The CLA Questioning Methodology
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E S S A Y .73 The CLA Questioning Methodology Colin Russo Caloundra City Council Australia The CLA Questioning Methodology integrates tive) enables insightful learning. The CLA Questioning Causal Layered Analysis as epistemological layers and Methodology enables and enhances the third person questioning as a method of deconstruction. This article perspective with the use of questions structured accord- describes how layers might be theoretically established ing to the CLA method. using the concepts of human nature and human experi- The third person perspective should be confirmed ence. These concepts are linked to CLA's linear layers and with others. It is the human experience of interaction to first person perspectives. Then CLA is further with others that brings new information whether that be described in terms of lateral discourse paradigms and from the questioner or within the framework of a proj- their practical application to community consultation ect. Schutz (1972) argues that it is only with the input of projects. Action learning theory underpins discussion others that the construction of reality and meaning is throughout the article. made possible. Schein (1992) also uses an interactive perspective stating that "overt cultural behaviour is always determined both by the cultural predisposition Introduction (the thoughts, perceptions and feelings that are pat- Causal Layered Analysis (CLA) is comprised of lay- terned) and by the situational contingencies that arise ered philosophies each of which assists the defining and from the immediate external environment". This is the understanding of the duality of: duality of human nature to develop personal perspec- human nature to develop personal perspectives; and tives and human experience of interaction with others. human experience of interaction with individuals, The Causal Layered Analysis Questioning organisations and communities. Methodology is used as an exchange process in situa- The accumulation of personal perspectives is tions such as the following. human nature. This accumulation process commences Community consultation is a two way communica- with a plethora of communications from word of mouth tion process in which principles and guidelines are fol- to electronic media, and is followed by our personal stor- lowed to ensure representativeness in information col- age of information (using memory to electronic records). lection for decision making purposes. Community con- We often act on our most basic understandings. One of sultation is used by OECD nations such as Australia to the principles of action learning is that new action is increase the effectiveness of government policies by based on new learning, hence the need to question the gaining valuable input. Sometimes, this input actually source thinking and communication that lead to a deci- changes how policies are implemented. However, it can sion. It is an aim of the CLA Questioning Methodology to be tokenistic as well, merely giving the appearance of identify the source of action. democracy. The use of CLA can assist a more democratic This is similar to the work of Gregory Bateson. Of consultation planning, implementation and evaluation relevance are Bateson's learning types and . process. Bateson's learning type II is that learning occurs from In a government community consultation project within a framework. Learning type III is that 'looking the community will accumulate perspectives of an issue back onto the framework' (from a 'third person' perspec- prior to being consulted by the government. Then, by Journal of Futures Studies, May 2003, 7(4): 73 - 82
Journal of Futures Studies being consulted the community are able to tain to the depth of the individual-perspectives exchange perspectives with government. The to world-perspectives of the research subject. government consultants test the community CLA can be applied to both the subject as person perspectives (and vice-versa) against: and/or literature. Within the layers perspectives * the "intended information" (the process act as filters to modify the type of information used to generate the data for the consul- that can be researched. The perspectives provide tation can be discussed 'first-hand' (trans- alternative options for action. Fisher (1978) parently) with community which should argues: "clearly, a concept that is trivial or irrele- prevent mis-communication about the vant or even ignored in one perspective, may information being consulted on); and * the experience of the government consult- suddenly leap into importance when one applies ants (used to test the community sugges- an alternative perspective." tions for workability and plausibility). In this article the CLA Questioning Method Individual perspectives is described in light of its epistemology and application. CLA is comprised of layers of litany, Perspectives are established through system, worldview and mythology. human nature and experience. The individual's perspective is one of self, memories, career, CLA's epistemological principles social and recreational aspirations, and is con- nected to family. Friends, role models, their influ- Epistemology addresses the categories ences and the culture that we individually sub- from which we know and includes changing the scribe to equally play a role in forming our indi- way we know (Inayatullah, 1997, Global vidual perspective. Our perspective is our out- Transformations). As a founding "father" of CLA look on others and what we think other's per- Inayatullah uses the macroscopic lenses of his- spectives might be. torical trends to focus onto a range of futures My perspective might be fuller or emptier typologies. Inayatullah maps many of the macro by comparison to my friend's perspective (etc.). historical trends in earlier works such as As more issues are involved careful unraveling of Understanding Sarkar (2002) and Macrohistory the issues may be required if comparisons can and Macrohistorians (1997) and weaves these with CLA to provide an enriched fabric of linear be made between perspectives. This unraveling and lateral layers/knowledge categories. The CLA of an issue may be described as 'deconstruction'. Questioning method uses Inayatullah's represen- Fisher (1978) suggests that triviality and rele- tation of CLA and analyses this epistemology to vance changes as new perspectives are applied. prepare broad questions for layered thoughts. In The CLA Questioning Methodology aims to clari- so doing CLA's epistemological principles include fy what that perspective might be. An under- the lateral discourse for each of the linear layers. standing of our own perspective assists our abili- ty to benchmark to other's perspectives. Local Perspective The local perspective continues from the individual perspective to include interactions with local community: work interactions, hobby and/or sporting communities, arts, professional and/or trade affiliations and from where we seek The linear layers our entertainment, religion and sense of social identity. Our local perspective entails the core Each of the linear layers can be mapped in philosophies that are embraced by the commu- 74 terms of the perspectives. The linear layers per- nity that we participate in.
CLA Methodology The number, quality and intensity of issues and experience to consider. held by people who hold similar perspectives can act to reinforce beliefs about a perspective. The World Perspective State Perspective The world perspective is the personal and/or collective perspective of our self's/commu- Our perceptions of economic, environmental, nity's/ State's/nation's relationship to the world. social and political issues (etc.) across a large collec- The perception might be political, economic, tion of localities form part of our State perspective. environment or social. It also might be linked to In some countries nation States are formed official- our mythology e.g. sporting or pioneering heros ly and are comprised of many regions (groups of and global myths/legends. It includes our percep- localities). There are official State views and views tion of the significant influences on the globe's that we generate through our own human nature creation, existence and/or continuation. " " " " " " " " " " " " Integration of perspectives and layers issues). We can manage very few of these issues consciously (conscious issues) at any one time. The 'perspectives' presented above are inte- Often our personal knowledge, community grated with the CLA layers of litany, system, network contacts, limited resources to consult worldview and mythology. our authorities and management of competing This table shows the integration of the CLA interests mean that we are not able to organise layers with the 'perspectives'. our personal compendium of issues stored in The framework increases the flexibility of our subconscious. It is possible to discuss the the CLA Questioning Methodology by supple- conscious and sub-conscious issues through a menting CLA with the individual, local, state and process of questioning. Our individual perspec- world perspectives. The "breadth of perspective" tives, local perspectives (etc.) can be drawn upon is how much is known about the perspective. to enrich our responses to facilitative questions. Layer 2 Systems links to human Layer 1 The litany/compendium of nature human nature The second layer of triple bottom line In the first layer a litany of issues and sub- issues also remains in the sub-conscious. In this issues is sustained and is represented by all pos- layer the decision making about an aspect of the sible issues including prevalent triple bottom line issue commences. Opinions about the issue are environment, social and economic macro issues. formed through comparisons between the The majority of these issues are entertained in 'known' and the 'unknown'. These opinions can our sub-conscious (conscious-subconscious then be used to influence systems that drive 75
Journal of Futures Studies whole sets of decisions and actions. The erties we own (etc.). This third layer is represent- litany/compendium is contrasted with other's ed by our interaction with our society and what opinions and linked to organisational systems it represents. It may even stir our patriotism and potentially to produce actions. Human nature is sense of family pride. The deconstruction of thus linked to an individual's systems, communi- these issues at this level is often swept up by the ty and organisational systems of patterns of emotion of tradition and customs of our respec- behaviour (etc.) and ultimately the 'trans-societal" tive cultures. Our local, national and world per- systems are engaged. spectives are more powerfully represented in this layer. Layer 3 Worldview in human experi- From representation and emotional con- nections comes a comparison with what we ence would prefer or of what is needed to support When an issue is discussed the values of the existing connection. those involved in the discussion are stimulated Futures research methods assist the inquir- in many ways. Our values may be stimulated by er to identify and refine the preferred future and images and thoughts of symbols of our society: strategies for achieving them. For more on these our Churches, educational systems, sporting methods see Futures studies: Methods, Emerging facilities and events, the environment we con- Issues, and Civilisational Visions (Inayatullah and sume and the friendships we share and the prop- Wildman 1997). Layer 4 Mythology of human experi- The breadth of the perspective ence The breadth of the perspective ranges Mythology and folklore illuminate and con- across each layer and each perspective to vey our cultural phenomena. Mythology often expand the sub-issues e.g. economic, environ- describes era's and ethos' in neatly packaged col- ment and social sub issues. loquialisms such as 'Australia is the lucky country' By questioning the many perspectives asso- or 'the golden era of Hollywood'. ciated with an issue it is possible to gain a fuller The layers in this table are derived from understanding of a course of actions. 76 Inayatullah's (2002) Questioning The Future*.
CLA Methodology Benefits of the CLA questioning and issues. model CLA may be applied to attain deep and broad answers. An answer invites two types of Broadly, the CLA questioning model can be responses. Further questions could be asked of customized to place the learner's human nature one of the subjects offered in the answer, e.g., and experience at the center of attention. Question: Why research? Answer: to learn about Weekes and Macnamara describe this type of (a) the options for the future and (b) because customization as making the learning process of futures research methods are effective. Deeper the strategist the determinant timeframe for the information could be sought for either (a) or (b), design and negotiation of the strategy instead of or the answer could be broadened. having the design of the strategy in the domi- Breadth questions relate to the use of CLA nant position (MacNamara & Weekes, 1982). epistemology. Broadening the question allows The CLA Questioning Methodology enables a associated discourse from the same layer to be process of inquiry through customized ques- addressed: e.g. In your response you mentioned tions. This customization relies on action learn- options for the future. What might be an exam- ing, produces learning from questioning and ple of an option? Or, in your response you men- provides benefits that are not possible using tra- tioned that futures methods are effective. What ditional methods. One of these benefits is a co- is an example of the effects? learning relationship (Friedman, 1973) because Each vertical layer has an association with a the questioner and respondent learn of respons- connective perspective. These perspectives are es to questions that emanate from the layered the local to world perspectives. Broad analytical framework. questions can act as filters to filter for this infor- CLA allows the interviewee to think mation, e.g., "In your response you mentioned through their experience. It is not necessarily the options for the future. What effect would these practice of CLA for the questioner or the answer- options have on your (element of local-perspec- er to analyse or 'judge' the answers, rather the tive to world-perspective) relationship to your goal is to understand the perspective of the local community? answerer for one or more of CLA's layers. The table below accommodates four depth More specifically the CLA Questioning and breadth questions. It indicates how perspec- Methodology invites deeper responses where tives can contain various issues to be questioned appropriate. CLA presupposes that each ques- using the CLA method. tion could potentially lead to additional layers The breadth questions relate back to the 'how' type questions would be used: purpose of the research project, e.g., if the pro- How can we learn from the Islamic, ject's purpose is to identify the research commu- Buddhist, Tantric, Confucian and others' nities' perspectives regarding cultures recovering perspectives, asking what can the defeat- themselves or designing the future then related ed offer to the future?; or 77
Journal of Futures Studies How is it possible to increase democratic In community consultation projects the participation in imaging and designing process is as important as the content. That is the future, and communicating and advo- the end most often does not justify the means. cating a particular image of the future? Credibility of the consultation process relies Questions could also be structured to intro- upon satisfied community. 1 duce broad categories e.g which of the following The more eloquent the question, the more types of environmental issues affect you: noise, easily communicated are the answers. air, water, waste, land use or conservation? Questioning down and across the vertical layers Ultimately, purpose will dictate the depth can be trite and uninteresting if the same ques- and breadth of response required. tion type is used. A variety of deconstructive or 'causal' questions are "why", "cause", "rationale', Questioning eloquence "reason", and "purpose". 'Too much' use of the question "why" might create an apprehensive- Michel Godet in "From Anticipation to ness to respond. Alternating questions from the Action", 1993, understands that questioning can lateral discourses with questions from the linear displease others. This is perhaps when 'the end layer might be an innovative option. justifies the means'. CLA can also be integrated into a futures using breadth questions for a scenario (eg. eco- scenario and strategy development process by nomic, environmental and social futures). In the breadth questions resources of time CLA oriented action-learning and cus- and money can be accounted for. Once the tomized questions can be applied to community futures technique of (a) freeing the participant of consultation project stages of planning, imple- the present and (b) the strategy component of mentation and evaluation. the scenario is developed (c) the resource issues and limitations are applied. This is to ground the 1. Planning exercise in a context of reality when developing strategies. The CLA Questioning Method can be used to generate questions to assist inquiry regarding CLA oriented action learning in com- the project's aims and objectives. CLA question- ing can be used with futures visioning and back- munity consultation casting methods to enrich and deepen the con- 78
CLA Methodology sultation's vision, aims and objectives. community consultation to ensure that princi- ples and guidelines were followed and that com- munity were satisfied that they had the opportu- 2. Implementation nity to be involved. Implementation of the research process often includes focus groups, interviews and Deconstruction other research techniques that would benefit from CLA questioning. Interviews might be con- Deconstruction of the issue raised by the ducted with key stakeholders who hold high respondent might include: interest in the outcomes of the project. hearing about the issue and identifying the events that lead to its creation; and understanding the emotional connectivity 3. Evaluation between a community member and an issue i.e. the affect of the issue on the CLA can be used in community consultation community member's local or other per- and other projects to assist the process of evalu- spective. ative inquiry. Questions can be generated to The purpose of deconstruction is to tra- facilitate participant observations about a project verse back through the events of the past to either in a general way or more specifically treat the cause or to understand the cause from regarding targeted aspects of the project. an outsider's perspective. Margaret Mead (1978) Questions would be applied in the context of described this as prefigurative learning. Deconstruction of the past is not 're-fact- Meeting 3. A regional community organisa- ualising' the past. It is understanding what type tion interested in conserving a range of fish of information was communicated to generate species from increasing pollutant levels meets to the perspective held. For example, in the 'fern- discuss the advantages of the new policy. The timeline' below of various meetings, as time new policy might protect the fish species, but passes perspectives are taken on board regard- more specialized policy may need to be added ing an issue such as 'developing state environ- to the proposed policy. The benefits might be mental policy'. more than the costs from this perspective. Meeting 1. An informal gathering of resi- Meeting 4. The government organise a con- dents discusses the potential negative effects of sultation meeting of residents, business people having to wash their cars on the grass to prevent and community organisations interested in the wash-over effects into street drains. The informa- policy to clarify the perceptions and the realities tion supporting the negative effects is anecdotal, of the effects of the new policy. At each meeting but produces no real concerns. above new ideas are generated and these take Meeting 2. A group of multi-national busi- the groups into new issues. In meeting 4 the ness people discuss the costs of having to com- consultants use many CLA type questions to ply with the new policy and the national prece- deconstruct what occurred in meetings 1-3. New dents that it might set. The real benefits might understandings are gained and the basis for con- be less than the perceived benefits from this per- cern/interest in the new policy is determined spective. based on intended information. The consultants 79
Journal of Futures Studies could also increase the variety of community CLA provides questioners an opportunity to perspectives by introducing new information delayer or layer an existing issue or future and options. This has the potential to change actions. expectations of outcomes positively or negative- The CLA Questioning model is structured ly. In this regard action learning occurs beyond and may be applied iteratively and sequentially, education and research, and extends into man- to determine a course of action. Individuals are agement and planning endeavours (Somerhoff, not bound by the CLA Questioning Methodology 1969). This type of active learning can involve rather they can apply action learning principles CLA as the questioning method to reinterpret to customise questions. The Methodology can the past in order to satisfy expectations for given be applied to futures scenarios and techniques decisions. Learning through active questioning within planning processes to identify aims, and reforming questions as occurs with the CLA means and evaluative process. questioning model might be described as an action learning strategy. Correspondence: 91 Eversleigh Road, Redcliffe, 4020 Quee- nsland, Australia Layering c.russo@caloundra.qld.gov.au Perhaps layering is the opposite of decon- Endnotes struction. Time is described by Saul (2001) as 1 I had the pleasure of listening to a radio another level that futurists use to understand announcer on the ABC's 'Australia All Over' a complex situations. An understanding of the relaxed Sunday morning talk-back show. The time and all of the events that occurred in that announcer's questioning style seemed to char- time assist the layering/reconstruction of events acterize eloquence in action. Deep questions and triggers for action. alternated with less deep questions. An easy Construction or layering is thinking through question such as 'where are you from' seemed the CLA layers and questioning "what could hap- powerful as there is high confidence that the pen in the future?". Questions identify potential respondent would know the answer and this outcomes and can be customized to assist the confidence was represented in the answerer's objective of planned action. voice. "Croydon" was the firm response from the 103 year old caller. He delved back further into his parent's history in Croydon and when Summary/conclusion his first thoughts had emptied the announcer asked 'what do you do on a typical day now?'. This paper discusses CLA in light of the dual- This question was a little less well received, ity of the human nature to develop personal per- however the announcer had gained rapport spectives and human experience of interaction with the caller and he responded "They are with individuals, organisations and communities. holding a birthday party for me in the park CLA's epistemology stems from litany, system, this week. I am 104 on the 1st of October." world and mythology linear and lateral layers. When the full response was complete the These layers are connected to individual, local, announcer alternated to deeper questions state and world perspectives which may be ques- about Croydon. Rapport and alternation of tioned and their perspectives broadened. The lay- questions maintain the respondent's interest and patience with the questioner. ers and perspectives are developed through human nature and human experience. The CLA References questioning model can be customized to place Bateson, Gregory. 1972 Steps to An Ecology of the learner's human nature and experience at the Mind. Ballantine, New York. center of attention. The methodology can be Fisher, Aubrey. 1978. Perspectives on Human used in many ways including in project stages of Communication, Macmillan, New York. 80 planning, implementation and evaluation. Friedman, J. 1973. Re-tracking America: a theory
CLA Methodology of transactive planning. Anchor Books, New York. Godet, Michel. 1993. From Anticipation to Action. UNESCO Publishing. Inayatullah, Sohail. 1997. Global Transformation. SAGE Publications, London. Galtung, Johan and Inayatullah, Sohail. 1997. Macrohistory and Macrohistorians. Praeger, Westport, CT. Inayatullah, Sohail. 2000. Possibilities for the Future. Development (Vol. 43, No. 4, December, 17-21). Inayatullah, Sohail and Wildman, Paul. 1998. Futures Studies: Methods, Emerging Issues and Civilizational Visions - A Multimedia Reader. Prosperity Press, Brisbane. Inayatullah, Sohail. 2002. Understanding Sarkar: The Indian Macrohistory Episteme and Transformative Knowledge. Brill, Leiden, Boston and Koln. Inayatullah, Sohail. 2002. Questioning The Future. University of Tamkang, Taiwan. Mead, Margaret. 1978. Culture and Commitment: The new relations between the genera- tions in the 1970's. Columbia University Press, New York. Reason, Peter. 1993. Human Relations, Vol. 46 Saul, Peter. 2001. This Way To The Future. Journal of Futures Studies, Schein, Edgar. 1992. Organisational Culture and Leadership. Jossey Bass, San Francisco. Schutz. 1972. The Phenomenology of the Social World. Heineman Educational, London. Sommerhoff, G. 1969. The Abstract Characteristics of Living Systems. In F.E. Emery (Ed), Systems Thinking, Penguin, 1969. 81
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