development (so called imprinted genes). This results in abnormalities during development (95% or more of cloned embryos abort), at birth ("large offspring syndrome") or later in life (even seemingly normal mice often develop obesity, die prematurely, develop tumors compared with controls). Interestingly, cloning to produce stem cells should be safe because the genes that cause the cloned embryos to be abnormal are not important for the derivation of ES cells (there is no fetal development). In addition, the isolation of ES cells is a selection process where "normal" cells will grow out into an ES cell line whereas "abnormal" (not fully reprogrammed cells) will be selected against. Inevitable slide or a set of steps? Opponents to cloning for research and therapy refer to two different slopes. On the one hand there is the slope of principle or value. The reasoning is then that the ‘acceptance of therapeutic cloning will inevitably lead to the acceptance of reproductive cloning because there is no 30 Brownback, Weldon & member of European Parliament discuss ban on human cloning. June 25, 2003. At: http://brownback.senate.gov/record.cfm?id=205465. 31 Wilmut, op. cit., note 12. 32 R.M. Doerflinger. Farming Humans for Fun and Profit. Life Issues Forum, Jan 20, 2004. At: http://www.usccb.org/prolife/publicat/lifeissues/012004.htm. 33 M. Wadman. US Sees flurry of bills in bids to legislate. Nature 1998; 391: 523. 34 G. Kolata, D. Grady. Human embryos cloned in S. Korea. Star-Telegram, Feb 12, 2004. At: http://www.dfw.com/mld/dfw/7936289.htm?1c. 10
conceptual distinction between these types of cloning that is sharp enough to justify the latter without at the same time justifying reproductive cloning. People who use this kind of slope argument are of the opinion that there is no real difference between reproductive cloning and cloning for research and therapy. They argue that in both cases a human embryo is created through cloning. In the one case the embryo is allowed to develop into a baby, in the other case, it is killed to extract its stem cells. A second type of slope argument is of a technical nature. The idea is that cloning for research and therapy will solve many technical problems with respect to reproductive cloning, which will then result in no time in the first cloned human baby. The National Ethics Committee of France stated that “the fact that a large number of CNR embryos become available is an objective situation which would facilitate infringements of the strict prohibition of transfer in utero as proscribed by law, thereby opening the door wide to ‘reproductive’ cloning”35. The Church and Society Commission of the Conference of European Churches (CEC) said about therapeutic cloning: “there is a gradualism argument. Once cloned human beings were created, it would be much easier for someone misguided enough to go to the next step and allow them to be implanted, or for someone rich enough to seek a clandestine “off shore” treatment”36. Slippery slope arguments have an empirical component. The facts to which one refers are facts about a possible future that is not yet realised. We can investigate the probability that the predictions of the slippery slope will come true37. Clonaid, linked to the Raelian religious cult, hit the headlines at Christmas 2002, when it claimed the first human cloned baby 'Eve', had been born. Almost immediately afterwards, the group claimed that four other cloned babies had been born, but it has never produced any evidence that these babies exist. In the meantime, the news was spread that a 'sixth' cloned baby created by Clonaid has been born in Sydney. First, it is very unlikely that this is true. There is as yet no proof. Second, almost everyone shocked by these announcements, even advocates of human reproductive cloning. Bioethicist Arthur Schafer, disapproved of the cloning attempts of Clonaid and said that so long as cloning babies remains highly risky, it should be regulated and not permitted. If it becomes safer, he said, then it could be allowed as a new reproductive technology, like in-vitro fertilization38. It was widely condemned as irresponsible because of the risk for children created this way. Randall Prather, distinguished professor of reproductive biotechnology at the University of Missouri, said in reaction to the claims of Clonaid: “when live cloned offspring have been produced, many have been subject to abnormalities that were apparent only after birth”…“until there is compelling and scientifically validated evidence that the situation is different in human embryos it is grossly irresponsible to attempt to clone children"39. Opinion polls show that most people who accept cloning for research and therapy disapprove of reproductive cloning. Different opinion polls all indicate that in the US between 85 and 90% of the 35 National Consultative Ethics Committee (CCNE). Opinion 67 on the preliminary draft revision of the law on Bioethics. Jan 18, 2001. 36 Church and Society Commission of the Conference of European Churches. Therapeutic uses of cloning and embryonic stem cells. 2000 (revised in 2002). In Ethical Aspects of Human Stem Cell Research and Use [Opinion N°15]. European Group on Ethics in Science and New Technologies to the European Commission (EGE). Paris: EGE: 193-99. 37 Sulmasy, D.P. J. Sugarman. 2001. The many methods of medical ethics. In:Methods in Medical Ethics. Sugarman and Sulmasy. Washington D.C.: Georgetown University Press: 12. 38 Sect claims to have cloned human baby. CBC NEWS. Dec 28, 2002. 39 Leading cloning experts challenge Clonaid to prove claim. Science Daily, Jan 7, 2003. At: http://www.sciencedaily.com/releases/2003/01/030107072805.htm. 11
people want reproductive cloning to be illegal. Between 30 and 50 % approve of cloning for research and therapy40. Legislation can prevent experiments with reproductive cloning. A survey of national policies shows that as of November 2003 77% of countries have still not taken action to ban reproductive human cloning. 23% of world countries prohibit reproductive cloning and 16% Therapeutic cloning41. South Korea, where the embryo cloning experiments took place, has recently passed a law prohibiting cloning for reproductive purposes. At present, most countries want to outlaw reproductive cloning (see draft conventions – UN – about 150 back the convention to ban reproductive cloning) and many countries even make it a crime and foresee severe punishment for breaking the law (e.g. France: law makes reproductive cloning a 'crime against humanity' and subject to imprisonment for up to 30 years and a fine of up to about 7.3 million Euros). Once these countries have legislations prohibiting reproductive cloning, the slope is not that slippery anymore… The slippery slope argument is, in many cases a specious one, which is intended to conceal the lack of serious reasoning. The image of a slippery slope is misleading. If a metaphor must be used then we’d better speak of a staircase upon which we could descend, step by step, until we have reached a certain level. Some levels are desirable, others are not. There is no reason why we should no be able to remain on a certain level and consider calmly whether or not we want to take the next step. We could even turn the slippery slope argument on itself: if we accept appeal to the slippery slope argument, then we quickly slide down to a level at which any rational discussion becomes impossible. Either legislation is ineffective or it is effective. If it is ineffective, laws banning cloning will be ineffective, so we may as well reap the rewards of research into therapeutic cloning. If they are effective, we should ban only reproductive cloning and allow therapeutic cloning with all its potential benefits. Objection 4. Economic and Social Justice Considerations Stem cell and cloning research has huge economic potential – California has injected $US3billion into this research. However, there remain important economic and social justice objections to this research. Many argue that cloning research is expensive and the treatments will be Western luxuries which will be exotic and unaffordable to most of the world, only benefiting the richest countries. Social justice requires that we put that money into research into more common conditions which affect people globally. This objection is more acute in light of the following problems with cloning research. 1. Unsafe There are numerous unanswered questions as to the regulation of embryonic stem cell growth and differentiation. Embryonic stem cells have the potential to be tumorigenic, growing into teratomas and teratocarcinomas when injected into mice42. Research is being done on this43. The whole cloning procedure takes a long time and some clinical applications may not allow for this (e.g. myocardial infarction, acute liver failure or traumatic or infectious spinal cord damage). 40 Polling Report.Com. Vaues. At: http://www.pollingreport.com/values.htm. And at: http://www.pollingreport.com/science.htm. 41 Center for Genetics and Society. National Policies Governing New Technologies of Human Genetic Modification: A preliminary Survey, May 17, 2004. At: http://www.genetics-and- society.org/policies/survey.html. 42 Thomson. et al, op. cit., note 14. 43 K.G. Sylvester, M.T. Longaker. Stem Cells: review and update. Arch Surg 2004; 139: 93-9. 12
Therapeutic cloning would likely be, at least in the near future, reserved for chronic conditions. Finally, recent research shows there may be infectious and other risks, such as occurred with BSE, of transplanting such tissue back to people, when it is grown on foreign culture material. 2. Labour intensive and expensive Anne McLaren, the famous geneticist, remarked in one of her ‘Nature’ articles that therapeutic cloning would probably be a realistic option only for the very rich and that “any such personalized treatment will always remain labour intensive, and hence, expensive”44. “Clone-ialism” is the pejorative term that extends this idea: medically advanced countries will try to exploit less advanced ones and biotechnology will facilitate this trend45. But so are current treatments and care for patients suffering from chronic diseases for which embryonic stem cell therapies may be used. Moreover, therapeutic cloning may cure these diseases and not only treat them. Therapies are also likely to become cheaper, easier and accessible to more people after some time. Apart from this, as Ian Wilmut has pointed out, “not all diseases are equal in terms of expense, and treatments could be targeted to maximise benefit. An older person with heart disease, for example, could be treated with stem cells that are not a genetic match, take drugs to suppress their immune system for the rest of their life, and live with the side-effects. A younger person might benefit from stem cells that match exactly”46. 3. Exposes women to risks If cloning with embryos were permitted, it would require, to be effective, a large number of eggs or oocytes. In a speech of the Holy See to the UN, Archbishop Migliore stated that, “the process of obtaining these eggs, which is not without risk, would use women's bodies as mere reservoirs of oocytes, instrumentalizing women and undermining their dignity”47. The Council for Responsible Genetics states that one of their primary concerns with experimental cloning involves “the potential establishment of a commercial market in eggs and embryos” and that “ovarian hyper- stimulation and the intrusive procedures of egg retrieval present health risks to women”. Therefore, CRG calls for a ban on the collection of eggs solely for research purposes48. The problem of the need for large numbers of eggs from women is likely to be a short term problem for several reasons. First, one of the main purposes of cloning is to perform research to understand how cells develop. Once that is understood, the process can be replicated in a laboratory and there will be no need for new eggs. Second, researchers are investigating the use of alternatives, including foetal and adult ovaries (obtained post mortem or during operation) from which usable oocytes can be derived by in vitro growth and maturation49, and non-human oocytes. Another alternative is the differentiation of embryonic stem cells in culture into germ cells and full-grown oocytes, which has been done successfully with mouse cells50. Scientists 44 A. McLaren. Ethical and social considerations of stem cell research. Nature 2001; 414: 129-31. 45 See for example. J. Rifkin. 1999. The Biotech Century: Harnessing the Gene and Remaking the World. NY: Tarcher; A. Buchanan, D. Brock, N. Daniels, D. Wikler. 2000. From Chance to Choice. Cambridge University Press. 46 Wilmut, op. cit., note 12. 47 Holy See’s call for a ban on all human cloning. UN Speech by Archbishop Migliore, 2003. At: http://www.catholic.org/featured/headline.php?ID=385. 48 Council for Responsible Genetics. CRG position on cloning and embryo research. At: http://www.gene- watch.org/programs/cloning/position-2003.html. 49 F.G. Klinger, M. De Felici. In vitro development of growing oocytes from fetal mouse oocytes: stage- specific regulation by stem cell factor and granulose cells. Dev Biol 2002; 244: 85-95. BioNews. In vitro maturation of ovarian follicles. NioNews, July 2, 2003. At: http://www.bionews.org.uk. 50 K. Hübner et al. Derivation of oocytes from mouse embryonic stem cells. Science 2003; 300: 1251-6. 13
are also working on methods to double the number of eggs available for stem cell production by reprogramming the germinal vesicle stage egg to bring about an equal cell division, yielding two “half-eggs” instead of one polar body and one egg. Each half egg would have a normal diploid number of chromosomes and theoretically could be activated to continue cell division parthenogenically or through cloning51. Recent studies have found that mammals may continue to produce new eggs throughout their live. If ‘ovary stem cells’ really exist, this could make it possible to produce more eggs52. Researchers in California believe that if self-transplantation is perfected, families will volunteer sufficient eggs for the treatment of their sick relative. More importantly, the problem of the availability of eggs is obviated if rabbit or other non-human eggs are used for research. Is Cloning Research Unjust? These three considerations – that cloning research is will generate treatments which only benefit the developed world, that it is unsafe, that it will labour intensive and costly and finally that it uses women unfairly – have led some to suggest that it is unjust and wrong to do this research. As I have alluded, each of these specific objections has replies. But most importantly, none of these considerations applies to the second application of cloning research: to provide cellular models for human disease. This will enable research into and the development of drugs to treat common diseases, like cancer and heart disease, which afflict people all over the world. These drugs may be inexpensive. Concerns about infection and safety do not apply to this research as it is about understanding disease and developing drugs in laboratory where there would be no chance of infection. It is not labour intensive – it is experimenting on cells and tissues which is done now in animals. It would not require large numbers of eggs as a few eggs would produce inexhaustible amounts of tissue to study a particular disease. In so far as these objections have force, they only have force against cloning for self-transplantion, not cloning for developing cellular models of human disease. Objection 5. Moral Fabric of Society There are concerns that this research is moving too fast and the community is not ready to accept it. People in society hold different values and these differing values must be respected. Concerns that moral fabric and cohesiveness of society will be torn apart provide reasons for care and reflection. But precaution must be balanced against delay in developing life-saving treatments. Strategies to promote community acceptance and cohesiveness include: 1. Transparency. High quality, clear information about the research and its limitations. The public must understand the science. 2. Public Control and Predictability. People fear that scientists are opening Pandora’s box. There must be some predictability and sense of control over the research. 3. Legislative Control. Related to 2, bans on reproductive cloning are required to achieve control over the application of this research. 4. Independent Oversight. Apart from legislation, the public may require independent oversight of scientists, through ethics committees of licensing bodies such as the Human Fertilisation and Embryology Authority. 5. Review. The field is rapidly evolving and there is a need to frequently review the adequacy of controls. 51 Kiessling, op. cit., note 47, p. 45. 52 Anonymous. Women produce new eggs, study suggests. BioNews, March 15, 2004. At: http://www.bionews.org.uk. 14
6. Participation and respect for value diversity. Individuals and cultures have different values. It is important that those different values be respected through giving individuals and particular cultures a voice, and formulating the research in light of those concerns. 7. Reassurance and Demonstration of Benefit. People need reassurance that the risks are being managed and that benefits are occurring. Most importantly, the public needs to see that these benefits are returning to citizens. Conclusion There are good reasons to pursue cloning for research and therapy. There is potential to immeasurably increase scientific understanding of cellular development and control. There is the potential revolutionise the practice of transplantation medicine which may significantly prolong human life53. Developing cellular models of human disease opens up a whole new avenue of medical research for understanding the origin of disease and developing treatments. There is even greater potential. The cloning process also appears to reset the "aging clock" in cloned cells, so that the cells appear younger in some ways than the cells from which they were cloned. For some time we have been aware that the phenomena of ageing in human beings is related to the degradation of telomeres, the caps at the ends of our chromosomes. In 2000 the team of Cibelli reported that telomeres from cloned calves are just as long as those from control calves. Telomeres normally shorten or are damaged as an organism ages. Therapeutic cloning may provide "young" cells for an aging population54. Understanding the two different applications of cloning – self transplantation and the development of cellular models of disease – helps us to address many of the objections. It would require relatively few eggs to produce vast amounts of tissue for the study of disease. This may result in the development of drugs for common conditions which afflict people all around the world, including developing world. It is not possible to use adult stem cells in this way. And finally, there would be no risk of infection from drugs developed by studying tissue in this way as the drug molecules would be produced pharmaceutically. Cloning research can be pursued using spare eggs which would not interfere with reproduction. Using animal eggs would avoid the creation of human embryos entirely. The critical point is that we cannot predict in advance of the results of scientific research. What this research turns up may be very different to what is promised. But it may be very important nonetheless. There is a critical distinction between the regulation of research and the formation of social policy and law. Research should only be prevented if it harms people or exposes them to unreasonable risks. This research does not harm any person. It only stands to benefit people. We must do the research then form the policy on the basis of the results, not in advance of them, not in prediction of them and not in fear of them. Scientific research is like trying to pick the winner of a horse race. There can be favourites, but one can never know in advance which horse will win. The race has to be run. There is one important difference between scientific race and a horse race. The prize at the end of horse race is money. The prize of the scientific race is people’s life and health. Every day thousands of people die from diseases which might be amenable to new transplantation therapies. Every person who dies of heart disease, stroke, organ failure and many other diseases might be a candidate for such therapies. To unnecessarily delay the development of such therapies for one day is to be responsible for the thousands of deaths that could have been prevented that day. The problem takes on the scale of a moral catastrophe when we consider that the delay is not days but years and this area, relative to its potential, may be underfunded and underresourced. It may, in the future, be seen as a great evil to have knowingly and wilfully prevented life-saving research. 53 J. Harris. 1998, op.cit., note 82. 54 R.P. Lanza et al. Extension of cell life-span and telomere length in animals cloned from senescent somatic cells. Science 2000; 288: 665-9. 15
Just as we were able to co-ordinate nations all over the world through the Human Genome Project, we need a Cloning and Stem Cell project, where all governments facilitate this research and scientists co-ordinate, sharing knowledge and stem cell lines, to bring treatments to people quicker. We need global co-ordination of researchwhich involves universal bans on reproductive cloning, but a global legal framework and scientific co-ordination that facilitates cloning for research and therapy. When it comes to research into lethal diseases, time is not only money, it is human lives. Sometimes many human lives. May 2007 Professor Julian Savulescu 16
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