What do we know about the 30 hour entitlement? - Literature review and qualitative stakeholder work - Sutton Trust
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What do we know about the 30 hour entitlement? Literature review and qualitative stakeholder work Professor Chris Pascal, Professor Tony Bertram and Dr Aline Cole-Albäck, Centre for Research in Early Childhood
Key Findings – Literature Review The 30 hour policy Take-up • In England, there is an entitlement to • Take-up rates of the free entitlement universal part-time early education for for two-year-olds and the universal offer three- and four-year-olds, and targeted for three- and four-year-olds in all sectors early education hours for less advantaged has declined over the last year, but children from the age of two. take-up of the two year old entitlement in the maintained sector has increased. • Since 2017 there can be seen to be a There is significant variation in take-up policy shift in England to focus more on by region and socio-economic status. supporting ‘working families’, rather than Take-up rates for children with special families living in poverty or disadvantage, needs and disability have been particu- through extending the hours of funded larly affected by the COVID pandemic. places for three and four year olds from 15 to 30 hours and also offering childcare • Childcare choice and take-up is influenced tax advantages and additional benefits, by both provider-related factors such as for those in employment. sufficiency, cost/funding and flexibility of provision and parent-related factors • The introduction of the 30 hour entitle- such as personal preference, awareness ment has created a system in which the of entitlements and eligibility. The issue of very poorest children are given greater quality does not appear to be a factor in access to funded early education and care parent choice and take-up, meaning the at the age of 2, but where many of these market is not driving sector improvement same children are then given access to or enhanced access. fewer funded hours than better-off children at the ages of three to four. • Parent-related factors are influenced by socio-economic disadvantage, English as an additional language (EAL), ethnicity, population mobility, special educational needs and disabilities (SEND) and employ- ment status. • Research suggests that with greater flexi- bility of provision, support for parents new to an area and those of children with EAL and SEND, together with a better under- standing of the benefits of early education, parents would be more likely to take up funded entitlements. Some parents will still prefer for their child to start formal early education when their child is older, thus limiting take-up rates achievable. A Fair Start? > What do we know about the 30 hour entitlement > Key Findings 18
• For parents of children with SEND there School Readiness are additional barriers to take-up, includ- and Attainment Gap ing lack of awareness and understanding with regard to eligibility; fear of stigma- • The attainment gap between more and tisation; and concerns over the ability of less advantaged children is increasing, staff to deal with a child’s additional needs. after a period of improvement. It is sug- • There is some evidence that a lack gested that the COVID pandemic might of impact of the entitlements on child have further escalated this widening. outcomes, particularly for disadvantaged • Closing the gap requires a holistic, children, may be due to lower hours of complex and sustained approach, access and lower qualifications of staff supported by a highly trained and in settings serving these communities. It is stable workforce. suggested that action on enhancing staff qualifications across the sector is needed • There is some evidence that the 30 hour if free entitlements are not to further extended entitlement for working families disadvantage the less advantaged. may be contributing to the widening in the attainment gap by doubly advan- taging the better off with additional Quality hours. Accessing fewer hours, com- bined with attendance at settings with • Despite a widening of the attainment lower qualified staff, can mean lower gap in child outcomes in the last few attainment for the less advantaged. years, Ofsted inspections indicate that • There is some evidence that a strategy the majority of the early childhood to both increase the funded hours and education and care (ECEC) sector enhance practitioner qualification in set- offers high quality provision. tings for the less advantaged would lead • A key factor in quality ECEC is the to better outcomes for the less advan- qualification level of the workforce, taged and a closing of the attainment gap. yet this is deteriorating across the sector • There is evidence that the early and means fewer children are accessing years pupil premium (EYPP) could further provision with a qualified graduate enhance child attainment for the less or teacher. advantaged, but only if it is adequately • Recent policy choices have emphasised funded, well targeted and easier increasing the number of childcare/early to administer. education places for working parents rather than enhancing the quality of education provision through employing highly trained staff. • It is suggested that a blurring of the policy intention between childcare and early education means the quality debate is confused. A Fair Start? > What do we know about the 30 hour entitlement > Key Findings 19
• There is acknowledged government Universal versus concern about the loss of time in settings Targeted Provision and schools leading to learning loss. The lower take-up of funded places since • Evidence shows the benefits of universal the pandemic is continuing to cause provision above targeted provision in concern for children’s learning potential closing the attainment gap, as long as and progress. take-up rates amongst the less advan- taged are high. It is suggested that • There is evidence that parental concerns universal provision encourages a social about health and wellbeing are leading to mix amongst children, attracts more a continued reluctance to allow children highly qualified staff, removes stigma to engage in centre based ECEC, which and encourages take up of places. again is more prevalent in less advantaged communities and for children with SEND. • Targeted provision has multiple barriers to access for the less advantaged and can lead to longer term problems for Impact of Formal Hours the beneficiaries and more inequality in Childcare rather than less. • It is evident that access to high quality ECEC can result in positive benefits for Impact of the Covid-19 Pandemic all children, and especially less advan- on the Development of Children taged children, particularly in relation to enhanced language and social skills. • The pandemic has increased and While evidence on the optimal number of exposed the financial vulnerability of hours is unclear, indications are that this the ECEC sector, with many providers is higher than the current universal enti- suggesting their futures are no longer tlement of 15 hours. sustainable. This has implications for the sector’s capacity to absorb • Evidence indicates a range of between any enhanced entitlements. 15–25 hours a week after the age of two years as being positive as long as provision • The experiences and impact of the is of high quality. There is also evidence pandemic on young children have had of a positive association with children’s less visibility at policy level than for older outcomes when attendance is for more children, leading to a lack of awareness than 15 hours in graduate led settings. in policy responses. • There is some evidence of the negative • There is emerging evidence that the impact on socio-emotional outcomes lack of experience in early years settings of children spending too many hours and due to the pandemic has impacted starting too early in formal ECEC. significantly and disproportionately on the development and learning of less • There is some evidence that the negative advantaged children and children with effects can be mitigated by a more highly SEND. This is particularly in the areas of qualified workforce. Communication and Language, Personal, • The number of hours and the timing of Social and Emotional development, these hours can also impact on positive and Literacy. or negative outcomes for children. A Fair Start? > What do we know about the 30 hour entitlement > Key Findings 20
1 Introduction and Methodology Introduction However, there are two key and different drivers to each of these funded programmes: early The early years 30 hours policy, (also known as education for the universal and the two-year-old the ‘extended entitlement’), was introduced for targeted offer; and childcare to support working eligible three- and four-year-olds of qualifying parents for the additional 30 hours entitlement. parents or carers in England in September 2017 (for more details on eligibility, see Box 1 below). The introduction of the 30 hour entitlement has also created a system in which the very poorest The policy was primarily designed to support children are given greater access to funded early access to affordable childcare for working education and care at the age of 2, but where parents, and was provided additionally to the many of these same children are then given universal free entitlement of 15 hours of funded access to fewer funded hours than better-off early education for all three- and four-year- children at the ages of three to four. olds, and to the 15 hours available to 40% of the most disadvantaged children from the age of two years. Box 1: Eligibility for the 30 hour entitlement Eligibility for the 30 hours entitlement Self-employed parents and parents on zero- is determined by a means-test based on hour contracts are eligible if they meet the minimum and maximum earnings. Under average earnings threshold. Parents can still the extended entitlement, eligible children be eligible if they usually work but: of qualifying parents are provided with 570 hours of funded childcare in addition to • one or both parents are away from work a universal entitlement of 15 hours of early on statutory sick pay; education from the age of three, or two if • one or both parents are on parental, you are disadvantaged. maternity, paternity or adoption leave. To qualify for 30 hours of free childcare, each In addition, parents are eligible if one parent parent (or the sole parent in a single parent is employed, but the other: family) needs to earn on average, the equiv- alent of 16 hours on the national minimum • has substantial caring responsibilities wage per week and no more than £100,000 based on specific benefits for caring, per year. A family with an annual household is disabled or incapacitated based on income of £199,999 would be eligible if specific benefits. each parent earns just under £100,000. A Fair Start? > What do we know about the 30 hour entitlement > Section 1 21
This policy analysis and literature review sets out • What is the nature of gaps in education to generate an evidence base which can inform development and school readiness, and what future priorities for government early childhood impact has the current 30 hours policy had and care (ECEC) policy, with a focus on improv- on these? ing outcomes for children from lower socio- • How has the prevailing government economic backgrounds. Specifically, it aims to: view of early years provision as childcare rather than early education impacted 1. summarise existing research on the on the quality of provision, for example 30 hours policy; through lack of funding? 2. look at potential impacts of the Covid-19 • What impact has the pandemic had on pandemic (both on the early years sector and the development of pre-school age children, on child and family needs); with a particular emphasis on socio- 3. summarise some of the policy options for economic gaps? reform and identify pros and cons of each. • How many hours are enough? Does it need to be 30, and in what pattern of delivery, what is known currently about this? Review Methodology To allow for a rapid turnaround, the review of The literature review and policy analysis was literature and policy primarily focuses on: desk based and conducted in line with a methodical review as defined by Cole-Albäck • existing reviews and sources; (2020) to allow for a rapid turnaround, to help inform spending decisions coming out of the • evidence from 2017 to 2021 (and beyond pandemic. A methodical review is similar to a this time frame where appropriate); systematic review (Booth et al., 2012) in that it is • evidence from England and the rest of the UK, comprehensive, rigorous and transparent fol- especially Scotland. lowing a set protocol of established timeframes, base criteria, agreed keywords and a synthesis The review includes literature from websites, of the evidence base. Published studies were peer reviewed articles from the ERIC and BEI included depending on their relevance to the database, sources from reference lists (snow- aims of the review. balling) and grey literature. For the ERIC and BEI database searches, the following base criteria The policy analysis and literature review set out were used: full text; peer reviewed; academic to generate an evidence base to inform future journals; from OECD countries; from 2017 (when priorities for government policy. To meet the the early years 30 hours entitlement for some review aims the analysis of the evidence on working parents was introduced). The keywords England’s ECEC policy was framed to address used can be found in Appendix 1. Results for these four agreed questions: searches using Research Indexes (BEI and ERIC) can be found in Appendix 2. A Fair Start? > What do we know about the 30 hour entitlement > Section 1 22
2 Review of Early Childhood Education and Care Policies in England Before going on to look at the 30 hours policy to be meant as a temporary solution to an in detail, the next section briefly summarises insufficient number of places in state provision, early childhood and care policies in England, this arrangement has largely remained until to give context to issues related to the today, with inherent problems as raised by Chen 30 hour entitlement. and Bradbury (2020), and discussed further in Section 3. The legacy of this policy history is Key policies in England can be grouped under very evident in the current ECEC system, which four broad areas according to Stewart and is diverse and fragmented and still largely split Reader (2020): parental leave; support for between ‘education’ and ‘care’ providers. parents and parenting; high quality Early Childhood Education and Care (ECEC); and In 1996 the Conservative Government had financial support through cash benefits. It is introduced a free entitlement for part-time the latter two that are of particular interest in early education for all four-year-olds. In 1998 this report and whether the balance is right in the Labour Government extended this free enti- England between investing in affordable child- tlement to all three- and four-year-olds. By 2005 care for working parents, and supporting child take-up of this extended offer meant that access development by investing in high quality early to free, part time early education for three- and education. This section summarises key polices four-year-olds had almost become universal. in each of the UK nations in relation to these The entitlement was initially for 2.5 hours a day two ECEC agendas. (12.5 hours a week) for 33 weeks a year, but was expanded to cover 15 hours a week (which could be taken flexibly over fewer days) for 38 weeks Changes over time a year. The Labour government also promoted childcare as part of a National Childcare Policy concern for the youngest children can Strategy, its flagship policy of Sure Start local be identified in legislative changes made programmes (announced in 1998) and through throughout the 20th century. In the early 1900s the tax and benefit system. The Sure Start pro- the ‘new’ nursery schools were promoted as the gramme was superseded by the establishment solution for the education of poor children and of Children’s Centres, a universal programme although the idea that nursery education may be rather than one for disadvantaged areas as in beneficial for all children was there in the 1940s, the case of Sure Start local programmes. The this did not take off as nursery schools contin- intention of this policy was to create a ‘double ued to be seen primarily as needed for the most dividend’ by promoting good quality childcare deprived or neglected children and children of which would enhance children’s development working mothers (West, 2020). It was not until and encourage parental employment (Strategy the 1970s, after the Plowden Report (DES, 1967), Unit, 2002). The provision for places was not that the idea of universal nursery education secured through an expansion of maintained begun to take hold, as proposed in the White provision but rather through stimulating the Paper Education: A framework for expansion private market for childcare and early education (DES, 1972), but with recognition that private and that had grown significantly. The free entitlement voluntary providers would need to ‘fill the gap’ in could be accessed at a local authority nursery state provision (West, 2020). Although it seemed school, a nursery class in a maintained school, A Fair Start? > What do we know about the 30 hour entitlement > Section 2 23
or at a private, voluntary or independent setting 2. The two year old entitlement is intended to or with a child-minder (Lewis, 2011). broadly cover the 40% most disadvantaged children and to offer them access to 15 hours In 2013, the Coalition government commissioned of funded early education. Eligibility targets two new early years policy documents, More families on low incomes (those on Universal Great Childcare and More Affordable Childcare, Credit or who receive tax credits) and chil- which focused specifically on extending child- dren who are vulnerable for other reasons, care to support working parents. It is argued that such as looked after children or children in this policy illustrates the switch of early years care, and children with Special Education policy to focus almost entirely on extending Needs or with a disability. These funded childcare rather than early education (Lloyd, places can be provided by registered child- 2015). However, from September 2013, the free minders, private and voluntary day nurseries, entitlement to 15 hours of early education was preschools, maintained nurseries and schools. extended to two-year-olds from low income Again, the focus is ensuring these less advan- families by the Coalition Government. It is argued taged children receive early education that that this inability to reconcile competing early can help boost their attainment and ‘close years policy rationales has led to a lack of coher- the gap’ in their development and learning. ence and progress in social mobility (Moss, 2014; 3. Since September 2017, three and four year Brewer et al, 2014; Paull 2014). olds with working parents are entitled to a free nursery place equivalent to 30 hours per week over 38 weeks of the year. This is Recent policy in England known as the extended entitlement (DfE, 2018). These funded places can be provided By 2017 the government supported universal by registered childminders, private and volun- and free entitlements had been extended signifi- tary day nurseries, preschools, maintained cantly, as described below, to meet the needs of nurseries and schools (see more details in 40 percent of disadvantaged two-year-olds and section 1.1). The extended entitlement is all three and four year olds (West, 2020). The specifically targeted at working families to 30 hour extended entitlement for three year olds enhance their access to affordable childcare. built further on this developing system of ECEC support. In summary, there are currently three In addition to these three policy initiatives, in main funded programmes: 2017 the Early Years National Funding Formula (EYNFF) was set up for delivering the universal 1. The universal entitlement for all three- and additional entitlements. The Department for and four-year-olds to 570 hours of free Education (DfE) provides Local Authorities with early education provision per year, typically six relevant funding streams for the free entitle- taken as 15 hours per week over a minimum ments as follows (ESFA, 2020b: 4): of 38 and a maximum of 52 weeks of the year. Children are eligible from the start of 1. The 15 hours entitlement for disadvantaged the term after they turn three until they start two-year-olds; Reception year. These funded places can be provided by registered childminders, private 2. The universal 15 hours entitlement for three and voluntary day nurseries, preschools, 3- and four-year olds; maintained nurseries and schools. The 3. The additional 15 hours entitlement focus of this policy is to ensure all children for eligible working parents of three- have access to quality early education and four-year olds; to ensure school readiness prior to entry to compulsory schooling. A Fair Start? > What do we know about the 30 hour entitlement > Section 2 24
4. The early years pupil premium (EYPP); above, due to Covid-19, Local Authorities this year have not been paid based on January 2021 5. The disability access fund (DAF); census data but in 2021–2022 will be paid based 6. Maintained nursery school (MNS) on actual attendance (DfE, 2021a). supplementary funding. As to provision for babies and infants under two, The average hourly rate for three- and four- there is no free entitlement for this age group year-olds across the Local Authorities is £4.99 (EURYDICE, 2020a). In addition to the universal (EFSA, 2020a), up two pence from 2020–2021 and extended entitlements there is targeted (EFSA, 2019a). The average rate however does childcare support through the benefit system not recognise the variation between inner city (Universal Credit) and/or tax-free childcare. London rates (Camden, £8.51) and, for instance, Yorkshire (York, £4.44). Due to Covid-19 Local According to Stewart and Reader (2020), the Authorities have not been paid based on more recent focus on investing additionally in January 2021 census data, but for 2021–2022 affordable childcare for working parents can will be paid based on actual attendance, with be seen to have contributed to the gradual supplementary funding for maintained nursery shift away from supporting child development schools (DfE, 2021a). through investing in high quality early education. In the Nutbrown Review (2012) it was identified Stewart and Reader (2020) highlight that the that quality of provision requires staff with EYNFF risks undermining quality as it threatens higher qualifications than are currently required. the viability of nursery schools, thought to offer A review by Mathers and colleagues (2014) for the highest quality as they are led by qualified the Sutton Trustexplored international evidence teachers, because they are now, with the on the dimensions of quality which support the EYNFF, funded at a much lower rate. The fact learning and development of children from birth that there is also regulatory requirement to pass to three years old also suggested that Level 3 (A through a set amount of the DfE funding to level equivalent) should be the minimum require- providers poses an additional challenge for local ment that should be considered, especially authorities to support professional development when working with two-year-old children from and quality improvement. challenging circumstances. The lack of highly qualified staff in early years settings continues A two-year-old child meeting eligibility criteria to be the case and workforce supply challenges is entitled to 570 hours of free provision per have increased (Pascal et al., 2020a). year, typically taken as 15 hours per week over a minimum of 38 and a maximum of 52 weeks Over recent years, school-readiness has also of the year (DfE, 2018). As mentioned above, become a more prominent consideration with a the DfE provides Local Authorities with the growing shift away from a play-based curriculum funding for the free 15 hours entitlement for towards more formal learning through a focus disadvantaged two-year-olds; however, there on literacy and numeracy as key aspects of are no regulatory requirements to pass through school readiness, according to Stewart and a set amount of the DfE funding nor is there a Reader (2020). This shift in focus, together compulsory supplement or a special educational with the introduction of the Reception Baseline needs inclusion fund (ESFA, 2020b). Assessment (STA, 2020) and the Phonics Screening Check (STA, 2019) in Year One, puts For 2021–2022, the average hourly rate for two- into question what we mean by ‘quality’ in early year-olds across the Local Authorities in England childhood education. According to Stewart and is £5.62 (EFSA, 2020a). This is down from £5.82 Reader (2020: 20) recent policy commitments in 2020–2021 (EFSA, 2019a). As mentioned have been framed “mainly as improving childcare A Fair Start? > What do we know about the 30 hour entitlement > Section 2 25
for working parents, with very little attention to early education for children and childcare for early childhood as a life stage in its own right”. working parents. In Wales there is an entitle- ment to universal part-time early education for three- and four-year-olds, and targeted early Scotland, Wales and Northern Ireland education hours for less advantaged children from the age of two. (For further details see Reflecting on early childhood education and Appendix 3). care policy in Scotland, Wales and Northern Ireland alongside England, we can see that all four nations in the UK have a level of universal Summary funded entitlement for three- and four-year- old children, motivated mainly by supporting In summary, all children in England are entitled to children’s development and learning. The part-time (15 hours) of early education from the amount of hours offered is part time, between age of three, and for less advantaged children 10–15 hours a week, other than in Scotland, from the age of two, and additionally, children which has recently extended its universal offer from working households are entitled to a further to 30 hours a week term-time from summer 15 hours of childcare (ie 30 hours total) from 2021. In each nation there are very different the age of three and other subsidies before approaches to supporting parents into work, this. It is evident that rather than ensuring an study or training and more varied levels and extension of universal access to high quality types of support for this, with Northern Ireland early education, the policy focus since 2017 has offering the least support for childcare, concen- been on affordability of childcare and reforming trating its focus on offering early education prior the benefit system to encourage employment. to compulsory school entry, and England the Of significance is that with this policy focus, most support for working families. In Scotland government support in England has shifted away there appears to be a more holistic, integrated from targeting low-income families towards approach in ECEC policy which foregrounds targeting support at working families. quite generous initiatives which blend both It is worth noting that the new Biden adminis- tration in the United States has introduced in 2021 a transformative strategy for early years embedded within the American Jobs Plan and the American Families Plan (The White House, 2021). The American families plan aims to provide universal, high quality preschool to all three- and four-year-olds. It is stated that pre-school and childcare providers will receive funding to cover the true cost of quality early childhood care and education, including a developmentally appropriate curriculum, small class sizes, and culturally and linguistically A Fair Start? > What do we know about the 30 hour entitlement > Section 2 26
responsive environments that are inclusive of programs and Head Start will earn at least $15 children with disabilities. The plan also aims to per hour, and those with comparable qualifica- provide more affordable childcare by ensuring tions will receive compensation commensurate that low- and middle-income families spend with that of kindergarten teachers. no more than seven percent of their income on childcare, and that the childcare they access It is also noteworthy to consider the pattern is of high-quality. The plans will also invest in of free entitlements available internationally as the childcare and early education workforce by shown in Figure 1 below. This data reveals that providing scholarships for those who wish to most of the listed OECD countries offer a level earn a bachelor’s degree or another credential of free entitlement that begins at a younger age to become an early childhood educator. And, in most cases, and is generally unconditional or educators will receive workplace based coach- universal from two to three years of age. The ing, professional development, and wages that universal hours offered from two to three years reflect the importance of their work. The inten- vary from 15–60 hours with most in the range tion is that all employees participating in pre-K of 20–25 hours. Figure 1: International Comparison of Free Entitlements Hours/week the Hours/week the Age of Entitlement to child has access Age of Entitlement to child has access Country child Free Access to free childcare Country child Free Access to free childcare Austria 5 Universal 16–20 Korea 0–5 Unconditional 30–60 3–5 Unconditional 20–25 Belgium 2.5–5 Unconditional 23.3 (Flemish) Luxembourg 0–3 Conditional 3 3–5 Unconditional ≤26 Belgium 0–2.5 Targeted N/A (French) 2.5–5 Universal 28 Mexico 0–2 Targeted N/A 3–5 Unconditional 15–20 Chile 0–2 Conditional 55 4–5 Unconditional 22 Netherlands 0–4 Targeted 10 Czech Republic 5 Unconditional ≥40 New Zealand 3–5 Unconditional 20 Finland 0–6 Conditional 50 Norway 1–5 Conditional 20 France 0–2 Conditional 40 Portugal 0–2 Conditional N/A 2.5–5 Unconditional 24 3–4 Unconditional 25 5 Unconditional 25 Ireland 0–5 Conditional 15–60 3–5 Unconditional 15 Slovakia 3–6 Unconditional N/A Italy 3–5 Unconditional 40 Slovenia 1–5 Conditional 45 Japan 0–2 Conditional 55 3–5 Conditional 20/50 Sweden 1–2 None N/A 3–6 Unconditional 15 Kazakhstan 1–6 Unconditional 50–60 Source: Data extracted from OECD Starting Strong 2017, Table 2.2 Characteristics of legal access entitlement (p80) A Fair Start? > What do we know about the 30 hour entitlement > Section 2 27
Key Points: UK Policy • In England, there is an entitlement to 15 to 30 hours and also offering childcare universal part-time early education for tax advantages and additional benefits, three- and four-year-olds, and targeted for those in employment. early education hours for less advantaged • The introduction of the 30 hour entitlement children from the age of two. has created a system in which the very • Since 2017 there can be seen to be a poorest children are given greater access policy shift in England to focus more on to funded early education and care at the supporting working families, rather than age of two, but where many of these same families living in poverty or disadvantage, children are then given access to fewer through extending the hours of funded funded hours than better-off children at places for three and four year olds from the ages of three to four. 3 Review of Research on the 30 hours Entitlement Policy In this section research evidence on the take-up, 3. What impact has the COVID pandemic had on quality and impact on children’s development the development of pre-school age children, and school readiness of the 30 hour extended with a particular emphasis on socio-economic entitlement policy will be presented, along with gaps?; evidence about the positionality of this policy 4. How many hours are enough? Does it need to against other current ECEC policies, such as be 30, and in what pattern of delivery? the two year old funded entitlement. It will also include evidence addressing the following four specified review questions: Competing Goals 1. What is the nature of gaps in education West (2020) provides an historic account development and school readiness, and what and analysis of legislative provision of early impact has the current 30 hours policy had childhood education over the twentieth century, on these?; starting with the 1918 Education Act and up 2. How has the prevailing government view to the 2017 free entitlements, detailing the of early years provision as childcare rather shift in policies and provision from providing than early education impacted on the quality nursery education specifically for poor children of provision, for example through lack and disadvantaged families to universal early of funding?; childhood education for all three- and four- year-old children. It should be noted that whilst Government funds early education, they share provision of this service with private, voluntary A Fair Start? > What do we know about the 30 hour entitlement > Section 3 28
and independent providers that have been (2020: 244) point out that although the EU has vital in “’filling the gap’ in preschool provision” been advocating an integrated system for over (ibid.: 582). two decades, few countries have fully integrated ECEC systems “widely seen as important in Cohen and Korintus (2017) look at the ECEC developing quality across services and ensuring situation in Europe from the 1970s and it is that services meet the needs of children, fami- interesting to note that the driver behind ini- lies and society”. tiatives and the expansion of ECEC provision was very much for enabling mothers to work as West and Noden (2019: 153) recognise that opposed to providing for disadvantaged children when Labour came to power in the UK in 1997, as was the case in England, as mentioned above. they inherited a mixed market economy of Cohen and Korintus (2017: 238–239) recog- providers and that it was retained for pragmatic nise, referring to work done by the European reasons; “the PVI infrastructure was already in Commission Childcare Network (ECCEN) in the place so facilitating a rapid expansion of places”. 1980s, that many EU countries are “prisoners They were in a sense ‘prisoners’ of previous of their historic roots, with one set of ‘childcare’ policies when they introduced the entitlement services often developed as a welfare measure to free early education as part of their National for working-class children needing care whilst Childcare Strategy and Sure Start local pro- their parents worked, and another set of ‘early grammes. The aim was to offer choice and education’ services developed as kindergartens flexibility for balancing work and family life (DfES, or nursery education or play groups prior to 2004) but the mixed market economy came with formal schooling”, what was referred to above as inherent problems as discussed by Chen and a split system (DEPP, 2020). Cohen and Korintus Bradbury (2020) below. Key Points: Policy Focus • Early childhood education and care • In England, funded (maintained) provision (ECEC) expansion as a policy priority began predominantly as educational can be seen across Europe and elsewhere support for less advantaged children, over recent decades with mixed goals; in with the PVI sector developing to fulfil some countries it is primarily viewed as the need for childcare for working parents. providing childcare for working parents, These twin goals continue to challenge for others it is seen as a means to support the efficacy and quality of the multi-sector less advantaged children educationally, delivery which continues in England. for others it is a mix or blend of both of • The educational value of ECEC is increas- these goals. ingly recognised in most European coun- tries, even those who continue to have a split system. A Fair Start? > What do we know about the 30 hour entitlement > Section 3 29
ECEC Take-up • 88% of 3- and 4-year-olds taking up the universal 15 hours, down from 93%; Stewart and Reader (2020) note that take-up • A 5% fall in take-up of the 30 hours enti- rates of the free entitlement for two year olds tlement, estimated at around 3 in 4 of peaked in 2018 and has declined slightly from eligible children; 72 per cent to 69 per cent in January 2020 and that that take-up rates of the universal offer • The number of children in receipt of Early for three and four year olds has also declined Years Pupil Premium has risen by 6%; slightly, from 93 to 91 per cent for three year • Take-up of the 30 hours is lower for children olds and 98 to 94 per cent for four year olds. with SEND than the universal entitlement There is also evidence that take-up by children (2.8% compared to 6.3%); with special needs or disability has been particu- larly affected by the COVID pandemic (Disabled • The number of providers delivering the two- Children Partnership, 2020). One explanation put year-old offer has fallen, although the number forward by the Disabled Children’s Partnership of maintained nursery and primary schools is that the 30 hours offer may have pushed delivering the offer has increased; some children out of ECEC altogether but they • The proportion of staff delivering funded do not elaborate on why this would be the entitlements with a graduate level qualifica- case. They do however point out that despite tion remained at 9%. 36% of PVIs (including a steady increase in take-up of funded places childminders), delivering 51% of children’s by two-year-olds in the maintained sector, that funded entitlements, contain at least one of three- and four-year olds has declined, and graduate member of staff. overall, data from the National Pupil Database shows maintained nursery provision is down by Chen and Bradbury (2020: 297) highlight the 5 per cent. This decline is attributed to children dysfunction and inequalities of the English who will later claim Free School Meals (FSM), childcare market, when they state that “parental indicating that those in poverty are less likely to choosing behaviours do not conform to the take up their entitlement. As Chen and Bradbury market logic of competition and choice”. They (2020) point out, despite maintained settings further (2020: 287) point out that contrary to offering higher quality provision, parental choice findings by Grogan (2012), working middle-class seems to be guided by practical considerations parents in England can feel they are at a disad- such as the age of the child, opening hours and vantage as they are “tightly constrained to day availability; this may result in nursery closures. nurseries and childminders because of extended According to Stewart and Reader’s (2020) data service age and the opening hours they provide”. about 63 per cent of three- and four-year-old In other words, practical considerations such as children not on FSM and 45 percent of children the age of the child, term time opening hours on FSM attended PVI settings in 2017. and availability limit their choice of provision and level of take-up and are often a priority over Figures released from the DfE in July 2021 education quality and staff qualifications. The (DfE, 2021) and analysed by Early Education parents in Chen and Bradbury’s study tended to (Early Education, 2021) reveal the significant judge quality emotionally and subjectively on the impact of Covid-19 on take-up with: general feeling they had of a setting, rather than taking Ofsted ratings, staff qualifications and • 62% of vulnerable two-year-olds taking up education quality as drivers. Chen and Bradbury their entitlements, down from 69% the previ- suggest childcare choice and take-up is, as such, ous year, and the number of two-year-olds of an emotive issue rather than a rational choice Asian origin has fallen by a third; and high-quality nursery schools have not acted A Fair Start? > What do we know about the 30 hour entitlement > Section 3 30
as a market incentive to motivate quality in a system where the childcare market is not improvement as was expected. This problem, only split between full-time working parents and according to the authors, is not limited to the part-time working or stay at home parents, but English context but is prevalent in marketised also has a split provision for children under three approaches to childcare in Anglophone coun- and children three to five, as the English system tries in general. has. Chen and Bradbury (2012: 297) conclude that there is in effect “little real choice for Albakri and colleagues (2018) also discuss parents, whose choosing processes are limited the take-up rate for the free entitlement and by practical concerns, including those inherent in group them under provider-related factors such the ‘free hours’ policy”. Practical considerations as sufficiency, cost/funding and flexibility of include its location, reputation, affordability provision and parent-related factors such as and opening hours in relation to their employ- personal preference, awareness of entitlements ment needs. Degotardi and colleagues (2018) and eligibility. They state parent-related factors remind us that parents should not be treated are influenced by disadvantage, English as an as a homogenous group but their research on additional language (EAL), ethnicity, popula- factors influencing choice of setting in Australia tion mobility, special educational needs and showed that working parents needing what they disabilities (SEND) and employment status. call ‘long day care’ were also mainly guided by Albakri and colleagues (2018: 9) identified great pragmatic factors. Degotardi and colleagues variation by region with take-up lower in London conclude providers and policy-makers should than other regions; however, across all areas still be guided by children’s right to high-quality “children from the most disadvantaged families, early childhood experiences. who stand to gain the most, are less likely to access the funded entitlements”. They suggest In the US, Bassok and colleagues (2017) noted that with greater flexibility of provision, support that there was little difference in preferences for parents new to an area and those of children across pre-school types in Louisiana but dif- with EAL and SEND together with a better ferences in search processes between parents understanding of the benefits of early education, looking for a place in publicly funded pre- parents would be more likely to take up funded schools, state funded pre-schools or subsidised entitlements. Albakri and colleagues do however private settings, that varied between relying point out that some parents will still prefer on personal networks, local public schools or for their child to start formal early education using advertisements and the internet. Bassok when their child is older thus limiting take-up and colleagues therefore recommend, taking rates achievable. parental needs and experiences in the choosing process into consideration, that policy makers According to the Starting Well report (EIU, need to address two points in particular: firstly, 2012) the UK was rated as offering one of know better if and what information parents the best pre-school programmes globally by have access to in making choices, and sec- ranking 4th out of 45 countries rated. The ondly, improve eligibility to and affordability Starting Well Index assessed social context, of provision. availability, affordability and quality along 21 indicators. The report stated that the UK was, Newman and Owen (2021) examined factors in 2012, ahead of many countries by offering preventing eligible families from taking advan- the universal entitlement for three- and four-year tage of the two-year-old entitlement, especially olds together with subsidies for disadvantaged barriers that parents with children with SEND families. However, as the research by Chen face and possible solutions to these barriers. and Bradbury revealed, league tables may They revealed three themes: hide inequalities or lack of choice, especially A Fair Start? > What do we know about the 30 hour entitlement > Section 3 31
1. lack of awareness and understanding in any impact, understanding access is crucial. regards to eligibility; There are many factors influencing access, one of them, according to the research by Campbell 2. fear of stigmatisation; and and colleagues, is the availability of different 3. concerns over the ability of staff to deal types of settings. In England the free entitlement with a child’s additional needs. can be accessed in: Lack of awareness is again an aspect as in the • maintained nursery schools and primary study by Bassok and colleagues (2017). Newman school nursery classes, collectively as ‘main- and Owen (2021) suggest that if providers want tained provision’; to overcome identified barriers they need to: • day nurseries run by the private, local author- ity or voluntary sector, some of them within 1. Restructure how they approach the families Sure Start children’s centres; by being more aware of the unequal power relation between them which may involve • childminders; and using parent ‘ambassadors’ to share their • sessional, part-day providers. experiences of the free entitlement. 2. Address the ‘othering’ of families who take The availability of these different types of provid- up the two-year-old entitlement, that maybe ers varies widely across England but noteworthy only true universal access, irrespective of dis/ is that most new places created since 1997 were advantage, can solve. in private and voluntary settings (Blanden et al., 2016). This is an important point as there are 3. Build trust that the system can cater “tendencies among some families to attend some to specific needs. types of settings” depending on opening hours, fees or simply by preference for one type of The evidence indicates that policy needs to provision over another (Campbell et al., 2016). be more explicit about its intentions; Is it to support child development and learning? Is it In their study, Campbell and colleagues looked about helping parents into work? Or both of at the extent of take-up of the free entitle- these aims? It is argued that a lack of coherence ment for three- and four-year-olds using data in policy intentions over time has led to a lack on 205,865 children from the National Pupil of impact and outcomes from the investments Database (the Early Years Census and the Spring made (Moss, 2014, Brewer et al, 2014, Paull, Schools Census datasets). The focus was on 2014). To overcome barriers a strength-based children accessing the full five terms they were approach rather than a deficit approach is eligible for before compulsory education. They needed, according to Newman and Owen, looked into three pupil characteristics: where the onus is on the service provider in making services accessible. This means promot- 1. children eligible for free school meals (FSM); ing benefits of accessing provision for children and families rather than a remediating approach 2. children with English as an additional to counter disadvantage. language (EAL); 3. local factors such as nature of Campbell and colleagues (2018) recognise the provision available. dual purpose of investing in ECEC; to support maternal employment and child development The results showed that almost one in five through early intervention in the lives of dis- children did not take up their full entitlement of advantaged children in particular. However, five terms before starting compulsory education they point out that for interventions to have A Fair Start? > What do we know about the 30 hour entitlement > Section 3 32
with a clear income gradient of non-attendance. “unequal duration of attendance between groups Only 15.7 percent of children ‘never on FSM’ did in the terms preceding the immediately pre- not attend on the study’s cut-off date compared school year. Non-attendance at the beginning to 27.4 percent of children on FSM. Among most of their funded entitlement may be diluting ethnic groups’ figures showed a similar pattern the potential effects of the policy on low- of children more likely to have accessed the full income children.” entitlement if they had never been on FSM. There was a however a stronger effect on low income in Quantity together with staff qualifications may as English-only than EAL households (Campbell et such be important factors. Blanden and colleagues al., 2018: 526). FSM status, EAL and ethnic back- recommend higher quality requirements, particularly ground are as such important factors influencing in relation to staff qualifications, are needed for take-up. “Having English as an additional lan- private nurseries serving poorer children in England guage, or being English-speaking and persistently if the free entitlement is to have greater effect. If poor, are both predictors of non-attendance” this does not happen, Blanden and colleagues, as (Campbell et al., 2018: 526). Campbell and colleagues (2018: 537), fear the free entitlement to 30 hours for children of working As to local factors such as provision available, parents will further disadvantage children from “over-all, the picture suggests the value of a mix low-income families by “increasing the extent to of different types of provision in promoting take- which subsidies for early education are concen- up, and particularly the importance of having trated disproportionately on children who least even a small share in the voluntary sector and need a head start”. In the policy review by Akhal in Sure Start children’s centres” (535). and colleagues (2019), they recognise there is a wide variation across local authorities in the take-up The above points are important for understand- of two-year-old places where in some authorities ing take-up; however, Blanden and colleagues there had been a slowing down of the take-up of (2016: 718) found when comparing child out- the two-year-old entitlement, possibly due to the comes of children taking up the free entitlement difference in delivery costs and the prioritisation of for three- and four-year-olds (at the age of five, the three- and four-year-old entitlements. seven and eleven) that “disadvantaged children do not benefit substantively more from the free A study conducted in Scotland on the take-up of entitlement than their more affluent peers”. They places for eligible two-year-olds revealed that: suggest it may be because all new places created under the policy were in the private sector which “the major barrier to uptake is lack of aware- is less regulated with lower levels of graduate ness – rather than opposition to the concept, staff. Blanden and colleagues (ibid.) state: problems with the application process or dissatisfaction with the nature of the provision” “There is evidence that private nurseries (Scottish Government, 2017: 4). which serve poorer children are particularly bad on these measures [employing graduate The study also noted that the offer was promoted teachers], helping to explain why the policy through professionals (mainly health visitors), did not have the expected success in reduc- advertising and word of mouth, and of the three, ing gaps in cognitive development between the importance of contact between the profession- children from different backgrounds.” als and eligible families was the most important means. All the above findings have important policy Campbell and colleagues (2018: 536) suggest implications in that extending universal provision another explanation may lie in the fact that is important in creating a more equitable start for there is: children of low-income families. A Fair Start? > What do we know about the 30 hour entitlement > Section 3 33
Key Points: ECEC Take-up in England • Take-up rates of the free entitlement for • Research suggests that with greater flexi- two-year-olds and the universal offer for bility of provision, support for parents new three and four year olds in all sectors to an area and those of children with EAL has declined significantly over the last and SEND together with a better under- year due to Covid-19. There is signifi- standing of the benefits of early education, cant variation in take-up by region and parents would be more likely to take up socio-economic status. Take-up rates for funded entitlements. Some parents will children with special needs and disability still prefer for their child to start formal have been particularly affected by the early education when their child is older COVID pandemic. thus limiting take-up rates achievable. • Childcare choice and take-up is influenced • For parents with children with SEND there by both provider-related factors such as are additional barriers to take-up, includ- sufficiency, cost/funding and flexibility ing lack of awareness and understanding of provision and parent-related factors with regard to eligibility; fear of stigma- such as personal preference, awareness tisation; and concerns over the ability of of entitlements and eligibility. The issue of staff to deal with a child’s additional needs. quality does not appear to be a factor in • There is some evidence that lack of parent choice and take-up, meaning the impact on child outcomes, particularly for market is not driving sector improvement disadvantaged children, may be due to or enhanced access. lower hours of access and lower qualifi- • Parent-related factors are influenced cations of staff in settings serving these by disadvantage, English as an communities. It is suggested that action additional language (EAL), ethnicity, on enhancing staff qualifications across population mobility, special educational the sector is needed if free entitlements needs and disabilities (SEND) and are not to further disadvantage the employment status. less advantaged. ECEC Quality initiatives, overall qualification levels in the ECEC workforce are declining (Pascal at el 2020). Campbell and colleagues (2018) point out Stewart and Reader (2020) also note there has that following the roll-out of funded places, been a general decline in children attending the introduction of the statutory early years voluntary pre-schools and an increase in children foundation stage (EYFS) (from birth to five) and attending private day nurseries, where qualifi- the development of the ECEC workforce are cation levels are comparatively low but as this examples of how successive governments have trend started long before the free entitlements tried to improve the quality of provision in all in 2017, see Figure 2, this cannot be attributed to sectors. However, despite successive workforce the policy from 2017. A Fair Start? > What do we know about the 30 hour entitlement > Section 3 34
Figure 2: Three and four year olds in PVI sector by FSM status Three- and four-year-olds who go on to receive free school meals (excluding those in Reception class) 35% attending funded early education % of three- and four-year-olds 30% (excluding Reception class) 25% 20% 15% 10% 5% 0% 2010 2011 2012 2013 2014 2015 2016 2017 All other three- and four-year-olds (excluding Reception) 35% attending funded early education % of three- and four-year-olds 30% (excluding Reception class) 25% 20% 15% 10% 5% 0% 2010 2011 2012 2013 2014 2015 2016 2017 Private day nursery Private pre-school Voluntary pre-school Other including childminder Voluntary day nursery Sure Start (main or linked) Source: Stewart and Reader (2020: 58) interpretation of the National Pupil Database Of concern is the fact that, “the falling share of a mixed economy of providers has come at the children eligible for free school meals attending expense of staff quality, a prerequisite for long- maintained settings means a substantial drop in term benefits for children”. the share of children from low-income house- holds with access to a QTS [qualified teacher]” Child development as identified through the (Stewart and Reader, 2020: 60). This is impor- EYFSP data can be used to measure cogni- tant as level of staff qualification is an important tive and social development and in how the indicator of quality. The EPPE study showed attainment gap is narrowing or widening by that provision needs to be high quality to ensure comparing children on FSM and children who it promotes children’s development (Sammons, are not. Evidence reveals that the gap in the 2010; Sylva, 2010; Mathers et al., 2014). West EYFSP scores had been closing up to 2017 but and Noden (2019: 163) believe “the government has since started to widen again (Hutchinson focus on increasing the availability of places via et al, 2019; Stewart and Reader,2020). The gap A Fair Start? > What do we know about the 30 hour entitlement > Section 3 35
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