USING STRUCTURED DECISION MAKING TO INTEGRATE HUMAN WELLBEING IN PUGET SOUND RECOVERY - A COMPARATIVE WATERSHED STUDY

Page created by Ronald Wilson
 
CONTINUE READING
USING STRUCTURED DECISION MAKING TO INTEGRATE HUMAN WELLBEING IN PUGET SOUND RECOVERY - A COMPARATIVE WATERSHED STUDY
WIN 2021

USING STRUCTURED DECISION MAKING
 TO INTEGRATE HUMAN WELLBEING IN
           PUGET SOUND RECOVERY
               A COMPARATIVE WATERSHED STUDY

                       ALEXA RAMOS-CUMMINGS
                         MASTER OF NATURAL RESOURCES
                                 Oregon State University
USING STRUCTURED DECISION MAKING TO INTEGRATE HUMAN WELLBEING IN PUGET SOUND RECOVERY - A COMPARATIVE WATERSHED STUDY
1

Contents
Executive Summary ...................................................................................................................................... 2
Statement of the Problem .............................................................................................................................. 4
Puget Sound Context..................................................................................................................................... 6
Literature Review........................................................................................................................................ 10
   Ecocentric Ethics .................................................................................................................................... 10
   Social Sustainability Indicators ............................................................................................................... 11
   Decision Support Tools & Frameworks.................................................................................................. 12
Local Context .............................................................................................................................................. 15
   Snohomish-Stillaguamish LIO ................................................................................................................ 15
   South Central LIO and Puyallup-White River LIO ................................................................................ 20
Integrating Human Wellbeing Intervention ................................................................................................ 22
Methods ...................................................................................................................................................... 23
   Interviews ................................................................................................................................................ 24
   Participant Observation ........................................................................................................................... 26
Results ......................................................................................................................................................... 28
   Interviews ................................................................................................................................................ 28
   Participant Observation ........................................................................................................................... 36
Discussion ................................................................................................................................................... 38
   Moving Forward - Limitations ................................................................................................................ 39
Outlook ....................................................................................................................................................... 40
References ................................................................................................................................................... 42
Appendix A ................................................................................................................................................. 45
USING STRUCTURED DECISION MAKING TO INTEGRATE HUMAN WELLBEING IN PUGET SOUND RECOVERY - A COMPARATIVE WATERSHED STUDY
2

Executive Summary
       In Washington State, regional leaders have acknowledged the intrinsic value of nature

and are striving to provide equal consideration to both human and nonhuman nature in the quest

to restore the Puget Sound. But watershed-based committees supporting this work have faced

challenges to effectively consider human wellbeing (HWB) in their decision-making without a

formal process for quantifying and integrating HWB-related elements.

       In the field of natural resources, there has been an increasing interest in the use of social

sustainability indicators and decision support tools to increase transparency and accountability in

decision-making, elevate the consideration of underrepresented components in planning, and

better connect with partners. Beginning in 2017, Oregon State University and the Puget Sound

Partnership engaged Local Integrating Organizations (LIOs) to develop tools, including decision

support systems (DSS), to facilitate the integration of social and environmental science for the

purposes of prioritizing local recovery actions.

       This report compares participating and non-participating LIOs to draw insights into how

the HWB integration project has or has not impacted the consideration of HWB components in

local watershed group decision-making processes. How LIO committee member attitudes and

opinions about the governance structures and decision-making changed through the process of

piloting (or not) a decision support tool is also evaluated.

       Analysis of interview data and direct participation in the HWB integration project, shows

that increased attention is being given to the human dimensions of Puget Sound recovery across

the LIOs, including those that participated in the HWB integration project and those that did not.

There is evidence that the implementation of a decision support tool resulted in members having

an increased perception of transparency in their planning processes and trust among fellow LIO
USING STRUCTURED DECISION MAKING TO INTEGRATE HUMAN WELLBEING IN PUGET SOUND RECOVERY - A COMPARATIVE WATERSHED STUDY
3

members. It also highlighted specific shortcomings around representation and increased

members’ perceptions that not all the right people are being included in their decision-making.

       Based on participant-observation of a decision support tool pilot, there is evidence to

confirm that engaging in the HWB integration project and implementing the tool did increase the

LIO’s consideration of human dimensions throughout the duration of the project and will likely

have lasting positive impacts going forward.
4

Statement of the Problem
       Human Wellbeing (HWB) is irrevocably intertwined with ecosystem recovery as people

and society are included in the definition of “ecosystem” (Curry, 2012). Scholars have defined

HWB as a state of being with others and the environment, which arises when human needs are

met, when individuals and communities can act meaningfully to pursue their goals, and when

individuals and communities enjoy a satisfactory quality of life (Breslow et al., 2016). In the

Puget Sound region of Washington State, this means constantly working to balance the

ecological needs of salmon, the economic needs of local farmers and businesses, and the cultural

needs of local tribes.

       Collaborative approaches that include multiple stakeholders and information sources are

increasingly used to address challenging environmental problems globally (Koontz and Newig,

2014). The Puget Sound Partnership (Partnership) is the state agency mandated to coordinate

government, non-government, and academic partners in these regional goals. This governance

network is intended to overcome siloes and facilitate cooperation and coordination across

jurisdictions, locations, and public/private sectors (Sayles and Baggio, 2017). In this

collaborative model, the work of balancing social and ecological needs is often done by ten

Local Integrating Organizations (LIOs). LIOs are watershed-based committees that work to

integrate efforts to advance the Partnership’s Action Agenda, the “roadmap” of strategies and

actions needed to recover and restore Puget Sound. These watershed committees recognize the

importance of factoring HWB into decision-making processes, but there is no formal process for

quantifying and integrating HWB-related elements. However, since 2018 four LIOs have

engaged in an effort (referred to as the HWB integration project), in cooperation with Oregon

State University (OSU) and the Partnership, to develop tools to facilitate the integration of social
5

and environmental science for the purposes of prioritizing local recovery actions. This report

focuses on one of the participating LIOs, Snohomish-Stillaguamish (established in 2012), and

one of the non-participating LIOs, Puyallup-White River (PWR – established in 2018). The

PWR LIO (formerly part of the South Central LIO) did not participate in the HWB integration

project because the LIO did not exist at the onset of the project. But the area is very similar to the

Snohomish-Stillaguamish LIO in terms of landscape setting, human population demographics,

and major pressures/limiting factors/threats. A comparison between the two LIOs will therefore

allow for insight into how participation in the HWB integration project has or has not impacted

LIO consideration of HWB components in local watershed group decision-making processes.

       This report addresses how LIO committee members’ attitudes and opinions about the

governance structures and decision-making process changed through piloting (or not) a decision-

making support tool. The implications for the results of this study on public policy are

significant. These research findings have high potential to inform the use of social indicators for

tracking progress and informing decisions as well as decision support tool implementation going

forward for this local watershed group. Both HWB considerations and decision support tool use

(or lack thereof) will influence where restoration funding is allocated and for what purposes. In a

region as environmentally and socially unique as the Puget Sound, people across the globe look

to the area as leaders and innovators. So, what decision-makers do here matters not only for the

local residents and ecosystem, but also for the management of all natural resources necessary for

a healthy and thriving planet.
6

Puget Sound Context
       The Puget Sound is a saltwater body within the larger Salish Sea. It is the largest estuary

in the United States and is a uniquely complex ecosystem made up of mountains, farmlands,

cities, rivers, forests, and wetlands. Today, and for thousands of years, humans have inhabited

and depended on the natural resources of this bountiful area (PSP, n.d.).

   The Partnership is the non-regulatory state agency tasked with guiding the region’s efforts to

restore and protect Puget Sound. The Partnership facilitates collaboration among regional

partners to support recovery actions focused on a common agenda (Partnership, 2018a). To that

end, in 2007, Washington State statute (RCW 90.71.300) identified six recovery goals for the

Partnership, two of which specifically address HWB (below in bold):

   1. Healthy Human Population — A healthy population supported by a healthy Puget

       Sound that is not threatened by changes in the ecosystem.

   2. Vibrant Quality of Life — A quality of human life that is sustained by a functioning

       Puget Sound ecosystem.

   3. Thriving Species and Food Web — Healthy and sustaining populations of native species

       in Puget Sound, including a robust food web.

   4. Protect and Restored Habitat — A healthy Puget Sound where freshwater, estuary,

       nearshore, marine, and upland habitats are protected, restored, and sustained.

   5. Abundant Water Quantity — An ecosystem that is supported by good groundwater levels

       as well as river and stream flows sufficient to sustain people, fish, wildlife, and the

       natural functions of the environment.
7

   6. Healthy Water Quality — Fresh and marine waters and sediments of a sufficient quality

       to support water that is safe for drinking, swimming, and other human uses and

       enjoyment, and which are not harmful to the native marine mammals, fish, birds, and

       shellfish in the region.

     Figure 1: Partnership Vital Signs

   The HWB Vital Signs (see Figure 1) are designed to address the relationship between

people’s actions and the natural environment of Puget Sound. Their associated indicators

function as measurable metrics for tracking recovery progress (see Table 1). While the Vital
8

Signs are comprised of clearly recognizable human health attributes, including clean air and

drinking water, they also account for mental and cultural wellbeing, through components like

Sense of Place and the ability to engage in cultural practices which require a healthy

environment.

                      Table 1: Human Wellbeing Vital Signs and their Indicators

             Healthy Human Populations                                             Vibrant Quality of Life
 Air Quality                                                        Cultural Wellbeing
     Exposure to impaired air quality                                  Participation in cultural practices
 Drinking Water                                                     Economic Vitality
     Nitrate concentration in source water                             Percent of employment in natural
     Index of Vulnerability for Elevated                                resource industries
       Nitrates in Groundwater                                          Employment in natural resource
                                                                         industries
                                                                        Natural resource industry output
 Local Foods                                                        Good Governance
     Locally harvestable foods                                        Good Governance Index
     Bivalve harvester days
     Recreational Dungeness crab catch
 Outdoor Activity                                                   Sense of Place
    Nature-based recreation                                            Overall life satisfaction
    Nature-based work                                                  Psychological Wellbeing Index
    Condition of swimming beaches                                      Sense of Place Index
 Shellfish Beds                                                     Sound Stewardship
     Area of harvestable shellfish beds                                Engagement in stewardship activities
                                                                        Sound Behavior Index

*Note that Onsite Sewage was subject to revision during the Vital Signs Revisions project and was retired.

    The Partnership has recognized that addressing the human dimensions of Puget Sound

recovery supports a more holistic and altogether more effective method for reaching ecosystem

recovery targets (Partnership, 2018b). To further support the implementation of this thinking, the
9

Partnership led a three-year long effort to develop the necessary model and Indicators for this

ecocentric ethic framework (Harguth et al., 2015).

       Figure 2: The Partnership’s Integrated Ecosystem Recovery Conceptual Model

   The layout of their model (see Figure 2) equally balances the two types of recovery goals for

the Puget Sound ecosystem – those associated with HWB and those associated with the

biophysical environment. It also demonstrates how other components of the ecosystem interact

to influence those goals.

       The LIOs are local stakeholder groups that work to integrate efforts to advance the

Partnership’s Action Agenda (updated every 4 years). Currently, LIOs concentrate on moving

the needle on recovery within the three Strategic Initiatives established in 2012: Stormwater,
10

Shellfish, and Habitat. Strategic Initiatives were set to prioritize near-term recovery efforts and

funding to concentrate on the most significant improvements for Puget Sound (Partnership,

2018c).

Literature Review
Ecocentric Ethics
       The Partnership has endeavored to implement an ecocentric framework for recovery

through the creation of the Puget Sound Vital Signs and Integrated Ecosystem Recovery

Conceptual Model. Ecocentrism places the natural world at the center of its value system and

acknowledges the intrinsic value of nature. There is contention about whether this includes

human beings, but many philosophers argue that it can and does (Curry, 2012; Sylvan and

Bennett, 1994; Piccolo et al., 2018; Allen et al., 2019). The key difference from

anthropocentrism (human-centeredness wherein nature is defined by its instrumental value for

humans) is that ecocentrism provides equal consideration to both human and nonhuman nature.

This inclusive, nature-centeredness therefore supports a dark green ecological virtue ethic

wherein ecological problems are not solely defined by reference to human beings, other natural

entities deserve protection regardless of their use or value to humans, and nature has intrinsic

value (Curry, 2012).

       Of the six recovery goals identified by Washington State statute in 2007, two specifically

address HWB. And since that which gets measured gets managed, in order to consider human

interests in environmental decision-making, many are looking for ways to quantify HWB. But

evaluating human and community wellbeing can be difficult due to the often qualitative

characteristics of these components. It follows that the field of natural resource management has
11

traditionally been most influenced by the economic and ecological sciences. This demonstrates

how indicators that are not easily quantifiable are not readily incorporated into decision-making.

The Partnership, however, is one of a few organizations that have attempted to create and

implement social sustainability indicators as part of their ecocentric recovery framework which

acknowledges the interconnectedness of human and ecosystem wellbeing as well as

sustainability at large.

Social Sustainability Indicators
        Social sustainability indicators can offer a valuable means for evaluating progress and

setting goals. They can be a useful tool for assessing the intangible social measures of

sustainability. This recognition can be seen in the many national and international organizations

that have developed their own social indicator frameworks including the United Nations,

International Institute of Sustainable Development (IISD), United Nations Commission of

Sustainable Development (UNCSD), Sustainable Seattle, the National Round Table on the

Environment and the Economy (NRTEE), United Nations Development Program (UNDP) and

the World Bank, New Economics Foundations, and Oxfam International, and the US Interagency

Working Group on Sustainable Development Indicators (Choi and Sirakaya, 2006). And not to

be overlooked, the landmark Millennium Ecosystem Assessment of 2005, that specifically

assessed the consequences of ecosystem change for human wellbeing, used indicators such as

human health and social relations to develop and explore future condition scenarios.

        HWB planning and monitoring is a growing area in the field of natural resource

management in response to the increasing acknowledgement that it is a key element of

ecosystem recovery. In Puget Sound specifically, local watershed groups have created recovery
12

action plans that include HWB strategies and identify where local-specific indicators still need to

be developed. Recognizing this data gap, there has been significant interest from locals in

support and guidance for developing indicators to track and implement HWB initiatives

(Biedenweg et al., 2014). In 2014, the Partnership facilitated a project to develop their regional

indicators and in 2015 they adopted them along with the Integrated Ecosystem Recovery

Conceptual Model (Biedenweg et al., 2014; Harguth et al., 2015). These indicators are monitored

every two years with data collected from a survey.

Decision Support Tools & Frameworks
       Sophisticated decision support tools can integrate diverse data into a framework that

captures the relationships between indicators and demonstrates the potential outcomes of

scenarios where certain indicators are altered based on presumed responsiveness to possible

actions or inaction. These models have potential to impact policy because they provide practical

outputs. They may serve to support management decisions or initiate the consideration of a

previously ignored issue within a decision-making body (Oxley et al., 2004). In the LIO’s case, a

decision support tool could increase the consideration of HWB, a previously overlooked topic.

       McIntosh et al. (2011) explains that decision support tools are designed to help the

process of structuring and resolving what action to take when the nature and impact of problems

(and how best to address them) is uncertain and debated. Decision support systems (DSS)

increase the transparency of decision-making by providing rational explanations to support

decisions and by enabling the user to reproduce the procedure, adjust the criteria weights, and

conduct analyses to evaluate the decision strength. However, even with all the advantages

offered by DSS there are legitimate concerns about the uptake and actual use of these
13

technologies. Challenges have been identified around engagement, adoption, business cost and

technology, and evaluation of success (McIntosh et al., 2011).

   As noted by Schwartz et al. (2018), “[p]lanning and decision support frameworks are

designed to help conservation practitioners increase planning rigor, project accountability,

stakeholder participation, transparency in decisions, and learning (Schwartz et al. 2018).”

Several fundamental categories of decision support tools are briefly outlined below.

   1. Strategic Foresight: this framework can be helpful in assessing a range of potential future

       conditions in order to identify actions most likely to achieve a desired future condition.

   2. Systematic Conservation Planning: this framework has tools which can identify and

       prioritize where to take action and minimize cost, while reaching conservation goals.

   3. Structured Decision Making: this framework has a wide collection of tools designed to

       assist with making choices among actions that differentially achieve a set of potentially

       competing objectives.

   4. Open Standards for the Practice of Conservation: this framework offers processes for

       developing conceptual models of interconnected threats or factors to identify priority

       actions and critical results required to determine whether certain actions will achieve

       desired outcomes.

   5. Evidence-Based Practice: this framework can provide support for quick selection of the

       most effective management actions for a decision by synthesizing existing knowledge

       and helping connect where past actions may be most applicable.
14

Each of these frameworks has distinct strengths and inherent limitations. Therefore, no one

framework alone can address the full breadth of potential ecosystem recovery planning and

decision challenges faced by practitioners. However, Schwartz et al. (2018) posits that by taking

time to work through a few key questions, decision-makers should be able to operate within a

given framework and then adapt the tools to suit the needs of their specific situation.

       In a study of DSS, Oxley et al. (2004) describes how the involvement of policymakers,

stakeholders, and other end users is essential for the identification of relevant decision-making

issues and the development of practical, interactive support tools. But identifying both the

decision-makers and the issues they perceive as important is not simple. Decision-making and

policymaking are complex, multifaceted processes with a multitude of different influential

actors, in a sense, negotiating the decisions and policies to be made and/or instituted. Beyond

that first step, there is the challenge of receptivity to such tools which must be overcome.

Researchers have found that open and frequent communication is effective at fostering a

relationship of mutual trust and respect among the end users and DSS developers to encourage

real world tool implementation (Oxley et al., 2004; McIntosh et al., 2011).

       Challenges around end user engagement in DSS development and implementation

highlight the importance of utilizing a collaborative process that embraces participation by end

users and stakeholders throughout design and development phases. McIntosh et al. (2011)

propose that individual and organizational capacity-related obstacles to using DSS and the

match between DSS and organizational goals can be overcome with a few strategies: 1)

promotion of the DSS by an internal champion at various organizational levels, 2) coordination

and capacity building within the organization, and; 3) ensuring that developers concentrate on
15

creating user-friendly and affordable DSS (and that they are perceived as such by the end users)

(McIntosh et al., 2011).

        The literature has shown the utility of decision-making support tools as well as the

limitations and obstacles to effective implementation of them. This understanding has informed

the questions to be investigated in this research paper. To gain insight into how local watershed

groups have experienced using a structured decision making (SDM) tool and whether this has

impacted their opinions about including HWB considerations into environmental decisions the

following questions will be explored: 1) How have LIO committee members’ attitudes and

opinions changed or remained unchanged through the process of piloting a decision-making

support tool? 2) Did their opinions about the usefulness of HWB concerns become more

generous, unified, or accepting through engaging (or not) in the HWB integration project? The

potential policy implications for the results of this study on social indicators and decision support

tool usage in this local context is significant.

Local Context
Snohomish-Stillaguamish LIO
        The Snohomish-Stillaguamish LIO geography encompasses the Snohomish River

watershed (Water Resource Inventory Area (WRIA) 7) and the Stillaguamish River watershed

(WRIA 5). The Snohomish River watershed is the largest in Snohomish and King Counties and

the second largest in the Puget Sound region. The Snohomish River meets the Puget Sound north

of Everett, the area’s fifth largest city and a major industrial and commercial hub. Primary land

uses in the watershed are forestry, farming, and urban and rural residential development. Around

70% of the basin is covered by forest land, and agriculture makes up about 5% of the watershed.
16

As one of the fastest growing areas in the Puget Sound region, rural residential and urban areas

also make up a large percentage of the watershed’s land base (Snohomish-Stillaguamish LIO,

2017).

         The Stillaguamish River watershed is the fifth largest in the Puget Sound region. It is

almost entirely contained within Snohomish County with limited areas in northwest Skagit

County. The basin’s primary land uses are forestry and farming with urban development

occurring in the cities of Stanwood, Arlington, and Granite Falls.

         The LIO’s stated purpose is to function as a local forum for the Snohomish and

Stillaguamish watersheds’ diverse array of stakeholders to collaboratively develop and

coordinate actions to improve the health of both basins, advance the Puget Sound Action

Agenda, and restore the environmental health of Puget Sound. To that end, the LIO is

responsible for coordinating with the Partnership and other LIOs, facilitating integration of local

strategies and actions to advance planning and implementation of the Action Agenda, engaging

the local community to identify and prioritize local actions focused on addressing the Strategic

Initiatives, and facilitating collaboration among member organizations (Snohomish County,

n.d.).
17

  Figure 3: Snohomish-Stillaguamish LIO Map

        In 2015, the LIO was tasked with developing a Five-Year Ecosystem Recovery Plan to

guide improvements in the local ecosystem and contribute to Puget Sound recovery overall. The
18

Plan contains logic model strategies to address the Vital Sign targets. When faced with

addressing HWB integration, the Plan describes how the LIO chose to proceed,

         “The LIO recognized the strong link between human wellbeing and ecosystem
         health, and determined that most of the human health and human quality of life
         components would be best addressed alongside all of the ecosystem
         components/Vital Signs – embedded within each approach to each ecosystem
         component – rather than prioritized within the list of ecosystem components (p.
         11).”

So, the creation of separate HWB component logic models was purposely omitted in their

planning process. This may serve as some explanation for the lack of formal consideration of

HWB in the LIO’s decision-making processes to date. However, in 2017 the LIO chose to

engage in the HWB integration project to explore filling this gap.

Actors
         The main actors in Snohomish-Stillaguamish LIO decision-making include the federal,

state, and local government, tribes, and local interests. The LIO is comprised of a wide spectrum

of members with participation from all major stakeholders. These tribal representatives, farmers,

environmentalists, and elected officials work together to understand each other’s different

perspectives and find common ground to work towards solutions.

         The U.S. Environmental Protection Agency (EPA) plays a key role in the LIO and Puget

Sound recovery at large by providing capacity support funds through a contract with the

Partnership. The EPA also provides funding guidance to the Strategic Initiative (SI) Leads (an

array of state agencies) to inform their funding decisions and processes in their implementation

of the Action Agenda. The SI Leads submit funding packages and supporting information to

EPA Project Officers, the Puget Sound NEP Management Conference and the Tribal
19

Management Conference. The LIOs work closely with the EPA’s National Estuary Program via

the SI Leads to recommend a project of their choosing for an annual $100,000 direct allocation

award. Oftentimes the SI Leads will attend LIO committee meetings to communicate their

current priorities for funding, collaborate about strategies for recovery, and give and receive

feedback on various planning processes.

       The federally recognized Puget Sound tribes have three areas of responsibility in salmon

recovery planning: participating in the local efforts to develop basin-wide plans that address

salmon recovery; developing technical, policy, and recovery actions with other constituents; and

co-managing harvest and hatchery plans that address species recovery at both the local and

regional levels with Washington Department of Fish and Wildlife (WDFW) (Forum, 2005). As

such, the Stillaguamish Tribe of Indians and the Tulalip Tribes offer an integral contribution

through their participation in the LIO, especially related to the LIO’s focused efforts on habitat

restoration for salmon. The Snoqualmie Tribe is not federally recognized at this time but

participates as a member of the LIO as well.

       The state and local governments provide regulatory authority for water quality, natural

resource management, and community development. Local agencies are responsible for ensuring

compliance with the National Pollutant Discharge Elimination System (NPDES), permitting

wells, and maintaining municipal drinking systems all of which relates to Habitat, Shellfish, and

Stormwater recovery (the three Strategic Initiatives). They also provide staffing capacity and

technical expertise to local ecosystem recovery planning efforts. And again, each of the Strategic

Initiatives teams is lead by two related state agencies that actively engage as a bridge between

the federal stakeholders and the LIOs to ensure that the local expertise in taken into

consideration when setting regional priorities and making funding decisions.
20

       The LIO recognizes that strong community support is critical for successfully

implementing recovery actions. They consider community priorities and as such also support

farming, forestry, and rural community partners, and recognize the local economic benefits of a

healthy Puget Sound. The LIO seeks to collaborate with the diverse set of local stakeholders and

encourages engagement through its planning processes as demonstrated in their Five-Year

Ecosystem Recovery Plan.

South Central LIO and Puyallup-White River LIO
       Established in 2010, the former South Central LIO’s geography extent had previously

included the Cedar-Sammamish, Duwamish-Green, Kitsap, and Puyallup-White river

watersheds. However, in 2018 the Puyallup-White River (PWR) LIO was formed and now

represents the WRIA 10 boundaries separate from South Central LIO.

       The South Central LIO chose not to participate in the HWB integration project so will

provide an opportunity to compare the experiences of a participating and non-participating LIO

and analyze how participation did or did not impact HWB considerations within each group.

This area was selected for comparison in this report to the Snohomish-Stillaguamish LIO

because it has a similar landscape setting, human population demographics, and major

pressures/limiting factors/threats. The PWR LIO encompasses a watershed of 1,040 square miles

with suburban and rural communities across unincorporated King and Pierce Counties. The

broader region is the most urbanized portion of Puget Sound and includes a variety of industrial,

commercial, and residential infrastructure, a highly modified shoreline, and a large network of

streets, roads, and highways. Although portions of this area have been intensively developed,

approximately most of the area is not considered urban, with vast tracts of agricultural lands in
21

rural King and Pierce Counties and undeveloped lands in Mount Rainier National Park and the

Mount Baker–Snoqualmie National Forest. There are also large parks and open spaces

throughout, including in the cities (King County, n.d.).

  Figure 4: Puyallup-White River LIO Map
22

       The South Central LIO took a similar approach to the Snohomish-Stillaguamish LIO for

incorporating HWB components in its Five-Year Ecosystem Recovery Plan. While the LIO

called out Shellfish Beds and Swimming Beaches as local priorities for recovery the LIO did not

develop specific targets or strategies at that time.

       The recently established PWR LIO is currently in the process of developing its

Ecosystem Recovery Plan and appears to have dedicated a greater emphasis to incorporating

HWB issues like equity, environmental justice and climate change. They are structuring their

plan around eight focus areas including Equity and Human Wellbeing. The Equity and Human

Wellbeing focus area is dedicated to “building all peoples sense of their oneness with the natural

world and commitment to a healthy environment for human and ecological benefits”. Each focus

area chapter in the plan will consist of a brief description of the status, goals and targets, key

pressures and strategies, and ongoing program and identified actions (McManus & Colón, 2020).

       Aside from the various demographic and geographic differences between the two focus

LIOs, it is worth noting that some members of the PWR LIO bring with them recent prior

experience of developing HWB indicators through a collaboration between the Puget Sound

Institute and the Puyallup Watershed Initiative (Biedenweg and Harguth, 2014). This may

influence how the PWR LIO manages HWB components in their planning processes as well

interviewees’ responses to the topic.

Integrating Human Wellbeing Intervention
       In 2017, the LIOs were approached by the OSU-Partnership team about participating in

the HWB integration project. Part of the project included exploring the potential for use of
23

decision support tools, rooted in various decision support frameworks, to support HWB

integration in local decision-making processes. The Snohomish-Stillaguamish LIO, along with

three others, expressed interest.

          For three years the LIOs participated in the HWB integration project. Participation

included attending numerous workshops (project-specific and on structured decision making

(SDM) more generally), participating in interviews to assess the factors that influence LIO

integration of social data in the planning process, and two LIOs completed piloting the use of the

EPA’s Decision Analysis for a Sustainable Environment, Economy, and Society (DASEES) tool

on a subset of project proposals to inform the funding decision for their annual $100,000 direct

award allocation. The pilots were intended to demonstrate the tool’s capabilities, allow for

feedback on the tool itself, and generate discussion on the potential uses within the LIOs in the

future.

Methods
          The purpose of this study was to investigate how LIO committee member attitudes and

opinions about the governance structures and decision-making process changed or remained

rigid through piloting (or not) a decision support tool. Interviews and participant observation

were used to gather relevant data for analysis. The quantitative data used was collected during

the interviews from agreement statements about transparent, trusting, and inclusive decision

processes. The qualitative interview data used is about HWB integration. The participant

observation data is about the factors that facilitated or impeded the integration of HWB through

decision support systems (DSS).
24

Interviews
       Individual semi-structured interviews were conducted with LIO members from both

participating and non-participating LIOs. The interviews occurred at the conclusion of the

project in order to assess how attitudes associated with participation differed from attitudes with

those who did not participate in the intervention. Purposive sampling was used as a type of

nonprobability sampling in which the participants to be observed were selected based on the

researcher’s judgement about which ones would be the most useful or representative (Babbie,

2010). Two main criteria were used to select participants for the study:

   1. Engagement with the LIO: Collaborative groups draw interest from many stakeholders

       but are a time intensive process. This results in an unequal level of participation among

       those engaged. This study sought participants that are highly engaged in the LIO and/or

       HWB project.

   2. Interest or perspective represented: The LIOs have a broad spectrum of members with

       participation from all major stakeholders; tribal and non-tribal representatives,

       businesses, environmentalists, local government, and elected officials. Interviewees

       represented the diversity of stakeholders involved with the LIO.

   Potential self-selection bias of participants could have influenced the sense of the general

attitude of LIOs toward this subject. However, there is confidence that the interviewees provided

valid and reliable responses to the interview questions. Participation in the study was voluntary

and kept anonymous. The data collected posed no risk to the interviewees which should have

encouraged them to share their honest responses. I, as one of the interviewers, have worked

closely with the LIOs for over four years so there may have been a foundation of trust that

helped respondents feel more comfortable to share their true thoughts. However, it may also have
25

caused some respondents to withhold their honest responses. It is more likely that the

interviewees from the other LIOs were not aware of and therefore not influenced by my own

position as staff to the Snohomish-Stillaguamish LIO. And to prevent any potential conflict of

interest, I did not personally interview members from the Snohomish-Stillaguamish LIO.

       Interviews were conducted one-on-one to eliminate the risks of group think inherent to

focus groups. Participants were interviewed at the end of the HWB project, so their attitudes on

the subject were well developed by this time. Conducting semi-structured interviews rather than

a self-administered survey allowed for any necessary clarification around the questions being

asked. This reduced potential misinterpretations of the questions as written and supported the

collection of data as intended by the research team. See Appendix A for interview protocol.

While this study has been strategically designed to extract targeted data and develop a detailed

understanding of the research topic at a fine scale, there are inherent limitations related to

quantifying qualitative data, drawing from a small sample size, and the applicability of such

results at a broad scale which should be noted.

       The interviews included a cognitive mapping exercise to better understand the factors that

influence individuals’ integration of social data (e.g. social science or human wellbeing) in the

planning process. Participants were asked to imagine that they were explaining to someone

completely unfamiliar with the LIO planning process “the factors that enable integration of

social data in the LIO planning process.” To represent these factors, they were asked to use an

online interactive tool to select and sort virtual sticky notes that had individual factors on them.

This Conceptual Content Cognitive Map (3CM) is a method for testing hypotheses about mental

models. Mental models or schemas represent the way individuals organize their worldview about

a specific topic and in turn influences the way that individuals take in and interpret new
26

information. Mental models are an effective way to capture how people organize and define

constructs such as HWB, which helped me understand participants’ thoughts on the subject.

Participant Observation
       In 2018, as staff for the Snohomish-Stillaguamish LIO, I attended the first HWB project

workshop, with the LIO Coordinator, on the LIO’s behalf. Three other LIOs were also

represented by their LIO Coordinators at the event. During the workshop, the research team

presented a suite of human wellbeing integration tools for the LIOs to choose from for further

exploration and application to their specific decision scenario through the project process. All the

LIOs present were interested in pursuing Decision Analysis for a Sustainable Environment,

Economy, and Society (DASEES). As a textbook decision support tool, DASEES offers users

the ability to increase the transparency of decision-making by requiring explicit documentation

for the logic behind decisions. And by being fully replicable and customizable, decision strength

can readily be evaluated.

       DASEES is a free, web-hosted EPA tool that aims to solve decisions with environmental,

economic, and social data. It integrates data and stakeholder issues, allowing users to develop

and quantitatively evaluate decision outcomes. It is adaptable for a wide range of decisions that

involve objectives, measures, and actions. Based on a structured decision making (SDM)

framework, it includes a five-step process: (1) define context; (2) define objectives; (3) identify

options; (4) evaluate options; (5) and take action. In the end, a data visualization tool is created

from the consequence table output that can communicate the potential outcomes of decisions and

their impacts on objectives to decision makers and stakeholders. All data input is translated from

the initial measured value or units into a normalized score using a value function ranging from
27

0–1 reflecting the relative preference for different levels of the actual measure which can be

elicited from decision makers and stakeholders. This allows the combination of all results for a

multi-measure assessment of alternatives and provision of a common measure for comparison

(scenarios). And ultimately, this facilitates the presentation of results, initial screening of input,

integration of diverse variables and finally discussion and decision-making.

        In Year 1, the Snohomish-Stillaguamish LIO Coordinator and I further discussed data

tools and needs to develop a draft work plan and present for approval to the Executive

Committee. The LIO Coordinator, support staff, some committee members, and I also

participated in the HWB research team’s pre-project interviews to provide an initial assessment

of the factors that influence the integration of social data in the planning process.

        In Year 2, the Snohomish-Stillaguamish LIO piloted the use of DASEES to inform the

funding decision for their annual $100,000 direct award allocation. On behalf of the LIO, I

worked with the research team and DASEES developers at the EPA to ensure a proper output for

the LIO’s consideration. This required data translation and entry from the LIO’s recovery plan,

regional indicators, and over 25 priority Near Term Actions (NTAs) into DASEES. The

consequence table output showed that the “Measurable On-the-Ground NTAs” scenario would

have the greatest impact on the LIO’s recovery measures.

        In Year 3, as staff for one of only two LIOs to complete a pilot of DASEES, I worked

with the research team to reflect, compile lessons learned, and share our experience with others

interested in utilizing these tools for their own needs. Part of this included attending a series of

SDM workshops. In Workshop #1, the content was tailored to those LIOs that participated in the

HWB project. The goals were to 1) build capacity among HWB project partners by further

exploring, sharing, and integrating DASEES into LIO decision-making and 2) examine DASEES
28

tool use for integrating human wellbeing into ecosystem recovery among LIOs. At this

workshop, I shared a brief presentation describing 1) what our DASEES decision (project) was;

2) how we used DASEES; and 3) our current decision/project status. The other LIOs were able

to ask questions of myself and the DASEES developers from the EPA to get a better

understanding of ways that they could utilize DASEES in their own work and there was time set

aside for the other LIOs to begin working in the DASEES tool itself. In Workshop #2, the

audience was broader and included EPA staff along with other regional representatives that were

interested to see how DASEES was being used to inform local decision-making. The DASEES

developers each gave presentations on the theory of SDM and DASEES as a tool for SDM. I

provided a more detailed presentation of the Snohomish-Stillaguamish LIO’s DASEES pilot

project with key takeaways and the outlook for future uses of DASEES in Puget Sound recovery.

In Workshop #3, the organizers structured the event around breakout sessions that focused on

different elements and applications of SDM and DASEES. The HWB research team and I led a

session on integrating HWB Vital Signs into SDM and I shared my experience using DASEES at

the LIO scale.

       At the end of Year 3, LIO members and support staff, including myself, participated in

post-project interviews. This data enabled the research team to look at change over time and

evaluate how the LIOs have been impacted by the HWB integration project.

Results
Interviews
       Four people were interviewed from the Snohomish-Stillaguamish LIO and the majority

were LIO staff. Five people were interviewed from the PWR LIO and most participants were
29

LIO committee members. In general, respondents from the Snohomish-Stillaguamish LIO felt

that engaging with the HWB integration project and piloting the decision support tool DASEES

did increase the consideration of HWB components within the LIO and has the potential to do so

into the future. They also felt that not all the right people were being included in their decision-

making processes. Interview participants from the newly formed PWR LIO, which did not

participate in the HWB integration project, had mixed feelings about their LIO’s level of HWB

consideration. Some referenced the explicit development of an Equity and Human Wellbeing

chapter in the PWR LIO Ecosystem Recovery Plan while recognizing the challenges around the

lack of information available on these topics and that there could be more done to further

increase HWB consideration. Other interviewees felt strongly that there is still a significant need

for improvement and that the goal should be to integrate HWB into all the LIO’s conversations,

not just one chapter of the Plan.
30

       In comparing responses between the two LIOs, there was a larger portion of Snohomish-

Stillaguamish LIO respondents that agreed or completely agreed that their planning processes

were transparent (75% vs 60%).
31

       There was also a larger portion of Snohomish-Stillaguamish LIO respondents that felt

they trust the members of their LIO in planning processes (100% vs 80%).
32

       Lastly, there was a larger portion of PWR LIO respondents that felt they have the right

people in the room for decision-making in their planning processes (60% vs 50%).

       One possible explanation for these results is that implementation of a decision support

tool within the Snohomish-Stillaguamish LIO increased transparency and fostered trust among

the members as it has been cited to do so in the literature. However, this could also be a simple

effect of a well-established group with many members that have been colleagues for years. The

process of piloting DASEES may also have increased awareness in the Snohomish-Stillaguamish

LIO regarding certain gaps in expertise among their membership as it relates to integrating social

data in decision-making. For example, one interviewee commented:
33

       “I think that the success of the LIO or the ability to integrate these social science
       factors into our work is very much helped by people who are experts at that, who
       are providing us either the leadership or the institutional prioritization so that we
       can get to all of the other stuff… having the support to do that is important
       because I don't necessarily think that expertise is held alone in each of the LIOs.”
       – Snohomish-Stillaguamish Interviewee

Another interview participant noted:

       “I love my colleagues, but I would like to see some new fresh faces and hear some
       different voices, and to have those different voices and ideas meaningfully
       incorporated… I don't think we have enough people in the room with the right
       voices…” – Snohomish-Stillaguamish Interviewee

These responses show a notable level of self-awareness within the Snohomish-Stillaguamish

watershed group and a desire to address self-identified factors contributing to the difficulties they

have faced with successfully integrating HWB into their recovery planning and decision-making

– not having all the right people in the room.

       Whereas the Snohomish-Stillaguamish LIO is currently implementing and adaptively

managing their existing recovery plan, PWR LIO is in a completely different phase of recovery

planning and decision-making. As a new stakeholder group they have had little time, relative to

the other LIOs, for collaboration and interaction which may have influenced the interviewees’

responses around the topics of trust and transparency. PWR LIO is also in the middle of

developing the recovery plan that will guide their work over the next several years. And having

come into existence so many years after the first LIOs were formed they are in a particularly

unique situation. As one interviewee described it,

       “They really had the benefit of… all the years of experimenting with what is an
       effective LIO, to sort of like hit the ground running and launch their own LIO. So,
       it was a very comparatively, a much more thoughtful, concerted, and deliberate
34

       process that they went through than what I remember on the South Central Action
       Area LIO.” – PWR Interviewee

It is not surprising then that PWR LIO has attempted to seize this opportunity to directly

address persistent gaps, such as effective HWB integration, that have eluded the other

LIOs in the past, by strategically dedicating a section of their recovery plan to Equity and

Human Wellbeing. “We are looking at the equity and the climate change topics, which

are lacking in existing local plans compared to the other focus areas”, said one

respondent. But not all participants have been satisfied with the execution of this effort to

recognize the importance of HWB in recovery planning. One interviewee commented,

       “I feel like it's been really heavily focused on acres planted or this many salmon
       species protected... I don't feel like there's a strong social science component in
       our planning processes. I mean, obviously the conversation and the people there
       they're trying…” – PWR Interviewee

Another respondent added,

       “I don't think anyone in the room is bringing it up enough. And I don't feel like...
       Well, the other caveat is that I'm not participating in the Equity chapter. And I
       think that might be our only vaguely social one.” – PWR Interviewee

But these opinions are juxtaposed by other interviewees’ views that while imperfect,

significant strides are being made within the LIOs, even those that did not participate in

the HWB integration project, to acknowledge these important HWB concepts:
35

            “In our meetings, we have these conversations where we're asking the
     question, are we including the right people in the conversation? Are we connecting the
     dots? Cross-cutting issues. Are we connecting dots between... Around human health
     and wellbeing and the connection between environment and taking action to protect
     the environment? And coming at it not just from a purely environmental science
     perspective, but from the perspective of what people gain by investing in the
     environment…
             It's the way the people that are sitting around the table are thinking, right.
     They're asking, are we thinking diversity, equity, inclusion? Are we thinking human
     health and wellbeing and the relationship between tree canopy cover and human
     health? I think it's just the people that are sitting around the table are... And I wouldn't
     say that it's a hundred percent of the time or that we're a hundred percent doing it. I'm
     just saying that we're motivated to think that way. And to ask the question when it's...
     And we probably don't ask the question all the time and we probably don't ask it
     enough and we probably don't really know what we're doing, but we're trying, I guess.”

                                                                 -South Central LIO Interviewee

       Perspectives on whether HWB is being adequately incorporated into the PWR LIO’s

planning processes appear to depend on the specific LIO meetings and conversations the

respondents have been able to engage in personally. It is likely that those LIO members directly

involved in the development of the Equity and Human Wellbeing chapter of their recovery plan

have a more positive outlook on the watershed group’s ability to effectively integrate these

concepts into their planning and decision-making. This is acknowledged as much by those

respondents that communicated the desire for a stronger focus on HWB within the greater LIO:

       “I think there's seven chapters. I'm participating in two of them. So, I think that's
       a flaw of the system. It just means that I'm not able to engage in that [Equity
       chapter] conversation, because I'm not funded to spend more time on it than I
       can.” – PWR Interviewee
36

This brings to light the impacts of broader issues like funding and capacity, that are relevant for

all LIOs, on implementing even well-supported initiatives like HWB integration.

Participant Observation
       Based on my participant observation, the Snohomish-Stillaguamish LIO was open to

exploring the potential for structured decision making (SDM) via DASEES to increase

transparency and accountability in their decision-making, elevate the consideration of HWB

components in their planning, and engage existing and new partners by incorporating HWB

considerations that were previously overlooked and underrepresented. Through piloting the use

of DASEES, it became apparent that: 1) HWB recovery components were lacking in the

Snohomish-Stillaguamish LIO’s recovery plan (definitions, targets, and measures), 2) recovery

components and measures were inconsistent and uneven, and 3) NTAs and the NTA solicitation

process may have overemphasized (via a ranking loophole) certain recovery components causing

a misrepresentation of NTAs and their potential impacts to recovery. Because NTAs are often

(mis)linked to a recovery component that does not fully or adequately capture the project’s

objectives or measures, mapping NTAs to explicit recovery decisions is challenging. Overall,

recovery components are not evenly articulated, measures vary (with some potentially being

difficult to adequately measure in practice), and HWB components are undeveloped in

comparison to their ecological counterparts in this LIO’s recovery plan. This in turn makes

utilizing a SDM tool like DASEES more challenging. Still, the pilot with DASEES, while not

perfect, did demonstrate the high potential to address all the LIO’s goals for SDM. While the

experience highlighted areas for improvement in the LIO’s recovery plan strategies and metrics,

as well as alignment between the local and regional approaches, once those elements are
You can also read