WHO collaborating centres in the WHO European Region - Where we are and what's next
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Abstract This report presents an analysis based on feedback from responsible officers working at the WHO Regional Office for Europe and WHO headquarters regarding their experiences working with WHO collaborating centres (CCs). It identifies challenges and provides solutions to improve the efficiency and effectiveness of CCs. Furthermore, it highlights the opportunities that exist with CCs to enhance their capacities and maximize their contributions towards the implementation of the WHO Global Programme of Work and the European Programme of Work. The report overall highlights the high-quality strategic and operational work that CCs deliver and how it is beneficial in achieving WHO’s priorities and mandates. Document number: WHO/EURO:2021-3909-43668-61410 © World Health Organization 2021 Some rights reserved. This work is available under the Creative Commons Attribution-NonCommercial-ShareAlike 3.0 IGO licence (CC BY-NC-SA 3.0 IGO; https://creativecommons.org/licenses/by-nc-sa/3.0/igo). Under the terms of this licence, you may copy, redistribute and adapt the work for non-commercial purposes, provided the work is appropriately cited, as indicated below. In any use of this work, there should be no suggestion that WHO endorses any specific organization, products or services. The use of the WHO logo is not permitted. If you adapt the work, then you must license your work under the same or equivalent Creative Commons licence. If you create a translation of this work, you should add the following disclaimer along with the suggested citation: “This translation was not created by the World Health Organization (WHO). WHO is not responsible for the content or accuracy of this translation. The original English edition shall be the binding and authentic edition: Evaluation of WHO’s work with collaborating centres: WHO European Region summary. Copenhagen: WHO Regional Office for Europe; 2021”. Any mediation relating to disputes arising under the licence shall be conducted in accordance with the mediation rules of the World Intellectual Property Organization. (http://www.wipo.int/amc/en/mediation/rules/). Suggested citation. WHO collaborating centres in the WHO European Region. Where we are and what’s next. Copenhagen: WHO Regional Office for Europe; 2021. Licence: CC BY-NC-SA 3.0 IGO. Cataloguing-in-Publication (CIP) data. CIP data are available at http://apps.who.int/iris. Sales, rights and licensing. To purchase WHO publications, see http://apps.who.int/bookorders. To submit requests for commercial use and queries on rights and licensing, see http://www.who.int/about/licensing. Third-party materials. If you wish to reuse material from this work that is attributed to a third party, such as tables, figures or images, it is your responsibility to determine whether permission is needed for that reuse and to obtain permission from the copyright holder. The risk of claims resulting from infringement of any third-party-owned component in the work rests solely with the user. General disclaimers. The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of WHO concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. Dotted and dashed lines on maps represent approximate border lines for which there may not yet be full agreement. The mention of specific companies or of certain manufacturers’ products does not imply that they are endorsed or recommended by WHO in preference to others of a similar nature that are not mentioned. Errors and omissions excepted, the names of proprietary products are distinguished by initial capital letters. All reasonable precautions have been taken by WHO to verify the information contained in this publication. However, the published material is being distributed without warranty of any kind, either expressed or implied. The responsibility for the interpretation and use of the material lies with the reader. In no event shall WHO be liable for damages arising from its use. Designed by: Pellegrini
Contents Executive summary.................................................................................. iv Aim of the report....................................................................................... vi Summary of key findings......................................................................... vii Recommendations.................................................................................... ix Background.................................................................................................1 Role and rationale of CCs............................................................................... 1 Management and evaluation..........................................................................2 WHO’s mandate and priorities....................................................................... 3 Methodology................................................................................................... 3 Findings.....................................................................................................4 Contribution to GPW/EPW............................................................................. 4 CC activities.....................................................................................................6 Training, education and capacity-building activities...................................7 Emergency related activities........................................................................10 Financial contributions..................................................................................10 Quality of CC work........................................................................................ 11 Engagement with CCs..................................................................................13 Networks of CCs...........................................................................................14 ROs in the WHO European Region...............................................................14 ToR and workplan..........................................................................................15 Working with Member State institutions not recognized as CCs.............15 ROs working with other CCs........................................................................16 Reporting and monitoring progress of CC..................................................16 Supporting work of CCs...............................................................................16 Key challenges...............................................................................................18 Conclusions.............................................................................................20 References............................................................................................... 21 Annex 1. Survey questionnaire................................................................22 iii
Executive summary The WHO collaborating centres (CCs) are key Member State institutions with expertise that is relevant to WHO’s work and can benefit all countries. Distributed globally, CCs represent a tremendous asset for WHO and, if selected and nurtured properly, are a wealth of human resources, information, knowledge and activities that can contribute to and supplement WHO’s mandated work. They play a crucial role in supporting the implementation of WHO’s Thirteenth General Programme of Work (GPW) 2019–2023 and the European Programme of Work, 2020–2025 – “United Action for Better Health in Europe” (EPW). The overall objective of the report is to identify opportunities to improve the efficiency and effectiveness of CCs in relation to implementation of WHO’s mandated work and the strengthening of institutional capacity in Member States. The WHO Regional Office for Europe conducted an analysis to seek feedback from responsible officers (ROs) working at the WHO Regional Office for Europe and WHO headquarters about their experiences working with CCs. The analysis used a mixed-methods approach to integrate both quantitative and qualitative data. It included disseminating a survey and conducting individual interviews with ROs. This report, prepared by the Resource Mobilization and Alliance Unit of the WHO Regional Office for Europe, presents findings and recommendations from that analysis. Key findings included that all ROs agreed that the work CCs deliver is of high quality and is beneficial to delivering WHO’s mandated work. Overall, the workplans and TORs for the CCs are aligned with GPW/EPW with the highest contribution to universal health coverage (UHC), although there are gaps in the representation of some technical outcomes. It is estimated that the in-kind contribution by CCs in the European Region is USD14 million per annum. Three key challenges raised by ROs that are impacting on the efficiency and effectiveness of CCs are questions around the value that designation brings to CCs, funding constraints and bureaucratic burdens. The following recommendations were made. iv
Identifying opportunities to maximize the contribution to GPW/EPW, including the development of a strategic approach to increase the connections and synergies with technical networks of CCs and undertaking an exercise to map potential centres, look to build capacity and initiate joint collaboration. Strengthening internal governance through formal planning and evaluation mechanisms, integrating CCs in WHO strategic documents, increasing the presence of executive management engaging with CCs, rearticulating the value proposition of CCs and streamlining bureaucracy. Building capacity by facilitating knowledge management in WHO and strengthening capacity- building with CCs to meet the expectations set out in their terms of reference (ToRs) and workplans. Strengthening partnerships and visibility by establishing communication and engagement mechanisms, developing an internal/external communications strategy and increasing visibility and reference to the work of CCs at higher platforms. v
Aim of the report Through the global network of CCs, WHO gains access to the technical expertise and knowledge of top institutions worldwide, which can support its work and be an additional mechanism to help to ensure the scientific validity of global health work. These global networks can also help WHO to exercise leadership in shaping the international health agenda. This report will look towards guiding the work of the technical units and recommend actions and ways forward in interactions with CCs. To inform the report, the WHO Regional Office for Europe conducted an analysis to seek feedback from ROs working at the Regional Office and WHO headquarters about their experiences working with CCs. The objectives of the analysis included: • to gather input to develop the background and agenda for the first meeting of CCs in the WHO European Region and to ensure best practice, innovated ways of working, challenges and common issues are included in its working sessions; • to forward key findings to executive management and propose recommendations and concrete actions for enhanced and streamlined interactions with CCs; and • to inform updates to the WHO European Region’s corporate strategy for CCs. vi
Summary of key findings Contribution to WHO’s mandated goals Overall, the ToRs and workplans for the CC are aligned to the priorities of the GPW/EPW. The priority that CCs in the WHO European Region contribute most to is working to benefit people with UHC and almost half of their CCs work in emergency-related activities. Although all priority areas and flagships are somewhat covered by CC, there are gaps in the representation of some technical outcomes. The top two most frequent activities CCs have delivered in support of WHO’s priorities and mandates in the last four years were training, education and capacity building activities and generation and publication of technical reports, articles and book chapters. The majority of CCs have published between one and five publications over the last four years in support of WHO’s priorities and mandates and over two thirds of ROs identified that most CCs deliver or plan 1–5 education, training or lifelong learning activities annually, which are delivered face to face and/or virtually. ROs reported there are gaps where WHO should look to build capacity and initiate joint collaboration in areas technically and geographically where there are few or no CCs currently; they also asked for more formal mechanisms for communications and engagement with CCs. Some CCs require more support and capacity-building from WHO in order to meet the expectations set out in their ToRs and workplans. Quality of work All ROs agreed upon the quality of CCs work and commended it. They described CCs as an asset, and agreed that their work is beneficial and gives high value to WHO’s mandated work, including in knowledge generation and capacity. Some ROs mentioned that their programme area in the Regional Office is underfunded and often CCs step in to support their work and; with the budget and time CCs provide, WHO is able to undertake work not possible alone. vii
Financial contributions ROs estimate that over half of the CCs provide more than $50 000 annually through in-kind contributions. For a total of 280 CCs in the WHO European Region, this amounts to a minimum US$ 14 million per annum. Networks of CCs CCs were also specifically acknowledged for their work within global and regional networks, and the majority of ROs identified that they have a network, or are in the process of consolidating a network, of CCs in their thematic area. Engagement with CCs ROs reported that they regularly and formally monitor and discuss progress of ToRs and that CCs are mostly kept informed and involved in relevant technical work conducted by WHO, including the development of products and events. Supporting work of CCs Many ROs reiterated the importance of increasing the presence of executive management engaging with CCs, with the WHO CC Regional Meeting in November 2021 being the prime opportunity to foster engagement. Overall, most ROs agreed that CC focal points in the WHO Regional Office for Europe and headquarters provide timely and efficient support when needed and that the system in place is highly organized. Some ROs asked for online training to be developed and to increase capacity-building on certain issues: the designation/re-designation process, logo use, copyright issues and report writing for CCs for WHO products. Planning and reporting work of CCs Mostly work completed by CCs was reported or acknowledged in the WHO regular reporting period through both formal annual reporting and informal reporting opportunities; or future planning, ROs rely heavily on support from CCs to implement their work. However, only a third of ROs identify that they have a programme or divisional specific practices and approaches established to working with CCs effectively Challenges CCs include questions concerning the value designation brings to CCs, funding constraints and bureaucratic burdens, specifically, the lengthy designation and re-designation processes. viii
Recommendations Identifying opportunities to maximize contribution to GPW/EPW Explore ways to increase interactions and support networking opportunities across CCs in the future to identify synergies, inform them about WHO developments and strategic priorities, exchange best practices and find ways to improve engagement (such as through annual regional CC meetings whether virtual or face to face). Develop a strategic approach to increase the connections and synergies with technical networks of CCs, regionally and globally, technically and geographically. Develop detailed mapping that gives an overview geographically and technically to identify potential centres, and look to build capacity and initiate joint collaboration to fill gaps in priority areas and in countries without CCs, focusing on small countries and the Balkan Member States. Identify institutes in Member States that fulfil WHO CC criteria but are not yet designated, including those currently working with WHO. Quality over quantity should remain the overriding objective. Strengthen internal governance Introduce formal planning mechanisms between WHO and the CCs so expectations are clear, specifically adjusting the expectation of CCs to the current needs, mandates and priorities of WHO and negotiating how best they can support us in delivering work. ROs to meet with executive management annually to discuss the funding, strategic direction, mandates and desired outcomes of WHO, at the programmatic, divisional and organizational levels. Look to repurpose/update workplans on (re)designation to reflect this. Integrate CCs in WHO strategic documents to ensure relevance to programme budgets, country cooperation strategies and operational plans. ix
Annual technical and financial reporting from CCs by the ROs should be integrated into planning, monitoring and evaluation cycles in order to produce annual summaries for governing bodies. Increase the presence of executive management engaging with CCs, for example through the CC Regional Meeting and schedule visits to CCs on country missions or when attending events at the country level. Review the value of CC designation and rearticulate the so-called value proposition of CCs further. Develop opportunities to simplify and streamline bureaucracy in the (re)designation process. Capacity-building Develop of training materials for strengthening technical capacity in WHO. Facilitate knowledge management (for example, brown bag lunches, online training or workshops) on various topics such as intellectual property rights, writing workplans or ToRs, annual reports, the (re)designation process, funding and using the eCC platform. Strengthen capacity-building with CCs to meet the expectations set out in their ToRs and workplans and on specific issues: (re)designation process, funding, logo use, copyright issues and report writing for CCs for WHO products. Strengthening partnerships and visibility Strengthen partnerships by establishing communication and engagement mechanisms (inviting to meetings, using as consultants, informing on work of WHO, etc.). Develop an internal/external communications strategy to: • communicate (especially to Member States) the work and impact of the CCs and their networks; • look at ways to recognize CCs in order to acknowledge the contributions of their work; • provide a platform for the work of CCs, including announcing new designation and sharing best practices in implementation of the EPW; and • inform CCs of ongoing work within WHO. Increase visibility and reference to the work of CCs at higher platforms such as governing body meetings, regional/national meetings, the Internet and thematic days, and by including the topic of CCs in discussions with ministries of health, new and existing partners. Provide more proactive updates to ROs so they can appraise their CCs of work being implemented by the Regional Office and headquarters, especially in the area of COVID-19 and in any changes to the (re)designation processes and rules. Updates could be circulated biannually via a newsletter. x
Background Role and rationale of CCs CCs are key institutions in Member States with expertise that is relevant to WHO’s work and are an essential and cost-effective cooperative mechanism that enables WHO to fulfil its mandated activities and to harness resources far exceeding its own. They are designated by the WHO Director-General to individually, and sometimes collectively, carry out activities to support WHO’s programmes at all levels. Typically, such centres are divisions of national research institutes; departments of universities, laboratories, hospitals or health ministries; or national institutions such as academies. WHO designates an institution as a CC for an initial period of four years, which can be renewed based on its continued relevance and the needs of WHO’s programme of work. Additionally, once designated, CCs can be part of geographical and technical networks. These networks have a range of additional benefits and help to create synergies, build capacity in institutions and countries, provide networking and information-sharing opportunities and allow pooling of resources to accomplish collaborative projects. The main role of CCs is to provide strategic and operational support for WHO in meeting three main needs: • supporting the implementation of WHO’s mandated work and programme objectives • enhancing the scientific validity of its global health work • developing and strengthening institutional capacity in countries and regions. The main functions of CCs are to support WHO in its tasks of standardization, synthesizing and disseminating scientific and technical information; provision of services (such as epidemiological surveillance, laboratory support); research; training and coordinating joint activities; and technical cooperation in national health development in all Member States. The fundamental logic is to utilize the inherent expertise in a CC for the benefit of all Member States. 1
In line with WHO policy and strategy of technical cooperation, a CC also participates in strengthening its country resources in terms of information, services, research, training and in support of national health development. Furthermore, the designation of a national institute as a CC provides the institution with greater visibility and recognition by national authorities and attracts more resources and public attention for the health issues that the institution addresses in its own constituency. Institutions also have increased opportunities: to exchange information; to develop technical cooperation with other institutions, particularly at international level; and to mobilize additional resources from national and international funding partners. Globally, there are currently 842 CCs in 96 Member States. In the WHO European Region, there are 273 CCs, of which 112 have been initiated by the WHO Regional Office for Europe and 161 which have been initiated by WHO headquarters. These are governed by technical officers based in the regional offices (44) and headquarters (98). The countries in the Region hosting the largest numbers of CCs are France, Germany, Italy, the Russian Federation and the United Kingdom. The Office of the Regional Director for Europe is administratively responsible for CCs geographically located in the WHO European Region, whether designated by headquarters or by the Region. Technical responsibility for collaboration is between the RO and the institution. Management and evaluation Collaboration with a CC is primarily managed by the RO in headquarters or the region within the technical programme that initiated the designation. If the designation is made by headquarters, there is interaction with a technical officer in the region in which the CC is located, and vice versa. Interaction between technical units in regions and headquarters is meant to ensure that the centre’s possibilities for technical collaboration are available to the whole of WHO. In each WHO regional office, as at headquarters, dedicated overall focal points are designated to manage and coordinate statutory information and procedures on CCs. Monitoring of technical collaboration takes place on a continuing basis. At the end of each 12-month period, each CC must submit a formal report on the implementation of activities with the concerned WHO programme. The purpose of the annual report is not only to monitor the progress of the workplan but also to document the achievements which have been made and detail any difficulties which arose during the period or areas for future improvement. A final evaluation takes place at the end of the four-year designation period and includes an assessment of WHO’s support for, and actual use of, collaboration with the CC. To facilitate management, cooperation and networking, a global information system on all CCs has been developed that is intended to be accessible worldwide to WHO staff, CCs and, eventually, to Member States and the public health community at large. 2
WHO’s mandate and priorities The 13th GPW is WHO’s five-year strategic plan for 2019–2023. It aims to contribute to the achievement of the Sustainable Development Goals and to drive public health impact at country level. Through the GPW, WHO aims to become more focused and effective in its country-based operations by working closely with partners, engaging in policy dialogue, providing strategic support and technical assistance, and coordinating service delivery. Additionally, for the WHO European Region, in 2020 the EPW was endorsed by 53 Member States at the Seventieth session of the WHO Regional Committee for Europe. The EPW also calls for scaling up existing intersectoral work with diverse actors to achieve regional and national health and well-being goals and targets and to meet today’s complex health challenges. CCs can play an important role in supporting the implementation of the GPW and EPW. Methodology The analysis used a mixed-methods approach integrating both quantitative and qualitative data collection and analysis. Information was collected and analysed through creating and disseminating an online survey to all staff at the WHO Regional Office for Europe and headquarters serving as a RO for one or more CCs, with some also serving as technical counterparts (see survey questions in Annex 1). The online survey was open for eight weeks and closed on 1 September 2021. The survey included closed and open-ended questions. As an alternative to the survey format, some semistructured face-to-face and virtual interviews were undertaken with ROs using the same survey questions to further gather and clarify information about their experiences working with CCs. For the quantitative analysis, Excel was used to tally the results. Thematic analysis was used for the qualitative data. The survey questions allowed for an interpretative framework to be applied when identifying and grouping common topics, ideas and themes. ROs raised their concerns over the survey design and its limitations. Specifically, most ROs manage more than one CC. This made accurately answering a question difficult at times if ROs were unable to consider multiple CCs as an option in their response. 3
Findings A total of 55 ROs participated in the online survey, 27 from the WHO Regional Office for Europe and 28 from headquarters; eight survey responses were incomplete and so only 47 responses were included in the analysis. There are 44 ROs working for the WHO Regional Office for Europe and 98 ROs working for headquarters; therefore, the overall response rate was 39%. Contribution to GPW/EPW The priority that CCs in the WHO European Region contribute most to is working towards UHC (Fig. 1). Fig. 1. GPW/EPW priority CCs contribute to in the WHO European Region 0 5 10 15 20 25 30 One billion more people benefiting from 92 27 universal health coverage One billion more people better protected from 19 health emergencies One billion more people enjoying better health 23 and well-being More effective and efficient WHO providing 7 better support to countries 4
Under priority 1, working towards UHC, most CCs contribute towards outcome 1.1 (improved access to quality essential health services lists (n = 13)). Under priority 2, protecting against health emergencies, the majority of CCs contribute towards outcome 2.1, countries prepared for health emergencies lists (n = 6). Under priority 3, promoting health and well-being, the majority of CCs contribute towards outcome 3.1 determinants of health addressed lists (n = 10). CCs also contribute towards the WHO Regional Office for Europe’s EPW flagship initiatives (Fig. 2). They contribute mostly towards healthier behaviours: incorporating behavioural and cultural insights and empowerment through digital health. Fig. 2. EPW flagship initiatives CCs contribute towards 0 1 2 3 4 5 Healthier behaviours: incorporating behavioural and cultural insights 92 5 incorporating behavioural and cultural insights The European Immunization Agenda 2030 1 Empowerment through Digital Health 84 5 The Mental Health Coalition 4 5
CC activities ROs were asked to reflect on the most frequent activities that their CCs have delivered in the last four years; 46 ROs answered this question with respondents able to select the two most frequent types of activity. A breakdown of these types is summarized in Fig. 3. Fig. 3. The activities that CCs delivered in support of WHO’s priorities and mandates in the last four years Generation and publication Providing technical advice of technical reports, articles, to WHO book chapters, etc., including translations 43% 57% Training, education and capacity building activities Provision of reference, 83% substances, standardization of terminology and Collection, organization Research projects nomenclature and other and dissemination of laboratory activities information through 15% 11% web-based products (such as websites, toolkits, etc.) 20% Responding to outbreaks and emergencies 7% The top two most frequent activities CCs have delivered in support of WHO’s priorities and mandates in the last four years were: • training, education and capacity-building activities (n = 38; 83%) • generation and publication of technical reports, articles, book chapters, etc. (n = 26; 57%). Other activities mentioned that support the work of WHO centred around thematic areas, including those related to: • the circular economy • social enterprises • health and well-being within regional development context • mental health and COVID-19. Fig. 4 summarizes some examples of the type of deliverables CCs have produced in the last four years or are currently working on. 6
Fig. 4. Examples of outputs delivered by CCs in the last four years Research Framework on Refugee & Migrant Health Training in NCDs, emergency Translating management and protocols & environment & standards into health Russian Regional action Regional action plan on HIV & TB plan on HIV & TB Systematic reviews on climate change Country & environmental assessment on HIS health inequality purchasing Childhood obesity report Note: HIS : health information systems; NCDs: noncommunicable diseases; TB : tuberculosis. ROs mentioned during their interviews that the number of publications (technical reports, articles and book chapters) produced by CCs in support of WHO’s priorities and mandates varied from CC to CC. Out of 45 ROs, the majority reported that each CC published between one and five publications over the last four years (n = 29; 64%) (Fig. 5). Overall, CCs spend a considerable amount of time and resources developing technical reports and articles and contributing to book chapters in support of WHO’s priorities and mandates. Training, education and capacity-building activities As reflected on CC’s agreed workplan, over two-thirds of ROs (n = 33; 70%) identified that most CCs deliver or plan one to five education, training or lifelong learning activities annually (Fig. 6). The main topics addressed in these activities are summarized in Fig. 7. 7
Fig. 5. Number of technical reports/articles/book chapters published by CC in support of WHO’s priorities and mandates in the last four years Responses (%) 0 20 40 60 80 None 13% 1-5 64% 6-10 7% More than 10 16% Fig. 6. The number of education, training or lifelong learning activities delivered or planned by CCs Responses (%) 0 20 40 60 80 None 9% 1 5 1-5 70% 6 10 6-10 13% 10 + More than 10 9% 8
Fig. 7. Topics addressed in CC activities Health poli cy monitor ing Air quality c ontrol Tobacco Occupatio nal health Health d and safety ata colle ction an d analys is n e TB and HIV nand h ygie Climate change and health san itatio r, Wate Food an d environm Tripartite Childhood obesity ental he alth Strengthen ing commu nity-based care ent Beha ntion an d managem viour al an NCD preve d cul tural Emergenc insig y prep aredness, re hts sponse an Migrant health d IHR Multis ector ol consu mption al co ordin Monito ring alcoh ation Sexual and reproduct Violence against women and children ive health and rights text tional con to the na Tra nslating e vidence in Mental health AMR hts Human rig PHC Note: AMR: antimicrobial resistance; IHR: International Health Regulations (2005); NCDs: noncommunicable diseases; PHC: primary health care; TB : tuberculosis. 9
Prior to the COVID-19 pandemic, ROs described that most education, training and capacity-building activities were conducted face to face; however, currently they are largely delivered virtually. Out of 43 ROs, the majority (53%; n = 23) indicated that hybrid learning modalities are utilized to conduct training. ROs highlighted that they anticipate that online modalities will continue, and face-to-face engagement opportunities will be reintroduced once COVID-19 restrictions reduce at the country level. Emergency related activities From the 46 ROs, almost half (n = 20; 43%) identified that they work with CCs in emergency-related activities, including those pertaining to COVID-19. The types of activity include: • response efforts for occupational health and safety and how to protect workers against COVID-19; • CCs utilizing existing country and regional networks to assist with COVID-19 activities. This includes collecting and monitoring data and information about COVID-19 in the country and sharing with the WHO Regional Office for Europe; • assessing COVID-19 impacts on key health and well-being services, including mental health, HIV and hepatitis assessment and treatment services in Member States in the Region; and • assessing COVID-19 impacts on obesity and noncommunicable diseases. One RO described that the ToRs for their CC included emergency activities that covered the COVID-19 response. Another RO identified that through their strong relationship with the CCs they manage, it allowed for CCs to provide further support in COVID-19 response efforts; however, this was not reflected on the CCs’ ToRs. Financial contributions Out of 40 ROs, over half (53%; n = 21) estimated that their CC provided more than US$ 50 000 annually through in-kind contributions (Fig. 8). Some ROs mentioned that their programme area in the Regional Office is underfunded and often CCs step in to support their work, with the budget and time CCs provide to WHO exceeding what was possible by WHO alone. In some programmes, 80% of the technical work comes from CC support. These ROs mentioned that if they had more funding, from either side, then the Regional Office would be able to utilize CCs’ expertise to a greater degree. 10
Fig. 8. The estimated in-kind financial contribution (including staff time) of CCs annually Responses (%) 0 20 40 60 80 $20,000 Less than $20,000 13% $20,000-$50,000 $20,000-$50,000 35% $50,000-$100,000 $50,000-$100,000 33% $100,000 + More than $100,000 16% ROs also stated in interviews that it was often difficult to estimate the cost of CCs’ contributions to work of the WHO Regional Office for Europe. Most ROs agreed that CCs provide a lot of time, financial and human resources towards supporting the Regional Office without funding. For many deliverables, the Regional Office benefits from CCs’ work, and the development of deliverables usually involves all CC staff to some extent. It was reiterated that the budget and time CCs provide to WHO to deliver work, exceeded what was possible by WHO alone. Out of 47 ROs, a third identified that WHO has financially supported their CC or its staff outside of the agreed ToRs and workplans; for example through consultancy contracts with staff, travel and general expenses when a CC visits the Regional Office in Copenhagen and through COVID-19 response activities that fall outside the CC’s ToR and workplan. Quality of CC work All ROs agreed on the quality of CC work and commended it; they described them as assets and our expertise champions and acknowledged that their work is beneficial and gives high value to WHO’s mandated work, including for knowledge generation and capacity. CCs contain public health experts, and so it is in WHO’s best interest to work with them. The ROs acknowledged that changes introduced in 2004 to the designation and re-designation process has led to rule tightening and a reduction in the number of CCs in the Region. This has led to the remaining CCs’ work being of higher quality than the standard expected. ROs appreciated that the more stringent policy aimed to improve the quality of deliverables had, therefore, strengthened the WHO brand. 11
ROs highlighted that the formal recognition of institutions by WHO is an asset which supports CC work and gave added value within global and regional networks and platforms. There was some mention of the quality of CCs work varying across Member States in the Region. Some ROs identified that the WHO designation is more important for some CCs than others as it highlights nationally the importance of the CC’s work and provides resource mobilization opportunities. However, this does not necessarily mean that the quality of work that the CC produces is of a high standard. It was further reiterated that some CCs require more support and capacity-building from the Regional Office in order to meet the expectations set out in their ToRs and workplans and in WHO’s policies and standards. Specifically, writing a product for WHO differs from writing an academic publication, and some CCs need coaching to adjust how they write specific documents under the designation umbrella. Proposals to improve the quality of CCs’ work and support them to meet the expectations of the WHO Regional Office for Europe were proposed by ROs, as summarized in Fig. 9. Fig. 9. Proposals to improve the quality of CCs’ work and support them to meet the expectation of the Regional Office for Europe Capacity and Establish clear capability building expectations of in CCs WHO and from CCs Introduce formal planning mechanisms between the Region and the Strengthen CCs knowledge of CCs better through increasing networking and rapport-building activities 12
Engagement with CCs Interactions ROs proposed that interactions across CCs should increase in the future to explore and ensure synergies, inform them about WHO developments and strategic priorities, and exchange best practices and ways to improve engagement. The CCs’ Regional Meeting scheduled for November 2021 was raised by ROs as a good starting point for an initiative to strengthen communication and engagement opportunities among CCs as it will provide an opportunity to explore the added value of CCs interacting together and identify how this will impact on the work and inputs of WHO. Out of 46 ROs, most (96%; n = 44) commented that they keep CCs informed and involved in relevant technical WHO work, including in the development of products and events. Out of 46 ROs, close to two thirds (61%; n = 28) highlighted that they invite CCs to more than three relevant technical meetings of the Regional Office annually, including inviting them to policy forums, the Regional Committee, and its side events. Communications ROs asked for more formal mechanisms for communications and engagement with CCs such as a newsletter detailing updates in CC processes and information regarding mandated work by WHO. All ROs identified that they communicate and work with their CCs through informal and formal engagement opportunities, with engagement ranging from a few times a week to monthly. The majority, of ROs contact their CC at least four times per year (85%; n = 40). Some ROs explained that there are times of intense engagement, especially when working towards a deliverable, event or publication, when coordinating outputs from the workplan, or when planning for re-designation or designation. Some ROs commented that it can be time consuming to respond to and work with CCs especially those that require capacity-building or when working through the designation and re-designation process. Out of 46 ROs, most mentioned (87%; n = 40) that they regularly and formally monitor and discuss progress of ToRs and workplan activities with the CC through organizing engagement opportunities. At minimum, this is discussed through an annual planning meeting for the workplan. Engagement generally happens organically and is most often initiated both ways from the Regional Office and the CCs (81%; n = 38), for both technical and strategic discussions. With types of communication modality used by ROs when communicating with CCs, 42 (89%) communicate with CCs through both virtual meetings (via Zoom, Microsoft teams or Webex) and by e-mail; 27 (57%) communicate via face-to-face meetings and the use of traditional letters was not mentioned. Some ROs mentioned that face-to-face communication modalities were reduced by the travel restrictions imposed by the COVID-19 pandemic. Other communication modalities mentioned included WhatsApp and telephone. 13
Capacity building Some institutions would benefit from capacity-building, advocacy and support from WHO before commencing the designation process and it was proposed that a process of supporting Member State institutions towards eventual designation be established, especially in countries where there are few or no CCs currently. Some ROs stated that the past culture of collaboration between the WHO Regional Office for Europe and some CCs that was established under different conditions remains pervasive; specifically, past understandings have been inherited where procedures were not always followed, and it is difficult to change this culture. Only 12 of 44 ROs (27%) identified that they have a programme or divisional specific practices and approaches established to working with CCs effectively. For example, one RO explained that the ToRs and workplans describe how they will work with CCs. Another RO highlighted that they are the only person in their programme area responsible for working with CCs, and, therefore, they had developed their own approaches to working with the CCs they are responsible for, for example through convening a meeting of their CCs and other key partners every six months. Networks of CCs For the next question, ROs were able to select more than one answer; 44 ROs identified that they have a network or are in the process of consolidating a network of CCs in their thematic area, at the global (39%; n = 17), regional (41%; n = 18) and/or geographical level (7%; n = 3) (Fig. 10) (3). ROs cited benefits of having annual meetings to explore engagement opportunities between different CCs based on thematic areas, geographical locations or similar mandates and interests, thus exploring the added value of CCs interacting together regularly. Fig. 10. ROs who identified if they have a network of CCs in their thematic area Responses (%) 0 20 40 60 80 Global 13% 39% Regional 41% Geographical 7% None 27% 14
ROs in the WHO European Region Of the 47 ROs who completed the survey, 29 (62%) are responsible for managing one to three CCs. ToRs and workplan The majority of ROs identified that the ToR and workplan for the CC they are responsible for are relevant to their technical workplan and align to the priorities of the GPW/EPW. With the introduction of the EPW, and the unforeseen health and well-being issues arising from the COVID-19 pandemic, some ROs identified that they were unaware that they could repurpose the activities on the workplan and reflect these changes in the annual report. Two thirds (66%; n = 31) of CCs’ ToRs and workplan were initiated by the current RO. For the remainder of responses, this was either a joint effort between CCs and the RO or created by a previous programme manager or another technical officer. Some ROs highlighted that with organizational reforms they had inherited a CC that they had not previously worked with. They would work with the CC on updating their workplan to align to the programme area’s technical workplan and the GPW/EPW. Due to WHO undergoing organizational change approximately every five years, some ROs identified that it can be difficult to plan in advance. Therefore, some explained that they develop a workplan with the CCs that is as broad as possible, allowing the flexibility for change in the future. Alternatively, other ROs identified that they try to design with the CC concrete objectives in the CC’s ToR, so the expectations of WHO and the CC are clear, where concrete outputs and outcomes are required. Working with Member State institutions not recognized as CCs Out of 45 ROs, over 75% identified that they work in some capacity with Member State institutions that are not a CC but fulfil the criteria. Some ROs further described that they had discussed with Member State institutions about becoming a CC, but not all are interested due to the lengthy and bureaucratic process for designation and the financial and human resources required to fulfil designation expectations. They explained that there is an expectation of CCs to support other countries and other institutions, which goes beyond their national role and mandate, and that some countries do not have the resources or finances to build capacity and capability and provide support elsewhere. Overall, the Member State institution would benefit from CC designation but not the people working inside. Some ROs recognized that designation brings little value to some Member State institutions, especially in countries where prestige and resourcing is already well established. Some ROs also highlighted that they continue to work with Member State institutions that were previously CCs but had not chosen to undertake the re-designation process. It was proposed that the WHO Regional Office for Europe should explore different options for how Member State institutions are recognized. 15
ROs working with other CCs Out of 46 ROs, almost half (46%; n = 22;) identified that they work with CCs where they are not the designated RO. They explained that they work with these other CCs in order to network, or when some thematic areas they work on overlap, for example in areas of viral hepatitis, HIV and tuberculosis. Reporting and monitoring progress of CCs Almost all ROs (42 out of 46; 91%) responded that they have reported/acknowledged work completed by CCs in the WHO regular reporting period through formal annual reporting and informal reporting opportunities. Furthermore, they discussed that they engage frequently with CCs to discuss activities and efforts. Two ROs identified that they had not had the opportunities to report on or acknowledge the work of the CCs they were managing as it had only recently been designated. Two ROs identified that time is often a constraint to the quality of work produced. Stronger incorporation of work with CCs into WHO planning and reporting cycles was deemed vital and would help to align WHO priorities with the work delivered by CCs. The majority of ROs (91%; n = 43) identified that they include the activities undertaken by CCs into their 2022–2023 workplans. For future planning, ROs acknowledged that they rely heavily on support from CCs to implement their work. Reasons for why ROs do not explicitly list the activities of CCs on their technical workplan included time restraints (ROs do not have the time to determine how CCs’ work fits into the technical workplan) and that the technical workplan does not include detailed outputs and, therefore, the work conducted with CCs cannot be reflected. Nearly two thirds (61%; n = 28) of 46 ROs identified that they reflected their interactions with CCs in their performance management and development system (PMDS). Two ROs identified that these interactions were not included in PMDS due to the limitations of the system and not enough smart objectives being allowed. They further explained that it would be helpful if work with CCs is included in staff job descriptions and added to PMDS. Supporting work of CCs Support from executive management Many ROs reiterated the importance of increasing the presence of executive management engaging with CCs, with the WHO CC Regional Meeting in November 2021 being the prime opportunity to foster engagement. Other proposals included executive management scheduling visits to CCs during country missions or when attending events and engaging with heads of CCs to acknowledge their work with WHO. 16
Many ROs would like to see increased acknowledgement and recognition of CCs’ work by executive management and WHO generally. Many ROs would like to see support from executive management to initiate changes in areas where there are challenges and opportunities to streamline, such as reducing bureaucracy; simplifying the designation/redesignation process; improving the relationship between CCs and FENSA; issues affecting certification of training courses; and the use of WHO logo when designated. It was proposed that executive management meet with ROs annually to discuss the strategic direction, funding and desired outcomes of working with CCs at the programmatic, divisional and organizational levels, and to foster information sharing between ROs. This will support the ROs to better adapt ToRs and workplans to align to the priorities and mandates of WHO. Some ROs mentioned the importance of ensuring that Member State institutions’ criteria are fulfilled before any indications are given that a designation process will be initiated. Support from CC focal points in the WHO European Region and headquarters Overall, most ROs agreed that CC focal points in the Regional Office and headquarters provide timely and efficient support when needed and that the system in place is highly organized. ROs raised the importance of the role that CC focal points at regional and headquarters levels have in providing individual advice and support through the designation and re-designation process, and in providing information about the requirements of those processes as needed. They commended those involved. Some ROs asked for online training to be developed and to increase capacity-building on certain issues CCs find complex such as the designation/redesignation process, logo use, copyright issues and report writing for WHO products. Some ROs identified that they would appreciate more proactive updates from CC focal points in the Regional Office and headquarters so they could share with their CCs the work being implemented by WHO, especially in areas of COVID-19 and any changes to the designation and re-designation processes and rules. This communication does not have to be constant; they proposed that regular communication from the Regional Office could be circulated to CCs through a newsletter, and that communication was at least twice annually. Some ROs suggested that organizing regular meetings between the CC focal points and the ROs would be beneficial to share best practices, discuss progress and challenges in the work, and to understand what common activities and deliverables CCs are delivering across the Region in order to identify any networking opportunities. 17
Key challenges The three key challenges raised by ROs in their work with CCs are summarized in Fig. 11. Fig. 11. Key challenges raised by ROs Value proposition: what Funding constraints value does designation bring to CCs? Bureaucratic designation and re-designation process burdens Value proposition – what value does designation bring in 2021? There was some disagreement between ROs over the value that designation brings to CCs. Some expressed that WHO designation brings prestige and funding opportunities for CCs, especially in countries of the Commonwealth of Independent States, and that CCs benefit more from the collaboration than does the WHO Regional Office for Europe. However, other ROs stated that WHO relies on expert knowledge and support from CCs to carry out its work; that WHO designation may not assist all CCs to get funding; and that CCs do not rely on WHO designation for prestige. These ROs believe that WHO benefits more from the collaboration as CCs spend a lot of time, human and financial resources supporting WHO’s mandate and in some cases they do not benefit. Overall, there is a perceived disconnect between what WHO expects of CCs and what is provided in return, and 18
expectations should be clarified on both sides. Funding Lack of funding was another challenge raised by many ROs. The work the Regional Office asks CCs to do largely requires CCs to utilize their own time and funding sources. Some ROs mentioned that their programme area in the Regional Office is underfunded and often CCs step in to support their work, with the budget and time CCs provide WHO exceeding that possible by WHO alone. They mentioned that if they had more funding, from either side, then the Regional Office would be better able to utilize CCs’ expertise. There is an assumption that WHO designation elevates institutions at the national level and highlights the national importance of the work they deliver, providing resource mobilization opportunities; however, this is not always the case. The designation process validates the quality of work delivered by CCs. Therefore, there needs to be a way to recognize CCs, outside of the CC ToRs and workplans, in order to acknowledge the contributions of CCs’ work. Bureaucratic process burdens The re-designation and designation process is very demanding, time-consuming and has many clearance steps and interactions with CCs in the process, which can take many months. Some ROs raised the concern that working around the legal requirements for (re)designation can be difficult as legal clearance is detailed and focused. Specifically, there is a disconnect between technical work being implemented and the legal modality and requirements that are being enforced. For example, ROs described how they had to reword sentences to comply with legal requirements which in their opinion have no link to the work programme areas WHO performs with their CC. It can, therefore, make amending or changing activities on a workplan difficult if the workplan is too detail oriented. They commented that we should put more emphasis on quality of designation as opposed to legal definitions. The WHO system for CC (re)designation needs to be revised to simplify the process. It was raised by ROs that there is a lot of back-and-forth communication between various focal points and, for each comment, the (re)designation process is reset. Consequently, it is not uncommon for a focal point or divisional director to see the (re)designation form multiple times. Overall, improvements to the design of consolidating requests to the CC is needed. 19
Conclusions WHO has access to the most prestigious institutions worldwide, and, consequently, the institutional and technical capacity to support its work and ensure the scientific validity of global health work. Some of these institutes are formally designated as CCs and are potentially a very cost-effective mechanism for implementing WHO goals, especially given scarce resources. The WHO European Region has a significant number of these centres, which are an important source of information and expertise and a highly valued mechanism of cooperation to support the implementation and achievement of WHO’s mandated goals. CCs can also be invaluable in developing and strengthening institutional capacity in countries. It is hoped that the specific recommendations and proposed actions in this report will contribute to the above by ensuring that the relationship with CCs remains strong and that the activities agreed with CCs fit the strategic directions of WHO and are in line with WHO policies. 20
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