Dignity Integrity - Houses of the Oireachtas Commission
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March 2019 Integrity Dignity Respect Mediation Workplace Houses of the Oireachtas Commission Dignity and Respect Statement of Principles and Policy
Dignity and Respect Statement of Principles and Policy Houses of the Oireachtas Commission Dignity and Respect Statement of Principles and Policy 1 Foreword The Houses of the Oireachtas Commission, as the governing body which oversees the delivery of services to the Houses of the Oireachtas, their Members and members of the public has unanimously agreed to adopt common standards to ensure that all those working in the Houses of the Oireachtas are treated with dignity and respect. The Commission is committed to ensuring that safety and equality are to the forefront of our values, and that bullying, harassment, and sexual harassment will not be tolerated in any form. The Houses of the Oireachtas Commission will support and oversee the implementation of this Statement of Principles and we will ensure that it is adequately resourced. The Dignity and Respect Statement of Principles and Policy will be evaluated and reviewed after a period of operation and a report will be sent to the Commission with recommended improvements as required. I am pleased that, throughout the consultation process, the Dignity and Respect Statement of Principles and Policy have won broad support from the political parties and groups and from staff representatives and, in particular, I appreciate the contributions from the Members Dignity and Respect Forum, the Party Administrators/Group Co- Dignity and Respect Statement of Principles and Policy ordinators Forum and the Women’s Caucus. These Principles will form common standards throughout our Parliament to promote and maintain a respectful and positive workplace. Seán Ó Fearghaíl, T.D. Ceann Comhairle
Dignity and Respect Statement of Principles and Policy Introduction 2 The Houses of the Oireachtas Commission approved the Dignity and Respect Policy Dignity and Respect Statement of Principles and Policy on The Dignity and Respect Policy provides a standard 2nd October 2018 following consultation with the Political policy and resolution procedures which the Members Parties/groups/staff representatives for implementation and Political Parties as employers shall adopt to ensure by the end of 2018. The final published version of the that their procedures for dealing with any issues arising policy was approved by the Commission on 5th March under the Dignity and Respect Statement of Principles and 2019 on completion of the implementation arrangements. Policy comply with relevant legal and standard codes of practice. There are many employers in the Houses of the Dignity and Respect Oireachtas (the Oireachtas Service, Members and Political Parties) who have obligations to take reasonable steps to Statement of Principles ensure that the work environment is free of bullying, The Dignity and Respect Statement of Principles sets the harassment or sexual harassment and to deal with standards of respect, dignity, safety and equality that established complaints of bullying in the workplace. The apply to everyone in the Parliamentary Community – policy is based on the Health and Safety Authority’s Code Dignity and Respect Statement of Principles and Policy Members of the Houses, the staff employed by Members of Practice for Employers and Employees on the Prevention and by Political Parties, interns and those on work and Resolution of Bullying at Work 2007 and the Equality placements, political correspondents working in the Authority’s Code of Practice on Sexual Harassment and Houses and the staff of the Houses of the Oireachtas Harassment at Work. These procedures ensure that a Service (the “Oireachtas Service”). The principles apply in person who has a concern knows who to contact so that the Parliamentary Workplace, which includes Leinster they will be supported and assisted in seeking resolution through trained staff, mediation and supports. House and its environs, constituency offices, meetings, conferences, training events, official travel, and work- While Members have a particular commitment to related social occasions, provided there is a sufficient link uphold the highest standards of behaviour, as public with the work of the Member and his/her employees. representatives, they can also be vulnerable to vexatious These principles build on the standards of behaviour in the claims. The principles of natural justice and fair procedures codes of conduct and value statements of the Houses underpin the culture of dignity and respect in the workplace of the Oireachtas, the Political Parties and the Oireachtas and will apply to everyone. Service to prevent bullying, harassment and sexual All Members and Political Parties, as employers, will harassment in the parliamentary workplace. be asked to sign a form to confirm receipt of Dignity and Respect Statement of Principles and Policy and to confirm their agreement to: n adopt the policy; n assign a Complaint Recipient to handle any complaints received; n implement any recommended actions or sanctions arising from any stage of the resolution procedures.
Dignity and Respect Statement of Principles and Policy The Civil Service Dignity at Work Policy 2015 continues to apply to all Civil Service staff of the Houses of the Oireachtas Service. This policy also complies with the Health and Safety Authority’s Code of Practice for Employers and Employees on the Prevention and Resolution of Bullying at Work 2007 and the Equality 3 Authority’s Code of Practice on Sexual Harassment and Harassment at Work. The Dignity and Respect Statement of Principles and Policy will be circulated to office staff as a link on the Plinth. Employers of contractors and political correspondents working in the Parliamentary Community will be circulated with the Dignity and Respect Statement of Principles and Policy, which states that they are required to have procedures for their employees that comply with the Health and Safety Authority’s Code of Practice for Employers and Employees on the Prevention and Resolution of Bullying at Work 2007 and the Equality Authority’s Code of Practice on Sexual Harassment and Harassment at Work. Dignity and Respect Statement of Principles and Policy Monitoring and Evaluation The Dignity and Respect Statement of Principles and Policy will be evaluated and reviewed after a period of operation and a report will be sent to the Commission with recommended improvements as required. Statistics on the number of complaints received and processed under the policy will be provided by Complaint Recipients to Members HR as part of evaluation of the policy.
Dignity and Respect Statement of Principles and Policy Dignity and Respect Statement of Principles Working for the People of Ireland in a Safe Parliament for Everyone 4 The Principles All Political Parties and Members, as employers of Political Staff, must take reasonably practicable steps to prevent Everyone in the Houses of the Oireachtas strongly supports bullying, harassment or sexual harassment in the a culture of dignity and respect in the Parliamentary workplace, to reverse the effects of it, and to prevent its Workplace, in which bullying, harassment and sexual recurrence. The Civil Service Code of Standards and harassment are totally unacceptable forms of behaviour. Behaviour, the Oireachtas Service Code for Working The “Parliamentary Workplace” includes Leinster Together and the Code for Working with Members set House and its environs, constituency offices, meetings, out the values and behaviours that staff of the Oireachtas conferences, training events, official travel, and work- Service must meet to maintain a positive working related social occasions, provided there is a sufficient link environment. with the work of the Member and his/her employees. By adopting these principles, each individual will The purpose of these principles is not simply to prevent demonstrate that dignity and respect are to the forefront of unwanted behaviour in the workplace but to encourage their values. best practice and a safe and harmonious workplace where Dignity and Respect Statement of Principles and Policy such behaviour is unlikely to occur. Everyone in the Parliamentary Community will: These principles apply to everyone working in the n Always act with integrity and uphold our public “Parliamentary Community”, that is, Members of the service values in working for the People of Ireland. Houses, the staff employed by Members and Political n Prevent bullying, harassment and sexual Parties, interns and those on work placements, political harassment in the Parliamentary Workplace correspondents working in the Houses and the staff of and commit to working together in a safe, the Houses of the Oireachtas Service. harmonious workplace where such behaviours are not acceptable. While Parliament is not unique with respect to issues of bullying, harassment and sexual harassment, elected n Take the time to learn and understand Members should be held to the highest standard of the behaviours that can constitute bullying, behaviour due to the role of Parliament in society. In harassment and sexual harassment and how these politics there must be a high level of tolerance for debate behaviours impact on others. and argument, over and above what would be considered n Lead by example and take personal responsibility acceptable within the workplace. However, the same to ensure that bullying, harassment and sexual tolerance cannot be applied to politicians’ treatment of harassment are not tolerated in any form, as each staff and employees, who should have the same right to person has a responsibility to report any instance respectful treatment as any other employees. Members that they witness or that comes to their attention. must therefore conduct themselves to the highest ethical n Have positive, courteous working relationships standards in accordance with the provisions and spirit of with each other, respecting the value of our their Codes of Conduct. respective roles.
Dignity and Respect Statement of Principles and Policy n Encourage and model respectful communication, Each Political Party and Member, in their role particularly when managing conflict or challenge in as an employer, will ensure that: a busy work environment. n All Political Staff are aware of their responsibility to n Be respectful when engaging with others behave in a way that upholds a culture of dignity through social media, text messages and and respect and are aware of the behaviours that 5 email communications. can constitute bullying, harassment and sexual n Be advocates for diversity and inclusion and harassment. take steps required to prevent discrimination n All Political Staff are aware of the Dignity and and harassment on equality grounds. Respect Helpline, which acts as the Designated Contact Person. The Designated Contact Person The Houses of the Oireachtas Commission, provides advice on how to resolve a concern as the Governing Body of the Houses of the and the supports available. Oireachtas, will: n A Complaint Recipient is nominated by the n Promote the Dignity and Respect Statement of Party/Member to handle complaints and Principles and ensure that all Members, Political initiate resolution procedures. A nominee may Parties and employees are aware of standards be provided from the Members’ HR Unit to act expected to prevent bullying, harassment or sexual as Complaint Recipient for some Members and harassment in the Houses of the Oireachtas. Political Parties. n Promote the Dignity and Respect Policy and n Resolution mechanisms in their employment Dignity and Respect Statement of Principles and Policy encourage and keep under review the policy’s comply with the Dignity and Respect Policy. adoption by Members and Political Parties to seek n All employees, including new employees, will be to ensure that issues arising in relation to dignity given a copy of the Dignity and Respect Statement and respect are dealt with in a manner that of Principles and Policy so that they are aware of complies with the relevant legal and standard the commitments therein and the procedures to be codes of practice. followed if they wish to raise a concern. n Provide resources to support the effective n In view of the potential for serious personal implementation of the Dignity and Respect consequences to an individual arising from Statement of Principles and Policy. harassment, particularly sexual harassment, Members should ensure that they and their staff attend at least one information seminar on the Dignity and Respect Policy in order to prevent incidents by highlighting the seriousness of such complaints.
Dignity and Respect Statement of Principles and Policy The Oireachtas Service, in its role as employer, Others working in the Parliamentary Workplace: will ensure that: Political correspondents, contractors and those on n All staff of the Oireachtas Service are aware of their work placements/interns should be aware of their responsibility to behave in a way that upholds a responsibility to behave in a way that upholds a culture culture of dignity and respect and are aware of the of dignity and respect and to prevent bullying, harassment 6 behaviours that can constitute bullying, and sexual harassment. They should also be able to raise a harassment and sexual harassment under the Civil concern either with their employer or with the Course Service Dignity at Work Policy 2015, Our Code for Director if these principles are not met. Working Together and the Guidelines for Working with Members. n All staff of the Oireachtas Service are aware that the Personnel Officer is the contact for civil servants employed by the Houses of the Oireachtas Service under the Civil Service Dignity at Work Policy 2015 and that this policy sets out the resolution procedures for complaints that may arise when an issue is between civil servants. n The Dignity and Respect Policy is adopted by the Oireachtas Service and complaints by staff of the Dignity and Respect Statement of Principles and Policy Oireachtas Service against Members or Political Staff are handled using these procedures. All staff of the Oireachtas Service will be made aware that the Personnel Officer is the Complaint Recipient for staff of the Oireachtas Service for the purposes of the Dignity and Respect Policy and will refer the matter to the relevant party or employer. n Staff of the Oireachtas Service are made aware that, whilst the Personnel Officer is the contact for the Dignity at Work Policy 2015, they may access the Dignity and Respect Helpline to raise a concern or issue. n All staff of the Oireachtas Service are aware that complaints by Members or Political Staff against civil servants will continue to be handled under the Dignity at Work Policy 2015 procedures. n Training for staff of the Oireachtas Service on the Civil Service Dignity at Work Policy 2015 will include information on the commitments under the Dignity and Respect Statement of Principles and Policy.
Dignity and Respect Statement of Principles and Policy Support Services for the Implementation of the Statement of Principles 7 Information Seminars and Training Workplace Support Programme To support the implementation of the Dignity and The Workplace Support Programme (currently provided by Respect Statement of Principles and to prevent Inspire Workplaces) provides a Workplace Support unwanted behaviours in the Parliamentary Workplace, it is Programme for Members, their staff, and the staff important everyone in the Parliamentary Community of Political Parties. The services provided under the understands how they can contribute to maintaining a Programme include a secure and confidential telephone positive working environment. Information seminars helpline, telephone and face-to-face counselling sessions will take place periodically for Members, Political Staff and to a maximum of 6 counselling sessions per case, and staff of the Oireachtas Service to provide information and a dedicated website/online support system providing skills in dealing with others respectfully and in raising topical health and well-being information. awareness of the role of every person in contributing to Members, their staff and Political Staff can call the a healthy and positive working environment. confidential helpline any time for free, confidential and Training will also be provided for all those in the role immediate support at 1800 201 346. The dedicated Dignity and Respect Statement of Principles and Policy of Complaint Recipient. website/online support is available at www.inspirewellbeing.ie/workplaces. Support services for Members, Dignity and Respect Helpline Political Parties and Political Staff A Dignity and Respect Helpline service will be available The Members’ HR Unit – Information to Members, Political Parties and their staff, and this will and Services for Members in their role act as the Designated Contact Person for the Dignity and Respect Policy. The Dignity and Respect Helpline will be as employers a first point of contact for anyone experiencing issues The Members’ HR Unit is the point of contact for Members, relating to bullying, harassment or sexual harassment. Party Administrators and Groups regarding information or resources such as training or mediation services. The The Dignity and Respect Helpline will be available Monday Members’ HR Unit supports Members in their role as to Friday from 9 a.m. to 5 p.m. to provide information and employers including the provision of payroll administration, support on a confidential basis to anyone who wishes to template contracts and information on the roles and raise a concern under the Dignity and Respect Policy. An responsibilities of Members as employers. The Employers email address will also be provided to enable individuals Guide to Human Resource (2016) provides guidance for to make initial contact electronically. Those operating the Members on managing the human resources aspect of Helpline will either provide information or advice directly their role, on meeting their obligations as an employer and to the caller or arrange for a same-day callback. on promoting good people management. Dignity and Respect Helpline Members’ HR Unit: ext. 3273 – hrmembers@oireachtas.ie. Tel: 1800 313 638, Email: dignityandrespect@healthassured.co.uk
Dignity and Respect Statement of Principles and Policy Mediation Services Support Services for staff It is best practice to seek early and informal resolution of the Oireachtas Service of complaints and issues within the work environment Personnel Officer, HR Unit between the parties involved where possible, facilitated by the Political Party or the Member as employer. If it is not The Personnel Officer of the HR Unit is the contact for staff 8 of the Oireachtas Service for information on the Dignity possible to achieve informal resolution between parties, the Members’ HR Unit may arrange for mediation through and Respect Statement of Principles and Policy and the an independent mediation service available to Members, Civil Service Dignity at Work Policy 2015. Political Parties and groups to assist in conflict resolution in the workplace. This is a voluntary, confidential process Employee Assistance Service that allows both parties to resolve their conflict in a for staff of the Oireachtas Service mutually agreeable way with the help of a neutral mediator. The Employee Assistance Officers are trained personnel Mediation focuses on the interests or needs of the parties who are available to offer confidential support and and on solutions, not on determining or assigning blame. guidance to staff of the Oireachtas Service who may It can be used to achieve early intervention and resolution be experiencing personal and/or work-related difficulties. of workplace conflict under this policy. Its fundamental The Houses of the Oireachtas Service Employee Assistance objective is to resolve issues speedily and confidentially Officer (EAO) is Deirdre Farrell and her contact details are without recourse to formal investigation and with a as follows: minimum of conflict and distress for the parties involved. Dignity and Respect Statement of Principles and Policy Note that it may not be appropriate and reasonable to Deirdre Farrell apply mediation in cases of serious bullying, harassment CSEAS or sexual harassment. If both parties agree to resolve the 4th Floor St. Stephen’s Green House issue by mediation, the Party Administrator or Members’ Earlsfort Terrace HR Unit can arrange a mediation process. Dublin 2 D02 PH42 Union Supports Tel: 0761 000037 SIPTU (Services, Industrial, Professional and Technical Mobile: 086 8384358 Union) – Jane Boushell: 1890 747881 is the SIPTU Union Email: Deirdre.farrell@per.gov.ie official who represents staff employed under the Scheme The central telephone number and email address for the for Secretarial Assistance in the Houses of the Oireachtas. Civil Service Employee Assistance Service (CSEAS) is as follows: Tel: 0761 000 030 (on-duty EAO available 9 a.m. to 5.45 p.m. Monday to Thursday and 9 a.m. to 5.15 p.m. Friday, except Bank Holidays) Email: cseas@per.gov.ie Website: www.cseas.per.gov.ie.
Dignity and Respect Statement of Principles and Policy Civil Service Mediation Services The Civil & Public Service Mediation Service (CPSMS) offers a free mediation service to current employees of civil and public service organisations. The panel of mediators operating the service are serving civil and public servants, 9 professionally trained, accredited to and bound by the Code of Ethics and Practice of the Mediators’ Institute of Ireland and acting as a shared resource within Departments, Offices, Local Authorities and Agencies. This service can be accessed by contacting the Personnel Officer. Dignity and Respect Statement of Principles and Policy
Dignity and Respect Statement of Principles and Policy Houses of the Oireachtas Dignity And Respect Policy For Members, Political Parties and the Political Staff 10 A. Introduction and n The Safety, Health and Welfare at Work Act 2005 (as amended) provides that employers have a duty to Scope of the Policy prevent any improper conduct or behaviour which The Dignity and Respect Statement of Principles applies to is likely to put the safety, health and welfare of all working in the Parliamentary Workplace. employees at risk. It obliges Members and Political Parties as employers to ensure that reasonable This Dignity and Respect Policy is available to Members steps are taken to ensure a work environment free and Political Parties as employers to adopt to ensure that of bullying, harassment or sexual harassment. This procedures for dealing with any issues arising under the includes developing an anti-bullying policy, and Dignity and Respect Statement of Principles comply with dealing with established complaints of bullying in relevant legal and standard codes of practice. the workplace. It is recommended that in fulfilling As employers, Members and Political Parties have these obligations, Members and Political Parties particular legal responsibilities to protect their employees ensure that they and their staff are fully informed from bullying, harassment and sexual harassment. of the policy and procedures and arrange to attend Dignity and Respect Statement of Principles and Policy This Dignity and Respect Policy complies with all relevant an information seminar on these procedures. legislation and Codes of Practice, summarised as follows:1 Employers are also required to deal with complaints n The Employment Equality Acts 1998 to 2015 as a priority issue. place an obligation on all employers in Ireland n The Employment Equality Act 1998 (Code of Practice) to prevent harassment and sexual harassment (Harassment) Order 2012 (S.I. No. 208 of 2012) in the workplace. Harassment on any of the contains a number of obligations for employers, following grounds – gender, civil status, family such as ensuring that policies and procedures are status, sexual orientation, religion, age, disability, in place and are accessible to staff and ensuring race or membership of the Traveller Community – is that natural justice and impartiality are adhered to a form of discrimination in relation to conditions of during investigations. It also sets out an obligation employment. for employers to take reasonably practicable steps to prevent bullying, harassment or sexual harassment in the workplace, to reverse the effects of it, and to take reasonable steps to prevent its recurrence. 1 Up to and including September 2018. While care has been taken in the production of this document, those intending to use the template should make themselves fully aware of the legal requirement and the meaning of the clauses, and where necessary take specialist advice.
Dignity and Respect Statement of Principles and Policy The resolution procedures of the Dignity and Respect Respondent Policy to be applied Policy, once adopted by a Member or Political Party, Complaint against a Dignity and Respect apply to staff of the Member or Political Party who work Member of the Houses of Policy in the Parliamentary Workplace. The Parliamentary the Oireachtas or Political Workplace includes Leinster House and its environs, Staff member constituency offices, meetings, conferences, training Complaint against staff of Dignity at Work 2015 11 events, official travel, and work-related social occasions the Oireachtas Service provided there is a sufficient link with the work of the Complaint against a The Policy of the Member and his/her employees. non-employee such as a Employer of the contractor/political contractor/ correspondent political correspondent Staff employed by a Member or Political Party (“Political Staff ”) for the purposes of this policy Issues relating to security in Leinster House should include typical workers (i.e. full-time employees) be notified to the Superintendent of the Houses, and atypical workers including part-time workers, or the Head Usher. Criminal allegations should be reported temporary workers, fixed-term workers, casual and to An Garda Síochána. seasonal workers. Provisions in this policy which refer to an “employee” shall also apply, where the context requires, to any person working with the Member as listed B. Objectives of the Policy above. Everyone in the Houses of the Oireachtas strongly supports The procedures of the Civil Service Dignity at Work Dignity and Respect Statement of Principles and Policy a culture of dignity and respect in the Parliamentary Policy 2015 continue to apply to the conduct of staff Workplace, in which bullying, harassment and sexual of the Oireachtas Service. harassment are totally unacceptable forms of behaviour. Members and Political Parties, in adopting this Policy, There are many employers in the Parliamentary Community confirm their commitment to encouraging and maintaining and each employer is obliged to have a policy to deal with a positive and welcoming working environment in which established complaints of bullying in the workplace. All all those working within the Parliamentary Community are complaints will be dealt with under the policy that applies treated with equality, dignity and respect. to the subject of the complaint (“the Respondent”). Where a complaint is against a non-employee, such as a contractor No bullying, harassment or sexual harassment will be or political correspondent, the complaint should be made tolerated in the Parliamentary Workplace. In accordance to the Respondent’s employer. The complaint should also with these values, the Member or Political Party expects be notified to the employer of the person making the that all employees will conduct themselves with normal complaint (“the Complainant”) as the employer has a duty standards of courtesy and consideration in the workplace, to their own staff to provide a safe working environment. at work-related events, and when undertaking business on Bullying, harassment or sexual harassment by non- behalf of the Member. employees may result in suspension/non-renewal of services, exclusion from the premises or the imposition of other appropriate sanctions or referral to other appropriate bodies.
Dignity and Respect Statement of Principles and Policy Complaints of bullying, harassment or sexual harassment C. Definitions and Interpretation will be dealt with under this policy in a formal or informal The definitions and the types of behaviours that constitute manner, or by alternative means, as described below. bullying, harassment and sexual harassment are set out in Complaints of bullying, harassment or sexual harassment legislation and are also available on the Health and Safety 12 will be treated with fairness, sensitivity and (as far Authority website. They are copied below for ease of use of as possible) confidentiality for all parties concerned. this policy. Any person accused of bullying, harassment or sexual harassment will be afforded natural justice and treated 1. Bullying with fairness and sensitivity. Bullying at work is defined as repeated inappropriate Everyone carries a personal responsibility for their behaviour, direct or indirect, whether verbal, physical or own behaviour and for ensuring that their conduct otherwise, conducted by one or more persons against is in accordance with the Dignity and Respect Statement of another or others, at the place of work and/or in the course Principles and Policy. In addition, each person has of employment, which could reasonably be regarded as a responsibility to report any instance of bullying, undermining the individual’s right to dignity at work. harassment or sexual harassment that they witness or that comes to their attention. An isolated incident of the type of behaviour contemplated by this definition may be an affront to dignity, but as a The Member or Political Party is committed to ensuring once-off incident, it is not considered to be bullying. that all employees or other persons in the workplace are Dignity and Respect Statement of Principles and Policy aware of the procedures for making complaints under this A key characteristic of bullying is that it usually takes place policy and that no individual should feel threatened or over a period of time. It is regular and persistent fearful of raising such issues in the work environment. inappropriate behaviour which is specifically targeted at one employee or a group of employees. It may be perpetrated by someone in a position of authority, by employees against a more senior member of staff, or by employees at the same level. The following is a non-exhaustive list of examples of types of behaviour that may constitute bullying: n Verbal: personal insults, demeaning remarks, regular humiliation, often in front of others, nicknames, ridicule, threats; n Non-verbal or indirect: exclusion with negative consequences, hostile attitude, spreading malicious rumours;
Dignity and Respect Statement of Principles and Policy n Abuse of power: regular, excessive and The following is a non-exhaustive list of examples of types inappropriate criticism, deliberately and of behaviour that may constitute harassment: maliciously withholding work-related information n Verbal harassment: jokes, comments, ridicule in order to undermine a colleague, repeatedly or songs; manipulating a person’s job content and targets n Written harassment: emails, text messages, without due cause; 13 notices, or comments on social media; n Physical: aggressive behaviour, physical n Physical harassment: jostling, shoving, or any form intimidation, unwelcome physical contact up to and of assault; including assault; n Intimidating harassment: gestures, posturing n Communication technology: insulting texts, or threatening poses; emails, derogatory comments on social media. n Visual displays such as posters, emblems or badges; 2. Harassment n Isolation or exclusion from social activities. Harassment is any form of conduct or behaviour which is unwanted, unwelcome, and is intimidating, offensive, 3. Sexual Harassment hostile or degrading to the recipient and which has the purpose or effect of violating a person’s dignity on any one Sexual harassment is any form of unwanted verbal, non- of the following grounds: verbal or physical conduct of a sexual nature which has the purpose or effect of violating a person’s dignity and/or Dignity and Respect Statement of Principles and Policy n Gender creating an intimidating, hostile, degrading, humiliating or n Civil Status offensive environment for the person. n Family Status Sexual harassment may consist of a single incident, n Sexual Orientation or repeated inappropriate behaviour. n Religion n Disability The following is a non-exhaustive list of examples of types of behaviour that may constitute sexual harassment: n Age n Physical conduct of a sexual nature: unwanted n Race physical conduct such as unnecessary touching, n Membership of the Travelling Community. patting or pinching or brushing against Harassment may be targeted at one employee or a group of an employee’s body, assault, and coercive employees. Harassment may consist of repeated sexual intercourse. inappropriate behaviour or, unlike bullying, could involve n Verbal conduct of a sexual nature: unwelcome one isolated or single incident. Harassment includes sexual advances, propositions or pressure for situations where the victim does not fall under the relevant sexual activity, continued suggestions for social ground, but the harasser believes that the victim has that activity outside the work place after it has been characteristic. made clear that such suggestions are unwelcome, unwelcome or offensive flirtations, suggestive remarks, innuendos, or lewd comments.
Dignity and Respect Statement of Principles and Policy n Gender-based conduct: including conduct 7. Statutory Redress that denigrates or ridicules or is intimidating This policy is in compliance with the relevant legislation and or physically abusive of an employee because of Codes of Practice and is designed to support employees in his or her sex such as derogatory or degrading the resolution of complaints of bullying, harassment or abuse or insults which are gender-related. sexual harassment. However, it does not prevent 14 employees from exercising statutory entitlements under 4. Intention the Industrial Relations Acts 1946 to 2015, or the Employment Equality Acts 1998 to 2015. Bullying and harassment and sexual harassment are defined by the impact of the behaviour on the recipient Complaints under the Employment Equality Act must rather than the intention of the perpetrator. The effect of normally be brought within 6 months of the most recent the behaviour on the employee concerned is the relevant act of discrimination. If a complaint is referred to the consideration, not the intention of the perpetrator. It is up Workplace Relations Commission (WRC) it will be assigned to the employee to decide what behaviour is unwelcome to an Adjudication Officer who will investigate the irrespective of the attitude of others to the matter. complaint by reference to the specific legislation. Contact details for the Workplace Relations Commission 5. Management of Performance are as follows: It is the responsibility of managers and employers Adjudication Service to manage performance effectively to achieve goals. Workplace Relations Commission, Dignity and Respect Statement of Principles and Policy Reasonable and essential discipline arising from the good Lansdowne House management of an employee’s performance at work does Lansdowne Road not amount to bullying or harassment. Fair, honest, and Dublin 4 constructive criticism of an employee’s performance, D04 A3A8 conduct or attendance imparted in a reasonable manner Tel: 01 6313380 does not constitute bullying or harassment. 6. General Disputes It is acknowledged that occasionally there may be disputes or disagreements between people working together which, although they can evoke strong feelings and result in a difficult working environment, may not match the definitions of bullying, harassment or sexual harassment as outlined above. While these disputes do not fall within the parameters of this policy, parties may seek to resolve issues by using mediation or facilitation.
Dignity and Respect Statement of Principles and Policy D. Dignity and Respect Helpline E. Support and Assistance The Dignity and Respect Helpline is the Designated Contact from the Workplace Person for anyone who has a concern under the Dignity Support Programme and Respect Policy. The Dignity and Respect Helpline is Given the often personal nature of bullying, available to advise on: harassment or sexual harassment, it is fully recognised 15 n The policy applicable to a Complainant; that individuals may wish to discuss concerns in total n The behaviours that can constitute bullying, confidence in a safe environment, and with someone harassment and sexual harassment. A Helpline who is not involved in the situation. advisor will use the Self-Audit Checklist An independent service, the Workplace Support (at Appendix A) as a tool for the Complainant Programme, provided by Inspire Workplaces, provides a to consider; workplace support programme for Members, their staff, n The supports available to a Complainant, such as and the staff of Political Parties. The services provided the Workplace Support Programme and mediation under the programme include a secure and confidential services; and telephone helpline, telephone and face-to-face counselling n Information on the complaint process and how sessions to a maximum of 6 counselling sessions per case, to contact the Complaint Recipient to initiate and a dedicated website/online support system providing resolution procedures. topical health and well-being information. Advice provided by the Dignity and Respect Helpline The Workplace Support Programme offers support and Dignity and Respect Statement of Principles and Policy is provided in the strictest confidence. assistance in a wide range of circumstances, including instances in which people feel they are suffering stress The staff employed to operate the Dignity and Respect and/or distress as a result of bullying, harassment Helpline are appropriately trained and are available to or sexual harassment in the workplace or as a result provide advice as set out above. Helpline staff have a of a complaint made against them. listening brief; they do not get involved in any other way in the complaints procedure and do not act as Utilising the services of the Workplace Support Programme an advocate for either party. will support and assist individuals in confidently raising concerns with the Member or person complained of in Speaking with the Dignity and Respect Helpline is not order to resolve the issue quickly and with a minimum of the same as making an informal or formal complaint. distress. You can call the confidential helpline any time for The Dignity and Respect Helpline aims to provide support free, confidential and immediate support at 1800 201 346 and assistance and to ensure that individuals have all the [24/7 365 days a year]. The dedicated website/online information and advice they need should they wish to support is available at www.inspirewellbeing.ie/ progress complaints on either an informal or a formal workplaces. Please contact the Members’ HR Unit for login basis. details and password. Dignity and Respect Helpline Tel: 1800 313 638 Email: dignityandrespect@healthassured.co.uk
Dignity and Respect Statement of Principles and Policy F. Resolution Procedures Complaints made under these procedures (whether informal, formal or otherwise), should be raised with the Complaint An employee who believes they are being bullied, harassed Recipient as soon as possible but no later than six months or sexually harassed should, where possible, indicate after the most recent event(s), unless there are extenuating directly to the person complained of that the behaviour in circumstances that can be taken into consideration. 16 question is unacceptable. If the employee believes that approach is not acceptable 1. Resolving the Problem or has been unsuccessful, they should contact the Dignity with Mediation and Respect Helpline for advice on how to seek resolution. Mediation is an alternative method of resolving issues Following that, if they wish to make a complaint, they relating to bullying, harassment and sexual harassment. In should contact the Complaint Recipient nominated by the mediation, the parties seek to arrive at a solution through Member or Political Party as their employer. The Member/ mutual agreement, rather than through an investigation or Political Party will have nominated a Complaint Recipient decision. It can be used to achieve early intervention and who has had appropriate training and who is familiar with resolution for any workplace conflict under this policy. Its the procedures involved to deal with the complaint on fundamental objective is to resolve issues speedily and behalf of the employer. A nominee may be provided from confidentially without recourse to formal investigation and the Members’ HR Unit to act as Complaint Recipient for with a minimum of conflict and distress for the parties independent Members and small Political Parties. The involved. Dignity and Respect Helpline will have the contact details Dignity and Respect Statement of Principles and Policy Mediation provides a confidential opportunity for both the of the Complaint Recipients for each employer. There may person who feels that they have been bullied, harassed or be particular circumstances in which a person can request sexually harassed and the person accused of carrying out this to use the Members’ HR Unit as Complaint Recipient to inappropriate behaviour to discuss the matter and to reach make a complaint and to draw down external investigation an agreement on their continuing working relationship. It is a services, where they can demonstrate that party voluntary and independent process which cannot be imposed procedures would be inappropriate for their particular on the parties. It can only take place if both parties agree to case. participate and it can end at any stage if either party decides The Complaint Recipient will deal with the complaint to withdraw from the process. and initiate resolution procedures e.g. drawing down Mediation is available at every step of the process through mediation services through the Members’ HR Unit or an independent mediation service procured by the assigning a facilitator or investigator. The Complaint Members’ HR Unit. If both parties agree to resolve the Recipient may provide a facilitator or investigator issue by mediation, the Member/Party/Complaint through the Political Party, or where appropriate, draw Recipient will contact the Houses of the Oireachtas down such services through the Members’ HR Unit. Members’ HR Unit to arrange the mediation process. A complaint may be resolved by: If the mediation process results in an agreement acceptable 1. Mediation (available at all stages to the parties), to both parties, the mediator will draw up a written record 2. The Informal Resolution Procedure, or of the terms of the agreement for signature by both parties. 3. The Formal Complaint Procedure. If the matter is resolved by mediation, no further action will be taken.
Dignity and Respect Statement of Principles and Policy 2. The Informal Resolution Procedure Procedure To Be Followed An employee who believes they are being bullied, harassed Any facilitator assigned to resolve a complaint informally or sexually harassed should, where possible, indicate under this policy will get to the facts, consider the context directly to the person complained of that the behaviour in of the complaint and recommend the next course of action question is unacceptable. If the employee believes that in dealing with the informal procedure. 17 this approach is not acceptable or has been unsuccessful, (a) Where specific examples are given the employee may then make an informal complaint. If the complaint concerns bullying, harassment or It is the preferred approach that complaints of bullying, sexual harassment and includes specific examples harassment or sexual harassment are dealt with informally of the behaviour complained of, the person whenever possible. The informal approach does not complained against will be presented with propose to diminish the issue or the effect on individuals. the complaint and given a chance to respond. Rather, the objective of the informal procedure is to allow After the response is received (or a reasonable scope for resolving issues quickly, effectively and with a period as advised by the facilitator has elapsed minimum of distress to parties. without a response having been received) a method will be agreed to progress the issue to Informal resolution of a specific bullying allegation resolution so that both parties can return to a could include, for example, clarification of what bullying is, harmonious working environment without bullying, agreement to alter verbal style, agreement by the harassment or sexual harassment being a factor. Respondent that the conduct will not be repeated, or Dignity and Respect Statement of Principles and Policy If the behaviour complained of does not concern an explanation to the Complainant of what occurred bullying, harassment or sexual harassment as from the point of view of the Respondent which defined, an alternative approach will be put dispels the complaint. in place and a rationale recorded. It is preferable that an informal complaint is made in writing (b) Where no specific examples are given but it may also be verbal. If no specific examples are provided, there is The informal complaint should be made to the Complaint no complaint to be answered under this policy, Recipient, who will arrange for a facilitator to manage the though other means of protecting or repairing informal resolution procedure. The Complaint Recipient workplace relationships may be considered by will also notify the person against whom the complaint is the facilitator to resolve the complaint. being made (the “Respondent”) of the existence of the complaint and of the steps being taken to resolve the The facilitator assigned to resolve the complaint will keep complaint. a record of all stages: the complaint, the meetings, the action agreed and the signed records of any agreement reached. The purpose of the records, which will not include detail of discussions, is to provide evidence that the complaint was dealt with in an appropriate manner. All parties will maintain, insofar as possible, the confidentiality of the informal process. Breaches of confidentiality will be treated seriously.
Dignity and Respect Statement of Principles and Policy Resolution In all situations the independent investigator will be tasked with carrying out a thorough investigation of the The primary aim of using the Informal Resolution Procedure complaint and providing a written report to the Complaint is not to determine whether an actual violation of the Recipient. Dignity at Work Statement of Principles and Policy has 18 occurred, but rather, in a non-confrontational way, to Investigation Procedure attempt to restore a working relationship between the parties such that the matter of concern can be resolved The investigator will conduct the investigation in line with to the satisfaction of both parties. fair procedures, natural justice and prevailing law. Any investigation conducted under this procedure will be governed by Terms of Reference which will be provided 3. The Formal Complaint Procedure to the person making the complaint (the “Complainant”) In cases where an employee believes the Informal and the Respondent by the investigator. The Terms of Resolution Procedure or Mediation is not a suitable means Reference will include the following provisions at a of addressing his or her concern, or where the employee minimum: believes that their previous recourse to the Informal n That the investigation will be conducted Resolution Procedure or Mediation has been unsatisfactory, in accordance with this policy; the employee may make a formal complaint of bullying, n An indicative timeframe for the completion harassment or sexual harassment. of the investigation; Formal complaints should be made in writing and signed n The scope of the investigation; Dignity and Respect Statement of Principles and Policy and dated. The complaint should be confined to precise n That the investigation will take account of the rights details of alleged incidents of bullying, harassment or of the parties including adherence to natural/ sexual harassment, including the dates of such incidents constitutional law rights and the principles of fair and the names of any witnesses. Failure to provide such an procedures. In this regard the investigator must account of a formal complaint in writing may compromise consider, depending on the severity of the case the ability of the investigator to properly and appropriately and the prevailing law at the time, whether the investigate the complaint on a formal basis. option of cross-examination of the Complainant A Formal Complaint should be made to the Complaint should be made available to the Respondent and Recipient, who will arrange for an independent investigator how this would be conducted in the interests of to investigate the complaint pursuant to the Formal both parties. The investigator will also consider Complaint Procedure. The Complaint Recipient will inform whether legal representation should be allowed the person against whom the complaint is being made (the during the investigation process; “Respondent”) of the existence of the complaint and that n The format and structure of the meetings and how an investigator is to be appointed. A copy of the written the statements will be recorded and communicated complaint received will be provided to the Respondent at to all parties; and this time. n That the investigator will be charged to investigate whether the complaint, on the balance of probabilities, has been upheld and whether it falls within the definition of bullying, harassment or sexual harassment at work as defined in this policy.
Dignity and Respect Statement of Principles and Policy The investigator will provide the Respondent with a copy of Conclusion of Investigation the written complaint and any relevant documents, including The objectives of the investigation will be to ascertain this policy. The Complainant and the Respondent will also whether or not, on the balance of probabilities: be informed by the investigator of the aims and objectives (a) The behaviour complained of occurred and, if so, of the formal process, procedures and methodology that will be used, the timeframe involved, and the possible (b) Whether or not that behaviour amounted 19 outcomes. The Complainant and Respondent will be assured to bullying, harassment or sexual harassment of support as required through the process. Failure by either as defined in this policy. party to co-operate with the investigation will be taken into The investigation will be completed as quickly as account by the investigator in their findings. practicable, preferably within the indicated time frame. The investigator will meet with the Complainant and The investigator will submit a draft report to the the Respondent and any witnesses or relevant persons, Complainant and the Respondent which will include with a view to establishing the facts. conclusions. The Complainant and the Respondent will be given an opportunity to make a final written submission on n The Complainant and the Respondent will both the content of the report prior to finalisation. Any be entitled to be accompanied by an appropriate observations in the final written submission by the representative – i.e. a colleague, union Complainant or the Respondent will be considered in the representative or family member or in exceptional final report. The final report will be provided to the cases, legal representation if agreed by the Complainant, Respondent and the Complaint Recipient investigator based on the severity of the case. Dignity and Respect Statement of Principles and Policy who will arrange for next steps as detailed below. n All meetings with parties and witnesses will be conducted sensitively and with due respect to the Resolution Where the rights of all concerned. Respondent is an Employee n The investigation will be conducted on Action Where Complaint is Upheld a confidential basis, insofar as possible. If a complaint is upheld, the matter will be treated Statements from all parties and witnesses will be as a disciplinary issue and the employer will follow committed to writing. Copies of the record of the appropriate disciplinary procedures in line with statements will be given to those who make fair procedures and natural justice, consistent with statements to the investigator and to the parties to the standards of the WRC Code of Practice for Grievance the complaint. and Disciplinary Procedures (Code of Practice 5, August All parties will maintain, insofar as possible, 2006), which appends S.I. 146 of 2000 – Industrial the confidentiality of the process. Breaches Relations Act 1990 Code of Practice on Grievance and of confidentiality will be treated seriously. Disciplinary Procedures (Declaration) Order 2000. The Disciplinary Procedures followed by the employer should During the Investigation include a mechanism for the Respondent to appeal the outcome of an investigation and any sanctions proposed All parties will continue to work normally during by the employer under the Disciplinary Procedures. the investigation unless directed otherwise. The employer will make every effort to ensure the protection of all those The employer may also take other appropriate action involved in the investigation. to support and protect the Complainant and/or to ensure that similar situations do not arise in the future. The parties to the complaint should not communicate regarding the complaint.
Dignity and Respect Statement of Principles and Policy Action Where Complaint is Not Upheld The role of the External Adjudication Panel will be to: If the complaint is not upheld but the Complainant is found 1. Consider any appeal by the Respondent, focusing to have acted in good faith, the employer may on the aspect of the case cited by the appellant as take measures to support both the Complainant and being the subject of the appeal, seeking the Respondent. This will include the making of appropriate submissions from the complainant and respondent. 20 efforts to ensure that those with knowledge of the 2. Review the investigation procedure and determine complaint are made aware of the finding that it was not whether: upheld. n The provisions of the Dignity and Respect Where a complaint is not upheld and is found not to have Policy were followed. been made in good faith, the Complainant may be the n That fair procedures were applied subject of disciplinary action. The employer may follow throughout the investigation process. the appropriate disciplinary procedures in line with fair n All relevant facts were ascertained. procedures and natural justice and consistent with the n All relevant facts were considered in a standards of the WRC Code of Practice for Grievance and reasonable manner. Disciplinary Procedures (Code of Practice 5, August 2006). n If there are any mitigating factors that Where the Complainant is dissatisfied with the outcome of should be considered. the findings of the investigation, it is open to them to 3. Review all documentation received, meeting the appeal the matter to the Workplace Relations Commission relevant parties, reporting on their conclusions Dignity and Respect Statement of Principles and Policy or the High Court. and making recommendations on sanctions if the Resolution Where the Respondent complaint is upheld. is a Member of the Houses of the Oireachtas 4. The External Adjudication Panel can give examples Action Where Complaint is Upheld (External Adjudication of specific sanctions that they recommend be Panel) applied to the Member, including the issuing of a formal apology, attendance at compulsory training, Following the investigation of a complaint under the formal or having it made public that a finding was made complaint procedures, the Respondent can appeal either against a Member (with consent of Complainant). (1) the investigation procedure and / or (2) the findings of the investigation where a complaint has been upheld The final report of the External Adjudication Panel will then against them. Any appeal to the investigation findings be provided to the Complaint Recipient to facilitate the shall be made in writing to the Complaint Recipient, citing implementation of the sanction. In the case of a member of the specific grounds of appeal, and shall be made no later a political party, the Complaint Recipient will provide this than 10 days from the date of receipt of the Investigation report to the Member, the Complainant and to the Party Report. Whip to progress implementation of the recommended sanctions and to the Chair of the Commission who will also Following a period of 10 days from the date of receipt of the be notified when the decision has been implemented. In Investigation Report, whether an appeal has been lodged the case of an Independent Member, the Complaint or not, the Complaint Recipient will refer the matter to the Recipient will provide this report to the Member and the External Adjudication Panel. The Complaint Recipient will Complainant for implementation of the recommended forward a copy of the Final Report of the Investigator, a sanctions and to the Chair of the Commission who will also copy of any appeal made by the Respondent and any other be notified when the decision has been implemented. relevant documentation to the External Adjudication Panel.
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