What lies beneath? Spectrality as a focal phenomenon and a focal theory for strengthening engagement with philanthropic foundations

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What lies beneath? Spectrality as a focal phenomenon and a focal theory for strengthening engagement with philanthropic foundations
Received: 17 April 2020       Revised: 15 March 2021   Accepted: 18 March 2021

DOI: 10.1111/ijmr.12257

SPECIAL ISSUE

What lies beneath? Spectrality as a focal phenomenon and a
focal theory for strengthening engagement with
philanthropic foundations
Tobias Jung                         Kevin Orr

School of Management, University of St
Andrews, St Andrews, Fife KY16 9AJ, UK                 Abstract
                                                       Foundations are frequently referred to as a donor’s dead hand, as a way to exert
Correspondence
Tobias Jung, Centre for the Study of Phi-
                                                       social, political, economic and cultural influence from beyond the grave. Build-
lanthropy & Public Good, School of Man-                ing on this, our paper argues for a greater focus on and consideration of the sig-
agement, University of St Andrews, St                  nificance of the spectral in philanthropy research and practice, particularly in
Andrews, Fife KY16 9AJ, UK.
Email: tj3@st-andrews.ac.uk                            relation to foundations. We argue that spectrality offers a focal phenomenon in
                                                       philanthropy and a focal theory for moving foundation inquiry forward. Based on
                                                       our systematic review of the social sciences literature on the spectral, we identify
                                                       and offer four thematic clusters to frame insights about foundations in relation
                                                       to relationality and decentring, narratives and representations, ethics and pol-
                                                       itics, continuity and change. Connecting foundation scholarship with existing
                                                       debates about the spectral and vice versa, our work offers a basis for reflection
                                                       and future research on the part of those immersed in the foundation world, and
                                                       contributes to emergent scholarship about the spectral in organization and man-
                                                       agement studies.

INTRODUCTION                                                                           and critically explores spectrality as a strategic platform
                                                                                       from which stronger theorizing on philanthropic founda-
Philanthropic foundations are an ancient institutional                                 tions as a distinct institutional form can proceed.
expression. Written records revealing rudiments of the                                     While literature reviews are widely recognized as essen-
contemporary foundation form go back to at least                                       tial in generating important and insightful contributions
3000BCE (Borgolte, 2015). Despite such ancient lineage,                                (Hoon & Baluch, 2019), their use for theory development is
foundations and their ‘cloistered world’ (Whitaker, 1974)                              not without its challenges (Cropanzano, 2009). Clarifying
remain remarkably unknown, unstudied and uncrystal-                                    the choices, attributes and consequences for theory devel-
lized (Jung, 2020; McIlnay, 1998). The need for bet-                                   opment of different literature review approaches, Breslin
ter understanding of foundations is well established; it                               and Gatrell (2020) propose a continuum that ranges from
includes questions about foundations’ external and inter-                              ‘literature prospecting’ to ‘literature mining’ as a way to
nal drivers, deeds and dispositions, roles and responsibili-                           strengthen understanding on theorizing through literature
ties, their influences and impacts (Anheier & Leat, 2006;                              reviews. At one end, ‘prospecting’ focuses on venturing
Dowie, 2002; Johnson, 2018; Jung et al., 2018; Toepler,                                beyond well-trodden paths and knowledge silos to iden-
2018). Here, combining ‘literature prospecting’ and ‘litera-                           tify and explore ‘novel perspectives’ (Breslin & Gatrell,
ture mining’ (Breslin & Gatrell, 2020), our paper proposes                             2020, p. 1). The invitation is to set out new narratives and

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© 2021 The Authors. International Journal of Management Reviews published by British Academy of Management and John Wiley & Sons Ltd

Int J Manag Rev. 2021;1–18.                                                                                                  wileyonlinelibrary.com/journal/ijmr      1
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conceptualizations, and to blend and merge literatures             issue’s aim of articulating new research perspectives on
across domains (Breslin & Gatrell, 2020, p. 7). Allowing for       philanthropy’s institutional expressions.
a ‘movement of the mind’, for ‘the breakdown and build-up
of beliefs and the transformation of assumptions’ (Davis,
1971, p. 342), prospecting provides us with opportunities          CONCEPTUALIZING SPECTRALITY
to revisit, reflect and re-engage with perspectives on and
understanding of foundations as an institutional expres-           Spectrality covers an entire family of spectres, various
sion of philanthropy. An essential part of prospecting is to       terms belonging to the genus ‘haunting’ (Wolfreys, 2016).
ascertain that efforts are not random, but calculated (Bres-       Other members of that family include apparition, ghost,
lin & Gatrell, 2020, p. 1). In this paper, we show how engag-      liminality, phantoms and the uncanny. An overview of
ing with spectrality is not just a fleeting fancy, but that        key spectral terms and illustrative examples of their use
spectrality presents a ‘focal phenomenon’, an observable           is provided in Table 1. Resonating with Calvino’s (1997, p.
phenomenon in need of closer examination within philan-            19) statement that ‘the more enlightened our houses are,
thropy per se and in relation to foundations in particular         the more their walls ooze ghosts’, Davies (2007, p. 101)
(Jaakkola, 2020). At the other end, ‘mining’ takes a more          observes that such spectres ‘flitted through some of the
conventional approach to reviewing the literature. Focus-          most profound developments in intellectual thought over
ing on a bounded and established domain of study, the              the last 500 years, and so to discover how they were con-
emphasis is on organizing and categorizing the literature,         ceived in the past is to understand how society itself has
problematizing it and identifying conceptual gaps (Breslin         changed’. Trying to conceive, define or conceptualize spec-
& Gatrell, 2020, p. 7). While ‘prospecting’ articulates the        trality, however, presents a major problem: it is anything
reasons for engaging with spectrality in foundation stud-          but straightforward (Wolfreys, 2016).
ies, ‘mining’ provides the basis for exploring spectrality            A key fissure in social science scholarship on spectral-
as a ‘focal theory’. In other words, we offer spectrality as       ity revolves around a normative consideration of whether
a theoretical lens able to address known shortcomings in           and how we should engage with spectres: are they some-
the literature in more detail (Jaakkola, 2020) and to orien-       thing ‘actual’, a metaphor or a concept (del Pilar Blanco &
tate foundation inquiry towards interesting questions. Our         Peeren, 2013)? Complicating matters further, spectrality’s
approach enables us to draw together bodies of work on             very association with, and contamination by, ‘the supernat-
spectrality from diverse disciplines to develop a basis for        ural’ has potentially been toxic for the ambitions of serious
future theorizing on foundations.                                  scholarship (del Pilar Blanco & Peeren, 2013). This is illus-
   The structure of our paper follows the move from                trated in the Enlightenment’s ambition to expunge spec-
‘prospecting’ to ‘mining’, from outlining the idea of spec-        tres (Davies, 2007), or in Adorno’s (1969) argument that
trality and making the case for approaching foundations            spectres and the occult are symptomatic of a regression
through the lens of spectrality to an examination and syn-         in consciousness, that they present a metaphysic of and
thesis of social sciences literature on spectrality. In the next   for fools. Notwithstanding attempts at exorcizing, demys-
section, we highlight ways of approaching and understand-          tifying or explaining away belief in the spectral, the last
ing spectrality. We then illustrate how foundations are            few years have been described as witnessing a ‘spectral
rooted in spectrality, and how foundations present them-           turn’, a turn towards spectrality but also a spectraliza-
selves as sites par excellence for scholarly inquiry which         tion of this turn, the uprooting and decentring of the
utilizes the spectrality lens for theory development and           approach itself, thereby opening it up for wider interpre-
practical understanding. After explaining our methods for          tation and inquiry (del Pilar Blanco & Peeren, 2013). Here,
identifying, reviewing and synthesizing the sampled lit-           two of the most prominent pieces of work contributing to
erature, we present four thematic clusters on spectrality.         and catalysing spectrality scholarship have been Freud’s
These are relationality and decentring, narratives and rep-        (1919/1955) ‘The uncanny’ and Derrida’s (1994) Specters of
resentations, ethics and politics, continuity and change.          Marx.
We consider the implications of these four themes for                 Freud (1919/1955), building on and developing the work
approaching and understanding foundations. Finally, we             of German psychiatrist Ernst Jentsch (1997), examines the
conclude by drawing out the implications of the review,            notion of ‘unheimlich’, at root the opposite of ‘heimlich’.
including how it can help shape future management and              The latter refers to that which is homely, familiar, native,
organization research in the field of foundations and phi-         but also that which is hidden from public view, secretive
lanthropy. Our work provides a basis for developing more           and clandestine. Its meaning develops ambivalently until
nuanced appreciations and understandings of the com-               it coincides with its opposite ‘unheimlich’, the uncanny
plexities of foundations, and contributes to this special          (Freud, 1919/1955, p. 226). To unpack it, Freud argues that
What lies beneath?                                                                                                                        3

TA B L E 1    Illustrating the plethora of spectral terminology
 Spectral term         Key definition (OED/Chambers)                                                      Examples of use
 Apparition            The action of appearing or becoming visible; The supernatural appearance of        Ladwig (2013)
                         invisible beings, etc.
 Dead                  Deprived of life                                                                   Belsey (2019)
 Ghost                 Soul or spirit                                                                     Morton (2015); Pors (2016)
 Ghoul                 An evil spirit supposed. . . to rob graves and prey on human corpses               Maxwell-Stuart (2006)
 Gothic                Uncivilised; Romantic; Tales of mystery                                            Botting (2014)
 Haunting              Of imaginary or spiritual beings, ghosts, etc.; To visit frequently and            del Pilar Blanco and Peeren
                         habitually with manifestations of their influence and presence, usually of a       (2013); Gordon (2008)
                         molesting kind; To be haunted: to be subject to the visits and molestation
                         of disembodied spirits
 Liminality            A transitional or indeterminate state between culturally defined stages of a       Boyd and Thursh (2011);
                         person’s life; spec. such a state occupied during a ritual or rite of passage,     Söderlund and Borg (2018)
                         characterized by a sense of solidarity between participants; Threshold of
                         consciousness
 Memory                Senses relating to the action or process of commemorating, recollecting, or        Auchter (2014)
                         remembering; The power or process of retaining and reproducing mental
                         or sensory impressions
 Phantom               A thing (usually with human form) that appears to the sight or other sense,        Abraham (1975/1994)
                         but has no material substance; An apparition, a spectre, a ghost
 Spectre               An apparition, phantom, or ghost, esp. one of a terrifying nature or aspect;       Derrida (1994); Newman (2001)
                        An object or source of dread or terror, imagined as an apparition
 Spectral              Having the character of a spectre or phantom; Ghostly, unsubstantial, unreal       Peeren (2014)
 Spirit                A supernatural, incorporeal, rational being or personality, usually regarded       Hopps (2013)
                         as imperceptible at ordinary times to the human senses, but capable of
                         becoming visible at pleasure, and frequently conceived as troublesome,
                         terrifying, or hostile to mankind
 Uncanny               Mischievous, malicious; Unreliable, not to be trusted; Partaking of a              Freud (1919/1955)
                        supernatural character; Mysterious, weird, uncomfortably strange or
                        unfamiliar

two avenues can be pursued. The first is to explore the                   the spectral is a starting point for Derrida, an opportunity.
historic meanings and expressions of the uncanny; the                     Spectres act as disjointing figures, unsettling the stability of
second is to identify, collect and synthesize the proper-                 the present, and offering potential for emancipation (Der-
ties of people, items, sensations, experiences and contexts               rida, 1994).
that present or are perceived as constituting the uncanny                    The perspective of spectres as harbingers of justice and
(Freud, 1919/1955, p. 221).                                               freedom is challenged by Žižek (1994), who argues that
   Derrida (1994), revisiting and reflecting on Marx’s and                spectres are in themselves a retreat, a rejection of free-
Engel’s Communist Manifesto, illustrates how the image                    dom. In his view, loyalty to spectres of the sort called for
of the spectre is used therein to describe and diagnose                   by Derrida is misplaced, dangerous. While the appearance
Europe’s present, Europe’s past, Europe’s potential future.               of spectres points to a breach of ideological control mech-
Riffing on Hamlet, Derrida’s exhortation is for scholars to               anisms, they then serve to close this very opening. For
converse with spectres. Acknowledging that ‘traditional’                  Derrida, ghosts are an opportunity; for Žižek, they are an
scholars neither believe in nor deal with spectres or any-                opportunity lost, or worse, a malign distraction: attend-
thing related to spectrality, Derrida (1994) argues that it is            ing to the ghost involves the surrender of freedom and the
precisely scholars who are in a position to observe, describe             maintenance of subjection. The ‘uncanny spectral supple-
and obtain the appropriate distance to engage with spec-                  ment’ maintains rather than disrupts our sense of what is
tres. Engaging with spectres enables a politics of memory,                real; it distracts us from the constructed and ideological
an opportunity to rethink our situated relations with oth-                bases of that reality (Žižek, 1994).
ers and with time and place: it is at the shadowy bound-                     Gordon (2008), using the notion of ‘haunting’, bridges
ary of spectrality, between and across the perimeters of life             the works of Freud, Derrida and Žižek. Focusing on the
and death, that learning occurs. Thereby, engaging with                   subaltern, the excluded, the dispossessed and exiled, she
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examines the interstices of exploitation, force and mean-        significant ways. It is to such spectral facets in and of phi-
ing. She argues that spectral aspects are neither an expres-     lanthropy and foundations that we now turn.
sion of individual psychosis nor of premodern superstition.
Instead, they change our experiences of being in time, our
distinction between past, present and future. They demand        PROSPECTING: SPECTRALITY AS A
our attention and, as sociopolitical psychological states,       FOCAL PHENOMENON IN
call and allow for things to be done. Engaging with spec-        PHILANTHROPY AND FOUNDATIONS
trality presents turmoil and trouble, exposes the cracks
and the rigging, shows up things that have been or are           Philanthropy as an inherently spectral
expected to be invisible, demands that alternatives need to      arena
be sought (Gordon, 2008, p. xvi). Engaging with spectral-
ity is thereby neither merely a theoretical exercise nor just    Even a cursory glance at philanthropy illustrates its inher-
material for the literary arts; spectrality represents a link-   ently spectral nature. Donations and deaths, gifts and their
ing across time, a connecting of individuals, institutions       ghosts go hand in hand. The role of testations, bequests and
and social structures, a reconciling and negotiating of and      memoria in philanthropy illustrates the former; issues of
between individuals and collectives.                             philanthropic legacies, donors’ dead hands and founders’
   Looking across these scholarly contributions, the chal-       syndrome the latter. A vision of temporal transcendence,
lenges of and tensions inherent in trying to conceptualize       an ambition to traverse time, runs throughout them. Phi-
spectrality are apparent. Neither present nor absent, spec-      lanthropists hope to leave ‘footprints in the sands of time’
trality criss-crosses binary loci and foci: it embodies and      (Ostrower, 1995); philanthropy is envisaged as offering for-
disembodies visibility and invisibility, past and present, the   giveness, redemption and mercy in the present as well as
here and there (Wolfreys, 2016). As such, spectrality eludes     in the afterlife (Cunningham, 2016) and, both historically
conventional attempts at conceptualization; it demands a         and contemporaneously, philanthropy is used as a way to
different approach to thinking (Wolfreys, 2016). Casting it      appease the dead and harness their influence for the well-
as ‘absent presence’ (Derrida, 1994; Smith, 2007, p. 147),       being and fortunes of the living (Kiger, 2000; Marouda,
spectrality allows us to engage with alternative mecha-          2017).
nisms for approaching an issue (Auchter, 2014). It offers           Alongside, commentators have repeatedly used and
the ability to read and unpack ‘the temporal and spatial         appealed to the spectral to highlight and critique the ills,
sediments of history and tradition’ to explore and theorize      failures and shortcomings of philanthropy. Examples of
important social, ethical and political questions (del Pilar     this include the armies of ghosts who—through their paid
Blanco & Peeren, 2013, p. 2). In relation to institutions such   and unpaid, voluntary and forced contributions—have
as philanthropic foundations, we argue that attention to         enabled the accumulation of wealth underpinning philan-
the spectral facilitates an examination of their meanings        thropy. This is poignantly demonstrated by the ‘ghosts’
through exploring the internal and external histories, prac-     accompanying the colonial exploitations of the English
tices, contexts and discourses out of which they are formed      philanthropist Lord Leverhulme in the Congo (Marchal,
(Wolfreys, 2016, p. 638). Spectrality’s identification of such   2017), or the spectral status given to the UK’s early chil-
‘sediments’, and the accompanying opportunity to exam-           dren’s charity, London’s Foundling Hospital, throughout
ine these, resonates with and complements the perspective        Victorian novels (Zunshine, 2005).
that philanthropy and its institutional expressions, founda-        Indeed, spectrality cuts across philanthropy’s societal,
tions, should be perceived as strata. Beneath a thin topsoil     geographical, temporal and disciplinary settings. It cov-
composed of contemporary expressions and exercises, one          ers individual (Ostrower, 1995) as well as organizational
finds layers and layers of people, practices and perspectives    expressions of philanthropy (Kiger, 2000); it is evident in
that stretch back into philanthropy’s and foundations’ dis-      Asian (Marouda, 2017), European (Huschner & Rexroth,
tant past, yet which continue to exert an influence in the       2008) and American (Goff, 1921) traditions of philanthropy.
present (Cunningham, 2016). These represent the ‘absent          It runs through philanthropic practices in the Axial Age
presences’ in foundations. It is this idea of ‘absent pres-      just as much as in medieval or modern times (Borgolte,
ences’ that forms the basis for our exploration of spectral-     2017; Çizakça, 2000), and it features in disciplinary dis-
ity as a theoretical concept that, informed by the emergent      courses on philanthropy from history (Lusiardi, 2000) to
interest in organizations as spectral spaces (De Cock et al.,    law (Sisson, 1988) and philosophy (Lechterman, 2016).
2013; Orr, 2014; Pors, 2016), points scholars and practition-    Within this deep-rooted context, the institutional expres-
ers towards appreciating the significance of that which has      sion of philanthropy, philanthropic foundations, present
departed—from the organization or the world—but whose            themselves as particularly suitable for being explored
presence still affects or whose legacy continues to linger in    through a spectral lens.
What lies beneath?                                                                                                             5

Foundations as inherently spectral                                tions of memoria, transcendence and founders’ continued
institutional forms                                               ‘presence’ amongst the living (Borgolte, 2012). While this
                                                                  is a relatively recent perspective, traditionally the most
Spectrality concerns itself with excess and transgression,        prominent discourse on foundations has centred around
with tales of light and darkness, desire and power, posi-         legal considerations of the foundation form (Anheier, 2001;
tives and negatives (Botting, 1996). In these respects, it res-   Prele, 2014; Ylvisaker, 1987).
onates with foundations’ own paradoxical nature (Fleish-
man, 2007), the ways in which foundations are cast and
criticized (Roelofs, 2003; Whitaker, 1974). Beneath such          Spectrality and foundation law
superficial similarities lie distinctively spectral considera-
tions and customs that characterize the foundation form           The study of foundations is dominated by an emphasis on
socially, historically, legally, and practically.                 foundations’ legal characteristics, particularly their inde-
                                                                  pendent legal personality (Borgolte, 2012). Three broad
                                                                  theories about the legal origins of foundations are advo-
Spectrality and foundations’ social and                           cated in the literature: the Roman fideicommissum, the
historical origins                                                Salic law of Salmannus and the Islamic waqf. The first,
                                                                  fideicommissum, was a legal device used to allow a tes-
The landmark text of ancient Egyptian religious literature,       tator to entrust property to one person for the benefit of
The Book of the Dead, provides one of the earliest references     another. The second, Salmannus, goes back to the 5th-
to the contemporary foundation form (Kiger, 2000). Foun-          century Germanic Lex Salica and represents an arrange-
dations were established for the memory of the dead while         ment that allowed the transfer and use of property for
simultaneously acknowledging, crediting and honouring             defined purposes during or after the lifetime of its con-
the deceased’s continued charitable work and generosity—          veyor. The third, waqf, originated in the first three cen-
beyond the grave—through the foundation form (Borgolte,           turies of Islam and, broadly speaking, provided a privately
2014, p. 559). While these have been expressed in various         owned property endowed for charitable purposes in per-
ways, from Paganism’s cult of the dead to foundations’ rev-       petuity with any associated revenue generated used for
enues as a tool for salvation of the deceased in Late Chris-      these purposes (Çizakça, 2000; Gaudiosi, 1988; Rounds &
tianity, foundations represent a worldview that acknowl-          Rounds III, 2012). Across all three, an emphasis on tes-
edges mutual dependencies between the living and the              tation, the wishes of the dead, and how these could or
dead, where the dead continue to be seen as active partici-       should be honoured, can be identified. This pattern cumu-
pants in the present (Borgolte, 2014).                            lates in contemporary laws on charitable bequests and the
   A key element in the relationship between the dead and         unequalled opportunities these provide for individuals to
the living and its bridging through the foundation form is        achieve legal immortality for their soul, their name and/or
the threat of constituting an ‘unreciprocated gift’. Then,        their charitable plans (Madoff, 2010). This, in turn, has
as now, gifts formed part of an exchange system; they             given rise to one of the most vivid expressions of spectrality
involved reciprocity (Maus, 1990). Foundations therefore          in foundation discourse: manus mortis, the ‘dead hand’ of
initiate(d) a continuous circle of gift exchange between the      donors.
living and the dead (Borgolte, 2014). Not only did founda-           The notion of donors’ dead hands, that is the influence
tions allow a reaching out from the grave, but the associ-        a donor can or should exert from beyond the grave, has
ated acts of memory and remembrance were also seen as a           agitated legal scholars for millennia. From debates about
way to reach back into the grave: just as the dead hoped          limiting foundations’ lifecycles in early Islamic debates on
to be remembered by the living, the living hoped to be            the waqf form (Meier, 2009), to various states’ attempts at
remembered and prayed for by the dead. Mutual mem-                limiting the dead hand through mortmain statutes (Fries,
ory and remembrance acted as a tool of social cohesion            2005; Madoff, 2010), the issue gained particular promi-
and continuity (Brown, 2015): you were only ‘dead’ if you         nence from the late 19th century onwards (Goff, 1921; Hob-
were forgotten (Presuhn, 2001). As such, there has been a         house, 1880). Portraying deceased donors as a deadweight
growing argument, particularly amongst German histori-            that prevents rather than enables progress (Meier, 2009),
ans, that foundation discourse needs to be recast towards         the challenges of respecting the intentions of past donors
a broader socio-cultural understanding that acknowledges          and how these conflict with intergenerational sovereignty
and incorporates an iterative exchange and interdepen-            continue to agitate legal (Atkinson, 2007; Brody, 2007; Sis-
dency between prior and subsequent founders and their             son, 1988) and philosophical debates (Lechterman, 2016) to
beneficiaries. This recasting implicates associated ques-         this day.
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Spectrality and foundation practice                                 ments, patterns and relationships, reviews provide an
                                                                    essential basis for shifting theory and/or practice (Hoon
At the interface of socio-historic and legal aspects of foun-       & Baluch, 2019). While Breslin and Gatrell’s (2020)
dations’ spectrality sit some practical issues. Most promi-         prospecting–mining continuum assists with clarifying the
nent amongst these is ‘founder syndrome’, the various               rationale of literature reviews, theorizing from reviews,
explicit and implicit powers, privileges and perspectives           even within such boundaries, remains challenging. Across
associated with or attributed to the founder (Block, 2004).         the potpourri of potential ‘theorizing tools’, theorizing
While the term is used inconsistently across the literature,        is often understood as addressing a conflict or tension
it is the perception of ‘an unwavering dedication to the            between literature and phenomena (Shepherd & Suddaby,
original vision for the organisation’ (Schmidt, 2013, np)           2017). With review-centric theorizing unable to iteratively
that is most relevant in the context of this paper. As foun-        move ‘between the gaps observed in the phenomenal world
dations tend to be envisaged to exist in perpetuity, trying         and those observed in the extant literature’ (Shepherd &
to justify, interpret or critique the actions of foundations—       Suddaby, 2017, p. 65), we follow Hoon and Baluch (2019)
as well as the use of their resources in reference to what          in pursuing a ‘dialectical interrogation’ of social science
the person by whom or in whose memory they were set                 work on spectrality for the foundation field. This approach
up would have (dis)approved of—is a recurring theme in              involves ‘imaginatively engaging in back and forth inquiry’
philanthropy practice. Two prominent examples include               between the phenomenal world of a given field and exist-
criticisms levelled at the trustees of the Diana, Princess of       ing theory (Hoon & Baluch, 2019, p. 7). Emphasizing the
Wales Memorial Fund in the UK for being perceived as                potential for consolidating and disrupting understanding,
squandering ‘her precious legacy’ (Brennan, 2007, np) or            we approach the review with the aim to both explore sim-
supporting allegedly inappropriate causes (Pukas & Som-             ilarities and anomalies (Hoon & Baluch, 2019, p. 20).
erset, 2011), and the challenges and questions of adhering             One methodological consideration for review-centric
to and fulfilling a donor’s intent, exemplified in the Robert-      work is whether the area(s) under consideration consti-
son Family’s lawsuit against Princeton University (White,           tute(s) a nascent or a mature field of activity. The former
2014). It is further illustrated in the wider context of cy-pres.   points towards an exploratory mapping, the latter towards
This is the doctrine in charitable law which addresses the          a more systematic review (Hoon & Baluch, 2019). Spectral-
recasting of a foundation’s purpose in instances where it           ity straddles both. In areas such as anthropology (Formoso,
becomes impossible, impractical or illegal to carry out the         1996) or literary studies (Hopps, 2013), spectrality has seen
original one towards a purpose that resembles the original          longstanding exploration; in others, such as organization
one as closely as possible. This, in turn, links back to afore-     studies (Orr, 2014; Pors et al., 2016), it is a relatively recent
mentioned questions of removing ‘dead hand control’ of              consideration. To mine the area, to explore what themes
foundations (Atkinson, 2007).                                       run through and across spectrality literatures, and what
   Taken together, the array of links between foundations           opportunities for strengthening understanding on and for
and spectrality show that spectrality clearly constitutes           foundations spectrality provides, we therefore combined a
a ‘focal phenomenon’ in philanthropy. As an observable              systematic review with a snowballing technique.
part of philanthropy past and present, spectrality warrants            Amongst the different types of literature reviews and
closer examination. While there has been a growing inter-           associated methodologies, a systematic approach focuses
est in questions of memory and memoria in foundations               on systematically searching for, appraising and synthesiz-
amongst some historians (see Borgolte, 2012), conceptual            ing key issues (Grant & Booth, 2009). To start, we focused
engagement with spectrality as a lens in its own right for          on specifying the boundaries of the review. In the context
understanding foundations remains limited. Having estab-            of literature searches, particularly in the areas of biblio-
lished the relevance of spectrality as a strategic platform         metrics and scientometrics, Google Scholar (GS), Web of
from which theorizing on foundations can proceed, the               Science (WoS) and Scopus are considered as leading the
next section of the paper will ‘mine’ the literature on spec-       field with their coverage (Martín-Martín et al., 2018). While
trality in order to synthesize insights and identify specific       GS has been shown to provide substantial extra coverage
contributions that the spectrality literature can make to aid       over WoS and Scopus (Martín-Martín et al., 2018), there are
understanding of foundations.                                       ongoing debates about the data quality of GS (Mongeon &
                                                                    Paul-Hus, 2016). Thus, and with WoS and Scopus consid-
                                                                    ered as offering complementary interdisciplinary coverage
METHOD                                                              (Burnham, 2006; Mongeon & Paul-Hus, 2016), we opted for
                                                                    using WoS and Scopus.
Reviews play an important role in theorizing. Provid-                  Following a preliminary conceptual review and dis-
ing opportunities for discovering new perspectives, argu-           cussion amongst the authors, it was decided to use
What lies beneath?                                                                                                                7

‘spectrality’ as the search term. Firstly, as illustrated in        line with norms of qualitative research and thematic anal-
Table 1, spectrality incorporates relevant ideas such as ‘the       ysis processes (see Nowell et al., 2017; Saldaña, 2016), we
ghost’, ‘haunting’, ‘the uncanny’ (Peeren, 2014). Secondly,         arrived at four overarching themes, namely relationality
albeit archaic, spectrality moves beyond other ideas: being         and decentring, narratives and representation, ethics and
a word freighted with rich scholarly traditions, spectrality        politics, continuity and change. These four themes and
evokes an important etymological link to vision and visi-           their underpinnings are provided in our coding graphic,
bility, ‘to that which is both looked at (as fascinating spec-      Figure 1. We examine these themes in the next section.
tacle) and looking (in the sense of examining)’ (del Pilar
Blanco & Peeren, 2013, p. 2). This makes spectrality a more
suitable structure for illuminating and investigating phe-          MINING: EXPLORING SPECTRALITY AS
nomena (del Pilar Blanco & Peeren, 2013, p. 2; Meagher,             A FOCAL THEORY FOR THEORIZING ON
2011).                                                              FOUNDATIONS
   Searching WoS (topic or title) and Scopus (title, abstract,
keyword) for ‘spectrality’ resulted in 280 and 298 records,         Examining our literature sample, it is clear that notions
respectively. The initial set of 578 combined references was        of spectrality and spectres have become critical tropes
exported into bibliographic management software End-                across multiple disciplines (Maddern, 2008). Examples
note and checked for duplicates. The revised list included          include the arts (Bal, 2010), anthropology (Boyd & Thursh,
365 references. The titles and abstracts of the 365 refer-          2011), communication and media studies (Brummans,
ences were reviewed separately by the authors. Following            2007), cultural studies (del Pilar Blanco & Peeren, 2013;
a comparison and critical discussion amongst the authors            Peeren, 2012), education (Papastephanou, 2011), geography
about each reference’s relevance for and contribution to            (McCormack, 2010), history (Ackroyd, 2010; Belsey, 2019;
‘the notion of spectrality’ (see Wolfreys, 2016, p. 638), a final   Finucane, 1996), international relations (Auchter, 2014),
list of 51 references was drawn up. Of these, 49 could be           literary studies (Hopps, 2013; Lücke, 2007), management
retrieved. These, in turn, were read in full and reviewed           and organization studies (Haveman, 1993; Orr, 2014; Pors,
separately again by each of the authors. Following Green-           2016; Pors et al., 2016), philosophy (Cassirer, 1946), politics
halgh et al. (2005), we then combined this protocol-driven          (Gantet & d’Almeida, 2007; Graff-McRae, 2017) and soci-
approach with a ‘snowballing’ technique. This enabled us            ology (Gordon, 2008). Across these, spectrality has been
to track citations backwards and forwards, and to draw in           used to explore agency, artefacts, real and literary urban
material that might have escaped the first round. Thereby,          and non-urban spaces, the influence of history and colo-
an additional 52 papers and 27 books were added, resulting          nial pasts on present political practices, as well as questions
in a total of 128 sources.                                          of historical and contemporary, national and transnational
   Applying a thematic analysis approach to this mate-              (in)justice (Baloy, 2016; Beville, 2013; Cameron, 2008; Har-
rial (Attride-Stirling, 2001; Braun & Clarke, 2006; Guest           ris, 2014; Maddern, 2008; McCormack, 2010; Papailias,
et al., 2012), each of the authors carefully read the con-          2019). Here, one way of approaching the spectral is in terms
tent of every contribution, and each began to provision-            of what it stands for. This, however, provides a very limited
ally identify and map what they considered as promi-                reading thereof. Instead, it seems useful to move beyond
nent and recurring issues and themes around spectral-               this and to also consider what the spectral does and the
ity. These were then discussed to identify and develop              way in which it is produced (Stojanovic, 2015). This more
basic (the most basic themes from textual data), organizing         encompassing engagement with spectrality underpins the
(mid-level themes that cluster similar issues) and global           four themes identified in our sample. As outlined in Fig-
(super-ordinate) themes (see Attride-Stirling, 2001, p. 389).       ure 1, the first theme, relationality and decentring, draws
For example, Brummans’ (2007) work ‘Death by docu-                  attention to questions of boundaries, inclusion and exclu-
ment: Tracing the agency of text’ focuses on his father’s           sion, periphery and margins that spectrality raises. The
euthanasia declaration. Throughout the text, numerous               second, narratives and representations, encompasses ideas
basic themes are presented, from legal documents to can-            that focus on the significance of storytelling and other por-
cer and lethal injections. These, in turn, collate around a         trayals across different settings and their relationship to
number of broader, organizing themes such as relation-              spectrality, such as nostalgia, myths, signs and symbols.
ships, agency (of a legal document), imprisonment (by               Here, interest is on the different textual forms and arte-
words of what is now departed) and fields of action. Tak-           facts. Ethics and politics, our third theme, turns to agency,
ing these organizing themes, comparing them to organiz-             voice, power and control exerted by, through or exposed via
ing themes in other sources, clustering prominent issues            spectrality. Finally, continuity and change addresses tem-
together and looking for convergence and divergence of              poral aspects of spectrality; it emphasizes questions of tra-
ideas, that is pursuing an iterative dialogical process in          ditions, redemption, loss and inheritance.
8                                                                                                                            JUNG and ORR

FIGURE 1       Four global themes on spectrality and their organizing underpinnings [Colour figure can be viewed at wileyonlinelibrary.com]

Relationality and decentring                                           (Ball, 2014), thereby opening up alternative conceptualiza-
                                                                       tions of understanding (Knox et al., 2015). In this way, they
Spectrality has an inherently relational character, it                 carry a critical and radical potential.
enables an exploration and reading of complex relation-                   As an anthropological endeavour, spectrality moves
ships across time and space. This theme explores these                 beyond the obvious and immediate duality of presence
relations. It raises questions about voices and boundaries,            and absence inherent in the concept (Ball, 2014). Engag-
about inclusions and exclusions, about shadows in the                  ing with spectrality explores and interrogates complex rela-
peripheries and margins, about dialogues with and def-                 tionships. It allows scholars and practitioners to examine
erence to the spectral. Spectres fulfil a centrifugal role:            the multiple fragments and layers of accumulated mean-
they provide a movement away from the centre, point-                   ings across individual and collective, spatial and temporal
ing towards the need to hear from voices other than the                contexts, all of which require interpretation (Armstrong,
usual suspects (Beville, 2013; Stojanovic, 2015). This allows          2010). In this respect, decentring is closely linked to the
us to move from a centred approach (concentrating on                   process of defamiliarization (Vidler, 1992), including the
institutions and their elites) to a decentred approach to              disruption to the linear orderings of time. Unlike tradi-
understanding and theorizing activities and actions across             tional approaches, spectrality can be seen as highlight-
networks. Spectres can offer the opportunity for dialogue              ing ephemeral, unreal and unmappable aspects (Beville,
between that which is present and that which lies beneath              2013); it enables a move towards the ineffable plurality
What lies beneath?                                                                                                               9

of the contexts within which we find ourselves (Beville,           exploring and employing spectrality allows for the ques-
2013).                                                             tioning of norms and the articulation of personal, intergen-
                                                                   erational and historical conflicts (Sacido-Romero, 2016).
                                                                   Permitting ‘ghost stories’, or accounts of the marginalized,
Narratives and representations                                     to enter and re-enter wider discourse allows for compli-
                                                                   cation and ambiguity; it disrupts the neat packaging of
Stories, storytelling and spectrality have a longstanding          the past by vested interests keen on owning the associated
relationship. Across factual and fictional, oral and liter-        conflict(s) and accompanying terms of transition (Graff-
ary traditions, the spectral has been used and developed           McRae, 2017).
for the telling of memoirs, histories, romance, short stories         Here, spectres represent localized accumulations of
and folklore, its presence and portrayal shifting in line with     emotions, such as anger or desire, on the part of the under-
and across the genres (Belsey, 2019; Hopps, 2013). Moving          privileged, ignored or maltreated by their social superi-
from the wider theme of relationality and decentring, the          ors (Klonowska, 2017). Examples range from the way in
focus of our second theme is on catching the different nar-        which spectres can challenge amnesia (Rice & Kardux,
ratives and storying expressions of the spectral. One might        2012) to their potential deconstruction of dominant mem-
question: is the story about a spectre, with spectres, by          ory narratives and portrayals (Graff-McRae, 2017). While,
spectres (Cameron, 2008; Ketchum, 2018; Pérez-Carbonell,           through reproducing and re-inscribing power relations,
2016), or what are the different distinctions of spectrality       the use of the spectral can deny rather than bring justice
that attention is drawn to? The focus is on identifying the        (Arias, 2012; Sacido-Romero, 2016), spectres can emerge as
spectral, its features, its impacts: is it fiction, fact or fab-   political interventions ‘to imaginatively correct the wrong-
ricated? Is it part of or outwith time, something which            doings of the past by presenting justice as it might have
was once alive and is no longer, something mortal that has         been dreamt of’ by those oppressed (Klonowska, 2017, p.
undergone death and might potentially be resurrected, or           178); it can point to ‘a justice and emancipation yet to come’,
is it something that exists outside the realm of the dead,         as a way to summon the oppressed and to mobilize the dis-
something that has never experienced death per se (Beatty,         enfranchised in opposition to the political present (Will-
2013)? Does the spectral imply a moral order or not, is it         man, 2010). As a revisionist process, spectrality can exer-
good or bad, is it singular or comes in a set, is it attentive     cise past pain(s); it can act as a basis for healing and self-
or does it need to be summoned, is it help, hinderance or          reconciliation (Turcotte, 2008).
haunting, does it speak or is it silent (Beatty, 2013)? As part       Within this context then, a distinction between nega-
of such questioning or linked attempts by practitioners to         tive and positive articulations of spectrality can be drawn
harness spectres for either organizational service or their        (Joseph, 2001). Negative spectrality denotes ideologies
preferred organizational narratives, it is also emphasized         determined by the system of wider social practices; posi-
that any (un)planned spectres we create can get out of con-        tive versions involve the deliberation and purposeful con-
trol and step outside the role we envisaged them to play           juring of spectres by social actors to enable new ways of
(Brummans, 2007).                                                  acting (Joseph, 2001). This cluster also draws attention to
   Alongside raising questions about mapping, categoriz-           different expressions of agency, such as that of legal doc-
ing and theologizing spectrality, this cluster points to the       uments, how such agency emerges and how it can project
settings within which spectrality is cast, created and uti-        forward, creating fields of action and creating an individ-
lized. Examples range from different forms and patterns of         ual and collective imprisoning and enslaving (Brummans,
using and engaging with spectrality (Belsey, 2019; Hopps,          2007).
2013), to the origins and myths surrounding spectrality
(Clarke, 2012; Finucane, 1996), settings of spectrality and
spectrality of settings (Ackroyd, 2010; Gordon, 2008), the         Continuity and change
ways in which spectrality is portrayed in different media
(Balfour, 2015; Marsh, 2014) and the way in which spectral-        Our last theme moves from the diverse expressions and
ity is employed and engaged with across all of these con-          roles of the spectral towards its more contextual, temporal
texts (Gantet & d’Almeida, 2007; Lücke, 2007).                     and spatial facets. It emphasizes that the spectral is a simul-
                                                                   taneous ‘conjuration and unsettling of presence, place, the
                                                                   present, and the past’ (Wylie, 2007, p. 172). On the one
Ethics and politics                                                hand, spectrality provides a sense of continuity. Memo-
                                                                   ries, memorials and monuments are the bases for individ-
Our third cluster moves towards spectrality’s implicit and         ual and collective, people’s and place’s, presents, presences
explicit issues of ethics and politics. Within this theme,         and practices. Being foundational, such continuity can be
10                                                                                                                   JUNG and ORR

of a positive nature. Testifying to spectrality can be an act      DISCUSSION: SPECTRALITY AS A FOCAL
of faithfulness to place, self and memory (Wylie, 2007).           THEORY FOR FOUNDATION RESEARCH
Simultaneously, if left unexplored and unreflected upon,
it can have a darker, oppressive side. For example, repre-         Keen to link itself to the latest trends and develop-
senting ancestral inheritances, demanding faithfulness to          ments, organization research often suffers from a ‘collec-
traditions, postulating ancient commands, continuity can           tive drift of history’: attention and resources are concen-
act as a historic chain, as a straitjacket (Harris, 2014). Spec-   trated within narrow parameters (De Cock et al., 2013, p.
tres of the past can return to haunt the present, through          1). Anything outwith these is discarded, often forgotten, so
reinforcing past echoes of exclusion, alterity and exploita-       that ‘a sizeable “trash heap” of history’, of ideas, schools of
tion (Baloy, 2016).                                                thought and modes of thinking, has accumulated (De Cock
   This idea of ‘the return’ is closely linked to the notion       et al., 2013, p. 1). The opportunity provided by engaging
of ‘spectropolitics’, the way in which spectres circulate          with spectrality in organization research is to go beyond
the spaces, buildings and objects of an area, the way in           merely recovering that past towards exploring what the
which spectres make visible the stories and experiences            philosopher and critical theorist Walter Benjamin referred
of the past (Maddern, 2008). Within this context, spec-            to as ‘constellations’ (De Cock et al., 2013).
trality also provides a chance for change (Bagchi, 2018).             Resonating with Levi Strauss’ notion of ‘bricolage’, Ben-
Engaging with spectrality offers an emancipatory possi-            jamin’s constellations highlight that historical fragments
bility of becoming unstuck, of scholars taking responsi-           need to be taken and ‘mounted’ in ways that facilitate
bility for opening up and pursuing new and fresh lines             interrogation, re-imagination and re-examination for nec-
of research (Harris, 2014). Spectres invoke feelings of            essary and novel explorations of those fragments’ respec-
uncertainty, thereby enabling a questioning of assump-             tive relationships to emerge (Pensky, 2004). Here, spec-
tions and orthodoxies (Pérez-Carbonell, 2016). Particu-            trality allows for recapturing the past and awakening the
larly, if we want to transcend spectrality’s anachronistic         accompanying inherent dynamics across the spatial, tem-
nature, that is avoiding the danger of being ‘burdened             poral, individual and collective spheres (De Cock et al.,
with the responsibility of the possibility of any actual           2013, p. 1) of foundations. To this end, and across the var-
recurrence of the errors, illusions, and actual calamities’        ious areas to which narrative methodologies in social and
(Meagher, 2011, p. 178) from the past, questioning the con-        organizational research already draw attention and tend to
ditions of spectrality ‘must be identified and transgressed’       contribute—particularly, sensemaking, identity, commu-
so as to re-imagine a different tomorrow (Baloy, 2016,             nication, change, learning, power and politics (Rhodes &
p. 2009).                                                          Brown, 2005)—our four thematic clusters around spectral-
   Looking within and across the four thematic clusters, a         ity provide a set of lenses that address the need to under-
number of significant theory-building questions arise for          stand rather than to control, to acknowledge ambiguity
management and organization studies in general, and for            rather than require certainty, when engaging with orga-
philanthropic foundations as a special institutional expres-       nizations (Rhodes & Brown, 2005). Table 2 starts to set
sion in particular. To this end, it is important to bear in        out the issues, connections and questions for management
mind that spectrality should be seen as a way of ‘read-            scholarship in general, and for foundation research in par-
ing’ rather than ‘determining’ (Wolfreys, 2016). Thereby,          ticular, that arise from our review. These are presented as
the four themes need to be considered as interrelated and          a starting point for developing complementary research
complementary: each provides specific emphases and focal           agendas for foundation research and management and
points but also relates to and informs the others. This is         organization studies more widely.
illustrated through the circular arrow at the centre of Fig-          Our first theme, relationality and decentring, helps to
ure 1. For example, exploring relationality and decentring         move foundation theorizing beyond the centred approach
also contributes to understanding of narratives and repre-         that has dominated foundation research to date. This
sentations. The latter, in turn, can be further interrogated       approach has been driven by the illusionary nature of ‘the
through unpacking questions of ethics and politics, as well        foundation’ as an institutional form in itself. For example,
as through examining issues of continuity and change.              despite prominent and widespread discourse on and ref-
Combined, these can circle back to communicate with and            erence to foundations in UK academia, policy and prac-
inform issues of inclusion and exclusion presented by rela-        tice, no such thing as the legal structure of ‘a foundation’
tionality and decentring. As such, the themes themselves           exists in the UK (Jung, 2018). Similarly, in the USA, where
also need to be seen as representing ‘absent presences’.           foundations are a creation of tax law, exclusion rather than
What then are the significant theory-building questions            inclusion criteria are used to decide whether an organi-
that spectrality presents?                                         zation qualifies as a foundation or not (Internal Revenue
What lies beneath?                                                                                                                        11

TA B L E 2    Issues, connections and questions for foundation research arising from the four themes
                         Issues, connections and questions for                     Issues, connections and questions for
 Theme                   management and organization studies                       foundation research
 Relationality and       How can the spectral reorientate our treatment of         How can the spectral reorientate our approach to and
   decentring             organizations as a network of relations extending         understanding of foundations?
                          across time and spaces?                                   What are the complex relationships of which
                          How can the spectral contribute to scholarship on         foundations are composed?
                          relationality and reflexivity?                            How is plurality cast and played out in the
                          What specific issues and tensions are involved in         foundation field?
                          everyday relational work?                                 How do foundations embrace their wider relations,
                          How can we further develop research which                 past, present and future?
                          explores the shadows and boundaries of                    How are foundations bounded and to be bounded?
                          organizational life?                                      How do foundations develop capacities to interpret
                                                                                    multiple meaning and experiences?
 Narratives and          What are the features of spectral narratives in           Who and what are the spectres that linger in
   representations        organizational contexts?                                  foundations and in the foundation world?
                          What effects and affects do such stories and              What impacts do spectres have on the choices and
                          narratives have in, on and for organizations?             strategies of foundations?
                          What implications do these narratives and                 How are founders represented and what narratives
                          representations have on learning, strategizing and        surround them?
                          knowledge-creation for organizations?                     What directions do these narratives encourage and
                                                                                    which do they inhibit?
                                                                                    How do they impact on the renewal of foundations
                                                                                    in a changing world?
 Ethics and politics     How does the spectral shed light on the norms and         What does spectrality reveal about the norms and
                          values of organizations?                                  values of foundations?
                          What is at stake in taking the spectral seriously in      What are foundations’ shadowy sides? What are
                          organization studies?                                     foundations’ bright sides? How do the two interact
                          What do spectres tell us about the politics of            and relate to each other?
                          organizations and how those politics are managed?         What are foundations’ responsibilities? How and
                          How do everyday actors experience the spectral            by whom are they set and influenced?
                          and what ethical dilemmas are entailed in such            Whose lost pasts, presents and futures can be
                          encounters?                                               identified?
                          How does the spectral help scholars understand            Who is marginalized and whose voices and
                          traditions, inheritances, legacies and their ethical      circumstances are left out or unattended?
                          bases?                                                    Can foundations atone for their founders’ past,
                          How can attention to the spectral help atone for          present or future behaviours?
                          past wrongdoings?
 Continuity and          What are the implications of how the spectral             How does the spectral challenge and/or change our
   change                 disrupts linear understandings of time, and               understanding of foundations’ traditions and
                          organizational histories?                                 inheritances, as well as of philanthropy’s origins
                          How does the spectral emphasis that change is             more broadly?
                          never completed or settled re-cast the study of           What contemporary dilemmas of continuity and
                          organizational change?                                    change does attention to a foundation’s spectres
                          How does an interest in the spectral contribute to        highlight?
                          scholarship on affect, liminality and memory, as          What tensions arise from negotiating spectral
                          well as on haunting and uncanny moments in                legacies while orientating to change? What
                          organization studies?                                     problems and resources are encountered?
                          How does the absent presence of remembered                What opportunities for reform, reconciliation and
                          organizational actors mediate continuity and              change does spectrality offer to foundations,
                          change?                                                   particularly to permanently endowed ones?

Service, 2020). In both countries, even foundations’                      Keen to be ‘scientific’, pursuing a centred approach to
umbrella bodies and associations acknowledge that ‘the                 foundation research follows in the footsteps of the natural
term foundation has no precise meaning’ (Association of                sciences: the foundation field is mapped, similarities and
Charitable Foundations, 2020; Council on Foundations,                  differences are drawn out, clusters are identified and these
2020).                                                                 are then used to develop categories or types. This can be
12                                                                                                               JUNG and ORR

relatively broad and crude, as illustrated in umbrella terms    world, and how they influence and direct foundations’
such as ‘community foundation’ or ‘family foundation’,          perceptions, policies and practices. Exploring and engag-
where little definitional agreement exists, or more specific,   ing with foundations’ spectres mirrors the use of ‘phan-
as illustrated in attempts at identifying and developing        toms’ and spectrality in psychology: working ‘like a ven-
foundation taxonomies or typologies based on specific dis-      triloquist’, they bring the idea and importance of under-
tinguishing institutional criteria (Anheier, 2018; European     lying histories, particularly ‘secret’ histories, to the fore-
Foundation Centre, 2019; Jung et al., 2018). While these        front of our understanding (Abraham & Torok, 1994, p.
approaches help in mapping the field and in strength-           173). For example, examining the history of the Carls-
ening comparative understanding of foundations as an            berg Foundation, one quickly comes across the tensions
organizational form, they are geared towards demarcating        and subsequent competition between father and son, ‘two
foundations within the institutional landscape and from         crazy people. . . making themselves objects of derision even
each other. To this end, an emphasis is placed on foun-         to the workers’ (Hansen, cited in Brown, 2017, p. 202),
dations’ organizational characteristics. Doing so offers lit-   the establishment of their separate businesses (Carlsberg
tle insight about accompanying, underlying and associ-          vs. New Carlsberg) as well as foundations (Carlsberg vs.
ated questions. Here, spectrality provides the opportunity      New Carlsberg Foundation), plus their subsequent bring-
to explore and draw in the broader relationships of which       ing together under the Carlsberg Foundation name. Sim-
foundations are composed, and which foundations them-           ilarly, the Robertson Trust, owner of Scottish spirits com-
selves create, across past, present and future. With par-       pany Edrington, originates from its founders being worried
ticular opportunities presenting themselves in relation to      about American hostile takeover threats and maintaining
(re)examining questions of foundations’ identity and situ-      a legacy (Maclean, 2001). A key aim articulated in the Trust
atedness within wider social, political and economic con-       Deed, the document establishing the foundation, was to
texts (Anheier & Daly, 2007; Lagemann, 1989; Leat, 2016), it    protect the family businesses from such hostile takeovers
also helps to understand the nature of different foundation     and ensure that these businesses will ‘continue as active
expressions, such as industrial foundations.                    businesses in the control of British subjects’ (Maclean,
   Industrial foundations, foundations that own or con-         2001, p. 12), thereby anchoring it in Britain in perpetuity.
trol businesses, cover many household names. Exam-              Alongside, having a foundation obtain and distribute fund-
ples include engineering and technology firm Bosch,             ing from the ownership and operation of a spirits busi-
watchmaker Rolex, as well as the British newspaper The          ness points to wider questions about (in)appropriate and
Guardian. Exploring these organizations through a cen-          (un)acceptable sources of income and their use, as well as
tred approach highlights their organizational characteris-      various other spectres that might be lingering in founda-
tics. It offers insights on contextual factors, such as their   tions’ backgrounds. These are picked up in the third theme,
geographic location, their organizational aspects, their size   ethics and politics.
or their strategic considerations, like thematic approaches        As an analytical lens, the spectral approach enables us
and beneficiaries. Interrogating their spectral facets moves    to ask what is missing and ‘not there’ (Brøgger, 2014).
beyond these. It points towards some of the underlying          Thus, examining the hidden histories of foundations not
causes that have brought about these foundations’ indi-         only provides us with a better understanding of that phil-
vidual characteristics in the first place, including: secur-    anthropic vehicle, but immediately challenges the dom-
ing organizational independence or ascertaining orga-           inant discourse—and associated criticisms—of founda-
nizational survival after the owners’ demise (Edrington         tions. Just as philanthropy tends to be considered and ide-
Group—Robertson Trust; Rolex—Hans Wildorfs Foun-                alized normatively as ‘the love of humanity’, so are founda-
dation); ascertaining long-term social or public benefits       tions cast as the institutional expressions thereof. As such,
put forward by the founder (Carl Zeiss and SCHOTT—              the last couple of years have seen growing criticisms of
Carl Zeiss Foundation; The Guardian Media Group—The             the foundation form, particularly that foundations might
Scott Trust); maintaining privacy and providing tax man-        not be living up to that philanthropic ideal, to the notion
agement opportunities, particularly addressing estate tax       of ‘doing good’ or to democratic ideals (Callahan, 2017;
(Ford—Ford Foundation; IKEA—Stichting INGKA Foun-               McGoey, 2015; Reich et al., 2016). Philanthropy, however,
dation). As part of interrogating that past, not only does      might better be perceived as the use of private resources
one come across the influence of the donors’ own spectre,       for public purposes rather than for public good (Phillips &
but a number of other spectres can also come to light, lead-    Jung, 2016). If so, an engagement with foundations’ spec-
ing to our second theme of narratives and representations.      tral facets raises questions as to whether such criticisms
   Engaging with the theme of narratives and representa-        of the foundation form are misplaced. Maybe, they sim-
tions in foundation research points to questions of who         ply arise from a misunderstanding of what foundations
and what are the spectres that linger in the foundation         are historically, or from a set of uncritical assumptions
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