Challenges and Opportunities to Bolster the Effectiveness of Childhood Screening
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Challenges and Opportunities to Bolster the Effectiveness of Childhood Screening Rosalind B. King, PhD,a Elizabeth Neilson, PhD, MPH, MSN,b Tracy M. King, MD, MPHa Collectively, through the articles in The term “screening” is used with the condition.1 Accessible this supplement, the authors identify differently across various disciplines follow-up thus becomes an important numerous challenges to advancing and research contexts. In the context issue to consider if the benefits of the science of childhood screening of prevention, screening is defined as screening, diagnosis, and treatment but also note exciting opportunities the systematic testing of are to be quantified at a population for future research, including asymptomatic individuals to identify level. potential advances in terminology, people at an increased risk (or early theoretical frameworks, and stage) of a disease or condition, with “Surveillance” is another term that methodologic approaches. The the aim of providing information and has different connotations in authors’ contributions are grounded other services that reduce the risk of different contexts. In the public in the existing standards of pediatric complications.1–3 Although this health context, surveillance is research but enhanced through definition is relatively generally not considered to be an contributions from developmental straightforward, quantifying the intervention but, rather, an ongoing science, econometrics, data science, benefits of such screening in clinical system for collecting, analyzing, and and public health scholarship. practice can be a challenge because using information to assess disease Implementation of the novel and of factors such as lack of consistent risk and prevalence in a population. rigorous approaches described follow-up diagnostic evaluation and Within the United States, surveillance herein (and the development of new, treatment, even in clinical trials. One testing at the population level yet unimagined innovations) may proposition to address this issue is to conducted to monitor for disease hold promise for identifying expand the definition of screening prevalence may stimulate prevention approaches to surveillance and from mere receipt of a screening test and control efforts2 but may not screening that will be the most to the entire process from invitation explicitly be linked to follow-up and effective in improving children’s to screening among asymptomatic treatment. In pediatric clinical health, development, and people through completion of the settings, however, the term well-being. treatment of the people identified “surveillance” has also been used to a Eunice Kennedy Shriver National Institute of Child Health and Human Development and bOffice of Disease Prevention, National Institutes of Health, Bethesda, Maryland Drs King, Neilson, and King drafted and approved the final manuscript as submitted and agree to be accountable for all aspects of the work. DOI: https://doi.org/10.1542/peds.2021-050693K Accepted for publication Mar 31, 2021 Address correspondence to Rosalind B. King, PhD, Eunice Kennedy Shriver National Institute of Child Health and Human Development, National Institutes of Health, 6710B Rockledge Dr, Room 2305, Bethesda, MD 20892-7002. E-mail: rosalind.king@nih.gov PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275). Copyright © 2021 by the American Academy of Pediatrics FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose. FUNDING: No external funding. POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to disclose. Downloaded from www.aappublications.org/news by guest on August 24, 2021 PEDIATRICS Volume 148, number s1, July 2021:e2021050693K SUPPLEMENT ARTICLE
refer to active monitoring at the children on pathways to different underrepresented groups are individual level, which can trigger outcomes. These selective forces, included in studies, they may referrals or interventions.4 often shaped by experiences of contribute proportionally less data, Innovative methods for assessing socioeconomic disadvantage, can particularly data that can link the the impact of surveillance and lead to disparities in access to the delivery of screening to subsequent screening, in all their various forms, preventive care visits in which health outcomes. are needed to understand and important screenings occur. These improve their contributions to selective forces can also directly One solution noted by Wallis9 is to improved child health outcomes. influence health outcomes, consider additional systems with regardless of whether certain regular contact with children. Her Gardner et al5 illustrate one such screenings are delivered. Another proposal to draw on child care approach for assessing the impact of consequence of selection is that the settings dovetails with the socio- screening using an empirical same behavior may be labeled as ecological model. Teachers and demonstration of a simulation within the normative range for other early education professionals model. They outline the qualitative members of one group and have daily interactions with young dimensions of the screening event pathologized for members of children and their families; they also and subsequent treatment process regularly observe young children’s another. Taken together, these that must hold for interventions to interpersonal skills with other factors may lead to either be effective: acceptability, children and caregivers. This overestimates or underestimates of accessibility, and fidelity. Their goal microsystem is, therefore, not only a the impact of screening on health is to show impact at the level of context through which to outcomes of interest. Better population health. Their results understand children’s behavioral strategies for understanding and reveal that even the best of health but also a source of data that accounting for these socio-ecological screening interventions are can contribute to the evidence base forces are needed to improve the vulnerable to failures at each step in for a variety of screening implementation of childhood the health care delivery system. recommendations. screening and translate screening to They call for greater integration improved health outcomes. In their article, Graif et al8 also call both within sectors of health care and between health care providers for community partnerships and In her article, Wallis9 describes how and community contexts, such as data exchanges. Wu et al10 expand these disparities play out in the schools. Schools and primary care on this idea of “Moving Beyond the specific example of autism providers complement each other; Clinic to the Community.” They call screening. Diagnostic algorithms for the former setting is accessible to for a mesosystems approach of autism screening were developed children whose parents lack health linking across the contexts of largely on the basis of evidence insurance or other ways to pay for families, schools, neighborhoods, generated in homogenous samples medical visits, whereas the latter and parents’ workplaces through a of children. As a result, they may combination of individual surveys, setting can reach teenagers who imperfectly predict the risk for dyadic data, and administrative have reduced engagement with or children from underrepresented records. Community- and systems- have dropped out of formal education. groups. The potential impact of this level longitudinal linkages create the lack of representation in potential for modeling shared risks Building on a tradition of bringing foundational studies is magnified in different communities on the Bronfenbrenner’s ecological systems among low-income children who basis of webs of connectedness. theory into health research,6,7 Graif experience discontinuities in Social media and genomic data et al8 outline a 5-stage socio- primary care. In these cases, present further sources of currently ecological model for pediatric electronic health record evidence of untapped potential. Such blending of screening. Their 5 stages situate screening and the management of multiple data sources can be done to individual children within screening results may be missing, provide a more holistic and broadening contexts from the whether because of a lack of meaningful portrait of key health, microsystems of families, social preventive care, the dispersion of developmental, and functional networks, and health care providers data among multiple providers, or outcomes. to the macrosystems of populations the use of low-resourced providers and public policy. They highlight the who are unable to maintain Kemper et al11 focus on another selection that can occur within each electronic health records. Thus, even aspect of the ecological model, the of these levels, often placing when children from passage of time.6 They acknowledge Downloaded from www.aappublications.org/news by guest on August 24, 2021 S2 KING et al
that considering each screening recommended developmental not reveal impacts for many years. event in isolation, without screenings for infants and toddlers In their work in econometrics, consideration of the child’s history than commonly used adult health Heckman et al16 also provide or context, may be easiest to measures do and, thus, may have examples of methodologic implement in busy clinical settings greater utility for revealing the techniques that may be applied to and analyze for research purposes. effects of screening-associated pediatric prevention. For example, However, this oversimplified interventions in randomized clinical they combine bootstrapping and approach fails to consider critical trials. Moving this area forward may kernel matching imputation to factors, such as the complexities of require translational collaborations estimate the societal rate-of-return human development and between developmental and benefit-to-cost ratios of a relationships between coexisting psychologists conducting basic preschool intervention program health conditions, that can influence behavioral science research and targeted at young children from screening results but also suggest applied work by physician-scientists families experiencing socioeconomic the most appropriate intervention and public health researchers. disadvantage. These methods allow for a particular individual and projections to populations beyond setting. Innovative approaches to Brown and Kemper13 take this call those directly observed in the data for rethinking outcomes one step and across decades of life after the generating and analyzing further, by challenging the field to intervention occurs. longitudinal data and for linking consider more broadly who may such data to key outcomes are benefit from screening, rather than needed accelerate the science of CONCLUSIONS simply what is being measured. clinical preventive service delivery. Although there are many They question the core screening Their arguments further explicate methodologic challenges to creating principle of limiting consideration of the calls from Wallis9 and Wu et al10 the evidence base for pediatric benefit to that which is direct to the for creative approaches to screening, the opportunities cited patient. Benefits may also accrue to identifying data sources and analytic above are relevant to multiple other individuals across the strategies. stakeholders: funders (eg, National ecological contexts in which children are embedded: family members, Institutes of Health [NIH]), Another component of a researchers, practitioners, health peers (such as classmates), and developmentally informed approach care systems, other systems that future coworkers and neighbors in for new models is to consider novel serve children (such as schools), the broader community. Economist framing of outcomes. Thus, public health officials, and James Heckman14 has written for Silverstein et al12 lay out the case policymakers. One effort in which decades about the measurable for assessing positively framed these groups could collaborate is benefit to society of early outcomes, such as subjective well- data sharing to create larger data investment in children’s cognitive being, in addition to traditional systems. The NIH has invested and noncognitive skills. By an negatively framed clinical outcomes, deeply in data sharing policies for extension of this reasoning, such as the absence of a disease or funding recipients17 and sharing the screening for lead in one child that symptoms. This perspective may tap agency’s own resources18 as well as results in the prevention of into measures that hold greater exposure to lead for a sibling yields supporting efforts in the related meaning for children and families. a benefit to society by preventing areas of data science19 and open To children in elementary school, decline in the other child’s cognitive science.20 The 5-stage socio- the ability to hear frequencies and noncognitive skills. Connecting ecological model can provide across the full spectrum of human screening to a public health theoretical grounding for the vocalization is arguably far less framework also incorporates the development of such systems important than their ability to hear consideration of justice, whereby it through its attention to the multiple well enough to make friends and is ethical to screen a child who will contextual dimensions of screening. follow instructions in the classroom. not receive a direct benefit if the For their parents, an outcome of harms to that child are minimal and In these articles, the authors also interest might be hearing well benefits to others are maximized. highlight the scientific potential in enough to make the required innovative methodologic techniques academic progress for on-time Finally, Grosse et al15 describe the and study designs. The development promotion to the next grade. These complexities of conducting cost- and use of subjective well-being school-aged outcomes occur in much effectiveness analyses of screening measures that are validated for closer time proximity to the interventions in childhood that may children, adolescents, and families PEDIATRICS Volume 148, number s1,Downloaded July 2021 from www.aappublications.org/news by guest on August 24, 2021 S3
hold promise for moving the generation, improvement, and recommendations. Am J Prev Med. evidence base forward beyond implementation of the evidence base 2018;54(1, suppl 1):S63–S69 viewing health as merely the and resulting recommendations 2. Farid-Kapadia M, Askie L, Hartling L, et al. absence of disease.21 Innovative holds considerable potential for Do systematic reviews on pediatric topics study designs and analytic methods generating knowledge that can lead need special methodological (such as accelerated longitudinal to better health outcomes during considerations? BMC Pediatr. 2017; designs,22 synthetic cohorts,23 or childhood and across the life course. 17(1):57 regression discontinuity designs24) 3. Melnyk BM, Grossman DC, Chou R, et can be used to reduce the need to ACKNOWLEDGMENTS al; US Preventive Services Task Force. rely on randomized controlled trials USPSTF perspective on evidence-based The authors acknowledge the sup- that require extended durations of preventive recommendations for chil- port of Dr David Murray, Director of follow-up before results about the dren. Pediatrics. 2012;130(2). Available the NIH Office of Disease Preven- at: www.pediatrics.org/cgi/content/ long-term impact of certain tion, and Dr Diana Bianchi, Director full/130/2/e399 exposures or interventions are of the Eunice Kennedy Shriver Na- reported. Econometric techniques 4. Lipkin PH, Macias MM; Council on Chil- tional Institute of Child Health and applied through approaches such as dren With Disabilities, Section on Devel- Human Development. They are also opmental and Behavioral Pediatrics. cost-benefit and cost-effectiveness grateful to the other members of Promoting optimal development: identify- analyses may address issues of the the workshop planning group: Dr ing infants and young children with de- lack of data to study causal Rachel Ballard (NIH Office of Dis- velopmental disorders through inference over long periods of time ease Prevention), Dr Rao Divi (NIH developmental surveillance and screen- by incorporating simulation National Cancer Institute), Dr Dena ing. Pediatrics. 2020;145(1):e20193449 modeling, big data and data Fischer (NIH National Institute of 5. Gardner W, Bevans K, Keller KJ. The analytics, and natural experiments. Dental and Craniofacial Research), potential for improving the population In addition, simulation models can Dr Dionne Godette-Greer (NIH Office health effectiveness of screening: a be used to help policy makers of Disease Prevention), Dr Ralph simulation study. Pediatrics. 2021;148(1): evaluate whether screening should Hingson (NIH National Institute on e2021050693C be provided more broadly and in Alcohol Abuse and Alcoholism), Dr 6. Eriksson M, Ghazinour M, alternative settings when resources Alex Kemper (Nationwide Children’s Hammarstr€om A. Different uses of for conducting pilot and Hospital), Dr Iris Mabry-Hernandez Bronfenbrenner’s ecological theory in implementation studies are limited. (Agency for Healthcare Research public mental health research: and Quality), Dr Suril Mehta (NIH what is their value for guiding A final important use of the socio- National Institute of Environmental public mental health policy ecological model is to bring in the Health Sciences), Dr Charlotte Pratt and practice? Soc Theory Health. social determinants of health, (NIH National Heart, Lung, and 2018;16(4):414–433 including structural racism. The NIH Blood Institute), Dr Eve Reider (NIH 7. Grzywacz JG, Fuqua J. The social ecology offers research resources for the National Institute of Mental Health), of health: leverage points and linkages. inclusion of the social determinants and Dr Karen Sirocco (NIH National Behav Med. 2000;26(3):101–115 of health, such as data collection Institute on Drug Abuse). The views 8. Graif C, Meurer J, Fonatana M. An ecolog- protocols.25 Along with sister expressed by the authors are their ical model to frame the delivery of agencies in the US Department of own and do not necessarily repre- pediatric preventive care. Pediatrics. Health and Human Services, the NIH sent those of NICHD, ODP, NIH, the 2021;148(1):e2021050693D is also soliciting input from the Department of Health and Human 9. Wallis KE. The roadmap to early and equi- scientific community about Services, or the federal government. table autism identification. Pediatrics. ameliorating structural racism in the 2021;148(1):e2021050693E conduct of scientific research.26 For 10. Wu AC, Graif C, Mitchell SG, Meurer J, example, a recent request for Mandl KD. Creative approaches for information issued by the Agency ABBREVIATION assessing long-term outcomes in for Healthcare Research and Quality NIH: National Institutes of Health children. Pediatrics. 2021;148(1): called for specific attention to the e2021050693F introduction of racial and/or ethnic 11. Kemper AR, Letostak T, Grossman DC. In- bias by the clinical algorithms that REFERENCES corporating longitudinal surveillance into shape medical decision-making and 1. Kemper AR, Krist AH, Tseng CW, et al. the delivery of pediatric screening serv- the provision of care.27 This ongoing Challenges in developing U.S. Preventive ices. Pediatrics. 2021;148(1): scientific enterprise dedicated to the Services Task Force child health e2021050693G Downloaded from www.aappublications.org/news by guest on August 24, 2021 S4 KING et al
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Challenges and Opportunities to Bolster the Effectiveness of Childhood Screening Rosalind B. King, Elizabeth Neilson and Tracy M. King Pediatrics 2021;148;s51 DOI: 10.1542/peds.2021-050693K Updated Information & including high resolution figures, can be found at: Services http://pediatrics.aappublications.org/content/148/Supplement_1/s51 References This article cites 18 articles, 3 of which you can access for free at: http://pediatrics.aappublications.org/content/148/Supplement_1/s51# BIBL Permissions & Licensing Information about reproducing this article in parts (figures, tables) or in its entirety can be found online at: http://www.aappublications.org/site/misc/Permissions.xhtml Reprints Information about ordering reprints can be found online: http://www.aappublications.org/site/misc/reprints.xhtml Downloaded from www.aappublications.org/news by guest on August 24, 2021
Challenges and Opportunities to Bolster the Effectiveness of Childhood Screening Rosalind B. King, Elizabeth Neilson and Tracy M. King Pediatrics 2021;148;s51 DOI: 10.1542/peds.2021-050693K The online version of this article, along with updated information and services, is located on the World Wide Web at: http://pediatrics.aappublications.org/content/148/Supplement_1/s51 Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it has been published continuously since 1948. Pediatrics is owned, published, and trademarked by the American Academy of Pediatrics, 345 Park Avenue, Itasca, Illinois, 60143. Copyright © 2021 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397. Downloaded from www.aappublications.org/news by guest on August 24, 2021
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