Building performance evaluation and simulation for existing buildings of composite climate: A case of Delhi
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Building performance evaluation and simulation for existing buildings of composite climate: A case of Delhi Emeline Renthlei1 and Abraham George2 1,2 Indian Institute of Technology, Kharagpur, India 1 emerenthlei@gmail.com, 2abrahamiitkgp@gmail.com Abstract: In the beginning of Delhi Master Plan 2021, existing buildings of Delhi are energy intensive which add to the cooling load and energy requirement. The study aims to reduce energy use in existing buildings through the use of passive cooling strategies, after building performance evaluation is carried out; to highlight the importance of passive cooling strategies and their relevance with two case studies of built-forms in Delhi which differ in their design, location and function. The performance of the buildings in its existing condition is monitored in two extreme climatic conditions; summer and winter. Exploration and experimentation of passive strategies are done on two built forms through modelling using the environmental tool IESVE, to determine optimum design solution. The key findings of modelling are the importance of response of each building element to its environment. Appropriate insulation of the roof drastically changes the adjacent internal environment due to the amount of solar radiation falling on it. Design of overhangs must be done in relation to the altitude angle of solar radiation and depth of window. Selection of strategies based on micro climate and design of buildings in harmony with the environment is also crucial for cutting down energy consumption. Keywords: Building Performance Evaluation, Passive Strategies, Modelling, Simulation 1. Introduction Though it is easier to build a new environment-friendly building, one cannot ignore retrofitting of existing buildings since they consume 36% of the total energy globally (International Energy Agency 2017). Electricity consumed annually by existing buildings in India is more than the total electricity consumed by all buildings that will be constructed over the next 20 years (The Energy and Resources Institute 2013). With significantly growing energy demand in buildings, power shortage and increase in Carbon emissions have been experienced. Improved efficiency of existing buildings through building retrofitting represents a high volume, low-cost approach to reducing energy use and greenhouse gas emissions (Luisa F. Cabeza 2018). Policy and planning documents define eight types of settlements in 1 Research Scholar, Department of Architecture and Regional Planning, Indian Institute of Technology Kharagpur, India Pin: 721302. Tel: 91-7308970585 E-mail: emerenthlei@gmail.com 2 Corresponding author: Associate Professor, Department of Architecture and Regional Planning, IIT Kharagpur, India Pin: 721302. Tel: 91-9434742367, E-mail: abrahamiitkgp@gmail.com Revisiting the Role of Architecture for 'Surviving’ Development. 53rd International Conference of the Architectural Science Association 2019, Avlokita Agrawal and Rajat Gupta (eds), pp. 527–536. © 2019 and published by the Architectural Science Association (ANZAScA).
528 Renthlei E. and Georege A. Delhi, only one of which is termed ‘planned’. The planned colonies account for about 23.7% of the total estimated population whereas; the unplanned colonies together make the remaining population of 76.3% (Centre for Policy Research 2015). The new Master plan of Delhi 2021 aims to develop 27,000 hectares in the City to meet growing demands (Delhi Development Authority 2010). Construction in Delhi is time sensitive; as is the case of any fast-growing city and many constructions are done without proper management. Not all existing buildings are designed ‘energy efficient’ or ‘climate responsive’. Therefore, importance of retrofitting should be taken a serious concern by the Government, stakeholders and homeowners. According to the Central Electricity Authority annual report 2017-2018, electricity consumption in Delhi is more than all the metro cities put together (Central Electricity Authority 2018). The power-cuts and shortfall in electricity experienced in Delhi during the months of June and July could directly be attributable to air-conditioning (Lall 2007). Hence, it is inevitable to ensure appropriate Building Performance. An evaluation method as a regulatory means is hence appropriate. Building Performance Evaluation is a useful method to understand and enhance the level of performance; to upgrade the effectiveness and efficiency in producing quality and well-maintained buildings. All buildings require a level of performance and a standard of management throughout their life that can provide and sustain conditions suitable for the well-being of their users (Kamaruzzaman 2011). Building performance simulation has become an accepted method of assessment during the design as well as during the operational life of built forms (Olufolahan Oduyemi 2016). The complexities in the design process is increasing and building performance simulation tools help to find the optimum results and solution for the performance of buildings (IES Virtual Environment User Guides 2019). These can be applied for finding the best retrofitting solution for an existing built form. There are many passive design technologies that can be applied for retrofitting of existing buildings, and selecting the optimum strategy yields the appropriate performance. The simulation tool which is selected for the project plays an important role in the selection of optimum design solutions. Thus, the research intends to understand the effects of different simple retrofitting strategies for the existing housing stock in Delhi and extend to other cities as well, through building simulation tool, Integrated Environment Solutions Virtual Environment (IESVE). 2. Methodology Integrated Environment Solutions Virtual Environment (IESVE) is a tool used widely for new building, renovation or retrofitting projects and the software allow designers to test different design options, to identify optimum passive solutions, compare low-Carbon technologies, and draw conclusions on energy use, CO2 emissions, occupant comfort, lighting levels, airflow, and many more. It allows one to design and operate comfortable buildings that consume significantly less energy and incorporate low-Carbon and renewable technologies (IES Virtual Environment User Guides 2019). With the help of the Ap locator (weather and site location editor), the climatic condition of a particular site can be acquired and these data can be modified and altered to match the required conditions. IESVE programs facilitate a full dynamic thermal modelling of building and consequent energy consumption with APACHE calculations and simulation (Central simulation processor which enables one to assess every aspect of thermal performance as well as share results and input) (IES Virtual Environment User Guides 2019). Five retrofitting strategies are selected, among many strategies, to make retrofitting more cost effective and practical for this particular simulation project. These selected strategies will not be burdensome for implementation for the homeowners and the community. They are:
Building performance evaluation and simulation for existing buildings of composite climate: A case of 529 Delhi a) 1200mm overhang for windows and openings, where applicable. b) Integration of 100mm rock wool insulation (U-value of 0.6 W/m2K) on the roof and floor c) double glazing with 12mm air gap (12mm gap is used to avoid bulky window frame and double- glazing windows have 0.4 mm to 20mm gap depending on the type of gas-filled) for windows and openings where applicable, d) Manual Night cooling mechanism e) Responsive Roof insulation 2.1 Study area Delhi has composite climate and is predominantly hot so too, distinct cool and humid seasons. Cooling is essential and heating is a requirement because most of the population is used to hot climate and many buildings do not aid thermal comfort. Two buildings are selected for performance evaluation and simulation model which are different in location, function, orientation and occupancy. 2.1.1 Eastend Apartments 15/903, Mayur Vihar Phase-1 (Extn.), Delhi – 110 096 Eastend Apartments has 1306 apartment blocks of 8 – 9 storeys. The selected flat is on the 9th floor. Figure 1: Eastend apartments (Source: Author) 2.1.2 Chelsea West Architects Office S-468 First Floor, G.K Part 1, Delhi – 110048 Figure 2: Chelsea West Architects Office (Source: Author) Greater Kailash Part I was developed in the early 1970’s. The selected flat is a residential one on the first floor of a 5-storey building which has been converted to suit the requirement of the architecture firm.
530 Renthlei E. and Georege A. 2.2 Building Performance Evaluation While Building Performance Evaluation can cover the entire life cycle of the building (including construction, postconstruction, early occupancy and in-use stages), Post-occupancy evaluation (POE) is limited to the in-use stage of a building (Rajat Gupta 2019). A Post-occupancy Evaluation was performed for both the buildings through Energy Audit, Temperature Monitoring and Occupancy Satisfaction. 2.2.1 Energy Audit Electricity bills for the entire year of 2014 were collected and analysed to assess the electricity consumption and all appliances in both the buildings were audited as well. 2.2.1.1 Eastend Apartments The main electricity consumption goes in cooling of the house and other uses are relatively low. During summer months, the unit of consumption of electricity is almost five times higher than the rest of the year. These summer months includes May to September and gradually decreases when winter comes. Heating during winter is done through small electric heaters which can be moved anywhere in the house. Family take care to switch off unused appliances and lights. 2.2.1.2 Chelsea West Architects Office Electricity is used for all appliances as well as for cooling and heating. Cooling load is high as the office remains air conditioned throughout occupancy hours i.e. 8 – 10 h / day. Computers are kept on even when not in use adding to the cooling load. The amount of electricity consumed during the months of May to August is more than double compared to the other months due to higher cooling requirement. 2.2.2 Temperature Monitoring The two flats were monitored using data loggers for a period of one week during summer (23rd May – 30th May 2014) and winter (19th Jan – 26th Jan 2014) for evaluation and analysis of the actual performance. Data loggers, i-buttons, were placed in three rooms and one in the balcony in both the buildings. 2.2.2.1 Eastend Apartments Summer readings: The internal temperature remains lower than the outside temperature for most part of the day with a difference of 80C to 100C with mean minimum. During the night the outdoor temperature drops to about 50C. The rooms that are monitored have different types of conditioning. Out of the three rooms that are monitored, only Master bedroom is air-conditioned. The other rooms have ceiling fans for cooling and they maintain a temperature of about 340C with the active cooling system. Winter readings: The internal temperature is higher than the outside temperature by 70C to 90C due to electric heaters. Master bedroom is occupied most time of the day, since the owners are retired, and has more internal gains than the other two rooms. Most of the rooms have comfortable temperature of 170C to 210C.
Building performance evaluation and simulation for existing buildings of composite climate: A case of 531 Delhi 2.2.2.2 Chelsea West Architects Office Summer readings: Temperature reading inside the office is below the external temperature (almost 80C difference during peak hours) during most part of the day. There is a decrease in the room temperature during office hours when the cooling starts. Winter readings: Temperature fluctuation occurs outside during sunshine hours and after sunset there is almost 100C difference between the lower range and the upper range. The internal temperature on the other hand, remains constant during occupancy hours. The bedroom is rarely occupied and so has lower temperature than the studio which has more internal gains from computers and other appliances and from the occupants as well. There is a minimal heating during winter and the room temperature remains within comfortable range with appropriate clothing. Unit of Electricity Consumed (kWh) 1400 1200 1000 Eastend Apartments 800 Chelsea West 600 400 200 0 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Figure 3: Monthly Actual Electricity consumption for Eastend Apartments and Chelsea west office taken from electricity bill of 2014 (Source: Author) 2.3 Validation and creation of Base case model The model was validated with respect to the data acquired from the data loggers through six iterations. Manual adjustments of parameters like infiltration rate, and small changes in the U-values were done by trial and error until the simulation results matches the known data. The weather file used for modelling is taken from ASHRAE design weather database 2014 and the location is Safdarjung, Delhi. The dry bulb temperature readings were quite different from the monitored outside temperature. This could be due to the difference of more than 17 kms (for Eastend) and 10 kms (for Chelsea West) between the study areas and the database for the program. Base case models were made with RMSE of 2.14% and 2.34% for Eastend apartments and Chelsea West office respectively. The internal temperature differences could be due to variation of internal gains, hours of air conditioning used, external gains and other factors. The number of air changes due to infiltration is kept
532 Renthlei E. and Georege A. as 0.5 and the air conditioning of the rooms are set to work when the temperature of the room is greater than 260C during occupancy hours only. The base case model does not take into account the dessert cooler during the summer months and during winter, the electric heating is left out while modelling and thus the result in the lower temperature reading. The occupancy hours differ slightly in Chelsea West office due to extra hours in the office from the fixed hours in the model. The materials used and U values for base case mode are: Eastend Apartments Chelsea West Architects Office Elements Material/modelling U values Material/modelling U values assumptions (W/m2K) assumptions (W/m2K) Floors/ Ceiling 150mm thick RCC slab 2.61 150mm thick RCC slab with 2.71 with ceramic tile ceramic tile Partition wall 150mm brick wall with 1.53 150mm brick wall with 1.67 plaster and paint finish plaster and paint finish Roofs 150mm thick RCC slab 2.38 150mm thick RCC slab with 2.14 ceramic tile External walls Brick wall of 230mm 2.06 Brick wall of 230mm 2.06 thickness thickness Windows Single glazing with 5.32 Single glazing with wooden 5.32 wooden frame frame Table 1: Materials and U-values used in simulation model for both the buildings (Source: Author) 2.4 Analysis of Simulation The simulation process is done separately for each of the five strategies and the results were recorded. The last stage of the simulation process is a combination of all five strategies. Table 2 shows the comparative result for the two buildings. It is evident that the cooling load of the two buildings decreases to 38% and 32% and most effectively when all five strategies are applied. 2.4.1 Eastend Apartments There is a little change in the thermal performance when overhang of 1200mm is introduced. Although there is a decrease in the cooling load, this is offset by the increase in the heating load since the overhang remains the same length throughout the year regardless of the angle of solar radiation. Thermal Insulation (rock wool) of 100mm thick on the roof reduces the overall energy consumption mainly due to reduction of the cooling load and a small reduction in the heating load as well. On the hottest day the peak internal temperature drops by almost 20C due to roof insulation which reduces the solar gain substantially since it is the element which receives the most solar radiation and installation of insulation materials prevents heat from penetrating into the liveable area. The integration of 100mm insulation (U-value of 0.6 W/m2K) on the roof and floor has the most effect on the energy consumption as the cooling load decrease to almost 22% less than the base case model. There is a great improvement in the U values of the building components. The windows are set to open only when the internal temperature goes higher than the outside temperature. The peak day temperature sees the lowest temperature during 04:00 hours in the morning and from that point onwards the temperature is slowly rising but the internal temperature remains almost 1.5oC lower throughout the day as compared to the base case without night cooling, which means that the thermal mass of the building helps to retain the
Building performance evaluation and simulation for existing buildings of composite climate: A case of 533 Delhi cold. There is not much variation with the overall performance when the glazing is doubled and coating on the outside, and the amount of heating requirement is higher than a building with single glazing but this is neutralised by the reduction in cooling load. The peak solar gain in the south side bedrooms decreases by 0.4 kW, although there is not much change in the peak room temperatures. The cooling load reduces by 2480 KWh which amounts to 38% reduction when all the passive strategies are applied on the model. The peak internal temperature is reduced to 5oC throughout the day resulting in more comfort. 2.4.2 Chelsea West Architects Office With the introduction of an overhang of 1200 mm, the internal peak day air temperature reduces by 20C as compared to the base case peak day temperature. The reduction is more distinct in the conference room and the principal’s office since they face south. Insulating the floor, external walls and the ceiling, on the other hand reduces the cooling requirement substantially by 2100 KWh, which is 22.8% from the base case. The peak internal temperature on any given day is lower by 4oC to 5oC in almost all the rooms. Insulation of the floor and ceiling does not have too much effect on the thermal condition of the room since they are an internal element shared between the lower floor and the upper floor respectively and offers little to the improvement to the thermal mass. There is no heating requirement when the building is insulated. Night cooling helps to maintain a 2oC lower internal temperature form the base case and the lowest temperature is between 04:00 hours and slowly rises until it reaches a peak point after 18:00 hours, but by this time the rooms are not fully occupied and it is still lower than the base case temperature. The reduced temperature is maintained during the main occupant hours. Cross ventilation helps the effectiveness of night cooling and the thermal insulation retains the coolth within the rooms. Night cooling is more effective in rooms having larger windows and greater number of windows. Double glazing windows do not have much improvement to the performance of the building and they do not reduce the internal temperature although a slight decrease in the solar gain is noticed. The windows are mostly facing south and they are long and have larger width without overhangs so the solar radiation can still heat up almost the entire length of the window. The thermal mass of the building is improved after addition of insulations and this retains the coolth due to night cooling. Heating requirement is eliminated completely and cooling load reduces to almost 32%. Passive Eastend Apartments Chelsea West Office Remarks design strategy Double Cooling load reduces slightly but Does not help in reducing Dose not have desired glazing heating load increases heat gain due to size and effect due to location position of windows of openings 1200mm Slight decrease in cooling load but Most effective on the Length should be overhang increase in heating load in winter south side openings adjustable depending since the length of the overhang on the angle of remains the same for both seasons. radiation
534 Renthlei E. and Georege A. Night Reduce the internal temperature Reduce the internal Cheapest mechanism Cooling by 1.50C during peak hours temperature by 20C. Most provided the external effective in rooms with temperature should larger size openings be lower than the internal temperature Roof Reduction of 20C in the internal No direct contact with Optimum solution for Insulation temperature during summer roof top floor apartments months. Reduction in overall cooling load Overall Cooling load reduced by 22% as Reduce the cooling load Insulation the entire insulation compared to base case. Insulation by 22.8% from the base envelope is the most of walls and roof is most effective case. Peak internal effective strategy to as they cover the maximum area temperature drops by 50C reduce cooling load in most of the rooms. Insulation of the walls is most effective Combined Internal peak day temperature is Internal peak day Strategies 50C less than the base case. temperature is 50C less Cooling load reduces by 38% and than the base case. no heating is required in winter Cooling load reduces by 32% and no heating is required in winter Table 2: Analysis of Simulation for each Passive Design Strategies (Source: Author) Cooling load (MWh) 10 9 8 7 6 Eastend Apartments 5 4 Chelsea West 3 2 1 0 Base case Double 1200 Night Roof Overall Combined Glazing overhang cooling insulation insulation Figure 4: Total cooling load for Eastend Apartments and Chelsea West office simulation (Source: Author)
Building performance evaluation and simulation for existing buildings of composite climate: A case of 535 Delhi 3. Discussion It was observed that Responsive Roof insulation is the most effective way of reducing cooling load and overall energy consumption for a top floor apartment. Night cooling is the simplest mechanism applied for this simulation to reduce the internal temperature effectively but, the automated windows will not be applicable in practical use. The change in glazing type alone, without external shading, have little effect on the overall performance since the size of opening remains the same and solar radiation already penetrates through the glasses. It was also noticed that the overhang does not have a large impact since most of the windows are located in areas where shading is provided by either vegetation or by the neighbouring buildings. Appropriate thermal insulation of wall and roof prevent heat from penetrating into the internal space and is most effective when combined with responsive and passive night cooling for attaining thermal comfort. 4. Limitations of the model External Errors: User errors like inaccurate input data, misinterpretation of output or simple mistakes made during the course of modelling. Limitations of expertise in using the software can lead to a different output and is very sensitive when designing for a specific cooling requirement. Modelling calculations may not match the actual requirement. Over or underestimation of total internal gains can seriously affect the results, although appliances audit can be made for the exact hours of use and user behaviour can only be assumed. The number of occupants varies especially in the office building. The occupancy profile being set always takes into consideration a fixed number of people; this might overestimate the total internal gains as well as the cooling requirements. The weather data used might not be up to date and slight variation in temperature can change the comfort temperature in the area and most weather files are taken at a specific location of a city and the micro climate of the site having greenery and water body to cool the temperature might not be considered. 5. Conclusion Building Performance evaluation is a useful and important step in maintaining and controlling the overall performance of any building, particularly those existing. Improvements, where required, can be analysed through the evaluation process. Building simulation plays a vital role in selection of the best design strategies whether at the design stage or at the retrofitting stage. Through building simulation; a simple design strategy can help to reduce the energy consumption of a building up to 30% reduction. This will lead to an overall reduction of Carbon emissions in the city to an enormous extend. Building performance evaluation and simulation, if done at the early stage of design, can ensure minimal to Net Zero Carbon building. References Alex Nutkiewicz, Rishee K. Jain, Ronita Bardhan. 2018. “Energy modelling of urban informal settlement redevelopment: Exploring design parameters for optimal thermal comfort in Dharavi.” Applied Energy 433-445. Beker, Rachel. 2008. “Fundamentals of performance-based building design.” Building Simulation 17. Central Electricity Authority. 2018. Annual Report 2017 - 2018. Annual Report, New Delhi: Government of India. Centre for Policy Research. 2015. Categirization of settlements in Delhi. Annual, New Delhi: Centre for Policy Research.
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