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The complex karyotype in hematological malignancies: a comprehensive overview by the Francophone Group of Hematological Cytogenetics (GFCH) - Nature
Leukemia                                                                                                                                              www.nature.com/leu

                  REVIEW ARTICLE
                  The complex karyotype in hematological malignancies: a
                  comprehensive overview by the Francophone Group of
                  Hematological Cytogenetics (GFCH)
                                           ✉
                  F. Nguyen-Khac 1,2,3 , A. Bidet4, A. Daudignon5, M. Lafage-Pochitaloff6,7, G. Ameye 8, C. Bilhou-Nabéra9,23, E. Chapiro1,2,3,
                  M. A. Collonge-Rame , W. Cuccuini11, N. Douet-Guilbert12,13, V. Eclache14, I. Luquet15, L. Michaux8, N. Nadal16, D. Penther17,
                                          10

                  B. Quilichini18, C. Terre19, C. Lefebvre20, M.-B. Troadec 12,13 and L. Véronèse21,22

                  © The Author(s), under exclusive licence to Springer Nature Limited 2022

                      Karyotype complexity has major prognostic value in many malignancies. There is no consensus on the definition of a complex
                      karyotype, and the prognostic impact of karyotype complexity differs from one disease to another. Due to the importance of the
                      complex karyotype in the prognosis and treatment of several hematological diseases, the Francophone Group of Hematological
                      Cytogenetics (Groupe Francophone de Cytogénétique Hématologique, GFCH) has developed an up-to-date, practical document for
                      helping cytogeneticists to assess complex karyotypes in these hematological disorders. The evaluation of karyotype complexity is
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                      challenging, and it would be useful to have a consensus method for counting the number of chromosomal abnormalities (CAs).
                      Although it is not possible to establish a single prognostic threshold for the number of CAs in all malignancies, a specific consensus
                      prognostic cut-off must be defined for each individual disease. In order to standardize current cytogenetic practices and apply a
                      single denomination, we suggest defining a low complex karyotype as having 3 CAs, an intermediate complex karyotype as having
                      4 CAs, and a highly complex karyotype as having 5 or more CAs.

                      Leukemia (2022) 36:1451–1466; https://doi.org/10.1038/s41375-022-01561-w

                  INTRODUCTION                                                                               counted and that when multiple clones are present, each
                  The complexity of a karyotype is related to its negative prognostic                        independent aberration is counted only once. However, ISCN
                  impact. Therefore, the prognostic risk of complexity has to be                             2020 does not specifically define a CK because these definitions
                  determined for each malignancy. The first studies of the complex                            (used for cytogenomic assessment of the prognostic risk) are
                  karyotype (CK) were performed in the 1980s, using chromosome                               disease-specific. Hence, the Francophone Group of Hematological
                  banding analysis (CBA). In 1981, Berger et al. defined karyotype                            Cytogenetics (Groupe Francophone de Cytogénétique Hématologi-
                  complexity in acute nonlymphocytic leukemia as the presence of                             que, GFCH) decided to comprehensively review CK definitions and
                  three or more different CAs in the malignant clone and/or                                  their prognostic value in the various hematological neoplasms for
                  variation (i.e., changes from cell to cell, despite the presence of                        which the CK is relevant. When applicable, we also discuss
                  common abnormalities testifying to a clonal origin) [1]. In 1985,                          genomic complexity (GC), which can be analyzed using other
                  Juliusson et al. showed that three or more CAs were associated                             cytogenomic techniques (e.g. chromosomal microarrays (CMAs),
                  with poor overall survival (OS) in mature B cell disorders [2]. Yunis                      next-generation sequencing (NGS), whole-genome sequencing
                  et al. reported that in myelodysplastic syndromes, the presence of                         (WGS) and optical genome mapping).
                  three or more CAs was associated with poor survival [3]. The                                  The present review has been prepared by a panel of 20 expert
                  International System for Human Cytogenomic Nomenclature                                    specialists in hematological malignancies, each with an interna-
                  (ISCN) 2020 recently included a comprehensive guide to counting                            tional track record in their own field. Each section was written by a
                  CAs [4]. ISCN 2020 specifies that only clonal abnormalities must be                         panel subgroup and then reviewed by the full panel.

                  1
                   Cell Death and Drug Resistance in Lymphoproliferative Disorders Team, Centre de Recherche des Cordeliers, INSERM UMRS 1138, Paris, France. 2Sorbonne Université, Paris,
                  France. 3Service d’Hématologie Biologique, Hôpital Pitié-Salpêtrière, AP-HP, Paris, France. 4CHU Bordeaux, Laboratoire d’Hématologie Biologique, F-33000 Bordeaux, France.
                  5
                   Institut de Génétique Médicale - Hôpital Jeanne de Flandre - CHRU de Lille, Lille, France. 6Laboratoire de Cytogénétique Hématologique, Hôpital Timone Enfant, AP-HM,
                  Marseille, France. 7Aix Marseille University, CNRS, INSERM, CIML, Marseille, France. 8Center for Human Genetics, Katholieke Universiteit (KU) Leuven, Leuven, Belgium. 9Service
                  d’Hématologie Biologique, Hôpital Saint-Antoine, Paris, France. 10Service de Génétique Biologique-Histologie, CHU Besançon, Besançon, France. 11Laboratoire d’Hématologie,
                  Hôpital Saint-Louis, AP-HP, Paris, France. 12Univ Brest, Inserm, EFS, UMR 1078, GGB, Brest, France. 13CHRU Brest, Service de génétique, Unité de génétique chromosomique, Brest,
                  France. 14Laboratoire d’Hématologie, Hôpital Avicenne, AP-HP, Bobigny, France. 15Laboratoire d’Hématologie, Institut Universitaire du Cancer de Toulouse Oncopole, CHU
                  Toulouse, Toulouse, France. 16Service de génétique chromosomique et moléculaire, CHU Dijon, Dijon, France. 17Laboratoire de Génétique Oncologique, Centre Henri Becquerel,
                  Rouen, France. 18Département Hématologie Cellulaire/Cytogénétique, Biomnis, Lyon, France. 19Laboratoire de Cytogénétique, Centre Hospitalier de Versailles, Versailles, France.
                  20
                    Laboratoire de Génétique des Hémopathies - CHU Grenoble Alpes, Grenoble, France. 21EA 7453 CHELTER, Université Clermont Auvergne, Clermont-Ferrand, France. 22Service
                  de Cytogénétique Médicale, CHU Estaing, Clermont-Ferrand, France. 23Deceased: C. Bilhou-Nabéra. ✉email: florence.nguyen-khac@aphp.fr

                  Received: 24 November 2021 Revised: 24 March 2022 Accepted: 28 March 2022
                  Published online: 16 April 2022
F. Nguyen-Khac et al.
1452
       HEMATOLOGICAL MALIGNANCIES                                              prompt the practitioner to screen for TP53 mutations and
                                                                               deletions, since a biallelic state further worsens the poor
                                                                               prognosis associated with a CK. For CKs, the absence of HCK
       MYELODYSPLASTIC SYNDROMES (MDS)                                         and TP53 mutations is associated with an intermediate-like IPSS-R
       A CBA is required for the proper classification of MDS with the          risk [6]. A recent, very large study of both clinical and cytogenomic
       World Health Organization (WHO)’s current system. A CK is a             features found that patients with TP53 mutations and a CK have
       strong predictor of a poor prognosis, as defined in the current          the poorest outcomes [14].
       Revised International Prognostic Scoring System (IPSS-R) [5].
                                                                               Translocations. Translocations are rare in MDS (≈2.5%) and
       Definition, counting, frequency, and prognostic value of                 correspond to more aggressive outcome only when associated
       the CK                                                                  with a CK [15, 16].
       Definition. According to the IPSS-R, a CK corresponds to the
       presence of 3 or more CAs [5]. More precisely, a CK with 3 CAs is       Complexity as assessed with other genomic techniques
       associated with a poor prognosis, and a CK with 4 or more CAs is        Fluorescence in situ hybridization (FISH). FISH can be of value for
       associated with a very poor prognosis (Table 1) [5]. Moreover,          detecting a TP53 deletion in a CK that (when combined with a
       Haase et al. designated a CK with 5 or more CAs as a highly             TP53 mutation) characterizes a TP53 multi-hit state and thus
       complex karyotype (HCK) [6].                                            defines a very high risk (HR) MDS [13].

       Counting. International guidelines count one abnormality each           CMAs. About 70–80% of de novo MDS patients harbor gains and
       for monosomies, trisomies, structural abnormalities, and translo-       losses that can be detected by single-nucleotide polymorphism
       cations [7]. In the IPSS-R [8], CAs are counted only in the clone       (SNP) arrays [17]. Arenillas et al. applied SNP arrays when CBA had
       presenting the highest number of CAs–even for unrelated clones.         been unsuccessful and found that 11% of these cases had a CK
       Some years after developing the IPSS-R, the same authors                [18]. The CMA analysis of normal-karyotype MDS revealed very
       demonstrated that calculating the number of CAs in the entire           few cases (2%) with copy number alterations (CNAs) >10 Mb, and
       sample yielded a greater prognostic accuracy [9], and recom-            only 0.2% of the cases corresponded to a CK [19]. CMAs can
       mended classifying karyotypes with independent clones harbor-           characterize CAs more precisely in the context of MDS CK [20].
       ing more than two CAs per sample (and not per clone) as CKs [9].        Chromothripsis (CTH) can also be identified by using a CGH array
       This was in agreement with Chun et al. [7].                             (aCGH); it is found in about 1% of cases of MDS and is associated
                                                                               with a CK [21].
       Frequency. In de novo MDS, 5–9% of the karyotypes are complex
       with 3–7% presenting 4 or more CAs [5, 8, 10]. About 37% of             NGS and gene mutations. Mutations in MDS-associated genes
       patients with therapy-related MDS (t-MDS, i.e. secondary MDS)           other than TP53 are underrepresented in cases of CK-MDS, relative
       harbor a CK, and most of these (31%) have 4 or more CAs [10].           to non CK-MDS [6]. For example, the frequency of mutations in
                                                                               splicing genes is 10% for CK-MDS and 45% for non CK-MDS [6].
       Prognostic value. For MDS and t-MDS, the karyotype is con-
       sidered to be the most prominent independent prognostic factor          Composite prognostic scoring systems that include the CK
       for OS and the time to progression to acute myeloid leukemia            and/or CAs
       (AML) in the current IPSS-R [5, 8, 10]. CKs with 3 CAs and CK with 4    The IPSS-R for MDS combines the five cytogenetic risk groups with
       or more CAs are the most accurate cytogenetic predictors of a           refined categories for bone marrow blasts and cytopenia [5]. Some
       poor prognosis and a very poor prognosis, respectively.                 experts are now advocating the inclusion of genetic features in
                                                                               prognostic scoring systems for MDS [6, 13]. Bersanelli et al.
       Special aspects of the CK in MDS                                        suggested a prediction model based on clinical, cytogenetic and
       The monosomal karyotype (MK). The MK was initially described in         genomic/genetic features [14]. They identified eight groups –
       AML. It corresponds to two or more autosomal monosomies or a            notably those including gene mutations in the machineries for
       single autosomal monosomy combined with at least one                    mRNA splicing and DNA methylation. The group with a SF3B1
       structural CA (excluding markers or rings) [11]. About 75–80% of        mutation was associated with the best outcome, whereas the
       MDS patients with a CK have a MK—due mainly to −5 and/or −7.            group with a TP53 mutation and/or a CK was associated with the
       The prognostic impact of the MK (independently of the CK) on the        worst outcome.
       OS of MDS patients is still subject to debate [9, 10].
                                                                               Treatment of CK-MDS
       Deletion of 5q [del(5q)]. While del(5q) as the sole abnormality         Of the most recently developed therapeutic agents, the BCL2
       or combined with one additional chromosomal abnormality                 inhibitor venetoclax might delay disease progression in cases of
       (ACA) (excluding −7/7q aberrations) is associated with a good           HR-MDS [22]. Some chemotherapeutic agents like CPX-351 or APR-
       prognosis, CKs (including del(5q)) are correlated with a poor           246 (the latter restores wild-type TP53 functions in TP53-mutant
       prognosis [8]. CKs are more frequent in cases of MDS with an            cells) might be of value in HR-MDS. It was recently demonstrated
       unbalanced 5q translocation than in MDS with interstitial del           that the combination of APR-246 and azacitidine was safe and
       (5q) (95.2% vs. 32.2%) and are associated with clonal evolution,        efficacious in a cohort of MDS patients with a TP53 mutation and
       more TP53 mutations, and significantly shorter OS, the CK                (in most cases) a CK [23, 24].
       being the only independent adverse prognostic factor in this
       study [12].                                                             Conclusion
                                                                               CK has strong prognostic value in MDS; according to Chun et al.
       TP53 alteration. About 55% of MDS with a CK harbor TP53                 accurate, standardized counting of CAs is therefore warranted [7].
       mutations, and most of them (86%) present an HCK (5 or more             It is noteworthy that TP53 mutations have significant prognostic
       CAs) [6]. The CK is specifically associated with TP53 multi-hit          value in patients with CK-MDS; given the availability of a
       state (mutation, deletion, copy-neutral loss of heterozygosity          promising drug (APR-246), the evaluation of TP53 alterations
       (cnLOH) affecting the TP53 locus—most of which are biallelic),          might directly benefit MDS patients—especially in those
       relative to the TP53 monoallelic group [13]. The CK should              with a CK.

                                                                                                                      Leukemia (2022) 36:1451 – 1466
F. Nguyen-Khac et al.
                                                                                                                                                       1453
 Table 1.   CKs with a prognostic impact*.
 Hematological                Definition of a CK             Frequency            Prognostic impact         Prognostic scoring     References
 malignancies                                                                                              system (PSS)
 MDS                          de novo MDS and               de novo MDS          OS, time to               IPSS                   Greenberg 1997
                              t-MDS                         CK with CAs = 3      progression to AML        CAs > = 3: Poor        [163]
                              CK with CAs = 3               2%                                             IPSS-R$                Mauritzon 2002
                              CK with CAs > 3               CK with CAs > 3                                CAs = 3: Poor          [164]
                                                            3–7%                                           CAs > 3: Very Poor     Kantarjian, 2008
                                                            t-MDS                                                                 [165]
                                                            CK with CAs = 3                                                       Schanz 2012 [8]
                                                            6%                                                                    Greenberg 2012
                                                            CK with CAs > 3                                                       [5]
                                                            31%                                                                   Kuendgen 2021
                                                                                                                                  [10]
 Adult AML                    After exclusion of            All AML              OS, EFS                   ELN                    Byrd 2002 [28]
                              WHO-designated                10–12%                                         CAs > = 3: Adverse     Schoch 2004 [32]
                              recurring CAs§                AML > 60y                                                             Schoch 2005 [36]
                              ELN                           23%                                                                   Grimwade 2010
                              3 or more CAs                 secondary                                                             [27]
                              MRC                           AML/t-AML                                                             Döhner 2017 [26]
                              4 or more CAs                 up to 25%                                                             Bager 2018 [47]
                                                                                                                                  Daneshbod 2019
                                                                                                                                  [31]
 MPN and MDS/MPN              3 or more CAs                 CML                  CML                       PMF                    Bacher 2009 [62]
                                                            1%                   Blast crisis              IPSS, DIPSS,           Hussein 2010 [66]
                                                            PMF                  PMF, PV, ET, CMML         MIPSS70 + v2           Gangat 2011 [64]
                                                            7.5%                 OS, time to               CAs > = 3:             Such 2011 [73]
                                                            PV, ET               progression to AML        Unfavorable            Wang 2014 [72]
                                                            3–8%                                           CMML                   Guglielmelli 2018
                                                            CMML                                           CPSS, CPSS-Mol         [65]
                                                            5–8%                                           CAs > = 3: High risk   Hochhaus 2020a
                                                                                                           classification          [57]
 Adult T-ALL                  5 or more CAs                 7–13%                EFS                                              Moorman 2007
                              Excluding cases with a                                                                              [80]
                              recurrent translocation                                                                             Marks 2009 [83]
                                                                                                                                  Lafage-Pochitaloff
                                                                                                                                  2014 [84]
 CLL                          3 CAs = low-CK                CK: 11–19%           TTFT, PFS, OS                                    Puiggros 2017
                              4 CAs = intermediate-         HCK: 4–8%                                                             [104]
                              CK                                                                                                  Rigolin 2017 [105]
                              5 or more CAs = high-                                                                               Baliakas 2019
                              CK                                                                                                  [101]
                              Excluding +12, +19,
                              +other CAs
 MCL                          4 or more CAs,                19–59%               TTFT, OS                                         Sarkozy 2014
                              including the t(11;14)                                                                              [124]
                                                                                                                                  Greenwell 2018
                                                                                                                                  [125]
                                                                                                                                  Obr 2018 [126]
 a atypical; AML acute myeloid leukemia; CA chromosomal abnormality; CK complex karyotype; CLL chronic lymphocytic leukemia; CML chronic myeloid
 leukemia; CMML chronic myelomonocytic leukemia; EFS event-free survival; ELN European Leukemia Net; HCK highly complex karyotype; MCL mantle cell
 lymphoma; MDS myelodysplastic syndrome; MPN myeloproliferative neoplasm; MRC Medical Research Council; OS overall survival; PFS progression free-
 survival; T-ALL T-cell acute lymphoblastic leukemia; t therapy related; TTFT time-to-first treatment; U unclassified; WHO World Health Organization.
 *only hematological malignancies for which CK has a prognostic impact are reported here.
 $ In therapy-related MDS, only the IPSS-R is applicable.
 § t(8;21), inv(16) and t(16;16), t(9;11), t(v;11)(v;q23.3), t(6;9), inv(3) and t(3;3), t(9;22).

ACUTE MYELOID LEUKEMIA (AML)                                                     Definition, counting, frequency, and prognostic value of the CK
Introduction                                                                     Definition. Whilst the CK has been consistently linked to a poor
CAs are observed in around 50% of AML patients, with the CK                      outcome in adult AML, there is still no consensus on the definition
being one of the most frequent aberrations. According to the                     of complexity: some experts define the CK as the “presence of a
most recent adult European LeukemiaNet (ELN) recommenda-                         clone with more than 3 CAs” [27] whereas others apply a criterion
tions, CK are defined by 3 or more unrelated CAs in the absence of                of “3 or more CAs” [28, 29]. Currently, all the prognostic
WHO-designated recurring translocations or inversions–t(8;21), inv               classifications (other than the UK Medical Research Council
(16) or t(16;16), t(9;11), t(v;11)(v;q23.3), t(6;9), inv(3) or t(3;3), t(9;22)   (MRC) system) define the CK as “3 or more CAs” (Table 1).
[25, 26]. As CK does not appear to have the same impact in adult
AML as in rarer pediatric AML, we have drafted a separate                        Counting. Only the adult MRC system specifies counting rules: a
paragraph on the latter disease.                                                 balanced translocation is defined as one abnormality, whereas

Leukemia (2022) 36:1451 – 1466
F. Nguyen-Khac et al.
1454
       two CAs should be counted for a derivative chromosome resulting          no structural aberrations or monosomies) had an adverse
       in the gain and loss of chromosomal material [27]. In most studies,      outcome, regardless of the number of chromosomal gains.
       however, a derivative chromosome is considered as a single CA               However, the results of two studies have challenged the
       [7, 30].                                                                 assignment of the HK to the HR group. Luquet et al. [43] defined
                                                                                HK as karyotypes with more than 48 chromosomes without a
       Frequency. A CK (3 or more CAs) is observed in ~10–12% of cases          structural rearrangement, and none of their patients had more
       [28, 29]. The incidence of a CK is higher in older patients (up to       than 59 chromosomes. The HK appears to represent a subgroup of
       23% over the age of 60) [31] with secondary AML (25%) or t‐AML           uncommon AMLs (less than 1%) and might be better classified in
       (26.9%) [32]. New CAs appear in 30 to 40% of relapsed patients.          the intermediate prognostic group. Chilton et al. [44] defined the
       The frequency of new CK is higher in patients who relapse after an       HK with 49–65 chromosomes and stated that those with
       allograft than in conventionally treated patients (50.0% vs. 12.2%,      chromosome number variations only should be classified into
       respectively) [33].                                                      the intermediate risk group.

       Prognostic value. The ELN has defined three major cytogenetic             Pediatric AML. The CK’s prognostic value is subject to debate. A
       risk categories: favorable, intermediate, and unfavorable. The CK is     CK (3 or more CAs) is observed in 8–18% of cases of pediatric
       included in the unfavorable group [26]. AML with a CK aged under         AML (mainly in children under the age of 3 y) and correspond to
       60 and 60 or over have complete remission (CR) rates of 48 and           a high prevalence (~25%) of French-American-British (FAB) M7
       39% and a 3-year (y) survival of 9 and 3%, respectively [34]. In the     morphologies [30, 45–47]. In the Berlin-Frankfurt-Munster (BFM)
       revised MRC cytogenetic classification [27] based on 5,876                98 trial, a CK defined as “three or more alterations, including one
       patients under 60 y, more than 3 unrelated CAs provided the              structural and no favorable aberration or MLL (KMT2A) rearran-
       most informative cut-off, predicting a significantly poorer OS.           gement” was found in 8% of de novo AML cases and was
       Conversely, for Byrd et al. [28], the low CR rate and 5 y OS, and the    associated with a poor 5 y event-free survival (EFS) rate [45]. In
       high cumulative incidence of relapse justified a unique CK                the larger MRC10–12 study (which did not exclude 11q23/KMT2A
       category defined by 3 or more CAs. Other experts considered               cases), the CK frequency was higher (18%) but did not have
       that in addition to the number of CAs, the type of CA might              significant prognostic value [30]. In the most recent BFM-2004
       influence the prognosis. The Southwest Oncology Group showed              protocol [46], CKs were observed in 59 of the 642 cases (9%) but
       that patients with a CK and involvement of chromosomes 5 or 7            only MK+ patients (3% of cases) had a poor prognosis. Indeed,
       had significantly lower CR and OS rates [35]. Schoch et al. [36]          MK+ status was a strong, independent predictor of a poor
       suggested that a typical CK should meet all the following criteria:      outcome [46]. Lastly, the recent NOPHO-DBH study found that
       (a) the absence of any of the known recurring balanced                   the CK (prevalence: 15%) was an independent predictor of poor
       abnormalities leading to fusion genes, (b) 3 or more CAs, (c) loss       EFS and OS and that the MK (prevalence: 5%) was associated
       of at least one of the 5q, 7q or 17p chromosomal regions, and (d)        with refractory disease and poor EFS [47].
       loss of at least one additional area in the regions 18q21q22, 12p13
       or 16q22q24 or the gain of 11q23q25, 1p33p36, 8q22q24 or                 Complexity as assessed with other genomic techniques
       21q11q22. The median OS was significantly shorter in the patients         CMAs. Several groups have used SNP arrays to examine bone
       with a typical CK. More recently, Mrózek et al. [37] defined a            marrow samples from AML patients. For Renneville et al. [48]
       “typical CK” with 5q, 7q, and/or 17p abnormalities and an                about 30% of the patients with a normal karyotype had a least one
       “atypical” CK lacking these abnormalities. A typical CK was              SNP array lesion, and those harboring abnormal SNP lesions had
       associated with older age, fewer bone marrow blasts, more TP53           significantly worse clinical outcomes - whatever the number of
       mutations, and a shorter OS.                                             abnormalities. Renneville et al. did not give a definition of
                                                                                karyotype complexity with this technique. In a recent study of a
       Specific aspects of the CK in AML                                         large number adult patients with AML, CTH (as identified using
       Favorable abnormalities and the CK. Acute promyelocytic leuke-           SNP array data) was observed in 7% of cases. CTH was found to be
       mia with t(15;17)(q24;q22)/PML::RARA and “core binding factor            strongly associated with older age, CK, TP53 alterations (mutation
       AML” (CBF AML, which includes AML with inv(16)(p13.1q22) or t            and/or deletion), and del[5q]. Furthermore, CTH per se is
       (16;16)(p13.1;q22)/CBFB::MYH11 and AML with t(8;21)(q22;q22.1)/          associated with a very poor prognosis [49].
       RUNX1::RUNX1T1) are assigned to the favorable risk group [26, 31].
       In these types of AML, the presence of ACAs does not worsen the          NGS. A recent study [50] found a 94% concordance rate for
       prognosis [25–27] – although some studies have come to the               shallow WGS vs. CBA in the detection of all ELN CNAs. Total
       opposite conclusion [38, 39].                                            genomic loss (defined as a total loss of at least 200 Mb per WGS
                                                                                dataset) was found to be a better marker of a poor prognosis than
       The monosomal karyotype. In 2008, Breems et al. defined the MK            the CBA definition of a CK; this was in line with Breems et al.’s
       for the first time in non CBF-AML [11]. The MK accounts for 13% of        original finding, whereby the MK had more prognostic value that
       all AML patients and 22% of AML patients aged 60 or over [11, 40].       the CK [11].
       It is independently associated with an unfavorable outcome and is
       included in the ELN’s guidelines [26].                                   Composite prognostic scoring systems that include the CK
           The MK has a worse prognosis than CK in AML [11]; the 4-year         and/or CAs
       OS rates in the unfavorable MK and non-MK groups are 4% and              The ELN has established a composite prognostic scoring system
       26%, respectively [11]. This difference in OS between “CK+MK+”           that combines cytogenetic and molecular abnormalities. As
       and “CK+MK−” patients might depend on the definition of CK. OS            mentioned above, the CK is included in the HR group [26].
       is significantly longer for “CK+MK−” patients when the CK is                 A multistage, random-effects model has recently been devel-
       defined as 3 or more CAs but not when it is defined as 4 or more           oped. It generates individual predictions on the likelihoods of
       CAs [41].                                                                remission, relapse and mortality and can facilitate personally
                                                                                tailored therapeutic decisions [51].
       The hyperdiploid karyotype (HK). At present, the HK is considered
       to be a CK and is classified in the ELN’s HR category [26]. Indeed,       Treatments and the CK
       Stolzel et al. [42] defined the HK with a broad range of 49–80            Several new drugs have promising levels of efficacy, especially for
       chromosomes and found that patients with a “pure” HK (i.e. with          AML patients in the HR subgroups (including patients with a CK).

                                                                                                                     Leukemia (2022) 36:1451 – 1466
F. Nguyen-Khac et al.
                                                                                                                                             1455
CPX-351. CPX 351 is approved for patients with AML and                 (1–15%) are predictive of death by blast crisis emphasizes the
myelodysplasia-related changes or with t-AML. In a French real-        critical role of CBA in identifying end-phase CML [54].
life study of these two groups of patients receiving induction with
CPX-351, 34% had a CK and 27% had an MK. In contrast to the MK,        Chromosomal abnormalities in Ph-negative cells. Some CAs in Ph-
and TP53 or PTPN11 mutations, the CK was not found to be               negative cells (especially −7) reportedly have a negative impact
associated with a poor prognosis [52].                                 on OS. In these cases, CKs are rare (7%) and data on outcomes are
                                                                       insufficient. In this context, the emergence of a CK might be a sign
Combination therapy: venetoclax (a BCL2 inhibitor) and azacitidine     of progression to MDS or AML [59].
(a hypomethylating agent). A phase III trial in treatment-naive AML
patients who were not eligible for intensive chemotherapy evaluated    Complexity as assessed with other genomic techniques
azacitidine–venetoclax vs. azacitidine–placebo. The CK frequency       Additional genomic aberrations detected by SNP arrays are not
was similar in the two groups (~25%). OS and the incidence of          predictive of the disease outcome after imatinib therapy.
composite CR were greater in patients who received azacitidine-        However, the outcome analysis did not consider the notion of
venetoclax than in those treated with azacitidine-placebo - even in    complexity [60].
the adverse cytogenetic risk subgroup. However, the impact of the
CK per se was not studied [53].                                        Composite prognostic scoring systems that include the CK
                                                                       and/or CAs
Conclusion                                                             The ELN experts currently recommend considering patients with HR-
At present, the CK is defined as “3 or more CAs” by all the             ACAs (including the CK) at diagnosis as HR, according to the new
prognostic classifications (other than the UK MRC) and still has        European Treatment and Outcome Study long-term survival score [57].
major prognostic value in AML. Given that novel therapies appear
to be efficacious in patients with a CK, CBA upon diagnosis is still    Treatments and the CK
essential for guiding the choice of treatment.                         The presence of a CK at diagnosis predicts a poorer response to
                                                                       treatment with TKIs [57]. Over the course of CML, resistance may
                                                                       be caused by BCR::ABL1 kinase domain mutations and by clonal
MYELOPROLIFERATIVE NEOPLASMS (MPNS) AND CHRONIC                        cytogenetic changes (the appearance of ACAs). However, not all
MYELOMONOCYTIC LEUKEMIA (CMML)                                         ACAs are equivalent markers of progression: the CK is associated
Introduction                                                           with worst survival and is placed in the unfavorable group.
MPNs are chronic malignancies that can transform into secondary
myelofibrosis or progress to AML. They include chronic myeloid          Conclusion
leukemia (CML), primary myelofibrosis (PMF), polycythemia vera          The CK is a reliable prognostic marker for the chronic phase and
(PV), essential thrombocythemia (ET). The MDS/MPNs are myeloid         blast crisis and during follow-up in CML - especially in cases of
neoplasms that are associated with either some features of MDS         disease progression or treatment failure.
or others more consistent with MPN. They include chronic
myelomonocytic leukemia (CMML).
                                                                       POLYCYTHEMIA VERA, ESSENTIAL THROMBOCYTHEMIA, AND
Counting                                                               PRIMARY MYELOFIBROSIS
The usual method for counting CAs (as described above) is              The prevalence of CAs in Ph-negative MPNs is 15–35% for PV,
applied [7].                                                           3–7% for ET and 40–45% for PMF [61].

                                                                       Definition, frequency, and prognostic value of the CK
CHRONIC MYELOID LEUKEMIA (CML)                                         Definition. For all Ph-negative MPNs, the definition of a CK as 3 or
Definition, frequency, and prognostic value of the CK                   more CAs is consensual (Table 1).
Definition. A CK is defined as 3 or more CAs, including the
Philadelphia (Ph) chromosome resulting from t(9;22)(q34;q11)           Frequency. When considering abnormal karyotypes, the CK is
(Table 1) [54].                                                        infrequent (~7.5% in a cohort of patients with PV, ET, PMF or an
                                                                       unclassifiable MPN) [62].
Frequency. A CK is rare at diagnosis (prevalence: ~1%) and
usually emerges during the course of CML; it is observed in 22% of     Prognostic value. Survival in PV is adversely affected by an
patients in the blastic phase [55].                                    abnormal karyotype, which is a risk factor for leukemic
                                                                       transformation [63]. In ET, an abnormal karyotype is not predictive
Prognostic value. Approximately 10–12% of CML patients exhibit         of OS or leukemic transformation. CKs are not specifically
ACAs at diagnosis [56]. These anomalies are separated in HR group      mentioned in the literature data on PV and ET. Conversely, in
(including the CK, +8, +Ph, i(17q), +19, -7/7q-, 11q23 and 3q26        PMF, CK is associated with a poor subsequent OS [64–67].
aberrations) and low-risk group (all others) considering the ACAs
impact on the response to tyrosine kinase inhibitors (TKIs) and the    Special features related to the CK in Ph-negative MPN
risk of progression [54, 57]. It is noteworthy that the CK is          According to the ELN experts, CBA is not mandatory at diagnosis;
predictive of a poor prognosis (poor OS) in the blastic phase [55].    karyotype may be performed to screen for clonal features,
Lastly, a recent report suggested that ACAs in childhood CML are       depending on each individual laboratory’s preferences. Hence,
not significantly related to the prognosis [58].                        the prevalence of a CK at diagnosis might have been under-
                                                                       estimated [68].
Specific aspects of the CK in CML
Cytogenetic monitoring during treatment. Cytogenetic monitoring        Complexity as assessed with other genomic techniques
is no longer mandatory during follow-up but is indicated in cases of   CMAs do not detect more complex cytogenetic profiles than
disease progression or an unsatisfactory treatment response. The       karyotype and may not help to refine the prognosis. Apart from
emergence of HR-ACAs (including the CK) is a marker of treatment       cytogenetic features, a recently developed molecular HR signature
failure or resistance and must prompt a change in the treatment        for PV and ET has introduced the concept of molecular complexity
strategy [57]. Moreover, the fact that HR-ACAs with low blast count    [69]. Short-term transformations are characterized by a complex

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F. Nguyen-Khac et al.
1456
       molecular landscape (with a median of 7 somatic mutations),              group (like the CPSS), red blood cell transfusion dependency,
       whereas long-term transformations have a less complex profile [70].       peripheral leukocytosis, and bone marrow blasts [77].

       Composite prognostic scoring systems that include the CK                 Treatments and the CK
       and/or CAs                                                               CK is not a significantly predictor of the response to hypomethy-
       In PMF, several prognostic scores include cytogenetic data (Table 1).    lating agents [78]. However, the prognostic factors associated with
       The IPSS for PMF and the DIPSS-Plus consider the CK to be an             the allograft outcome include the cytogenetic profile. In particular,
       unfavorable risk factor associated with a poor outcome [64, 66]. The     patients assigned into the HR group (on the basis of the karyotype
       genetically inspired prognostic scoring system (GIPSS) is based          and the prognostic scoring system) reportedly have worst
       exclusively on mutations and CAs: the CK is placed in the unfavorable    outcomes after transplantation [79].
       or very HR karyotype groups, which are independent factors for poor
       survival [67]. Lastly, the mutation- and karyotype-enhanced interna-     Conclusion
       tional prognostic scoring system 70 (MIPSS70) was developed as a         The presence of CK at diagnosis or during disease progression is
       guide to transplantation strategy for patients under 70 years but did    predictive of poor survival of CMML. As such, the CK is included in
       not encompass cytogenetic criteria [65]. In version 2.0 of the           prognostic stratification systems.
       MIPSS70+ (which was improved by adding CBA information), the CK
       is placed in the unfavorable karyotype category [65].
                                                                                ACUTE LYMPHOBLASTIC LEUKEMIA (ALL)
       Treatments and the CK                                                    Introduction
       The karyotype and mutations should always be considered when             The CK’s prognostic value in ALL has been studied mainly in Ph-
       making decisions about transplantation [71]. Patients with an            positive ALL and in adult Ph-negative (B- and T-cell) ALL. To the
       adverse karyotype should undergo an allograft or at least be             best of our knowledge, the CK in Ph-negative childhood ALL has
       closely monitored for disease progression, so as not to miss a           never been studied in this respect.
       favorable window for transplantation.
                                                                                Definition, frequency, and prognostic value of the CK
       Conclusion                                                               Definition. In adult Ph-negative ALL, CK has been defined as
       The presence of a CK at diagnosis is predictive of poor survival in      cases lacking an established translocation and presenting with at
       PMF. Likewise, presence of a CK during the course of disease is          least 5 unrelated CAs within the 40–50 chromosome modal
       predictive of poor survival in progressing or treatment-refractory       number range [80]. In Ph-positive adult ALL, CK has been defined
       cases of Ph-negative MPN.                                                as at least 3 [81] or 5 unrelated CAs [82].

                                                                                Frequency. A CK (defined as 5 or more CAs) is found in 5–8% of
       CHRONIC MYELOMONOCYTIC LEUKEMIA                                          adult Ph-negative ALL cases, 5–6% of B-cell cases, and 7–13% of
       CAs have been reported in 20–40% of CMML patients and are                T-cell cases [80, 83–85]. Three and 5 CAs were found respectively
       especially frequent in advanced phases of the disease.                   in 49% and 25% of cases of adult Ph-positive ALL [81, 82, 86].

       Definition, frequency, and prognostic value of the CK                     Prognostic value. In cases of adult Ph-negative ALL, a CK (5 or
       Definition. A CK is defined as 3 or more CAs (Table 1).                    more CAs) was associated with shorter EFS [80]. This association
                                                                                with a poor prognosis was confirmed for cases of T-cell ALL in the
       Frequency. The CK is infrequent in CMML, and concerns about              same cohort [83]. Conversely, in a larger trial with more intensive
       4–8% of patients [72–74].                                                therapy, the CK’s prognostic value was only confirmed for T-cell
                                                                                ALL (Table 1) [84, 85].
       Prognostic value. There is a strong association between specific             Although the prognosis of Ph-positive ALL is markedly
       CAs, the risk of AML, and OS. The Spanish cytogenetic risk               improved by the adjunction of a TKI, the prognostic value of
       stratification system defines three groups according to the OS: CK         ACAs and the CK has not been systematically assessed in
       is included within the poor-risk category [73]. This stratification       therapeutic trials. In trials of TKIs in adults with ALL, ACAs
       was used to develop a new CMML-specific prognostic scoring                variously have no prognostic value [87] or are predictive of a poor
       system (CPSS) [75]. By analogy with the IPSS-R for MDS patients,         prognosis (possibly related to −7 [88]), as previously reported
       CMML patients with 4 or more CAs were shown to have a                    before the TKI era in adults [81] and children [89]. In other adult
       significantly shorter OS than patients with 3 CAs [72].                   trials, the CK (whether defined as 3 or more CAs [86] or 5 or more
                                                                                CAs) [82] has no prognostic value.
       Specific aspects of the CK in CMML
       MKs were reassigned as HR by a Mayo Clinic-French consortium. Isolated   Specific aspects of the CK in ALL
       MKs were infrequent (3%) and generally overlapped with CKs [74].         The karyotype profile of CKs in ALL. In adult Ph-negative ALL, the
                                                                                CK is mainly due to combinations of secondary CAs; these are
       Complexity as assessed with other genomic techniques                     classical ALL deletions and monosomies (like del(6q), del(7p)/−7,
       CMAs detect CAs in 75% of patients with MDS/MPN [76]. Overall,           del(9p)/−9, del(12p), del(13q)/−13, del(17p)/−17) and classical
       patients with an abnormal karyotype have a more complex                  B-ALL gains (like +X and +21) [77, 81, 83].
       cytogenetic profile with array approaches than with CBA only.                ACAs are observed in 60–70% of cases of adult and pediatric
       However, none of the CMA analyses have shown that GC has a               Ph-positive ALL: +Ph, del(7p)/−7, del(9p)/−9, +1q, +8, +21, +X.
       prognostic impact in CMML.                                               Moreover, in 8% and 23% of childhood and adult cases
                                                                                respectively, a HK (51–67 chromosomes) is observed with
       Composite prognostic scoring systems that include the CK                 chromosomal gains similar to those in Ph-negative HK ALL (with
       and/or CAs                                                               the exception of +2 and +Ph) [81, 89].
       The CPSS combines cytogenetic data, the WHO subtype, the FAB
       classification, and red blood cell transfusion dependency [75].           The hyperdiploid karyotype. As mentioned above, the HK is
       More recently, the CPSS-mol score has been developed: it includes        excluded from the CK in Ph-negative ALL cases [80], whereas HK is
       RUNX1, NRAS, SETBP1, and ASXL1 mutations, the cytogenetic risk           present in about one third of CKs in Ph-positive ALL [80, 89].

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The monosomal karyotype. The definition of an MK in ALL is                intermediate-CK (defined as 4 CAs), and high-CK (HCK, defined as
based on the original AML study [11]. In adult Ph-negative ALL           5 or more CAs) demonstrated that only the latter was an
(and after the exclusion of the low hypodiploid poor outcome             independent prognostic factor for OS [101]. In a literature review,
subtype, characterized by multiple autosome losses), the MK did          Jondreville et al. suggested defining CK as 3 or 4 CAs and HCK as 5
not have significant prognostic value in B-cell or T-cell ALL [84, 85].   or more CAs, with the exception of cases with +12, +19, +other
Conversely, in the TKI era, the MK (mainly due to −7 or −9) is           aberration(s) associated with a good prognosis (Table 1) [98].
associated with a poor prognosis in adults with Ph-positive ALL [82].
                                                                         Counting. The method used to count CAs is not always clearly
Complexity as assessed with other genomic techniques                     explained in the literature. The main interstudy difference relates
CMAs. In the cohort of adult patients with T-ALL in whom the CK          to counting the CAs in all the clones or only in the clone with the
was predictive of a poor prognosis, aCGH analysis of 53 cases            highest number of abnormalities [101, 102]. Jondreville et al. have
identified an average of 6 CNAs per case. Most of these CNAs were         published simple guidelines for counting aberrations in CLL, based
cryptic in karyotypic terms. The most frequent deletions                 on their experience and their review of the literature: count 1
concerned the tumor suppressor genes CDKN2A/2B (9p21), RB1               aberration for each item between commas in all clones and
(13q14), and TP53 (17p13). However, a putative correlation with          subclones; count a single change only once if present in several
the CK was not studied. Interestingly, patients with TP53 deletions      subclones; count each numerical change (including –Y, −X, +15),
had a significantly worse outcome [90].                                   balanced translocation, simple structural change, complex struc-
   CMAs can identify complex chromosomal rearrangements, such            tural change and marker as 1 aberration; count 1 aberration for
as the intrachromosomal amplification of chromosome 21                    tetraploidy (92 chromosomes) or near-tetraploidy (81–103 chro-
(iAMP21) in pediatric B-ALL The iAMP21 results from breakage-            mosomes); do not count constitutional aberration; count 1
fusion-bridge cycles, followed by CTH; this results in an abnormal       aberration for a FISH abnormality only if it is observed in the
chromosome 21, with 3 or more extra copies of the RUNX1 gene             karyotype [98].
[91]. The iAMP21 is a rare provisional WHO entity associated with a
poor prognosis [25], although patients treated as having high-risk       Frequency. Overall, a CK is present in 11% to 19% of treatment-
B-ALL have an improved outcome [92]. In the largest yet study of         naive CLL patients, and in up to 40% of patients with relapsed/
iAMP21, a CK (3 or more CAs) and an HCK (5 or more CAs) were             refractory (R/R) CLL [98, 103]. An HCK is observed in 4 to 8% of
observed in 52% and 23% of cases, respectively [92].                     treatment-naive patients [100, 101, 103].

NGS. Whereas TP53 mutations have been linked to the CK in AML            Prognostic value. In some studies, the negative impact of a CK on
and MDS, this has not been the case in ALL; however, TP53                OS was independent of other parameters [104, 105]. Not all CKs
mutations are strongly associated with the low hypodiploidy/near         are necessarily equivalent. Rigolin et al. have suggested two types
triploidy poor prognosis entity in B-ALL [93]. Furthermore, in about     of CK: CK1 includes balanced translocations, deletions, monosomy,
half of the pediatric cases, TP53 mutations are found in non-            or trisomy; and CK2 includes unbalanced translocations, chromo-
malignant cells as a constitutional abnormality characteristic of        some additions, insertions, duplications, and ring, dicentric and
the neoplasia predisposition Li Fraumeni Syndrome; this has              marker chromosomes. Relative to CK1, CK2 is associated with
important consequences for genetic counseling and the choice of          shorter OS and a shorter TTFT [106]. Baliakas et al. have suggested
a family allograft donor [93].                                           a hierarchical model (based on cytogenetics, TP53 status, and IGHV
                                                                         status) in which the HCK exhibited the worst prognosis; this
Conclusion                                                               contrasted with CK cases (3 or 4 CAs) in whom aggressive disease
The value of the CK in B cell and Ph-positive ALL is still subject to    occurred only in the presence of TP53 abnormalities, whereas
debate, although a CK with 5 or more CAs is considered to be a           patients with a CK and +12, +19 displayed an indolent profile
marker of a poor prognosis in adult T-cell ALL - emphasizing the         [101]. Lastly, a recent publication by Visentin et al. has
need to fully characterize the patient’s cytogenomic status              demonstrated that the presence of CK2 or an HCK at diagnosis
(notably by performing CBA) upon diagnosis of ALL [94].                  are predictive of Richter syndrome [102].

                                                                         Specific aspects of the CK in CLL
CHRONIC LYMPHOCYTIC LEUKEMIA (CLL)                                       CKs including +12,+19. CKs with +12, +19 appear to be
Introduction                                                             associated with a good prognosis and have to be classified
In view of the low natural in vitro mitotic activity of CLL cells, the   separately [98, 101, 107, 108].
use of a 72-hour culture with CpG oligonucleotides and interleukin
2 has increased the CA detection rate and thus renewed interest in       CKs and del(13q), TP53 disruption, and IGHV status. The CK might
performing CBA in this disease [95]. CAs are detected in up to 80%       reverse the good prognosis associated with isolated del(13q)
of CLL patients, with a median of one abnormality per treatment-         (detected by FISH in the Dohner et al.’s hierarchical model) and
naïve patient [96, 97]. The most frequent abnormalities are del          mutated IGHV status. It also worsen the poor prognosis associated
(11q), del(13q), del(17p) and +12. At present, TP53 alterations (del     with TP53 aberrations (for a review, see [98]).
(17p) and/or TP53 mutations) and unmutated IGHV status have
been linked to a poor prognosis for patients undergoing                  Complexity as assessed with other genomic techniques
chemoimmunotherapy. The CK has recently emerged as a novel               CMAs. CMAs can detect a median of 1 CNA in about 90% of
prognostic marker in CLL.                                                treatment-naïve patients with CLL [109]. A number of CMA-based
                                                                         studies of CLL have reported an association between GC (i.e. an
Definition, counting, frequency, and prognostic value of the              increasing number of CNAs) and adverse outcomes. The definition
CK                                                                       of GC varies from one study to another: from 2 or more CNAs to 5
Definition. There is still no consensus on the definition of a CK in       or more CNAs or a total CNA length >5 Mb. Most of these were
CLL [98]. Conventionally, a CK is defined as 3 or more CAs,               retrospective studies of patients with CLL having undergone
including numerical and structural CAs [95, 96, 99]. Using this          chemo(immuno)therapy. Despite these limitations, it was demon-
definition, CK was found to be associated with shorter time-to-first       strated that GC is correlated with a shorter TTFT and shorter OS
treatment (TTFT) and shorter OS [95, 100]. A more recent study           [109–112]. Interestingly, a recent study of risk stratification by CBA
of the CK, separated into low-CK (defined as 3 or 4 CAs),                 vs. CMA analysis in CLL showed that both methods were

Leukemia (2022) 36:1451 – 1466
F. Nguyen-Khac et al.
1458
       concordant for prediction of TTFT and OS [113]. Another study            Counting
       found that only a high level of GC (defined as 5 or more CNAs) was        The usual method for counting CAs (as described above) is
       an independent predictor of a short TTFT and short OS [112].             applied to non-Hodgkin lymphomas [7].
       Interestingly, the phase III MURANO study of venetoclax-rituximab
       vs. bendamustine-rituximab in relapsed CLL showed that high GC
       (as assessed with a CMA) had a major impact on progression free-         MANTLE CELL LYMPHOMA
       survival (PFS) in both treatment arms, even though venetoclax-           MCL is characterized genetically by the t(11;14)(q13;q32) translo-
       rituximab was more efficacious than bendamustine-rituximab                cation. Overall, about 80% of patients with MCL carry non-random
       [114]. CTH cannot be detected by CBA; it corresponds to a                ACAs [124]. In the updated WHO classification, MCL was
       complex rearrangement but is counted as a single event in the            subdivided into indolent mantle cell lymphoma (iMCL, defined
       published studies. CTH is predominantly found in CLL cases with          by a leukemic presentation in the presence or absence of
       CK, TP53 disruption, and/or del(11q), and is associated per se with      splenomegaly) and conventional mantle cell lymphoma (cMCL,
       a poor outcome in CLL [112, 113].                                        defined by a nodal presentation and requiring the rapid initiation
                                                                                of chemotherapy). Three morphological variants (classical, blastoid
       NGS and gene mutations. Since 2011, a large number of recurring          and pleomorphic) have been described.
       gene mutations (including TP53 and ATM mutations) have been
       reported in CLL. With the exception of TP53, none of these               Definition, frequency, prognostic value of the CK
       mutations has clear prognostic value (for a review, see [115]).          Definition. In two large series of patients with MCL, a CK was
       When both TP53 deletions and mutations are analyzed, TP53                defined as 4 or more CAs, including the t(11;14) translocation [125].
       disruption is significantly associated with a CK [101]. The
       combination of mutations in TP53, ATM, and SF3B1 genes might             Frequency. In two studies of MCL, a CK was detected in about
       be associated with a poor prognosis in R/R CLL [116]. It has been        19% and 59% of the patients [124, 125]. This disparity might be
       reported that the cumulative number of driver gene mutations             due - at least in part - to the different proportions of cases of iMCL
       and/or CNAs is correlated with worse outcomes (TTFT and OS)              in each cohort.
       [117, 118].
                                                                                Prognostic value of the CK. Three retrospective studies have
       Composite prognostic scoring systems that include the CK                 shown that a CK is significantly associated with poorer OS and
       and/or CAs                                                               treatment-free survival (TFS), independently of the other baseline
       Several prognostic scoring systems have been suggested for CLL.          prognostic factors (the MCL international prognostic index, the
       Most of them are based on or include cytogenetic data. Döhner’s          Ki67 proliferation index, and the morphological variant) [124–126].
       hierarchical prognostic model (established in 2000) was based on
       five risk categories using 4 FISH probes [119]. Rossi et al.              Specific aspects of the CK in MCL
       suggested an integrated mutational-cytogenetic model, based              iMCL vs. cMCL. The clinical distinction between cMCL and iMCL is
       on TP53, BIRC3, NOTCH1, and SF3B1 abnormalities, del(11q), +12,          mirrored by differences in GC. Indeed, the incidence of a CK was
       and del(13q) [120]. More recently, Baliakas et al. included the CK       significantly higher in cMCL than in iMCL [124]. Within the iMCL
       and +12, +19, TP53 and IGHV status [101] in their prognostic             subgroup, patients with a CK seemed to have a shorter TFS time
       scoring system. The latter scoring system is the only one that           than patients with a simple karyotype [124].
       includes the CK.
                                                                                Morphological variants. The blastoid variant of MCL features a
       Treatments and the CK                                                    significantly greater number of CAs than the classical variant does
       Several studies have reported the negative impact of a CK on PFS         [124, 127, 128]. Moreover, a tetraploid karyotype or subclones
       and/or OS after conventional treatments for CLL, including chemo         appear to be much more common in the blastoid variant (59%)
       (immuno)therapies. Data for targeted therapies (such as Bruton (B)       than in the classical variant (9%) [128–130].
       TKIs and the BCL2 inhibitor venetoclax) are also available. Most of
       the studies were performed in R/R patients and assessed the impact       TP53/17p deletion and the CK. Two studies showed that the CK
       of a CK with 3 or more CAs. In patients treated with a BTKI, CK might    was significantly associated with TP53/17p deletion but did not
       be associated with a greater risk of progression or transformation       report on the outcomes [124, 126].
       (for a review, see [98]). In a recent study, increased karyotype
       complexity was shown to be an independent predictor of shorter           Complexity as assessed with other genomic techniques
       PFS and OS [121]. In patients receiving venetoclax, CK appeared to       CMAs. CMAs have not been compared with karyotyping for the
       have an influence on PFS and OS in two recent retrospective studies       assessment of GC in MCL. Among patients with iMCL, GC (defined
       [122, 123]. Thus, it appears that patients with a CK do not respond to   as having more than 5 CNAs in an SNP array analysis) was
       targeted therapies as well as other patients.                            associated with shorter TFS [131]. Furthermore, the incidence of a
                                                                                high degree of GC was greater in cMCL than in iMCL [131]. Overall,
       Conclusion                                                               a high number of CNAs was associated with shorter OS, regardless
       The CK appears to have prognostic value in CLL - even in                 of the MCL subgroup [131].
       patients receiving targeted therapies. Since these molecules can
       now be used as first-line treatments, the prognostic impact of            Chromothripsis. CTH has been found 28% of cases of MCL and is
       CKs and HCKs now warrants careful analysis - especially in               more frequent in cMCL than iMCL [132]. The presence of CTH was
       prospective studies. We need to understand how a patient                 also closely associated with a very high degree of GC [132]. A high
       becomes resistant to a particular therapy and whether or not the         incidence of CTH (92%) has been described for blastoid and
       CK is involved.                                                          pleomorphic variants, whereas no cases with CTH were detected
                                                                                in patients with the classical variant [133] - reflecting the very high
                                                                                level of chromosomal instability in aggressive variants.
       LYMPHOMA
       Introduction                                                             Conclusion
       In lymphoma, the CK has prognostic value in mantle cell                  Hence, the CK has become an important biomarker for the
       lymphoma (MCL) only (Table 1).                                           prognosis and clinical management in MCL–emphasizing the

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                                                                                                                                                 1459
relevance of ACAs in this disease. The predictive value of the CK or     Definition, counting, frequency, and prognostic value of the CK
a complex genome on the rapid initiation of treatment in iMCL            Definition, counting, and frequency. Using CBA, only 30–35% of
subgroup needs further confirmation.                                      patients present abnormal karyotypes, which are often associated
                                                                         with advanced disease. Earlier studies demonstrated that about
                                                                         half of cases of MM are characterized by hyperdiploidy (mainly
SPECIAL ASPECTS OF THE CK IN OTHER B-CELL LYMPHOMAS                      trisomies of odd chromosomes in hyperdiploid multiple myeloma,
Follicular lymphoma (FL)                                                 HK-MM), while most of the remaining cases have a pseudodiploid
The t(14;18)(q32;q21) translocation is present in about 85% of           or hypodiploid karyotype with translocations mostly involving the
cases of FL. Most of the karyotypes contain a broad spectrum of          immunoglobulin heavy chain (IGH) locus on chromosome 14q32
ACAs, leading to GC even at the time of diagnosis [134, 135]. There      (IGH translocated MM) [145]. All cases of HK-MM have a CK, with
is no clear definition of a CK in FL; Johnson et al. considered a CK      an average of 5 trisomies per patient, and about 90% of cases of
to have 3 or more ACAs, excluding the t(14;18), while Mitsui et al.      IGH translocated MM carry 3 or more structural anomalies with an
included the t(14;18) [134, 135]. When these different rules are         average of 6.7 breakpoints per patient [146].
applied, a CK is detected in 62 to 69% of cases [134, 135]. A CK
does not appears to have a clear prognostic impact on the                Prognostic value. As expected, most of the successfully karyo-
response to rituximab or the risk of early relapse or transformation -   typed patients present a relatively high level of abnormal bone
the latter two features being important predictors of the course of      marrow plasma cells (PCs), this is why karyotype complexity
the disease. Thus, the CK’s prognostic impact in FL has not been         cannot be associated with any prognostic impact in this biased
definitively assessed in a prospective trial and remains subject to       context, even though HK-MM confers a good prognosis [146]. At
debate.                                                                  present, counting CAs using CBA is not relevant for MM, mainly
                                                                         because cases of MM with low-PC cannot be investigated using
Splenic marginal zone lymphoma (SMZL)                                    this method. Therefore, FISH on isolated CD138-expressing PCs is
Two cytogenetic studies of large series of patients with SMZL            now the mandatory cytogenetic analysis for MM [142, 143].
defined a CK as the presence of 3 or more CAs [136, 137]. The CK
was thus observed in 53 to 61% of cases [136, 137]. In a univariate      Special features related to complexity in MM: FISH on isolated
analysis of the data in the European study, the presence of 2 or         CD138-expressing PCs
more CAs was associated with a worse outcome and a greater risk          Definition. Most routine FISH studies investigated a small number
of progression (relative to a simple karyotype) [136]. The Chinese       of markers only (del[17p]/TP53, t(4;14) and sometimes t(14;16))
study found significant worse OS for patients with a CK - even in a       which prevented complexity from being characterized [147].
multivariate analysis [137]. It, therefore, appears to be reasonable
to define a CK in SMZL as 3 or more CAs; however, the CK’s                Counting. Many comprehensive studies have identified second-
prognostic significance remains unclear.                                  ary CAs arising during the course of the disease, including gain
                                                                         (1q), del(1p), del(17p)/TP53, del(13q), and secondary translocations
Waldenström macroglobulinemia (WM)                                       involving 8q24/MYC. Both primary and secondary CAs can
In WM, a CK has been defined as at least 3 CAs and was detected           influence the course of the disease and the treatment response,
in 14% of cases [138]. In this work, CK had no impact on the             and some have independent prognostic value [148]. Moreover,
outcome, response rate or risk of progression [138]. In a very           the simultaneous occurrence of deleterious markers can modify
recent study, a CK (3 or more CAs) and an HCK (5 or more CAs)            the prognostic stratification [149–152]. Most abnormalities have a
were nevertheless observed in 15% and 5% of cases, respectively          significant negative or positive impact on OS, some has protective
[139]. An HCK was associated with shorter PFS and OS [139]. CBA,         effect, others worsen clinical outcome [148, 153]. Their frequency
therefore, remains a valuable analysis for the diagnosis of WM and       depends on the number of markers tested, which is limited by the
might also provide relevant prognostic information.                      nature of the sample and the techniques used.

B-cell prolymphocytic leukemia (B-PLL)                                   Prognostic value and scores. The Mayo clinic investigators first
A very recent collaborative study involving our group                    determined that the presence of two HR factors from among t
described the cytogenetic and molecular characteristics of               (4;14), t(14;16), t(14;20), del[17p] and gain[1q] (double-hit mye-
the largest yet series of B-PLL [140]. A CK and an HCK were              loma) or 3 or more HR factors (triple-hit myeloma) has a negative
identified in 73% and 45% of cases, respectively. Neither the             impact on OS [144, 154]. In a series of 159 patients tested for eight
CK or the HCK was significant correlated with the outcome,                markers using FISH, 20% had HR markers, and 4.5% and 1% were
although the patients with the worst outcome had a 17p/TP53              double- and triple-hit, respectively. The mean ± standard
deletion and a MYC abnormality (gain or translocation) -                 deviation OS time was 6 ± 4.2 months in patients with two HR
emphasizing the critical role of this specific combination in this        abnormalities, 32.0 ± 25.6 in those with single HR abnormality, and
aggressive disease [140].                                                57.0 ± 9.6 months in those lacking an HR abnormality.
   Lastly, it should be noted that cytogenetic complexity per se            Another study of 1273 newly diagnosed patients with MM
does not have significant diagnostic or prognostic value in               identified a HR “double-hit” subgroup with either biallelic
patients with diffuse large B-cell lymphomas, other aggressive           inactivation of TP53 or amplification (≥4 copies) of CKS1B (1q21),
B-cell lymphomas, and T-cell lymphomas.                                  accounting for 6.1% of the patients [155].
                                                                            More recently, the Intergroupe Francophone du Myélome’s study
                                                                         of most of CAs (including trisomies) led to the development of a
MULTIPLE MYELOMA (MM)                                                    prognostic score that takes account of the various CAs’ negative or
Introduction                                                             protective impacts [151] (Table 2).
The high degree of heterogeneity in MM outcomes is mainly
driven by CAs. The landscape of CAs in MM is now well                    Complexity as assessed with other genomic techniques
documented [141]. The International Myeloma Working Group                High-sensitivity genome-wide analyses can detect more abnorm-
recommended incorporating CAs in the Revised International               alities than FISH panel studies. However, these studies do not take
Staging System (R-ISS) for MM [142, 143]. Low, intermediate, and         account of the notion of GC.
HR changes have been well defined, although some remain                      CMAs detects abnormalities in 85–100% of patients. The results
subject to debate [144, 145].                                            are often complex, with 1 to 74 (median: 10–20) abnormalities.

Leukemia (2022) 36:1451 – 1466
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