Anaesthetic Challenges in Primary Cleft Lip and Palate Surgeries: A Retrospective Study

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JMSCR Vol||09||Issue||03||Page 206-214||March                                                 2021
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                                                                     ISSN (e)-2347-176x ISSN (p) 2455-0450
                                                                 DOI: https://dx.doi.org/10.18535/jmscr/v9i3.36

      Anaesthetic Challenges in Primary Cleft Lip and Palate Surgeries: A
                              Retrospective Study
                                                   Authors
      Chadha Meenu MD , Shrivastava Gaurita MD, DNB2, Goyal Praveen MD3,
                                 1

      Waskel Shailendra DA4, Chauhan Jaideep S MDS5, Sharma Sarwpriya MDS6
 1
 Consultant & Pain Physician, Head, Department of Anesthesiology, CHL Hospitals, AB Road, LIG Square,
                                             Indore (M.P.) India
 2,3,4
       Consultant, Department of Anesthesiology, CHL Hospitals, AB Road, LIG Square, Indore (M.P.) India
   5
     Consultant & Head, Department of Maxillofacial Surgery & ‘Smile Train’ Cleft Centre, CHL Hospitals,
                                  AB Road, LIG Square, Indore (M.P.) India
 6
   Consultant, Department of Maxillofacial Surgery & ‘Smile Train’ Cleft Centre, CHL Hospitals, AB Road,
                                       LIG Square, Indore (M.P.) India
                                            Corresponding Author
                                            Chadha Meenu MD

 Abstract
 Background: Cleft lip and palate are one of the commonest congenital craniofacial anomalies. The aim of
 this study was to do a retrospective analysis of patients who underwent primary cleft surgeries.
 Method: After approval from the institutional ethical committee retrospective analysis of 975 patients who
 underwent primary cleft lip, primary cleft palate and primary combined surgeries was done. The
 anaesthesia technique and complications were noted from the anaesthesia records. The data recorded was
 demographic profile, haemoglobin level, preexisting comorbidities, type of surgery and perioperative
 complications.
 Result: The overall pre-existing morbidities, perioperative and post-operative complications were reported
 in 109 (11.2%), 117 (12%) and 52 (5.3%) participants respectively. In the pre-existing morbidities, Upper
 respiratory tract infection (URTI) was reported as the most common pre -existing morbidity (6.7%),
 various syndromes in 32 patients (3.3%). Congenital cardiac condition occurred in 1.2% In the
 perioperative complications, bronchospasm occurred in 4.1% most of these patients had URI and difficult
 intubation occurred in 3.3%. Post operatively 1.2% had bleeding and all of these patients had to be
 intubated postoperatively. It was noted that difficult intubation was more in cleft palate surgery 19 patients
 than cleft lip surgery 13 patients. Failed intubation occurred in equal number of patients in cleft lip and
 palate. Post-operative bleeding was also more in cleft palate surgery and post-operative bronchospasm
 occurred only in cleft palate surgeries
 Conclusion: We observed URTI as the major preoperative challenge in addition to intra and post-
 operative complications. A thorough preoperative evaluation is imperative.
 Keywords: Anesthesia; Cleft lip and palate; Endotracheal Intubation; Pierre Robin; Respiratory tract
 infection; Anaemia.

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 Introduction                                            A retrospective study of 975 patients who
 Cleft lip and palate are one of the commonest           underwent cleft lip repair, cleft palate repair and
 congenital craniofacial anomalies, considered           combined (cleft lip and palate repair) from May
 together, they constitute the third most common         2017 to September 2020 was done. A total
 congenital anomaly that requires surgical               number of 1067 patients were operated during this
 correction at an early age. Cleft lip with or           period but, 975 patients were analysed and 92
 without cleft palate occurs in 1 in 600 live births,    patients were excluded from the study because of
 cleft palate alone is less common and occurs in 1       incomplete documentation.
 in 2000 live births[1].                                 The anaesthesia technique and complications were
 Congenital cleft can involve the lip, alveolus, hard    noted from the anaesthesia records. The data
 and soft palate, can be complete or incomplete,         recorded was demographic profile, haemoglobin
 unilateral or bilateral or may be associated with       level, preexisting co-morbidities, type of surgery
 syndromes and other anomalies. These defects of         and perioperative complications. For the purpose
 the upper airway predispose the child to difficulty     of statistical analysis, the patients were divided
 in swallowing, regurgitation of milk, aspiration        into four groups 0-6 months, 6 months- 2 years, 2-
 and subsequent pulmonary infections. Associated         4 years, above 5 years. The data collected was
 syndromes include Pierre Robin, Treacher Collins        entered in Microsoft Excel and subjected to
 and Goldenhar syndromes.                                statistical analysis using Statistical Package for
 Age is a crucial factor in cleft repair surgeries.      Social Sciences (SPSS, IBM version 20.0). The
 Most of the protocols favors early surgical             level of significance was fixed at 5% and p ≤ 0.05
 intervention for repair of cleft lip at about 12        was       considered     statistically  significant.
 weeks of age while palatal repair is ideally carried    Kolmogorov- Smirnov test and Shapiro-Wilks test
 out later between 6 to 12 months of age. We too         were employed to test the normality of data. Chi
 follow the same protocol. Surgical repair of cleft      square test was performed for quantitative
 lip and palate carried out at the appropriate time      variables.
 helps to correct facial deformity, prevents             All the patients were seen preoperatively by the
 malnutrition and anaemia.                               surgeon, paediatrician and the anaesthesiologist.
 Anesthetic management of the surgical repair of         Patients who had raised counts but were clinically
 orofacial clefts is quite challenging because of the    asymptomatic were started on prophylactic
 age of the patient (mostly infants), hematological      antibiotics a day before surgery and taken after a
 parameters, recurrent upper respiratory tract           decline in count the next day. Those patients with
 infection, malformation of the orofacial tissues,       frank respiratory tract infection, wheezing and
 under development, sub-optimal weight, and              crepts were deferred for surgery, while those who
 associated congenital anomalies. Review of              had running nose and a clear chest were included.
 literature mentions higher incidence of                 Anaemic patients were also not taken for surgery.
 perioperative respiratory complications when            Out cut off for the haemoglobin level was 8.5
 associated with the common cold symptoms in             gm%.
 children for cleft repairs[2,3] In order to determine   Routine preoperative fasting guidelines were
 the type of challenges and perioperative                followed according to the Smile Train Protocol.
 complications during the surgical cleft repair, we      Preoperative fasting was observed 4 hours for
 conducted a retrospective observational study of        milk, 6 hours for solid food and 2 hours for clear
 975 patients over a period of 3 years 4 months.         fluid. No patient received any sedative
                                                         premedication to avoid risk of airway obstruction
                                                         After preoxygenation for 3 minutes anaesthesia
 Material and Methods                                    was induced with I/V fentanyl 2µgm/kg, propofol

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 1.5- 2 mgm/kg and succinylcholine 1.0-1.5             expertise in dealing with paediatric airway was
 mgm/kg. The trachea was intubated with cuffed         considered as difficult intubation and failure to
 Ring- Adair Elwyn (RAE) endotracheal tube of          intubate after three attempts as failed intubation.
 appropriate size. After confirming proper position    Bradycardia was defined as heart rate ( HR)< 20%
 of the endotracheal tube, it was taped below the      of baseline, tachycardia if HR >30% of baseline,
 lower lip in the mid line to minimise distortion of   hypotension when mean arterial blood pressure
 facial anatomy. Pharyngeal packing was done           (MBP) 30% of
 with moistened ribbon gauze. Bilateral air entry      the baseline value. Hypothermia was considered
 was again confirmed after final positioning.          when body temperature was less than 95° F and
 Anaesthesia was maintained with oxygen, nitrous       fever if more than 100° F.
 oxide and sevoflurane and atracurium 0.5 mgm/kg
 on controlled ventilation. Standard intraoperative    Results
 monitoring included ECG, SpO2, EtCO2, NIBP            The data collected was entered in Microsoft Excel
 and temperature monitoring. Paracetamol               and subjected to statistical analysis using
 suppository 20mg/kg was put in after induction.       Statistical Package for Social Sciences (SPSS,
 At the end of the surgery oral suction was done       IBM version 20.0). The level of significance was
 and pharyngeal pack removed. Residual                 fixed at 5% and p ≤ 0.05 was considered
 neuromuscular blockade was reversed with              statistically significant. Kolmogorov- Smirnov test
 neostigmine and glycopyrollate in titrated doses.     and Shapiro-Wilks test were employed to test the
 Tracheal extubation was done after return of          normality of data. Chi square test was performed
 consciousness, good spontaneous respiration,          for quantitative variables.
 adequate tidal volume and when protective             This retrospective analysis was carried out to
 reflexes were obtained. If the child was below 1      determine the anaesthetic challenges in primary
 year old or was fasting more than 4 hours 1%          cleft lip and palate surgeries. The results are based
 dextrose along with the balanced salt solution        on analysis of 975 participants determining the
 Ringer lactate was given. To make up this 1% we       anaesthetic challenges. The study participants
 added 4 ml 25% dextrose to 96ml Ringer lactate        were characterized into different groups and
 to make up 100ml. Children more than 1 year or        majority of them were in the age group of 6
 10 kg were given Ringer lactate.                      months-2years (69%). Major proportion of the
 Post-operatively, all the patients were nursed in     participants were males (61%) as compared to
 lateral position to optimise airway and to            females (39%) and majority of the surgeries were
 minimise chances of aspiration. Monitoring for        cleft lip surgery (53.1%), with cleft palate (44.4%)
 bleeding, vomiting or airway obstruction was          and combined surgeries in (2.5%) (Fig.1).
 done. All perioperative and post-operative            Our cut off level for hemoglobin was 8.5g/dl Only
 complications and challenges were documented.         25.7% patients had a hemoglobin level between
 For the study purposes, fall in SpO 2
JMSCR Vol||09||Issue||03||Page 206-214||March                                                                                                                         2021
 difficult intubation occurred in 32 (3.3%) and                                                           patients than cleft lip surgery 13 patients (Fig.5).
 most of these children were syndromic. Post                                                              Failed intubation occurred in equal number of
 operatively 12 (1.2%) had bleeding and all of                                                            patients in cleft lip and palate, most of these
 these patients      had to      be reintubated                                                           children were syndromic and had retrognathia.
 postoperatively (Fig.4).                                                                                 Similarly, post-operative bleeding was also more
 In the association between type of surgery and                                                           in cleft palate surgery and post-operative
 perioperative complications we noted that difficult                                                      bronchospasm occurred only in cleft palate
 intubation was more in cleft palate surgery 19                                                           surgeries (Graph 6)

                800

                700                  673
                                                                                                   595
                600
                                                                                                                         518
                500
                                                                                                                                           433
                                                                                                              380
                400

                300
                       226
                200

                100                                                                52
                                                                24                                                                                         24
                  0
                                                                                                   Male

                                                                                                                          Cleft Lip

                                                                                                                                            Cleft Palate

                                                                                                                                                           Combined
                                     6 months – 2 years

                                                                                                               Female
                                                                2years – 4 years
                        0-6 months

                                                                                   Above 5 years

                                                          Age                                         Gender                          Type of surgery

                         Graph 1: Descriptive characteristics of the study participants

                                                          32                                                            URTI

                                                                                                      65                Congenital cardiac
                                     12                                                                                 condition
                                                                                                                        Others

                        Graph 2: Pre-existing comorbidities among study participants

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                                             8            15                         Bradycardia
                              32                                     10
                                                                                     Decreased SpO2
                                                                           12
                                                                                     Bleeding
                                                                                     Bronchospasm
                                                     40
                                                                                     Difficult Intubation
                                                                                     Failed Intubation

                       Graph 3: Peri operative complications among study participants

                                                                                           Bleeding

                                        12                     12                          Forgotten Pack
                                                                                           Laryngeal oedema
                                                                                           Bronchospasm
                                                               3      1                    Reintubation
                                              8

                          Graph 4: Postoperative complication among study participants

      30
                                                                           26
      25

                                                                                    19
      20

      15                                                              14
                                                                                   13                         Cleft Lip
                  10                                                                                          Cleft Palate
      10                           9
                                                          8
              5
       5                                         4                                                 4     4
                              1
       0
            Bradycardia     Decreased        Bleeding              Bronchospasm    Difficult      Failed
                             SpO2                                                 Intubation    Intubation

    Graph 5: Association between type of surgery with perioperative complications in the present study

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        9
                    8                                           8              8
        8

        7

        6

        5
                4                                                          4              Cleft Lip
        4
                                                                                          Cleft Palate
        3
                                              2
        2
                                   1               1
        1
                               0                            0
        0
              Bleeding     Forgotten Pack    Laryngeal   Bronchospasm   Reintubation
                                              Oedema

     Graph 6: Association between type of surgery with postoperative complications in the present study

 Discussion                                              such as difficult intubation, endotracheal tube
 This study made us realise that more than three         compression,      disconnection      or   accidental
                                                                     [1]
 attempts     for     intubation    is  detrimental.     extubation . It is not always possible to assess a
 Postponement of the case for 6 months led to a          difficult airway preoperatively. In our study we
 better chance of successful intubation in               noted 19 (1.94%) difficult intubations in cleft
 syndromic babies.                                       palate and 13 (1.33%) in cleft lip and failed
 975 cleft surgeries were evaluated on the basis of      intubation in 8 patients (0.82%) in cleft lip and
 medical      records      regarding   perioperative     palate surgeries.      The increase incidence of
 complications. In our study, the incidence of           difficult intubation in cleft palate is because of a
 URTI was 1.43% and 4.10 % in cleft lip and              wider cleft which was associated with higher
 palate cases respectively. It increases the risk of     intubation grade. Main reason for difficult
 laryngospasm from 1.7% to 9.6% and a threefold          laryngoscopy is cleft alveolus, protruding maxilla
 increase in bronchospasm in children [4]. Tiret et      and a high arched palate. Our incidence of airway
 al. reported incidence of anaesthesia related           complications was more in patients having cleft
 complications within 24 h in 4.3/1000 infants and       palate repair compared to cleft lip repair. This was
 0.5/1000 in children with 0.01% death [5].              also observed by Frilles[6]
 Cohen et al. reported higher peri-anaesthesia           The main limitation of the study was it since, it
 morbidity in paediatric patients (35%) compared         was a retrospective study, few patients had to be
 to adults (17%) [5].                                    excluded from the study because of incomplete
 Congenital heart disease is common in cleft             data.
 patients, we had 12 patients with cardiac disease.      The strength of our study was that we reported a
 VSD was most common, 9 patients had VSD, 1              low incidence of failed intubation in spite of
 had ASD and 2 were operated Fallots tetralogy.          associated difficult airway and syndromic babies.
 None of these patients had any intra or post-           The difficult intubation scenario was very well
 operative complication.                                 managed by our senior consultants, strict
 A significant proportion of the anaesthetic             monitoring, optimal positioning, proper external
 morbidity in cleft repair is related to the airway      laryngeal maneuver and use of stylet. The routine

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 practice of reassessing the ventilation after tube      airway reactivity and may result in laryngeal and
 fixation, oral packing and application of mouth         bronchospasm[9]. Takemura et al.[3] defined
 gag helped in prevention of tube kinking and            perioperative respiratory symptoms (PRC) as
 displacement. Any child with hypoplastic                occurrence of laryngospasm or bronchospasm
 mandible or wide cleft palate increases the risk of     during induction; increased airway secretions and
 tongue prolapse into the nasopharynx and may            desaturation (
JMSCR Vol||09||Issue||03||Page 206-214||March                                         2021
 and bronchospasm occurred in 11 patients and it           complications in infants with cleft lip and
 was corrected by jaw thrust, chin lift, steroids,         palate. Paediatr Anaesth. 2002;12:585–8.
 oxygen by face mask and bronchodilators.              4. Kotur PF. Surgical repair of cleft lip and
 Bleeding occurred in 12 patients and all of these         palate in children with upper respiratory
 patients required re intubation to see and stop the       tract infection. Indian J Anaesth. 2006;
 bleeding.                                                 50:58–9.
 Quereshi et al[14] have found hypothermia as a        5. Kalpana R Kulkarni, Mohan R Patil,
 very common complication after long surgeries             Abasaheb M Shirke, Shivaji B Jadhav.
 but in our study, hypothermia was not seen                Perioperative respiratory complications in
 because proper measures were taken like warm              cleft lip and palate repairs: An audit of
 fluid and warm blanket intraoperatively.                  1000     cases     under    ‘Smile     Train
 We did not encounter any respiratory                      Project’Indian J Anaesth. 2013;562-568
 complications in patients with pre-existing URTI.     6. Isabelle Arteau-Gauthier, Jacques E
 It so it is controversial that a patient with mild        Leclerc, Audrey Godbout. Can We Predict
 URTI can be considered for surgery.                       a Difficult Intubation in Cleft Lip/Palate
 Anaemia (haemoglobin< 9) can be considered for            Patients?Journal of otolaryngology - head
 lip surgeries, as it is associated with minimal           & neck surgery October 201140(5):413-9
 blood loss.                                           7. Bolton P. Anesthesia for cleft palate
                                                           surgery. Anesthesia Intensive Care
 Conclusion                                                2006;7:5.
 Anaesthesia for surgical repair of cleft lip or       8. Mullik P, Talwar V, Gogia AR. The
 palate in children is challenging because of              laryngeal mask-an aid for difficult
 sharing of airway with the surgeon and                    intubation in a child with Pierre-Robin
 preoperative comorbidities. We observed URTI as           syndrome. Indian J Anaesth. 2005;49:51–
 the major preoperative challenge in addition to           3.
 intra and post-operative complications. This was      9. 9 Murat I, Constant I, Maud'Huy H.
 more in cleft palate patients. A thorough                 Perioperative anaesthetic morbidity in
 preoperative evaluation is imperative including a         children: a database of 24 165 anaesthetics
 thorough history, proper physical examination and         over     a     30-month      period. Pediatr
 lab investigations. Anaesthesia should be                 Anesth. 2004;14:158–166.
 undertaken by skilled anaesthetist with strict        10. Fillies T, Homann C, Meyer U, Reich A,
 monitoring and vigilance.                                 Joos U, Werkmeister R. Perioperative
                                                           complications in infant cleft repair. Head
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    13. Mukozawa M, Kono T, Fujiwara S,
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