A introduction to Rehydroxylation dating
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Contents Introduction .................................................................................................... 3 The RHX Revolution ........................................................................................ 4 What happens when clay is fired in a kiln? ..................................................... 5 Does fired clay change over time? .................................................................. 8 How can rehydroxylation date fired clay? ....................................................... 9 Dating archaeological ceramics ..................................................................... 12 Development of RHX..................................................................................... 13 What is RHX? The science and theory behind rehydroxylation ..................... 15 How does RHX work? The method for rehydroxylation dating fired clay ....... 18 Measuring RHX ............................................................................................. 19 Challenges of RHX ......................................................................................... 20 A timeline of RHX development .................................................................... 24 Frequently Asked Questions ......................................................................... 26 The RHX dating method uses a moisture-based internal clock for dating archaeological ceramics. Please note – as a university our main focus is research. We are not licensed to comment on or provide any services regarding valuations or authentication for any purpose, not even insurance. Content by Dr Clelland, please ask permission to reproduce any of the content. 2
Introduction The long-term moisture expansion of bricks has been known to structural engineers for some time, as it is the cause of cracking in brick masonry due to expansive stresses. Research at The Universi- ties of Manchester and Edinburgh has shown for the first time that this process happens at a constant, but diminishing, rate over thousands of years. This research was the precursor to a new method of dating archaeological ceramics. Rehydroxylation can provide a date of manufacture for archaeo- logical ceramics by measuring the lifetime mass gain. The method is self calibrating, so avoids any problems due to differences in fir- ing temperature, mineralogy and microstructure. Ceramics, pottery or “pot” is arguably the most ubiquitous find on archaeological sites worldwide. The predictable uptake of environ- mental moisture in fired clay material via rehydroxylation (RHX) provides, for the first time, a method of directly dating archaeo- logical ceramics. Rehydroxylation (RHX) dating is perhaps the technique archaeology has been waiting for. 3
The RHX revolution Rehydroxylation is the super slow, progressive chemical recombina- tion of environmental moisture with fired-clay material. Research in rehydroxylation rapidly evolved from the prediction of expansion in structural masonry to an independent method of dating archaeo- logical ceramics. All fired clay - bricks, tiles, pottery – expand on aging due to the up- date of moisture. In fact, long term moisture expansion is a well- known property of fired clay materials, such as bricks, but its’ appli- cation to date archaeological and historic fired-clay is one of the most exciting developments in archaeological science since the in- troduction of radiocarbon dating in the 1950’s for organic material. RHX dating can provide a date of manufacture for archaeological ce- ramics by measuring the lifetime mass gain of the ceramic. This is the story of how the ability to predict expansion in structural ma- sonry came to be used to date archaeological ceramics. 4
What happens when clay is fired in a kiln? Once a potter has made a shape out of clay, they fire it in a kiln it to remove all the moisture from the clay so that it will stay the same shape. At high temperatures, above 500°C, so much moisture is re- moved from the clay that it is transformed into ceramic. As anyone who has ever been to a pottery class will know, water is added to raw clay so it becomes malleable, enabling it to be formed into and hold a desired shape. The formed clay then has to be left to air dry until it becomes “leather hard”. At this stage most of the water added to help shape the clay has evaporated away. This is an impor- tant step, otherwise when it is fired any trapped water will convert to steam, creating enough pressure to rupture the vessel, spoiling all your hard work. However, when “leather hard” there is still some wa- ter within the clay, this water is chemically bound up within the min- erals that make up the clay. During firing in a kiln, this “chemisorbed” or structural water is removed from within the matrix of the clay. The removal of chemisorbed water is part of the chemical transformation that occurs at high temperatures in the kiln that turns clay into ce- ramic. Absorption means filling of pores in a solid, so clay absorbs the water added to help shape it. A bath sponge or your clothes, for example, also absorb water; this absorbed water can be easily removed by dry- ing at room temperature. Adsorption is the binding of molecules or particles to a surface, so this is the chemisorbed water that is bound up in the clay matrix. This chemisorbed can only be removed from the clay by heating to very high temperatures, this process is called dehydroxylation. However, the fired clay starts to replace the chemisorbed water as soon as it is removed from the kiln, this is rehydroxylation. 5
Does fired clay change over time? Yes, the process of readsorbing water in bricks, which we now call re- hydroxylation (RHX), has been known about for a long time. There was a tradition amongst bricklayers to never use bricks straight from the kiln but to leave them for a fortnight to “mature”. Did you know a single brick, like those used to build houses, can absorb a pint of wa- ter! We know now that this tradition was because the bricks were going through the most rapid phase of readsorption, which led the bricks expanding. This expansion is actually continuous, but super slow, and did not become a problem until the introduction of hard cement- based mortars. Previously, lime-based mortars had been used which were able to absorb the expansive strains as the bricks expanded dur- ing the lifetime of the structure. The use of cement-based mortars in modern masonry required the introduction of expansion joints to ac- commodate this long term moisture expansion, as well as thermal ex- pansion, of bricks and so prevent damage to the overall structure. Therefore it became necessary to be able to estimate the magnitude of this expansion over the lifetime of new structures. Those with an interest in antiques may have observed crazing in the glaze of some old ceramics. This was first reported by H. Schurecht in the 1920’s, who suggested that it was due to the ceramic expanding more than the glaze, causing the glaze to crack. He hypothesised that the ceramic was readsorbing from moisture in the atmosphere, re- placing the chemically bound water that had been driven off during firing. To support this hypothesis he was demonstrated that white- ware ceramics, with evidence of crazed glaze, would contract when reheating to 500°C. 8
How does RHX work? The slow progressive chemical recombination of ceramics with envi- ronmental moisture, rehydroxylation (RHX) provides the basis of this archaeological dating technique. Water as vapour readily permeates the entire macropore system of ceramic material. The rate- determining rehydroxylation reaction proceeds by ultraslow nano- scale solid-state transport (single file diffusion) from the macropore surfaces into clay matrix. The measurement of mass gain kinetics, to- gether with total mass gain since manufacture (obtained by reheat- ing), provides an accurate self-calibrating method of archaeological ceramic dating. Rehydroxylation rates are described by a (time)1/4 power law. Two dis- tinct stages are seen when ceramics, both in the freshly fired state and after reheating, react with environmental moisture. The brief first stage, which lasts only for a few hours, is much more rapid than the second stage, which continues indefinitely. A ceramic sample may be dated by first heating it to determine its lifetime water mass gain, and then exposing it to water vapour to measure its mass gain rate and hence its individual rehydroxylation kinetic constant. The kinetic con- stant depends on the temperature the measurements are taken at. We exploit these properties of fired ceramic in RHX dating, to provide a method of determining the age of ceramic artefacts. This method will provide an estimate of either the date an object was fired or the date it was last heated to over 500°C. 9
A piece of 18th century Coal- port bone china, as seen through a microscope, this shows how porous ceramic is, particularly when compared to the glaze © Dr. Robert Freer A schematic showing the basic principle behind the RHX dating technique. 10
What is RHX? Rehydroxylation (RHX) is the chemisorption of water by fired clay ce- ramic and it occurs by the diffusion of water molecules along random linear pathways through the solid ceramic. This long-term uptake of water is both very small and gets progressively slower, so that the wa- ter demand is extremely modest. As the rehydroxylation rate is con- trolled entirely by internal processes, it does not increase when water is available in excess in the microenvironment. During firing, clay first loses weakly bound molecular water and then at temperatures in the range 450–900◦ C water is lost from the octa- hedral sheets by chemical dehydroxylation 2OH-→H2O + O2-. However, in many clay ceramics these reactions are evidently incomplete. After cooling, slow rehydroxylation of partially reacted ceramic material oc- curs. Consequently, the reactivity of the ceramic with moisture is di- rectly related to the crystallinity of the fired clay. The chemisorption process in ceramic material is a diffusion con- trolled rehydration reaction. The single file nature of this diffusion im- plies that the water molecules are so constrained by the diameter of the pathways that they cannot pass each other. As the queue of mole- cules diffuses along such a pathway, the leading molecule will react with the first available reaction site and will thereby be removed from the diffusion process by an annihilation reaction of the form A + B→ 0. Our data on expansion and mass gain kinetics in ceramics are thus far unique in providing experimental evidence for the process of single file diffusion. 12
The RHX dating methodology In principle the RHX dating methodology is simple, however produc- ing data of sufficient quality to provide an estimate of age for a piece of fired ceramic is more challenging. First the sample is dried at 105°C until it reaches constant mass, m1. At this point all physically absorbed moisture is driven off and only the chemisorbed water acquired over the sample’s lifetime remains. The sample is then placed under specific and carefully controlled conditions of temperature and relative humidity and is left until the sample comes into equilibration with these conditions. Once the sample has equilibrated, the initial sample mass m2 , is measured. This initial mass represents the mass of the ceramic plus the amount of water adsorbed via RHX by the ceramic over its life- time under these conditions of temperature and relative humidity. The sample is then heated to 500°C until it is “emptied” of all water both physisorbed and chemisorbed, m3. As for m1 the mass loss is monitored until it reaches constant mass. The sample is then placed under the same carefully controlled con- ditions of temperature and relative humidity that were used to ob- tain m2 and again the sample is left to come into equilibration with these conditions. The data from this early time mass gain following reheating to 500°C show a characteristic 2-stage mass gain process. Stage I is the sample cooling from 500°C and coming into equilibra- tion with the ambient conditions. Stage II is the mass gain due only to the rehydroxylation process, it is only this part of the mass gain, from m4, which is extrapolated to m2 and gives the age determination. 13
An illustration of how one sample required 167 hours of drying time until it reached constant mass. The mass loss was moni- tored after 17, 48, 117 and 167 hours at 105°C This graph shows raw experimental data to demonstrate the level of precision that it is nec- essary for RHX dating. This can only be achieved by maintaining constant conditions of temperature and rela- tive humidity. This graph also shows raw experimental data. Only the section of the data highlighted red is used to calculate the RHX rate constant. Before that the ob- served mass gain is due to several proc- esses occurring simul- taneously. 14
The science and theory behind RHX The mass gain due to RHX will increase incrementally as each water molecule combines in turn. We measure mass gain, as it is the more fundamental measure of the underlying process; expansion is a conse- quence of this. The rates of mass gain are extremely slow but the use of an accurate recording microbalance with controlled sample environ- ment makes the determination of rates of reaction with water vapour by measurement of mass entirely feasible. We have identified three different types of water that are present within the matrix of fired-clay ceramic after heating to 500°C. It is im- portant to differentiate between them, as when attempting to date fired ceramic material via RHX it is only the chemisorpbed water that is of interest. TYPE 0, physically absorbed water that is held within the matrix and is present as liquid water. The loss and gain of this TYPE 0 water is more accurately described as dehydration and rehydration respectively. TYPE 1, physically adsorbed water that is loosely bound to the internal surfaces of the ceramic matrix. If TYPE 1 is lost below 200°C it is still classed as dehydration. TYPE 2, chemically adsorbed water. This is also referred to as “structural” water as it is the hydroxyl groups bound within the alumi- nosilicate mineral that makes up the amorphous component of the ce- ramic matrix. The loss and gain of this water is dehydroxylation and re- hydroxylation respectively and it only occurs at temperatures above 500°C. Therefore to date fired ceramic material by RHX we need to be able to isolate and measure the rate that structural hydroxyl groups are recom- bining with the aluminosilicate mineral, the Type 2 water. 15
Mass gain versus time1/4 following reheating at 500°C (a) The characteristic two stage mass gain. This is the combined mass gain of all the three types of water identified T0+T1+T2 (T012) (~27,000 data points). The contribution these components make can be separated out as shown by graphs (b) and (c) (b) This is mass gain due to T0+T1 (T01) only and this eventually stops when the sample has equilibrated with the ambient conditions. This mass will track any changes in tem- perature or relative humidity. (c) This mass gain due to the T2 rehydroxylation component only. © Archaeometry. 16
Dating archaeological ceramics Archaeologists use ceramics to reconstruct past human behaviour and finding something that was made and used by another person hun- dreds or thousands of years ago, is a unique experience. The dating of archaeological ceramics by typology or style usually provides one of the first indications of how old an archaeological site is. The archaeological applications of the long term mass gain due to re- hydroxylation of ceramics is as a dating tool. Depending on the period of history, dating a site by the shape and decoration of the recovered ceramics can be vague and unsatisfying or even hotly debated, but there has not been an alternative method available. RHX dating could provide a method of dating when a piece of fired clay was removed from the kiln, whether this was hundreds or even thousands of years ago. 18
Measuring RHX Rehydroxylation is a super-slow chemical reaction, where atmospheric moisture is chemically recombined into fired ceramic material via a nano-scale process called single file diffusion. This leads to expansion and mass increase of the ceramic material. As we reduced the sample size from 2.5kg we needed to use more sensitive equipment to iden- tify these very small changes in mass. For this we use a gravimetric water vapour sorption analyser. The technique involves very accu- rately measuring the weight change of samples after they have equili- brated at a specific temperature and relative humidity. The weights of the samples are constantly monitored and recorded as the tempera- ture and relative humidity are held constant. As rehydroxylation is a chemical process, the rate of reaction is tem- perature dependant. Therefore it is necessary to provide an estimate of the temperature that an individual object has been exposed to dur- ing its lifetime (i.e. since manufacture). We have developed a model based on climatic data that can calculate the Effective Lifetime Tem- perature (ELT) for most locations worldwide over the last 5000 years to with 0.1°C . As the ELT takes account of the activation energy of the RHX reaction, it is more sophisticated than a mean temperature. Relative humidity describes the amount of water vapour in a mixture of air and is used when the rate of water evaporation is important. Did you know that the air in Cairo contains much more water vapour than the air in Manchester! This is because the higher the air tem- perature, the more water vapour it can hold. Cairo (hot and dry): Average temperature = 32.2 OC (90 OF) and rela- tive humidity = 46% (of 15g/m2 of water vapour) Manchester (cold and wet): Average temperature = 12.8 OC (55 OF) and relative humidity = 67% (of 6.6g/m2 of water vapour). 19
Challenges of RHX—technical Measuring the very small changes in mass associated with rehydroxy- lation is difficult. This is partly due to the very small increases in weight involved and partly because it is a chemical reaction. As rehydroxylation is based on a chemical reaction, it means that the rate of mass increase will change with temperature. Therefore we need to carefully monitor the temperature, and then we can use the Effective Lifetime Temperature and the Arrhenius equation to calcu- late the rate that would have occurred over the lifetime of the arte- fact. We have been working closely with the instrument manufactures to try and improve our ability to measure all of these aspects. For those who want to adapt a microbalance for RHX work, we have pro- duced a guide to setting up the microbalance to meet the RHX data collection requirements. As the mass changes associated with RHX are very small, typically a 20mg increase for a 4g sample over a three day experiment, we have also discovered that it is necessary to take measurements under tightly controlled conditions of relative humidity. Any mass gain asso- ciated with the material equilibrating to fluctuating amounts of mois- ture in the air can mask the mass gain due to rehydroxylation. Furthermore, we have discovered that some types of ceramic material are more amenable to the measurement of the RHX reaction than others. Depending on the firing conditions, differing amounts of the clay matrix would have become crystalline. With some types of ce- ramic material, such as porcelain, the majority of the clay would have been vitrified. This means that with porcelain there is insufficient re- active material within the ceramic for us to be able to detect the mass gain with currently available instrumentation. 20
Challenges of RHX—material Following the success of RHX on tiles, we have encountered three main challenges in applying RHX dating to archaeological fired-clay material: 1) The presence of non-refractory contaminants 2) The effect of burial on the temperature history compared with that of material from standing structures 3) Storage in a museum, which could potentially cause a significant change in average lifetime temperature of an artefact Often with archaeological artefacts, materials have been added to the clay in order to make ceramics. This was either for technological rea- sons, like organic and inorganic tempers, or through use such as resi- dues and these are “RHX contaminants”. This means that they inter- fere with our ability to identify the very small changes in mass that oc- cur during rehydroxylation. Porcelain is also a problem as most of the ceramic body has been transformed, meaning that current instrumen- tation cannot detect the minute mass changes involved. Archaeological material has been buried for hundreds or thousands of years and, depending on the burial environment, it could have under- gone other processes that may affect the rehydroxylation process. We have already identified a phenomenon which we have called the “museum effect”, the storage conditions in archives have a marked effect on RHX but this is something that once recognised we can ac- count for. 21
Redware clay oil lamp from the Mero- itic Period in Nubia (300 BC-350 AD), blacked by use © Manchester Mu- seum. Rim fragment from a Predynastic vessel (5500-3100 BC) found in Hamma- miya, Egypt. This vessel was made with straw temper and has been black- ened by fire © Man- chester Museum 22
From the original strain gauge used in the first experiments to measure the amount of strain experience in fresh bricks, to the microbalance, a high-accuracy ultra-sensitive gravimetric bal- ance, this can weigh samples under 5g to within ±0.1µg © CI Precision.
Development of RHX Details of the journey that has been undertaken to discover the poten- tial of rehydroxylation for dating archaeological ceramics. 1920’s Schurecht suggested that fired-clay expanded slowly as it reabsorbed mois- ture from the atmosphere 1930’s Introduction of modern cement mortars led to the need to specify expan- sion joints for brick masonry in design codes 1998 Measurement of the expansion of freshly fired bricks, and contractions of old bricks 2003 Discovery of t1/4 law using data from a strain gauge 2003 Demonstrated that further expansion could be induced in a 2000 year old brick by autoclaving 2003 First suggested the possibility exploiting this as a dating method 2008 Discovery of two stage expansion, initial dating methodology based on expan- sion 2008 Discovered that expansion rate in reheated bricks reduces with each succes- sive reheat 2008 Discovery of two stage mass gain, abandoned expansion-based method and transferred to mass measurement 2008 Demonstrated that mass gain in reheated bricks is the same as freshly fired bricks 2009 Dating experiments using modern bricks on a top pan balance 2009 Dating trials on bricks and tiles on a top pan balance of known age from Ian Betts at MOLA 2009 CI Electronics began microbalance trials 2010 Discovered Arrhenius rate law dependence for Stage II, which requires that measurements are done at the same temperature as the material had spent its life, the Effective Lifetime Temperature (ELT) 2010 Reduced sample size from 2kg to
Frequently Asked Questions The 2009 paper in Proceedings of the Royal Society A generated a lot of interest and below is a collection of the top ten questions we received, along with our responses. Why do you heat to 500°C to remove the RHX water? In order to measure the amount of water that has been taken up by the ceramic via rehydroxylation we need to be able to remove the type 2 water without causing any change to the amorphous com- ponent of the ceramic, i.e. we want to return it to its’ as-fired state. There has been a lot of research done into the properties of ce- ramic materials by other research groups. Previous workers (Robinson 1985) have discovered that heating ceramics to 500°C returns it to its’ as-fired state. How can heating to 500°C for four hours remove thousands of years of accumulated RHX water? It doesn’t. Heating for four hours was suitable for the relatively mod- ern bricks that were measured in Wilson et al. 2009. We now rou- tinely heat at 500°C for 40 hours, weigh the sample, heat at 500°C for four more hours and weigh again. If the two weights are the same then we know the sample has fully dehydroxylated and pro- ceed with the analysis. What is the affect of different clay minerals or clay from different ge- ologies on RHX dating? We do not know, and this is part of what the current validation study will be examining. However, all clay minerals are aluminosilicates and essentially variations on a theme (Grim & Bradley 1948). Their crystal structures are arrangements of O- and OH- groups, typically 20 oxygen ions to 4 hydroxyl groups, around various combinations of cations. We hypothesize that fine grained crystals will release their structural water more easily than larger grains but the RHX method is self calibrating for this affect. 25
Does the presence of a slip, glaze or surface decoration inhibit RHX dating? Not at all, in fact the crazing of glazes was how this phenomenon was discovered. The first explanation given for the crazing ob- served in some glazed ceramics was that the ceramic expanding more than the glaze, causing the glaze to crack. It was suggested that the ceramic was readsorbing from moisture in the atmos- phere, replacing the chemically bound water that had been driven off during firing (Schurecht 1928). The current validation project will look at confirming this for archaeological material. Does the use of grog (ground up ceramics) as a temper interfere with RHX dating? Would the age of a sample with grog temper come out too old? No it should not. When the clay containing the grog temper is fired in a kiln the temperatures involved should dehydroxylate the grog as well as the fresh clay. The current validation project hopes to be able to confirm this by analysing archaeological material with grog temper. Would the presence of organic residues present within a ceramic affect RHX dating? We do not think that the presence of organic residues will interfere with the uptake of type 2 water but they would interfere with our ability to measure the amount of RHX water. The current valida- tion project will work with material that is known to be contami- nated with organic residues, visible (i.e. sooting) and absorbed (i.e. lipids) to determine what affect their presence has. It is mostly likely that these will have to be removed but there are es- tablish protocols for removing organic components from archaeo- logical ceramics. 26
Does the depositional environment, i.e. waterlogged, marine, desert etc. affect the ability to date ceramics by RHX? No. The demand for type 2 or “RHX water” is extremely small. Therefore, in theory, it should not matter whether a sample is recovered from the bottom of the sea or the Atacama Desert. Again the current project aims to examine material from a range of archaeological contexts to determine if this is actu- ally the case. Does the type of soil matrix the ceramics were buried in affect the ability to date ceramics by RHX? Potentially, as the presence of soluble and insoluble salts within the ground water can interfere with our ability to measure the amount of type 2 water in a ceramic. Insoluble salts, car- bonates and sulphates, in particular have proven to be prob- lematic but these can be removed chemically. The current validation project will be testing to see if removal of insoluble salts from the ceramic matrix enables a sample to be dated by RHX. Why do you need to know the temperature the sample to be dated by RHX has been kept at? The rehydroxylation of ceramic material, the uptake of type II water, is a chemical reaction. All chemical reactions are tem- perature dependent, so the higher the temperature the faster the reaction occurs, and rehydroxylation is no exception. Wil- son et al. 2009 demonstrated that the rehydroxylation mass gain rate showed Arrhenius behaviour. Therefore once an ar- chaeological material has been recovered from the ground it will be exposed to higher temperatures, which accelerate the rate of the rehydroxylation mass gain. If this is not taken into account, relatively recent samples may be dated older than they actually are. As rehydroxylation is a super-slow chemical reaction the effect of this on ancient samples will be to in- crease the errors associated with the age estimate. Again, the validation project will be exploring these aspects. 27
Can you date by ceramic assemblage or authenticate my ceramic object? No. We currently can not currently offer any dating or authentica- tion services, because the RHX method is still undergoing devel- opment. Grim, R. E. and W. F. Bradley (1948). "Rehydration and Dehydration of the Clay Minerals." American Minerologist 33: 50-59. Robinson, G. C. (1985). "Reversibility of Moisture Expansion." Ameri- can Ceramic Society Bulletin 64: 712-717. Schurecht, H. G. (1928). "Methods for testing crazing of glazes caused by increases in size of ceramic bodies." Journal of the American Ce- ramic Society 11(5): 271-277. Wilson, M. A., M. A. Carter, et al. (2009). "Dating fired-clay ceramics using long-term power law rehydroxylation kinetics." Proceedings of the Royal Society A: Mathematical, Physical and Engineering Science 465(2108): 2407-2415. 28
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