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SWISS DEMOCRACY PASSPORT - Swissinfo
SWISS
DEMOCRACY
 PASSPORT
SWISS DEMOCRACY PASSPORT - Swissinfo
GUIDE               MY SWISS DEMOCRACY PASSPORT
TO MODERN REPRESENTATIVE DEMOCRACY
   WITH INITIATIVE AND REFERENDUM
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SWISS DEMOCRACY PASSPORT - Swissinfo
WELCOME
                         Switzerland—A Modern Representative Democracy
                         with Strong Direct Democratic Rights

                             These are some of the numbers           of the participating voters at large
                         making up a federal republic in             and the majority of voters in a ma-
                         the heart of Europe neighbored by           jority of states ('double majority')
                         Liechtenstein, Austria, Italy, France       behind them. However, until 1971
                         and Germany. Switzerland is a “na-          only men were eligible to vote.
                         tion of will” convening different                 Welcome to this second edition
                         cultures, religions and languages.          of the Swiss Democracy Passport.
                         The laws of the land are made by            This publication by the Swiss De-
                         the Swiss themselves—in a way               mocracy Foundation in cooper-
                         which very much fulfills Art. 21.1.         ation with partners, offers Swiss
                         of the Universal Declaration of Hu-         Democracy Passport holders from
                         man Rights:                                 all across the world alike a brief and
                                                                     concise introduction into how a
       41,285 KM2           “Everyone has the right
                                to take part in the
                                                                     modern representative democracy
                                                                     can become even more represent-
8.637 MILLION CITIZENS     government of his country,                ative if citizens are continuously
                             directly through freely                 involved in the agenda-setting and
4 NATIONAL LANGUAGES        chosen representatives”                  decision-making of a political com-
      26 CANTONS         The Swiss elect their representa-
                                                                     munity.
                                                                           This Passport highlights the
  2148 MUNICIPALITIES    tives in regularly held elections.          interplay of direct and indirect de-
                         And they are also involved in the           mocracy by explaining principles,
                         business of law- and constitution-          procedures and practices on all po-
                         making—on three political levels.           litical levels—and is designed to be-
                         The modern state was established            come a useful and informative com-
                         by referendum in 1848 and since             panion for everybody interested in
                         then all amendments to the feder-           the future of democracy—in times
                         al constitution have had a majority         of global crisis and challenges.

                                                                 5
SWISS DEMOCRACY PASSPORT - Swissinfo
CONTENT

               Iceland                                                                                                           My Swiss Democracy Passport                                       3
                                                                                                                                 Editorial:
                                                                                                                                 Switzerland—A Modern Representative Democracy                     5
                           Faroe
                                                                                                                                 Welcome by the Swiss President                                    8
                                                                                             Finland                             Map: A Country with Four Official Languages                      10
                                                        Norway
                                                                                  Åland                                          The Late Introduction of Female Suffrage                         12
                                                                       Sweden                     Estonia                        The Fascinating Interplay of Direct and Indirect Democracy       14
                                                                                                   Latvia                           Referendums and the Elected Representatives—
                                             Denmark                                       Lithuania                                a Successful Combination                                      16
           Ireland
                          United Netherlands
                         Kingdom
                                                                                                                                    Popular Initiatives—Valves and Negotiations                   18
                                                                                                        Belarus

                                                       Germany
                                                                                                                                    Why Do the Swiss Trust their National Government?             28
                                                                                  Poland
                                   Belgium
                                                 Luxembourg
                                                                                                                                    What are the Weaknesses of the Swiss Political System?         31
                                                                       Czech Republic                             Ukraine

                                                                                 Slovakia
                                                                                                                                 Selected Facts & Figures after 175 Years of Voting in Switzerland 34
                                        Switzerland    Liechtenstein
                                                                                                              Moldova
                               France                                  Austria                                                      Wide Variety of Topics                                        36
                                                                                 Hungary

                                                      Italy
                                                              Slovenia
                                                                            Croatia
                                                                                                    Romania                         Developing Rules of the Game 42
Portugal
                     Andorra
                                        Monaco
                                                        San Marino
                                                                               Bosnia
                                                                           & Herzegovina Serbia                                  Lucerne—Welcome to a World Democracy City                        48
                                                                                                       Bulgaria
                                                                                                                                 Swiss Democracy Foundation: Committed to Sustainable
                                                          Vatican         Montenegro       Kosovo
       Spain
                                                                                 Albania North                                   Democracy Promotion in Switzerland and Worldwide                 50
                                                                                         Macedonia
                                                                                           Greece                                The Polit-Forum Bern in the Käfigturm                            52
                                                                                                                                 About the Swiss Democracy Passport                               54

   Northern Europe                                            Malta                                                     Cyprus
   Eastern Europe
   Southern Europe
   Western Europe

                                                              6                                                                                                   7
SWISS DEMOCRACY PASSPORT - Swissinfo
WELCOME TO SWITZERLAND
Welcome to the Swiss Democracy Passport

     There is no doubt that reaching decisions in a democracy           The Swiss experience in direct
     can be time-consuming, laborious, slow and difficult.              democracy is not without its
     As Winston Churchill is often referenced to have said:             own challenges, in particu-
     democracies are the worst form of government—except                lar when it comes to foreign
     for all the others.                                                policy. Domestic and foreign
                                                                        policies are more than ever
     Direct democracies are even more complex than representa-          closely intertwined. While new instruments of international
     tive ones. As a consequence, a stable form of direct democra-      regulation (e.g. soft law) offer opportunities by allowing swift
     cy cannot come into existence overnight. And a system of di-       responses to new global challenges, they raise legitimate
     rect democracy must be carefully and continually nurtured in       questions regarding democratic participation in their elabo-
     order to make it work. Given the particularities of every state    ration. A balance must be struck. While governments need to
     and society, institutions of direct democracy cannot simply        remain capable to safeguard key foreign policy interests in a
     be copied, but must be shaped in their specific context.           dynamic international environment, it is important to ensure
          As a longstanding direct democracy and multi-cultural         a more effective democratic participation in foreign policy
     society, the case of Switzerland highlights what direct de-        issues.
     mocracy can achieve. It increases popular support for polit-            There is no doubt direct democracies have the neces-
     ical decisions. It also forces all stakeholders to compromise      sary strength needed to tackle these challenges and remain a
     in order to assure popular majorities on specific issues. At the   model fit for the 21st century. As a natural reference point for
     same time, direct democracy favors the inclusion of minori-        modern direct democracy, Switzerland, in accordance with its
     ties, especially through its combination with federalism and       constitutional mandate to promote democracy globally, will
     the rule of law. This combination ensures that minorities are      continue to actively support citizens’ participation in political
     heard and protected at the institutional and political level.      decision-making.
     Direct democracy cannot flourish under all conditions. The
     Swiss experience underlines the importance of a shared cul-
     ture of debate and informed responsibility of citizens. Such
     attributes cannot develop overnight but are fostered by a                                                         Ignazio Cassis
     practice with initiatives and referendums.                                                  President of the Swiss Confederation

                                  8                                                                      9
SWISS DEMOCRACY PASSPORT - Swissinfo
Schaffhausen
                                                                                                                                 GERMANY
MAP OF SWITZERLAND
                                                  Basel-Stadt
                                                                                                  Thurgau

                                                          Basel-Landschaft
                                          Jura                                      Zürich                               Appenzell Ausserrhoden

                                                     Solothurn     Aargau                                               Appenzell Innerrhoden
         French 23%
                                                                                                           St. Gallen
                                                                    Luzern        Zug                                                                                        AUSTRIA
                                                                                                                                 LIECHTENSTEIN
                                                                                        Schwyz
                         Neuchâtel
FRANCE                                                                                                Glarus
                                                                             Nidwalden
                                                   Bern          Obwalden                                                   Graubünden
                                                                                    Uri

                                      Fribourg
                  Vaud

                                                                                                                                                             Romansh 0.5%

                                                                                             Ticino

                                                    Valais

                                                                                                                              Italian 8%
    Genève

                                                                                                                                      Other Languages                         25%

                                                                                                                                      of which 5.7% English, 3.5% Portuguese and
                                                                                                                                      3.3% Albanian and 12.5% other languages.
                                                     (Swiss-)German 62%
                                                                                   (Swiss-)German                        62%         For 25 percent of the population, their mother
                                                                                   French                                23%         tongue is not one of Switzerland’s national
                                                                                   Italian                                 8%        languages. Many people state that they have
                                                 ITALY                             Romansh                               0.5%        two main languages—they are bilingual.

                                     10                                                                                          11
SWISS DEMOCRACY PASSPORT - Swissinfo
THE LATE INTRODUCTION OF
FEMALE SUFFRAGE

Compared to other democratic On February 7, 1971, 65,7% of the—               A Misused Reference to
countries, Switzerland was par- then only male—voters approved                Direct Democracy
ticularly late in establishing the the amendment to the Federal
right to vote regardless of gender. Constitution on women's suffrage          As in every democracy, in a direct
While democratic countries like and voting rights. Swiss men had              democracy it is key to have full
New Zealand (in 1893) or Finland rejected the same proposal in 1959.          voting rights in order to be able
(in 1906) introduced                               With this decision,        to take part in the agenda-setting
suffrage for both                                  Switzerland was one        and decision-making process. This
women and men                                      of the last countries in   right was basically enshrined in the
more than a century
                          With this decision, the world to introduce          Swiss constitution from the begin-
ago, in Switzerland,                               female suffrage on a       ning in 1848.
                          Switzerland was
women could only                                   national level. Among           But the male decision-makers
                          one of the last
exercise their voting                              the Swiss munici-          continued for 123 years to exclude
                          countries in the
and electoral rights                               palities and cantons,      women, even if both the govern-
                          world to introduce
many decades later.                                the first to introduce     ment, the parliament and the courts
                          female suffrage on
     However, already                              female suffrage was        had many opportunities (and were
in the late 19th cen-
                          a national level.        the canton of Vaud         repeatedly invited by the Swiss
tury the argument                                  in 1959.                   women) to change this injustice.
was made for an universal suffrage However, in the canton of Appen-                Until 1971 the reference to di-        More reading:
right for both men and women:        zell Innerrhoden, women were             rect democracy (and the seemingly           Studer, Brigitte and Wyttenbach, Judith:
     As an example Emilie Kempin- denied the right to vote on can-            necessity of a male ‘popular’ vote)         «Frauenstimmrecht – historische und
Spyri, the first woman in Switzer- tonal and municipal levels even            was flagrantly misused to exclude           rechtliche Entwicklungen, 1848-1971»,
land to graduate with a law de- until 1990 when the Swiss Su-                 the women from their fundamental            Hier und Jetzt.
gree asked the (male) Court for a preme Court decided that this was           rights as citizens.
                                                                                                                          Eugster, David und Troxler, Paula:
re-definition of the concept “Swiss unconstitutional. That was more                Historically—out of more than          «Der lange Weg zum Frauenstimm-
citizens” to include both women than a century after the highest              670 popular votes since 1848—in             recht», https://www.swissinfo.ch/ger/
and men. This was rejected in 1887 court of Switzerland for the first         the first 224 cases only the male           der-lange-weg-zum-frauenstimmrecht
and followed by many new (male) time had to judge on the interpre-            voters could participate.                   /46347344.
decisions to exclude women from tation of article 4 of the Federal
                                                                                                                          ch2021.ch
the right to vote.                   Constitution.
                                    12                                                                               13
SWISS DEMOCRACY PASSPORT - Swissinfo
SWITZERLAND’S FASCINATING INTERPLAY                                            Between 1900 and 2022*, in 26 Countries
BETWEEN DIRECT AND INDIRECT DEMOCRACY                                          Worldwide, a Total of 686 Citizen-initiated
By Marc Bühlmann                                                               Popular Votes on the National Level were held

No other country offers as extensive The Swiss political system com-                                                     42               10
                                                                                                                                                                              11
participatory and direct democrat- bines these two ideas: the major-                                   in 16 other countries              Hungary
                                                                                                                                                                           Latvia
ic rights as Switzerland. But that ity of the political work is done                                                                        10                             11
does not make Switzerland a direct by elected representatives. The                                                                          Slovenia                 Lithuania
democracy as such. Instead, the eligible voters in turn are bring-
                                                                                                                                                                           14
popular initiative and                               ing new issues onto                                                                                              Slovakia
referendum are not                                   the political agenda
constituent elements                                 (popular initiative) or
but make the rep-                                    control the legisla-                                                                                                  21
                           The Swiss system                                                                                                                           Uruguay
resentative system         is a fine-tuned           ture by voting on
more representative.                                 laws passed by the
                           combination of                                      409                                   686
     The Swiss sys-                                  representatives (ref-     Switzerland                                                                                 24
                           two different                                                                         Popular Votes                                     San Marino
tem is a fine-tuned                                  erendum).
                           answers to the                                                                          between
combination of two                                   It is important to note
                           basic political                                                                        1900–2022                                               63
different answers to                                 that the represent-
                           question who                                                                                                                         Liechtenstein
the basic political                                  ative and the par-
                           should rule.
question who should                                  ticipatory elements
                                                                                                                                                                              71
rule. The elitist an-                                are not directed
                                                                                                                                                                            Italy
swer emphasizes the merits of de- against each other but linked in a
cisions by political representatives very sophisticated way. It is their       Switzerland                             409        Taiwan                                     8
who have the expertise and nec- interplay as checks and balances               Italy                                    71        Palau                                      6
essary time to decide on complex that guarantees the stability of the          Liechtenstein                            63        New Zealand                                5
political questions.                   Swiss political system.                 San Marino                               24        Micronesia and Ukraine—each 4              8
                                                                               Uruguay                                  21        Bulgaria                                   3
     According to the participatory                                            Slovakia                                 14        Germany                                    2
answer, political decisions made                                               Lithuania                                11        Netherlands                                2
by all citizens are more legitimate                                            Latvia                                   11        Philippines, Bolivia, Colombia, Peru,
and have a broader argumentative                                               Slovenia                                 10        Georgia, North Macedonia, Malta,
                                                                               Hungary                                  10        Croatia—each 1                             8
basis.
                                                                               *until end of september 2022
                                                                               Source: direct-democracy-navigator.org

                                    14                                                                                        15
SWISS DEMOCRACY PASSPORT - Swissinfo
Referendums and the Elected Representatives—                                           Optional                                                    Mandatory
a Successful Combination                                                               Referendum                                                  Referendum

Since the introduction of the op-             Not only the small share of op-          The optional referendum can be initiated                    Constitutional amendments and member-
tional referendum in 1874, the                 tional referendums, but also the        by collecting 50,000 signatures during                      ship of international organizations passed
                                                                                       a period of 100 days after a law that was                   by parliament must be put to a popular
national parliament has passed                 high number of accepted man-
                                                                                       passed by parliament is published. In                       vote. These laws pass only when the major-
more than 3400 laws. Only 205 of                datory referendums seems to in-        this case, it is decided at the ballot box                  ity of the people as well as the majority of
them have been questioned by                       dicate a high degree of agree-      whether the parliamentary decision should                   the cantons agree.
referendum (6%). Of these ref-                      ment between citizens and          stand or not.
erendums, 88 were successful.                      representatives: In only about                                                                  The mandatory referendum exists since
Thus, more than 97% of all de-                   one-fourth of the 198 mandatory       The optional referendum was introduced in                   1848. Between then and mid-2022, a total
                                                                                       1874. Between then and mid-2022, a total                    of 198 were voted on, of which 148 were
cisions taken by the represent-                  referendums voted on, the ma-
                                                                                       of 205 were voted on, of which 86 were                      successful (75%), meaning the people and
atives are legitimized directly                  jority of citizens hold a different   successful (42%), meaning they repealed                     the cantons ratified them.
(unsuccessful referendum) or                     opinion from parliament. But          the law.
indirectly (no demand for a ref-                 what happens if the integra-
erendum) by the citizens entitled                tion of important forces is not
to vote. Paradoxically, the option-             successful? After all, there have
al referendum—although used                     been 86 optional and 50 man-
                                                                                         successful veto                                             disagree
so rarely—is partly responsible                 datory referendums in the last           law passed                                                  agree
for this high success rate. Because            nearly 150 years in which par-
                                                                                        70
the optional referendum hangs                  liamentary decisions have been
over each legislative process like            rejected by the Swiss population          60                                                         60
the sword of Damocles, the rep-              with voting rights (until 1971 only                                                                   50
                                                                                        50
resentatives make every effort to            by the male citizens).
include the important interests that        Here the interplay between direct           40                                                         40

could take part in a referendum in a        and indirect democracy is nicely            30                                                         30
legislative decision. Sometimes the         demonstrated. With the rejection at
                                                                                        20                                                         20
mere threat by a party or a group           the ballot box, the citizens play the
to start a referendum leads to their        ball back to parliament. A “No” vote        10                                                         10
interests being taken into account.         does not usually mean a shamble,
                                                                                         0                                                          0
The low number of referendums               but rather a mandate to the au-
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suggests that this inclusion is suc-        thorities to rethink the proposed
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cessful in most cases.                      reform—also with the help of an
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SWISS DEMOCRACY PASSPORT - Swissinfo
Popular Initiatives—
                                               Valves and Negotiations
                                                                                                                                       Popular Initiative
interpretation of the arguments dis-          The ongoing interplay between            popular vote but not the majority of            Citizens have the possibility to
cussed during the voting campaign.            indirect and direct-democratic el-       cantons—and failed.                             propose an amendment to the con-
    Although this means a lot of ex-          ements in the sense of cooperation            Furthermore, the fact that only            stitution. This proposition is voted
                                                                                                                                       on when 100,000 citizens support a
tra work for government and par-              and interaction between represent-       11 percent of popular initiatives were          formulated text and their signatures
liament, a revised law with which             atives and citizens, is even more        accepted once again suggests that               are collected within 18 months. A
a large majority of citizens agree,           evident when we look at the insti-       there is no great divide between                popular initiative is adopted when
gains legitimacy.                             tution of the popular initiative.        the representatives and the people.             the majority of the people as well as
     Citizens in most democracies                   The real idea of the popular in-   This is especially true because par-            the majority of the cantons agree.
are calling for more participatory            itiative is that minorities can bring    liament itself had recommended
                                                                                                                                       The popular initiative exists since
and direct democracy. One argu-               issues that are important to them        six of the 25 successful initiatives            1891. Between then and mid 2022,
ment is the fear that there is a grow-        into the political arena. Normally,      to be adopted. Moreover, this 11                a total of 228 were voted on, of
ing gap between representatives               these are issues that are—from           percent only refers to the 228 pop-             which 25 were successful (11%),
and citizens, because parliamen-              the perspective of these minori-         ular initiatives that have been voted           meaning they were adopted by the
tarians have allegedly lost touch             ties—not sufficiently or not at all      on since 1891. If we take the total             people and the cantons.
with the population and no longer             considered by the parliamentarian        of about 350 initiatives that were
know where the shoe pinches. The              majority. The initiative committees      submitted, the 25 successful ones                    adopted
rather few cases in which citizens            therefore hope that citizens will        correspond to 7 percent only. This                   declined
disagree with the parliament in               evaluate their issues more favora-       percentage would fall even fur-               100
Switzerland are an indication that a          bly than the parliament and anchor       ther if those initiatives that failed
                                                                                                                                      80
combination of direct and indirect            their concerns in the constitution.      to pass the signature hurdle were
democratic elements strengthen                      A glance at the sheer numbers      also included in the bill. Approxi-            60
the representative quality of the             seems to suggest at first that popu-     mately one in three of the initiatives
system and can bridge this gap.               lar initiatives are a weak instrument    launched do not take off at all.               40
                                              and that direct democracy does not            This does not mean, however,
                                              have the expected significance: out      that the popular initiative has no             20

                                              of 228 popular initiatives voted on      effect. On the contrary, the various
                                                                                                                                       0
                                              since 1891, only 25 were accepted at     indirect effects attributable to the

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                                              the ballot box.                          complex interplay between rep-

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                                                    Two times—in 1955 and 2020—        resentative and participatory ele-

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                                              an initiative got a majority of the      ments are very impressive.
                                         18                                                                                     19
Negotiation and Integration                                                                Counterproposal—Direct and Indirect

Like the optional referendum, the                the final decision to the people’s                 Counterproposal           Initiative          Counterproposal             Initiative
popular initiative can have an inclu-            vote. If declared valid, an initiative                adopted                adopted                 refused                  refused
sive effect. If an important interest            must be discussed by the parlia-
group or a party announces that                  ment. Usually, the final decision is
it considers launching a popular                 a recommendation to the citizens
                                                                                           30
                                                                                           30
initiative on a particular issue, this           to reject the initiative. However,
                                                                                           25
issue may become more important                  normally at least a part of the par-
                                                                                           20
                                                                                           20
in parliament. More often, howev-                liament supports the idea of the          15
er, initiatives are used to make de-             initiative.                               10
                                                                                           10
mands that are not heard at all in                    This often leads to lively parlia-    5
parliament.                                      mentary debates in which numer-            00

     If an initiative committee has              ous pros and cons are exchanged,                voted at the same time with initiative
successfully collected the neces-                which, thanks to media coverage,                voted without initiative
sary signatures, its request goes                can also mobilize and expand pub-
to parliament, where the matter is               lic debate.
discussed. The parliament is not                      The parliament has the option
allowed to change the proposal but               of formulating a so-called counter-
has various possibilities to react to it.        proposal. In this case, a majority in
     The parliament can declare the              parliament at least shares the in-        The parliament can propose an alternative to         If the initiative committee does not with-
initiative invalid if, for example, it           tention of the popular initiative idea    a submitted popular initiative.                      draw its initiative, the direct counter-
                                                                                                                                                proposal as well as the initiative are put to
infringes upon mandatory provi-                  but turns it into a less extreme or
                                                                                           The direct counterproposal is a proposition          the vote.
sions of international law. So, it is            more practicable demand. This in-         of a different amendment to the constitution
parliament that decides whether an               strument can also be used for stra-       whereas the indirect counterproposal is the          Since 1987, a third question—whether
initiative is valid or not, not a court.         tegic reasons when the parliament         proposition of a law or law amendment, i.e.          voters prefer the initiative or the counter-
This deliberately political rather               wants to take the wind out of a pop-      a non-constitutional amendment.                      proposal—decides in case both are approved
than legal process has resulted in               ular demand’s sails. This shows how                                                            at the ballot box. Before 1987 voting "Yes"
                                                                                           If the initiative committee withdraws its            on both the initiative and the counterpro-
only four initiatives being declared             the indirect and direct elements of
                                                                                           initiative, the direct counterproposal will          posal was not allowed.
invalid. In controversial cases, the             modern representative democracy           be voted on or the indirect counterproposal
parliament usually decides “in du-               work together.                            comes into force, as long as there is not            Since 1891, 42 direct counterproposals have
bio pro populo”, meaning it leaves                                                         enough support for an optional referendum.           been voted on, 26 were accepted (62%).

                                            20                                                                                             21
Valve
                                                                                                                            Switzerland
                                                                                                                            without an Army

To be clear, the majority of all in- cally bypassing parliament. A wel-       popular initiatives in Switzerland,
itiatives submitted are rejected by come side effect is that this chan-       there are numerous examples of
the parliament without a counter- neled and institutionalized way of          how a demand first constitutes a
proposal and voted on unchanged letting off steam should lead to a            breach of taboo, the correspond-
at the ballot box. And                             lasting pacification       ing initiative is rejected at the bal-
in the vast majority of                            of political dissatis-     lot box by a large majority, but the
cases, these popular                               faction.                   topic is then repeatedly discussed
initiatives do not find                            This is especially true    and society becomes more open to
a majority in the vot-                             because the author-        it, and finally, after the necessary
ing population either.      Institutionalized      ities are obliged to       period of time, it is incorporated
Does this mean that         organization of        deal with the frus-        into legislation.
popular initiatives are     political frus-        tration that is packed          This can also be called the
                                                                                                                            In Switzerland, military service
only effective if they      tration is one         into an initiative, take   catalyst function of the popular              is compulsory for male Swiss
are at least partially      of the reasons         it seriously and argue     initiative. In these cases, too, it is        citizens.
supported by parlia-        why mass               against it.                important that these demands are
ment?                       demonstrations         This institutionalized     not simply ridiculed but must be              The armed forces were considered
      Not necessarily,      and, above all,        organization of polit-     treated seriously by the political            a “sacred cow” in Switzerland
                                                                                                                            since the Second World War and
for at least two rea-       violent political      ical frustration is one    elite in an institutionally secured
                                                                                                                            during the Cold War.
sons arising from the       actions hardly         of the reasons why         manner.
so-called valve func-       ever take place        mass demonstrations             While both the release of frus-          Slaughtering this cow was the aim
tion of an initiative.      in Switzerland.        and, above all, violent    tration and the breaking of taboos            of the initiative for a Switzerland
      First, a popular                             political actions hard-    have no direct effect in the sense            without an army.
initiative can help to                             ly ever take place in      of a changed law, they do initiate
                                                                                                                            Although the initiative was
reduce political frus-                             Switzerland.               discussions in an institutionalized
                                                                                                                            rejected in November 1989, the
tration. A minority that receives Second, a popular initiative can            manner that may, over time, lead              surprisingly high 35.6% vote in
little or no attention in the parlia- break taboos. Often it is an            to social changes and political re-           favor opened the door to very
mentary arena for an issue that is avant-garde minority that brings           forms.                                        comprehensive army and security
important to them can try to get it a completely new topic onto the                                                         policy reforms in Switzerland.
directly from the electorate, practi- political agenda. In the history of

                                    22                                                                                 23
The Minaret Ban                                                                                                                 Direct Democracy
                                                                                                                                and Party Success

                                           Popular initiatives can thus help to      A welcome effect for political par-
                                           deal more seriously with emotion-         ties when launching, submitting
                                           ally charged political issues in the      and discussing an initiative during
                                           long term.                                a voting campaign is that media
                                                What is crucial is that it is not    attention normally increases. Thus,
                                           up to the elected representatives         especially before upcoming elec-
                                           to decide what is important and           tions, the parties hope to achieve         Between 1990 and 2011, the Swiss
                                           what is being negotiated. If a mat-       an advertizing effect by activating        People’s Party (SVP) more than
                                                                                                                                doubled its voter share.
                                           ter passes the signature hurdle, it       direct-democratic instruments.
                                           is considered important—regard-               On the other hand, however,            This is also due to its transformation
                                           less of which political minority          this also helps voters because it          from a conservative to a conserva-
                                           has put it forward. In this case this     shows them what the central con-           tive-populist party, which is illus-
                                           means that taboos and frustration         cerns of a party standing for elec-        trated by their use of popular votes
                                           cannot simply be ignored but must         tion are.                                  initiated by citizens initiatives.
                                           be debated.
                                                                                                                                Numerous popular initiatives of
The minaret initiative to ban the                                                                                               the SVP were accompanied by con-
construction of new minarets in the        Canvassing                                                                           troversial campaigns in which the
federal constitution was adopted                                                                                                party’s logo was always visible.
in November 2009 with 57.5% of             The third effect of the popular initi-
yes-votes.                                                                                                                      The party has both gained in
                                           ative, which can also provide a link
                                                                                                                                presence and integrated into the
The result was interpreted as
                                           between participatory democratic
                                                                                                                                representative system by using
reaction to the terrorist attacks          and indirect arenas, is the role in                                                  direct democratic tools.
in the USA and Europe and gave             canvassing ahead of an election.
islamophobic sentiment a vent.                 Often, it is a political party that
                                           not only wants to use an initiative
While the ban remains in effect the
                                           to make itself heard in parliament
public dialogue between Muslim
associations and other parts of the
                                           on an issue that is important to it,
Swiss public has been strengthened.        but also to be remembered by its
                                           voters.

                                      24                                                                                   25
The Long Road to Maternity Leave                                                                   The Implementation of Accepted Popular
                                                                                                   Initiatives—the Interplay Goes On

                                                                                                   As mentioned, 25 popular initia-             initiative. The idea is that a body
                                                                                                   tives so far have been approved              representing the population—the
                                                                                                   at the ballot box. It is important           parliament—should discuss and
                                                                                                   to note that the interplay between           decide what the voters might have
                                                                                                   direct and indirect democracy in             meant.
                                                                                                   the representative system does not                The sovereignty of definition
                                                                                                   end at this stage. An accepted pop-          is deliberately not left to the initi-
                                                                                                   ular initiative “merely” represents          ative committee, even though the
                                                                                                   a constitutional amendment. For              committee often does not agree
                                                                                                   an adopted popular initiative to be          with the dilution of its goals: It
                                                                                                   effective, it must be specified and          was not the committee that voted,
                                                                                                   implemented in a law. And this is            but the entire electorate. It should
                                                                                                   where parliament comes into play             be noted, however, that the imple-
                                                                                                   again.                                       mentation of the initiative at the
                                                                                                        Along with considerations on            legislative level, as proposed by
                                                                                                   how to best combine the new regu-            Parliament, can again be revoked
                                                                                                   lations with existing laws, the par-         by an optional referendum.
                                                                                                   liament has to interpret the simple               Again, the interplay between
                                                                                                   “Yes” to the initiative at the ballot        direct and indirect democracy is
                                                                                                   box.                                         a never-ending story in a modern
It took no less than 60 years and almost 20        of the constitution. In 1974, 1984, 1987,            Which arguments were impor-             representative democracy like the
attempts before a maternity insurance was          and 1999 different propositions did not         tant during the voting campaign?             Swiss one.
legally regulated in Switzerland.                  find support from the people. Also, the         Should the arguments of the No-
                                                   numerous proposals in the parliament did        minority also be taken into account?
In fact, in 1945, a direct counterproposal         not find a majority for decades. Only in             Such an implementation pro-
was adopted by a majority of 76.3 percent          2020, a paternity leave of two weeks was
                                                                                                   cess can sometimes take a long
and the creation of a maternity insurance          adopted by 60 percent of the voters. In
was enshrined in the constitution. But only        an international comparison Switzerland         time and often leads to a signif-
in 2004,—60 years later—did the citizens           lags quite behind in terms of parental leave.   icant curtailment of the original
adopt a law implementing the idea                                                                  objectives of the adopted popular

                                              26                                                                                           27
Why Do the Swiss Trust their
National Government?

The institutionalized and dy-               sense, direct democracy even forces      initiative makes it much easier               Although participation as such
namic balance between elected               institutionalized integration of frus-   to accept it for the time being. In           may not make people happier, it
representatives and eligible                tration, which can be recognized         such a fine-tuned representative              has a significant impact on satis-
citizens in the Swiss political             early and must be taken seriously.       democracy we find “humble win-                faction with the political system
system have two mayor effects:                                                       ners” and “happy losers”.                     and trust in institutions and polit-
integration and legitimation.               Legitimation                                  Of course, the possibility of be-        ical actors. By international com-
                                                                                     ing able to influence political deci-         parison, the political trust of Swiss
Integration                                 The feeling of being able to make        sions directly not only increases the         citizens is very high.
                                            a difference or at least being tak-      legitimacy of a specific decision,
Integration means that demands              en seriously by political decision       but of the entire political system as         Economic Impacts
from outside the representative             makers is a central prerequisite         such.
institutions can enter the political        for granting legitimacy to politi-                                                     There is further empirical evidence
arena more easily thanks to the             cal decisions. The inclusion of as       Impact on Society                             that the referendum in particu-
direct democratic elements. Thus,           many interests as possible in a de-                                                    lar has a braking effect. Although
political minorities that usually           cision also makes it more widely         This higher level of legitimacy has           the referendum is accompanied
have very limited access to po-             accepted.                                interesting social consequences.              by a status quo bias and hinders
litical power have institutional-                The likelihood of accepting a       There is strong evidence that a               innovation, it has positive effects
ized opportunities to make their            decision even if one is not in favor     modern participatory represent-               on the national budget. Compari-
voices heard. Furthermore, the              of it and is therefore in a minority     ative democracy increases the                 sons of Swiss cantons suggest that
constant threat of a referendum             position increases with the num-         sense of belonging, because peo-              government spending and public
forces integration of all important         ber of participation possibilities.      ple take part in the decision-mak-            debt are lower in cantons with a
political interests during the deci-        Thanks to modern direct democ-           ing process together and discuss              well-developed financial referen-
sion-making process. Finally, the           racy—and in contrast to purely           different issues when voting. Mod-            dum: Where the population has a
instruments of direct democracy             indirect representative democra-         ern direct democracy also increas-            say in the budget thanks to direct
force the actors of the representa-         cies—, depending on the issue,           es civil society involvement in the           democracy, the actors in the rep-
tive institutions to take a stand on        each citizen is at least occasionally    sense of “social capital”.                    resentative system appear to have
issues that would otherwise not be          in the majority. Furthermore, just            Studies furthermore indicate             greater spending discipline.
discussed or at least not discussed         knowing that an unpopular deci-          that political information and even
on a broader scale because of their         sion could be questioned by ref-         life satisfaction are greater thanks
taboo or emotional nature. In this          erendum or reformed by popular           to the practice of direct democracy.
                                       28                                                                                     29
Trust in the National Government                             What Are the Weaknesses of
                         0%   20%   40%   60%   80%   100%
                                                             the Swiss Political System?
       Switzerland
       Indonesia
       Luxembourg
       India                                                 In view of all these positive effects          higher that in many other countries.
       Norway                                                the question arises: What are the              After all, social changes can usually
       Netherlands
       New Zealand                                           weaknesses of today’s Swiss-style              only take place slowly and are only
       Denmark                                               representative democracy? It goes              accepted when large majorities
       Ireland
       Canada
                                                             without saying that Switzerland is             can be convinced of the change in
       Germany                                               far from being a perfect political             lengthy discussions. The question
       Finland                                               system. In this context three is-              arises, however, as to whether more
       Portugal
       South Africa                                          sues are emphasized: efficiency,               rapid solutions might not be need-
       Turkey                                                integration and inclusion.                     ed to solve complex and, above all,
       Austria                                                                                              global problems such as health cri-
       Sweden
       Costa Rica                                            An Efficient System?                           sis, migration or climate change.
       Australia
       Russia                                                Modern direct democracy has a
       Belgium                                                                                              Limited Integration
       Poland                                                price. The more interests are in-
       Israel                                                volved, the weaker the influence               Modern direct democracy forces
       Czech Republic                                        of the individual actors becomes.              the inclusion of all important polit-
       United Kingdom
       Estonia                                               Political parties and elected indi-            ical interests. Which political inter-
       Korea                                                 viduals that are strong in purely              ests are considered “important” re-
       Hungary
       Japan
                                                             representative systems, but also in-           mains an open question, however.
       France                                                stitutions like parliament and gov-                 The history of Switzerland
       Iceland                                               ernment, experience more power                 and the use of direct democracy
       Slovak Republic
       Chile
                                                             competition in Switzerland because             show quite impressively that it is
       Lithuania                                             they have to involve strong associa-           considered “important” who can
       USA                                                   tions and the population. This slows           credibly threaten with a referen-
       Mexico
       Spain                                                 down the decision-making process               dum. In Swiss political science, it is
       Colombia                                              which may impact the efficiency of             conventional wisdom that Switzer-
       Slovenia                                              the system.                                    land's transformation from a tra-
       Italy
       Latvia                                                     At the same time this slowness            ditional majoritarian democracy
       Brazil                                                also has a positive side: the political        (with one government party and
       Greece                                                legitimacy of decisions taken is               several opposition parties) to a
                              30                                                                       31
Authors of Referendums and Initiatives                                                                            people include young people un-               Turnout at the
                                                                                                                  der the age of 18, residents without          Ballot-Box
                                                                                                                  a Swiss passport, and persons who
                                                                                                                                                                60
 60
60                                                          60
                                                             80                                                   “lack legal capacity due to mental
50
 50
                                                             70
                                                            50                                                    illness or mental incapacity” (Fed-
                                                                                                                                                                50
                                                             60                                                   eral Constitution of Switzerland,
40
 40                                                         40
                                                             50
                                                                                                                  Art. 136, para. 1). Thus, one third of
30                                                          30                                                                                                  40
 30                                                          40
                                                                                                                  the population of Switzerland is still
                                                             30
20
 20                                                         20                                                    excluded from institutionalized de-
                                                             20                                                                                                 30
10
 10                                                         10                                                    cision-making. And remember: un-
                                                             10
                                                                                                                  til 1971, when women's suffrage was
 00                                                          00                                                                                                 20
                                                                                                                  finally introduced (see page 12/13),
  18

            18

                    19

                           19

                                    19

                                            19

                                                             18

                                                                       18

                                                                                19

                                                                                      19

                                                                                               19

                                                                                                        19

                                                                                                                                                                 20

                                                                                                                                                                          20

                                                                                                                                                                                   20

                                                                                                                                                                                            20

                                                                                                                                                                                                    20
                                                                                                                  only a clear minority of the resident

                                                                                                         90
      75

             92

                      20

                              40

                                     70

                                              90

                                                                  75

                                                                        92

                                                                                 20

                                                                                          40

                                                                                                70

                                                                                                                                                                     00

                                                                                                                                                                            05

                                                                                                                                                                                    10

                                                                                                                                                                                             15

                                                                                                                                                                                                    20
       –1

               –1

                      –1

                               –1

                                       –1

                                              –2

                                                                  –1

                                                                           –1

                                                                                 –1

                                                                                          –1

                                                                                                   –1

                                                                                                         –2
                                                                                                                  population was entitled to vote.
        89

                 91

                         93

                                96

                                         98

                                                 01

                                                                   89

                                                                            91

                                                                                     93

                                                                                           96

                                                                                                    98

                                                                                                             01
           1

                  9

                           9

                                   9

                                          9

                                                   6

                                                                       1

                                                                             9

                                                                                      9

                                                                                               9

                                                                                                     9

                                                                                                              6
Authors of optional referendums (left) and popular initiatives (right) in % per period                                  This “tyranny of the majority”            mean turnout / entitled to vote
                                                                                                                  (as Alexis de Tocqueville warned                mean turnout / whole population
      government party                   association                                                              against the majority principle), or
      non government party               committee
                                                                                                                  rather the tyranny of the eligible
                                                                                                                  voters, is a weighty disadvantage             peaceful stability, cohesion, politi-
                                                                                                                  of direct democracy: citizens who             cal confidence, and satisfaction in
consensus democracy (with a broad                           relatively expensive, and, thus, not                  do not have the right to vote can             Switzerland. Indeed, if the promise
coalition of governing parties) is                          all minority interests can afford to                  only poorly defend themselves in              of modern democracy is a conver-
due to the referendum: Parties                              go to the ballot box or make them-                    direct democracy and their inter-             sation that never ends, Switzer-
that blocked decisions became                               selves sufficiently heard in the vot-                 ests face a high risk of being sim-           land's participatory political sys-
part of the government over time.                           ing campaign.                                         ply ignored.                                  tem offers ideal conditions, while
However, a referendum can only                                                                                                                                  there is still much potential to be
be organized by interest groups                             Inclusion                                             Possible Reforms                              explored, especially with regard to
that have the necessary resources.                                                                                                                              further expansion of eligibility of
In fact, there are very few exam-                           A further critical feature is inclusion.                  Thinking of further reforms,              young people, residents without a
ples of referendums or initiatives                          While most—around 90%—eligi-                          it will be important to carefully             Swiss passport or people with in-
taken by committees that were                               ble citizens are participating at least               preserve the advantages, namely               tellectual disabilities.
not supported at least by parties                           once every five years—a significant                   the integrative and legitimizing
or associations. Active direct de-                          share of the resident population                      effect of the interplay between
mocracy—from collecting signa-                              remains excluded from having a                        representation and direct democ-                    Marc Bühlmann is Director of
tures to campaigning for votes—is                           formal say. This group of excluded                    racy which contribute greatly to                          Année Politique Suisse
                                                       32                                                                                                  33
SELECTED FACTS AND FIGURES AFTER
175 YEARS OF VOTING IN SWITZERLAND
By Hans-Peter Schaub

Since 1848, the eligible part of the            the set time. Those initiatives were
Swiss population has been called                thus not put to a vote.
to vote on more than 670 proposals                    In the other cases, the initiators
(more than 440 since the introduc-              usually content themselves with
tion of female suffrage in 1971) on             meeting the legal threshold plus
the federal level to change a law or            some safety margin. The most ac-
the constitution. Looking into this             curate collecting was done for an
rich and diverse history provides us            initiative that was voted on in 2008         The 2008 right-wing initiative                 1933 poster against lowering
with insights on how direct democ-              and aimed at installing full local           “for democratic naturalizations”               state employees’ salaries
racy in Switzerland has been func-              autonomy on how to organize the              was signed by 100,038 citizens
tioning. The following paragraphs               naturalization of foreigners, which
do not aspire to give an overview               handed in 100,038 valid signatures,
of all the most important develop-              i.e. a mere 0.04 percent above the         the widespread support for their                tures as fast as possible. The all-
ments in the history of voting in               threshold of 100,000.                      issue, to build a broad base of sup-            time record in this discipline is held
Switzerland, but to present some                      Similarly, an optional referen-      porters already in a pre-stage of the           by the pacifist initiators of a 1993
selected records, crucial facts and             dum against the extension of the           campaign, or simply to manifest                 initiative that aimed at preventing
curious cases.                                  transalpine railway network in 1992        their political power. Thus, a coali-           the acquisition of new fighter jets.
                                                met the threshold of 50,000 by only        tion of health insurance companies              After a mere 34 days, they handed
                                                51 excess signatures (0.1 percent). In     submitted over 390,000 signatures               in over 180,000 signatures, which
Collecting the Required
                                                both cases, the initiators ended up        for their initiative for a health reform        also makes for a record 5,300 signa-
Signatures—or Much More
                                                not being supported by a majority          in 1985 (almost 4 times the required            tures per day.
Apart from the mandatory referen-               of voters at the ballot box.1              threshold). In 1933, a coalition of                  After a fierce voting campaign,
dums, an issue is put to vote only                    In contrast, other actors have       trade unions collected over 325,000             the initiative was eventually reject-
if the required number of signa-                overly exceeded the legal require-         signatures for a referendum against             ed. Nonetheless, the impressive
tures are collected. Between 1980               ments. In doing so, they used the          lowering state employees’ salaries,             demonstration of the antimilita-
and 2022, more than 130 popular                 signature collection to demonstrate        i.e. almost 11 times the then-thresh-           rists’ mobilizing power was conse-
initiatives, including some by large                                                       old which at the time was 30,000                quential in that the authorities have
political parties, failed to collect the        1
                                                    w ww.swissvotes.ch/vote/532.00        signatures. Yet another possibility             since put all their air force acquisi-
required number of signatures in                     www.swissvotes.ch/vote/382.00         to excel is by collecting the signa-            tion projects to a popular vote.

                                           34                                                                                         35
Wide Variety of Topics                                                              Frequency of Votes by Policy Field, 1848—2022

                                                                                             State organization
Popular votes in Switzerland can            The picture looks slightly different

                                                                                                                  Social policy
touch on any policy area, and in-           if we consider popular initiatives

                                                                                                                                                                                                  Transport & infrastructure
                                                                                                                                  Public finance
deed eligible voters have been              only, excluding mandatory and
called to vote on the whole range of        optional referendums: Popular ini-

                                                                                                                                                             Environment
                                                                                                                                                   Economy

                                                                                                                                                                           Security policy
policies. This being said, some pol-        tiatives have most frequently dealt

                                                                                                                                                                                                                                                                Education and research
                                                                                      200
icy areas have been at the center of        with social policy (81), state organ-

                                                                                                                                                                                                                                                                                                  Culture, religion, media
                                                                                                                                                                                                                                               Foreign policy
                                                                                                                                                                                                                                 Agriculture
votes more often than others.               ization (64) and environmental            150
    Until February 2022 eligible            policy (54).
voters (up to 1971 only men, see                 This mirrors the fact that so-
page 12/13) have most frequently            cial and environmental concerns           100

                                                                                                                                                                                                                                                                                         Energy
voted on proposals concerning               have often been put on the political
state organization (198 votes), so-         agenda by organizations who did            50
cial policy (191 votes), economy            not get their positions through in
and public finance (127 votes each).        the representative institutions and          0
                                            who therefore resorted to the direct-              198                 191             127             127       100             82                       62                          58            43                31                     29        28
                                            democratic arena.
                                                 By contrast, issues of state or-
                                            ganization and public finance were
                                            more often tabled by the authori-         Initiatives                                                                                                                              Referendum
                                            ties themselves.                        State organization                                                                     64                        State organization                                                                                                    134
                                                                                    Social policy                                                                          81                        Social policy                                                                                                         110
                                                                                    Public finance                                                                         30                        Public finance                                                                                                         97
                                                                                    Economy                                                                                40                        Economy                                                                                                                87
                                                                                    Environment                                                                            54                        Environment                                                                                                            46
                                                                                    Security policy                                                                        29                        Security policy                                                                                                        53
                                                                                    Transport & infrastructure                                                             19                        Transport & infrastructure                                                                                             43
                                                                                    Agriculture                                                                            15                        Agriculture                                                                                                            43
                                                                                    Foreign policy                                                                         15                        Foreign policy                                                                                                         28
                                                                                    Education and research                                                                 10                        Education and research                                                                                                 21
                                                                                    Energy                                                                                 15                        Energy                                                                                                                 14
                                                                                    Culture, religion, media                                                                6                        Culture, religion, media                                                                                               22

                                       36                                                                                                                                                    37
A Constitutional Amendment to Regulate Cows’
and Goats’ Horns?

The general idea of Switzerland’s every now and then called to vote                 a new monetary system (reject-
legislative system is to have citi- on issues that appear curious or ir-            ed in 2018) or the initiative for an
zens vote on the most important relevant to outside observers.                      unconditional basic income for
questions (constitu-                                       A recent example is      every resident (rejected in 2016).
tional amendments                                          the so-called “horn-          In 1895, (male) voters were
and contested laws),                                       cow initiative”: In      called to vote on whether the right
while parliament and                                       2018, voters decided     to produce matches should be re-
government deal with
                                 The general idea          whether farmers who      served to the state. Absurd as this
the less important               of Switzerland’s          abstain from remov-      idea may appear from a contem-
issues. However, who             legislative system        ing their cows’ and      poraneous viewpoint, the advo-
is to decide which               is to have citi-          goats’ horns should      cates of the proposal deemed this
issues are important             zens vote on the          get additional state     step necessary in order to ensure            given that only four minarets had
and which are not?               most important            subsidies.               that the workers in match factories          been built in all Switzerland so far.
The popular initia-              questions (consti-        One might think that     are decently protected against the           However, the initiative sparked
tive ensures that as             tutional amend-           it is absurd to have     risks of phosphor. After a fierce            a public debate on topics that
long as it does not              ments and                 a national vote on       voting campaign, the voters de-              went far beyond a few edifices,
breach mandatory                 contested laws),          such an issue, and       cided to reject the state monopoly.          touching symbolic and emotional
provisions of inter-             while parliament          indeed the initiative         Another initiative whose rel-           questions such as intercultural re-
national law nor the             and government            was rejected by the      evance was contested was even                lations, women’s rights in Islam, or
requirements of in-              deal with the less        majority. However, it    adopted by a majority of voters in           terrorism.
ternal formal and ma-            important issues.         did not only get over    2009: A popular initiative demand-
terial consistency3,                                       1 million of Yes votes   ed to ban the construction of new
any question which                                         (45%), but also man-     minarets in Switzerland.
is backed by a sufficient number aged to stimulate a broad public                        The opponents of the initiative
of signatures is put to a vote. As a discussion about mass livestock                not only appealed to the freedom
consequence, eligible voters are farming and the dignity of animals.                of religion and the core values of an
                                            Recent examples with similar ef-        open society, but also referred to
3
  Federal Constitution of Switzerland,     fects are the “sovereign money in-      the fact that the practical relevance
  Art. 139 para. 3.                         itiative” that aimed at introducing     of the initiative was negligible,

                                       38                                                                                   39
As Close and Clear as it Gets

                                                                                                 September 2020, a 50.14% majority
                                                                                                 of voters approved a credit of CHF
                                                                                                 6 billion to acquire new fighter jets
                                                                                                 for the armed forces.
                                                                                                      On the other side of the spec-
                                                                                                 trum, the very clearest voting re-
                                                                                                 sults are less recent. The largest
                                                                                                 Yes share resulted in 1915. Remark-
                                                                                                 ably, it signified voters' approval
                                                                                                 of a new tax. In the context of the
  rejected                                                                                       First World War, the introduction of
  accepted
                                                                                                 a temporary “war tax” did not meet             Only 8% of the voters were
50.05% of voters rejected a VAT increase for the pension insurance in 2017,                      any opposition in parliament nor               convinced by this 2015 initiative
with a Yes majority in the west of the country and a No majority in the east.                    by any political party, and 94.3% of           for an ecological tax reform
                                                                                                 the (male) voters said Yes.
The history of Swiss votes has                   Similarly, a wafer-thin majority of                  Circumstances were less fa-              and they did so with a share of
seen many close races as well as                 50.08% accepted a controversial                 vorable for an initiative that aimed          97.3% No votes. The same day, they
resounding victories. Remarkably,                change in the fees for the public               at reforming the state subsidies for          accepted the counter-proposal.
the top three closest votes have                 broadcast company in 2015, and                  grain production in 1929. After the                In 2015, an initiative that actu-
all taken place in the new mil-                  in 2002 a mere 50.09% defeat-                   government and the parliament                 ally had organized support took a
lennium. In 2017, a tiny majority                ed a popular initiative to heavily              had presented a counter-proposal              battering that was almost as harsh.
of 50.05% voted against raising                  restrict the access to asylum in                to solve the issue, even the initi-           The Eco-Liberal Party proposed to
the value-added tax to finance                   Switzerland (a majority of the can-             ators preferred the latter and no             do away with the value-added tax
the pension system. With over 2.5                tons would have approved that                   longer supported their own initia-            and to introduce a tax on energy
million votes cast, the margin for               initiative). Even more recently, in             tive. However, in those days it was           consumption instead. The idea was
the No side was a mere 2,361 votes                                                               not allowed to withdraw an initia-            also supported by the Green Par-
                                                 4
                                                     T o be precise, the tax raise would also
which is way less than the number                     have required a majority of the cantons    tive once it had been handed in. It           ty, but a mere 8.0% of voters were
of invalid ballots (8,000) and empty                  which was missed more clearly              was thus up to the voters to put the          ready for such a far-reaching re-
ballots (26,000) in that vote.4                       (9,5 Yes against 13,5 No).                 final nail in the initiative’s coffin,        modelling of the tax system.

                                            40                                                                                            41
Developing Rules of the Game

Swiss direct democracy has needed the common welfare. However,                    there was “not only a high probabil-
to mature and evolve over time, not since it was the first time in Swiss          ity, but certainty” that the initiative
only with regard to the possibility to history that an initiative and a coun-     had indeed received a majority of
withdraw an initiative but even with ter-proposal were put to a vote,             the votes.5
regard to things as basic as who is there was no clear understanding                   The chaos of 1920 had main-
entitled to vote (see                                 among the authori-          ly been caused by the question of
text on pages 12-13)                                  ties on how to count        how to proceed with ballots that
or how the votes are                                  the votes correctly.        contained Yes votes for both the
counted.                                              It took more than a         initiative and the counter-propos-
     In the very first                                year, three recounts        al. The government then affirmed
nationwide vote of         It was not before          and several lengthy         that such “double Yes” votes were               Poster against both the deportation
modern Switzerland,        1987 when a                decrees by the fed-         to be treated as invalid. Any single            initiative and the counter-proposal
when the new federal       more balanced              eral government and         voter could thus only accept either             in 2010: Justice with one Peter and
                           system was                                                                                             one Pedro in the balance, the latter is
constitution was put                                  the parliament until        of the proposals or reject both of              additionally weighted down.
to a vote in 1848, one     introduced that            the government fi-          them, but not approve both of them.
canton simply count-       correctly mirrors          nally determined the        Whenever the parliament decided
ed all absentees as        the voters’                result.                     to devise a counter-proposal, the              introduced that correctly mirrored
Yes votes.                 preferences.                     It declared the in-   status quo had thus a systematic               the voters’ preferences. A “double
     In 1920, the (then    A “double Yes” is          itiative to have been       advantage against any reform. This             Yes” is now possible, and the voters
only male) voters          now possible.              accepted while the          disadvantage was probably deci-                are asked in an additional tie-break-
could choose be-                                      counter-proposal was        sive in defeating reforms for health           er question which option they pre-
tween, on the one                                     rejected. The govern-       insurance, protection of tenants and           fer if both options get a Yes majority.
hand, a popular initi-                                ment had to concede         public cultural funding in the 1970s                 Since 1987, there have been
ative that demanded a general ban that the exact numbers of Yes and               and 1980s.6 It was not before 1987             three votes about initiatives and
on commercial gambling, and, on No votes could not be established                 when a more balanced system was                counter-proposals, but in none of
the other hand, a counter-proposal anymore since some local author-                                                              these cases was the tie-breaker
                                                                                  5
                                                                                       ww.swissvotes.ch/vote/82.10
                                                                                      w
by the parliament that wanted to ities had meanwhile destroyed a                  6
                                                                                      w ww.swissvotes.ch/vote/245.10            question of practical importance
allow gambling as long as it served part of the ballots. Nevertheless,                 www.swissvotes.ch/vote/270.10             because there was no double Yes
charitable objectives and respected the government was confident that                  www.swissvotes.ch/vote/339.10             majority.

                                      42                                                                                    43
Refusing Additional Holidays

One would expect that the vast vote even without a counter-pro-             Campaigners there-
majority of people would happily posal. The voting results proved           fore need to convince
accept if they are given the choice they were right.7                       a majority that their
to grant themselves more holi-           These examples impressively        position corresponds
days. Swiss voters, however, ap- illustrate that direct democracy in        to the common interest. As for the         ing Switzerland’s peculiar political
pear to be different.                               Switzerland is more     example of the holiday initiatives,        system. But their workings and their
Both in 1985 and in                                 than just asking vot-   post-vote polls showed that most           impacts within the complex system
2012, over 65% vot-                                 ers about their in-     voters were convinced by the op-           of indirect and direct democratic
ers declined popular                                dividual short-term     ponents’ argument that additional          elements have been much more
initiatives by trade      Direct-democratic         preferences. Rather,    holidays would be too expensive            complex, intricate and richer than
unions that demand-       instruments               voters do consider      for enterprises, particularly for          one might assume at first thought.
ed more holidays. In      have been an              the common good         small ones. According to this argu-
1985, the initiators      important factor          (or what they believe   ment, longer holidays would hurt           All the more they are worth a
wanted to raise the       in Swiss politics         it to be) when they     the economy and thus also conflict         closer look!
then legal minimum        ever since their          make up their minds.    with employees’ own long-term
of 2 weeks holidays       introduction, and         Votes about tenants’    interests.
per year to 4 weeks       they have had             issues are another           More broadly speaking, expe-                       Hans-Peter Schaub is
for younger employ-       far-reaching              case in point: Even     rience has shown that both fears                Project Director of Swissvotes
ees and to 5 weeks for    consequences.             though a clear ma-      and hopes of the 19th century that
older employees. In                                 jority of Swiss are     introducing direct-democratic in-
order to tackle the in-                             tenants rather than     struments in Switzerland would
itiative, Parliament agreed to grant houseowners, several initiatives       mean a break-through for specific
4 weeks of holidays to everybody. to strengthen tenants’ rights have        interests were greatly exaggerated.
That minimum of 4 weeks was still failed.                                        Direct-democratic instruments
in force in 2012 when the next initi-                                       have been an important factor
ative demanded a raise to 6 weeks                                           in Swiss politics ever since their
per year. This time, authorities 7 w ww.swissvotes.ch/vote/329.00          introduction, and they have had
were confident enough to win the        www. swissvotes.ch/vote/557.00      far-reaching consequences in shap-

                                   44                                                                             45
2022 GLOBAL FORUM
                                                                                                      ON MODERN
                                                                                                      DIRECT DEMOCRACY
                                                                                                      21-25 September - Lucerne, Switzerland

Your online tool to upcoming popular             and Italian. SWI offers continues         Welcome to Join in Person                                and tools like the Navigator to Di-
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                                                                                           On-Site and Digitally Online                             rect Democracy, the Magna Charta
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wide ballots are scheduled in 2022               past initiatives, referendums, recalls
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for September 25 and November 27.                and elections in Switzerland. As a
In 2023 Swiss voters will be able to             unique feature SWI swissinfo.ch           world conference on participatory                        online hub, www.democracy.com-
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