A Sociological Analysis of the Right to Education: Reflections from Turkey Funda Karapehlivan Senel
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A Sociological Analysis of the Right to Education: Reflections from Turkey Funda Karapehlivan Senel Abstract Although there has been a recent expansion of academic interest in the theory and practice of Rights, a specifically sociological approach to this topic (rather than a legal or political science approach) has yet to develop. This article aims to contribute to the emerging field of sociology of human rights by analysing the right to education from a sociological perspective. A political economy approach will be adopted for the analysis of the right to education which, as Ted Benton argues (2005) requires an analysis of power relations and structural inequalities in capitalist society. The article will have a critical approach to liberal-individualist theory of human rights which has emphasized civil and political rights without considering the effects of the economic, social, cultural and political inequalities of capitalist societies on the realisation of these rights. It will argue that economic, social and cultural rights, on the other hand, despite their formal recognition, have been reduced to ‘consumer rights’ with the dismantling of the welfare state and privatisation of public services since the 1970s. Based on the macro and micro level analyses of the field research I conducted in Turkey, this article explores the possibility of provision and enjoyment of the right to education within the current neoliberal socio-economic structure. Introduction Although there has been a recent expansion of academic interest in the theory and practice of rights, a specifically sociological approach to this topic (rather than a legal and political science approach) is still in its early stages. In this paper I aim to explore and discuss the right to education from a sociological perspective by looking at the restructuring of education in the context of neoliberal transformation since the 1970s. I adopt a political economy approach (Chomsky and Herman, 1980; Benton, 1993, 2006; Evans, 1998; Morris, 2006:17-19) for the analysis of the right to education in which as Lydia Morris says ‘an emphasis is placed on the holistic understanding of a social formation, through a focus on the political and economic relationships that underpin social life’ (Morris, 2006:17). The political economy approach requires an analysis of power relations and structural inequalities in capitalist society (Benton, 2005; Evans, 1998). Despite the formal recognition of economic, social and cultural rights under international law, the hegemonic neoliberal discourse prioritizes the civil and political rights; therefore there is a considerable gap between the recognition and the achievement of these rights (Arat, 1999; Thomas, 1998). Ted Benton (1993) notes that the contrast between formal and substantive rights is central to the ‘sociological critique’ of liberal rights. As he argues it is the bourgeois socioeconomic relations which make rights substantively unrealizable (1993:112). In other words, if individuals are in practice unable to obtain the necessary skills or resources to exercise rights because of the socioeconomic inequalities, rights become purely formal and ineffective (Benton, 1993:118). Thus sociological critique of the liberal-individualist formulation and practice of rights needs to focus on ‘broadening and equalizing the range of capabilities enjoyed by [individuals]’ (Elson, 2006:105). Diane Elson calls this ‘transformative
equality’ which has to be ‘underpinned by supportive economic, social and political structures that enable people to experiment and take risks by guaranteeing their enjoyment of the economic, social and cultural human rights’ (2006:105). This article attempts to highlight the gap in formal and substantive rights in relation to the right to education by drawing on the case of Turkey. It is concerned with the possibility of provision and enjoyments of the right to education within the current neoliberal socio- economic structure. It also asks how successful the right to education is in addressing the current social, economic and political realities? The article will focus on the introduction of market relations into primary education and their implications on the right to education in the process of neoliberalisation of Turkey. What I argue is that we need to supplement the legal theory and normative principles of the right to education with sociological theories of education and we also need to change the way we study and analyse the right to education by looking at not only macro level and provision side of it, but also by looking at the micro level and enjoyment side of the right to education. In other words we need to look at the relationships between global, national and local and to combine different levels of analysis in order to have a better understanding of the social reality we are studying. I will try to illustrate these points by using a part of the micro level analysis of my field research as an example. But first I am going to give an overview of the meaning and the core content of the right to education and introduce the analytical framework which I used for the analysis of the right to education. Then I will explain the research method I employed for this analysis. The subsequent section briefly looks at the neoliberalization process and its implications for the education system in Turkey. I will finish by presenting some of the findings from the micro level analysis of my research. The right to education: An overview Education has been recognised as a human right since the adoption of the Universal Declaration of Human Rights in 1948 and this has been reaffirmed many times in other human rights treaties like the International Covenant on Economic, Social and Cultural Rights, the International Convention on the Rights of the Child and Convention on the Elimination of All Forms of Discrimination Against Women. A list of various human rights treaties which contains articles on the right to education can be found in the Box 1 below. According to the first Special Rappoteur on the right to education of the United Nations Commission on Human Rights, Katarina Tomasevski (1999), these human rights treaties define the core contents of the right to education. These are to ensure that primary education is all-inclusive, free and compulsory; to guarantee parental choice in the education of their children; to apply non-discrimination to the right to education and human rights in education and to prevent abuse of education by defining what education is for. In her report in 2000, she, furthermore, adds that according to international human rights bodies the requirement upon governments to make primary education free implies that governments should eliminate financial obstacles in order to enable all children – no matter how poor – to complete primary schooling. Imposing a requirement upon children to attend school whose cost their parents cannot afford would make compulsory education illusory (Tomasevski, 2000). The United Nations Committee on Economic, Social and Cultural Rights’ General Comment 11(1999) describes the character of the right to education as follows: ‘[the right to education] has been variously classified as an economic right, a social right and a cultural right. It is all of these. It is also, in many ways, civil right and a political right, since it is central to the full and
effective realization of those rights as well. In this respect the right to education epitomizes the indivisibility and interdependence of all human rights’. Box 1: Selected Human Rights Treaties Containing Articles on the Right to Education - Universal Declaration of Human Rights (1948), Article 26 - International Covenant on Economic, Social and Cultural Rights (1966), Article 13, 14 - International Covenant on Civil and Political Rights (1966), Article 18(4) - Declaration on the Rights of the Child (1959), Principle 7 - International Convention on the Rights of the Child (1989), Articles 28, 29 - International Convention on the Elimination of All Forms of Racial Discrimination (1966), Article 5 - Declaration on the Elimination of All Forms of Racial Discrimination (1963), Article 8 - Declaration on the Elimination of Discrimination Against Women (1967), Articles 9, 10 - Convention on the Elimination of All Forms of Discrimination Against Women (1979), Article 10 - Declaration on Social Progress and Development (1969), Article 10 - UNESCO Convention Against Discrimination in Education (1960), Article 5 - Additional Protocol to the American Convention on Human Rights in the Area of Economic, Social and Cultural Rights (Protocol of San Salvador) (1988), Article 13 - European Convention on Human Rights, Protocol 1 (1954), Article 2 - European Social Charter (Revised) (1961), Article 17 - African Charter on Human and Peoples’ Rights (1981), Article 17(3) - African Charter on the Rights and Welfare of the Child Article 11 - Protocol to the African Charter on Human and Peoples’ Rights on the Rights of Women in Africa Article 12 - American Declaration of the Rights and Duties of Man (1948), Article 12 Following this description, two aspects of the right to education can be identified with regard to State obligations. On the one hand, the realization of the right to education demands an effort on the part of the State to make education available and accessible. It implies positive
State obligations like to make primary education free and compulsory and secondary and higher education available and accessible to all. This may be called the social aspect. On the other hand, there is the personal freedom of individuals to choose between State-organized and private education, which can be translated, for example, into parental freedom to decide their children’s moral and religious education according to their own beliefs and thus the freedom of natural persons or legal entities to establish their own educational institutions. And this may be called the freedom aspect of the right to education (Coomans, 1998:2). This article employs an analytical framework developed by Tomasevski (2001; 2003). This basic framework outlines the government obligations through the explicit guarantees of the right to education. According to this framework, the core content of the right to education which emerges from these guarantees can be structured into a 4-As scheme. Governments are obliged to make education Available, Accessible, Acceptable and Adaptable (Tomasevski, 2001). This article will focus on two of the As, namely availability and accessibility. Availability, as Tomasevski (2003) explains, embodies two different types of government obligations: the right to education as a civil and political right requires the government to permit the establishment of schools, while the right to education as a social, economic and cultural right requires the government to ensure that free and compulsory education is available to all school-age children. Accessibility is defined differently for different levels of education. For primary education, according to this principle, the government is obliged to secure access to education for all children in the compulsory age range. Moreover, compulsory education ought to be free of charge (Tomasevski, 2003). However, this framework is only concerned with the assessment of the obligations of the right to education by states by doing macro level analysis either by looking at the national level or cross-national level. The indicators used for this assessment include the net enrolment rate, the required level of teacher training, percentage of teachers who have reached it, and composition of teaching staff; the percentage of government expenditure spent on education and expenditure per pupil. In this article, I extend Tomaseveski’s framework by including a micro level analysis of the enjoyment aspect of the right to education. A multilevel mixed method For doing this I am employing a multilevel model of mixed methods research strategy (Creswell and Plano Clark, 2007) which combines macro and micro level analysis by using both quantitative and qualitative research methods. It aims to obtain different but complementary data on the same issue to best understand the research problem. Hence I am combining these two levels of analyses in order to understand the consequences of the changes at the macro level structural relations and macropolicies on the micro level, namely the school level. By including a micro level analysis to Tomasevski’s framework I seek to get a more comprehensive picture of the social phenomena. Because when we look at the macro level data and relevant legislation we see that compulsory primary education in Turkey is free of charge and guaranteed by the Constitution. However, as I will show below, the micro level analysis reveals another face of the fact. For the micro level analysis I used a case study design and collected data by conducting semi-structured interviews, group interviews and participant observation with parent, teachers and head teachers of the two case schools.
The micro analysis aims to help us to understand how the neoliberal policies are experienced by different actors like teachers, parents and communities in education sector and how these actors are affected by them. Moreover it aims to see the effects of the policy of underfunding of education at school level and to find out the ways applied by schools to overcome the financial problems, for example what kind of payments parents are making to schools, what kind of activities headteachers, teachers, parents and students are involved for creating income for the schools. Furthermore the micro analysis aims to find out the impacts of parents’ capacity to make the payments on the conditions of schools and consequently on the quality of education given at schools. Neoliberalism and the restructuring of education in Turkey The last thirty years have seen a growing number of attempts in different parts of the world to restructure and deregulate state schooling. At the centre of these policies have been moves to decentralize educational bureaucracies and to create in their place devolved systems of education entailing significant degrees of institutional autonomy and a variety of forms of school-based management and administration. In many cases, these changes have been linked to enhanced parental choice (Bowe et al., 1997) or an increased emphasis on community involvement (Bray, 1996) in schools. Such policy initiatives often introduce a market element into the provision of educational services (Whitty et al., 1998:3). This may involve privatizing them both by involving private sector providers and by handing over to individuals and families decisions that were previously a matter of public policy (Belfield and Levin, 2002:19). Most of the time, it involves making public services behave more like the private sector (Whitty et al., 1998:3). One of the most important educational reforms associated with neoliberalism is the decentralization of educational administration and finance which materializes in the form of community finance. Neoliberals have argued for the marketization of education and for the price system in allocating education on the grounds of inadequate revenues, misallocation of resources, parental choice and inefficiency (Lauder et al., 1999). On the other hand public provision of education has been justified on the grounds of externalities of education, equity issues, market failure, high returns of education (Colclough, 1996) and on the basis of education as a human right (Tomasevski, 2003). The combination of neoliberal economic restructuring in the world economy and the powerful ideological conceptions of how educational delivery needs to be changed, spread by international financial institutions as a consequence of the globalization process has been having a significant impact on educational systems worldwide. However, despite the introduction of market relations, education still largely provided, funded and regulated by the states, especially in centralized systems like Turkey’s. Public schooling expanded immensely after the Second World War. The supply driven expansion of schooling has got into trouble especially in the developing countries with the debt crisis in 1980s. With introduction of structural adjustment programmes (SAPs) governments were forced to cut public expenditures and in some countries, like Kenya and Malawi were forced to introduce school fees at primary level by the World Bank. As a result governments have become less able to bear the increasing costs of public services, including education. Turkey started its long and slow process of deeper integration with the world markets with the implementation of neoliberal reforms in January 1980 under the stabilisation agreements and SAPs. Until 1980, Turkey’s economy was shaped by import-substitution industrialization
programmes which used protectionism, state involvement, regulated markets, state’s provision of goods and public services as its instruments. With the introduction of SAPs, export-led growth model was adopted and aforementioned instruments were replaced by liberalisation of interest rate, deregulation of markets, privatisation of state enterprises and public utilities and decreases in public expenditures on social services. The increasing scope of commodification and private provision of public services have been the dominant features of the adjustment period. The application of neoliberal policies to education and other public services has been intensified since the mid-1990s. If we look at the latest figures taken from UNESCO (See Table 1), we can see that after reaching to 92% in 2002, net primary enrolment rate declined to 89% in 2005, to the 1991 level (UNESCO, 2007). According to 2005 Education For All global monitoring report Turkey’s total spending on education increased 21% between 1998-2001. However in 2003 public expenditure on education was still 3.7% of the GDP which is lower than the world average of 4.8% (UNESCO, 2005). Table 1: Gross and Net enrolment rates in primary education, Turkey 2005 Primary 1991 1999 2002 2005 Regional average MF 99 ... 99 93 103 GER (%) M 103 ... 103 96 105 F 95 ... 95 91 102 MF 89 ... 92 89 91 NER (%) M 93 ... 96 92 91 F 85 ... 89 87 90 Source:UNESCO (2007), Institute for Statistics Then how do we explain the increase in total education expenditure? A recent study (Chawla et al., 2005:23-24) done for the Turkey’s Education Sector Study prepared by the World Bank showed that in 2002, 7 per cent of the GDP was spent on education in total which is about 13 billion dollars, however only 4.3 per cent of this was the public spending on education, the remaining 2.7 per cent was the private expenditure. These figures show that almost half of expenditure on education is funded by the private sources. Moreover, as the same study shows 32.5 per cent of this out of pocket spending went to fund public primary schools (Chawla et al., 2005:33). Turkey has one of the most highly centralized education systems among middle-income countries. According to OECD data, 94% of all educational decisions in Turkey are made at the central level (cited in World Bank, 2005:27). As reported in Turkey Education Sector Study paper (World Bank, 2005) and also reported by the head teachers and teachers I interviewed individual schools are not given any resources to manage and do not have any budgetary or spending authority. However it must be added that they do not have any ‘public’ resources to manage, because primary schools in Turkey are depending on the financial contributions of parents and other private sources for their recurrent needs. One of the head teachers I interviewed reported that ‘the Ministry officials tell us that “you have to solve your own financial problems. The state can support only to some degree. You need to mobilize local opportunities”. This is the way of telling schools that they must get the money they need from the local sources mostly from parents. So the government leaves schools alone in terms of financial issues. As a result an extreme version of decentralization emerges.
Today, in Turkey, even though the vast majority of schools are classified as public institutions operated by the government, in increasing number of schools, especially in the cities and particularly in the middle class areas of the cities, a large proportion of the resources comes from households, communities and other non-government sources. The resources provided may be in the form of cash contributions, materials, labour and land. Therefore the income of the schools is determined by the number of students and by the income of parents. A research done in Ankara showed that parents are making payments for 26 different items at the primary education schools (Akca, 2002). However, the Constitution and the basic laws which regulate the Turkish national education system guarantee free primary education. At the beginning of every academic year this fact has been emphasized by the Ministry of Education. The Minister and other officials give statements saying that donations given to the school are not compulsory. On the other hand, the Ministry of Education encourages parents with directives to make donations on the grounds of insufficient resources. Reflections from school level This brings us to the micro level analysis I mentioned above. In this article I am going to present some of the findings from my fieldwork I conducted in Ankara in 2004. For the micro level analysis two schools were chosen in Ankara located in geographically close but socially different areas of the city. In this I will focus on one of the schools. It is going to be called School A hereafter. For this case study I conducted participant observation during my two visits to School A, did interviews with the head teacher and a teacher and with five parents and had informal discussions with three other teachers. School A is located in a middle class, suburban area. It is a new settlement. Most of its residents are middle class professionals. Although it is a new suburban area, there is still a valley which contains the last houses of old shanty town. School A was built in 1997. It had 936 students in 2003 academic year. When he was asked about the social backgrounds of their students, the head teacher said that they had students from every social class, from very high income families to very low income families. Yet as I mentioned above there is a shanty town in the School A’s zone and children of that shanty town attend to School A. The residents of that area are generally from working class with low income. So there are students from working class families in School A. According to the account of the head teacher because School A was a very good school compare to the other state schools, there was a high demand from parents. School A attracted students from very different and far districts of the city. School A has a big, clean and well-maintained building and a big yard and a playground. In most of the classrooms students had their own cupboards to leave their books, notebooks and other materials. Moreover, as it was observed during the visits and understood from the interviews, almost every class has its own educational materials like TV, VCD/DVD player, overhead, wall boards, and so on. Having these materials depend on the income of the students in the class and on the willingness of parents to buy these materials, and also on the teacher. If a teacher wants parents to buy something for the class, she has to ask money from them. Some teachers did not want to force parents to buy those expensive items. An important point about these materials is that if a class does not own them, they do not and cannot use the materials other classes have. This fact shows that even in the same school there are inequalities in terms of quality of education. As Rifat Okcabol (2007) rightly puts, it might be said that if there are 40,000 primary schools in Turkey, there are 50,000 different qualities of education caused by the community financing of education.
The money collection is done generally through mothers. According to the accounts of the teacher and the parents a mother is chosen by the teacher and after that she is called ‘class mother’. Class mother is generally a member of the school-parents union or the school protection association. Class mothers are similar to class assistants. Class mother’s first duty is collecting contribution shares. As it is understood, in addition whenever something is needed and decided to be bought for the class, she is the one who collects the money. In this process she also does the market research and finds out about the prices and calculates how much each student needs to give. At the end it is either her or the teacher who buys the item. However being a class mother requires being at the school very often for many hours. For that reason class mothers are generally housewives. Yet the money collection process is not a smooth one because of the disputes between parents or the parents who cannot afford to give money whenever it is asked. Therefore teachers often end up collecting the money instead of class mothers. In School A parents were asked to pay for educational materials, television, VCD/DVD player, overhead, wooden wall panelling, cupboards, blank papers, student’s report cards, for maintenance charges like broken windows or doors, for social activities such as sports, folkloric dances, and theatre. Payments for social and sportive activities create another inequality amongst the students from different social backgrounds, because students who can pay for the necessary equipments, clothes or tickets can take part in such activities. This account was reported with regard to money collection was reported by the parents and teachers. The head teacher, on the other hand, had a different account regarding the money collected in the school. He said that the only payment made by parents was the contribution shares. However later in the interview he said that educational materials like TV and overheads were bought by parents.mWhen he was asked how they were solving problems that they were facing everyday like broken windows and cleaning, the head teacher reported that the school administration itself solved them with donations made by parents. On the other hand, parents said that those problems was solved by the parents from School Protection Association and with the money donated to the association. Conclusion As it appears from the different and conflicting accounts of different actors, there is a chaotic situation regarding financial issues in schools in Turkey. A major problem derives from the lack of regulation and the conflict between the practices and rules. The under-funding of education, highly centralized structure of the system and financial restrictions on the school administration give rise to further problems. In brief, education sector in Turkey is in a transitional period. What we see here is a chaotic environment created by the introduction of market-like practices without the changes in the legal and administrative regulations. Regarding financial problems schools were left alone by the State. Therefore every school and sometimes every class have to create their own resources. This means neoliberal educational policies both increase existing inequalities and create new forms of inequalities in education. As a result quality of education in schools and educational attainment become more dependent on the economic and cultural capital of families. So neoliberal educational policies deteriorate the enjoyment of the right to education by increasing the inequalities in education. However, as I explained above the core content of the right to education is also insufficient as in its present definition, because it cannot address the new social and economic conditions created by the neoliberal governance of education, especially the inequalities. Therefore we need to situate human rights in general
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