Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law

 
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Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
Winter 2021 • Vol. 46, No. 1

2020 AAPL Presidential Address                                                         self, and work-life imbalance. Studies
                                                                                       show that medical errors are higher for
Dr. William J. Newman, MD: Promoting                                                   individuals with burnout. On the other
                                                                                       hand, higher levels of empathy are a
Wellness in Forensic Psychiatry                                                        protective factor against burnout.
Britta K. Ostermeyer, MD, MBA, DFAPA                                                      National data shows that 45%
                                                                                       and 54% of physicians in 2011 and
                                           cognitive impairment, fatigue, depres-      2014, respectively, reported burnout.
                                           sion, anxiety, and visual changes. In       Although a 2013 Stanford University
                                           particular, Neuropeptide-Y (NPY),           survey of physicians yielded only a
                                           synthesized in the hypothalamus, is         26% reported rate of burnout, three
                                           becoming increasingly understood            years later burnout had increased
                                           as having an important role in stress,      to 39% despite Stanford’s burnout
                                           anxiety, and resiliency. Chronically        prevention efforts. The Stanford study
                                           stressed individuals have higher serum      also looked at professional fulfillment
                                           NPY levels than patients diagnosed          and found that 24% of physicians
                                           with PTSD or MDD.                           reported fulfillment in 2013, which
                                              Dr. Newman shared that he was            subsequently decreased to 14% in
                                           stalked by a former patient who had         2016. Dr. Newman highlighted that
                                           serious plans to kill him. Severe,          reported burnout rates increased even
                                           chronic stress due to stalking often is     though Stanford as an institution is
                                           followed by inflammatory conditions,        very committed to burnout prevention.
                                           including cancer. He was diagnosed             On the topic of helping to promote
                                           with metastatic cancer some time after      wellness and preventing burnout,
   Dr. Newman, AAPL’s 46th President,      experiencing severe and chronic stress      Dr. Newman explained the Stanford
was introduced by Charles Scott, MD.       due to the stalking.                        model, called “Well MD Center.”
Dr. Newman is Professor and Interim           Burnout, defined as emotional, phys-     Its priorities are: (1) “The Culture of
Chair in the Department of Psychiatry      ical, and mental exhaustion caused by       Wellness,” meaning that leadership is
and Behavioral Neurosciences at the        prolonged stress, has been classified       engaged; (2) “Efficiency of Practice,”
St. Louis University School of Medi-       by the World Health Organization as         ensuring that physicians have the
cine in St. Louis, Missouri.               an occupational phenomenon. Of note,        resources they need to practice at the
   In his introduction, Dr. Newman         while medical students start with high-     top of their license; and (3) “Personal
stated that we tend to speak very little   er levels of resilience than other grad-    Resilience,” which facilitates building
about well-being despite being psy-        uate students, after medical school,        one’s own self-appreciation and how
chiatrists, and that this topic has been   physicians experience burnout at a          to recognize one’s limitations as well
an infrequent part of presentations at     higher rate than other matched profes-      as strengths.
AAPL. He has had personal experi-          sionals. It is a real concern for organi-      Physicians are an unusual group,
ences that led him to focus more on        zations to place the onus for wellness      psychiatrists an unusual subset of
wellness and staying healthy.              onto physicians, as they are already        physicians, and forensic psychiatrists
   He explained that while acute stress    prone to self-reproach. In his opinion,     make up an even more unusual sub-
in response to danger is important and     physician burnout must be addressed         class. A 2014 Canadian survey found
adaptive, a prolonged stress response      through a variety of systemic changes       that 62% of physicians self-identify
is maladaptive and leads to negative       within medicine. “It’s not enough to        as having “Type A personality,” 53%
long-term emotional and physical           focus on individual physicians fixing       agreed that they are a “workahol-
sequelae. Chronic stress causes            themselves or addressing this problem.      ic,” and 35% agreed that they are a
inflammatory processes which can           There really need to be some big-pic-       “control freak.” He commented that in
cause a host of medical conditions,        ture goals.” Factors promoting burnout      particular “within forensic psychiatry
including cancer, cardiovascular           include sleep deprivation, perfection-      probably a lot of people would identi-
disease, and neurological conditions.      ism, demands, financial struggles,          fy with these descriptors.”
Brain inflammation due to peripheral       unreasonable expectations, negative            Identified maladaptive physician
pro-inflammatory cytokines crossing        relationships, lack of support, high        traits include neuroticism, anger, and
the blood-brain barrier can lead to        workload, call, overstretching one-
                                                                                                       (continued on page 2)

   American Academy of Psychiatry and the Law Newsletter                                                       Winter 2021 • 1
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
American                      COVER STORY
                  Academy of
                  Psychiatry                    Presidential Address                       of this group, he has learned to identi-
                                                                                           fy more with the term “work engage-
                  and the Law                   continued from page 1
                                                                                           ment,” which is defined as “a positive,
                                                pride. We as forensic psychiatrists may    fulfilling, work-related state of mind
 Editor
 Joseph R. Simpson, MD, PhD                     have identified ways to channel neu-       that is characterized by vigor, dedica-
                                                roticism, such as being detail-oriented    tion, and absorption.” According to Dr.
 Associate Editors                              and somewhat obsessive. Anger in           Malissa Clark (a 2020 AAPL pre-
 Philip J. Candilis, MD                         physicians may not necessarily surface     senter), workaholism includes feeling
 Ryan C. W. Hall, MD                                                                       compelled to work because of internal
 Stephen P. Herman, MD
                                                as temper outbursts but is more likely
 Neil S. Kaye, MD                               to manifest as impatience and intoler-     pressures; having persistent thoughts
 Britta K. Ostermeyer, MD, MBA                  ance. Physicians must learn to recog-      about work when not working; and
 Karen B. Rosenbaum, MD                         nize anger and think through ways to       working beyond what is reasonably
 Renée M. Sorrentino, MD                        address it, much like in a CBT-type        expected, despite the potential for
 Joel Watts, MD                                 model. Lastly, pride in itself is not      negative consequences and impact on
 AAPL Photographer                              unhealthy but may become problemat-        personal relationships. Interestingly,
 Eugene Lee, MD                                 ic when it comes across as arrogance       Dr. Clark found that workaholism is
                                                and begins to impact others negatively.    only moderately correlated with actual
 Former Editors                                 Dr. Newman noted, “One thing I often       hours worked, and that it has more
 Susan Hatters Friedman, MD (2016-2018)                                                    to do with the way one interprets and
                                                tell my trainees is that in forensic
 Charles Dike, MD, MPH (2008-2016)
                                                psychiatry I think it’s a good thing to    relates to one’s work. Workaholism is
 Victoria Harris, MD, MPH (2003-2008)
 Michael A. Norko, MD (1996-2003)               be confident but you have to stop short    highly correlated with Type A person-
 Robert Miller, MD PhD (1994-1996)              of being arrogant, “and that’s a chal-     ality and perfectionism; early studies
 Alan R. Felthous, MD (1988-1993)               lenge...Take your work seriously but       show it likely correlates with narcis-
 Robert M. Wettstein, MD (1983-1988)            try not to take yourself too seriously.”   sism, which does not have to do with
 Phillip J. Resnick, MD (1979-1983)             He further suggested it is important to    the amount that somebody works, but
 Loren H. Roth, MD, MPH (1976-1979)                                                        the way it is impacting them person-
                                                obtain feedback from others, including
 Officers                                       constructive criticism. “Being open to     ally.
 President                                      that, I think, is a major part of devel-      Next, Dr. Newman shared insights
 Liza H. Gold, MD                               oping throughout your career.”             about the psychology of hate, which is
 President-elect                                   Dr. Newman noted that forensic          generally viewed as a distraction from
 Susan Hatters Friedman, MD                     psychiatrists are unusual in part due      internal feelings such as helplessness,
 Vice President                                 to unique challenges. Looking at the       inadequacy, and shame. It provides
 Hal S. Wortzel, MD                             job description, there is (1) a heavy      a temporary release of such internal
 Vice President                                 emphasis on public speaking, which         discomfort. Knowledge and educa-
 Britta K. Ostermeyer, MD                       creates significant anxiety in about       tion are the most effective tools for
 Secretary                                      one-third of the U.S. population;          addressing hate. There are increasing
 Karen Rosenbaum, MD                            (2) exposure to chronic stress, both       reports about the long-term physical
 Treasurer                                      internally and externally, via real        and emotional impacts of hate, related
 Stuart A. Anfang, MD                                                                      to chronic stress and its impact. “The
                                                and self-imposed deadlines; (3) great
 Immediate Past President                       potential for punishment for any           Dalai Lama gives a very nice quote to
 William J. Newman, MD                                                                     this point: ‘Don’t let the behavior of
                                                career imperfections, such as failing
 The AAPL Newsletter is published by            an exam; and (4) repeated exposure to      others destroy your inner peace.’”
 AAPL, One Regency Drive, PO Box                potentially traumatizing content with a       Dr. Newman listed useful habits that
 30, Bloomfield, CT 06002. Opinions             high risk of vicarious trauma, defined     can counteract chronic stress and re-
 expressed in bylined articles and columns      as experiencing repeated or extreme        duce inflammation, including a healthy
 in the Newsletter are solely those of the                                                 diet, regular exercise, enough sleep,
 authors and do not necessarily represent
                                                exposure to aversive details of the
 the official position of AAPL or               traumatic events(s), which may lead to     relaxation, engagement with family,
 Newsletter editors.                            PTSD. Dr. Newman pointed out that          travel, mindfulness, job satisfaction,
  Manu­scripts are invited for publication in   our 2020 AAPL program included a           yoga, Netflix, and knitting. He pointed
 the Newsletter. They should be sub­mitted      presentation by Dr. John Bradford on       out that “every individual has to deter-
 to the editor via email to NewsletterEdi-      this topic.                                mine what makes a healthy Wellness
 tor@aapl.org                                      Dr. Newman moved on to discuss          Wheel for them. While it is different
  The Newsletter is published in                                                           for different people, it is some combi-
 Winter (deadline for submission is
                                                workaholism, which was first de-
 November 15), Spring (deadline                 scribed in the 1970s by psychologist       nation of elements for each person.”
 March 1), and Fall (deadline July 1).          Dr. Wayne Oates as “the compulsion         It is very important to foster good
                                                or the uncontrollable need to work         relationships, while relieving oneself
             www.aapl.org
                                                incessantly.” While Dr. Newman             of those that do not bring positive
 © 2021 AAPL. ALL RIGHTS RESERVED.
                                                reflected that he probably is a member
                                                                                                           (continued on page 7)

2 • Winter 2021                                                            American Academy of Psychiatry and the Law Newsletter
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
PRESIDENT’S REPORT
AAPL Post-COVID:                                                                    able to combine the advantages of
                                                                                    online education with the social and
Pivoting to a New Normal                                                            educational advantages of being in
                                                                                    the same place at the same time with
Liza H. Gold, MD
                                                                                    colleagues. For example, the Annual
                        I hope this       pandemic, but also into the future.       Meeting call for submissions usually
                      issue of the           To that end, with the support and      yields far more proposals for presen-
                      newsletter finds    assistance of Executive Council           tations than can be accommodated. If
                      everyone safe and   members, and again, Jackie Coleman,       online CME courses are successful,
                      well. By the time   her staff, and the second iteration of    courses might become a primarily on-
                      you read this, I    the Virtual AAPL Task Force, we are       line learning modality, thus allowing
                      also hope we will   developing “AAPL OnLine.” Some            more panels, workshops, and other
                      be turning the      of these new endeavors are likely to      presentations at the Annual Meeting.
                      corner on a year    be very successful; others maybe not         In addition, AAPL will be adver-
of loss, hardship, and uncertainty.       so much. But there can be no doubt        tising our online offerings to mem-
My heart goes out to all who have         that trial and evaluation of innovative   bers, nonmembers, and all psychi-
struggled to meet the challenges this     online offerings will result in AAPL      atric residencies. Topics in forensic
year presented, especially our AAPL       being able to advance its educational     psychiatry are often of great interest
members who have been providing           mission in new ways as part of the        to nonforensic clinicians, and many
frontline care despite the personal       “new normal.”                             psychiatric residencies do not have a
risks to themselves and their fami-          Projects currently underway in-        forensic fellowship program. Online
lies. I have never been prouder of my     clude:                                    offerings could result in significant-
medical colleagues and the health care       • Organization of “open house”         ly increased attendance and elevate
professionals with whom we work, as            committee meetings, coordinated      AAPL’s profile, which might lead to
they have risen to meet an unimag-             with Forensic Fellowship Train-      increased membership and increased
inable challenge.                              ing Directors, for fellows (and      recruitment of forensic fellows.
   Although we are not “post-COVID”            others) to have an opportunity to       Certainly, for the next two years
yet, eventually and together we will           explore and meet with commit-        or so, AAPL’s ability to translate the
get there. But what will the “new              tees in which they might have an     unique teaching talents and expertise
normal” look like? The need to adapt           interest;                            of our members to online offerings
to the pandemic has resulted in many         • Development of live-stream           will be critical to the strength of the
changes, including some profound               online courses and other types of    organization. So I encourage mem-
changes in perspective. Some of                presentations for CME credit;        bers to propose additional innova-
these were not optimal. For example,         • Organization of members-only         tions. Please get in touch with any
many of us look forward to the AAPL            Town Hall meetings to address is-    ideas or proposals you might have
Annual Meetings as a highlight of our          sues and current events affecting    (lhgoldmd@gmail.com); no idea or
professional year. There is no doubt           AAPL and forensic psychiatry;        suggestion will be rejected without
that not being able to hold our Annual       • An “Expert Lecture” series,          consideration!
Meetings in person in October 2020,            live-streaming a member present-        In 2020, we did not have control of
and now again in October 2021, are             ing a 60-90 minute lecture for       many aspects of our lives. We fell into
losses.                                        CME credit;                          our current circumstances unprepared
   But necessity being the mother of         • Development of the capability        for the changes and challenges we
invention, 2020 Program Chairs Ryan            to access on-demand materials,       have been forced to confront. How-
Wagoner and Trent Holmberg, Exec-              such as recordings of courses and    ever, we can have control in defining
utive Director Jackie Coleman and              meetings, podcasts, and other        AAPL’s “new normal,” especially
her staff, and the “Virtual AAPL Task          digital modalities;                  in regard to our primary mission of
Force” headed up by Annette Hanson           • Redesign of the AAPL website,        education. Your suggestions for in-
organized an excellent live-streamed           the “Digital Face” of AAPL, to be    novation and your evaluations of our
Annual Meeting. Renée Sorrentino,              more dynamic and interactive, for    online endeavors will be invaluable
our 2021 Program Chair, is well on             members and nonmembers.              in determining which of these will
her way to building on that experi-          The most obvious advantage of on-      help AAPL thrive through and after
ence. Our in-person Annual Meetings       line learning (aside from being able to   these difficult times. I know AAPL is
will resume as soon as possible, hope-    attend in your pajamas) is time flex-     up to the challenge. I leave you with
fully in New Orleans in 2022. In the      ibility. Before the pandemic, almost      Hurin’s words of hope (J.R.R. Tolk-
meantime, AAPL can and must have a        all of AAPL’s annual activities took      ien, The Silmarillion): “Aure entulu-
robust online presence for the organi-    place in one hectic week at the Annual    va! Day shall come again!”
zation to thrive, not only through the    Meeting. Going forward, we will be

   American Academy of Psychiatry and the Law Newsletter                                                    Winter 2021 • 3
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
MEDICAL DIRECTOR’S REPORT
Jonas R. Rappeport, in Memoriam                                                       Jonas was a true giant of forensic
                                                                                      psychiatry. He mentored all of us.
Jeffrey S. Janofsky, MD                                                               May he rest in peace.
                                                                                           — Renee Binder
                        I am devot-        for a psychiatrist – that’s a ques-
                      ing my AAPL          tion for an ophthalmologist!”              I have been thinking about Jonas
                      Medical Direc-             — Peter Ash                          overnight and concluded that the
                      tor’s column to                                                 best way I could characterize
                                           Sad news to waken to here in the           Jonas was as a master build-
                      the memory of        UK. His personal qualities epito-
                      Jonas R. Rap-                                                   er.  The goal for Jonas as leader
                                           mized the unique characteristics           and for those around him was to
                      peport, who died     of the very special organization
                      on September 8,                                                 build a new medical specialty.  If
                                           which he created.                          you want to do this follow his
                      2020 after a long          — John Baird
illness. (1) He was a founding father                                                 plan.  Start by creating a new or-
of AAPL and was AAPL’s first Pres-         Jonas was a “mensch” in every              ganization, AAPL, with a singular
ident and first Medical Director. (2)      sense of the word. He was a role           goal, continuing education for the
Jonas was an important figure to many      model, a wonderful teacher, a              practitioners of the dark arts of
of us. He was my teacher, mentor, and      good friend, and a devoted spouse.         forensic psychiatry with a yearly
friend. After AAPL announced Jonas’        I knew him in many of these roles          conference and its own profession-
death I received anecdotes from all        and admired him in all. I turned to        al journal.  Soon follow this up by
over the world describing how Jonas        him many times for support and             creating a committee dedicated to
                                           advice and he was always patient           advancing sub-specialty training
was important in helping others in
                                           and generous. I will miss him              in this new specialty, and as soon
their professional and personal lives.
                                           greatly.                                   as these fellowships were suffi-
I thought the best tribute to Jonas
                                                 — Elissa Benedek                     ciently up and running develop
would be to print excerpts from those
                                                                                      your own certifying exam and a
comments, which I have edited for          Like many others, I owe my foren-          darn good one it was.  And most
content and space:                         sic career to Jonas. I had 2 areas         important insist from the very
   I will never forget the time I was      of special relationship with Jonas,        beginning that only psychiatrists
   doing grand rounds at the Uni-          photography and the Michael Re-            could be full members of AAPL
   versity of Maryland and Jonas           ese Hospital. In about 1990, Jonas         and further that they had to be
   and Joan showed up at the talk in       approached John Beahrs and me              members of APA, potentially
   matching orange shirts and black        at an AAPL meeting. He noticed             AAPL’s best friend, and at the
   pants, and took me right from           that we each carried cameras. He           same time its biggest obstacle to
   there to the Orioles game at Cam-       asked us to help him take photos at        recognition. And, finally when the
   den Yards. He was a great guy.          the AAPL meetings. John dropped            time came you had to give up your
         — Paul S. Appelbaum               off after a couple years, but I            own darn good exam in favor of
                                           continued as Assistant Photog-             more important recognition.  That
   Jonas was so helpful to me in           rapher. When I would describe              was a hard one.  But you cannot
   my early years in AAPL and so           my appointment as the Assistant            be a master builder just by having
   supportive later when we were           Jonas, people knew what I meant.           ideas in your head.  You had to
   developing the website for AAPL.        In my forensic work, I learned to          have the positive personality
   I relished his wit - he had so many     answer only the question asked.            attributes, political adroitness, and
   wonderful ways of putting things.       As the Assistant Jonas, I learned          the absolute dedication to accom-
   My favorite was his advice about        to do only the assigned task, not          plish the goal. Jonas had all this
   risk management: “When in doubt,        more. He did let me know that he           plus personal warmth, an ability
   shout!” (Get a second opinion,          appreciated my doing my assigned           to listen and to formulate ideas
   formal or informal, and docu-           tasks. Jonas did his internship at         clearly and positively. All were
   ment it). The first time I cited his    Michael Reese Hospital in Chi-             part of his makeup. Jonas was a
   saying in a chapter draft, the editor   cago in about 1950. He met Joan            help to most all who sought out his
   wrote, “Love It!” next to it. I still   there. She was a psychiatric nurse.        help and support, and the most he
   say it whenever I am teaching           I did my internship at Michael             ever asked of anyone in return was
   residents about risk management         Reese in 1972, and then psychia-           arranging a good fishing trip.
   situations. Another favorite was        try residency there, too. I enjoyed               — Joe Bloom
   when he talked about the “nature        reminiscing about Michael Reese
   and quality of the act” clause in       with Jonas and Joan on several             I interviewed Jonas for an article
   the M’Naghten Rule. “The nature         occasions. Nothing lasts forever.          in the Journal of Forensic Psychi-
   of the act? What? The defendant         Now Michael Reese Hospital and             atry in 1997, when I worked in
   thought he was shooting at a tree,      Jonas are both gone.                       the UK. He suggested we talk in
   not a man. That’s not a question              — Steve Berger
                                                                                                    (continued on page 5)

4 • Winter 2021                                                     American Academy of Psychiatry and the Law Newsletter
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
MEDICAL DIRECTOR’S REPORT
In Memoriam                                  Society events, at AAPL, at APA,                         I first met Jonas in 1979 at the
continued from page 4                        at GAP, at committee meetings, in                        Del Coronado meeting. I was so
                                             his woodshop, and once fishing for                       impressed that I followed Joe
  his hotel bedroom in Denver at an          bluefish. He made it possible for                        Bloom’s advice to me to join
  AAPL meeting. He spent part of             me to survey Maryland psychi-                            APPL and pursue certification in
  the time sat propped up on his bed         atrists for my PhD dissertation                          forensic psychiatry. It was the best
  and part of it getting dressed. He         research. It seemed he spent every                       thing I ever did in my profession-
  was generous and helpful through-          evening on the phone doing work                          al career. We will all miss Jonas.
  out to someone he had never heard          for all the committees and organi-                       What a visionary and kind mentor.
  of who was asking him a series             zations for which he volunteered.                        What a sad loss.
  of slightly impertinent questions.         No one was more generous than                                   — Robert P. Granacher, Jr.
  What made the strongest impres-            Jonas in donating time and energy
  sion on me was the complete lack           to the betterment of the profession,                     One of the giants, fallen; he was
  of pretension in a figure who was          and his most prolific channels of                        the seed crystal for AAPL so many
  regularly described as the doyen of        influence were organized psychia-                        decades ago.
  US forensic psychiatry.                    try and mentorship. Jonas did not                              — Thomas G. Gutheil
        — Alec Buchanan                      keep his opinions to himself. He
                                             had a way of telling you that you                        Jonas was very kind and nurturing
  I remember Jonas not only for              were wrong without giving offense                        to all of us up-and-coming young-
  his foundational contributions             or insisting you come around to                          er forensic psychiatrists. AAPL
  to forensic psychiatry and his             his point of view. By 1982, when                         will be emptier without him.
  remarkable capacity to change              we were teammates with Jim                                      — Bruce Harry
  his mind, but also as a welcoming          Cavanaugh and John Monahan in
  mensch for all seasons. May his            the evaluation of John Hinckley,                         A rare kind of genius and founding
  memory be a blessing to us all as          Jonas treated me as a colleague.                         greatness. “Reasonable medical
  we continue to learn to change our         I like to think that Jonas took me                       certainty is not what I thought it
  own minds.                                 under his wing, as he has so many                        was. It is neither reasonable nor
        — Harold Bursztajn                   others, and then set me free to find                     certain.” His words and deeds
                                             my way in the world.                                     remain with us.
  I will always remember Jonas as a
                                             We will all miss him, his kindly                               — James L. Knoll, IV
  warm, kind, supportive, inspiring
  leader who blazed the trails that          smile, and the way he emanated
                                             love.                                                    May we all have the positive im-
  we now traverse. His spirit and
                                                    — Park Dietz                                      pact that Jonas had...
  influence lives on in each one of
                                                                                                            — Jeffrey L. Metzner
  us. That is a wonderful gift from          I am so sad and sorry too. I had
  a generous man. May he rest well           the privilege of sharing Jonas’                          APPL’s loss is Heaven’s gain. We
  in peace.                                  birthdate October 16, so we’ve                           will miss him. We are sad.
        — Michael Champion                   exchanged birthday greetings over                              — Richard Rada
  So sorry to hear that Jonas has            the years. He meant so much to
  died. He was a large and important         many of us and was such a spiri-                         Lost a very good man. Worth
  figure in our field.                       tual and instrumental force in the                       remembering for a long time.
        — Brian Crowley                      development of AAPL, indeed of                                — William H. Reid
                                             our forensic psychiatry discipline.
  Jonas was the father of AAPL and                 — Alan Felthous                                                     (continued on page 6)
  the father figure to generations of
  AAPL members, many of whom
  he nurtured and mentored. I first
  met Jonas the evening before the
  1971 APPL meeting in Pittsburgh,
  and he invited me to look him up
  if I were ever in Baltimore. Herb
  Thomas gave me his number, and
  when I moved to Baltimore as a
  medical student in 1972, Jonas
  invited me to his home to meet
  his family. For the next 10 years,
  we were in weekly contact, at his
  Court Clinic, at lectures he gave
  at Hopkins and the University of
  Maryland, at Maryland Psychiatric      Dr. Rappeport, AAPL’s first president, cutting the cake at our 40th Annual Meeting celebration in Baltimore.

   American Academy of Psychiatry and the Law Newsletter                                                                         Winter 2021 • 5
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
EDITOR’S COLUMN
AAPL Post-2020: More Reasons to Get                                                     and other groups, this is preaching
                                                                                        to the choir. But for those who are
Involved                                                                                new to AAPL, or who for whatever
Joseph R. Simpson, MD, PhD                                                              reason have remained on the sidelines,
                                                                                        we encourage you to start partici-
                          The world          idential Address from AAPL’s first         pating – join a committee, submit a
                       is increasingly       virtual Annual Meeting, as well as         proposal for one of the 2021 AAPL
                       complex. Scientific   summaries of the Meeting’s featured        virtual events, or write an article for
                       advances accumu-      speeches: Dr. Giamberdino’s talk on        this newsletter. After the juggernaut
                       late at a dizzying    the substance abuse recovery journey,      of 2020, the benefits of being part of
                       pace. Keeping         and Dr. Clark’s talk on workaholism        an active, responsive and supportive
                       up with the latest    and how to have a better relationship      professional organization are hard to
                       technology in         with work. You’ll also want to read        overstate.
                       computers and         Dr. Burrows’ contribution from the            On a different note I would like
cell phones seems like practically a         Early Career Committee on physician        to thank those AAPL members who
full-time job in itself. (Being helped       burnout, and the proposal for a new        filled out our brief survey. The results
with tech by your children—or even           Wellness Committee by Drs. Perkins         suggest that the state of the Newsletter
grandchildren—may be somewhat                and Newman.                                is strong. While we welcome future
embarrassing, but for many it is now            Through that committee and other        feedback and suggestions, for now
just a fact of life.) Individuals, regions   initiatives, AAPL is developing            we plan to continue on pretty much
and nations are more and more inter-         resources for maintaining and increas-     as before. Despite 2020 and the years
connected for good and ill. The US           ing your wellness. Participation in        preceding it, technological changes
political scene has reached a level of       AAPL is a great way to remain con-         haven’t completely swept away all the
turmoil not seen for half a century.         nected; it provides opportunities for      old media paradigms yet, and we will
   The COVID-19 pandemic and                 networking and for a collegial expe-       not be eliminating the print version
several other national and internation-      rience. These benefits are in addition     any time soon.
al developments in 2020 have made            to the opportunities to increase your
these recent trends in human affairs         professional knowledge and expertise
crystal-clear. To take just the scientific   by attending AAPL educational events
                                                                                        In Memoriam
arena, whereas previously it typically       and reading its publications. The em-      continued from page 5
took at least 10 years to produce a          phasis on wellness, and on improving          Jonas could just easily say he or
successful vaccine, several companies        diversity and equity within the orga-         we were wrong about something
made COVID-19 vaccines, using                nization, promises to add even more           as insist on a truth or opinion.
different approaches, in less than one       value to your membership in AAPL.             He fathered a profession.
year. Meanwhile, the governments of             You need not limit yourself to                   — David Rosmarin
China, France and the US have ac-            engagement with one professional
knowledged their interest in using ge-       body; you might want to consider              He was enormously supportive to
netic engineering or other biological        volunteering with others (always              us all and brought me into AAPL.
methods to improve the performance           keeping AAPL as your first priority,          He played a major role in the
of military personnel – or as some           of course). There are numerous large          establishment of our modern field.
more sensationalistic media outlets          and small professional organizations          We will miss him.
like to say, creating “super-soldiers.”      to get involved in, such as the APA,                — Howard Zonana
   The events of 2020 have been dif-         the AMA, the AAFS (see the report
ficult and stressful for many of us, in      by Drs. Freitas and De Crisce in this      References:
our personal or professional lives, or       issue), and the NCCHC, as well as          (1) Kelley J. Dr. Jonas R. Rappeport,
both. Of course, an impact in one do-        state and local medical and psychiat-      retired forensic psychiatrist who
main of life almost always influences        ric groups. In addition to educational     worked on cases of attempted presi-
others. By what could only have been         benefits, many of these organizations      dential assassinations, dies. Baltimore
coincidence, AAPL’s immediate past           monitor the legal and regulatory land-     Sun. September 9, 2020. www.balti-
president, William Newman, chose             scape for our profession, endeavoring      moresun.com/obituaries/bs-md-ob-jo-
“Wellness in Forensic Psychiatry” as         to improve bills that seek to change       nas-rappeport-20200909-2imb-
the theme for his presidential year.         regulations on psychiatry, and to pre-     v47htbcvner7cr4jv6zyv4-story.html
And a fortuitous coincidence it turned       vent bad bills from becoming laws.         (accessed 10/22/2020)
out to be. In this first post-2020 issue        Forensic psychiatry can be a very       (2) Janofsky JS, Tellefsen C. Jonas R.
of the AAPL Newsletter, you will             isolating specialty, particularly if one   Rappeport, MD: Founding Father of
find several articles addressing issues      practices it exclusively. For those        the American Academy of Psychiatry
related to physician wellness and            of you who already understand the          and the Law. J Am Acad Psychiatry
burnout. There is Dr. Newman’s Pres-         benefits of engagement with AAPL           Law 35: 290-293, 2007

6 • Winter 2021                                                         American Academy of Psychiatry and the Law Newsletter
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
FEATURED SPEAKERS
“Working Hard or Workaholic? Fostering                                               Presidential Address
                                                                                     continued from page 2
a Healthy and Productive Relationship
                                                                                     aspects to one’s life unless they are out
with Work” by Malissa A. Clark, PhD                                                  of necessity. Compartmentalization—
Renée M. Sorrentino, MD                                                              not bringing stressful work aspects
                                                                                     home—is a very worthwhile endeavor,
   In keeping with this year’s AAPL        correlated with workaholism, and          especially for forensic psychiatrists.
Annual Meeting theme, Malissa A.           was a risk factor for cardiovascular         Studies show fewer inflammatory
Clark, PhD, presented on the topic         conditions.                               proteins and lower stress hormones in
of “Working Hard or Workaholic?               “Work engaged” is distinct from        individuals with strong social support
Fostering a Healthy and Productive         workaholism. Work engaged refers          networks. He emphasized that peer
Relationship with Work.” Dr. Clark         to an individual who is pulled as         support is beneficial for addressing
is Associate Professor of Industrial/      opposed to pushed to work and is          burnout and workaholism as it can
Organizational Psychology at the Uni-      generally related to positive work        mitigate the risks of chronic stress.
versity of Georgia. According to Dr.       outcomes.                                 Having personally experienced severe,
Clark and her research group, about           Dr. Clark pointed out, however, that   chronic stress and supported others
one-fifth of us spend 60 hours or more     one can be “too engaged” which can        who have been stalked, he stated
per week working, one-half of us feel      lead to exhaustion and poor outcomes      that it is important for him as AAPL
overworked, and 77% of us fail to use      over time. Dr. Clark addressed the        President to develop an AAPL peer
all of our earned paid time off. This      impact of COVID-19 on work hours.         support system for members to share
“hustle” culture, highlighted by Elon      Remote work in general tends to in-       work experiences and provide support
Musk’s proclamation of working an          crease work hours. However, studies       to each other.
80-hour work week, is embedded in          examining work hours in the setting          Dr. Newman explained that a dis-
our society. But working long hours        of COVID-19 have found that most          cussion on burnout and stress should
is only one component of “workahol-        people have maintained their pre-pan-     include a conversation about resilien-
ism,” a term coined in the 1970s by        demic work hours.                         cy, which is the process of adapting
Wayne E. Oates, who authored the              In conclusion, Dr. Clark identified    well in the face of adversity, trauma,
book Confessions of a Workaholic.          an approach to fostering a healthy and    tragedy, threats, or significant stress.
Workaholism, or a marked compul-           productive relationship with work.        He also introduced the concept as
sion towards work, consists of four        Psychological detachment, a strategy      referred to as “grit,” which stands for
key dimensions: excessive hours or         to decrease our cognitive ruminations     “perseverance and passion for long-
time beyond expectations, persistent,      and rest for the next week is one ap-     term goals,” and that this may be a
uncontrollable thoughts about work,        proach. Others included physical de-      more useful tool for individuals to
an inner pressure or compulsion            tachment such as frequent, scheduled      build with. He recommended a book
towards work, and experiencing nega-       break and psychical activity. Competi-    by Dr. Angela Duckworth, who has
tive emotions when not working.            tive sports were the most effect sports   been identifying and studying suc-
   Dr. Clark’s research included the       activity in terms of reducing work-re-    cessful and resilient individuals with
development of a brief self-assess-        lated stress. The number of steps         “grit.”
ment tool to evaluate one’s relation-      traversed per day was correlated with        Finally, he talked about endocrinol-
ship with work. They found that            greater end-of-the-day satisfaction       ogist Hans Selye, who was one of the
behavioral and motivational dimen-         and work-life balance. Individuals        earliest researchers on chronic stress.
sions correlated with individuals who      who were forced to take breaks and        Dr. Selye said, “It’s not stress that
were “perfection striving” compared        days off were found to have higher        kills us. It is our reaction to it” and,
to individuals who were motivated          job satisfaction and improved work        “Adopting the right attitude can con-
by perfectionist concerns or fears         performance and delivery. In summa-       vert a negative stress into a positive
that their work would be criticized.       ry, workaholism is associated with        one.” These statements go hand-in-
Research examining the outcomes            more negative outcomes compared           hand with “grit;” reframing the ways
of workaholism include a variety of        to being work engaged. Both can be        in which one experiences work can be
negative outcomes. Dr. Clark summa-        detrimental and have the potential to     the difference between work satisfac-
rized the following outcomes: lower        cause negative outcomes.                  tion and workaholism and burnout.
life satisfaction, greater burnout, poor                                                Dr. Newman ended his 2020
emotional and mental health, lower                                                   Presidential Address by relating that
job satisfaction, relationship stress                                                AAPL has been his professional home
and greater work-family conflict.                                                    throughout his career, and sincerely
Interestingly there was no significant                                               thanked AAPL members for allowing
relationship between workaholism                                                     him to serve as AAPL President.
and work performance. Sleep was

   American Academy of Psychiatry and the Law Newsletter                                                      Winter 2021 • 7
Dr. William J. Newman, MD: Promoting Wellness in Forensic Psychiatry - American Academy of Psychiatry and the Law
FEATURED SPEAKERS
Anthony Giamberdino, MD:                                                                 took oral naltrexone.
                                                                                            When he eventually made it to Step
Trudging the Road to Happy Destiny                                                       Nine, he made direct amends to peo-
Karen B. Rosenbaum, MD                                                                   ple including to his colleagues at the
                                                                                         private practice job he had to leave,
   On the final day of AAPL’s 51st an-       cet it was an “instant love affair” with    and to his residency program. The
nual meeting held over Zoom in lieu          opiates and it was easy to continue his     chairman of the anesthesia program
of Chicago due to the pandemic, anes-        habit through the fentanyl that was         there offered him a three-month po-
thesiologist Dr. Anthony Giamberdino         left over from cases at work. He soon       sition as a resident, and he gratefully
spoke candidly about his “experience,        became a daily user and managed to          accepted it. He said he needed his
strength and hope” in the tradition of       live and work this way for a year. He       ego to be broken so that he could be
a twelve-step meeting, and explained         explained that at this point, he had lost   humble and teachable again.
that he is a “recovering drug addict         all illusion of control over his addic-        A colleague eventually vouched for
and alcoholic.” He works with the Illi-      tion. Despite having a new adopted          him and he was able to get the job
nois Professional Health Program and         baby, a private practice position with      where he currently remains, west of
has practiced anesthesiology for thirty      an academic appointment, and a life         Chicago in St. Charles, IL. He said
years in the Chicago area. By telling        that looked great on the outside, he        that he was honest at his interview
his own inspiring story, he focused on       felt miserable inside.                      and said that with the grace of God
physician wellness, the theme of the            He said he tried every strategy to       he is becoming someone who will
meeting.                                     “fix” himself. He did not reach out         not use again. He was able to get his
   He explained that by telling his          for help because he lived in fear of        board certification when he had five
story, he hoped to increase under-           the consequences and he worried he          years of proven abstinence. He also
standing in case attendees ever find         would lose his career and his mar-          had to rebuild the trust in his marriage
themselves, or their friends, family,        riage. He also did not know anyone in       and was able to do that and raise three
or colleagues in a similar situation,        recovery to speak to.                       children with his wife. The title of his
and so that attendees could potentially         When he was finally asked by work        talk is from the Big Book of AA, and
help a colleague in a similar situation      to attend a meeting in which he was         he feels that every day he is “trudging
reintegrate their career.                    confronted about his using, he drove        the road of happy destiny.” (1)
   Dr. Giamberdino explained that            to a forest preserve and tried to kill         Today Dr. Giamberdino is 31 years
he had a good childhood and that he          himself with a lethal injection, but        sober and still goes to two meet-
initially used “weed” and alcohol as         instead woke up in an ICU two days          ings per week; he has a sponsor and
a teenager and in college mainly as a        later with multiple complications. A        sponsors others in the program. He
reward, and for a long time even when        doctor on the team recognized that          explained that when someone shows
using daily, he was able to juggle his       his problem was due to substances           up, does the right thing and is hon-
use while being an excellent student.        and discharged him to a program in          est in this program, they naturally
He was also a musician in a rock band        Atlanta for physicians.                     become a leader. He is currently the
growing up. In college, he did well             In Atlanta, he learned the twelve        medical director at the surgery center
on the MCAT and decided on medical           steps of Alcoholics Anonymous, start-       and has been for fourteen years. He is
school in the Chicago area where he          ing with admitting he was powerless         a leader in church, serving on coun-
became AOA and compartmentalized             over drugs and alcohol and that his         cils and various committees. He also
his using and drinking. He said that he      life had become unmanageable. He            maintained his affiliation with IPHP
married his wife before his last year in     became willing to do whatever they          and is currently on the advisory board.
medical school and stayed in Chicago         told him to do. He explained that the       While raising his children, he coached
for residency where she was attending        next eleven steps outlined a plan of        on soccer and baseball teams and was
graduate school. He said that initially      action, which was a relief.                 involved with outdoor education and
because he was working 80 hours per             After spending three and a half          other trips.
week, the alcohol use toned down.            months in the treatment center in              Dr. Giamberdino explained that
   However, there were two significant       Atlanta, he had to face the Illinois        unfortunately over the past five or ten
life events that occurred while Dr.          licensing board. He was told that with      years, healthcare has become more
Giamberdino was in residency that            professional aftercare and supervision,     corporatized, with negative effects.
accelerated his addiction. His mother        he would be able to work again as an        For example, he said that several
tragically died after battling a long ill-   anesthesiologist. He said he worked         funding sources have been withdrawn
ness and while cleaning, he found 100        the Twelve Steps and went to meet-          from the IPHP. He has noticed that it
Percocet pills in her medicine cabinet.      ings, completed an aftercare program,       is now harder for a recovering physi-
Also, in residency, his wife was diag-       and was able to secure advocacy             cian to get a second start. He lamented
nosed with choriocarcinoma after a           from the Illinois Professional Health       that it is a “terrible, tragic irony” that
miscarriage and started treatment. He        Program (IPHP). He complied with            we have a healthcare system where
said that once he started using Perco-       random drug screenings as well and
                                                                                                          (continued on page 9)

8 • Winter 2021                                                          American Academy of Psychiatry and the Law Newsletter
Anthony Giamberdino                                          There were numerous questions for            spiritual program, not a religious one,
continued from page 8                                     Dr. Giamberdino after his talk. He              and that someone only needs to find a
                                                          explained that sometimes recovering             “higher power.” In addition, the only
our job is to help and heal people,                       physicians could potentially run into           requirement for AA membership is a
but the system will not allow us to do                    patients at AA meetings, but worrying           desire to stop drinking and/or using.
that for ourselves. He said that when                     about that should not keep a physi-             He explained that just as a diabetic
the opportunity arises, it is rewarding                   cian from AA. The culture in AA is              will risk going into DKA if they stop
to help people in this situation, but                     that everything is anonymous and                insulin, someone with addiction could
they have to want to get better and be                    confidential. There are always other            risk relapse if they stop going to meet-
willing to do anything.                                   meetings to go to, especially now that          ings. He acknowledged that although
   Dr. Giamberdino clarified that peo-                    everything is on Zoom. Currently, a             there are other recovery programs out
ple with good recovery are grateful                       person can go to a meeting anywhere             there, AA is the only program that
and take full responsibility for their                    in the world.                                   he knows of that has a decades-long
prior behavior. Physicians in recov-                         Dr. Giamberdino further explained            track record of success.
ery admit the consequences of their                       that AA saved his life, and IPHP saved             In conclusion, Dr. Giamberdino’s
past behaviors and are willing to                         his career. He said that sometimes he           heartfelt presentation emphasizes the
comply with any reasonable request                        has a thought of using again like most          importance of physicians, especially
to ensure the safety of their practice                    people in recovery, but he explained            psychiatrists and forensic psychia-
and patients. He explained that people                    that a sponsor told him that the key            trists, understanding the program of
with addiction cannot fix themselves                      is thinking it through and playing the          Alcoholics Anonymous so that we
but that there is help available and it                   tape forward. He knows that using               can educate our patients, colleagues,
is important to ask for it. He said that                  will eventually lead him to the back of         friends, family members, and the
he is living proof that there is a life                   a pickup truck with an IV in his foot,          courts when necessary on the benefits
beyond addiction, and that it is more                     so he does not take the first drink. He         of the program, and dispel any myths
fulfilling than his wildest dreams. He                    explained the common triggers using             that could keep people from getting
said that despite the difficult road, his                 the acronym HALT (Hungry, Angry,                the help that they need.
story needed to be what it was so that                    Lonely, Tired) and that ties into the
he could be speaking to us on October                     importance of physician wellness and            Reference:
                                                          self-care. He explained that AA is a            (1) Alcoholics Anonymous Big Book-4th
25, 2020.                                                                                                 Edition (2001)

        SEEKING CLINICIANS AND FELLOWS FOR RESEARCH PARTICIPATION
                                                                                              Forensic Psychiatrist Joseph Penn
                              (COMPENSATED)
                                                                                               Is New Chair of NCCHC Board
  We seek participants for a study of clinical decision-making in forensic
  evaluations. Participants must be clinicians in the U.S. with a terminal        Chicago – Joseph Penn, MD, CCHP-MH, has been elected
  doctoral degree (e.g., M.D., Ph.D., Psy.D.) and some form of field experience   chair of the National Commission on Correctional Health Care
  in forensic evaluation (supervised or unsupervised). Those currently in         Governance Board.
  supervised practice (post-docs, fellows, residents) are eligible.
                                                                                  He is director of Mental Health Services for the University of
  Participants review online case materials and conduct a mock criminal re-       Texas Medical Branch (UTMB) Correctional Managed Care
  sponsibility evaluation (prior criminal responsibility evaluation experience    program, which provides health care services in approximately
  not required). Approximately 60-90 minutes to complete.                         90 adult and juvenile correctional facilities throughout the state
  Participants receive $150.00 in compensation.                                   of Texas. He is also a clinical professor in the UTMB Depart-
                                                                                  ment of Psychiatry.
  To participate, follow the link below (or paste into your Internet Browser):
                                                                                  Dr. Penn has served on the NCCHC board since 2003 and
  https://iup.co1.qualtrics.com/jfe/form/SV 4Gi8ZAwf5oAzPgx
                                                                                  was previously board chair in 2008-2009. He is currently the
  Questions my be referred to the co-Pls:                                         American Academy of Psychiatry and the Law board liaison;
                                                                                  previously, he was liaison of the American Academy of Child
  Anthony Perillo, Ph.D. (aperillo@iup.edu)
                                                                                  and Adolescent Psychiatry. He has chaired the accreditation and
  Jennifer Perillo, Ph.D. (jperillo@iup.edu)
                                                                                  juvenile health committees, served on multiple task forces to
  Indiana University of Pennsylvania                                              revise NCCHC standards, and served on the editorial board of
  Department of Psychology                                                        The Journal of Correctional Health Care. He also is a physician
  1020 Oakland Ave.                                                               surveyor for NCCHC.
  Indiana, PA 15705
                                                                                  Dr. Penn is triple board-certified in general psychiatry, child and
  This project has been approved by the Indiana University of Pennsylvania        adolescent psychiatry, and forensic psychiatry by the American
  Institutional Review Board for the protection of human subjects                 Board of Psychiatry and Neurology.
  (irb-research@iup.edu; 724-357-7730

   American Academy of Psychiatry and the Law Newsletter                                                                             Winter 2021 • 9
ASK THE EXPERTS
                                                                                        recognition of one’s limits, including
Ask the Experts                                                                         the willingness to acknowledge ex-
Neil S. Kaye, MD, DLFAPA                                                                pertise beyond one’s own. It is very
                                                                                        difficult to walk this line, as over-
Graham Glancy, MB, ChB, FRC Psych, FRCP
                                                                                        confidence is associated with persua-
  Neil Kaye and Graham Glancy will            and with society’s tendency to reward     siveness, especially when espoused
answer questions from members relat-          projected confidence over humility.       by a court admitted expert and hiring
ed to practical issues in the real world      When scientists offer caveats instead     lawyers look for persuasive experts.
of forensic psychiatry. Please send           of absolutes, the uncertainty we are         A recent New Jersey Appellate case
questions to nskaye@aol.com.                  trained to acknowledge makes it           (4) provides some guidance specific
  This information is advisory only,          sound as if we don’t know what’s          to psychiatric expert testimony. The
for educational purposes. The authors         really happening. This creates op-        court gave a thoughtful analysis of a
claim no legal expertise and should           portunities for people who present as     scientific report in terms of objectivity
not be held responsible for any action        skeptics to undermine our profession      and providing a basis for an opinion.
taken in response to this educational         and our testimony.                        Although psychiatry has little in the
advice. Readers should always consult            The idea that there are no experts     way of objective diagnostic tests, the
their attorneys for legal advice.             (Douthat) is overly glib (2). The issue   court noted that expert reports cannot
                                              is more that modern expertise tends to    be admitted if they simply repeat
Q: How do you define “expert?”                be deep, but narrow in their expertise.   the subject’s reporting of subjective
                                              Even within a hard science such as        symptoms. There must be more. The
                       A. Kaye:               epidemiology, someone who studies         objective piece, then, should be what
                          Expertise is not    infectious diseases knows more about      the expert brings to the table. Al-
                       just about knowl-      epidemics than, say, someone who          though excellence is not necessarily
                       edge, but also         studies nutrition. Our work as forensic   the standard, expert witnesses must do
                       about the capacity     psychiatrists demands both depth and      more than fact witnesses–if they want
                       to spot errors.        breadth of expertise.                     to give opinions. The court makes its
                       Without affirma-          A major area of concern should be      reasoning clear and insists on a stan-
                       tive action, efforts   that knowledge is tinged by confirma-     dardized diagnostic approach, gives
                       to be thoughtful,      tion bias. When doing our work as         credence to objective testing, and also
and practice, most of us are more             scientists we should be happier when      stresses methodology in reaching an
likely to fall in the former group than       we find people, opinions, viewpoints      opinion, which I favor and believe is
the latter. Humans hunger for infor-          and/or facts with which we disagree.      what Daubert (5) is about.
mation, but often lack the know-how           This provides the opportunity to
to evaluate it or the sources that we         reconsider our methodology and                                 A. Glancy:
reference. This is the epistemolog-           processes, and can enlighten our for-                            I remember
ical crisis of the moment: there’s a          mulations, conclusions, and ultimate                           very early on in
lot of “expertise” around, but fewer          opinions.                                                      my career being
tools than ever to distinguish it from           Knowledge is often thought of as                            called as an expert
everything else. “Pure credentialism”         a quantity of information. A person                            in Superior Court
doesn’t always work. A well-creden-           who “knows” a lot is often referred                            and being cross-ex-
tialed person may not really be an            to as knowledgeable. The Internet                              amined on my CV.
expert and their ability to teach to a        has become the font of knowledge          In particular I was asked how many
trier of fact may be woefully lacking.        in today’s world. Many people turn        times had I been qualified as an expert
Or, their viewpoint may be tainted            to the Internet for answers and in the    in court and I answered that I had
by significant bias or an undisclosed         medical world, we are constantly          been qualified on one occasion previ-
agenda.                                       faced with the idea that “Dr. Google”     ously. The distinguished judge peered
   Real experts have experience in            has the answer to all of our medical      at me and, accepting me as an expert
making decisions and knowledge                problems. In reality, Google is a great   in forensic psychiatry, stated, “Well,
of how things usually play out in a           example of endless knowledge with         he is the only expert that we have here
similar set of circumstances. This            no expertise. It is no surprise that      so I suppose he’ll have to do.”
idea is reflected in Gladwell’s book          Internet-based medical diagnosing            This is a simple question that is
Outliers. (1) Education, fellowship           is accurate only about 50% of the         very difficult to answer. I can ap-
training, and clinical practice are part      time. (3) While the hope for artificial   proach this in two ways: First ,what
of becoming an expert, but they alone         intelligence remains high, there is       is the legal definition, and second,
cannot substitute for experience.             still no substitute for an experienced    how is an expert defined outside of
   A lack of expertise becomes espe-          physician!                                the legal forum.
cially problematic when it is com-               In court, the strongest attractor of
bined with extreme overconfidence,            trust shouldn’t be confidence, but the
                                                                                                        (continued on page 11)

10 • Winter 2021                                                        American Academy of Psychiatry and the Law Newsletter
ASK THE EXPERTS
Ask the Experts                              The admissibility of expert evidence     Take Home Points:
continued from page 10                     has been subject to various legal             The difference between knowledge
                                           decisions. In Canada, the prevailing       and experience is a critical distinction
   At the most basic level an expert       decision is R v Mohan (13), which set      to keep in mind. You will notice Dr.
witness could be said to be somebody       out four factors that should be consid-    Glancy’s inclusion of his wife’s pub-
who possesses the necessary expertise      ered. These included the relevance of      lications in his citations. There is no
in a given field. Most particularly, the   the evidence; the necessity of the evi-    doubt he is a true expert!
expert must strive for objectivity and     dence; the absence of an exclusionary
honesty (6, 7) and give their opinion      rule; and the assurance that the expert    References:
in a non-partisan manner, which is         was properly qualified. In the Unit-       (1) Gladwell M. Outliers : the story of suc-
free of conflict. Gutheil and Simon        ed States, two major cases prevail,        cess. New York :Little, Brown and Compa-
                                           namely the general acceptance rule         ny, 2008
(8) discuss the inherent tensions in the
                                           (14) and more comprehensively, the         (2) Douthat R. “In the fog of Coronavi-
relationship between forensic experts                                                 rus, there are no experts.” www.nytimes.
and lawyers, stemming from the             Daubert decision (5). This case cited
                                                                                      com/2020/04/07/opinion/coronavirus-sci-
different roles that they adopt. Most      three additional factors beyond the        ence-experts.html. New York Times, Apr 7,
importantly, the expert witness must       general acceptance rule, which includ-     2020
adhere to the duty to provide fair,        ed whether the theory or technique is      (3) Park A.: Should you diagnose yourself
objective, and non-partisan assistance     testable and has been tested; whether      online? time.com/5230797/online-symp-
to the courts. In a recent Canadian        the theory or technique has been           tom-checkers-is-it-safe/. Time Magazine.
case, the judge was charged with the       subjected to peer review; and whether      April 4, 2018.
gatekeeper function of ensuring this,      the error or potential rate of error has   (4) HKS v Kensey. Superior Court of NJ,
prior to admitting expert evidence         been identified.                           Appellate Division, #A-1329-18T2
                                             Perhaps most importantly for foren-      (5) Daubert v Merrell Dow Pharmaceuti-
(9), as opposed to this issue going to
                                           sic psychiatrists is a consideration of    cals, [1993] 509 U.S. 579
weight as it did previously. A fre-                                                   (6) AAPL, Ethical Guidelines for the Prac-
quent role conflict is between the con-    whether we can give an objective and       tice of Forensic Psychiatry. (2015) Retrieved
cept of providing treatment and that of    honest opinion that is not advocacy,       from www.aapl.org/ethics.htm
providing expert opinion. Strasburger      considering the limits of our expertise,   (7) CAPL, Ethical Guidelines. (2018)
and others (10) describe this conflict     and educating the courts.                  Retrieved from http://www.capl-acpd.org/
in an important paper, which has been        Regehr (15) defines, at the basic        ethical-guidelines/
enshrined in the ethical principles of     level, an expert as one who pos-           (8) Gutheil TG, Simon RI. Attorneys’ pres-
forensic psychiatry.                       sesses authoritative knowledge or          sures on the expert witness: early warning
   Interestingly, Canadian courts have     basic skills. She emphasizes that the      signs of endangered honesty, objectivity, and
                                           expert’s expert possesses intuitive        fair compensation. J Am Acad Psychiatry
come to an awkward compromise
                                           decision-making and problem solv-          Law 27: 546-553, 1999
on this issue, differentiating between                                                (9) White Burgess Langille Inman v. Abbott
‘litigation experts’ who may be            ing, beyond simple knowledge. She
                                                                                      and Haliburton Co, [2015] 2 SCR 182
forensic experts retained for the case;    outlines the contrasting theories of       (10) Strasburger LH, Gutheil TG, Brodsky
and ‘participant experts’, for instance,   whether expertise is inherited or the      A. On Wearing Two Hats: Role Conflict in
treating physiotherapists or rehabil-      result of what Ericsson calls delib-       Serving as Both Psychotherapist and Expert
itation specialists (11). The role of      erate practice. I argued for the role      Witness. Am J Psychiatry 154: 448-456,
forensic expert therefore is to under-     of “deliberate practice” (16), the         1997.
take a search for the facts of the case,   kind that makes you sweat, but with        (11) Westerhoff v Gee Estate, [2015] ONCA
supported by evidence-based tests          good coaching, delivering actionable       206
and come to an objective opinion. It       feedback. This was supported by a          (12) R. v. Lavallee, [1990] 1 SCR 852
                                           qualitative study that I performed (17)    (13) R v Mohan, [1994] 2 SCR 9
is common in forensic practice to
                                           interviewing some of the “Greats” of       (14) Frye v United States, [1923] D.C.Cir.
review collateral information, such as                                                293 F. 1013
that provided by informants who may        forensic psychiatry, who all sponta-       (15) Regehr C. Stress trauma in decision
have relevant information. A number        neously said that working 60-80 hours      making for social workers. New York:
of cases in Canada have reviewed this      in at least the first ten years of their   Columbia University Press, 2018.
practice (12) and have ruled that ex-      career, corresponding to Gladwell’s        (16) Glancy G. The Mock trial: Revisiting
perts are allowed to use what amounts      10,000 hours, helped them become           a Valuable Training Tool. J Am Acad Psychi-
to hearsay evidence but, if these facts    an expert’s expert. Most of us strive      atry Law 44: 19-27, 2016.
are not proven in court, this goes to      merely for “competence;” Dreyfus           (17) Glancy G, Miller D. Perspectives on
the weight of the expert opinion. If       (18) describes a five-stage model,         Excellence in Forensic Psychiatry. Int J
relying on this evidence, therefore, it    where the progression goes from nov-       Risk Recovery, submitted.
                                           ice to advanced beginner to compe-         (18) Dreyfus H and Dreyfus SE. Mind Over
is important to communicate with the                                                  Machine: The power of human intuition and
retaining attorney and suggest that        tence to proficiency to expert.
                                                                                      expertise in the area of the computer. New
this evidence be proven prior to your                                                 York: The Free Press, 2000.
final opinion.

   American Academy of Psychiatry and the Law Newsletter                                                        Winter 2021 • 11
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