DIDAT: GOALS, PROCEDURE, ORGANIZATION AND METHODICAL PROCEDURE - IASS POTSDAM
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Responsible use of digital data: Digital Data as Subject of a Transdisciplinary Project (DiDaT) DiDaT: Goals, Procedure, Organization and methodical procedure (Short brochure, March 2020) DiDaT aims to increase the adaptive capacity of The first version of the White Book will be sensitive stakeholder groups and subsystems in presented at the 3rd DiDaT Stakeholder Germany with respect to unintended side Conference at the end of June 2020. This will effects of digital data. be followed by an intensive discursive consultation (Vernehmlassung) of the seven To this end, seven exemplary impact areas main chapters on impact areas (also known as were selected (see the middle part of Fig. 3, vulnerability spaces). page 4, classification of vulnerability spaces), in which Unseens leading to vulnerabilities of In order to support the appropriateness and sensitive stakeholder groups or subsystems in potential usefulness of the orientations Germany are to be considered. The aim is to contained in the White Book, a number of achieve a positive, more responsible and transdisciplinary laboratories (Td-Labs) will be ultimately sustainable use of digital data and initiated in addition to the consultation technologies. process. DiDaT supports the development of social and The object of the work of the Td Labs is to technological innovations for the responsible examine statements, boundary conditions, handling and resilient use of digital data in all barriers and trade-offs that are linked with areas of life. DiDaT works transdisciplinarily. practice or with socio-technological innovations This means that the work process at all levels is in real-world contexts and thus to prepare an managed and shaped equally by interface in which theoretical and practical representatives of the relevant stakeholder knowledge come together. groups and by scientists. The following three pages provide information The initiation phase financed by the Plettner on the DiDaT process, transdisciplinary Foundation within the Stifterverband began in organisation and methods (see page 4). October 2018. As a DiDaT product, orientations (i.e. “socially robust orientations”) are compiled in a white paper through a suitable combination of knowledge from research and practice. 1
DiDaT: Products and results of the fully-fledged transdisciplinary project 1. Initiation Phase 2. Planning Phase 3. Core Phase 4. Networking, discursive dissemination phase, End and real-world Transdisciplinarity (Td) Labs 27/03/19 25/06/19 01/20 06/20 02/21 10/18 06/19 01/20 07/20 07/21 Start 3rd Stakeholder 4th Stakeholder Outcomes: white book related Kickoff 1st Stakeholder 2nd Stakeholder • Report about consensus- Meeting conference conference conference conference oriented consultation process of the white book including Formation of goals, Exploring opportunity and Establishing Workplan on options, Presenting the “discussed and several hundred vulnerability spaces, transdisciplinarity, presenting opportunities and innovations agreed” white book including representatives of key Figure 1. DiDaT Overview of project phases perspectives and building first partnerships preparing innovation spaces work plan for identifying (60 scientists, 50 practitioners) socially robust orientations stakeholder groups (45 scientists, 30 practitioners) options, opportunities and on innovations and follow-up • Presenting a white book with (25 scientists and 11 1. First draft of white book on clear orientations, actions, practitioners) innovations related to actions Steps for all seven spaces vulnerabilities, and innovations towards potential vulnerabilities (60 scientists, 50 1. Goal formation via shared opportunities, options, and sustainable digital data use in 1. Conceptual Frame (50 scientists, 45 practitioners) practitioners) Guiding Question innovations of the digital general and for the 2. Transdisc. Methodology 2. First classification transition perspectives of vulnerability 3. Pre-Projects 1. Ratification of a 2. Description of mechanisms 1. Handover of white book to spaces opportunities & • Stock and flow-based transdisciplinary agreement and underlying processes the public, business and • Self-declarations and clear vulnerabilities and their actor analysis among participants and 3. Presentation of scientific industry actors after an commitments of mechanisms (towards • Comparative legal analysis innovations) extended Chatham rules and/or societal challenges extensive consultation stakeholders 5. Kickoff-Meeting 3. First (method-based-) 2. Presenting a differentiated (with respect to challenges, process stakeholder analysis work plan for a deliberative which become “learning 2. Priority list of critical Outcomes: Td Lab related 6. Booklet «1. Konzeptskizze» 4. First draft of the work plan transdisciplinary process cases”). vulnerabilities and potential (10-50 practitioners and 5-10 of the core phase including (scientists & representatives The goal is to develop options opportunities and scientists in each Td-Lab) First steps in of key stakeholder groups) • Methods of knowledge and to establish DiDaT Td- comprehensive assessment Presenting action strategies, • Partnership building 3. Plan/budget for financing integration Labs convening stakeholders of actions on innovations in guidelines etc. for “learning • Joint problem / goal research digital data management cases” such as • Very first ideas about and practitioners for finding definition 4. Rough classification of pathways for innovations in 3. Detailed first report on • Viability of SME branches follow-up processes • Defining system (cases/Td-Lab) opportunities & real world settings valuable follow-up initiatives due to digital data use boundaries vulnerabilities for (managed by BTU in the DiDaT Td-Labs • Internet overuse and 5. Finding a balance between • Defining opportunity «supporting research» and Transformation Lab) 4. Writing scientific papers addiction science and practice spaces and vulnerabilities financing thereof • Misuse of data from knowledge-potential 5. First draft of potential wearables options and social and • Avoiding communities’ Continuing partnership overdependence of digital building technological innovations technology providers 2
DiDaT: Organizational Chart* (March 19, 2020) Science Practice Transdisciplinary Project Leaders Ortwin Renn (IASS), Roland W. Scholz (IASS, Donau Uni Krems / DUK), Markus Beckedahl (Netzpolitik), Stephan Noller (ubirch, Bundesverband Digitale Wirtschaft) Steering Board Speakers: C. Eckert (LMU, Fraunhofer AISEC), M. Mißler-Behr Speakers: H.-J. Sippel (Stiftung Mitarbeit), T. Thiele (BTU). Members: D. Helbing (ETH Zürich), G. Gigerenzer (MPI für (Deutsche Bahn). Members: T. Clausen (Edelmann Media), Bildungsforschung, Berlin), M. Latzer (Uni Zürich), R. Neuburger H. Gleiss (Nettz), S. Ober (NABU), C. Ulmer (Telekom), M. (Münchner Kreis), P. Parycek (Fraunhofer Fokus, DUK, Deutscher Scheier (DGB), S. Lehmann-Brauns (ZVEI) Digitalrat), C. Woopen/M. Friele (Uni Düsseldorf, Deutscher The German Federal Commissioner for Data Protection Ethikrat) (BfDI) assists in an advisory function S. Hermerschmidt, A. Zeeb-Schwanhäuser Project Team Project Management: D. Marx (BTU), V. van Zyl-Bulitta (IASS), L. Kätker (BTU), M. Mönch (BTU). Senior legal expert: G. Lentner (DUK). Td-Method Lab: C. Hartmann (BTU), H.P. Takam (BTU) Vulnerability Spaces Impact-oriented Vulnerability Spaces Science Topics/Facilitators Practice Mobility (01) W. Canzler (WZB), J. Maesse (Uni Giessen), W. K. M. Hofmann (Network D. Baidinger (Deutsch Bahn), E. Fischer (VDV), Palmetshofer (Open Knowledge Foundation), Institute) K. Teille (VW AutoUni), J. Tiffe (Form:f), T. U. Reisach (HS Neu-Ulm), L. Schebek (TU Waschke (Denkbank), C. Wust (Ford Europe) Darmstadt), W. Serbser (DGH Hochschule), Health (02) G. Antes (Uni Freiburg), G. Glaeske (Uni H. Köckler (HSG Gesundheit M. Danner (BAG), A. Eichhorn (humatrix), S. Bremen), F. Tretter (LMU), M. Friele (UK Köln), Bochum), L.A. Rosenberger Sauerland (IQWiG), S. Völker (KV W-L), M. N.N, N.N. (Uni Wien) Weller (Spitzenverband der Krankenkassen) SME (03) G. Müller-Christ (Uni Bremen), A. Reichel R. Czichos (DUK, CTN) W. Hofmann (TMG), G. Knienieder (EMUGE), (Zukunftsinstitut Karlsruhe). G. Steiner (DUK), L. Probst (IHK Cottbus), K. Weßner (puls- F. Goll (FZI Karlsruhe), N.N., N.N. marktforschung), T. Schauf (VDI, Telekom) H. Haimo (ZVEI), O. Suchy (DG-BVV) Agriculture (04) G. Berger (ZALF) R. Brunsch (Leibniz ATB), J. Zscheischler (Leibniz ZALF) H. Buitkamp (VDMA Landtechnik), H.-W. J. Dörr (Fraunhofer IESE), C. Reichel (Leibniz Griepentrog (DLG, Digitalisierungsausschuss, IBZ), L. Frerichs (tbc) (Uni Braunschweig), N.N. Uni Hohenheim), C. Tölle-Nolting (NABU), T. Strobel-Unbehaun (FIBL), P. Pascher (Bauernverband), M. Nachtmann (BASF) Value- and Impact-oriented Social Media (05) P. Freytag (tbc), N. Kersting, (Uni Münster), C. R. Hess (Werkstatt für F. Ebner (Mecodia), H. Gleiss (Nettz), N.N. Montag (Uni Ulm), L.-M. Neudert (Uni Innovation, Berlin) (Cyberstalking), C. Reher (Platform 161), B. Oxford), C. Sindermann (Uni Ulm), N.N. Thull (LFK Stuttgart), A. Schenk (semasio) Institution- and Regulation-oriented Reliable and Trustworthy Digital Data (06) A. Kaminski (Uni Stuttgart), M. Reissig (IASS), J. Lambing (Forschung Gutes S. Hallensleben (VDE), M. Breuer (Ubirch), M. C. Reuter (Darmstadt), J. Mittelbach (BTU), S. Leben), Kabisch, S. Fuchs (Blogger und Politikberater), S. Thürmel Schreiber (BTU) (München), , J. Scholz (Social Media Partisan), N.N. Cybercrime (07) P. Gladyshev (UC Dublin), D. Labudde (HS E. Albrecht (BTU), D. Marx B. Brocher (Sonderstaatsanwaltschaft Ctb), V. Mittweida), H. Hug (BTU/TMS), (BTU) Hagen (Land Vorarlberg), D. Nagel (Vodafone), A. Panchenko (BTU), N.N., N.N. B. Otupal (Dell), H. Wu (Huawei) Cross cutting expert groups Data economy DNA Data M. Dopf (Admeira), C. Reher (platform 161, BVDW), A. Schenk (Semasio), R.W. A. Eichhorn (Humatrix), G. Glaeske (Uni Scholz (IASS, DUK), S.W. Scholz (Interrogare), P. Wiegelmann (Interrorgare, BDM) Bremen), R.W. Scholz (IASS, DUK) External Support Groups Science Experts DiDaT MdB Monitoring Group G. Beier (IASS), S. Diefenbach (LMU), H. Mieg (HU Berlin), M. Beermann, M. Biadecz, T. Schipanski (CDU), M. Höferlin (FDP), T. Santarius (TU Berlin), U. Schneidewind (Wuppertal Tabea Rößner (Bündnis90/Die Grünen), P. Sitte (Die Linke), J. Institut), D. Wruk (Uni Mannheim), K. Zweig (Uni Zimmermann (SPD) Kaiserslautern) Experts in Law and Digitalization Global Digital Market Leaders C. App (DUK), G. Lentner (DUK), M. Mayrhofer (Uni Linz) M. Senges (Google, tbc), P. Müller (Amazon tbc), T. Böhm (Microsoft, tbc), N.N., N.N. Figure 2. DiDaT Organigram (with selected vulnerability spaces) 3
Methods applied in blue boxes Expert Round Tables Progression and Methodology of DiDaT Proposition-based 0. Preprojects 2015-2019 ReDE: Research in unintended side effects as subject of research at Austrian Universities (DUK: Danube University Krems) 2017: Japanese Expert Round Table on Unintended Side effects of the Digital Transition (Univ. of Tokyo, DUK) 2017: Proposition-based European Expert Round Table on Unintended Side effects of the Digital Transition (BMBF FONA, DUK ) 2018: Proposition-based South American Expert Round Table on Unintended Side effects of the Digital Hierarchical Cluster Transition (PUCR, DUK) The most severe unseens of the digital transition emerge Analyses Main message from the insufficient understanding of ownership, economic value, access, and use of digital data 2018: Renn & Scholz agree to run an transdisciplinary project on responsible use of data: DiDaT 2018: The Plettner Foundation (Stifterverband) provides funding for the initiation phase Derivation of first guiding question on unseens endangering responsible Use of Data Impact spaces of unseens of The cycle was done three the space of unresponsible data use un-responsible data use construction of vulnerabilities based on social and times for each vulnerability Vulnerability Spaces space during stages of Guiding Iterated definition of guiding question and Impact-oriented • Concept drafts Question 1. Mobility • Gross plan • Detailed plan Faceting System technological innovations 2. Health Plans for constructing action/ innovation analysis 3. SME and digitalization scenarios 4. Agriculture Value-oriented 5. Social media Intervention Identifying strategies for sin- Institution- and regulation-oriented gular vulnerabilities vulnerabilities 6. Reliable and trustworthy ecosystems 7. Cybercrime and Cybersecurity Describing (if-then) mechanism of (singular) 1./2. Initiation and planning phase vulnerabilities Stakeholder Selection of representatives mapping of six key stakeholder groups (and researchers from six disciplines) Detailed plan-based production of White Book DiDaT Td Methods Lab Accompanying research for clarifying critical issues Rank order and classify vulnerabilities and/or Methods of knowledge Whitebook chapter their mechanisms integration production 3. Core phase • Scenario formation and Construct social and technological innovation evaluation scenarios • Relating causal mechanisms Describe implementation of main scenarios • Multivariate statistics • Others which increase adaptive capacity Discursive Consulting of white book 4. Networking, discursive dissemina- Follow-up processes in tion phase, and real-world Td-Labs Release of White book Real-world/transdisciplinarity Laboratories Figure 3: History, context and methodical procedure of DiDaT Responsible use of digital data: Digital Data as Subject of a Transdisciplinary Project (DiDaT) Institute for Advanced Sustainability Studies Potsdam (IASS) e.V. , D-14467 Potsdam, Berliner Strasse 130 Tel: +49 (0) 331- 288 -22 300 / 277 34, www.iass-potsdam.de 4 Contact: Ortwin Renn: Ortwin.Renn@iass-potsdam.de Roland Scholz: Roland.Scholz@iass-potsdam.de 4 Verena van Zyl-Bulitta: vzb@iass-potsdam.de and Dirk Marx: dirk.marx@b-tu.de
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