The Effects of Caffeine and Aspirin on Mood and Performance
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0271-0749/87/0705-0315$02.00/0 Journal of Clinical Psychopharmacology Vol.7. No.5 Copyright C 1987 by Williams & Wilkins Co. Printed in U.S.A. The Effects of Caffeine and Aspirin on Mood and Performance HARRIS R. LIEBERMAN, PHD,I.2 RICHARD J. WURTMAN, MD,l. 2 GAIL G. EMDE, BS,l AND IGNACIO LOPEZ G. COVJELLA, MD2 IDepartment of Brain and Cognitive Sciences and the Clinical Research Center and 2Department of Applied Biological Sciences, Massachusetts Institute of Technology, Cambridge, Massachusetts Caffeine, in addition to being a food constituent, monly found in foodsand drugs. In some studies, doses is also a common analgesic adjuvant that is used in of 75 to 500 mg improved performance and increased combination with aspirin in certain over-the-coun- self-reported alertness,l-3 However, other studies failed ter preparations. Caffeine has previously been to detect behavioral effects of caffeine in this dosage shown to significantly improve certain aspects of range,4-6and such divergent findings have led to consid- human performance, particularly sustained vigi- erable confusion in reviews of the extensive literature lance, when adminiAtered in low and moderate doses (32 to 256 mg). We therefore attempted to de- on caffeine's actions.7.8Some of the confusion may re- termine whether caffeine, in the dose (64 mg) flect the use of different subject populations and differ- found in some over-the-counter drugs, retains this ent behavioral tests, or of insufficient numbers of sub. beneficial property when combined with aspirin. jects. Uncontrolled confounding factors such as the We also measured self-reported mood state, using extent of habitual caffeine use, the consumption of caf- various standardized questionnaires, since caf- feine immediately preceding the experimental session, feine has been reported to have both beneficial or the use of tobacco (since smoking substantially in- and adverse effects on alertness and anxiety. We creases caffeine clearance rates)9 may have also contrib- observed that caffeine (64 mg), when added to as- uted to the numerous discrepancies in the literature. pirin (800 mg), significantly improves vigilance In an effort to determine whether consistent behav- . performance and increases self-reported effi- ioral effects oflow and moderate oral caffeine doses (32, ciency when compared with either placebo or as- pirin alone. As previously reported, this caffeine 64, 128, 256 mg) could be documented, we previously dose alone significantly increased vigilance and conducted a double-blind, placebo-controlled crossover decreased reaction time. No adverse effects of caf- studylO on 20 healthy male volunteers using perfor- feine were detected on any of the parameters that mance and moodtests that, based on results ofprevious were assessed. This study therefore demonstrated studies, seemed most likely to be sensitive to the be- that .the addition of caffeine to aspirin, in a dose havioral effects of caffeine at low doses.I-:I.10The sub- commonly employed in over-the-counter drugs, jects were healthy male volunteers aged 18to 47. Habit- has significant beneficial consequences with re- ual caffeine use was controlled by stratifying the spect to mood and performance. subjects into low and moderate caffeine-consuming (J Clin PsychopharmacoI1987;7:315-320) groups and excluding heavy users (defined as those in- dividuals having a caffeine intake of more than 400 mg! day.. Tobaccousers were also excluded from the sample C ONSIDERABLE controversy exists regarding the behavioral effects of the doses of caffeine found in over-the-counter drugs and foods. While it is clear that and. to control for caffeine use immediately preceding testing. the subjects were required to abstain from caf- feine use for 12hours prior to testing. relatively high caffeine doses can exert both physiologi- In that study it was found that caffeine at e\'t'ry dose cal and behaviora1 effects, there is little agreement reo administered, even the lowest dose (only 32 ml{".:o'l~nlfj- garding the xanthine's effects at the lower levels com. cant 1)"improvedperformance on a test ofsu:o'tamt>d\'Ig- ilance la modified version of the Wilkinson Auditory Address requests for reprints to: Harris R. Lieberman. PhD. Dt'. Vigilance Test) and a visual choice reaction tmw 'RTI partment ofBrain and Cognitive Sciences. Massachusetts Institute of t
.. - ...-.....--........ 316 J'CUN PSYCHOPHARMACOL,VOL 7/No 5, Ocr 1987 Lieberman and Associates appear to consistently improve particular aspects ofhu- of visual vigilance.ll Subjects are presented with a Se- man performance, we conducted a study to determine ries ofvisual stimuli at one offour different spatialloca_ whether caffeine, particularly in a dose of 64 mg, re- tions on a cathode-ray tube (CRT) screen. The subject tained its beneficial effects when combined with 800 mg must correctly indicate, by striking one of four adjacent of aspirin. This combination is a currently available keys on a microcomputer keyboard, the correct location over-the-counter formulation. For exploratory purposes of each stimulus. Five hundred trials are administered. a higher dose of caffeine (128 mg) was also included in In addition to response latency for each trial, errors of combination with aspirin. omission (response latency greater than 1 second) and commission are recorded. The test requires about 10 Methods minutes to complete. Wilkinson Auditory Vigilance Test. This test is a mea- T&is study was conducted using a double-blind, pla- sure of sustained auditory vigilance.12Every 2 seconds, cebo-amtrolled design. Twenty male subjects, aged 18to for a 1-hour time period, a tone which is 400 msec in du- 35, in good health were tested after they gave written ration is presented via headphones. To mask out extra- informed consent. Prior to admission to the study, all neous noise a background of white noise is also pre- subjects completed written questionnaires to evaluate sented through the headphones. Forty ofthese tones are their usual patterns of consumption of coffee, soft approximately 70 msec shorter than the rest. The sub- drinks, and caffeine-containing medication. Based on ject's task is to correctly identify these 40 "signal" tones their responses, they were divided into three groups: by pressing a key on the computer keyboard when he those who generally consumed 100mg or less ofcaffeine believes a signal tone has been presented. In addition to per day, those who consumed 100 to 400 mg/day, and the number correct, false alarms (pressing the keywhen those consuming over 400 mg/day. Only individuals a "signal" stimulus has not been presented) are also re- frum the first two groups were admitted to the study; corded. Unlike the original version ofthis test, the diffi- tobaa:o users were also excluded. culty is acljusted for each subject by varying the dura- All subjects admitted to the study were tested on a tion ofthe test stimuli. During the practice session, each battery of mood and performance tests on six different subject's performance is adjusted to a criterion of ap- occaanns. Each session was separated from the previous proximately 50% correct. This is accomplished by vary- one by at least 2 days. The first session served as a prac- ing the duration of the test stimuli: slightly decreasing tice session. On the subsequent five sessions each sub- their duration decreases the difficulty of the task by re- ject received in a counterbalanced order determined by ducing their similarity to the other tones. Once a test a Latin-square design: (1) caffeine (64 mg); (2) aspirin stimulus duration was selected for a subject, it was not (BOO mg); (3) caffeine (64 mg) and aspirin (800 mg); (4) changed for the rest of the study. Therefore, this test is caffeine (128mg) and aspirin (800 mg); and (5) placebo. adaptive to t~e extent that each subject initially per- Subjects fasted from 8:00 p.m. the evening beforetest- forms at about the same level. ing and ingested the experimental agent at 8:00 a.m. Tapping Test. For this motor task the subject must al- the next morning under the supervision of a nurse. ternately tap, with a hand-held metal stylus. two Testing began at 9:00 a.m. and lasted 2 hours. Subjects wedge-shaped targets separated by 1 em. The subject were iDstructed to abstain from caffeine consumption was required to perform this task as rapidly as possible for 24 hours prior to each test session. for 2 minutes. The performance variables measured included reac- Simply Auditory Reaction Time. In this microcompu- tion time (both auditory and visua}), motor perfor- ter-administered test, the subject responded as rapidly mance, and vigilance. Self-report mood questionnaires as possible to the onset of a 75 dB (SPL), 1900 Hz tone.13 were also administered. The choice ofspecific moodand After five warmup trials, 125 test trials were presented performance tests were based on previous studies that in rapid succession. A visual cue, presented on a CRT, have examined the behavioral effects of moderate doses indicated the start of a trial. Both commission errors of caffeine, especially our own recent dose-response (responding prior to the termination of the stimulus study." tone) and errors of omission (response latency greater than one sec)were recorded. Behavioral Tests Administered Mood scales Performance tests Profile of Mood States (POMSJ. The POMS is a :,elf- Four-choice Visual Reaction Time. This test resem- report mood questionnaire that, when analyzed. yit'ld:, bles the Wilkinson four-choice RT task and is a measure six factors:tension-anxiety, depression-dejection. angt'r-
~.- -------- Caffeine, Aspirin, and Behavior J CUN PSYCHOPHARMACOL,VOL 7/No 5, OCT 1987 317 hostility, vigor-activity, fatigue-inertia, and confusion- (p < 0.05) (Table 3). Significant treatment effects were bewilderment.l4 The test consists of 65 adjectives each also detected by the vigor subscale of the POMS (p < of which is rated on a five-point scale. The POMS has 0.025),the Stanford Sleepiness scale (p < 0.05),the alert- been employed in many psychopharmacological studies ness subscale of the VAMS(p < 0.05) as well as various and is sensitive to the effects ofmany different classes of individual items from the Nestle analog scales (Table psychoactive drugs, including hypnotics and stimu- 3). Additional tests to compare specific treatments were lants. then conducted. The comparisons of interest were (1) Visual Analogue Mood Scales (VAMS). The VAMSis caffeine (64 mg) and aspirin versus aspirin, (2)caffeine a self-report mood questionnaire that measures the ex- (64)and aspirin versus placebo, and (3) caffeine (64 mg) tent to which a subject experienced each of three mood versus placebo. Two-tailed, multiple comparison t-tests states: alert, sad, and calm.13.1SEach of 32 acljectives were employed for these comparisons and a number of Was rated by the subject by moving a pointer along a these contrasts were statistically significant (Table 4). horizontal line presented on a CRT. The minimum ex- Performance on the Wilkinson Auditory Vigilance tent of a particular mood was indicated by placing the task was significantly improved by the caffeine (64 mg) pointer on the extreme left of the line, and the maxi- and aspirin (800 mg) combination compared to placebo mum by placing it on the right. and also compared to aspirin alone (p < 0.05). Caffeine Nestle Visual Arudog Mood Scale. This seven-item, (64 mg) alone also significantly improved performance paper and pencil bipolar scale has previously been onthis task (p< 0.01).Wehave previously shownthat this shown to be sensitive to the effects of caffeine.3 test is very sensitive to the positive effects of caffeine at Stanford Sleepiness Scale (888). This self-rated this dose and also at higher and lower doses (32,64,128, seven-point scale was designed to quantify the progres- and 256 mg).l0Performance also improved on another ~ sive stages of the alertness-sleepiness continuum.l6 It task, simple auditory reaction time, when the aspirin has been used in a number of psychopharmacological (800 mg) and caffeine (64 mg) combination was com- studies and is sensitive to the effects of hypnotics. pared to placebo (p < 0.02) and when caffeine alone was compared to placebo (p < 0.05) (Table 4). Wehad not pre- Results viously observed a statistically significant effect of caf- feine on this test, but other investigators have.' The means (~SEM) for all the mood and performance Certain self-reported mood states also significantly tests administered are presented in Tables 1and 2. The improved when caffeine alone was administered or caf- data from these tests were analyzed using complex feine and aspirin were given in combination (Table 41. Latin-square analyses of variance. There were signifi- On the Nestle bipolar visual analog scale, previously cant differences attributable to drug treatment on three shown to be sensitive to caffeine at a dose of 100 mg.:1 of the performance tests administered: modified Wilk- significant effects of the treatments of interest were inson Auditory Vigilance (p < 0.01),simple auditory RT noted. On the "muddled/clearheaded" scale. the caf. (p < 0.0005), and tapping with the preferred hand feine (64 mg) and aspirin (800 mg) combination signifi- TABLE 1. Means %SEM and time after drug administration performance tests Aspirin (800 mg) Aspirin (800 mg' Caffeine (64 mg) Aspirin (800 mg) Test name alone alone Placebo Time'mln' + caffeine (64 mg) + caffeine 1128mg) Four-choiceRT (500 trials) (lst) 402.15 390.66 395.82 390.19 398.80 ;')\1 % 1l.90 :9.00 = 11.20 : 13.60 : 13.50 Simple auditory RT (msec) (lst) 135.54 134.38 139.99 136.10 139.46 fiO :5.70 =5.20 =5.30 :5.00 =6.20 Wilkinson auditory vigilance: total hits 21.45 20.75 22.65 18.8 18.7 h.') :1.45 :1.71 : 1.77 :1.75 = 1.66 Simple auditory RT (msec)(2nd) 133.88 126.59 134.29 132.28 - 140.94 1.1:> :4.90 =5.23 =4.75 :4.43 =6.98 Four-choiceRT (500 trials) (2nd) 396.03 386.65 395.68 393.13 397.59 14; :12.20 =9.90 =9.80 = 10.90 = 11.30 Tapping 2 min 599.90 609.80 602.00 586.90 598.20 ,. 1°- Preferred :11.10 =9.40 ::!:11.40 = 10.20 =10.30 Nonpreferred 520.60 533.30 523.05 518.70 516.55 :9.81 :11.11 = 11.79 =12.35 = 11.i';
318 J CUN PSYCHOPHARMACOL, VOL7/Nb 5, Ocr 1987 Lieberman and Associates TABLE2. Means:!:SEMand time after drug administrationfor moodquestionnaires Aspirin (800 mg) Aspirin (800 mg) Caffeine (64 mg) Aspirin (800 mg) Placebo Time (min) Test name + caffeine (64 mg) + caffeine
.. ._.u ... _ ........_._. Caffeine,Aspirin, and Beha/Jior J CLiNPsYCHOPHARMACOL. VOL 7/No 5. Ocr 1987 319 TABLE4. Post-hoc comparisons with associated significance level compared to placebo and aspirin alone. Also, caffeine Caffeine (64 mg) Caffeine (64 mg) Caffeine (64 mg) alone (64 mg) was again found to improved performance Tests + aspirin + aspirin vs. placebo as we have previously reported.IO This demonstrates vs. aspirin vs. placebo that caffeine (64 mg) alone or in combination with as- Performance pirin has significant beneficial effects on the ability of Wilkinson 0.05 0.01 healthy individuals to perform specific behavioral vigilance 0.05 Auditory RT NS" 0.02 0.05 tasks. Numerous "real-life" tasks require sustained Mood vigilance, including driving motor vehicles and operat- POMS- ing various types ofindustrial equipment. Caffeine (200 vigor NS NS 0.05 mg) has, in fact, been shown to improve performance in SSS NS NS 0.05 a highly realistic, simulated automobile driving para- Nestle analog lIC8les digm.17The performance of many tasks that require at- Lethargic! tention to irregularly occurring signals might be im- vigorous NS NS 0.01 proved by caffeine administration at doses well below Muddled! 200 mg. It should also be noted that caffeine in doses of clearheaded 0.05 0.05 NS Tired! 125to 500 mg has been found to antagonize some of the energetic NS NS 0.05 sedative properties of at least one of the benzodiaze- Inefficient! pines2and could perhaps, under certain circumstances, efficient NS 0.05 0.02 be a useful adjuvant to various drugs with sedative "NS = not significant. properties. Unlike our initial study,lOthis study detected signifi- cant 'positive effects of caffeine on mood state as well as tain aspects of human performance and also appears to performance. For example, subjects felt significantly positively alter self-reported mood state. Additionally, more "efficient" and "clearheaded" on these items ofthe when this dose of caffeine (64 mg) is combined with as- Nestle analog scales, as well as more vigorous (POMS pirin, its beneficial effects on performance and mood vigor scale) and less sleepy (SSS), after various treat- are still present, compared to either aspirin alone or ments that included 64 mg. of caffeine compared with placebo. The effects ofcaffeine, and caffeine in combina- placebo.These effects were consistent with the changes tion with aspirin, appeared to be consistent with regard in performance that were observed in this study. Simi- to the particular aspects of performance and mood al- lar changes in mood have been previously documented tered. The performance of our subjects improved on but only at somewhat higher doses of caffeine than we tests of vigilance and RT. Concurrently, subjects re- administered.!. 3,4 ported they felt more clearheaded (Nestle analog scale), It can be concluded that 64 mg of caffeine, alone or in less inefficient (Nestle analog scale), and for some com- combination with aspirin, significantly improves hu- parisons, more vigorous (POM8) and less sleepy (888). man performance and mood. These beneficial effects Many mood scales were not significantly affected by our are likely to be amplified in a patient population suffer- treatments. The absence of effects on these parameters ing from the "malaise" (suboptimal mood and perfor- is probably not dose-related since in our previous study, mance) associated with many of the common clinical which included higher doses of caffeine, such mood ef- conditions aspirin is used to treat. fects werealso not detected. . We believe we have now established a standardized The results of this study are in agreement with the methodology for demonstrating beneficial effects of low results of the prior dose-response study we conducted and moderate doses of caffeine. Our methods are likely with caffeine,lo In that study all doses of caffeine (32, to be applicable to a wide range of situations and a vari- 64, 128, and 256 mg) improved performance on two vig- ety of products that contain caffeine. ilance tests (Wilkinson Auditory Vigilance test and lour-choice Visual Reaction Time Task). The Wilkinson Auditory Vigilance test was especially sensitive to caf- References feine. This test again proved to be sensitive to the effects 1. Clubley M, Bye CEo Henson TA, Peck AW. Riddinj{tlln (',' EITl'cts of caffeine compared to placebo. The key comparisons of of calTeine and cyclizine alone and in combination IIn hunl.ln pl'r. formance. subjective elTects and EEG activity. 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