2021/2022 Ph.D in Gerontology Handbook
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TABLE OF CONTENTS 4 Welcome letter from Dr. Elizabeth Zelinski, Ph.D. Chair 5 Gerontology at USC 6 Ph.D. in Gerontology 7 Academic Advising 8 Ph.D. Coursework > Course Requirements 9 > Course Selection and Registration 11 > Course Descriptions > Gerontology Courses that can be used as Electives > Suggested Electives from Other Departments 12 > Timeline / Stages of the Ph.D. Program 13 Procedural Requirements > Admission > Formal Petitions > Screening 14 > Empirical Project and Paper > Qualifying Exams and Admission to Candidacy > Guidance Committee 15 > Qualifying Examinations 17 > Dissertation 19 Support Systems Ph.D. Program Committees 20 Student Representative 21 Faculty and Their Research > Ph.D. Program Faculty > Additional Faculty Other Information > General Assistance > Financial Aid > Health Services > International Students 22 Program Graduates 29 Current Ph.D. Students 31 Appendix
WELCOME LETTER W elcome to the USC Leonard Davis School of Gerontology. I am pleased that you are joining our community, and I am certain that you will find the Ph.D. program challenging and rewarding. It has been designed to provide you with the basic knowledge and re- search experience needed to address the complex issues and prob- lems of an aging society. The Ph.D. program will provide you with the skills for securing an independent ca- revisions to the policies and procedures as we are constantly improving processes: we reer in the field of aging. The will do our best to quickly communicate USC Leonard Davis School changes to you. Although revisions may be of Gerontology and the USC made to the program during your tenure, Andrus Gerontology Cen- degree requirements as published in the ter offers the opportunity to University catalogue for your year of pro- work closely with faculty on gram entry define your requirements until research and publications, your graduation, and the catalogue is the of- participate in colloquia, pres- ficial document for these purposes. ent your research at meetings There are three offices that will be of national organizations, important in the administration of your acquire teaching experience, educational program. I am the chair of the learn from your fellow stu- faculty committee for the Ph.D. Program. dents, serve on policy and My office is room 346, my phone number is planning committees, and to (213) 550-6725 and my email is zelinski@ develop your academic network through usc.edu. The USC Leonard Davis School summer internships or research opportuni- Student Services Office is located in Room ties. Our experience suggests that the most 102; the phone number is (213) 740-5156. successful students, those who become You will have regular contact with Jim de- leaders in the field, take initiative and en- Vera (213-740-1729 / edevera@usc.edu); gage themselves broadly in these activities. he is the student advisor. The USC Gradu- This handbook has been written ate School is located in the Student Union to help you move smoothly through the (STU), Room 301. The phone number there program. It will provide basic information is 213-740-9033. about the curricula, policies, procedures, I wish you great success in this aca- and the faculty. We hope that it will answer demic endeavor and look forward to getting many questions, and we encourage you to to know you. keep it and refer to it often. There are always — Elizabeth Zelinski, Ph.D. 4
GERONTOLOGY AT USC Ph.D. students in other departments at USC, as well as a limited number of post-doctoral fellows, conduct their research at the Andrus Gerontology Center in preparation for re- search and academic careers in specialized areas of gerontology. sciences. Specific areas of study include the molecular biology of aging, neuroscience, cognitive development, social organization, the family, health care delivery, hu- man service delivery, housing, demography, and social policy. The USC Leonard Davis School offers a multi- T disciplinary research training program in gerontology. he Ethel Percy Andrus Gerontology Center was Ph.D. students in other departments at USC, as well established in 1964 as a major research institute as a limited number of post-doctoral fellows, conduct for the study of aging. Since 1975, when the USC their research at the Center in preparation for research Leonard Davis School of Gerontology opened and academic careers in specialized areas of gerontol- to students, the Center has had two operating units: the ogy. Drawing from these many Ph.D. programs at School, which carries out the instructional mission of the USC, over 300 doctoral degrees have been awarded Center and the Gerontology Research Institute, which to students specializing in gerontological research. is responsible for the research and research training role. In addition to the USC Leonard Davis The Andrus Gerontology Center is a mul- School, the Andrus Center includes the Gerontologi- tidisciplinary, research and educational institution cal Research Institute, which houses the USC/UCLA with faculty members representing the major pro- Center in Biodemography and Population Health, fessional and disciplinary fields related to gerontol- the Center for Global Aging, Center for Digital Ag- ogy. Instruction and training will be performed by ing, Family Caregiver Support Center, and the Fall experts in sociology, psychology, biology and policy. Prevention Center of Excellence. The research insti- The USC Leonard Davis School was the na- tute also houses many individual research projects. tion’s first school of gerontology and offers instruction at There are opportunities to take courses in other three levels. Besides doctoral training, the USC Leonard areas of the university including the medical campus; Davis School provides undergraduates with a liberal arts you may also attend lectures and seminars at UCLA and education that culminates in a Bachelor of Science in the RAND Corporation. Human Development and Aging. At the master’s degree The USC Leonard Davis School is a dynamic, level, the USC Leonard Davis School provides profes- exciting, and highly respected institution. sional preparation solely in gerontology or in conjunction Welcome to our community! with other fields such as business, health administration, or social work. The undergraduate and master’s degrees prepare students for work in public and private organi- zations, which serve the needs of the aging population. Faculty at the USC Leonard Davis School conduct basic and applied research across several dis- ciplines, which provides graduate and postgraduate training in the biological, social, policy, and behavioral 5
PH.D. IN GERONTOLOGY A ging is a complex phenomenon that affects in- methods; (4) opportunities to work closely with faculty dividuals, families, and society. It is an impor- mentors on research; (5) access to public lectures on ge- tant policy focus at all levels of government, rontological research; and (6) internships in policy or affecting the delivery of both public and private sector research which provide work experience in prominent programs. Aging is influenced by health, economic, po- organizations. Upon completion of the program, our litical, and social factors. Aging concerns are an integral graduates are expected to assume prominent roles in facet of many policy areas including health care, social teaching, research, and administration, where they will services, income, long-term care, housing, and work and make significant scholarly and professional contribu- retirement. Understanding of the individual and social tions to the field of gerontology. changes associated with aging is critical to making ef- The program began in 1989 as the first doctoral fective public policies for our aging society. It is increas- degree program in gerontology. Since then, 52 students ingly important for gerontologists to understand basic have been awarded Ph.D.s in Gerontology and 20 stu- research as well as the specific areas of social policy af- dents are currently completing coursework or doing dis- fecting the elderly. sertation research. The select number of students accept- The purpose of the Ph.D. in gerontology is to ed into the program allows an excellent opportunity to provide quality, multidisciplinary education in gerontol- receive personal attention from faculty as well as benefit ogy. The program is designed to train students to con- from collaboration with student-colleagues. duct high- quality basic and applied research and evi- This is a dynamic program that cultivates experts in dence-based analysis and produce the next generation aging. The program is loosely structured in order to facil- of professionals in the field of gerontology. The Ph.D. itate each student’s experience. Each student’s program in gerontology provides: (1) an excellent multidisci- will provide both a broad base of gerontological knowl- plinary education in the basic fields most pertinent to edge and areas of in-depth expertise. Students must be gerontology, (2) an understanding of individual aging, active participants in their educations, seeking faculty and in-depth exposure to familial, social, economic and guidance and opportunities. Whether or not a student public policy conditions that affect older individuals and succeeds is largely dependent on the student’s initiative. groups; (3) rigorous training in basic research design and 6
ACADEMIC ADVISING The student is responsible for consulting with the advisor regarding his or her academic pro- gram, course selections, screening, and prepa- ration for the qualifying examination. program is related to the relationship they develop with their faculty advisor. Students who have difficulty select- ing an advisor or wish to change advisors should consult the Ph.D. Chair. The Ph.D. Chair can assist with select- ing a new advisor or mediate the relationship with the current advisor. In addition to the faculty advisor, the Ph.D. Chair is accessible as a general advisor for the Ph.D. pro- gram. The Ph.D. Chair meets with incoming students in the fall and can also meet students individually by ap- pointment to help plan their progress in the program, B clarify what is expected of students, give advice on re- efore beginning the program, students are en- search opportunities, or discuss particular problems or couraged to initiate contact with a faculty mem- issues. ber whom they wish to have as an individual A record of courses completed by each student advisor and mentor. As soon as a faculty advisor relation- is kept by the USC Registrar, and an unofficial transcript ship is established, the student should notify the chair of can be obtained from OASIS at http://www.usc.edu by the Ph.D. Committee, of this arrangement. Alternative- viewing the STARS report. An official file is also main- ly, Ph.D. Chair will appoint a faculty advisor for a new tained in the USC Leonard Davis School office, includ- doctoral student. The faculty advisor will be a primary ing all student records from admission to graduation. A resource person for the student throughout the program. copy of the Ph.D. student advisement sheet is included in The student is responsible for consulting with the advi- Appendix A. sor regarding his or her academic program, course se- The Graduate School provides all of the offi- lections, screening, and preparation for the qualifying cial forms necessary for documenting the doctoral de- examination. Because gerontology is a multidisciplinary gree progress; most are on the internet at www.usc.edu/ field, recommended courses and research experiences schools/GraduateSchool/. All final approvals come from may vary across students. The faculty advisor will also the Graduate School but only after recommendations aid in the student’s professional development by encour- from the USC Leonard Davis School of Gerontology. aging the pursuit of appropriate research and publishing Any forms or documents going to the Graduate School opportunities. After a student has developed relation- should first be reviewed by the student advisor. It is the ships with other faculty members through courses and student’s responsibility to see that a copy of all such research, the student may request a change of advisor. forms and correspondence from the Graduate School is Students should meet with their faculty advi- included in the USC Leonard Davis School of Geron- sor at the beginning of each semester to discuss course tology file. selection and general progress in the program. The stu- dent should also schedule regular meetings during the semester to discuss educational and research goals, and facilitate individual development. Student success in the 7
PH.D. COURSEWORK Course Requirements GERO 640, and the research seminar GERO 592.Stu- Students must complete a minimum of 60 units of dents must also receive passing grades in independent course work (with at least 24 of these units being com- study, GERO 790. pleted in residency at USC), as well as additional disser- tation units (at least 4 units) as required. The courses are Basic Scientific Core organized into three areas: a set of required core courses, The core for the Ph.D. in Gerontology stresses the phys- research courses, and elective courses. Students will be iological, psychological, sociological, and policy dimen- advised about course selection during the first year by sions of individual and population aging. the Ph.D. committee and the Student Advisor. As soon as a student has selected a specialization (e.g., biology, The core courses include: psychology, sociology/demography, policy) and a fac- GERO 610 The Aging Society 4 units ulty advisor, the faculty advisor will help the student in GERO 613 Health and Aging 4 units selection of courses and a research agenda. The Ph.D. GERO 620 Psychology and Aging 4 units Committee will continue to monitor the student’s prog- GERO 645 Politics and Policy in an Aging Society 4 units ress and to insure the student has taken the appropriate courses to prepare for the qualifying examination. Research Core A second core area focuses on development of research Satisfactory Academic Progress skills. For social scientists this includes research design, During the first two years of the program, the minimum methods, and statistics. Students are required to take expected units to be completed per year is 24. Approval GERO 593, GERO 640 and at least one additional sta- from your faculty advisor and the PhD Committee chair tistics course generally from another department, on the is required for a reduced course load within the first two student’s research focus. years. In general, the PhD Committee expects that the majority of units will be completed by the end of year Students also are required to take two to four semesters three. of GERO 592, a research seminar in which participants will develop independent publications of their own re- Requirement to Maintain Good Academic Standing search. This course is generally taken after the first year. All students enrolled in the Graduate School of the Uni- versity of Southern California must maintain an over- Elective Core all grade point average, for all graded courses taken at A third core involves electives which allow students to USC, of 3.0 or better (‘B ‘or above) in order to remain in create a concentration in a particular area of focus or good academic standing. Students whose overall gradu- analytic field of inquiry. Students should select courses ate GPA falls below 3.0 will automatically be placed on in consultation with their advisor. Courses should be se- academic probation. At the discretion of the Graduate lected to provide in depth knowledge in the specialized School, such students may be allowed a maximum of area or general knowledge in the field of Gerontology. A three semesters from the date of entry into the program number of Gerontology courses can be taken as electives. in which to meet this 3.0 minimum overall graduate GPA requirement. Maintaining a minimum 3.0 GPA Students should note that Gerontology courses at the is a condition for continued financial support, and stu- 600 level are usually offered only every second year. Stu- dents whose GPA falls below 3.0 may be denied further dents are encouraged to review the course schedule to support. Students who fail to achieve and maintain the determine how to best complete these courses in a time- minimum 3.0 graduate GPA will be subject to expulsion ly manner. Successful completion of the required course from the Ph.D. program. work does not complete the educational experience of the student. Students are expected to enhance their ex- In addition, students in the Gerontology Ph.D. Program posure to research by attending the colloquium lecture must achieve grades of 3.0 or higher (‘B’ or above) in series, working on research with a faculty member, and each one of the following graded required or scientific presenting original research at the annual meeting of the core courses GERO 610, GERO 613, GERO 620 and Gerontological Society of America and other profes- Gero 645, the research core courses, GERO 593, and sional meetings. 8
COURSE SELECTION AND REGISTRATION Summer Enrollment osas.usc.edu and contact information: (213) 740-0776 Although students are not required to register for the (Phone), (213) 740-8216 (FAX), osasfrontdesk@usc.edu summer session, most will find it advantageous to do so. (Email). Gerontology PhD students are expected to be conduct- ing research and building their dissertation studies over International Students: the summers. It is, therefore, entirely appropriate to reg- International students will need to complete Passport ister for 3 units of GERO 790 – Directed Research dur- Verification (PPV) with the Office of International Stu- ing the summer session. Alternatively, students may wish dents (Student Union Building, Room 300) prior to the to take a 3-4 unit academic course during the summer. start of the fall semester. Students may well find taxes taken out of your Research Assistantship stipend are lower if you do register for the General Assistance: summer session. Please note that this comment should Students who have questions about procedures should not be construed as tax advice. The University encour- take them to the Student Services Office. The student ages you be mindful of your tax situation, and to speak advisor can answer questions about how to register, com- with a financial advisor as necessary, since neither the plete petitions, secure financial aid, work with the Grad- University nor the student services office is equipped to uate School, find housing, arrange for campus parking, offer you tax counselling. If you do wish to register for and access counseling and recreational facilities. GERO 790, or other USC courses for the summer term, contact the Leonard Davis School student advisor. Financial Aid: The USC Leonard Davis School will attempt to provide Time and Effort Commitment and Stipends: a minimum level of financial aid for students without Students are expected to be studying, researching, other forms of assistance during their first year in the and working in the program year-round. Students program. Students are encouraged to seek other forms of are not specifically required to register for the sum- financial aid such as research assistantships, traineeships, mer session, but it is strongly recommended that teaching assistant positions and scholarships. Receipt of they do so. Regardless of registration status, stu- such a fellowship provides financial support during your dents are expected to be conducting research for Ph.D. career as well as recognition and distinction that will serve you well during your future career. most of the summer months. Reasonable requests for short vacation periods will be honored by most faculty members, but students must request permis- sion before departing. Students who decide to take lengthy vacations of several weeks may be required to repay all or part of their stipends. Foreign Language Requirements There is no foreign language requirement for the Ph.D. program. Students with Disabilities Any student requesting academic accommodations based on a disability is required to register with Office of Student Accessibility Services (OSAS)each semester. A letter of verification for approved accommodations can be obtained from OSAS. Please be sure the letter is delivered to me as early in the semester as possible. DSP is located in GFS 120 and is open 8:30 am – 5:00 pm, Monday through Friday. Website for OSAS :http:// 9
COURSE SELECTION AND REGISTRATION Registration for the fall semester begins in July for new Full-Time Student Status students and in May for returning students, and registra- The Graduate School and financial aid policies deter- tion for the spring semester begins in early November. mine that full-time Ph.D. student status is six units of Registration continues until the day before classes be- graduate credit (generally two classes). The USC Leon- gin, at which time tuition and all fees must be settled. ard Davis School of Gerontology encourages students to Students should consult the online schedule of classes enroll in 8-12 units (two-three classes, depending on re- at www.usc.edu for the latest information on courses. search responsibilities in any given semester) in order to Copies of course syllabi for gerontology classes are kept facilitate movement through the program within a rea- in the USC Leonard Davis School office. Students are sonable time period. Continuous registration is required welcome to review the syllabi from previous semesters. throughout the program. If a student fails to register for any (fall or spring) semester without prior approval, re- New students are expected to attend a Graduate School admission to the program and the University is required. orientation at which time a registration packet will be The University carefully monitors continuous registra- provided. Returning students will receive updated infor- tion. Students are expected to be full time students for mation on the program as it becomes available. Students the duration of the Ph.D. program, whereas 50% of their should consult with their faculty advisor and/or the stu- time is doing research and 50% on their academic stud- dent advisor before registering for any courses. ies. Registration Students who have completed all of the required courses On the university website, www.usc.edu, students can must continue to register until completing all degree register by selecting the Web Registration quick link at requirements. During the semester when the Qualify- the bottom of the page. Registration instructions for the ing Examination is taken, students register for GRSC system are included in Appendix B. Courses that have 800, which is considered full time registration. Once a “D” after the five-digit class code in the schedule of the Qualifying Exam is passed and the student is do- classes require departmental clearance; those with an “R” ing dissertation work, registration in GERO 794 (abcd) are open registration. For classes taken outside of Ger- is required in fall and spring semesters only, and is also ontology requiring “D” clearance, students must obtain considered full time registration. that clearance in the school or department offering the course. Length of Program/Leave of Absence It is anticipated that the Ph.D. program will take four to Evaluation Procedures five years for most students to complete. Students who USC uses a traditional grading system for courses which need to take time away from the University may request includes the plus and minus: A = 4, A- = 3.7, B+ = 3.3, a leave of absence (LOA). A maximum of two one-year B = 3.0,B-=2.7,C+=2.3,C=2.0. A C grade is a minimum LOAs are permitted. However, the degree must be com- passing grade at the Ph.D. level. Ph.D. students must pleted within a 10-year time frame. Students who take maintain a 3.0 GPA throughout their studies and for more than two years leave of absence or whose program graduation. lasts longer than 10 years will need to be readmitted to the University and re-evaluated for appropriateness to Incomplete (IN) Grades the program. A grade of incomplete is given only under unusual cir- cumstances occurring at the end of a semester. It is not to be used for non-emergency situations. Course work must be completed and the IN changed to a letter grade within one year. Failure to finish an incomplete within the time limit will result in the grade being changed to IX, which counts as an “F” grade on transcripts. 10
COURSE DESCRIPTIONS Required Courses (some core courses are only of- fered every other year): GERO 655 Research Training Grant Proposal Development in Gerontology (4, Fall) GERO 610 The Aging Society (4, Spring) Integrative grant writing and development of collaborative, The interaction of demographic and economic processes, with interdisciplinary projects in gerontology as studied by bio- emphasis on how the contemporary nature of these interac- medical, psychological, and social scientists. tions influence public policy response to an aging population. GERO 790 Directed Research (1-12) GERO 613 Health, and Aging (4, Spring) Dissertation research leading to the doctorate. Maximum Examination of changes in health related to age, changes in units that may be applied to the degree is 8 unless special per- health in populations over time, and the key health issues fac- mission is received from the Ph.D. Committee. Graded CR/ ing older persons. NC. GERO 620 Psychology of Aging (4, Fall) Suggested Electives or Research Courses from Other Overview of topics in the psychology of aging. Includes re- Departments search and theory bearing on cognitive, personality, adaptive, and social processes throughout the adult life span. Open only The following is a list of courses from other departments that to doctoral students. Recommended preparation: undergradu- students have taken as electives in the past, as well as some ate course work in psychology. other suggested electives. This is not intended to be an ex- haustive list of possible electives, and students should not feel GERO 645 Politics and Policy in an Aging Society (4, Fall) constrained to the courses on this list. Students should pursue Dynamics of the policy-making process in the context of ag- courses in their area of interest in consultation with the faculty ing policy in the United States; focus on the political system advisor. and its social dynamics. SOCl 620 Advanced Methods - Qualitative Research (4, GERO 593 Research Methods (4, Fall) Fall) An introduction to research methods and their application to Seminar and practicum in conducting and interpreting origi- gerontology including problem formation, research design, nal qualitative research. Prerequisite: SOCI 520. data collection, descriptive and analytical statistics, interpreta- tion, and report preparation. SOCl 621 Advanced Social Statistics II (4, Spring) Multiple and partial correlation analysis, regressions analysis; GERO 640 Data Analysis Strategies (4, varies) introduction to latent structure analysis. Lecture and labora- Hands-on experience in developing and testing hypotheses tory. using various types of databases, data management and analy- sis strategies and written presentation of findings. SOCI 523 Advanced Methods - Quantitative Research (4, Prerequisite: GERO 593 Spring) Advanced research methodology in survey technique, mea- surement and structured modeling, and longitudinal analysis. Gerontology Courses that can be used as Electives PM 511abcL Data Analysis (4-4, a: Fall, b: Spring, c: varies) a: major parametric and nonparametric statistical tools used GERO 592 Multidisciplinary Research Seminar in Aging (2, in biomedical research, computer packages including SAS. In- max 8, FaSp) cludes laboratory. Lecture, 3 hours; laboratory, 1 hour. Multidisciplinary perspectives on current research in gerontol- Prerequisite: PM 510L. ogy, including physiology, neurobiology, health and medicine, b: Exploratory data analysis, detection of outliers, robust psychology, sociology, and public policy. Topics will change methods, fitting data with linear and nonlinear regression each semester. Recommended that students take at least for models, computer packages including BMDP. Includes labo- two semesters. ratory. Lecture, 3 hours; laboratory, 1 hour. Prerequisite: PM 511aL. GERO 626 Current Research in Alzheimer’s Disease and c: Methods and applications for modeling longitudinal, time- Related Dementias (4, Spring) to-event and multi-level data. Includes laboratory using R Seminar course comprised of a series of lectures from research- package. Lecture 2 hours; laboratory 2 hours. ers who are currently at the forefront of research in Alzheimer Prerequisites: PM 511bL. disease and related disorders. 11
PROGRAM STAGES PM 512 Principles of Epidemiology (4, Fall) SOWK 760 Introductory Social Work Statistics (3, Spring) Terminology/uses of epidemiology and demography; sources/ Foundation course covering univariate and bivariate descrip- uses of population data; types of epidemiological studies; risk tive and inferential statistics. Required lab covering basic com- assessment; common sources of bias in population studies; puter skills and utilization of statistical software principles of screening. SOWK 761 Multiple Regression for Social Work Research PMEP 539 Economic Assessment of Medical Care (4, Fall) (3, Fall) Principles of cost-benefit analysis and medical cost-effective- Multivariate statistical methods including descriptive and ness analysis with applications in medical care and the phar- inferential statistics, parametric and non-parametric tests of maceutical field. hypothesis; correlation, analysis of variance, multiple regres- sion, and factor analysis; utilization of computer programs for POSC 540 Law and Public Policy (4, varies) statistical analysis National and comparative approaches to law and politics in organized societies; law as a policy science; administration of SOWK 764 Advanced Multivariate Statistics (3, Fall) justice; political forces influencing legal change. Introduction to single equation statistical modeling using lim- ited dependent variables. Models are drawn from statistics and POSC 556 Seminar in Disability and Rehabilitation Policy econometrics. (4, varies) Examination of physical disability as a policy issue from a SOWK 770 Introduction to Qualitative and Mixed Re- cross-national and multidisciplinary perspective; attitudes to- search Methods (3, Spring) ward disability; income maintenance, health care, and related Overview of the use of qualitative and mixed methods in so- programs. cial, clinical, and health services research. POSC/SWMS 560 Feminist Theory (4, varies) Stages of the Ph.D. Program History of feminist theory and major perspectives of current feminist theory: liberal feminism, socialist/ Marxist feminism, Admission Prior to First Year radical feminism, psychological feminism, spiritual feminism, and ecological feminism. Enrollment in courses 1st Year (16 - 24 units) POSC 622 Seminar in Political Attitudes and Behavior (4, Petition to transfer out- During Screening; varies) side credit Fall, 2nd Year Determinants, nature, and consequences of political attitudes and behavior exploring psychological-sociological models, po- Screening Process Fall, 2nd Year litical socialization and learning, and factors affecting trends in attitudes and behavior. Enrollment in courses Fall or Spring, 2nd Year, Prerequisite: Departmental approval (prior to quals) or Fall 3rd Year PSYC 524 Research Design in Developmental Psychology Form Guidance Spring, 2nd Year (4, varies) Committee Review and practice in the analysis and design of experimen- Completion of tal and quasi-experimental paradigms for research on onto- Empirical Paper Spring, 2nd Year genetic age changes and generational differences in behavior. Written Qualifying Exam Fall or Spring, 3rd Year PSYC 578 Workshop in Quantitative Methods (4, max 8) Practical, hands-on experience in the application of selected Oral Qualifying Exam Within 60 days of passing quantitative methods to empirical data. Written Qualifying Exam Includes training in use of relevant computer software. Prerequisite: PSYC 501 and either PSYC 502 or PSYC 503. Ph.D. Candidacy Spring, 3rd Year or Fall, 4th Year PPD 558 Quantitative Analysis II (4, Spring) Empirical literature in management and policy analysis; appli- Form Dissertation Fall or Spring, 4th Year cation of analytic tools and quantitative methods to manage- Committee ment and policy problems; case studies. Ph.D. Defense Spring, 4th Year or Fall/ Spring, 5th Year 12
PROCEDURAL REQUIREMENTS Admission final review by the appropriate Associate Dean. If ap- Formal admission to the program involves submission proved there, a copy of the approved petition will be sent of a full application that is reviewed by the USC Leon- to the student and the USC Leonard Davis School of ard Davis School of Gerontology and the USC Office of Gerontology. Admission. Upon approval from both units, an admis- sion is entered into the university system, which gen- Suggestions for improving the chances of a positive deci- erates letters of admission from both the Gerontology sion include: discussing the request with the faculty ad- School and the Office of Admission. visor, presenting the form in typed format, being specific and reasonable about the requests, limiting the number Ph.D. Committee of petitions submitted at any one time, and recognizing Under the general oversight of the USC Davis School that the maximum units permitted from another univer- faculty, the Ph.D. Committee is the governing body of sity is 20. the Ph.D. program. The Committee typically consists of 4-5 standing members representing the constituent Screening disciplines of the program. Occasionally, faculty outside The purpose of the screening process is to examine the the Committee are consulted on issues relevant to their student’s progress in the Ph.D. program. Screening can specific disciplinary expert. The Chair of the Committee help students to evaluate their progress and goals, and is Dr. Elizabeth Zelinski. The Committee is responsi- identify opportunities as well as problems. The screen- ble for all aspects of the instructional program including ing process takes place when students have completed curriculum review, admission recommendations, peti- a minimum of 16 but not more than 24 units of Ph.D. tions, screenings, qualifying examinations, and academic course work. Screening usually occurs early in the third standards. The Committee generally meets bi-monthly semester of study. The student should have completed at with an agenda established by the Chair. least two required courses before screening. Passing this screening process is a prerequisite to continuation in the Formal Petitions Ph.D. program. Failure to undertake the screening pro- A student may petition for a deviation from the ap- cess before completion of 24 units of course work may proved, published program of classes for the Ph.D. in jeopardize additional units. A form to request screen- Gerontology or for a transfer of courses from another ing can be obtained from the Student Services Office. university. The petition process is initiated by the student The screening process is typically done in early/mid fall who may acquire petition forms in the USC Leonard semester of the second year in the program. The student Davis School Student Services Office. advisor will email submission information approximate- ly one month before they are due. Petitions involving transfer of courses taken elsewhere must be accompanied by a syllabus of the course and the The screening process is meant for the student to dem- name of the instructor, the university, when taken, and onstrate competence in key fields, formally plan for the the grade received. The course must gain the approval of efficient completion of course work, clarify his or her re- the USC Office of Admission on a Graduate Admission search interests, and confirm his or her relationship with Credit Evaluation as being eligible for use at USC. Such a faculty mentor. Students should prepare a file for the approval is necessary before it can be reviewed by the Screening Committee that consists of: USC Leonard Davis School of Gerontology. • a transcript of courses taken and a graduate Petitions should be submitted to the Student Services credit statement showing available transferred Office in the USC Leonard Davis School of Gerontol- credits. (Students should verify shortly after ad- ogy for consideration. mission that both documents are accurate.) Un- official transcripts are available from the Tran- Students will be notified in writing of the Committee’s script Office in JHH, or online in OASIS decision. If the petition is denied, the packet will be (Completed Course Summary). returned to the student. If the petition is approved, the request will be acted on in the USC Leonard Da- vis School of Gerontology, or may be forwarded to the Graduate School by the USC Leonard Davis School for 13
PROCEDURAL REQUIREMENTS • written statements from at least two course your relevant area of interest instructors that include an overall assessment • Translate your question(s) into an operational re- of the student’s intellectual capabilities as they search design that is appropriately implemented relate to the Ph.D. studies including strengths • Analyze and interpret data in light of your research and weaknesses. A letter from the faculty advisor question(s) should also be provided. • Write a research paper that successfully communi- • a statement that describes the student’s field cates your findings to a professional audience and of specialization and preliminary ideas about the contributes knowledge to the field of gerontology research questions or issues that may serve as a • Present the core of your findings to an audience of dissertation topic. Guidelines for the screening interested professionals in a setting that invites criti- statement are included in Appendix C.• contin- cal commentary and response. ue in the program The paper is designed to follow the format, content, and During the Screening Process, the Ph.D. Committee length of a professional peer-reviewed research journal will review and decide on the transfer of graduate course article, though it may vary slightly based on your disci- work completed elsewhere. Students should ensure that plinary background. It is important that you reach an a “graduate credit evaluation” is done in the university’s understanding with your committee about the goals, di- Degree Progress office during the first semester after ad- rection, and feasibility of your research early in the de- mission. velopment of your project. The Screening Procedure is carried out by the Ph.D. The paper should, at minimum, be of sufficient quality to Committee during the fall semester. The committee will be considered publishable in a peer-reviewed journal in make a recommendation as to whether students: your specialty area. While it is not a formal requirement to submit the paper for publication, you are strongly en- • continue in the program couraged to do so after consulting with your committee. • must drop out of the program • under very unusual circumstances, re-enroll in The following procedures will apply to the development, certain courses submission, and evaluation of the empirical paper re- • In addition, the recommendation of the com- quirement: mittee to continuing students may include ad- vice to pursue particular courses, internships, or (1) The process begins in the third semester of study (the research opportunities. beginning of the second year), with you forming your empirical paper committee consisting of the chair and at The recommendation of the Ph.D. Committee is fur- least one other internal member of your guidance com- nished in writing to the student. Appeals may be sub- mittee (“internal” is defined by the rules governing guid- mitted to the Dean of the School. A student also may ance committee appointments). While your full five- use the University appeals process as outlined in SCam- member guidance committee need not be fully formed pus. at this time, you need to establish the participation of at least these two members. In the event that an empirical Empirical Project and Paper paper committee member ultimately does not serve on Prior to taking the Quals, you must complete an em- the guidance committee, the student must request ap- pirical research project and paper under the supervision proval from the Chair of the Ph.D. Committee. of the chair and at least one other internal member of your guidance committee. This committee is collectively In collaboration with your empirical paper committee, known as your empirical paper committee. The require- you will develop a proposal for the research in the form ment is meant to give you research and writing experi- of an extended 2-3 page abstract. Before the paper can ence prior to commencing your dissertation. Evaluation begin, the committee members must provide their ap- of this paper is based on your ability to: proval of the title and abstract of the intended research by signing the Empirical Paper Approval Form, Section • Formulate (an) important research question(s) in I indicating (1) their willingness to serve on the empiri- 14
PROCEDURAL REQUIREMENTS cal paper committee, and (2) their approval of the re- ways, including a paper or poster presentation at a pro- search topic, purpose, and design as represented in the fessional meeting—such as the Gerontological Society abstract. The signed form with the abstract should be of America, the American Society on Aging, the Ameri- submitted no later than the end of the third semester of can Sociological Association, the American Psychologi- study to the Chair of the Ph.D. Committee. It is advised cal Association—a presentation at one of USC’s research that the student begin developing ideas for the research centers or colloquia, or a presentation at another forum and start reviewing literature as early as possible in the that the committee deems appropriate for satisfying this third semester. requirement. Students who wish to take their Qualifying Examinations (Quals) in the fifth semester of study may (2) The research is mainly conducted and the manuscript fulfill the requirement by having a first-authored pa- prepared during the fourth semester and the summer per or poster based on the empirical paper accepted for (or winter break) prior to the fifth semester. As this is presentation at a professional meeting. The chair of the an iterative process, you will periodically consult with- empirical paper committee will note that this require- members of your empirical paper committee who will ment has been satisfied by signing the Empirical Paper oversee your progress. Frequency of meetings and level Approval Form, Section III. of supervision will be at the discretion of the committee; however it is strongly advised that you remain in regular Any variation to the timetable noted above must be ap- contact with the committee in order to receive feedback proved by the Chair of the Ph.D. Committee. on your research-to-date, guidance on research strate- gies, and comments on written drafts. Note that students are not permitted to submit the You are permitted to use data provided by a faculty Request to Take the Qualifying Exam form until all member (including an empirical paper committee mem- requirements noted on the Empirical Paper Approval ber), publicly available national datasets, or data derived Form are fulfilled as indicated by signatures of rel- from a larger project on which you are already work- evant committee members, and the completed form is ing. However, the student should be the originator of properly submitted. the ideas and thematic elements of the paper, should be solely responsible for implementing and performing the Qualifying Exams and Admission to Candidacy analysis, and in all other ways qualify as primary author The Qualifying Exam (Quals) process will usually take of the completed manuscript. place during the third year in the Ph.D. program and is composed of several steps outlined below. Key com- Both members of the empirical paper commitee must ponents are the formulation of the guidance committee, agree that the manuscript is of publishable quality. As empirical paper, written examination, and preliminary stated previously, this may require several revisions be- dissertation proposal. fore the manuscript is approved. Guidance Committee (3) When the final manuscript of the empirical paper is In the semester prior to taking Quals, students choose approved, the two empirical paper committee members a Guidance Committee composed of five faculty mem- will sign the Empirical Paper Approval Form, Section II. bers. If the faculty member chosen as the Chair was The form should be submitted to the Chair of the Ph.D. not previously the student’s faculty advisor, then the Committee and a copy submitted to the student advisor Chair becomes the student’s new faculty advisor. A before the beginning of the fifth semester. A copy of the minimum of three members must be full-time faculty approved manuscript will be provided to the Chair of from the USC Leonard Davis School of Gerontology. the Ph.D. Committee to be kept on file. The student should select members with concern for subject matter specialization, methodological expertise, (4) You are required to make a presentation of the core and compatibility as well as have a professional profile findings of the research paper to an audience of in- demonstrating significant and measurable impact on the terested professionals in a setting that invites critical field of specialization (e.g., significant publication record commentary and response. This requirement should and/or grant funding). The Appointment of Committee be fulfilled before submitting the Request to Take the form to register the committee should be obtained from Qualifying Exam form, and may be satisfied in several the Student Services office, completed, and returned to 15
PROCEDURAL REQUIREMENTS the student advisor, during the semester prior to the start these syllabi in preparation for the examination. Cop- of the semester in which the exam will be taken. ies of past exam questions are available in the Student The Guidance Committee is responsible for supervising Services Office as an aid to studying. The knowledge the student’s program of studies, offering guidance con- base required for Quals may necessitate reading research cerning preparation for Quals, and administering and literature beyond course content. The Ph.D. Commit- evaluating the oral parts of the exam. The committee tee will help the student develop a self –directed plan of serves until Quals has been passed, the dissertation topic study. approved, and the student is admitted into candidacy. Written Examination Examination Process The written in-house exam covers content areas relevant To be eligible to take Quals, the student must have com- to aging: biology, psychology, sociology, and policy. The pleted at least 24 units applicable toward the degree in exam is given on two days. The exam is evaluated by a residence at USC; must have achieved a GPA of at least Faculty committee, and the results are reported to the 3.0 on all USC course work available for graduate credit; student’s Guidance Committee Chair. If the written ex- and have the recommendation from his/her Guidance amination or empirical paper is failed, the examination Committee Chair that he/she is prepared to take the ex- is reported to the Graduate School as failing. If perfor- amination. A student must enroll in GRSC 800 during mance on the written exam is marginal, faculty members the semester in which Quals is taken. Clearance to regis- on the committee may require an oral examination prior ter for GRSC 800 may be obtained through the Gradu- to giving a final grade on the exam. ate School. If the written examination is failed, it may be retaken When the Guidance Committee has determined that once. A student must retake the exam within 6 months Quals can be taken, the student should obtain the Re- of the failed exam. Students may only be required to take quest to Take the Qualifying Exam form, have it com- the failed section(s) of the examination. A second failure pleted and signed, and return it to the Student Services disqualifies the student from candidacy. Office the semester before, but in no case less than 30 days prior to the beginning date of the examination. The Oral Examination - Marginal Quals Performance student advisor will normally send an email with details Students receiving a marginal pass on the written Quals regarding the exam (dates of exam, prior exam questions, examination may need to complete an oral examina- etc.) at least one month prior to the exam. Specific exam tion to determine if they have adequate knowledge of rules will be emailed the week prior to the exam. the topic area(s) to satisfactorily complete the Quals ex- maination process. This oral examination is conducted The oral examination must be completed within 60 days with members of the Ph.D. Committee and other fac- of the written in-house exam. Written exams are typi- ulty involved in the grading of the written Quals exam cally scheduled the 4th week of the fall semester (spring or the particular topic area(s) scored as marginal. Faculty exam dates may be arranged under special circumstanc- will then query the students to elaborate on responses or es); exact dates will vary. Quals take place upon comple- expand the discussion on the topic area(s). This process tion of all or most of the required course work. Quals are generally will be completed within an hour. The faculty comprehensive in nature, partly written and partly oral, in attendance will make an immediate decision on the and designed to test whether the student has sufficient student’s performance and inform the student of the re- knowledge in the most central areas in gerontology and sult of the oral exam. Students failing the oral examina- is ready to undertake independent, Ph.D.-level research. tion must retake the written Quals within six months Quals are a multidisciplinary exam consisting of five ar- of the original exam date. Students passing this process eas: biology of aging, psychology of aging, sociology of will then move to the oral examination involving their aging, and policy relevant to aging. Guidance Committee. The four areas are not mutually exclusive; questions may Oral Examination - Quals Passed integrate information from multiple areas. However, all An oral exam is part of Quals and must be completed by questions will reflect core course readings and syllabi all students. The oral exam can cover topics presented in topics. Students are advised to review the readings on the written examination; however, if the written exami- 16
PROCEDURAL REQUIREMENTS nation is satisfactory, most of the oral exam will focus requirements. on the student’s preliminary dissertation proposal which must be submitted to all Guidance Committee members Research involving human subjects needs to be ap- at least two weeks prior to the date of the oral exam proved before any research project can be undertaken. unless other arrangements are approved. The student is The University Park Institutional Review Board has the responsible for scheduling the meeting and arranging for responsibility to the federal government to assure com- a room for the oral exam with the five member guidance pliance for all research (faculty, staff, and student), which committee. Finding a day and time when all 6 people involves the use of human subjects. “Human subject” is can be in a room can be a challenge. Students are advised defined as a living individual about whom an investiga- to arrange this meeting as soon as possible. tor conducting research obtains (a) data through inter- vention or interaction with the individual or (b) identifi- A preliminary proposal outlining the planned disser- able private information. (Secondary data analysis may tation should be delivered to the committee members require clearance.) Students are encouraged to obtain at least two weeks before the oral exam. The proposal information on research involving human subjects from should be between three to five pages and should include the Office of the Vice Provost for Research in ADM a brief overview of the importance of the study, research 300 (MC 4019). This publication provides information questions and hypotheses, and a brief overview of pro- on how to go about obtaining approvals and must be posed methodology (eg, data source, variables, analysis done before the research is started. plan). Students are expected to present the proposed re- search orally, ideally using a brief PowerPoint (or similar) Dissertation Committee format. All members of the Guidance Committee must After successfully completing the Quals, students pursue be present during the oral examination, and must render their dissertation research under the guidance of a Fac- a judgment on the entire Quals. Students are informed ulty Dissertation Committee. The Dissertation Com- at this time whether they have passed Quals. mittee includes at least three members, some of whom may be from the Guidance Committee. At least two Candidacy members must be full time faculty of the Leonard Da- Students enrolled in the Graduate School are officially vis School of Gerontology. Committee members must admitted to candidacy for the Ph.D. degree when they have a professional profile demonstrating significant and have completed the residency requirement and passed measurable impact on the field of specialization (e.g., the Ph.D. Quals. Upon passing both written and oral significant publication record and/or grant funding. sections of the Quals, the Results of the Quals form Students may also add additional members to their Dis- (provided on the day of the oral exam to the Guidance sertation committee. No maximum number is set. The Committee Chairperson) must be submitted to the stu- form to report the formal committee is available online dent advisor as soon as possible. Admission to candidacy and must be submitted through the school office to the is dependent on submission of the Results of Quals Graduate School. A new Appointment of Committee form. The Graduate School informs students in writing form must be submitted by the end of the semester when whether or not they have been admitted to candidacy. Quals have been passed. Dissertation Dissertation Proposal The culmination of the Ph.D. program is the writing of Prior to undertaking Ph.D. research, the Dissertation a dissertation. A dissertation is an original contribution Committee must approve the candidate’s formal disser- to current knowledge in the field and a demonstration tation proposal. A written proposal of the dissertation that the Ph.D. candidate has achieved sufficient mastery (typically 20-30 pages in length) must be completed and in the field to pursue independent research. The disser- orally presented to the Dissertation Committee within tation is to be prepared and written according to USC six months of passing Oral Quals. If needed, the student publication guidelines. The student must be enrolled in should also prepare a request for approval of research in- volving human subjects. GERO 794 Doctoral Dissertation during fall and spring semesters after admission to candidacy until all degree The formal proposal must include: (1) A comprehensive, requirements are completed. Registration during sum- critical literature review indicating how the research will mer is not required, unless completing final dissertation add to current gaps in the literature. This requirement is 17
PROCEDURAL REQUIREMENTS meant to give candidates research and writing experi- written notification of the date, time, and place is to be ence while undertaking the initial phase of the disser- submitted to the Graduate School. tation process. The review allows candidates to demon- strate proficiency in organizing and formulating research Students should follow Graduate School instruction in one area relevant to a critical issue in gerontology. The and create a profile in the Thesis Center system (http:// literature review should clarify the contribution of the graduateschool.usc.edu/current_thesis_dissert.html). proposed study to knowledge in the area. (2) A concise Beginning 24 hours before your defense, you may go to set of research questions and hypotheses stating the spe- the Checklist page in Thesis Center to generate the elec- cific aims and expectations of the research. (3) A de- tronic Approval to Submit form. Your action will prompt tailed presentation of the research materials (sample, Thesis Center to sent an email containing a link to the measurement), empirical design, and statistical method form to all of your dissertation committee members. to be used, including a discussion of strengths and weak- nesses thereof. The candidate must defend the dissertation in such a manner as to determine to the unanimous satisfaction The formal proposal should be submitted to the Disser- of the dissertation committee that the candidate has at- tation Committee at least two weeks prior to the meet- tained the stage of scholarly advancement and power of ing. investigation demanded by the University for final rec- ommendation to the doctorate. While the oral exami- The student is responsible for scheduling the meeting nation is open to the general university community, only and arranging for a room for the discussion of the for- the members of the dissertation committee shall have mal dissertation proposal with the committee. Once the authority to recommend acceptance of the disserta- the committee has approved the proposal, the student tion, which must be unanimous. should obtain a form from the Student Services Office, to be signed by the chair indicating approval of the pro- Students should be aware: The defense of the disser- posal. The student should also consult the online disser- tation may need to be repeated if the document is not tation guidelines of the USC Graduate School (http:// satisfactory. It is very unusual for the version of the dis- graduateschool.usc.edu/current_thesis_dissert.html) for sertation submitted for defense to end up as the final dissertation guidelines, required forms and documents, version. Usually, recommendations of further chang- and dissertation formatting instructions. es result from the defense. These may require several months of work but does not typically require a new de- fense. Upon successful defense and completion of the Dissertation Defense dissertation, the student must upload the dissertation in The last step in completing the Ph.D. is completion of the Thesis Center system. Your dissertation committee the dissertation. A student should consult regularly with members must indicate their approval of the defense on their Dissertation Committee Chairperson (and possi- the electronically generated form sent through the The- bly other Committee members) in conducting the re- sis Center system. search and preparing the manuscript and be prepared to write multiple drafts of the dissertation before the for- Dates for final dissertation submission and formatting mal defense. The dissertation defense consists of a for- edits and a schedule of deadlines are listed in the Uni- mal presentation by the student and a question/answer versity Catalogue, the schedule of classes, and on the session and discussion with the Dissertation Committee USC Graduate School website (http://graduateschool. to assess the written manuscript and the student’s ability usc.edu/current_thesis_dissert.html). Upon completion, to defend it. the student must provide a digital copy of the disserta- tion to the Gerontology Student Advisor. Upon notification that the Committee considers the dis- sertation ready to be defended, the student must orally The degree is posted after a degree check and the sub- defend the dissertation. The oral defense is completed mission of all documents, forms, and dissertation cor- rections. Degrees are posted about a month after all in an open meeting of the committee, which should be required documents have been submitted. The diploma announced to the USC community. The student is re- is printed and mailed to the student within six to eight sponsible for scheduling the meeting and arranging for weeks of posting of the degree. a room. At least one month prior to the oral defense, 18
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