Socioeconomic Status and the Increased Prevalence of Autism in California

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American Sociological Review
                                                                       76(2) 320–346
Socioeconomic Status and the                                           Ó American Sociological
                                                                       Association 2011
Increased Prevalence of                                                DOI: 10.1177/0003122411399389
                                                                       http://asr.sagepub.com

Autism in California

Marissa D. Kinga and Peter S. Bearmanb

Abstract
The prevalence of autism has increased precipitously—roughly 10-fold in the past 40
years—yet no one knows exactly what caused this dramatic rise. Using a large and represen-
tative dataset that spans the California birth cohorts from 1992 through 2000, we examine
individual and community resources associated with the likelihood of an autism diagnosis
over time. This allows us to identify key social factors that have contributed to increased
autism prevalence. While individual-level factors, such as birth weight and parental educa-
tion, have had a fairly constant effect on likelihood of diagnosis over time, we find that com-
munity-level resources drive increased prevalence. This study suggests that neighborhoods
dynamically interact with the people living in them in different ways at different times to
shape health outcomes. By treating neighborhoods as dynamic, we can better understand
the changing socioeconomic gradient of autism and the increase in prevalence.

Keywords
neighborhoods, health gradient, autism, socioeconomic status, inequality

Autism is a disorder characterized by impair-    changes in diagnostic criteria and an influx
ments in communication, social interaction,      of resources dedicated to autism diagnosis
and repetitive behaviors. Over the past 40       may be critical to understanding why preva-
years, the measured prevalence of autism         lence rates have risen. Increased awareness
has multiplied roughly 10-fold. While            and social influence have been implicated
progress has been made in understanding          in the rise of autism and a variety of compa-
some of the factors associated with increased    rable disorders, where social processes
risk and rising prevalence, no one knows         mimic the effects of contagion (Christakis
with certainty what causes autism or what        and Fowler 2007; Liu, King, and Bearman
caused autism prevalence to rise so precipi-     2010; Pescosolido and Levy 2002). Studies
tously. There is, however, a growing aware-
ness among scholars that focusing solely on      a
                                                     Yale University
individual risk factors such as exposure toxi-   b
                                                     Columbia University
cants, prenatal complications, or parental
education is insufficient to explain why         Corresponding Author:
                                                 Peter Bearman, Paul F. Lazarsfeld Center for the
autism prevalence rates have increased so        Social Sciences, CB3355, Columbia University,
stunningly. Social and institutional processes   New York, NY 10027
likely play an important role. For example,      E-mail: psb17@columbia.edu
King and Bearman                                                                             321

have examined the contribution of changes in       rates. In doing so, we present a more
diagnostic criteria and diagnostic substitution    dynamic framework for understanding the
to rising autism prevalence rates, but the         way in which individual and neighborhood
importance of institutional factors, resources     characteristics interact over time to shape
for diagnosis, and greater awareness have not      health outcomes. The majority of studies
been systematically assessed. The sociological     that examine how neighborhoods and institu-
literature on health and inequality, however,      tions shape inequalities in health are static
provides substantial motivation for exploring      (Diez Roux and Mair 2010; Freese and Lut-
how individual- and community-level effects        fey forthcoming; Sharkey 2008). Here, we
operate to shape the likelihood of an autism       demonstrate that communities and institu-
diagnosis.                                         tions do not passively exert the same influ-
    This article examines why autism preva-        ence over time; rather, neighborhoods have
lence has increased in the aggregate by            different effects on different individuals and
exploring why autism prevalence has histori-       different effects at different moments in the
cally been uneven across different communi-        autism epidemic. Paying closer attention to
ties. Three processes could explain these          temporality when trying to understand health
phenomena, both the unevenness and the             inequalities can provide important insight
increase. First, the risk associated with a spe-   into factors that may mitigate or exacerbate
cific factor could increase over time. If this     the relationship between socioeconomic sta-
were the case, the size of the population at       tus and health outcomes. By showing that
risk would remain constant but an increase         the socioeconomic gradient for autism
in risk would drive the increase in prevalence.    changed in the course of a decade, this
Second, risk factors could contribute to           work suggests that socioeconomic health gra-
increased prevalence by becoming more prev-        dients can and do change.
alent in the population. Third, the characteris-
tics of places could drive the rate of autism
diagnoses. Put another way, otherwise similar      Socioeconomic Status,
children living in different areas could be at     Fundamental Cause, and Health
significantly different risk for autism, not       Gradients
because of their own characteristics, but
because of the characteristics of the communi-     It is a sociological truism that social status
ties in which they reside. If sociologically       affects one’s life chances, including one’s
salient community characteristics matter for       health. The more resources people have, the
autism diagnosis, we should observe a strong       less likely they are to experience disease or
temporal patterning of risk at the community       early mortality. This generates the negative
level, such that increases and decreases in        socioeconomic (SES) health gradients that
risk associated with community characteristics     have been identified for a broad array of
map onto changing prevalence rates. In this        conditions ranging from infant mortality to
article, we use a large geographically and tem-    heart disease (Pamuk et al. 1998). The per-
porally sensitive multilevel data structure to     sistence of health gradients across time
understand dynamics underlying the increased       and in different contexts has given rise to
prevalence of autism by examining changes in       the idea that SES status itself is a fundamen-
patterns of risk over nine birth cohorts.          tal cause of health (Link et al. 1998; Link
    This study makes two contributions to the      and Phelan 1995). Within this framework,
empirical literature on autism by providing        gradients are thought to be robust because
the first multilevel analysis of risk factors      they operate through a multitude of
for autism and by identifying critical social      micro-mechanisms (Link and Phelan 2002;
factors that map onto changes in prevalence        Lutfey and Freese 2005), such that if access
322                                                    American Sociological Review 76(2)

to one health resource becomes saturated or     Neighborhood context, independent of the
blocked, numerous other pathways are            individuals composing the neighborhood, is
available through which the SES health gra-     associated with all-cause mortality and
dient can be expressed. Health gradients are    a host of negative health outcomes (Kawachi
believed to arise and persist because actors    and Berkman 2003).2 Neighborhoods can
with more resources can devote more of          influence health, independent of the individ-
those resources to their health. When tech-     uals who compose them, through the physical
nological and medical advances create           environment, the social environment, and by
opportunities for better health, educated       structuring access to medical care and serv-
and wealthy individuals are disproportion-      ices (Adler and Newman 2002; Roberts
ately able to exploit those opportunities.      1997). The physical environment can affect
Therefore, much of fundamental cause the-       health directly and indirectly. Directly, it
ory relies on purposive agents’ use of          can expose residents to toxicants. Indirectly,
resources (Freese and Lutfey forthcoming).      it can structure opportunities to engage in
   Progress in understanding how health dis-    healthy behaviors, for instance by providing
parities can change has been stymied by an      access to parks and playgrounds (for a review,
incomplete conceptualization of the mecha-      see Kaczynski and Henderson 2008). Studies
nisms by which social and environmental         exploring how the social environment may
contexts shape health outcomes and how          affect health outcomes have examined fac-
these can change over time. With regard to      tors such as a lack of social cohesion or dis-
the fundamental cause literature, the bulk of   organization, which tend to increase stress
attention has been devoted to theorizing        and isolation, thereby adversely impacting
about how and why health gradients should       inhabitants’ health and well-being (Sampson,
endure. Relatively little attention has been    Morenoff, and Gannon-Rowley 2002). Aside
given to empirically assessing whether, and     from stress-mediated mechanisms, networks
under what conditions, health gradients can     can influence health outcomes by shaping
change. However, the advent and diffusion       how individuals identify and treat (or do
of new technologies has transformed socio-      not treat) health problems (Pescosolido
economic gradients for cholesterol (Chang       1992). By structuring opportunities for social
and Lauderdale 2009) and cancer screening       interaction through architecture or the quality
(Link et al. 1998). Autism is a particularly    of their institutions, neighborhoods can affect
important case in this regard because there     health outcomes through network-based
has not been a technological innovation in      mechanisms. Finally, neighborhoods provide
the autism realm akin to cholesterol lowering   differential access to health-related services,
statins or cancer identifying mammograms.1      such as sanitation, hospitals, and primary-
Autism diagnoses have always been based         care providers (Matteson, Burr, and Marshall
solely on presentation. Because technological   1998).
change has had no impact, if we identify           To date, research examining the role of
changes in the autism gradient, broader         neighborhoods and social context in shaping
social processes are likely implicated.         health outcomes has been largely static and
                                                devoid of adequate mechanisms. Yet, neigh-
                                                borhoods and institutions can interact with,
Socioeconomic Status,                           exacerbate, and mitigate the relationship
Neighborhoods, and Health                       between individual SES and health over
Gradients                                       time (Auchincloss and Diez Roux 2009;
                                                Freese and Lutfey forthcoming). Inert con-
It is well established that where people live   ceptualizations of the role of neighborhoods
has an important effect on their health.        are not confined to studies of health
King and Bearman                                                                              323

outcomes, but pose a problem for under-            us to link changing patterns of identification
standing stratification processes more             and treatment to rising prevalence rates. We
generally (Sharkey 2008). While a few lon-         discover that over the course of a decade,
gitudinal studies examine how individual           a positive SES gradient for autism appears
health outcomes are shaped by neighbor-            and then begins to reverse, a transformation
hoods over the life course (Carson et al.          driven by changing patterns of identification
2007; Pollitt et al. 2008), little research ana-   and treatment. Before we take these
lyzes how neighborhoods themselves may             steps, however, we first consider what we
have different effects over time. This study       know—and do not know—about the causes
contributes to efforts to address this short-      of rising autism prevalence.
coming in the literature by allowing the
effects of neighborhoods to vary across
cohorts. By dynamically conceptualizing            AN INTRODUCTION TO THE
how neighborhoods shape health outcomes
and tracking them over time and space, we
                                                   DETERMINANTS OF AUTISM
gain insight into the changing socioeco-           Despite a growing body of research, the eti-
nomic gradient for autism and rising autism        ology of autism remains unknown and highly
prevalence rates.                                  uncertain. At the biological level, studies
                                                   examining parental, prenatal, perinatal, and
                                                   obstetric risk factors have identified a host
Roadblocks and a Roadmap                           of conditions associated with an increased
                                                   risk of autism. Prenatal and perinatal factors
It follows that combining insights from per-       associated with an increased risk of autism
spectives emphasizing the role of individual       include parental age (King et al. 2009), low
resources in inducing health inequalities          birth weight (Eaton et al. 2001), low Apgar
with a dynamic conceptualization of the            score (Eaton et al. 2001), fetal distress
way that neighborhoods influence health out-       (Glasson et al. 2004), multiple births (Croen,
comes increases our ability to understand          Grether, and Selvin 2002), small for gesta-
how gradients arise, persist, and change.          tional age (Hultman and Sparen 2004; Lars-
We examine how the socioeconomic gradient          son et al. 2005), and birth order (Durkin
for autism changes over time. We then turn         et al. 2008). However, there is considerable
to the mechanisms that might account for           inconsistency across studies, casting doubt
the gradient. Rather than focusing on tech-        on which of these factors are truly associated
nology, we examine differences in the              with increased autism risk (for a review, see
expression of SES across the autism spec-          Kolevzon, Gross, and Reichenberg 2007).
trum.3 If ascertainment accounts for the           Autism surely has a genetic component,
autism gradient, a positive SES gradient           although how important it is remains unclear.
should be strongest for less severe cases.         On one hand, the largest twin study to date
This follows from the idea that less severe        estimates a concordance rate of 47.5 (95 per-
cases are harder to identify and diagnose,         cent CI: 41.6–53.4), so there is indirect evi-
because the symptoms on which a diagnosis          dence of substantial heritability (Liu, Zeruba-
is based are less prominent. Because a dispro-     vel, and Bearman 2010). On the other hand,
portionate share of the increased caseload in      molecular genetic research has not yet identi-
California arises from the high-functioning        fied genetic causes for the vast majority (85
tail of the distribution (Liu, King, and           to 98 percent) of all autism cases (Abrahams
Bearman 2010), a stronger SES effect for           and Geschwin 2008).
less severe cases, which have disproportion-          Environmental toxicants have also been
ately contributed to the increase, would allow     highlighted as a potential cause. Currently,
324                                                     American Sociological Review 76(2)

five chemicals are known to cause neuro-         persons diagnosed with autism in California,
developmental disorders, including autism.       King and Bearman estimate that diagnostic
Additionally, another 200 chemicals are          accretion and substitution may account for
known to have neuro-toxic effects in adults      close to one-quarter of the increase in the
(Grandjean and Landrigan 2006). Thus, there      California caseload. Hence, there is some
is strong reason to believe that chemical        evidence that changes in diagnostic standards
exposure might be implicated in the autism       and diagnostic substitution are driving some
epidemic. However, empirical studies inves-      component of the observed increase in
tigating the role of environmental toxicants     autism prevalence.
have been limited, and the two ecological           Scholars have also investigated parental
studies that do exist (Palmer et al. 2005;       social characteristics, such as socioeconomic
Windham et al. 2006) cannot causally disen-      status, education, and occupation for possible
tangle aggregated and individual exposures       correlations with autism. This literature is
or directly assess exposure.4                    largely inconclusive (Croen, Grether, and
    Turning to potential social sources of the   Selvin 2002; Larsson et al. 2005; Palmer
epidemic, autism is difficult to diagnose        et al. 2005). Early studies identified consis-
because there are no known biological            tent associations between parental education
markers and the symptoms are hard to             or socioeconomic status and autism (Finegan
assess, especially among persons with cog-       and Quarrington 1979), while more current
nitive impairments. Diagnoses are based          studies tend to find little to no association
solely on clinical presentation and parental     between parental education, income, or
interviews. This fact has led some scholars      wealth and autism (Larsson et al. 2005).
to suggest that diagnostic substitution plays    However, a recent study by Durkin and col-
a significant role in the increasing preva-      leagues (2010) using area-based measures
lence of autism (Shattuck 2006; Wing and         of socioeconomic status found that preva-
Potter 2002). Evidence in support of the         lence of autism increased with SES in
diagnostic substitution hypothesis arises        a dose-response manner.
from a few recent studies that show                 Resources may matter because obtaining
increased autism rates accompanied by con-       an autism diagnosis can be extremely
current declines in the prevalence of mental     difficult. In obtaining a diagnosis and
retardation and other developmental disabil-     services for their children, parents often
ities (Bishop et al. 2008; Coo et al. 2008;      confront a dizzying institutional maze and
Shattuck 2006).                                  spend considerable resources navigating
    Independent of diagnostic substitution,      through it. Some communities do not
some scholars argue that changes in diagnos-     have qualified diagnosticians. Accordingly,
tic practices lie behind the increased preva-    community resources—including screening
lence of autism. Of course, these scholars       resources, service availability, educational
note that changing diagnostic practices and      spending levels, the number of school-based
procedures accompany and are implicated          health centers, and the number of pediatri-
in a process of diagnostic substitution. Since   cians in a community—have been tied to
Kanner first described autism in 1943, diag-     autism (Barbaresi et al. 2005; Mandell and
nostic standards, practices, and procedures      Palmer 2005; Palmer et al. 2005). As with
have changed considerably (Fombonne              studies of potential environmental toxicity,
2001). Research shows that changes in diag-      the absence of a multilevel design makes it
nostic criteria prompt changes in diagnostic     impossible to disentangle whether commu-
status, specifically from a sole diagnosis of    nity resources have an independent effect
MR to a diagnosis of autism-MR (King and         or are acting as proxies for aggregated
Bearman 2009). Drawing on a dataset of           individual-level effects.
King and Bearman                                                                               325

   The growth in attention and resources            data that allow us to simultaneously model
devoted to autism has been almost as                individual and social contextual factors over
astounding as the rising prevalence rates.          time. This study examines birth and diagnos-
Autism was the first specific disorder to           tic records for all children born in California
have a Senate hearing focused exclusively           between 1992 and 2000. We analyzed
on it (Insel 2007). Between 1997 and 2006,          4,906,926 birth records from this period. Of
funding for autism research by the National         these, we could match 18,731 to children
Institutes of Health increased five-fold from       with a diagnosis of autism. To identify
$22 million to $108 million (Singh et al.           autism cases, we combined birth records
2009). The Centers for Disease Control and          obtained from the California Birth Master
Prevention’s funding of autism activities           Files and the California Department of
increased from $2.1 million in 2000 to about        Developmental Services. The DDS coordi-
$16.7 million in 2005 (Government Account-          nates diagnoses, services, and support for
ability Office 2006). And an additional $1          persons with developmental disabilities liv-
billion was committed to autism with the            ing in California. The agency provides
signing of the Combating Autism Act in              services to patients with autistic disorder
2006. The increase in resources devoted to          (ICD-9-CM code 299.0).
autism research and treatment has far out-              Our goal is to estimate a series of multi-
paced increasing prevalence rates. Between          level models examining the association
1994 and 2004 in California, expenditures           between individual- and community-level
by the Department of Developmental Serv-            SES measures and the probability of an
ices (DDS), the agency responsible for serv-        autism diagnosis across consecutive birth
ing persons with developmental disabilities         cohorts. The analysis begins with the birth
in California, increased 160 percent. During        cohort of 1992, the first year the DDS began
the same period, the agency’s caseload              maintaining electronic records. To ensure
increased by 61 percent (DDS 2007). In Cal-         that all children had ample time for case
ifornia, as in the rest of the country, there has   ascertainment, the analyses end with the birth
been a dramatic increase in resources avail-        cohort of 2000. All children were followed
able to screen for and to treat autism.             from the time of birth until June 2006. We
   What effect, if any, this influx of resour-      allowed differential ascertainment times
ces has had on prevalence rates remains             because the age of diagnosis for autism has
unknown. More basic questions about the             been consistently falling, from a mean of
importance of parental and community                5.9 years (6 2.9) among the 1992 birth
resources for autism diagnoses remain unan-         cohort to 3.8 years (6 .9) for the birth cohort
swered. The literature continues to debate          of 2000.5
whether autism has a socioeconomic gradi-
ent. Accordingly, whether infusions of
resources into communities to diagnose and          Individual-Level Variables
treat autism have coincided with changes in
the autism gradient and how, if at all, this        To obtain demographic, prenatal, and perina-
may relate to prevalence rates present an           tal information for persons with and without
important unsolved puzzle.                          autism, we electronically linked records from
                                                    the DDS and Birth Master Files using proba-
                                                    bilistic and deterministic matching algo-
                                                    rithms developed by Campbell (2004).
DATA AND METHODS                                    Matches were made based on first, middle,
To make progress in answering these ques-           and last name; date of birth; race; zip code
tions, we need to work with population-based        at birth; and sex. We manually reviewed
326                                                       American Sociological Review 76(2)

uncertain matches. On average, 81 percent of      in which they were born. California had
DDS files were linked to birth records. The       1,620 zip codes in 1992, this rose to 1,677
linkage rate increased over time from 79 per-     numerical zip codes in 2000. We eliminated
cent (1992) to 86 percent (2000).6                zip codes with fewer than 10 births per
   We extracted data on parental education        year because neighborhood estimates based
and whether a child’s birth was paid for          on small numbers of residents may be unreli-
with Medi-Cal (California’s Medicaid pro-         able.7 To examine the importance of commu-
gram) from the matched files. These varia-        nity resources for autism diagnoses, we con-
bles serve as proxies for socioeconomic sta-      structed five community-level variables
tus. Roughly 40 percent of births in              using zip codes as the unit of analysis. (See
California are paid for with Medi-Cal, so         Table A1 in the Appendix for a more detailed
the program serves a considerable portion         list.) From the 1990 and 2000 Censuses, we
of the population. Data on paternal education     extracted the median property value of the
was missing for approximately 8 percent of        zip code (logged) and the educational attain-
birth records. Maternal education was rarely      ment for persons over 25 years. We catego-
missing. To avoid potential biases arising        rized educational attainment as the percent
from missing data, we used the maximum            of persons in the zip code with a college
education level of either parent as the child’s   degree or higher. We used linear interpola-
parental education. To assess whether having      tion to obtain data for intermediate years.
missing data on the father has any association    Average property value and educational
with risk of autism, we included a dummy          attainment correlate at r \ .35; it is thus
variable for missing paternal information.        unlikely that problems arise from
   From the birth certificates, we also           multicollinearity.
obtained the following variables: birth               To test for other community factors that
weight, parental age, duration of gestation,      might influence the likelihood of an autism
whether the child was admitted to the neona-      diagnosis, we aggregated data on the number
tal intensive care unit (NICU), and parity.       of autism advocacy organizations, the num-
We calculated parental age similarly to           ber of pediatricians, and the number of child
parental education to avoid problems arising      psychiatrists operating in a zip code at the
from missing data. We examined birth              time of the cohort’s birth. To obtain data on
weight categorically, with birth weight           the number of autism advocacy organiza-
greater than or equal to 2,500 grams consid-      tions, we searched Guidestar’s tax records
ered normal. Gestational age of fewer than        for all organizations that identified ‘‘autism’’
35 weeks was considered pre-term. If a new-       as their primary code under the National Tax-
born had a normal birth weight and gesta-         onomy of Exempt Entities. Research organi-
tional age but was admitted to the NICU,          zations have a different classificatory status.
the baby likely had poor presentation at birth.   To identify less formal organizations, which
When these conditions were met, we                may not request 501(c)3 status, we conducted
recorded ‘‘low Apgar proxy’’ as 1, otherwise      exhaustive Internet searches. For organiza-
zero. We used parity to generate a dummy          tions with local chapters, we recorded each
variable for first live birth.                    chapter as its own entity. For each organiza-
                                                  tion, we recorded a founding date, a dissolu-
                                                  tion date if applicable, and an address. We
Community-Level Data                              obtained data on the number of pediatricians
                                                  and child psychologists in a zip code from
The birth data files contain the zip code for     Medical Marketing Services, who license
residence at birth, which makes it possible       data from the American Medical Associa-
to nest individuals within the communities        tion. We measured all variables at the time
King and Bearman                                                                              327

of a cohort’s birth to mitigate problems aris-    is group mean centered because there is sys-
ing from endogeneity.                             tematic variation in the mean parental educa-
                                                  tional level across zip codes. All level-two,
                                                  or community, variables are grand mean cen-
Severity                                          tered. We include two cross-level interac-
                                                  tions to understand how the risk associated
To compare how risk is shaped by severity at
                                                  with an individual-level variable varies
first diagnosis, we constructed severity meas-
                                                  depending on the nature of the characteristics
ures using social and communication scores
                                                  of the community in which the individual
that are contained within the DDS’s Client
                                                  lives. We examine how the association
Development and Evaluation Report. We
                                                  between parental education and autism varies
additively converted nine items into an
                                                  depending on the percent of college gradu-
index, with each item equally weighted:
                                                  ates in the community, as well as how the
peer interaction, non-peer interaction, friend-
                                                  effect of being a Medi-Cal beneficiary on
ship formation and maintenance, participa-
                                                  autism varies depending on the median prop-
tion in social activities, unacceptable social
                                                  erty value in a community. In summary, the
behaviors, word usage, receptive language,
                                                  modeling strategy allows us to examine
and expressive language.8 Cronbach’s alpha
                                                  how individual- and community-level risk
for these items exceeds .75. Severe cases
                                                  factors for autism vary across time and with
are those above the mean evaluation score,
                                                  each other. The multilevel models use an
less severe cases are those below the mean.
                                                  unstructured covariance matrix. Because an
The distribution of severity scores is fairly
                                                  unstructured covariance matrix does not
symmetrical. Accordingly, the number of
                                                  impose any constraints and we have suffi-
severe and less severe cases is roughly equal.
                                                  cient statistical power, this is the most con-
The severity score is the score at time of
                                                  servative choice. We calculated predicted
entry into the DDS. Because a person enter-
                                                  probabilities of diagnosis from the models
ing the DDS at age 3 years will have a lower
                                                  in HLM. After reporting findings from anal-
score than someone entering at age 5 years—
                                                  yses by birth cohort, with an autism diagnosis
all else being equal, 5-year-olds are more
                                                  as the dependent variable, we then focus on
developed than 3-years-olds—we mean-cen-
                                                  level of severity.
tered severity scores by birth year and age
at entry.

                                                  RESULTS
Multilevel Analysis
                                                  The prevalence of autism among the 1992
To simultaneously consider the association        through 2000 California birth cohorts
between individual- and community-level           increased considerably, from 29 per 10,000
factors over time, we ran a multilevel model      in 1992 to 49 per 10,000 in 2000. Figure 1
for each birth cohort in HLM 6 (Raudenbush,       shows this trend: rapid growth and then satu-
Bryk, and Congdon 2004). The dependent            ration. Note that the x-axis reports birth
variable in the logistic regression is whether    cohorts. Children born in 1992 are largely
a child received an autism diagnosis.             diagnosed by 1998, whereas children born
Multilevel models take into account the hier-     in 2000 are largely diagnosed by 2005.
archical nature of the social world. Here we         Just as there is significant variation in the
consider individuals nested within neighbor-      probability of diagnosis over time, we also
hoods, captured by zip code. All of the           observe significant variability in the proba-
individual-level variables are grand mean         bility of diagnosis between zip codes. The
centered, except parental education, which        estimated variance of b0k, t00, is statistically
328                                                                   American Sociological Review 76(2)

                              55

                              50

                              45
      Prevalence Per 10,000

                              40

                              35

                              30

                                                                             Prevalence by Birth Cohort
                              25
                                   1992   1993   1994   1995   1996   1997     1998     1999     2000

Figure 1. Autism Prevalence by Birth Cohort

significant at the p \ .01 level in all of the                 become more prevalent in the population.
unconditional models, except for the model                     Alternatively, the population at risk could
for the 1995 birth cohort ( p = .09).                          remain fairly constant but an increase in the
(See Part A in the online supplement for                       risk of a factor could drive the increase in
a complete table [http://asr.sagepub.com/                      prevalence. If this were true, we would
supplemental].) The observed variability in                    expect to see the risk increase or decrease
prevalence rates is consistent with the identi-                in concert with prevalence rates.
fication of statistically significant autism
clusters in California, in which the risk for                  Individual-Level Factors
autism is four times greater than the risk in
other parts of the state (Mazumdar et al.                      We first turn to the individual-level factors
2010). The observed variance remains statis-                   examined in our model. Table 1 summarizes
tically significant in the individual and                      the results for each of the multilevel models
neighborhood models. Only in the complete                      by birth cohort.9 Odds ratios and 95 percent
multilevel model is the variance reduced to                    confidence intervals for each variable appear
statistical insignificance, indicating that our                under the year for each birth cohort. As Table
model accounts for the observed variability                    1 shows, Medi-Cal, birth order, normal birth
in diagnoses between zip codes.                                weight, being male, paternal age, and pater-
   As we turn to examine the risk factors                      nal education are consistently associated
associated with autism, recall that a factor                   with autism risk across all birth cohorts.
could account for the increased prevalence                        Being a first-born child, a boy, or having
of autism by meeting one of two criteria.                      older or more educated parents increased
One possibility is that a risk factor may                      the risk for autism. Increasing parental age
Table 1. Risk Factors for Autism
                                 1992                    1993                      1994                      1995                        1996                      1997                     1998                      1999                      2000

                          OR       95% CI         OR         95% CI         OR         95% CI         OR         95% CI           OR         95% CI         OR         95% CI        OR         95% CI         OR         95% CI         OR         95% CI

      Intercept          .002      (.001,.002)    .002      (.002,.002)     .002      (.002,.002)     .002      (.002,.002)       .003      (.002,.003)     .003      (.003,.003)    .003      (.003,.003)     .003      (.003,.003)     .003      (.003,.004)
      Individual Level
        Medi-Cal         .90      (.83,.98)       .64       (.57, .72)      .66       (.61,.72)       .82       (.75,   .89)      .96       (.89,1.03)      .88       (.83,.95)      .91       (.84,.98)       .85       (.79,.93)       .97       (.90,1.03)
        First Born      1.13     (1.05,1.23)     1.15      (1.07, 1.24)    1.14      (1.06,1.23)     1.17      (1.09,   1.26)    1.18      (1.10,1.25)     1.13      (1.07,1.20)    1.24      (1.16,1.32)     1.28      (1.21,1.37)     1.25      (1.18,1.32)
        Premature       1.01      (.91,1.13)      .79       (.87,1.24)     1.07       (.96,1.20)     1.07       (.97,   1.19)     .98       (.89,1.08)     1.11      (1.02,1.21)    1.14      (1.04,1.24)     1.09       (.97,1.17)     1.23      (1.13,1.33)
        Normal Weight    .82      (.70,.96)       .70       (.60,.81)      1.03       (.87,1.21)      .84       (.73,   .98)      .73       (.64,.83)       .74       (.66,.83)      .77       (.68,.86)       .80       (.70,.91)       .84       (.75,.95)
        Male            4.13     (3.80,4.50)     4.03      (3.72,4.37)     4.61      (4.25,5.00)     4.14      (3.82,   4.49)    4.81      (4.48,5.16)     4.53      (4.25,4.84)    4.07      (3.79,4.38)     4.23      (3.96,4.53)     4.25      (3.99,4.54)
        Low Apgar       1.13      (.80,1.59)     1.23       (.90,1.69)     1.30       (.98,1.72)     1.28       (.96,   1.72)     .92       (.71,1.20)     1.17       (.93,1.48)    1.21       (.96,1.53)      .96       (.75,1.24)     1.35      (1.08,1.68)
        Max Parental    1.03     (1.03,1.04)     1.04      (1.04,1.05)     1.03      (1.02,1.03)     1.03      (1.03,   1.04)    1.03      (1.03,1.04)     1.04      (1.03,1.04)    1.04      (1.03,1.04)     1.03      (1.03,1.04)     1.04      (1.03,1.04)
           Age
        Education       1.15     (1.13,1.16)     1.13      (1.11,1.14)     1.11      (1.09,1.13)     1.11      (1.09, 1.12)      1.13      (1.12,1.15)     1.08      (1.07,1.10)    1.10      (1.09,1.12)     1.10      (1.09,1.12)     1.09      (1.08,1.11)
        Missing Father   .99      (.84,1.16)     1.42      (1.23,1.64)     1.15       (.96,1.40)     1.12       (.96, 1.31)      1.20      (1.06,1.35)     1.25      (1.13,1.38)    1.03       (.92,1.17)      .98       (.87,1.12)     1.11      (1.00,1.24)
      Neighborhood Level
        Logged          1.64     (1.38,1.96)     1.43      (1.24. 1.67) 2.06         (1.82,2.34)     1.85      (1.62, 2.10)      1.51      (1.34,1.71)     1.68      (1.49,1.88)    1.48      (1.33,1.65)     1.48      (1.33,1.65)     1.34      (1.21,1.49)
          Property
        Percent College  .84       (.46,1.53)    1.24       (.74,1.67)      .65       (.42,1.01)      .56       (.35, .90)        .87       (.57,1.34)      .70       (.46,1.04)     .85       (.59,1.24)      .82       (.57,1.19)      .99       (.69,1.43)
         Graduate
      Cross Level
        Medi-Cal x       .90       (.74,1.10)    1.44      (1.18, 1.74) 1.53         (1.28,1.83)     1.07       (.90, 1.28)      1.29      (1.12,1.49)     1.19      (1.03,1.36)    1.00       (.85,1.17)     1.15       (.99,1.34)     1.52      (1.34,1.71)
           Property
        Education x      .83       (.75,.93)      .91       (.82,1.02)      .85       (.78,.94)       .92       (.83, 1.03)       .99       (.90,1.08)      .86       (.81,.93)      .90       (.82,.99)       .89       (.83,.96)       .91       (.85,.98)
           Percent
           College

      Random Effects    Variance        SD      Variance        SD        Variance        SD        Variance        SD          Variance        SD        Variance        SD       Variance        SD        Variance        SD        Variance        SD

       Intercept          .10        .32          .11         .32           .13         .36           .09        .30              .15         .38           .19         .44          .15         .39           .12         .35           .17         .42
       Medi-Cal Slope     .03        .16          .07         .26           .03         .18           .03        .18              .07         .25           .05         .22          .04         .19           .08         .28           .05         .22
       Education          .003       .05          .001        .04           .001        .03           .001       .04              .001        .04           .001        .02          .002        .05           .002        .04           .001        .03
         Slope

      Note: Odds ratios for factors examined for a potential association with autism risk appear in the column labeled OR. An odds ratio over one indicates an increased risk
      for autism. An odds ratio of less than one suggests that the variable is associated with a decreased risk for autism. The 95 percent confidence intervals appear in
      parentheses. Factors that are statistically significant at the p  .05 level appear in bold. The year heading for each column indicates the birth cohort that the results
      pertain to. The estimated variance of b0k , t00 is statistically significant in the unconditional model for all years at p \ .001 except 1995.

329
330                                                          American Sociological Review 76(2)

may increase risk of autism as a result of the       is group mean centered; therefore, odds ratios
increasing likelihood of de novo mutations           represent the effect of parental education rela-
that occur with age (Liu, Zerubavel, and             tive to the average level of parental education
Bearman 2010). Alternatively, parental age           within a child’s neighborhood. Having more
could be an indirect proxy for elements of           education relative to one’s neighbors is associ-
socioeconomic status not captured by educa-          ated with an increased risk of autism diagnosis.
tion and property values, as parents of higher          Only the effects of Medi-Cal reveal mean-
SES tend to delay childbirth (Baldwin and            ingful periodicity. Among the birth cohorts of
Nord 1984). Conversely, being on Medi-               1993 until 1995, Medi-Cal receipt reduced the
Cal, our measure of income status, is associ-        odds of an autism diagnosis by roughly 20 to
ated with a decreased risk of an autism diag-        40 percent. Accordingly, autism had a positive
nosis. Being male is associated with a four-         socioeconomic gradient. Individuals with
fold greater risk of autism diagnosis. The           greater resources were more likely to receive
gender gap in autism prevalence (mirrored            an autism diagnosis. Early in the epidemic,
in ADHD) remains unexplained (Baron-                 individuals relying on Medi-Cal for health
Cohen, Knickmeyer, and Belmonte 2005).10             care likely did not have the resources neces-
Birth weight in excess of 2,500 grams reduced        sary to acquire an autism diagnosis. Note
the likelihood of an autism diagnosis in the         that the strength of the positive SES gradient
majority of cohorts, suggesting that low birth       waned among later cohorts as diagnoses
weight increases risk for autism. Premature          became increasingly prevalent and knowledge
birth, in which the gestational age was fewer        about the disorder diffused widely. By the
than 35 weeks, is associated with increased          2000 birth cohort, the odds ratio for Medi-
risk of autism in three out of nine years, reach-    Cal was .97 (.90, 1.03), suggesting that the
ing statistical significance only in later years.    positive socioeconomic gradient was disap-
This could be due to the increased survival          pearing. With the exception of Medi-Cal, the
rate among premature births. The consistent          individual-level variables in our model do
birth-order effect indicates that first-born chil-   not exhibit periodicity in risk consistent with
dren are at greater risk for autism. Possible        changing prevalence rates.
mechanisms to account for this finding                  Similarly, there is little variation in the
involve the concentration of fat-soluble chem-       prevalence of any of the risk factors in the
icals in maternal milk and tissue, slower            population. While average parental age and
development of immune systems due to fewer           the proportion of births that were premature
exposures to infections, and the statistical         or had poor presentation all increased, these
effect of parents who stop having children           increases are not large enough to make
after having a child with autism (Durkin             even a minimal contribution to increases in
et al. 2008).                                        autism prevalence. (See Table A1 in the
   Turning to the temporal variability and peri-     Appendix for a summary of demographic
odicity of individual risk factors, we observe       changes across cohorts.) Accordingly, it is
that the majority of individual-level factors        unlikely that the increasing prevalence of
have a consistent effect size. As Figure 2 dem-      an individual-level risk factor in the popula-
onstrates, the odds ratios for parental age are      tion accounts for the observed increase in
largely invariant across birth cohorts, ranging      autism prevalence.
from 1.03 (95 percent CI: 1.03, 1.04) to 1.04
(95 percent CI: 1.03, 1.05). Parental education      Neighborhood Wealth and Autism
is similarly stable, varying from a high of
1.15 (95 percent CI: 1.13, 1.16) to a low of         The effect of community wealth on the
1.08 (1.07, 1.10). Recall that parental education    chance of acquiring an autism diagnosis is
King and Bearman                                                                                                                                                                            331

                       1.3                                                                                       1.5
   A                                                                                         C
                                                                                                                              First Born
                      1.25      Parental Age
                                                                                                                 1.4

                       1.2

                                                                                                    Odds Ratio
                                                                                                                 1.3
    Odds Ratio

                      1.15
                                                                                                                 1.2
                       1.1

                                                                                                                 1.1
                      1.05

                        1                                                                                         1
                             1992   1993    1994   1995   1996   1997   1998   1999   2000                             1992     1993       1994   1995   1996   1997   1998   1999   2000

                       1.3                                                                                       1.1
    B                                                                                        D
                                Education                                                                                 Medi-Cal
                      1.25                                                                                        1

                       1.2                                                                                       0.9

                                                                                             Odds Ratio
         Odds Ratio

                      1.15                                                                                       0.8

                       1.1                                                                                       0.7

                      1.05                                                                                       0.6

                         1                                                                                       0.5
                             1992   1993    1994   1995   1996   1997   1998   1999   2000                             1992     1993       1994   1995   1996   1997   1998   1999   2000

Figure 2. Graphic Representation of the Odds Ratios and Confidence Intervals Obtained for
Select Individual-Level Variables
Note: The multilevel models used to obtain the point estimates for each birth cohort adjust for all of the
individual- and community-level covariates and their interactions listed in Table 1.

of central interest. Figure 3 plots the odds                                                          the predicted probability of an autism diag-
ratios for logged median property values                                                              nosis for children who do and do not receive
over time and demonstrates that the effect                                                            Medi-Cal in communities with very high
of community wealth varies with changes                                                               (top 90 percent) and very low (bottom 90
in prevalence rates. The grey line tracks                                                             percent) median property values. The y-
the percent change in prevalence over the                                                             axis can be thought of as a prevalence
previous period (or the rate of increasing                                                            rate. Figure 4a reports the probability of an
prevalence). The effect size of community                                                             autism diagnosis for children whose birth
property values appears in black. The corre-                                                          was paid for by Medi-Cal and who reside
lation between the odds ratio for property                                                            in a neighborhood in the bottom decile of
value and changes in prevalence across the                                                            the neighborhood property distribution
cohorts is .71. These results indicate that                                                           (dashed line) compared with the ‘‘same’’
the economic composition of a community                                                               child residing in a neighborhood in the top
matters most when prevalence rates are ris-                                                           decile (solid line) of the property value dis-
ing. As diagnoses became more common                                                                  tribution. A child born on Medi-Cal and
and the rate of increase slowed, the impor-                                                           residing in the wealthier neighborhood
tance of community wealth declined.                                                                   was, on average, close to 250 percent more
    Turning to how prevalence rates vary by                                                           likely than his counterpart living in a poorer
levels of individual and community eco-                                                               neighborhood to be diagnosed with autism.
nomic resources, we now consider cross-                                                               This can be seen by comparing the differ-
level interactions. Figures 4a and 4b plot                                                            ence in prevalence rates between the solid
332                                                                        American Sociological Review 76(2)

                   2.2                                                                                     16

                                                                                                           14
                    2

                                                                                                           12

                                                                                                                Percent Change in Prevalence
                   1.8
                                                                                                           10
      Odds Ratio

                   1.6                                                                                     8

                                                                                                           6
                   1.4

                                                                                                           4

                   1.2
                                                                                                           2

                    1                                                                                      0
                         1992-1993 1993-1994 1994-1995 1995-1996 1996-1997 1997-1998 1998-1999 1999-2000
                                                Property Value      Change in Prevalence

Figure 3. Comparison of Odds Ratios for Property Values and Changes in Prevalence Rates
Note: The black line tracks the changing effect size of logged property values at the zip code level across
successive birth cohorts. The grey line tracks changes in prevalence rate.

and dotted lines in Figure 4a. Moreover, the                      of obtaining an autism diagnosis. However,
importance of neighborhood context                                the diagnostic rate among this group was
increased over time, as seen by diverging                         stagnant after 1994. Diagnoses among
prevalence rates in wealthier and poorer                          wealthier individuals in wealthier neighbor-
neighborhoods.                                                    hoods appear to have hit a ceiling around 40
    By contrast, for a child whose birth was                      per 10,000. By contrast, prevalence rates
not paid for by Medi-Cal (see Figure 4b),                         among children whose birth was paid for
moving from the bottom decile (dashed                             by Medi-Cal living in these same neighbor-
line) to the top decile (solid line) of the                       hoods experienced consistent increases from
property value distribution increased the                         20 per 10,000 in 1992 to 46 per 10,000.
probability of diagnosis by 190 percent, on                       Similarly, the probability of diagnosis for
average, over the same period. Although                           children living in the poorest neighborhoods
community resources matter, they matter                           increased steadily across cohorts, although
less than if the child received Medi-Cal.                         at a slower rate. In summary, neighborhood
    Finally, the predicted probabilities reveal                   resources matter tremendously for autism
an important temporal pattern that yields                         prevalence rates. However, they matter
insight into changes in the socioeconomic                         much more for children born to parents
gradient for autism. Recall that autism ini-                      with fewer economic resources. The trends
tially had a strong positive socioeconomic                        presented here add further support to the
gradient. Children born to wealthier and                          notion that the socioeconomic gradient for
more educated parents living in wealthy                           autism has begun to reverse. In wealthy
neighborhoods had the highest probability                         communities, the socioeconomic gradient
King and Bearman                                                                                                             333

                                        0.005

                                        0.004
      Probability of Autism Diagnosis

                                        0.003

                                        0.002

                                        0.001

                                        0.000
                                                1992    1993     1994      1995     1996   1997    1998      1999     2000
                                                                                    Year
                                                       10th Percentile Property Value      90th Percentile Property Value

Figure 4a. Community Effect of Property Value on Medi-Cal Recipients
Note: Figure shows the probability of diagnosis for children receiving Medi-Cal residing in communities
at the bottom decile (dashed line) compared with the top decile (solid line) of property value.

                                        0.005

                                        0.004
     Probability of Autism Diagnosis

                                        0.003

                                        0.002

                                        0.001

                                        0.000
                                                1992    1993     1994      1995     1996   1997     1998     1999     2000
                                                                                    Year
                                                       10th Percentile Property Value      90th Percentile Property Value

Figure 4b. Community Effect of Property Value on Non–Medi-Cal Recipients
Note: Figure shows the probability of diagnosis for children not receiving Medi-Cal residing in commu-
nities at the bottom decile (dashed line) compared with the top decile (solid) of property value.
334                                                        American Sociological Review 76(2)

for autism has flattened; a different picture      likelihood of diagnosis. Supplementary
arises from poorer communities.                    analyses, which included breast cancer
                                                   advocacy organizations, suggest that this
Neighborhood Educational                           relationship is likely due to ecological fac-
Attainment                                         tors, rather than the presence of autism
                                                   organizations themselves. Furthermore,
Educational attainment in a neighborhood           inclusion of all the supplementary variables
had a small effect on the likelihood of an         has very little effect on other measures of
autism diagnosis. In contrast to the results       socioeconomic status included in the model.
for economic resources, educational resour-        This suggests that whatever socioeconomic
ces primarily operate at the individual level,     status is capturing, it is not the availability
as reported in Figures 5a and 5b. Comparing        of health care providers or advocacy
Figure 5a, which shows the probability of          organizations.
diagnosis for a child whose parents are at
the 25th percentile of education relative to       Severity
their neighbors, with Figure 5b, which plots
the probability of diagnosis for a child           While we gained little by trying to measure
whose parents are in the top 75th percentile       health care resources in a community, insight
of education, we see that diagnoses are con-       into possible mechanisms that could account
sistently more likely for children born to rel-    for the changing autism gradient does arise
atively more educated parents. However, the        by looking at whether there are differences
overall effect of education at the parental or     in socioeconomic status by severity. More
community level appears to be relatively           severe cases are easier to identify, because
weak.                                              the symptoms upon which a diagnosis are
                                                   made are less ambiguous. It follows that if
Health Care Resources                              differential ascertainment and diagnostic
                                                   capacity underlie the SES gradient, we
Of course, property values are likely acting       should be able to observe this by comparing
as proxies for more meaningful mechanisms.         SES gradients for more and less severe cases.
One way to address more proximate mecha-           When autism cases are split by severity,
nisms is to try to identify variables that prop-   a striking pattern is revealed. Less severe
erty value may capture. We consider three          cases are disproportionately found in wealth-
variables—the number of pediatricians, child       ier and more educated neighborhoods. Figure
psychiatrists, and autism advocacy organi-         6 shows the ratio of less severe to more
zations in each community—to try to under-         severe cases with respect to neighborhood
stand whether access to health care or expo-       wealth and education. Recall that we split
sure to organizations committed to                 severity at the mean, so there are relatively
increasing awareness about autism might            equal numbers of more and less severe cases
afford a more detailed understanding of var-       in the population. If severity were indepen-
iability in autism prevalence rates across         dent of neighborhood context, we would
time and communities. None of these varia-         expect the ratio to be roughly one to one.
bles are substantively important for the like-     This is not the case. The most diagnostically
lihood of an autism diagnosis. As Table 2          ambiguous cases, those that are the hardest to
shows, while the number of pediatricians           identify and diagnose because the symptoms
and child psychologists are statistically          that provide a basis for diagnosis are less pro-
significant in many years, their effect            nounced, are disproportionately found in
size is small. Autism organizations are occa-      educated and wealthy neighborhoods. Thus,
sionally negatively associated with the            the observed SES gradient for autism is at
King and Bearman                                                                                                           335

                                       0.005
                                               25th% Parental Education
                                               75th% Parental Education
     Probability of Autism Diagnosis

                                       0.004

                                       0.003

                                       0.002

                                       0.001

                                       0.000
                                               1992   1993     1994       1995  1996     1997     1998     1999    2000
                                                                                Year
                                                               Less Educated Area        More Educated Area

Figure 5a. Community Effect of Education on Children Born to Parents with Less Education
Note: Figure shows the probability of diagnosis for children whose parents are at the 25th percentile of
education residing in areas with a lower percentage of college graduates (dashed line) compared with
a higher percentage of college graduates (solid line).

least partially driven by identification and                                     reversing and becoming negative. Parental
ascertainment.                                                                   education, shown in Panel B, is positively
   Odds ratios obtained from multilevel                                          associated with the likelihood of both
models examining the probability of a more                                       a more severe and a less severe diagnosis.
or less severe diagnosis add further support                                     Odds ratios are higher, however, for less
to the assertion that differential ascertain-                                    severe cases, relative to more severe cases,
ment may be driving the socioeconomic gra-                                       consistent with our observations for income.
dients, and hence increased prevalence. Fig-                                         Turning to community-level factors, we
ure 7 presents these results graphically.                                        find a positive, although generally insignifi-
(See Part B of the online supplement for                                         cant, effect of community educational attain-
complete tabular results.)                                                       ment for less severe cases. Neighborhood
   Odds ratios for more severe cases are                                         property value matters for case identification
shown in black, those for less severe cases                                      for more and less severe cases. This is con-
are shown in grey. As Panel A shows, the                                         sistent with the overall importance of prop-
effect of Medi-Cal is always stronger for                                        erty value identified with all autism cases.
less severe cases; that is, the grey line                                        Of note, however, is the declining signifi-
(odds ratio for less severe cases) always                                        cance of property value for more severe cases
appears below the black line (odds ratio                                         after the 1994 cohort. This pattern is almost
for more severe cases). By 1997, odds ratios                                     identical to the one observed when we con-
for Medi-Cal for more severe cases gener-                                        sider all autism cases together. In summary,
ally exceed one, suggesting that the socio-                                      if less severe cases are more difficult to
economic gradient for severe cases may be                                        identify, then differential ascertainment
336                                                                                      American Sociological Review 76(2)

                                        0.005
                                                25th% Parental Education
                                                75th% Parental Education

                                        0.004
      Probability of Autism Diagnosis

                                        0.003

                                        0.002

                                        0.001

                                        0.000
                                                1992   1993     1994       1995  1996     1997     1998    1999    2000
                                                                                 Year
                                                                Less Educated Area           More Educated Area

Figure 5b. Community Effect of Education on Children Born to Parents with More Education
Note: Figure shows the probability of diagnosis for children whose parents are at the 75th percentile of
education residing in areas with a lower percentage of college graduates (dashed line) compared with
a higher percentage of college graduates (solid line).

capacity at the community level may be one                                        will be more important than a community’s
mechanism through which SES effects oper-                                         general education level. This appears to be
ate. The stronger effects of socioeconomic                                        the case with autism, because access to
status on less severe cases provide support                                       a highly trained specialist—not just any
for this idea.11 Recall that the majority of                                      specialist—is often critical to getting a
the increased caseload in California arose                                        diagnosis. Similarly, because granular
disproportionately from an increased num-                                         information is more easily transmitted
ber of less severe cases. Patterns of ascer-                                      through embedded social relations (Uzzi
tainment and identification underlie not                                          1996), the diffusion of information about
only the autism gradient but also the                                             autism through communities likely occurs
increased prevalence of autism in                                                 around foci of repeated parental interac-
California.                                                                       tions, rather than through more traditional
   Results for neighborhood education and                                         institutions, as shown by Liu, King, and
community resources provide some clues                                            Bearman (2010).
about the type of information that may be
required for identification and ascertain-                                        CONCLUSIONS
ment. These results suggest that specialized,
granular knowledge is likely required for                                         Limitations and Robustness Checks
diagnosis. When specialized knowledge is
costly to obtain or difficult to access, the                                      This study has several limitations. First, we
financial resources available in a community                                      interpolated the property value data used in
Table 2. Risk Factors for Autism Including Health Care Resources
                                 1992                      1993                        1994                          1995                      1996                        1997                        1998                        1999                        2000

                         OR         95% CI          OR         95% CI           OR         95% CI           OR          95% CI          OR         95% CI           OR         95% CI           OR          95% CI          OR        95% CI          OR          95% CI

      Intercept           .002    (.002, .002)      .002      (.002, .002)      .002      (.002, .002)      .002      (.002, .002)      .002      (.002, .003)      .003      (.003, .003)      .003      (.003, .003)      .003     (.003, .003)     .003      (.003, .004)
      Individual Level
        Medi-Cal          .89     (.82,   .97)      .72       (.66,   .80)      .66       (.59,   .74)      .81       (.74,   .88)      .95       (.88,   1.02)     .85       (.80,   .92)      .89       (.83,   .97)      .85     (.78,   .93)      .96       (.90,   1.02)
        First Born       1.13    (1.05,   1.23)    1.15      (1.07,   1.24)    1.14      (1.05,   1.25)    1.17      (1.09,   1.26)    1.18      (1.10,   1.26)    1.13      (1.06,   1.20)    1.23      (1.17,   1.32)    1.28    (1.21,   1.37)    1.24      (1.18,   1.32)
        Premature        1.01     (.91,   1.13)     .97       (.86,   1.10)    1.07       (.94,   1.23)    1.07       (.96,   1.20)     .98       (.88,   1.08)    1.11      (1.01,   1.21)    1.14      (1.05,   1.24)    1.07     (.97,   1.17)    1.22      (1.13,   1.32)
        Normal            .82     (.70,   .96)      .70       (.60,   .82)     1.03       (.85,   1.25)     .84       (.73,   .98)      .73       (.64,   .83)      .74       (.66,   .83)      .77       (.69,   .86)      .80     (.70,   .90)      .84       (.75,   .95)
           Weight
        Male             4.13    (3.80, 4.50)      4.04      (3.73, 4.39)      4.61      (4.15, 5.12)      4.14      (3.82, 4.49)      4.82      (4.48, 5.17)      4.57      (4.27, 4.90)      4.07      (9.80, 4.37)      4.23    (3.95, 4.52)      4.23      (3.97, 4.51)
        Low Apgar        1.13     (.80, 1.59)      1.23       (.89, 1.70)      1.30       (.92, 1.85)      1.28       (.96, 1.72)       .92       (.77, 1.20)      1.16       (.92, 1.49)      1.21       (.96, 1.52)       .96     (.75, 1.24)      1.35      (1.09, 1.67)
        Max Parental     1.03    (1.03, 1.04)      1.04      (1.04, 1.05)      1.03      (1.02, 1.04)      1.03      (1.03, 1.04)      1.03      (1.03, 1.04)      1.04      (1.03, 1.04)      1.04      (1.03, 1.04)      1.03    (1.03, 1.04)      1.04      (1.03, 1.04)
           Age
        Education        1.14    (1.13, 1.16)      1.13      (1.11, 1.15)      1.11      (1.09, 1.13)      1.11      (1.09, 1.13)      1.13      (1.12, 1.15)      1.09      (1.08, 1.11)      1.09      (1.08, 1.11)      1.10    (1.09, 1.12)      1.08      (1.07, 1.09)
        Missing           .99     (.84, 1.16)      1.43      (1.24, 1.65)      1.15       (.91, 1.46)      1.12       (.96, 1.31)      1.19      (1.06, 1.35)      1.24      (1.12, 1.39)      1.04       (.93, 1.16)       .98     (.87, 1.12)      1.11      (1.01, 1.23)
           Father
      Neighborhood Level
        Logged           1.64    (1.37, 1.95)      1.59      (1.41, 1.80)      2.05      (1.73, 2.43)      1.84      (1.62, 2.09)      1.52      (1.34, 1.72)      1.68      (1.48, 1.90)      1.46      (1.32, 1.63)      1.47    (1.32, 1.64)      1.33      (1.20, 1.47)
           Property
        Percent           .84     (.46, 1.53)       .90       (.57, 1.41)       .61       (.34, 1.11)       .48       (.29, .76)        .75       (.49, 1.18)       .57       (.37, .87)        .85       (.58, 1.25)       .74      (.50, 1.08)      .85       (.59, 1.23)
           College
           Graduate
        Number of         .97     (.94, 1.01)      1.00       (.97, 1.02)       .99       (.96, 1.03)      1.02      (1.004, 1.04)     1.03      (1.01, 1.05)      1.05      (1.02, 1.07)      1.02       (.98, 1.05)      1.02      (.99, 1.04)     1.01       (.98, 1.04)
           Child
           Psychiatrists
        Number of        1.005   (1.003, 1.009) 1.001         (.86, 1.10)      1.01      (1.00, 1.01)      1.004 (1.001, 1.009) 1.003 (1.00, 1.01)                 1.003 (1.00, 1.01)          1.001      (.998, 1.004) 1.002 (1.00, 1.01)           1.004 (1.002, 1.008)
           Pediatricians
        Autism Orgs       .85     (.64, 1.12)       .78       (.64, .96)        .82       (.64, 1.05)       .73       (.57, .94)        .74       (.49, 1.18)       .91       (.78, 1.09)      1.00       (.87, 1.15)       .96      (.86, 1.08)     1.04       (.92, 1.17)
      Cross Level
        Medi-Cal x        .89     (.73, 1.09)      1.34      (1.12, 1.62)      1.51      (1.21, 1.90)      1.07       (.90, 1.28)      1.30      (1.13, 1.51)      1.21      (1.04, 1.41)       .82       (.70, .97)       1.15      (.99, 1.04)     1.49      (1.32, 1.68)
           Property
        Education x       .83     (.74, .93)        .91       (.82, 1.02)       .85       (.75, .97)        .92       (.83, 1.03)       .99       (.90, 1.09)       .87       (.80, .93)        .87       (.81, .96)        .89      (.83, .96)       .90       (.85, .96)
           Percent
           College

      Random Effects Variance           SD        Variance        SD          Variance        SD          Variance          SD        Variance        SD          Variance        SD          Variance        SD          Variance        SD        Variance          SD

        Intercept Full   .10         .32            .10           .32           .13           .36           .09          .30            .14           .37           .18           .42           .16          .41            .12           .35         .18          .42
          Model
        Medi-Cal         .02         .16            .06           .24           .03           .18           .04          .19            .06           .24           .04           .21           .05          .24            .08           .28         .08          .28
          Slope
        Education        .003        .05            .001          .03           .001          .03           .001         .04            .001          .04           .001          .03           .002         .05            .002          .04         .001         .03
          Slope

      Note: Odds ratios for factors examined for a potential association with autism risk appear in the column labeled OR. An odds ratio over one indicates an increased risk for

337
      autism. An odds ratio of less than one suggests that the variable is associated with a decreased risk for autism. The 95 percent confidence intervals appear in parentheses.
      Factors that are statistically significant at the p \ .05 level appear in bold. The year heading for each column indicates the birth cohort that the results pertain to. The
      estimated variance of b0k , t00 is statistically significant in the unconditional model for all years at p  .001 except 1995.
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