REGIONAL HIV AND AIDS PROGRAMME IN LATIN AMERICA AND THE CARIBBEAN ABC/GIZ/MS - SUMMARIES AND LESSONS LEARNT 2007-2012
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Regional HIV and AIDS Programme in Latin America and the Caribbean Regional HIV and AIDS Programme in Latin America and the Caribbean ABC/GIZ/MS Summaries and lessons learnt 2007-2012 1
Regional HIV and AIDS Programme in Latin America and the Caribbean ABC/GIZ/MS Summaries and lessons learnt 2007-2012
Regional HIV and AIDS Programme in Latin America and the Caribbean The Regional HIV and AIDS Programme in Latin America and the Caribbean – ABC, GIZ, MS Summaries and lessons learnt, 2007-2012. PUBLICATION COORDINATION: ORGANIZATION: Claudia Herlt (GIZ) Olaf Horstick (GIZ) EDITORIAL COORDINATION (Correction, style and text): Claudia Herlt (GIZ) Olaf Horstick (GIZ) Wófsi Juri G. de Souza (ABC) Jonas Deusch (GIZ) Inga Söllner (GIZ) TRANSLATION: Rapport Traduções e Interpretações Ltda. Confluir Tradução e Interpretação Ltda - ME DESIGN and LAYOUT: DUO Design Serviços de Edição Gráfica Ltda - ME PRINTING: Gráfica XXX First Edition: 200 copies Photographs: Archives of the Regional HIV and AIDS Programme in Latin America and the Caribbean. Published and produced in Brasília, Brazil. November, 2012 4
Regional HIV and AIDS Programme in Latin America and the Caribbean Table of contents 7 Acknowledgements 9 List of abbreviations 14 The GIZ Regional HIV and AIDS Programme in Latin America and the Caribbean: a summary 16 I. Introduction 16 1. History of Brazil – Germany Trilateral Cooperation on HIV and AIDS 17 2. Principles of the cooperation as a basis for joint action 21 3. Triangular cooperation in the Regional HIV and AIDS Programme 22 4. Gender in the Regional HIV and AIDS Programme 23 5. Innovation and knowledge management in the Regional HIV and AIDS Programme 24 II. Projects 2010-2012 24 1. Sexuality education and HIV and AIDS prevention in schools 26 2. Strengthening of health systems in rural areas in Uruguay 28 3. Men´s health in Latin America 30 III. Projects 2007-2009 30 1. The regional AIDS network of the Catholic Church / RELCALC-SIDA 32 2. Strengthening of the national HIV and AIDS response in Uruguay 34 3. Contributing to the Caribbean answer to the HIV and AIDS epidemic 36 4. Strengthening of the response to HIV and AIDS in MERCOSUR border regions 38 5. AIDS prevention for high mobility populations 40 6. Integrated health care delivery services in Ecuador, Peru and El Salvador 46 7. Monitoring and evaluation in the Dominican Republic, Ecuador and Panama 52 8. Strengthening of civil society 54 9. Support of the Horizontal Technical Cooperation Group (GCTH) 56 10. Support of health research 58 List of references 5
Regional HIV and AIDS Programme in Latin America and the Caribbean Acknowledgements “From South - South cooperation to trilateral cooperation and towards a horizontal approach” When the German Agency for Technical Cooperation (GTZ as it then was) and the Brazilian National AIDS Programme took the first steps to work together in 2003, it passed unnoticed that they were, in fact, resuming a partnership born three decades earlier. In 1978, the Buenos Aires Plan of Action launched an initiative entitled Technical Cooperation among Developing Countries (TCDC), a concept that has since been extensively promoted by the G77. The Millennium Development Goals (MDGs) launched in 2000 and accepted as an international framework for development much can be achieved through triangular (or South – South activities, set tangible targets for national governments and - North) cooperation between Brazil, a traditional European development institutions. In the current global scenario of donor, and a third - developing - country. In view of the com- scarce funding and declining development cooperation from parative advantages of each of the players involved, such an traditional donor countries, changes have had to be made. approach offers excellent prospects. The traditional donor countries have set new criteria and in- creasingly demand improved effectiveness and sustainability The fact that South - South cooperation and triangular coop- of results. In this respect, the Paris Declaration in 2005 was a eration are assuming a higher profile in international circles milestone, as signatory countries pledged to improve efforts was evidenced by the United Nations High Level Conference and to abide by principles of harmonization, ownership, align- on South - South cooperation, held in Nairobi, Kenya in 2009, ment, results, and mutual accountability. The aim of the Accra and the latest High Level Forum on AIDS Effectiveness, held in Agenda for Action, signed in 2008, was to accelerate the rate Busan, Korea in December 2011. of progress. Different triangular cooperation approaches have been tried. In parallel to this, new partners such as Brazil and the oth- Sometimes, such cooperation entails a financial contribution er BRICS (Brazil, Russia, India, China and South Africa), and from a traditional donor, a technical contribution from an emerging economies such as Mexico and Chile were taking up emerging country, and a project implemented in a third recip- the concept of horizontal South - South cooperation. Build- ient developing country. ing upon principles first enunciated in the TCDC, the essen- tial elements of South - South cooperation consist of sharing For projects under the Regional HIV and AIDS Programme for knowledge and experiences. In such exchanges, the tradition- Latin America, the Caribbean (LAC) and Africa, the German al concept of donor and recipient countries no longer applies: Agency for International Cooperation (GIZ) at the behest of the rather, exchanges of knowledge and experience occur hori- German Ministry of Economic Cooperation and Development zontality, among equals. (BMZ) has partnered with the Brazilian Cooperation Agency (ABC) and the Ministry of Health of Brazil in a new approach, In Brazil, a great expansion of South - South cooperation took known as horizontal cooperation. Under this approach, three place under the presidency of Luiz Inácio Lula da Silva (2002- or more partners plan, implement, and evaluate each step of 2009). Most of these technical cooperation initiatives were in the project together. the form of exchanges of knowledge and capacity building. According to the Brazilian Cooperation Agency (ABC) the main The common basis for such horizontal South-South-North aim of such cooperation activities was to forge ties between cooperation in the field of HIV and AIDS is a demand driven Brazil and other developing countries, by means of exchanges approach, in line with experience accumulated under Brazil’s of technical knowledge and the strengthening of State institu- National HIV and AIDS Plan and Unified Health System (SUS) tions. Brazil is not a signatory of the Paris Declaration, which it as well as facilitation, knowledge, and methodologies devel- considers too closely aligned with the vision and values of tra- oped through German experience in the field of international ditional donors. It does, however, subscribe to such values as cooperation projects. Another feature of such cooperation is promoting democracy and human rights in partner countries, its multisectoral scope, since it encompasses such themes as alongside traditional donors. With such values in common, health, education, a gender and human rights approach, and 7
Regional HIV and AIDS Programme in Latin America and the Caribbean participation of civil society. Furthermore, it is underpinned by vided unique experience for staff at all administrative levels the assumption that systemic and countrywide approaches in the participating countries over the past six years, and has lead to better results and more sustainable outcomes. In ef- produced a wealth of shared experiences and lessons learned. fect, HIV and AIDS is the crosscutting theme that permeates an array of issues, including: strengthening of health care This publication aims to contribute toward public debate on systems, based on the principles of the Alma Ata Declaration new approaches to international cooperation. The Hypotheses of 1978 and the Brazilian SUS experience of decentralisation; in the Boxes are lessons learnt but are also meant to stimulate participation of civil society; health promotion and preven- discussions. Though well aware that not everything is perfect, tion programmes; and national strategies on men’s health and we apologise for having omitted some of these valuable expe- sex education. Thus, horizontal cooperation is based upon a riences. Of one thing we are certain, however: the key to suc- common understanding, on the part of cooperating partners cess lies in identifying new ways of coping with the problems that sustainable results can be achieved by learning from the of this world, and in fostering mutual understanding. national strategies of other countries. One of the main com- ponents for achieving such results is joint development of a We thank the BMZ, the ABC and the Brazilian Ministry of practical monitoring and evaluation (M&E) system. Health, and all other partner governments and organizations, especially UNAIDS, DFID, UNESCO, UNFPA and PAHO for their For a number of countries in the LAC region, as well as African many years of support. We also thank all of our colleagues countries of the Portuguese Speaking Community (CPLP) the who, with so much dedication and trust, made this work possi- establishment of such a system has become a goal in itself. ble for the well being of all peoples of the region. Within Latin America, South - South cooperation in the field of health has flourished, especially among the twelve countries of the Union of South American Nations (UNASUR). The first Brasilia, November 2012 initiatives of South - South - North cooperation were launched with support of the German International Cooperation Agen- Dr Claudia Herlt cy (GIZ, formerly GTZ), within the scope of UNASUR - SALUD. Programme Director However, owing to termination of the programme in Decem- GIZ Regional HIV and AIDS Programme ber 2012, further follow-up has been postponed. Nonetheless, it is foreseen that after December 2012, conti- nuity will be given to all projects of the second phase of the Regional HIV and AIDS Programme. In ten countries of the LAC region, sexuality education programmes will proceed under the guidance of a joint committee, with assistance from UNES- CO and UNAIDS. Moreover, this is likely to serve as an example for implementation of regional initiatives in East and Southern African Countries, within the scope of an ongoing sexuality ed- ucation project supported by German Ministry for Economic Cooperation and Development (BMZ) and UNESCO. Work will also proceed in the field of men’s health, in the form of a Brazil- ian bilateral project with Chile and with Ecuador. Within the framework of its rural health reform programme, the Uruguayan government plans to expand the scope of tri- lateral cooperation activities to all departments of the country. Equipment and installations furnished through German Fi- nancial Cooperation (KfW) are an essential component of this programme. The Regional HIV and AIDS Programme, together with its Bra- zilian Partners, documented on the following pages, has pro- 8
Regional HIV and AIDS Programme in Latin America and the Caribbean List of abbreviations A ABC Brazilian Cooperation Agency (pt.: Agência Brasileira de Cooperação) AISA International Health Advisory (pt.: Assessoria de Assuntos Internacionais de Saúde) AOP Annual Operations Plans ART/V Antiretroviral therapy/drugs ASICAL Latin American and Caribbean Association for Integrated (es.: Asociación para la Salud Integral y Ciudadanía en América Health and Citizenship Latina y el Caribe) APLAFA Panamanian Association for Family Planning (es.: Asociación Panameña para el Planeamiento de la Familia) B BMZ German Ministry of Economic Cooperation and Development (dt.: Bundesministerium fuer wirtschaftliche Zusammenarbeit und Entwicklung) Brazilian Ministry of Health: Brazilian Ministry of Health: • DAB (Departamento de Atenção Básica) • DAB: Department of Primary Healthcare • DARA (Diretoria de Articulação de Redes de Atenção à Saúde) • DARA: Coordination for Healthcare Networks • SGEP (Secretaria de Gestão Estratégica e Participativa) • SGEP: Secretariat for Strategic and Participatory Management C CARICOM Caribbean Community CEDAPS Health Promotion Centre (pt.: Centro de Promoção da Saúde) CEDEP Paraguayan Centre of Population Studies (es.: Centro Paraguayo de Estudios de Población) CEDES Centre of State and Society Studies (es.: Centro de Estudios de Estado y Sociedad) CEDRO Centre of Information and Education for the prevention of (es.: Centro de Información y Educación para la prevención del drug abuse abuso de Drogas) CHART Caribbean Regional VIH y SIDA Training Network (es.: Red Regional del Caribe de Capacitación de VIH y SIDA) CHRC Caribbean Health Research Council (es.: Consejo del Caribe de Investigación en Salud) COASCE Coalition of Latin America NGOs on AIDS, Prison and Incarceration (es.: Coordinadora de ONGs de las Américas sobre SIDA, Cárcel y Encierro) 9
Regional HIV and AIDS Programme in Latin America and the Caribbean CONAVIH National Committee for Prevention and Control of HIV (es.: Comisión Nacional para la Prevención y Control del Virus de Inmunodeficiencia Humana) CPLP Community of Portuguese Speaking Countries (es.: Comunidad de los Países de Lengua Portuguesa) CRN+ Caribbean Regional Network of People Living with HIV and AIDS (es.: Red del Caribe Regional de Personas viviendo con HIV/Sida) CRNM CARICOM Regional Negotiating Machinery CVC Caribbean Vulnerable Communities D DFID UK Department for International Development F FIOCRUZ Oswaldo Cruz Foundation FLACSO Latin American Social Sciences Institute (es.: Facultad Latinoamericana de Ciencias sociales) FMP Manuel Pérez Foundation G GCTH Technical Horizontal Cooperation Group GIZ German Agency for International Cooperation (dt.: Gesellschaft fuer internationale Zusammenarbeit) GIZ: Fusion of GTZ, DED and InWEnt H HIV Human Immunodeficiency Virus HSS Health System Strengthening I ICTC International Centre for Technical Cooperation (Brazil) ICW International Community of Women living with HIV/AIDS IDB Inter-American Development Bank K KfW German Financial Cooperation (dt.: Kreditanstalt fuer Wiederaufbau) 10
Regional HIV and AIDS Programme in Latin America and the Caribbean L LAC Latin America and the Caribbean LACCASO Latin American and Caribbean Council of Non- Governmental (es.: Consejo Latinoamericano y del Caribe de Organizaciones No Organizations with HIV and AIDS services Gubernamentales con Servicio en VIH/SIDA) LACEN Central Public Health Laboratory of the Federal District (pt.: Laboratório Central de Saúde Pública do Distrito Federal) LGBTI Lesbian, gay, bisexual, transgender and intersexual M M&E Monitoring and Evaluation MDG Millennium Development Goals MINSA Ministry of Health (Peru) MoH Ministry of Health MS Ministry of Health (Brazil) MSM Men who have sex with men MSP Ministry of Public Health (Uruguay) MSPAS Ministry of Public Health and Social Assistance (es.: Ministerio de Salud Pública y Asistencia Social) N NAP National AIDS Plan O OECS Organization of Eastern Caribbean States OEI Organization of Latin American Countries for Education, Sci- (es.: Organización de Estados Iberoamericanos para la Educación, ence and Culture Ciencia y la Cultura) 11
Regional HIV and AIDS Programme in Latin America and the Caribbean P PAHO/WHO Pan American Health Organization/ World Health Organization PANCAP Pan Caribbean Partnership against HIV & AIDS PCI International Cooperation Programme (Brazil) PEM Strategic Multisectoral Plan (es.: Plan Estratégico Multisectorial) PEN National Strategic Plan (es.: Plan Estratégico Nacional) Peruvian Ministry of Health: Peruvian Ministry of Health: • DGSP (Dirección General de Salud de las Personas) • DGSP: General Directorate of People’s Health • ESNITSS (Estrategia Nacional Prevención y Control • ESNITSS: National Strategy for Prevention and Control de las ITS, VIH y Sida) of STIs and HIV and AIDS • CENSI (Centro de Salud Intercultural) • CENSI: Intercultural Health Centre • DGE (Dirección General de Epidemiología) • DGE: General Directorate of Epidemiology PHC Primary Healthcare PLWHA People living with HIV/AIDS PN-AIDS National AIDS Programme PPL People deprived of freedom (es.: Personas privadas de la libertad) PPNN National Police (es.: Policía Nacional) R REDLA+ Latin American Network of People living with HIV/AIDS (es.: Red Latinoamericana de Personas viviendo con VIH o SIDA) REDLACTRANS Latin American and Caribbean Network of Trans-People (es.: Red de Latinoamérica y el Caribe de Personas Trans) REDTRASEX Latin American and Caribbean Sex Workers Network (es.: Red de Trabajadoras Sexuales de Latinoamérica y el Caribe) RELARD Latin American Damage Reduction Network (es.: Red Latinoamericana de Reducción de Daños) S SENPLADES Ecuadorian National Planning and Development Secretariat (es.: Secretaría Nacional de Planificación y Desarrollo del Ecuador) SNiS National Integrated Health Programme (Uruguay) (es.: Sistema Nacional Integrado de Salud de Uruguay) STI Sexually Transmitted Infection SUS Unified Health System (Brazil) (pt.: Sistema Único de Saúde) 12
Regional HIV and AIDS Programme in Latin America and the Caribbean T TCP Technical Cooperation Project TCDC Technical Cooperation among Developing Countries U UNAIDS Joint United Nations Programme on HIV/AIDS UNASUR Union of South American Nations UNESCO United Nations Educational, Scientific and Cultural Organization UNFPA United Nations Population Fund UNGASS United Nations General Assembly - Special Session 13
Regional HIV and AIDS Programme in Latin America and the Caribbean The GIZ Regional HIV and AIDS Programme in Latin America and the Caribbean: a summary for phase 1 (2007- 2009) and phase 2 (2010- 2012) Since the mid 1990s, the spread of HIV and AIDS in Brazil has 2. Health personnel been stabilised, through a successful programme involv- ing comprehensive, multisectoral, integrated approaches • Support for long-term personnel planning throughout the entire health care system and involving all sectors of society. In the process, Brazil has acquired expe- • Training and further training of health personnel rience that it is now sharing with other countries, mostly in Latin America and Africa, but also in other regions of the 3. Health information world. Germany has joined forces with Brazil in spread- ing this knowledge to other countries, by contributing its • Information systems for health facilities extensive technical experience of development issues, through triangular cooperation in specific projects. During • Platforms for health education and information the first phase, the government of the United Kingdom supported the projects financially, DFID being an important 4. Governance like-minded partner of GTZ. • Decentralisation The overall approach entails country demand driven definition of priorities, followed by joint development and implementation, and • Good governance is often described as horizontal or triangular cooperation, South - South cooperation or South – South - North cooperation. The out- • Participation of civil society standing feature of this approach is negotiated collaboration among multiple partners to create synergies, and building upon the particu- lar strengths and comparative advantages of each partner. Projects and results 2010 - 2012 Gender and health equity are crosscutting themes in such co- operation, with a special focus on marginalised groups and on By the second phase of the Programme, vertical approaches populations most affected by HIV and AIDS. Another key fea- to HIV and AIDS had been abandoned; and comprehensive, ture is HIV mainstreaming, whereby the Regional Programme systemic, countrywide approaches had been adopted to seeks to ensure that HIV and AIDS programmes are integrat- address the HIV/AIDS epidemic. ed into health care systems, with the net effect that national health systems are strengthened. Knowledge management and innovation have also been Sexuality Education a key element, as evidenced by the experiences of the Re- gional Programme 2007 - 2012 documented in this pub- Argentina, Chile, Peru, Paraguay, and Uruguay drew up or lication. All activities and goals were oriented by the ex- enhanced their national policies on sexuality education, perience of Brazil’s National AIDS Plan and Unified Health and the themes of sexuality education and HIV prevention System (SUS). were incorporated into national curriculums. Intersectoral committees were established to oversee implementation of Activities included these policies and, by 2011, they were reaching over 80,000 teachers and 1.5 million students. To ensure sustainability of 1. Health services the project, a Latin American Network for Sexuality Educa- tion was established, with support from UNAIDS/UNESCO/ • Improvement of access to health services UNFPA and GIZ. More recently, Bolivia, Colombia, El Salvador and Guatemala have also joined the initiative. • Management of health facilities • Networking for exchanges of knowledge and experience 14
Regional HIV and AIDS Programme in Latin America and the Caribbean Integrated health care services in rural areas Strengthening of the response to AIDS in border regions of MERCOSUR In Uruguay, integrated approaches were developed for pro- vision of rural healthcare services, thereby improving access The CICT, GIZ and MERCOSUR, in an alliance with seven munic- to enhanced primary healthcare, including HIV and AIDS pre- ipalities on the borders of Argentina, Bolivia, Brazil, Venezuela, vention and treatment. The drafting and implementation of Colombia, Paraguay and Uruguay set up bi-national committees strategic plans and establishment of monitoring systems has to respond to the spread of HIV and AIDS in especially vulnerable contributed toward strengthening the national health system. boarder regions. Binational work plans and joint activities for HIV prevention were among the outcomes of this project. Men´s health Ecuador, Chile, and Uruguay are currently defining a strategy for men’s health, with a focus on high-risk behaviours, HIV pre- AIDS prevention for high mobility populations in Peru vention, and access to healthcare, maintaining a gender per- spective, with the aim of reducing early mortality. The aim of the project was strengthening of HIV prevention for high mobility and indigenous populations in Peru, given that studies have drawn attention to the high vulnerability of these groups. Technical cooperation between the Ministry of Health Projects and results 2007 - 2009 of Peru, CICT, DFID and GIZ provided support for decentralisa- tion of HIV prevention services into the interior of the country, Regional AIDS Network of the Catholic Church / RELCALC-SIDA with a view to reaching these populations. The aim of the project was prevention of HIV in remote areas, by means of strengthening the catholic church’s regional network for HIV and AIDS prevention and restructuring its regional ex- Integrated health care ecutive secretariat in Porto Alegre. Twenty two Latin American countries participated in this initiative. Cooperation partners in Between 2007 and 2009, within the scope of the Regional HIV this project were the AIDS Pastorate, the Brazil based Interna- and AIDS Programme in Latin America and the Caribbean, GTZ, tional Centre for Technical Cooperation (CICT), GIZ and DFID. in cooperation with Ministries of Health, CICT and DFID, carried out a project for strengthening the response to STIs and HIV and AIDS, through provision of integrated health care services in three Latin American countries: Ecuador, El Salvador and Peru. Strengthening of the National Response to HIV/AIDS in Uruguay In Uruguay, the ICTC, alongside the Uruguayan Ministry of Pub- lic Health (MSP), GTZ and DFID developed a national action Monitoring and Evaluation plan and adopted other measures to strengthen its national STI, HIV and AIDS programme. This initiative included participation During the same period, GIZ, CICT and DFID, together with the of civil society and HIV self help groups, using a human rights national AIDS programmes of Ecuador, the Dominican Repub- based approach in the national HIV and AIDS policy. One of the lic and Panama, were engaged in a project for implementation main objectives was HIV prevention in border regions. of monitoring and evaluation systems. Furthermore several minor projects were supported, especial- ly in health research and strengthening civil society. Contributing to the Caribbean Response to the HIV epidemic In conclusion, in the two phases of the Regional HIV and AIDS The fifteen member countries of CARICOM and PANCAP drew up a programme numerous activities have been successfully sup- work plan to strengthen PANCAP’s STI, HIV and AIDS programme, porting the national responses to HIV and AIDS, using a health with a special focus on human rights and participation of civil so- ciety and of HIV self help groups. The project, which included par- ticipation of FIOCRUZ, CICT, GTZ and DIFD, PAHO and WHO, also addressed improvement of monitoring and evaluation systems. 15
Regional HIV and AIDS Programme in Latin America and the Caribbean I. Introduction 1. History of Brazil – Germany Trilateral health care delivering systems, incorporating HIV and AIDS Cooperation on HIV and AIDS as a crosscutting programme within primary care. The tri- angular cooperation was extended to include countries in The very successful triangular coopera- Africa, (South/South and trilateral cooperation) tion against HIV and AIDS has been de- based on the Heiligendamm G8 and G5 veloped through grants of the German processes, with UNAIDS, UNESCO, UNFPA Federal Government, with the Ministry and PAHO as partners for Economic Cooperation and Develop- ment (BMZ), executed by the German Inter- 2012: Merging of DED, GTZ and InWEnt national Cooperation (GIZ, formerly GTZ), into GIZ. from 2003 to 2012. December 2012: Closure of the Regional HIV and AIDS 2002: First contacts: After the Barcelona AIDS Programme due to a funding decision of BMZ. However, the conference, Brazil’s national AIDS programme principles determined by the Regional Programme continue and GTZ discussed prospects for a joint coopera- with an institutionalised South - South collaboration of the tion with other countries. Brazilian counterparts and other countries in Latin America, the Caribbean and Africa. 2003-2005: PCI: First trilateral cooperation initiatives with 5 Latin American countries within the scope of Brazil’s Interna- 2003-2012: Total German Government Grant: EURO 11.350,00 tional Cooperation Programme (PCI) 2005: The Brazilian Government, together with UNAIDS found- ed the International Technical Cooperation Centre (CICT) for international cooperation on AIDS. January 2006 to December 2006: The trilateral cooperation with CICT extended its scope to other countries January 2007 to December 2009: The HIV and AIDS Regional Programme: In the first phase, the trilateral cooperation ex- tended to over 20 countries, in support of national strategies for combating AIDS. A total of 11 trilateral cooperation projects and 3 multilateral regional projects were carried out - the latter with more than 5 countries participating. Institutional support for the Horizon- tal Technical Cooperation Group (GCTH) and the CICT. Coop- eration with UNAIDS. Partnership with the UK Department for International Development (DFID) 2009: Following an external evaluation, the CICT was nation- alised and the national AIDS programme (PN-AIDS) incorpo- rated into the Ministry of Health (MoH). January 2010 to December 2012: During the 2nd Phase of the Regional Programme with new partners, the Brazilian Cooperation Agency (ABC) and the International Health Ad- visory (AISA) of the MoH, the concept of trilateral coopera- tion was further refined. In line with state of the art health- care practices, the programme focused on strengthening 16
Regional HIV and AIDS Programme in Latin America and the Caribbean 2. Principles for cooperation as a basis for joint action Selection process for joint cooperation projects The principles for the triangular cooperation as developed in 1. Demand for technical cooperation the Regional Programme are based upon accumulated experi- from the partner country ence of South - South cooperation. These principles underpin actions during each project phase (planning, implementation and evaluation). YES These principles are: 1. All projects should be demand driven and country led 2. The project complies with the agreed scope of cooperation? 2. All projects should be aligned to national policies and the strategic planning of partner countries. YES 3. The beneficiary country shall lead the cooperation pro- cess in each project phase 4. Each step of the project shall be subject to agreement 3. Brazil (ABC/AISA) considers if it is of all partners (Brazil, Germany and partner countries) suitable for a trilateral cooperation approach. 5. All projects shall include and use local and regional knowledge and experiences. External knowledge and YES experiences may serve to complement local knowl- edge/experiences provided they strengthen local ini- tiatives and strengthen sustainability 4. Germany (GIZ) considers if it 6. All projects shall aim to strengthen and consolidate participates in the trilateral cooperation project health systems of partner countries From the experience in the Regional Programme a step-by- YES step process has been developed and applied for the projects in the triangular cooperation: A. Choosing projects Joint preparation of the technical cooperation project A.1. Selection process Project selection shall always be driven by demand for coop- eration from the partner country. In view of the high demand for healthcare cooperation projects with Brazil and the Ger- man Cooperation, it has become necessary to assess demands, to select those that can be addressed and, more specifically, choose those to include in the trilateral cooperation. During a planning workshop, held by ABC, Ministry of Health and GTZ in March 2011, criteria for cooperation in the field of health were defined. If a project fulfils agreed criteria for coop- eration, firstly Brazil examined whether it is suitable for trilat- eral cooperation with Germany. If so determined, GIZ assesses whether the project complies with guidelines established by BMZ, and whether it is eligible for such cooperation. 17
Regional HIV and AIDS Programme in Latin America and the Caribbean A.2 Joint project preparation – ABC, MoH,GIZ The Technical Committee If all of the parties are in agreement that a trilateral approach is Members (technical staff ): Ministry of Health of the partner appropriate, a cooperation project is drawn up with the part- country, AISA, GIZ ner country, defining objectives, strategies, goals and inputs to be provided by each of the partners. During planning work- Responsibilities: shops the partners have the opportunity to discuss details of • Prepare Annual Operations Plans (AOPs) the project. It should be underlined that this process must be perceived as an integral part of joint cooperation. • Coordinate technical cooperation with the technical departments of the Brazilian Ministry of Health and with those of partner countries during project imple- A.3 Cooperation with other players in international cooperation mentation During this phase possibilities for cooperation with other play- • Constantly monitor progress of the project ers, such as UN agencies, should be assessed. Such coopera- • Prepare project documentation tion can help to streamline cooperation activities and ensure that partner countries derive the maximum benefit from ac- tions carried out. B. Establishment of a management structure Once agreement has been reached and a formal Technical Cooperation Project (TCP) signed, a management structure should be established to conduct joint work processes. This structure should include a coordinating committee and a technical committee: The Coordinating Committee Members (management level): Ministry of Health of partner country, ABC, AISA, GIZ. Responsibilities: • Provide strategic guidance for the project and decide on any changes that may be needed • Approve Annual Operations Plans (AOPs) • Evaluate annual and final outcomes of the project • Resolve problems at the policy level, when necessary 18
Regional HIV and AIDS Programme in Latin America and the Caribbean Coordinating Committee Members: MoH of partner countries, ABC, AISA, GIZ • Provide strategic guidance for the project and decide on any necessary changes • Approve annual operations plans (AOPs) for the project • Evaluate annual and final outcomes of the project Technical Committee Technical areas in Brazil and Members: Technical staff responsible for the proj- ect at the MoH of partner countries, AISA, GIZ in the other country • Prepare AOPs • Support preparation of the • Coordinate technical cooperation neces- AOP sary for project execution • Implement activities • Monitor progress of the project • Monitor and evaluate • Document all phases of the project activities and processes • Document activities 19
Regional HIV and AIDS Programme in Latin America and the Caribbean C. Project execution The project shall be carried out jointly: All parties will be in- formed about all activities and frequent meetings will be held. Progress and setbacks will be monitored and assessed and, if necessary, the strategy will be reviewed. To this end, the coordinating committee will hold regular meet- ings to evaluate processes, adjust strategies (if necessary) and re- solve any policy problems that may arise; whereas the technical committee shall promote constant exchanges of information. Wherever necessary, joint workshops and missions will be held, however, not all activities need be carried out with the presence of all partners. What is important however is that throughout project execution the process shall be monitored jointly at all times. D. Monitoring A monitoring and evaluation plan shall be drawn up and agreed by all parties, and revised and adjusted by the technical committee, as may be necessary. Other players will be involved in monitoring as the need arises. Results shall be disclosed by the coordinating committee on a regular basis. E. Evaluation The coordinating committee shall assess progress no less than once each year. Moreover, at least one evaluation workshop shall be held each year, with participation of all relevant players. Triangular cooperation has the potential for overcoming geographical and cultural differences when the countries working together share similar cultural traits and values. 20
Regional HIV and AIDS Programme in Latin America and the Caribbean 3. Triangular cooperation in the Regional HIV Knowledge transfers from Brazil to other countries have been and AIDS Programme optimised by combining the knowledge of local contexts and needs provided by the third country, with Brazilian technical Triangular cooperation between Brazil, Germany and other expertise, complemented by German experience of develop- countries of Latin America and the Caribbean or African part- ing, facilitating, monitoring and evaluating strategic interna- ners is one of the principal features of the Regional HIV and AIDS tional cooperation processes. Programme for Latin America and the Caribbean. The term is often used interchangeably with South - South Cooperation or, In the light of outstanding outcomes achieved in these and more specifically, South – South - North Cooperation. previous projects, the concept of knowledge transfer has, in it- self, attained significant value and potential. Moreover, in view Under triangular Cooperation, as applied in this programme, of the recent international consensus in favour of encouraging partners develop projects together, define common objec- and supporting South - South dialogue and the new aid effec- tives, implement activities and prepare a framework for mon- tiveness agenda, the need for a more inclusive dialogue be- itoring and evaluation, benefiting from the comparative ad- tween cooperation partners has become evident, in line with vantages offered by each partner. the spirit of the Paris Declaration, the Heiligendamm Process, the Accra Plan of Action 2008, and the 8th Millennium Devel- With the Regional HIV and AIDS Programme, based on the opment Goal. experience of Brazil’s integrated, multidisciplinary national AIDS programme and its extensive experience in the im- Triangulation is currently viewed as a new approach for com- plementation of its own Unified Health System (SUS), third bining the strengths of so-called traditional donors and the countries in Latin America, the Caribbean and Africa have partners of South - South cooperation. Furthermore, the im- had the opportunity to address the challenges of HIV and portance of joint participation in the formulation of public AIDS through strengthening their health care systems with- policies can hardly be overstated, it being a necessary step for in their own local contexts. institutional capacity development. The concept of triangular cooperation An example of Synergies: Country 1: Synergies Technical expertise, with an integrated, multisectoral approach, in response to the HIV and AIDS epidemic Country 1 Country 2: Local knowledge, setting of priorities, logistics Country 3: Country 2 Country 3 Expertise in international collaboration, project design, monitoring and evaluation 21
Regional HIV and AIDS Programme in Latin America and the Caribbean 4. Gender in the Regional HIV and AIDS Programme In view of its relevance for health, behaviour, risk factors and exposure to disease, gender is a crosscutting theme in all plan- ning for health under the Regional HIV and AIDS Programme. Indeed, a gender perspective underlies development of all interventions for protecting the population against HIV and AIDS, since the most vulnerable populations are also, histori- cally and globally, among the most stigmatised and discrimi- nated against, owing to gender issues and roles. Working on gender issues means adapting to the needs of men, women and LGBTI When addressing gender themes, the Regional Programme Nonetheless, the role of the Regional HIV and AIDS Programme acknowledges that gender is not limited to the dichotomy of in promoting men’s health should not be overlooked. Surveys men and women: but rather, that certain categories (lesbian, have revealed that, in the Latin America and Caribbean Re- gay, bisexual, transgender and intersexual - LGBTI) cannot be gion, life expectancy for men tends to be some 8 years lower included into either of these two. Respect for gender diversity than for women. To address this discrepancy, in partnership and for the rights of such minorities is crucial when address- with the Brazilian Government, the Regional Programme has ing such themes. Acknowledgment and respect for gender launched triangular cooperation projects for men’s health, so diversity is of special importance in the healthcare context. A as to ensure that pathologies typical of men receive the same broader concept of gender and the mainstreaming thereof en- priority at health care services as those relating to the health of ables inclusion and acceptance of the special needs of LGBTI women, children and adolescents. population facing marginalisation in many other contexts. In summary, gender issues, gender equity in health care, gen- Furthermore, mainstreaming of gender themes in healthcare, der diversity, and respect for the rights of LGBTI minorities are as promoted under the Regional Programme, is acknowledged a crosscutting theme that permeates all aspects and strategies to be one of the most effective strategies for achieving gen- under the Regional HIV and AIDS Programme. der equity. By promoting gender as a crosscutting theme, the Regional Programme consolidates a gender perspective into formulation, monitoring and analysis of policies, programmes and projects, thereby ensuring equal access to healthcare ser- vices for all women, men and LGBTI individuals. However, a mainstreaming strategy does not preclude initiatives directed specifically towards any one of these groups. The Regional Programme has corroborated the fact that, among its partner organisations and in government bodies of the countries of the Latin America and Caribbean region, women conduct most operative services, whereas men occu- py most executive and decision-making positions. This in itself, and the need to promote change in power relations within workplaces, is a strong argument for maintaining a gender focus in all activities, programmes and projects sponsored by GIZ in the region. In all work carried out under the Regional HIV and AIDS Pro- gramme in countries of the region, a gender perspective, cou- pled with a human - rights approach and combating of dis- crimination on the basis of sexual orientation or diversity, have always been at the centre of efforts to bring about changes in mores and attitudes, and in breaching the near monopoly of men over decision-making on public-policy issues. 22
Regional HIV and AIDS Programme in Latin America and the Caribbean 5. Innovation and knowledge management in the stored in databases of the GIZ document management sys- Regional HIV and AIDS Programme tem (DMS). Information exchanges took place through regular meetings of technical groups and also through national and Innovation and knowledge management are among the crosscut- international conferences, and addressed a number of issues, ting themes of the GIZ Regional HIV and AIDS Programme. Both are including HIV and AIDS, general healthcare, and monitoring considered integral components of the programme, since innova- and evaluation. tion is based on new knowledge, and new knowledge cannot be translated into practice except by a process of innovation. The high visibility achieved by the programme internationally, and especially in countries of the Latin America and Caribbean Among a number of innovative processes that have been pur- region, bears witness to its capacity to generate and dissemi- sued throughout the programme, the following two stand out: nate new knowledge and contribute toward innovation. • On a strategic level, the emergence of triangular coop- eration, whereby partners contribute through a syner- Global challenges of HIV and AIDS require international gistic process, according to their particular capacities, responses, guided by best practices and implemented represents a new approach to international develop- through South – South (S-S) or South – South – North ment activities. This innovative cooperation approach (S-S-N) cooperation, under which equity is guaranteed in was embraced by countries interested in pursuing co- all actions and cultural adaptation is a key element operation under the programme and by the Brazilian Cooperation Agency (ABC) of the Ministry of External Relations and the International Health Affairs Advisory (AISA) of the Ministry of Health • On a technical level, though the programme was targeted at HIV and AIDS, since 2005 activists world- wide have advocated that responses to the epi- demic should not take the form of isolated vertical programmes, but rather, should be integrated into existing healthcare services and should encompass health promotion, preventive and curative strate- gies, in the form of horizontal programmes. The Re- gional Programme adopted this innovation in 2010, and has since focused on systematic approaches and strengthening health care systems while, at the same time, enhancing the quality of services target- ed specifically at HIV and AIDS. Experience acquired during the various activities and projects conducted under the programme has contributed towards knowledge management, one of the crosscutting themes of the programme. Knowledge management was already a strong component within GIZ, which considers itself a learning organisation. Documentation of experiences was thus an im- portant part of the work and, alongside sharing of information and making knowledge available to all parties, contributed to- ward the success of project management. Documentation of the programme entailed production of: 1) peer reviewed reports; 2) peer reviewed conference contribu- tions; 3) best practice guidance; 4) regular reporting to fund- ing agencies and partners; and 5) this final publication. All documentation was distributed in printed form and elec- tronically via the Internet. Furthermore, all information was 23
Regional HIV and AIDS Programme in Latin America and the Caribbean II. Projects 2010 – 2012 1. Sexuality education and HIV and AIDS prevention in schools Duration 2007-2012 Objectives • Strengthening Public Policy for sexuality education • Strengthening sexuality education programmes and HIV prevention in schools • Harmonization of public policies and strengthening of linkages between health and educa- tion sectors Cooperation Partners Brazilian Ministry of Health, the Ministry of Education, UNAIDS, UNESCO, UNFPA, and initially the Bra- zil-based International Centre for Technical Cooperation (ICTC), after 2009: ABC, Ministry of Health. CEDEP (Paraguay), FMP (Uruguay), CEDRO (Peru), CEDES (Argentina), OEI (Chile) Participating countries Argentina, Brazil, Chile, Paraguay, Peru and Uruguay. Since 2011: Bolivia, Colombia, Guatemala and, since 2012: El Salvador Research shows that comprehensive sexuality education fosters behaviours that reduce risk factors for HIV transmission. Providing students with information and education helps them acquire the life skills needed to reduce their vulnerability to HIV infection and is the theme of a pledge assumed under the UNGASS Declara- Context tion of Commitment on HIV/AIDS in 2001. The importance of strengthening sexuality education programmes and HIV prevention in schools, and of addressing discrimination, social exclusion and stigmatisation of HIV positive children and adolescents was recognised at the “Cairo+10” event, in 2004. In the Mexico City Minis- terial Declaration on “Educating to Prevent” in 2008, Ministers of Health and of Education of Latin American and Caribbean countries agreed to promote comprehensive sexuality education, with a gender sensitive, non discriminating focus, taking into account a diverse range of manifestations of sexuality, with a view to strengthening the autonomy of adolescents and young adults on human rights related subjects. The decla- ration also highlighted the importance of a multisectoral response. The project was launched with a seminar at which representatives of the Ministries of Health and of Educa- tion and members of civil society organisations in the 6 partner countries agreed to a set of common objec- tives, strategies and guidelines for the implementation of sexuality education and HIV prevention policies. Based upon this consensus, each country developed its own national work plan. During the project exe- cution phase (2007 - 2009) each country established a multisectoral management committee for sexuality Project execution education, including representatives from the Ministries of Health and of Education and members of civil society organisations, responsible for the implementation of the project at the national level. The committee received support from a national consultant, selected by national authorities and contracted with funding from GTZ/UNAIDS/CICT. National policies and work plans were drawn up and implemented, and progress was monitored through regular regional workshops. The work continued during the consolidation phase, in 2010, featuring reflection on the strengths and weaknesses of implementation. In 2011, Colombia, Bolivia and Guatemala joined the project, whereas El Salvador joined in 2012. Since 2011, a regional network or “Community of practice” known as CoPSexEd has been developed to facilitate contin- ued technical exchanges of experiences between countries. South - South cooperation mechanisms have been adopted and have proven efficient tools for mutual sup- port, given that many of the countries involved faced similar challenges with regard to HIV prevention in schools. Historical and cultural proximity has facilitated exchanges of scientific and technological knowl- edge, experiences, and lessons learned. Horizontal technical cooperation activities have also stimulated de- velopment of new and innovative tools for HIV prevention in schools. 24
Regional HIV and AIDS Programme in Latin America and the Caribbean Currently, all participating countries have included sexuality education and HIV prevention as part of the school curriculums and are planning to follow up with these programmes, either with national funding or by incorporating sexuality education into programmes sponsored by the Global Fund. Between 2007 and 2011, an estimated 83,000 teachers were trained, and sexuality education reached more than 1,500,000 pupils in the participating countries. Further outcomes of the programme were: (a) greater donor harmonization, resulting from participation of international and multilateral partners in national and regional management committees; (b) multisectoral harmonization, achieved through the setting up of multisectoral management Results committees, proved crucial for coordination of the entire process, which in turn led to coordinated actions based on common objectives in the field of sexuality education and HIV prevention in schools, at the same time enhancing efficiency and strengthening national capacities to address challenges posed by the HIV pandemic; (c) through nationally led implementation, ownership of the processes was enhanced; (d) a hor- izontal cooperation approach to technical cooperation between countries was supported by international and multinational stakeholders; (e) implementation of the regional South - South cooperation project has caused Ministries of Education to assume control over sexuality education and HIV prevention in schools. This is a major change since, traditionally, Ministries of Health have led the response to AIDS. However, in view of the multisectoral impact of the epidemic, involvement of Ministries of Education is crucial for a stron- ger and more effective national response. Thus, stronger national policies on HIV and AIDS prevention have had the effect of assisting in increasing access to sexuality education. Regional coordination of countrywide implementation has resulted in stronger national responses. Multi-sectorial approaches once achieved contribute to sustainable results. For effective HIV Prevention the Ministry of Education needs to take the lead in evidence-based teaching on HIV and AIDS. 25
Regional HIV and AIDS Programme in Latin America and the Caribbean 2. Strengthening of health systems in rural areas in Uruguay Duration 2010 - 2012 Objectives • Strengthening primary health care services • Horizontal integration of the response to HIV and AIDS Cooperation Partners The Brazilian Cooperation Agency (ABC), the Brazilian Ministry of Health, the Uruguayan Ministry of Public Health (MSP) and GIZ Participating countries Brazil, Uruguay The population of Uruguay is predominantly urban and provision of health care services in rural areas has tended to be neglected. The Government of Uruguay is currently engaged in a project for strengthening the health care system Context through promotion of integrated services throughout the Uruguayan Integrated Health System (SNiS). Build- ing upon Brazil’s extensive experience of establishing its own Unified Health System (SUS) in areas of low population density, a triangular cooperation project was launched, targeted at localities with population of less than 5,000. The project gave priority to decentralisation and participation of civil society in budgetary decision making, health prevention programmes, and knowledge transfers, while making full use of Uru- guayan local knowledge; Brazilian technical expertise; and German experience in management of interna- tional cooperation projects. The project was initially launched in four departments (Artigas, Rivera, Cerro Largo, Rocha), which cover an Project execution area of about 45,500 km² and have a total population of approximately 353,000. They were chosen in view of their migratory populations, because they encompass border regions, or the fact that they are the ven- ue for large scale infrastructure projects. Horizontal transfers of knowledge under the project entailed the establishment of strategic planning, standards, and routines for the management of integrated healthcare networks based upon Brazilian experiences, with priority awarded to participation of users of the health care system and civil society. Such knowledge transfers contributed toward the building of health care networks within the SNiS, by linking different subsystems, regulating information flows, integrating reference and counter reference systems, stimulating exchanges of experiences on health care network management, and training of health professionals. Technical assistance provided by the various departments of the Brazilian Ministry of Health (DAB, DARA and SGEP) was complemented by financial cooperation provided by the Ger- man Government through KfW. With grant funding amounting to 5 million Euros it was possible to improve health facilities in remote regions and improve the quality of technical equipment. For the first time, the planning of integrated healthcare system network is being carried out at the local Results (department) level in Uruguay. Moreover, Uruguay has now merged its response to HIV and AIDS into its integrated health system, thereby achieving synergies and greater efficiency. The national rural health plan is now being expanded from the original four departments, to encompass all rural areas of Uruguay. Moreover, a decree has been issued establishing that, in 2012, the process of strengthening the health care system will be extended to other departments, and will cover all of Uruguay by 2014. 26
Regional HIV and AIDS Programme in Latin America and the Caribbean Thus, knowledge transfers effected under the programme have had impact beyond the scope of the project, and have demonstrably affected the national planning process. The process launched under the cooperation project has enhanced planning procedures and led to the establishment of integrated health care delivery networks throughout the country. The project has stimulated dialogue between the national and regional levels, which in turn, has resulted in prepa- ration of action plans. Indeed, the cooperation project has led to the establishment of a model that endows in- tegrated health care system networks with a formal structure. By mid 2012, implementation of this structure was well underway. Routines for reference and counter reference of primary health care have been defined as a vital component for strengthening integrated delivery networks. Primary health care has thus been consolidated as the point of entry for health system users, thereby improving and expanding access to services. To ensure sustainability and effectiveness, in each department a monitoring and evaluation plan has been prepared, and committees set up in order to ensure their implementation. Results While the focus of the project was rural areas with populations of less than 5,000, the integrated networks approach is expected to contribute toward better health for the entire population. Over the long term, the development and implementation of an integrated health care model will lead to greater access to health care services for the entire Uruguayan population (some 3.53 million people). Moreover, an integrated health care approach will ensure higher quality of service, including improved access to HIV and AIDS testing and treatment, gender sensitive sexual and reproductive health services, and will benefit from stronger civil so- ciety participation in the definition and implementation of healthcare policies. This expectation is in line with PAHO/WHO recommendations that regard integrated delivery networks as important contributors to universal coverage and access, providing comprehensive, integrated and continuous care, at lower cost, and a better response to the health needs of the population (PAHO 2008). The recent international consensus in favour of encouraging and supporting the South - South dialogue and the new agenda for aid effectiveness require a more inclusive dialogue between cooperation partners (Paris Declaration 2005, Heiligendamm Process, Accra Agenda for Action 2008, MDG 8). In this context, this project provides a prime example of the value of triangulation as a new tool for combining the strengths of traditional donors with the capacities of providers of South - South cooperation. S-S Cooperation has proven successful in settings with similar cultures (SNIS-SUS). Leadership of the recipient country leads to a greater sense of ownership. A jointly prepared M&E System adds to the sustainability of outcomes of S-S-N cooperation. Through national strategies, governments can expand successful experiences from priority regions to entire countries . Alignment can lead to countrywide implementation. 27
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