Translation of symptoms and signs into mechanisms in neuropathic pain
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Pain 102 (2003) 1–8 www.elsevier.com/locate/pain Topical review Translation of symptoms and signs into mechanisms in neuropathic pain Troels S. Jensen a,b,*, Ralf Baron c a Department of Neurology, Aarhus University, DK 8000 Aarhus C, Denmark b Danish Pain Research Center, Aarhus University, DK 8000 Aarhus C, Denmark c Klinik für Neurologie, Christian-Albrechts-Universität, Kiel, Germany Keywords: Neuropathic pain; Symptoms; Signs; Mechanisms; Assessment 1. Introduction pain has strengthened the demand for other ways to treat pain. Woolf and other authors (Woolf et al., 1998; Woolf For centuries, clinicians have been taught to examine and and Decosterd, 1999; Sindrup and Jensen, 1999) have classify patients on the basis of topographical lesion and the emphasised the rational for a treatment approach directed underlying pathology. In most clinical specialities, such an at mechanism(s) rather than at diseases because new treat- approach has been a key element in understanding the ments are being developed on basis of the biological pathophysiology of diseases and has led to progress in mechanisms that underlie the pain. One area that needs terms of finding disease modifying or even disease curing such a new approach is neuropathic pain. therapies. Examples are multiple including bacterial menin- gitis, painful neuroborrelosis, osteoarthrosis, cancer, rheu- matoid arthritis, ischaemic heart disease etc. In most of 2. Neuropathic pain classification problems these disorders, pain can be a major complaint, which then rapidly disappears after the relevant therapy has been According to the current International Association for given. the Study of Pain (IASP) definition of neuropathic pain, But what happens when the symptom itself becomes a these disorders are characterised by lesions or dysfunction disease? When pain persists and becomes a chronic problem of the system(s) that under normal conditions transmit and when the underlying diseases such as diabetes, cancer, noxious information to the central nervous system. Thus vasculitis are known, or cannot be cured? Are we then in theory, neuropathic pain should be easy to distinguish helped by the classical ‘Sherlock Holmes’ approach, first, from other conditions, but in practise, they are both diffi- to look for the ‘crime site’ (topography of lesion) and cult to identify and to treat and there are several reason second, for the ‘criminal’ (the disease) that caused this why this is the case: pain? The short answer is: no. Clinical experience and decades of rather discouraging systematic research mainly † There is rarely one diagnostic test that can confirm or related to therapy in chronic pain have shown that a strategy refute the hypothesis of nerve lesion/dysfunction. directed at examining, classifying and treating pain on basis † The perception of neuropathic (and other types of) pain of anatomy or underlying disease is of limited help to these is a pure subjective phenomenon, which despite use of patients and their pain. These observations have then raised the most sophisticated equipment can’t be measured; the question whether an entirely different strategy in which only correlates to the perceived content can be obtained. pain is analysed on the basis of underlying mechanisms † The borderland between definite, probable, possible and could be an alternative approach to examine and classify unlikely diagnoses is not clear. Prevalent disorders such patients to obtain a better outcome. Our increasing under- as cancer, low back pain, traumatic injuries may contain standing of mechanisms underlying chronic pain together a considerable (although as yet undetermined) neuro- with the discovery of new molecular targets for modifying pathic component. † In contrast to other sensory systems, the pain system is not static, but changes in a dynamic and somewhat * Corresponding author. Tel.: 145-8949-3283; fax: 145-8949-3300. unpredictable fashion whenever the system has been E-mail address: tsj@akhphd.au.dk (T.S. Jensen). activated. 0304-3959/03/$20.00 q 2003 International Association for the Study of Pain. Published by Elsevier Science B.V. All rights reserved. doi:10.1016/S0 304-3959(03)00 006-X
2 T.S. Jensen, R. Baron / Pain 102 (2003) 1–8 † Signs and symptoms of neuropathic pain may change horn neurons. At the cellular level formation of new chan- during the course of the disease and if it becomes nels, upregulation of certain receptors and downregulation chronic. of others, altered local or descending inhibition are some of † There is at present no agreement on whether a restrictive the biological features that can contribute to a hyperexcit- or a broader definition of neuropathic should be used; ability, which is assumed to be a sine qua non for chronic the latter including dysfunctional disorders. pain. The neuronal hyperexcitability has a wide spectrum † Systematic reviews of neuropathic pain treatment of manifestations including increase in cellular excitability, (excluding simple entrapment disorders such as carpal expansion of neuronal receptive fields, change of modality tunnel syndrome, meralgia paraesthetica or radial nerve to which neurons respond, recruitment of silent neurons or compression on the dorsal forearm) show that a moder- circuits and a neuronal reorganisation in the dorsal horn ate or better pain relief is found only in approximately and further upstream (for review, see Woolf and Salter, one-third of the patients regardless of underlying disease 2000). It is, therefore, not surprising that these cellular or anatomy of such disease (McQuay and Moore, 1998; alterations subsequently give rise to neuroplastic changes Sindrup and Jensen, 1999). in which the somatosensory information can be distorted in several ways including reorganisation of structures partici- These constraints and limitations in our current concept pating in the processing of noxious information. At this of neuropathic pain calls for another approach: to group point of time, we do not know the exact sequence of suspected neuropathic pain patients. There are specific changes in mechanisms and how they may influence each requirements to such a grouping as emphasised previously other. After lesioning central pathways, neurons in the (Woolf et al., 1998): it should be ‘valid’ (the grouping spinal cord and the brain with lost normal input may also correspond to a specific pathological mechanism) and ‘reli- change their response characteristics and exhibit signs of able’ (correspondence between examiners and between hyperexcitability in a fashion, mimicking that seen after results from one time point to the next), and the classifica- peripheral nerve injury (Vierck et al., 2000). tion should be ‘universal’ (applicable to all conditions, mild as well as severe) The latter point may be difficult to ascertain because of the dynamic nature of the nocicep- 4. Symptoms, signs and mechanisms in neuropathic pain tive system particularly under abnormal conditions. It should be stressed that at this point of time, no studies The core in neuropathic pain is a lesion of the afferent have provided a classification of symptoms and signs and transmission system resulting in partial or complete loss of a scoring system, where the requirements are accounted input to the nervous system and a corresponding sensory for. loss with negative sensory symptoms. The reduction of When diseases and disorders are dominated by symp- afferent input caused by the nerve lesion is at the same toms, which are merely subjective and the associated clin- time the starting point for regeneration and disinhibition ical signs are few or non-existing the requirement for with secondary development of hypersensitivity resulting validity and reliability becomes even more demanding. If in various positive symptoms. Negative and positive the correspondence between symptoms and signs on one phenomena can be demonstrated either at the bedside or side and mechanism(s) on the other is understood, the in the laboratory. Combined with a pharmacological modu- possibility for targeting neuropathic pain in a rational lation aimed at specific sites or at specific molecular targets, way should be better. We will, in the forthcoming para- it will be possible to gain some insight into mechanisms graphs, briefly review the possibilities for such an approach participating in neuropathic pain. and consider the practical requirements on how to pursue Most likely symptoms, signs and mechanisms are in this avenue. related, but probably not directly. For example, a diabetic patient may have: steady pain, touch evoked pain, parox- ysms and non-painful paraesthesia. In these cases, several 3. Mechanisms of neuropathic pain mechanisms can be involved such as tissue injury due to ischaemia, sensitisation of peripheral receptors, ectopic Pathophysiological mechanisms underlying neuropathic activity in sprouting regenerating fibres, phenotypic pain have been reviewed extensively within recent years changes in dorsal root ganglion (DRG) cells, spinal reor- (Baron, 2000; Besson, 1999; Woolf and Salter, 2000; ganisation etc. In other pain states, one mechanism may Jensen et al., 2001; Hansson et al., 2001; Koltzenburg give rise to different symptoms and signs. For example, a and Scadding, 2001). The peripheral mechanism occurring peripheral nerve entrapment may cause paroxysms due to after peripheral nerve damage has been characterised in ectopic activity from the lesioned nerve and an associated great (although still incomplete) detail. Injured peripheral (extra)-territorial brush evoked pain due to C-fibre evoked nerve fibres give rise to an intense and prolonged input of central sensitisation. Thus symptoms and mechanisms ectopic activity to the central nervous system and in some involved in a particular pain condition cannot always be cases also secondary changes of the excitability of dorsal predicted. Is it then impossible to dissect pathophysiologi-
T.S. Jensen, R. Baron / Pain 102 (2003) 1–8 3 cal mechanisms? It is probably not possible. As patients abolished touch-evoked A-b allodynia. The functional report symptoms and ‘not’ mechanisms and assessors remodelling of synaptic organisation produced by afferent disclose signs and ‘not’ mechanisms, the starting point C-fibre activity was considered reversed by the peripheral should be the patient with a focus on how symptoms and C-fibre block. Moreover, in CRPS I, physiological sympa- signs translate into mechanisms rather than the vice versa. thetic activity and norepinephrine release enhances pain indicating a pathological adrenergic sensitivity of nocicep- 4.1. Symptoms tive fibres (Baron et al., 2002). Fields et al. (1998), along a similar line of thinking in An important point concerns the possible classification patients with postherpetic neuralgic (PHN), proposed the of pain just on the basis of symptoms. There are at present existence of sensitised C-nociceptors as being a major no data documenting such a classification. It has been contributing factor to brush-evoked allodynia seen in claimed that certain symptoms such as burning, smarting, these patients. They observed an inverse relationship shock-like pains are characteristic for neuropathic pain, but between heat pain deficit and ongoing pain indicating studies are not unanimous on this issue. The symptoms and that C-nociceptors may be a contributing factor to ongoing signs resulting from one particular mechanism cannot pain (Rowbotham and Fields, 1996). In other neuropathic always (if at all) be predicted because the plasticity gener- pain states such as traumatic nerve injury and postmastect- ated in the nervous system implies an unpredictable chain omy syndrome, similar peripheral sensitisation can be of events. demonstrated (Gottrup et al., 2000) showing that sensitised More recently, there has been suggestions that symptoms C-nociceptors may indeed be the culprits for generating also may have some bearing value in clarifying pain certain types of spontaneous and evoked pains. Chabal et mechanisms. Paroxysms are generally considered to be of al. (1989a) showed that modulating peripheral output by peripheral origin due to spontaneous firing in peripheral local anaesthetizing stump neuromas with lidocaine nociceptive afferents. In tic doulourex, it has been produced a reduction of tap evoked stump pain. In contrast, suggested that compression of the trigeminal root leads perineuromal injection of a potassium channel blocker, to a hyperexcitability in a group of trigeminal ganglion gallamine produced clear exacerbation of pain (Chabal et cells which then sets off an ‘ignition focus’ that spreads al., 1989b). Local anaesthetics applied to the painful skin to other parts of the ganglion (Devor et al., 2002). New in PHN patients produced significant pain relief, supporting observations (Otto et al., 2003) suggest that paroxysms also the notion of an abnormal input from peripheral nocicep- could represent more central disturbance. These authors tors as an important pain generator. found in patients with painful neuropathy that paroxysms were related to a reduced function of small fibre activity. 4.2.2. Central sensitisation Other studies have been less successful in demonstrating A series of animal studies have shown the importance of relationship between symptoms and mechanisms. Two central mechanisms in maintaining pain and in generating introduced neuropathic pain scales: the neuropathic pain pain by non-noxious input. Human studies confirm that scale (NPS) (Galer and Jensen, 1997) and the Leeds assess- activity in large myelinated A-b fibres can maintain neuro- ment of neuropathic symptoms and signs (LANSS) scale pathic pain. After nerve injury, innocuous tactile stimuli get (Bennett, 2001) need further evaluation in neuropathic pain access to dorsal horn neurons via low-threshold mechanor- patients. eceptors from A-b fibres. If this A-b fibre input is blocked, 4.2. Signs the allodynia disappears, but burning spontaneous pain persists indicating that the latter probably is mediated by 4.2.1. Peripheral sensitisation C-nociceptors. Classical studies in patients with complex regional pain While there is evidence that increasing activity in C- syndrome (CRPS) type II have shown that a local anaes- nociceptors in certain neuropathic pain conditions produces thetic block of an injured stump can reduce severe allody- an increase in central sensitisation, there are also indica- nia and signs of autonomic dysfunction (Livingston, 1998). tions that some patients can have severe loss of C-fibre A large body of evidence obtained within the last decades functions despite the presence of extensive allodynia in show that sensitisation of peripheral nociceptors can be the the area corresponding to C-fibre loss and pain. Baron fuel for generating activity in central connecting noxious and Saguer (1993) in a study of PHN patients using C- responding systems (Fields et al., 1998; Koltzenburg and fibre mediated histamine axon reflexes to determine C- Scadding, 2001). Nystrom and Hagbarth (1981) in micro- fibre activity showed abolished responses in areas with electrode recordings from transected nerves in amputees marked allodynia suggesting that in this case, the allodynia showed spontaneous activity from stumps and blockade is a pure central phenomenon. In central pain conditions, of such activity with lidocain at the stump also relieves observations are less easy to interpret because of the the pain. Gracely et al. (1992) demonstrated in patients increasing complexity in ascending transmitting somato- with peripheral nerve injury that local anaesthetic block sensory systems and the multitude of modulating circuits. of presumed ongoing C-fibre activity in the injured region Findings in post-stroke pain show that pain occurs in body
4 T.S. Jensen, R. Baron / Pain 102 (2003) 1–8 areas that have lost their normal patterned input and that tual responses to noxious stimuli. Intravenously adminis- areas of pain occupy only a fraction of the area with abnor- tered lidocaine can reduce ongoing and different types of mal sensory function. These findings indicate similar to evoked pain both in experimental conditions and in various peripheral neuropathic pain conditions that lost input neuropathic pain conditions peripheral as well as central. causes a secondary sensitisation in populations of central The use of topical administration of lidocaine has been neurons, which then are both responsible for the pain and one of the tools used to classify mechanisms in PHN (Fields the combination of negative and positive sensory findings et al., 1998). (Boivie et al., 1999; Finnerup et al., 2003). In agreement with such central sensitisations either in the spinal cord or 5. Assessment of neuropathic pain more rostrally pharmacological agents with an action on cellular hyperexcitability such as opioids, gabapentin, lido- Assessment of neuropathic pain involves a series of caine and lamotrigine (Attal et al., 2000, 2002; Vestergaard systematic steps. A key problem in the existing literature et al., 2001; Finnerup et al., 2002) can reduce pain and is that the diagnostic work-up of patients apparently varies abnormal sensitivity. from one laboratory to another. Trivial as it may be, simple differences in questioning, differences in equipment used 4.3. Pharmacological tests and changes in sequence of testing are obvious sources for variability among examiners in the same patient (Hansson An additional approach for classifying pain involves the et al., 2001; Jensen et al., 2001). Other confounding factors use of specific pharmacological agents. Based on their mode may contribute to an unclear picture of what is and what is of action and their different molecular targets, pharmacolo- not neuropathic pain. The diagnostic work-up of patients gical drugs may be used to determine whether a particular can be exceedingly complex including sophisticated quan- symptom can be modulated by a drug with a specific action titative sensory testing, neurophysiological studies, (Attal et al., 2000; Jensen et al., 2001). By using different imaging and pharmacological tests. While this may be of modes of administration of the same agent (topical, interest in some cases, the key question is whether we can systemic, epidural, intrathecal etc.), the site of action can obtain a meaningful classification of patients also in terms be determined and the pain-generating site identified. of mechanisms in a large group of patients in a reasonable Several agents have been used. In particular the use of time using simple bedside equipment. opioids, N-methyl d-aspartate (NMDA) antagonist and We propose that this is possible. Below, we have listed a anticonvulsants have provided insight into the pharmacol- framework on how this can be done in the clinic. The propo- ogy of various phenomena encountered in neuropathic pain. sal is for obvious reasons open to criticism. The important The NMDA antagonist ketamine in subanaesthetic point here is not whether this is complete or not, or whether concentrations has by systemic administration been shown it is correct or not. The important thing is that basically, to reduce ongoing pain, brush-, pinprick-evoked pain in scientists and clinicians need to join together and find a traumatic nerve injuries in amputees, posttraumatic nerve consensus about how these patients should be assessed injuries and PHN (Eide et al., 1994; Nikolajsen et al., 1996). both for clinical and research purposes. By doing so, a clas- Interestingly, the NMDA antagonist dextromethorphane sification can be established and proper epidemiological, was effective in diabetic painful neuropathy and not in clinical, genetic, therapeutic and other trials can be PHN indicating different underlying mechanisms (Sang et performed – also on a large scale. al., 2002). NMDA receptors have also been demonstrated in the skin 5.1. Medical history with a location on unmyelinated and myelinated axons (Carlton et al., 1995). Topical administration has in some The history should clarify pain location, distribution, studies been able to demonstrate a reduction in experimental intensity, quality and time course as well as the underlying mechanical hyperalgesia, while others have failed to find disease and possibly document the nervous system lesion such an effect. There are no indications at this point that responsible for pain. Separation into stimulus-independent peripheral NMDA receptors are involved in clinical neuro- and stimulus-dependent pain is useful because it allows pathic pain. separating ongoing activity from provoked activity. Careful Local and intravenous administered fast acting opioids history will allow such separation. Patients may describe such as fentanyl are likewise useful in clarifying the possi- their pains in a variety of ways: unpleasant, pricking, stick- ble involvement of peripheral as opposed to systemic opioid ing, burning, scalding, aching or deep sore pain. Therefore, receptors in neuropathic pain (Eide et al., 1994; Attal et al., comparison across patient’s assessors and laboratories 2002). requires similarities in applied definitions, questioning Local anaesthetics are widely used in treating neuropathic and symptom presentation. A characteristic in many neuro- pain. Local anaesthetics, in addition to their ability to block pathic pain conditions is the presence of allodynia follow- nerve impulse traffic, have an effect on damaged nociceptive ing exposure to non-painful cold. In such cases, patients neurons without affecting nerve conduction and the percep- may describe their pain in a variety of ways: cold, wet, ice-
T.S. Jensen, R. Baron / Pain 102 (2003) 1–8 5 Table 1 Medical history in neuropathic pain Pain complaint Duration Interference with Character Average intensity Nerve territory Extraterritorial (most prevalent) daily activity (burning, shock-like, pins last week/last day (based on anatomic spread (based on (0–10) and needles, aching etc.) (0–10) drawing) anatomic drawing) 1 2 3 4 like or even in a paradox manner like burning-hot or ice thermal stimulus e.g. thermorollers kept at 20 and 458C, burning (like holding a snow-ball in the hand). Some respectively. Cold sensation can also be assessed by the patients with central pain complain of pain by movement response to acetone or menthol. Vibration can be assessed in which the movement itself elicit a tightening, squeezing by a tuning fork placed at strategic points (malleol, inter- or burning sensation in the skin. At other times, the pain is phalangeal joints etc.). At present, there is no consensus one of paroxysms with stabbing, shooting, lancinating about what, where and how to measure and what to compare types of pain. Unless patients are questioned in the same with. It is generally agreed that assessment should be carried manner, comparison will not be possible. The use of out in the area with maximal pain using the contralateral various scales such as the McGill pain questionnaire, area as control. However, contralateral segmental changes NPS and the LANSS scale are undoubtedly important following a unilateral nerve or root lesion cannot be steps in the direction of finding the most suitable neuro- excluded so an examination at mirror sites may not neces- pathic pain questionnaire. Table 1 presents a suggestion of sarily represent a true control site. history parameters that need to be recorded. The underly- At bedside, the response can be graded as: ‘normal, ing disease is, of course, also important even in terms decreased or increased’ (Andersen et al., 1995). This is a mechanisms of pain. As recently pointed out in an animal simple way to determine whether negative or positive experimental neuropathic study, the pain behaviour asso- phenomena are involved. ciated with a nerve crush is different form that seen after a If hyperaesthetic, the response is classified as dysaes- nerve ligation (Decosterd et al., 2002.) thetic, hyperalgesic or allodynic. A correlation of sponta- neous pain and sensory response in the painful area suggest that the two phenomena are reflections of the same phenom- 5.2. Clinical examination enon: a central sensitisation of dorsal horn neurons (Rowbo- tham and Fields, 1996; Gottrup et al., 2003). The sensory examination should assess negative sensory A more sophisticated sensory testing has been proposed symptoms and findings as well as positive sensory symp- using neurophysiological and imaging techniques to assess toms and signs (Tables 2 and 3). By using careful sensory the various positive phenomena (Table 3). When present, testing, the characteristic sensory findings corresponding to allodynia or hyperalgesia can be quantitated by measuring such symptoms can be detected and quantified. The stimu- intensity, threshold for elicitation, duration and area of allo- lus-evoked pains are classified according to its dynamic or dynia. static character. A sensory examination at bedside will often include: pinprick, touch, pressure, cold, heat and vibration. Pinprick sensation can be assessed by the response to 5.2.1. Windup-like pain and aftersensations pinprick stimuli, touch by gently applying cotton wool to Windup-like pain or abnormal temporal summation is the the skin, deep pain by gentle pressure, cold and warm sensa- clinical equivalent to increasing neuronal activity following tion by measuring the response to a specific cold or warm repetitive C-fibre stimulation .0.3 Hz (Mendell and Wall, Table 2 Assessment of negative sensory symptoms or signs in neuropathic pain Negative sensory symptoms/ Bedside examination Laboratory examination Mechanism signs Reduced touch Touch skin with cotton wool Graded von Frey hair A-b fibres Reduced pin prick Prick skin with a pin single stimuli von Frey hair specific (e.g. 100–g) A d fibres Reduced cold/warm Thermal response to cold 20 and 45 Detection/pain threshold cold warm A d/C-fibres Reduced vibration Tuning fork on malleol Vibrameter A-b fibres
6 Table 3 Assessment of positive sensory symptoms or signs in neuropathic pain Positive sensory symptoms/signs Bedside exam Laboratory test Specific test (topical, systemical) Mechanism(s) Spontaneous Paraesthesia Grade (0–10) Area in cm 2 grade (0–10) None Spontaneous activity in LT A-b afferents Dysaesthesia Grade (0–10) Area in cm 2 grade (0–10) Pharmacological Spontaneous activity in C/A-d afferents Paroxysms Number Grade (0–10) Threshold for evocation Pharmacological Spontaneous activity in C-nociceptors Superficial burning pain Grade (0–10) Area in cm 2 grade (0–10) Capsaicin provocation pharmacological Spontaneous activity in C-nociceptors? Deep pain Grade (0–10) Area in cm 2 grade (0–10) Pharmacological Spontaneous activity in joint/muscle nociceptors? T.S. Jensen, R. Baron / Pain 102 (2003) 1–8 Evoked Touch evoked hyperalgesia Stroking skin with painters brush Block (ischaemia, compression) Central sensitisation: pharmacological 1. C-fibre input 2. Lost C-fibre input Static hyperalgesia Gentle mechanical pressure Evoked pain to pressure Peripheral sensitisation Punctate hyperalgesia Pricking skin with pin von Frey hair Pharmacological Central sensitisation: A-d fibre input Punctate repetitive hyperalgesia Pricking skin with pin 2/s for von Frey hair Block (ischaemia, compression) Central sensitisation: A-d fibre input (windup-like pain) 30 s pharmacological Aftersensation Measure pain duration after Measure pain duration after Block (ischaemia, compression) Central sensitisation stimulation stimulation pharmacological Cold hyperalgesia Stim skin with cool metal roller Evoked pain to cold stimuli Pharmacological 1. Central sensitisation 2. Central disinhibition Heat hyperalgesia Stim skin with warm metal roller Evoked pain to heat stimuli Pharmacological Peripheral sensitisation Chemical hyperalgesia Topical capsaicin Topical capsaicin Menthol/Capsaicin/histamine test Peripheral sensitisation Sympathetic maintained pain none Sympathetic blockade, Sympathetic-afferent coupling Modulation of sympathetic outflow
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