Toward Agricultural Intersectionality? Farm Intergenerational Transfer at the Fringe. A Comparative Analysis of the Urban-Influenced Ontario's ...
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ORIGINAL RESEARCH published: 11 January 2022 doi: 10.3389/fsufs.2021.759638 Toward Agricultural Intersectionality? Farm Intergenerational Transfer at the Fringe. A Comparative Analysis of the Urban-Influenced Ontario’s Greenbelt, Canada and Toulouse InterSCoT, France Mikaël Akimowicz 1*, Karen Landman 2 , Charilaos Képhaliacos 3 and Harry Cummings 2 1 LEREPS, Université Fédérale de Toulouse Midi-Pyrénées/IEP Toulouse/Université Toulouse III – Paul Sabatier, Toulouse, France, 2 SEDRD, University of Guelph, Guelph, ON, Canada, 3 LEREPS, Université Fédérale de Toulouse Midi-Pyrénées/IEP Toulouse/ENSFEA, Toulouse, France Peri-urban agriculture can foster the resilience of metropolitan areas through the provision of local food and other multifunctional agricultural amenities and externalities. However, in peri-urban areas, farming is characterized by strong social uncertainties, which slow Edited by: the intergenerational transfer of farm operations. In this article, we tackle the beliefs that Christopher Fullerton, Brock University, Canada underlie farmers’ decision-making to identify planning opportunities that may support Reviewed by: farm intergenerational transfers. The design of an institutionalist conceptual framework Donald C. Cole, based on Keynesian uncertainty and Commonsian Futurity aims to analyze farmers’ University of Toronto, Canada Philip Walsh, beliefs associated with farm intergenerational transfer dynamics. The dataset of this Ryerson University, Canada comparative analysis includes 41 interviews with farmers involved in animal, cash-crop, *Correspondence: and horticulture farming in the urban-influenced Ontario’s Greenbelt, Canada, and Mikaël Akimowicz Toulouse InterSCoT, France, during which farmers designed a mental model of their mikael.akimowicz@univ-tlse3.fr investment decision-making. The results highlight the dominance of a capital-intensive Specialty section: farm model framed by a money-land-market nexus that slows farm structural change. This article was submitted to The subsequent access inequalities, which are based on characteristics of farmers and Land, Livelihoods and Food Security, a section of the journal their farm projects, support the idea of the existence of an agricultural intersectionality. Frontiers in Sustainable Food Systems The results also highlight the positive role of the institutional context; when farmers’ beliefs Received: 16 August 2021 are well-aligned with the beliefs that shape their institutional environment, the frictions Accepted: 06 December 2021 Published: 11 January 2022 that slow farm structural change in peri-urban areas are moderated by a shared vision of Citation: the future. Akimowicz M, Landman K, Keywords: farm transfer, peri-urban agriculture, farmers’ beliefs, Keynesian uncertainty, Commonsian Futurity, Képhaliacos C and Cummings H agricultural intersectionality (2022) Toward Agricultural Intersectionality? Farm Intergenerational Transfer at the Fringe. A Comparative Analysis of the INTRODUCTION Urban-Influenced Ontario’s Greenbelt, Canada and Toulouse InterSCoT, The current COVID-19 pandemic has highlighted the severe structural inequalities of the France. global food system. The exacerbation of the criticality of local food provision has resulted in Front. Sustain. Food Syst. 5:759638. renewed interests in food access issues and food chain resilience (Hobbs, 2020; Lioutas and doi: 10.3389/fsufs.2021.759638 Charatsari, 2021; Thilmany et al., 2021). In particular, the interest of city planners in peri-urban Frontiers in Sustainable Food Systems | www.frontiersin.org 1 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? agriculture (Cadieux et al., 2013), as testified by the design of control beliefs associated with farmers’ perceived behavioral place-based/territorialized agricultural policies (Bonnefoy and control. Following Peirce’s pragmatism, beliefs can be defined as Brand, 2014; Bissardon and Boulianne, 2016), the activity of “something that we are aware of; (. . . ) appeases the irritation of municipal governments on land markets (Jarrige, 2018; Perrin doubt; (. . . ) involves the establishment in our nature of a rule of and Nougarèdes, 2020), and the formation of networks to support action, or, say for short a habit” (Peirce, 1931–1958, p. 5397). This urban-influenced agriculture (e.g., Cities for Agroecology stance is a foundation for the field of institutional economics, Network, Eurocities, Organic Cities), has been strengthened: which posits the social embeddedness of economic decisions. peri-urban agriculture is commonly perceived as a lever for Interestingly, the overlap of Morais et al. (2017) three types of designing more sustainable metropolitan areas (Sroka et al., beliefs with Scott’s (1995) three dimensions of institutions-i.e., 2021). In a context where the proximity to urban markets results cognitive, normative, and regulatory-supports the relevance of in new opportunities and constraints for peri-urban farmers, adopting an institutionalist stance for this research. who have developed original peri-urban farming systems that The indeterminacy of belief-based actions contributes to are quite specific from a production point of view (Duvernoy an updating of beliefs-i.e., confirmation or revision-once one et al., 2018; Akimowicz et al., 2020), planning activities may experiences the outcomes of an action. However, the decision substantially influence farming activities (Butt and Taylor, 2018; to take over a farm is a situation that is unlikely to be repeated; Buchan et al., 2019). in most cases, this is a once-in-a-lifetime decision that implies a In the medium term, food provisioning for metropolitan areas career-long commitment. From this perspective, the mechanism is threatened by farm exit. While the number of farms currently through which habits are forged has not taken place yet. In tends to increase in the Global South, the situation is quite addition to the singularity of the decision to start farming, the different in the Global North where the number of farms has peri-urban farming environment is highly uncertain (Bryant and been almost continuously decreasing since the end of World Johnston, 1992; Darly and Torre, 2013). Yet, new farmers are not War II (Lowder et al., 2021). In Canada and France, two Global independent agents who permanently optimize their decisions. North countries, farm exit was confirmed between the last farm Their decisions are framed, instead, by beliefs resulting from their censuses, with a number of farms down by 6% between 2011 social embeddedness in place, which involves other territorial and 2016 in Canada (Ministry of Industry, 2017) and by 2% actors such as other farmers, collective organizations such as between 2010 and 2016 in France (Agreste, 2020). Paralleling cooperatives, and public agencies (Akimowicz and Képhaliacos, farm exit, one can also note a consolidation of farm size with 2018; Diendéré et al., 2018; Perrin and Nougarèdes, 2020). an average increase of +16 ha in Canada and +7 ha in France Therefore, understanding the beliefs that shape both new farmers’ during the same time periods. In these two countries, the loss decisions to start farming and retiring farmers’ decisions to of farm operators, −7% in both cases, and their aging, 55% of transfer their farm can contribute to better policies supporting farmers were 55 years old or older in Canada while 25% were 60 farm intergenerational transfers. In this article, we explore the years old or older in France both in 2016, raises the issue of farm beliefs associated with the event of farm transfer to elicit the intergenerational transfer. articulation of farmers’ beliefs. Farm transfer is indeed a key step for farm trajectories. The originality of this paper is fourfold. First, it relies on a For instance, the likelihood of transferring farms to identified comparative approach. The survey is conducted in two countries, successors contributes to maintaining farm-investment dynamics in Ontario’s Greenbelt in Canada and in the Toulouse InterSCoT that foster the viability of agricultural systems (Akimowicz et al., in France; farm succession is currently a critical issue in both 2013; Gasselin et al., 2014; Valliant et al., 2019). Interestingly, landscapes. Second, this research relies on a field investigation peri-urban agriculture also demonstrates specificities during the with farmers on their beliefs and habits. The data collection turning point of farm succession and take-over. Inwood and is based on mental modeling which framed a simultaneous Sharp (2012) showed that, in an environment where farmland semi-structured interview that elicited farmers’ beliefs about access is conflictual and rather constrained, farmers’ adaptation farm transfer; this allowed for follow-up questions specific to strategies do not rely solely on land expansion but also on vertical each interviewee’s farm trajectory. Third, the purposive sample growth that involves food processing and marketing. Bertoni includes farmers from a wide range of ages, which allows and Cavicchioli (2016) further noted that a farm’s proximity to for differentiation between new farmers with a recent farm urban labor markets in more densely populated areas fosters the takeover experience and experienced farmers with a growing transmission of horticultural farms due to better returns for farm concern for transferring their farm. Last but not least, this work as well as the possibility to diversify income sources through work relies on a conceptual framework, centered on farmers’ off-farm work. beliefs, that attempts to build on Keynesian social uncertainty While farm takeover can be considered as an investment and Commonsian Futurity, which both frame social actors’ based on some rational mental computing (Jorgenson, 1967; decisions; this is an attempt to explore the proximity of these Barry et al., 1995), it can also be interpreted as an intentional two theoretical stances which may gain depth and consistency action based on reasons particular to the decision maker, such as from the field of psychology. The following section explores the their beliefs. Morais et al. (2017) identified three types of beliefs economic literature to theoretically ground this analysis of farm that influence farmers’ decision-making when planning farm intergenerational transfer in the field of institutional economics, takeover: behavioral beliefs associated with farmers’ attitudes, which emphasizes the social embeddedness of farmers’ economic normative beliefs associated with farmers’ perceived norms, and decision-making while allowing intentional decisions to depart Frontiers in Sustainable Food Systems | www.frontiersin.org 2 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? from an internalized pre-existing belief system. The method and additional sources of uncertainty complicate farmers’ data presents the mental mapping method and the original data decision-making. Temporary land tenure with short leases collected for this research. The results are detailed in the results are commonly implemented due to urbanization (Léger- section which highlights the singularity of peri-urban farming Bosch, 2019). Agricultural practices may be regulated to solve styles, which are framed, on the one hand, by farmers’ intentional potential conflicts with non-farming nearby residents (Owen values and quality of life choices while being constrained, on the et al., 2000). Land use zoning may be revised to allow for other hand, by the organization of both the food supply chain the development of farmland (Jongeneel et al., 2008). As a and the territory/place within which they are embedded. This result, the uncertainty characterizing the decision to start double embeddedness frames an intersectional environment. farming in peri-urban areas is significantly different from other The existence of a land-money-market nexus drives access uncertainties in rural areas; in addition to biological, climate, constraints, which hinders farm transmission and slows farm and agricultural price uncertainties, peri-urban farmers also structural change. In the discussion of this paper, a discussion of face land access and political uncertainties. These additional the results is provided before concluding the article. sources of social uncertainty may widen the gap between researchers’ theoretical deductions (e.g., economic models of LITERATURE REVIEW farmers’ decisions, economic forecasts, normative prescriptions) and field observations of farmers’ planning decisions due to an This literature review aims to present the hypotheses of this inappropriate conceptualization of time, which does not consider research. We rely on a model of decision-making that is fully farmers’ anticipations on which investment decisions rely framed by Keynes’ concept of uncertainty, which considers the (Viaggi et al., 2011). In particular, a set of external constraints psychological dimension of economic decision-makers, as well resulting from the institutional environment within which as Commons’ concept of Futurity, which provides an adequate farmers are embedded appears to inhibit their capacity to engage framework for discussing the rationality that animates farmers’ proactively in transformative decision-making (Del Corso et al., decision-making. This tentative theoretical reconciliation, which 2015; Akimowicz et al., 2020). aligns consistently with previous research based on the theory of Hypothesis 1: The high level of uncertainty surrounding the planned behavior, is a first step toward further connections. decision to start farming slows the intergenerational transfer of farm operations in peri-urban areas. Navigating Uncertainty In Patrick and Eisgruber’s (1968) behavioral theory of the farm firm, farmers’ behaviors are driven by the pursuit of Making Intentional Decisions personal goals; farmers specify alternatives to achieve goals and For farmers, navigating the uncertainties of peri-urban allocate resources according to selected alternatives. However, environments implies, therefore, that decision-making is internal and external factors that are out of decision-makers’ based on anticipation of the future outcomes of decisions made control may disrupt this planning. The economic literature in the present-a.k.a, planning. In the field of economics, J.R. often refers to these factors through the concepts of risk and Commons’ (1934) concept of Futurity grasps the intentionality uncertainty. Nowadays, several sources of stress can trigger risks of farmers’ decisions well. As Commons’ (1934: 84) puts it, and uncertainties for farmers, especially if they venture into more “man lives in the future and acts in the present,” which implies sustainable ways of farming, as they see it, as “a response to that farmers’ decision-making is based on anticipations and broader agribusiness trends” in line with “their beliefs about forecasting while being fallible. Commons coined the concept of ecological health and valuing of resilience” (Bondy and Cole, Futurity to characterize this proactive behavior that considers 2019, p. 115). Indeed, Chavas et al. (2010) accentuated the need “the future time of waiting, risking, purpose, and planning” for better distinguishing these two concepts in economic analyses (ibid. 389). For Commons, decisions are the result of the tension applied to agriculture. For Knight (1921, p. 20), risk characterizes between two forces: a first force that drives farmers to shape a situation in which the outcome of future events can be their future through exploration and innovation and a second calculated (measurable risk) whereas uncertainty characterizes a force that makes farmers conform to socially constructed and situation in which outcomes cannot be calculated (unmeasurable internalized frameworks (Atkinson, 2009). The latter force uncertainty). Additionally, for Keynes (1921), radical uncertainty results from a socialization process that provides farmers with results from the unpredictable behaviors of emotional agents: a form of background knowledge that enables them to navigate each anticipated outcome can be assimilated as a bet where the uncertainties of the world (Berger and Luckmann, 1966). uncertainty is reflected by the degree of credibility of the As such, farmers’ interactions with peer farmers, extension anticipated outcome. services personnel, other agricultural stakeholders such as Farming is, generally speaking, subject to multiple sources representatives of cooperatives and agricultural suppliers, or of uncertainty due to the unpredictability of adverse climatic even with consumers and local residents, all contribute to the events, price variations on the global market, and unforeseeable formation of farmers’ beliefs and attitudes (Morgan, 2011; biological processes, which are all complex phenomena. For Labarthe and Laurent, 2013; Darnhofer et al., 2016). instance, Chavas (1994, 2008) analyzed farm production In uncertain environments, farmers rely on imperfect models decisions under uncertainty with the introduction of temporal that help them navigate the complexities of their environment price uncertainty and climatic events. In peri-urban areas, (Billaudot, 2009; Gislain, 2017). These models, which result from Frontiers in Sustainable Food Systems | www.frontiersin.org 3 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? both inherited tacit knowledge internalized during early life significantly different from traditional farms that are typical stages as well as knowledge accumulated with past experiences of the dominant extractive farming model (Allaire and Boyer, that contribute to critical learning, are the foundations for 1995; Ngo and Brklacich, 2014). Indeed, following Taylor et al. decisions that consider decision-makers’ emotions (Padua, 2015). (2017), planning aims to define a balance between agricultural, Although often imperfect, these models provide farmers with environmental, and amenity values. The high technicality of critical information that can be used as such or transposed to new planning often results in the perception that planning is a neutral encountered situations that require creative solutions (Bromley, process (Buchan et al., 2019) whereas Butt and Taylor (2018, p. 2008). These imperfect models help decision-makers to make 2) argue against the perception that planning is a “de-politicized sense of their environment. In our case, they empower farmers to managerial and technical project.” make decisions even though they may be inaccurate. This critical Hypothesis 3: Due to farmers’ embeddedness in an institutional knowledge refers to Peirce’s (1931–1958) beliefs that overcome environment, the alignment of farmer’s and territorial actors’ the doubt triggered by uncertainty when making decisions. In visions of the future may contribute to smoothing farm transfer. summary, farmers’ investment decisions are intentional, prone to trial and error, and socially constructed. Hypothesis 2: Farmers rely on beliefs that enable them to METHOD AND DATA anticipate the future outcomes of present decisions to decide to In this section, we detail the comparative method used to analyze take over or transfer farm operations. farmers’ beliefs about farm transfer, which relies on the interview of 41 farmers between 2015 and 2017 in two peri-urban areas The Supporting Role of Territorial in Canada and France, the design of the cognitive models of Organizations their investment decision-making, the transcription of the semi- In Keynes’ decision-making process under uncertainty, decisions structured interviews, and the responses to a questionnaire about are influenced by the amount of information collected, agents’ their farm system. cognitive capacities, agents’ experience with the issue at stake, and, last but not least, agents’ social embeddedness (Postel, 2008). Method More specifically, in urban-influenced areas, farmers interact Dominant in the economic literature is the assumption that with other farmers, traditional farming organizations, and urban economic agents behave rationally through the optimization actors such as non-farming residents and urban planners. The of utility (Stigler, 1950), even though the limitations of such diversity of worldviews is, unsurprisingly, a potential source a stance have long been highlighted (Veblen, 1909). Outside of conflicts, which can be solved through the formulation of economics, considering both one’s fallible anticipation of of common projects framed by shared visions of the future outcomes as the root cause of one’s decision-making as well (Akimowicz et al., 2020). Therefore, a mesoeconomic approach, as one’s embeddedness in a social context is not unusual. which takes into account the integration of farmers’ activities In psychology, for instance, the theory of planned behavior into both their territory-understood as place, where coordination stipulates that one’s intentions are framed by three types of is mostly achieved in the political sphere-and the food supply beliefs about behaviors, norms, and controls, thereby linking chain-understood as market organizations, where coordination is one’s beliefs to one’s behavior (Ajzen, 1991). This theory has since mostly achieved in the market sphere (Théret, 1994; Rastoin and been used in economics; Howley et al. (2015) used this theory to Ghersi, 2010; Rocamora-Montiel et al., 2014), provides the right demonstrate farmers’ economically ‘irrational’ land use decision- scale for such an investigation. For new farmers, the challenge of making. In a similar manner, van Dijk et al. (2016) used the being situated in such interpretive communities is to solve the theory to highlight that non-subsidized environmental practices tensions that arise from the diverging goals that drive the actions may nonetheless be implemented if in line with farmers’ self- of different stakeholders (Bromley, 2008). identity while being supported, for instance, by cooperatives. As The process of planning can either foster or hinder such mentioned earlier, the theory was also used by Morais et al. (2017) an alignment, and therefore underlies either synergies or to analyze farm takeover in Brazil. conflicts among local farmland stakeholders (e.g., farmers, These results confirm our intention to frame our analysis environmentalists, developers, decision-makers, local residents). with an institutionalist perspective that posits the idiosyncrasy Although a multifunctional peri-urban agriculture can of farmers’ decision-making (Wilber and Harrison, 1978). The contribute to the sustainability of metropolitan areas (Torres- singularity of farmers’ decision-making results from, on the one Lima et al., 2010), Marsden and Sonnino (2008) noted that hand, internalized decision rules that structure farmers’ thinking ambiguous formal governance structures have hindered and, on the other hand, a capacity to deviate from these rules the development of a multifunctional farming sector; Benis to respond to ad hoc situations and goals. In short, farmers act and Ferrão (2018) observed that urban planning strategies on their own volition, acting purposefully to meet particular and policies have long missed the integration of peri- ends (Bromley, 2008). This perspective, which mixes both micro urban agriculture. The definition of what is acceptable may and macro dynamics, refers to Commons’ holindividualism “accommodate alternatives to hegemonic systems” (Butt and (Chavance, 2012), which has been used for agricultural research Taylor, 2018, p. 11), which may, in turn, facilitate the inclusion on farm decisions (Léger-Bosch et al., 2020; Halewood et al., of alternative place-based peri-urban farming styles which are 2021). Consequently, the methodology relies on a flexible data Frontiers in Sustainable Food Systems | www.frontiersin.org 4 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? collection tool-i.e., semi-structured interviews-that enables the operation (Groumpos, 2010; Jones et al., 2011). Based on a capture of the singularity of farmers’ beliefs. literature review, we selected a set of 37 factors in Canada and 39 factors in France that potentially affect investment decision- The Sample making (Appendix 1). The factor labeled Farm Transfer was The embeddedness of farmers’ decision-making in place drove included in both sets and aimed to shed light on the impacts of the decision to conduct a comparative analysis, which enables the existence of an identified family member or non-family new the discussion of the respective roles of social and environmental farmer to take over the farm. Although the high-level impacts of contexts within which farmers navigate (Wolters and Steel, 2020). this factor have already been discussed in previous publications, In this research, we compare two regions of a similar size that this article delves deeper in the dynamics of farm transfer in are under strong urban-influence: the Ontario’s Greenbelt in peri-urban areas. Canada under the urban influence of Metropolitan Toronto and For this study, investment was defined as a structural the Toulouse InterSCoT1 in France under the influence of the city investment that is amortized over at least 15 years, such as of Toulouse. Both areas are characterized by a variety of farming investment in land, in a combined harvester, in a building such styles, including cash-crop farms, animal farms, and horticulture as a stable, or simply starting a farm operation. Although we farms, while urbanization grows steadily due to demographic focused on the structural characteristics of farm operations, the growth (Akimowicz et al., 2020). Furthermore, although Toronto sample included a diversity of activities ranging from annual is a far more populated metropolitan area than Toulouse, land to perennial crop farming as well as diverse types of animal consumption from which conflicts between farmers and non- husbandry, from cattle to turkeys. Such investments affect farm farmers may arise remains comparable. financial status over a long period of time and can be considered Within each research area, we selected a purposive sample as structural investments. In Canada, we further tailored the set of 21 farmers in Canada (C) and 20 in France (F) to cover of factors as well as their labeling during a focus group with the diversity of farming styles in each research area. More agricultural experts. As a result, the set of indicators used in details about the characteristics of the farm operations can be Canada and France is adapted to the local specificities of each found in Akimowicz et al. (2016) for the Canadian sample and agricultural environment. in Akimowicz and Képhaliacos (2018) for the French sample. Additionally, the mental modeling activity was used as a We focused on three main farm types-i.e., cash-crop (CC), guide for semi-structured interviews; while farmers designed the animal (A), and horticulture (H) farms-which cover the issues mental model of their investment decision-making, interviewers commonly faced by peri-urban farmers. Approximately half of followed-up with questions to understand the meaning interviewed farmers operated under a sole proprietor legal status associated with each causal relationship created by farmers. while the other half operated under a collective legal status, be This way, the elicitation of farmers’ knowledge was directed by it a partnership or a corporation. Cash-crop farmers tend to farmers and framed by researchers. The constant interaction expand in size to generate scale economies while having both few of both interviewees and interviewers resulted in rich data that opportunities to diversify on-farm income and difficulties when included, for each farmer, the mental model of their investment moving machinery. Conversely, horticulture farmers tend to decision-making, the transcription of the interview, and the have much smaller operations while having more opportunities responses to a questionnaire on the characteristics of the farm. to diversify on-farm income. On their end, animal farmers This data was openly coded, which resulted in the identification are usually confronted with recurrent conflicts due to animal of three themes: the mitigation of land expansion needs to nuisances, such as odors, while having some opportunities to generate income, the design of farm projects embedded in a diversify on-farm income. The sample, which reflects most issues family project, and the supportive role of well-aligned territorial encountered by peri-urban farmers, was, therefore, expected to organizations. Figure 1 below showcases an example of a mental reveal the diversity of beliefs associated with farm transfer. model collected during the interviews. Data Beliefs are a tacit form of knowledge that is not directly observable (Del Corso et al., 2014). The data collection tool of RESULTS mental mapping is commonly used to access tacit knowledge. With mental mapping, researchers can access interviewees’ The results section explores, first, the fact that farm transfers may beliefs that frame their worldviews and, therefore, the reasons be considered as patrimonial transfers; next, attention is paid why interviewees behave the way they do (Carley and Palmquist, to the farmers’ view that taking over a farm operation implies 1992; Isaac et al., 2009). Indirectly, the elicitation of these balancing quality of life with sacrifices. These two sub-sections personal beliefs can also reveal the perceived dynamics of a support the idea that farmers’ identities are connected to the system without necessarily knowing the details underlying its activity of farming. The following sub-section confirms that peri- urban farmers constantly attempt to navigate the uncertainties 1 InterSCoT is a French planning policy enacted by a group of municipalities. of their productive environment with little flexibility; this It aims to increase the cohesiveness of planning at the intermunicipal scale through the definition of a shared strategy for waste management, biodiversity constraint, as one can see in the last sub-section, may be lifted conservation, transportation, and land use planning, among other issues and when the institutional environment is framed by a shared vision responsibilities. SCoT stands for Scheme for Territorial Coherence. of the future among agricultural stakeholders. Frontiers in Sustainable Food Systems | www.frontiersin.org 5 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? FIGURE 1 | The investment decision-making mental model of Interviewee F-CC3 (Source: adapted from Akimowicz et al., 2020). Transferring a Familial Patrimony to the costs of higher education, they also favor the early on-farm For participating heirs, taking over the family farm is most often involvement of their children. Only 1/10 interviewees openly an obvious choice. Among the family farm heirs, more than 3/4 shared their reluctance to pass on the family farm to their heirs had taken over the family farm. There is a clear attachment to due to the harshness of a farmer’s life. In line with this perspective, the farm and farmland, which constitutes a heritage to preserve 6 new farmers mentioned the desire to farm for the quality and pass on. In this regard, farmers’ families remain an active of life from which they and their family would benefit, while support system; while the older generation often maintains some acknowledging the difficulties. sort of involvement on the farm, especially during work peaks, siblings entitled to inherit land may facilitate farmland access. “They grew up with it, so it’s part of their lives. [. . . ] Neither of them Interestingly, with the lengthening of life expectancy and the is able to predict the future and say yes, I want to live in F. [. . . ] difficulty to plan retirement pensions, one interviewee mentioned We adopted a five-year-old, so he may be the most potential for the considering passing on the farm directly to the grandchildren. farm but he has to learn discipline first”. C-CC2 This perspective is supported by the frequent mention of absentee owners who rent farmland, a potential impediment for farmers who seek to acquire land and an opportunity for those who In addition to family heritage and the passion for agriculture, provide custom farm work. transferring the family farm to the next generation also includes passing on situated/place-based knowledge. While technical knowledge related to dealing with soil and climate conditions “It’s not a land attachment; it’s an attachment to a family heritage. were most commonly cited, interviewees also mentioned some [. . . ] There’s a pond. We go to the pond shore and it feels like being sort of social knowledge related to their embeddedness in a in the middle of Gers. Have you seen the house as well? I’m 7th community. For instance, the ability to access land appears generation. Of course, there’s a visceral attachment.” F-CC1 to be related to farmers’ inclusion in local networks where opportunities to acquire farmland are shared. In France, SAFER, However, taking over the family farm is more than a commitment a private organization with a public mission to regulate farmland to preserve a family heritage. Growing up on a farm is also transfers, seems to contribute to the transparency of the farmland perceived by all interviewees as a unique experience that has led market; however, almost all the French farmers interviewed them to love farming and motivated them to start farming. Older complained about the increased competition for land access farmers often explained that they let their children choose their among farmers resulting from SAFER action while 5 openly own careers; while these farmers expect to contribute financially criticized SAFER’s decisions in strongly urban-influenced areas Frontiers in Sustainable Food Systems | www.frontiersin.org 6 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? when farmland is left to developers. Additionally, the importance mechanized tasks, such as tilling, harvesting, and spreading of these networks is highlighted by the commitment of almost 1/4 manure and pesticides, during times when this will not bother of interviewees to political or farmers union responsibilities. nearby non-farming residents. Traffic is another issue for interviewees who farm plots that must be accessed through “I’m not a farmer’s daughter [. . . ]. I’m not a local [. . . ] and one does municipal roads that are not designed for the movement of not trust someone that just settled in. [. . . ] On the other hand, the heavy machinery. A clear distinction exists among the three municipal council of B. helped me a lot [. . . ] since they were looking types of farmers interviewed: while the cash-croppers appeared for new farmers and a municipal councillor came to me.” F-A2 to be the most affected by complaints about practices and the urban environment, the horticulture farmers where the only ones Balancing Quality of Life and Sacrifices to complain about property trespassing. On their end, animal Although all the interviewees mentioned the difficulties of a farmers stood somewhere in the middle; most of them rely on farmer’s life, most interviewees also shared that they enjoy their custom farm work for crop production, which both reduces their profession since they do something they choose to do and which investment level and potential conflictual relationships. they like doing. For those, there is nothing comparable to getting up early in the morning or coming home late at night for a job “Farming last fall was bad. We were farming late at night. We are they have always wanted to do. However, all the interviewees not looking to antagonize or looking at making the issue worse. But at the same time, we do what we have to do and we are always also recognized their profession is a true commitment; work wondering if somebody is gonna call or say something.” C-CC2 hours are more than regulated employees’ working time, salary barely reaches minimum wages at least during the first years and most depend on their spouse’s income, vacations are rare Adapting to Uncertainties With Little (only 1 to 2 weeks during off-peak work periods), and their work Flexibility is commonly criticized by non-farmers. Regardless, for them, For all interviewees (except F-V6 and her permaculture farming farming is a passion, a part of their identity. In this regard, farm system that relies on less land), the initial investment is a intergenerational transfer is often a critical time for modifying financial burden that locks the farm on a path from which it farming systems and adapting it to the new farmers’ perspectives. is difficult to deviate. One can distinguish the case of farmers’ heirs, who usually start with some land and farm equipment, “Like she [his daughter] has her bakery and J. [his son] is gonna do from the case of new farmers, who have to invest in both the goats, and he’s actually gonna start bee keeping. So, one thing land and equipment. This initial step is a major constraint for I see, if there is a business to be added to the farm without taking new farmers who commit most of their financial resources, anymore land. . . You know what I mean?” C-A4 which leaves them vulnerable to adverse events. In France, only cash-croppers sometimes invest in crop insurance (while crop They also recognized that they have to make permanent sacrifices insurance is commonly adopted in Canada) and, those who had, to maintain the viability of their farm through continuous had criticized the damage evaluation criteria. New cash-croppers investment. Although the priority is to invest so as to improve also rarely have the opportunity to store their first harvest due economic results, 15 interviewees mentioned that investment to cashflow constraints. For other farmers, the lack of insurance can also simplify farm work (especially cash-croppers who seek is barely compensated by fewer cashflow constraints due to less a faster turnaround for their large holdings), which they will seasonal production. consider when they can afford it, given the positive impacts on health and family life. Inheriting the family farm is an additional “In any case, we have to invest regularly in order to renew the constraint that requires the maintenance of the family property. equipment at the end of its life. So, we don’t have much choice. [. . . ] Only F-H6, who converted to permaculture, openly opposed this Over these last few years, commodity prices have been really on the perspective; she considers that her main task as a farmer is to low end, and investments are all the more difficult.” F-CC3 maintain soil health through her own hand labor, rather than through the use of heavy machinery. To some extent, F-A2, who Strong differences exist across farm types. On the one hand, mentioned that soil health is a question of organic matter, had a cash-croppers invested with confidence seeking investment relatively close perspective. opportunities and still invest when necessary. They also invested without overly considering credit rates, especially when “It [quality of life] is important. Since I’ve been farming, I’ve seen investment was land related. On the other hand, horticulture that health is fragile. I’ve tried not to damage it too much. [. . . ] farmers are more cautious when investing and shared that Quality of life is important because if I’m sick, I cannot work. [. . . ] they have more difficulties with banks in obtaining credit lines. I’ve changed; I’ve aged a little; I feel exhausted. Working outside, it However, horticulture farmers are also the most creative in damages health a bit.” F-H5 accessing funding. For instance, C-V7 relied on community support via a sort of crowd funding to invest in a farm in Farming constraints are exacerbated in peri-urban areas. The exchange for opening the farm on the week-ends for community proximity to non-farming residents, who may complain about activities. F-A2 benefited from the support of the municipal noise and odors, can complicate farm management activities. council to access land next to her farm in exchange for Consequently, most interviewees shared that they try to conduct maintenance. Last but not least, economic support from the rest Frontiers in Sustainable Food Systems | www.frontiersin.org 7 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? of the family, especially partners, may also be key at this stage of the point. They see figures, sit in their office. They never came to the the farm transfer for those with little equity. farm. If there was a relationship, they would understand.” F-V3 “We’ve been married 26 years and he’s always done that [working Last but not least, market access also appears as a source of off the farm in winter]. And it’s always given us the extras; like, rigidity when starting a farm operation in peri-urban areas. it’s given us our fifth wheel or bonus pool when we have one. If we All participants have developed activities that enable them to needed a new washroom or dryer, the off-farm income would cover capture more added-value; while some explore niche markets that, the extras.” C-V1 (e.g., corn for popcorn, organic farming, seed farming), on- farm income diversification such as processing (e.g., ice-creams, soups) and agri-tourism (e.g., agricultural training, farm visits), Institutional Lock-In others rely on off-farm incomes. One out of 10 shared that they Overall, participants described a situation where new farmers, are considering moving to less urban-influenced areas where overall, face three difficulties when defining their agricultural investment and production costs are lower. Indeed, market prices projects: access to land, credit, and market. In peri-urban areas, are not sensitive to production conditions. While these ad-hoc access to land is conflictual due to strong competition among solutions currently enable participants to cover their production farmers and also with non-farming stakeholders. Participants costs, it is unclear whether the multiplication of similar farm who farm land in flood zones or in ecological reserves sounded projects and the integration of niche markets will guarantee that more confident about the future viability of the farm. On the farmers can cover their production costs in the future. other hand, participants who farm land that is vulnerable to development are more cautious, especially those with smaller “That’s why we do farmers’ markets. That’s why I do my grass-fed farms who rent land and can neither afford to lose plots nor beef [. . . ] All the things that we’ve added are for getting a better buy any. On their end, larger landlords commonly shared that price for your product. So, like the grass-fed beef, you know, I can the sale of a piece of land for development may help overcome charge what a fancy butcher shop would charge, because it’s very unforeseen adverse events or fund their retirement pension. local.” C-A3 While the mission of SAFER is well-recognized and solicited among participants, complaints were raised due to an increasing number of land-allocation decisions that did not meet their DISCUSSION expectations as urban influences increase. Planning policies, The results validate the three hypotheses that framed this such as Ontario’s Greenbelt, are also raising concerns about research study. First, the high level of uncertainty surrounding potential changes. the decision to start farming slows down the intergenerational transfer of farm operations in peri-urban areas. More specifically, “I’ve heard there’s a lot of pressure from the development the difficulty to generate a decent income, reimburse debts, and community on the [Provincial] Government to change [Ontario’s plan for retirement without selling farmland for development Greenbelt border] and with the review I don’t know if that’s gonna lengthens the career of current farmers and discourages new . . . they say they are not gonna make it smaller but you never farmers to start farming. Moreover, a trend toward an assessment know.” C-A1 of farmers’ solvability through the assessment of collateral rather than farm profitability seems to exacerbate this dynamic. In other Access to credit is another issue for new farmers. Those words, the current unfair ability to access land, money, and farmers with capital-intensive farming systems appear more market shape farmers’ investment decisions. Second, farmers rely easily supported by banks and other economic stakeholders when on beliefs that enable them to anticipate the future outcomes investing. Both the experiences of F-H4, who grows tomatoes of present decisions in order to decide to take over or transfer hydroponically in digitally-controlled greenhouses, had no major farm operations. To begin farming is indeed a decision framed difficulty in accessing credit and land, and the experiences of F- by past experiences and values that shape the entire life of CC4, who included intensive vegetable production on his farm new farmers. For them, farm projects are one part of a way as he had issues in accessing land because he had started cash- of life that reflects their identity and impacts their mental cropping on a smaller than average farm according to SAFER health (Bondy and Cole, 2020); the restrictions that affect the standards, tend to support this perspective. Despite sunk costs, implementation of farm projects may partly explain the shortage access to credit seems more influenced by available collateral, of agricultural vocations. Third, farmers are embedded in an especially land, than by the expected profitability of the farm institutional environment that may be more supportive of farm operation. In this context, French cash-croppers seem to benefit transfer through well-aligned regional and farmers’ goals. More from an additional advantage over smaller farmers due to the specifically, farm projects are framed by beliefs that tend to financial support of the Common Agricultural Policy, which, align, more or less, with the beliefs of organizations in charge in this perspective, may be understood as a rent that pays for of facilitating access to land, credit, and market: the better the the investment. alignment, the easier the process to take over a farm. A rigid institutional environment characterized by a poor alignment of “One has to fight. It is exhausting in the long run. One thinks of farmers’ and regional organizations’ beliefs further slows the starting a business, a farm operation and they [bankers] are missing adaptation of food systems to changing territorial conditions. Frontiers in Sustainable Food Systems | www.frontiersin.org 8 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? There is thus a planning opportunity to design food systems that are more inclusive of new farmers’ projects and agricultural systems (Macdonald et al., 2020; Hammelman et al., 2021). These farm transmission dynamics appear to be slowed by an institutional framework where land access, credit access, and market access are tightly intertwined, and are prone to heterogeneous and unequal access given farm and farmers characteristics. In the French Toulouse InterSCoT, these three aspects of a farm project are controlled by a set of organizations that have long been involved in the governance of the farming sector-e.g., the SAFER, the Crédit Agricole, the supply chains, and the Agricultural Chamber (Akimowicz and Képhaliacos, 2018). Their proximity has resulted in the emergence of habits, materialized through, for instance, a farm viability evaluation tool that poorly grasps the complexity of farm systems based on non-agricultural income diversification strategies, which are contested nowadays. In Ontario’s Greenbelt, the absence of any SAFER-like agency has been counter-balanced by zoning policies and regulations, which have sometimes also contributed to slowing farm structural adjustment (Akimowicz et al., 2016). The emergence of new public and collective stakeholders may FIGURE 2 | The money-land-market nexus locking-in the agricultural sector. contribute to unlocking this land-money-market nexus that currently contributes to maintaining the dominant model of capital-intensive agriculture described by Allaire and Boyer (1995). This dominant model, which has thrived under the threatens farming, while political decision-making may result in above-mentioned nexus (Figure 2 below), appears to foster regulation revisions that can impact farming practices. This social unequal access to land, money, and market. These results uncertainty, resulting from social actors’ interactions, opens the align well, for instance, with Erwin’s et al. (Erwin et al., door for a deeper investigation of psychological phenomena in 2021) findings that the utilization of the intersectionality economic analyses, such as Keynes’ Animal Spirits (Dostaller framework helps to understand power relationships that frame and Maris, 2009), which may shed light on the rationality that the agricultural sector. In this perspective, results first confirm underlies the practices implemented by the nexus stakeholders. that traditional factors of intersectionality, such as gender This research is based on 41 interviews selected to represent and age, foster prejudice when assessing the credibility of the diversity of situations when making structural investments. new farmers’ farm projects. Further, farmers tend to be Three types of farm operations were selected, namely cash- discriminated against based on the characteristics of their farm crop, animal, and horticulture farms. Future investigations project, such as the farm type of their agricultural project, could pay more attention to other farm types that tend to available equity, land ownership, and worldviews framing develop in peri-urban areas, such as horse farms and bee yards. agricultural practices, as well as social characteristics such as These results could also be refined by the adoption of a more whether one has inherited a farm operation. These factors, dynamic view that would better take into account innovation which operate as exclusionary characteristics that prevent some and its impact on profits (Menna and Walsh, 2020). The farm projects to take shape, may be interpreted as factors analysis of farm intergenerational transfers may also benefit from of an agricultural intersectionality (Crenshaw, 1991). The deeper attention to collective legal statuses, especially corporate intervention of community stakeholders-e.g., public agencies, statuses (Purseigle et al., 2017). Indeed, the consolidation of collective organizations such as cooperatives, and associations- large individually-owned farm operations is problematic when may contribute to alleviating farmers’ access constraints to land, passing on farm operations due to high initial investment money, and market, and may foster the design of more inclusive costs for new farmers. In France, this often leads SAFER to food systems. Interestingly, farmers can play an active role in dismantle large holdings and arbitrate between farmers who designing this supportive institutional environment (Ngo and are interested in acquiring land, which, as we have seen, Brklacich, 2014). can lead to misunderstandings between stakeholders. On the Finally, the theoretical framework, based on institutional other hand, collective legal statuses may be supportive of farm economics, used in this research provides a relevant framework transfer processes through shared ownership of farm operations. to analyze cognitive phenomena that frame economic decisions. However, these legal statuses may require additional regulations In this research, we focused on the role of beliefs, which provide since farm share transactions are currently poorly regulated, a background knowledge that farmers can use to navigate the which may result in land grabbing risks and a loss of sovereignty uncertainties of their environment. This choice was adapted on land use issues. This also raises the issue of the involvement to the peri-urban farming context where land access issues of other actors in land access and farm transmission, such as resulting from landlords’ decisions to rent out or sell farmland public agencies, collective organizations such as cooperatives, Frontiers in Sustainable Food Systems | www.frontiersin.org 9 January 2022 | Volume 5 | Article 759638
Akimowicz et al. Toward Agricultural Intersectionality? and associations. In this regard, Canadian land trusts (Bunce for the implementation of transformative solutions stemming and Aslam, 2016) and the French association Terre de Liens from participatory processes (Cadieux et al., 2013; Calvário (Lombard and Baysse-Lainé, 2019) are examples of initiatives and Kallis, 2017; Anderson et al., 2020). The leadership that may rejuvenate farm transmission dynamics. of local stakeholders-public agencies, collective organizations such as cooperatives, and citizen associations-is key for CONCLUSION the design of more flexible governance. Their initiatives to facilitate farmers’ access to land, money, and markets can The results show that farmers rely on internalized beliefs to contribute to improving farmers’ autonomous decision-making, navigate the uncertainties of their production; these beliefs increase their ability to embrace the future, and foster the contribute to planning their investment decisions, especially transition toward more inclusive food systems respectful of the when starting farming. The results highlight the positive role global health. of the institutional context when farmers’ beliefs and the beliefs shaping their institutional environment, including their family, DATA AVAILABILITY STATEMENT their professional community, and the surrounding stakeholders such as agricultural organizations, public agencies, and residents The raw data supporting the conclusions of this article will of the area, are well-aligned and result in a shared vision of be made available by the authors according to the ethics the future in line with Cadieux et al. (2013). The specialization requirements applicable to the MARSUPIA Project. of farm operations has led to the emergence of a variety of agricultural visions, where encounters may overlap to some ETHICS STATEMENT extent and result in conflicts. While most farmers advocate for the coexistence of diverse agricultural visions, the existence The studies involving human participants were reviewed and of an institutional environment that regulates access to land, approved by the University of Guelph Research Ethics Board. The money, and market in favor of the dominant capital-intensive patients/participants provided their written informed consent to model of agriculture, described by Allaire and Boyer (1995), is participate in this study. detrimental for those new farmers who attempt to design farming systems that match their values. In this research, new farmers are generally driven by an ambition to design alternative, more AUTHOR CONTRIBUTIONS sustainable farm projects, which do not align necessarily with the MA led the research and authored the manuscript. KL, CK, dominant capital-intensive farming model; these farmers share and HC supervised the research and co-authored the article. the feeling of being excluded. Meeting a certain quality of life All authors contributed to the article and approved the requirement is a common issue for participants who highlighted submitted version. the need for social relationships, be they with other farmers, or with consumers and tourists coming to the farm. Farm intergenerational transfer and the lack of new farmers FUNDING ready to take over farm operations are not only economic issues but also social issues. The inequalities framing the farm start The MARSUPIA project was funded by the European process are detrimental to the renewal of farmers, especially Commission’ Research Executive Agency (Grant Marie Curie – those with more sustainable farm projects that can foster IOF 622830). We are grateful for the financial support granted healthier societies (Duru and Le Bras, 2020). The intersectional by IEP Toulouse. barriers that have been highlighted in this research deserve more attention. In particular, the private ownership of farm ACKNOWLEDGMENTS assets restricts the farm start process and impacts, as well, collective organizations such as cooperatives where equipment The authors like to thank all the participants, and especially the is shared (e.g., French CUMA). There is a political space interviewees, for their time and commitment. REFERENCES agricole dans l’InterSCoT toulousain. Econ. Rural. 365, 27–47. doi: 10.4000/economierurale.5851 Agreste (2020). Graph’Agri 2020. Paris: Ministère de l’Agriculture et Akimowicz, M., Képhaliacos, C., Landman, K., and Cummings, H. (2020). de l’Alimentation. Planning for the future? The emergence of shared visions for agriculture in Ajzen, I. (1991). The theory of planned behavior. Organ. Behav. Hum. Decis. the urban-influenced Ontario’s Greenbelt, Canada, and Toulouse InterSCoT, Process. 50, 179–211. doi: 10.1016/0749-5978(91)90020-T France. Reg. Environ. 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