POLICY BRIEF - The Access Initiative

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POLICY BRIEF - The Access Initiative
POLICY BRIEF

                                                                                                                       February 2017

Key messages
llPolicy and governance arrangements
                                               Driving, connecting and
   at the national level are vital for
   climate adaptation. Local action is im-
                                               communicating: The many roles
   portant but is insufficient in isolation.   of national government in climate
llNational governments provide stra-
   tegic oversight and access to climate       adaptation planning
   finance, and have the capacity and
   authority to drive climate action.
llClimate change considerations should         Climate change is one of the most significant challenges to the
   be integrated into policies and plans       Caribbean’s future prosperity. The impacts of climate change on
   across government departments. The          economically important sectors such as tourism, agriculture and fishing
   CCORAL tool allows decision-makers          threaten Caribbean nations’ ability to achieve their economic and social
   to do this.                                 development goals. By 2050, the costs to the region are expected to
                                               reach US$22 bn each year; this represents 10% of regional gross domestic
llInstitutional arrangements are vital to
                                               product, based on 2004 figures.1 Paying for recovery efforts after natural
   help translate government policy into
                                               disasters causes significant budgetary pressures and diverts funds from
   action. Governments can use the ARIA        other pressing development issues such as health and education.
   toolkit to assess their institutional       However, responding to climate challenges is highly complex. Climate
   adaptive capacity as a first step to        change has cross-cutting impacts that span sectors and spatial scales,
   strengthening these frameworks.             and involves multiple stakeholders. Delivering effective climate change
llGovernment institutions are vital in         adaptation is therefore a question of governance.
   stimulating action at the local level.
   Networked governance arrangements           Bottom-up, community-level                 region over the last decade. It identifies
   can help to build movements for cli-        approaches are important in meeting        ‘best practice’ lessons on governance,
   mate resilience that translate national     the challenges that climate change         highlights examples from applied case
   priorities into local action and inte-      poses, but in isolation they are           studies in Caribbean countries, and
   grate local needs into national policy.     insufficient. National governance          recommends tools and methods that
                                               frameworks must foster community           can be applied to make governance
                                               action, but also provide the enabling      frameworks more effective at delivering
                                               environment for large investments and      climate compatible development. It is
                                               transformative change at scale. The        also a gateway to the reports and tools
                                               challenge that national governments        that have been produced under these
                                               face is to coordinate adaptation           CDKN-funded projects; see Table 1
                                               interventions at both national and local   (page 8) for the full list.
                                               levels by engaging multiple
                                               organisations and individuals.             In summary, this Policy Brief explains:

                                               Targeted primarily at Caribbean policy-    ŸŸ why national governments and
                                               makers, this Policy Brief draws on the        policy frameworks are important for
Authors:                                       experience of three CDKN-funded               effective adaptation
Will Bugler and Olivia Palin, Acclimatise      projects that have taken place in the      ŸŸ how climate considerations can be

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POLICY BRIEF - The Access Initiative
integrated into national policies,           Framework for Achieving                   (UNFCCC) national adaptation planning
   plans and programmes                         Development Resilient to Climate          objective to facilitate this type of
ŸŸ how to assess and build institutional        Change.7 It supported five research       integration.10 This integration will be
   capacity for coordinating and                projects in Belize, Jamaica, Saint        crucial if countries are to achieve the
   delivering effective resilience-             Lucia and Trinidad and Tobago.            adaptation goals laid out in their
   building programmes                                                                    respective Nationally Determined
ŸŸ how best to translate national policies   National government and                      Contributions (NDCs) under the Paris
   into action at the local level.           policy as drivers for action                 Agreement.11

                                             The reasons why national governments         Caribbean governments have made
Projects featured in this                    are important for driving climate            good progress in publishing climate
Policy Brief                                 adaptation are well established:             change-specific policies, strategies and
                                                                                          plans at both regional12 and national
This Policy Brief draws upon the             1. They are crucial for stimulating and      scales.13 They are also starting to
following CDKN-funded projects:                 directing finance flows. 8                integrate climate change into sectoral
                                             2. They provide strategic oversight to       policies and plans, such as national
1. The Global Islands’ Vulnerability            ensure that resources are distributed     development strategies and health
   Research, Adaptation Policy and              to the most pressing areas, and that      sector plans.
   Development (GIVRAPD) project.               other sustainable development
   This focused on community                    challenges are not overlooked.
   adaptation to climate change in           3. They cooperate to fund expensive,         Integrating climate resilience
   Jamaica2 and Saint Lucia.3 The               ambitious projects. These include         into national policy
   project aimed to understand the              projects that advance scientific
   multi-scale socioeconomic,                   research to produce regional climate      CDKN-funded research indicates that, for
   governance and environmental                 data, such as the CDKN-funded             climate change to be effectively
   conditions that shape vulnerability          CARIbbean Weather Impacts Group           integrated into policy, governments need
   and capacity to adapt to climate             (CARIWIG) data project.9                  to ensure that it is integrated into the
   change within and between small           4. They create regulatory certainty          appropriate documents (e.g. sectoral
   and medium-sized coastal                     around climate change action,             documents) and facilitate effective
   communities. The GIVRAPD project             giving confidence to investors to         inter-sectoral coordination.
   holds important lessons about the            fund innovation.
   importance of state institutions and      5. They ensure that governance               Research undertaken on Belize’s tourism
   how they relate to other important           arrangements are fair and                 industry in 201414 found that, despite
   stakeholders operating at                    transparent.                              Belize having several framework
   subnational levels.4                      6. They have the institutional capacity      documents on climate change at the
2. The Caribbean Climate Online Risk            and authority to stimulate action         national level (e.g. its 3rd National
   and Adaptation TooL (CCORAL).5               and bring diverse stakeholder             Communication to the UNFCCC15 and its
   This is a web-based decision-support         groups together.                          NDC16), “very few legal documents
   tool aimed at policy-makers and                                                        consider climate change, adaptation to
   other decision-makers, helping them       These factors were re-affirmed by the        climate change, or building resilience to
   to integrate climate change               GIVRAPD project. GIVRAPD research            climate change”.17 The research also
   considerations into their decision-       indicates that an important way for          found that a lack of integrated climate
   making processes such as planning,        governments to drive adaptation              change planning at the sectoral level
   programming and budgeting.                actions is to integrate climate              held back progress on climate resilience-
3. The Caribbean Research Call.6 This        considerations into national policies        building in the tourism sector. Unless
   project funded research proposals         and plans. This includes responding to       climate change is included in national
   that aligned with research needs          the needs of multiple stakeholders           sectoral plans (e.g. tourism plans), there
   identified in the Caribbean               across a range of scales. This also aligns   is little incentive for stakeholders in the
   Community (CARICOM)                       with the United Nations Framework            sector to consider it.18
   Implementation Plan for the Regional      Convention on Climate Change’s

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POLICY BRIEF - The Access Initiative
Figure 1 shows the sectoral inter-
dependencies between climate-sensitive           Figure 1. Inter-dependencies between sectors
sectors in the Caribbean. Effective
integration of climate policies and
coordination can help to increase inter-                                     Tourism                           Coastal and marine
ministerial understanding of climate change
as an issue that is relevant to the future
development of many different sectors.

Integrating climate change into climate-                    Health                                     Water                             Energy
sensitive sectors requires a long-term
commitment from national governments.
In the Caribbean, governments are
supported by innovative tools and
methods that can help them.                                               Agriculture and
                                                                                                                       Forest
                                                                           food security

One such resource is the CCORAL tool20
(see Box 1), which is being used across          Source: CCCCC (2012)19
the region to help decision-makers from
all sectors understand whether their
laws, policies, strategies, plans,               investable projects and take options                      in the face of uncertainty. This is
programmes, projects and budgets are             forward for implementation                                important, given that uncertainties exist
climate-influenced, and how best to           4. monitor and improve existing                              around the specific nature of climate
consider climate change in their design.         processes, which helps decision-makers                    impacts at the local level, and the fact
                                                 to monitor and evaluate the impacts of                    that climate data at the regional level is
CCORAL is supported by the report                investments in climate change.                            subject to a greater degree of error than
Achieving development resilient to climate                                                                 that at the global scale.
change: A sourcebook for the Caribbean        CCORAL and the sourcebook are
water sector, which provides methods          particularly instructive on how to take                      A separate policy brief23 illustrates how
and approaches to help planners and           effective decisions about climate change                     decision-makers can invest in adaptation
decision-makers identify and implement
actions that increase water security and
climate resilience in the region.21 As           Figure 2. The decision-making phases used to integrate climate
Figure 2 outlines, this sourcebook guides        change adaptation into the water sector
users through a four-stage process to
help them to:
                                                                                                           Identi
                                                                                                blem             fy a
                                                                                           e pro                     nd
                                                                                                                        ap
1. understand the problem, which                                                         th
                                                                                                                         pr
                                                                                     d

   includes how to assess existing and
                                                                                   an

                                                                                                                           ais
                                                                                rst

                                                                                                                              eo

   future climate risks and make a
                                                                            Unde

                                                                                                                                ption

   strong case for action                                                                      Water security
                                                                                               and climate-
                                                                                                                                     s

2. identify and appraise adaptation                                                              resilient
   options, which helps users to
                                                                            Moni

                                                                                               development
   understand the principles of
                                                                                tor

                                                                                                                              s
                                                                                                                           ion

   building resilience, build on existing
                                                                                    an

                                                                                                                         ut
                                                                                      dm

                                                                                         ov
                                                                                                                       rs
                                                                                                                       ol

   work to identify adaptation options                                                     ef
                                                                                             orw                    ive
   and prioritise them for                                                                      ard              Del

   implementation
3. deliver effective solutions, which            Source: CCCCC (2014)22
   helps users to secure finance for

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ŸŸ Many barriers to exist to effective
   Box 1. Using CCORAL to integrate climate change into decision-making                          climate change adaptation readiness.
   processes
                                                                                                 These include inadequate
   Developed by the Caribbean Community Climate Change Centre (CCCCC) and with                   vulnerability assessments, inadequate
   funding from CDKN, CCORAL is a Caribbean-specific, web-based platform. It is used             sector-specific adaptation policy
   to screen policies, legislation, plans, budgets and projects to assess climate risks          integration, insufficient funding,
   and to identify options to enhance climate resilience.                                        inefficient data and information
                                                                                                 management, and limited cross-
   CCORAL can be applied by all sectors, and is available online at: http://ccoral.
                                                                                                 sectoral coordination.
   caribbeanclimate.bz
                                                                                              ŸŸ National climate change adaptation
                                                                                                 planning and investment needs to do
                                                                                                 more to engage civil society in its
                                                                                                 decision-making processes.
                                                                                              ŸŸ Coordination, collaboration and
                                                                                                 communications on climate change
                                                                                                 impacts and adaptation measures
                                                                                                 between key public sector agencies
                                                                                                 and civil society need to be improved
                                                                                                 to support national adaptation
                                                                                                 efforts.

                                                                                              Another CDKN-funded project examined
                                                                                              the use of institutional collaboration in
                                                                                              Saint Lucia28 and distilled best practices
                                                                                              on building institutional capacity. The
   The CCORAL homepage                                                                        case study focused on the Soufriere
                                                                                              Marine Management Area (SMMA), a
                                                                                              protected marine reserve on Saint Lucia’s
                                                                                              west coast, and how the SMMA has
options that are ‘no regret’ and ‘low          With respect to assessing capacity,            successfully managed marine
regret’. This can deliver benefits in the      CDKN-funded work demonstrates the              conservation in the face of competing
near term as well as laying the foundations    value of applying the World Resource           interests from a wide range of
for addressing future climate challenges.      Institute’s Rapid Institutional Analysis for   stakeholders, including the tourism
                                               Adaptation (ARIA) toolkit. ARIA supports       industry, fishers and conservation
                                               policy-makers in analysing and recording       groups.29
The line of best fit: Assessing                the state of institutional capacity and
and building institutional                     readiness to implement climate change          The research found that government
capacity                                       adaptation policies. It also helps             institutions were crucial for facilitating
                                               governments to identify the strengths          communications and building trust
No matter how well designed a nation’s         and weaknesses of current institutional        between stakeholders. To do this, the
climate policy framework is, it will remain    arrangements, identify and fill gaps in        government actively built institutional
ineffective unless it is supported by an       policy and practice, establish a baseline      capacity by fostering three key areas of
institutional structure that facilitates       for monitoring, and gather and                 adaptive governance:
ongoing adaptation. Effective institutions     synthesise resources (see Box 2).25
are at the heart of a country’s ability to                                                    1. Collaborative decision-making
respond to climate change. Research in         When the ARIA toolkit was applied in              processes, encouraging decision-
the Caribbean has found that                   Trinidad and Tobago26 and Saint Lucia,27          making processes that include
governments play a crucial role in             researchers identified the following areas        multiple actors from a variety of
assessing and building institutional           where institutional readiness was lacking         scales. The SMMA successfully
capacity across scales.24                      and needs to be strengthened:                     achieved this by mapping stakeholder

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range of institutions and
Box 2. The ARIA toolkit for assessing institutional adaptive capacity
                                                                                          stakeholders. The SMMA included
The ARIA toolkit uses a comprehensive workbook to assess the quality of five              organisations of different sizes, from
critical functions for climate change adaptation:                                         different sectors and with a wide
                                                                                          range of agendas and interests. Gaps
1. Assessment, including a national assessment of vulnerabilities and impacts;            in institutional variety (e.g. a lack of
   an inventory of current adaptation efforts; and institutions to carry out              non-governmental organisations)
   assessments and inventories.                                                           should not be an excuse for ignoring
2. Prioritisation, including documentation of adaptation priorities; and                  these perspectives. Instead, local
   developing systems to revise and implement priorities.                                 champions or community groups
3. Coordination, including coordination plan for ministries and organisations;            should be identified.
   institutions with a mandate for coordination; and an institution to review          3. Bridging organisations. Institutions
   coordination.                                                                          should be identified that can act as a
4. Information management, including data-gathering; data analysis; and a                 connection between different
   national platform for sharing adaptation policy and science (dissemination).           organisations. This can be horizontal
5. Climate risk reduction, including a mandate to incorporate climate impacts             bridging (i.e. between stakeholders
   into all levels of decision-making (such as policy, planning, projects); and           from different sectors) or vertical
   systems to review and revise processes to incorporate climate impacts into             bridging (i.e. between organisations
   decision-making.                                                                       operating at different scales).
                                                                                          Government bodies often make
The following is an example of an ARIA assessment table for budgetary process
                                                                                          excellent bridging organisations, as
indicators for coastal zone management in Trinidad and Tobago.30
                                                                                          they are trusted as mediators between
                                                                                          groups and operate across scales. The
                                                                                          SMMA case study shows that having
                                                                                          multiple bridging organisations at
                                                                                          different scales is beneficial as long as
                                                                                          they communicate effectively with
                                                                                          each other to ensure that they work in
                                                                                          synergy.

                                                                                       These findings are instructive for
                                                                                       governments that are looking for ways to
                                                                                       improve national capacity for climate
                                                                                       adaptation.

                                                                                       Translating national policy
                                                                                       into local action
                                                                                       Climate change impacts play out at the
                                                                                       local level. It is therefore imperative that
                                                                                       governments have systems in place that
                                                                                       foster action at this scale. Much of the
networks and bringing them together           ensured by ensuring that the process     research undertaken as part of the
to discuss the management of the              is periodically revisited, so that new   GIVRAPD31 project and the Caribbean
marine area around a shared vision.           stakeholders can be identified and       Research Call32 focused on translating
Its long-term sustainability was              engaged.                                 national policy into local-level action.
                                           2. Institutional variety. Collaborative     This highlighted the importance of
                                              decision-making is only successful       government engagement at the
                                              when it includes the views of a wide     subnational level.

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For example, GIVRAPD research33                 But how can governments best deliver       Conclusions
undertaken in the agriculture, fisheries        this support? Research from Jamaica36
and tourism industries in Jamaica and           suggests that taking a networked           CDKN-funded research in the Caribbean
Saint Lucia found that state bodies were        approach to decision-making can foster     has provided many important lessons for
essential to overcoming barriers to             the enabling environment for these         national governments to help them build
adaptation by using participatory               elements to take hold. Researchers         climate change resilience. National
approaches to decision-making.                  found that network-building allows for     government institutions play a vital role in
Researchers noted that “not only were           better coordination of local approaches    doing this across multiple scales. While
[government bodies] among the most              to climate resilience and strengthens      community-level projects are important
well-connected stakeholders, they also          vertical coordination between              for stimulating action, in isolation they are
have high influence over the                    government agencies and stakeholder        insufficient to provide the scale of change
implementation of adaptation                    groups.37                                  necessary to combat climate change.
actions”.34 In fact, all practical steps that                                              Government bodies are vital to oversee the
were identified by the research                 Climate change issues can be used to       strategic direction of climate policy and to
participants included national ministries       connect diverse actors around shared       access finance.
as responsible parties for driving action.      goals. If carefully designed, public–
                                                private partnerships can be a good way     Effective climate policy at the national level
The research presents the following             of doing this. In Whitehouse, Jamaica,     is crucial to provide the enabling
ways in which government institutions           for example, the Division of Fisheries     environment for action. Integrating climate
can support organisations at the local          established a co-management                change considerations into national policy
level:35                                        arrangement with the Sandals               and planning across departments is
                                                Foundation (the philanthropic arm of       essential. Tools such as CCORAL can help
ŸŸ They can act as a ‘bridge’ for               Sandals Resort International). This gave   governments achieve this.
   information between scales. In               rise to the Sandals Whitehouse Special
   many sectors, government                     Fishery Conservation Area (SFCA).38        Strong, flexible, transparent and
   intervention was deemed necessary                                                       accountable institutions are a vital element
   to stimulate information flows from          Identifying and connecting                 of good governance. Attention should be
   national to local levels, particularly       stakeholders around issues of              paid to developing channels for
   where there is a lack of existing            collective importance to local             interagency communications between
   institutional capacity.                      stakeholders is a good way of allowing     organisations at the national level, and
ŸŸ They can empower communities                 co-management networks to emerge.          across scales. The ARIA tool provides
   and community-based                          These networks may start because of a      governments with a useful process for
   organisations to be bridge actors,           single issue or shared concern (as with    assessing institutional adaptive capacity,
   and to access adequate support and           the SFCA), but once they are               identifying strengths, weaknesses and
   resources from all levels and sectors        established, they can be powerful          actions to strengthen institutional
   for implementation.                          agents for change locally.                 frameworks.
ŸŸ They can facilitate long-term
   strategic planning among                     Once linked to the regional and national   Finally, CDKN-supported research clearly
   stakeholder groups including the             level with ‘bridging’ organisations or     shows that national governments are a
   private sector for public and                individuals (which are often               very important actor at the local level, with
   community partnerships.                      governmental), these networks can          state institutions playing a crucial role
ŸŸ They can provide a legislative               contribute effectively to national         supporting the development of multi-
   environment that promotes                    policy-making on climate change issues,    stakeholder actor networks that form
   collaborative partnerships.                  as well as translate national priorities   around collective goals.
ŸŸ They can foster a holistic                   into local action. Box 3 shows some
   perspective for tackling change              lessons for national governments from      Table 1 provides a directory of the useful
   across climate-sensitive sectors,            Jamaica for building local actor           reports and tools on which this Policy Brief
   recognising that there are many              networks.                                  is based. This acts as a toolkit for effective
   drivers of change, both climatic and                                                    governance aimed at national government
   non-climatic.                                                                           stakeholders.

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Box 3. Developing local actor networks in Jamaica to allow national priorities to become local realities

Government departments and agencies play a central role in the design and implementation of adaptation interventions, but in
many cases, there is a lack of institutional capacity and leadership at the local level.39 To overcome this, governments can nurture
social networks and encourage local community champions to engage with issues that support climate-resilient development.

To do this, government bodies, preferably in conjunction with civil society groups working at the local level, can work to:
ŸŸ Identify existing organisations and individuals that can form part of a local network around a shared goal. The goal
   should preferably have a clear link to climate change, although it is important to remember that climate change may not be
   the best way of engaging some members of the network. It is important to understand the many different interests that local
   stakeholders have and engage them in the area closest to that interest.
ŸŸ Map the network of actors involved in managing the shared resource or issue. This means understanding the existing
   relationships between actors, mapping the connections and identifying organisations or individuals that can act as ‘horizontal
   bridges’ (connecting actors at the local level) and ‘vertical bridges’ (connecting actors at the local level with those at the
   regional or national level).
ŸŸ Build trust and interaction between stakeholders, using participatory workshops and meetings. Develop a shared vision
   among the various stakeholders for co-management around a common goal or objective. In Jamaica, interagency committees
   were important for bringing stakeholders together at regular intervals. The mandate and focus of these committees were
   often not directly concerned with climate change adaptation, but they provided a regular forum and platform for face-to-face
   interactions for actors to exchange knowledge and perspectives while addressing emerging issues.40
ŸŸ Consider official public–private partnerships to bring organisations from the private sector into the conversation, opening
   new networks and mobilising often untapped resources.

Organisations in Jamaica are explicitly acknowledging these roles. For example, the Ministry of Water, Land, Environment &
Climate Change announced that it would establish a Climate Change Focal Point Network comprised of ministries, departments
and agencies across the government. The Ministry of Local Government and Community Development stated that it plays an
important role in ensuring that “there is an effective vertical flow of information from the national level to the Parish and
community level”.41

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Resources for policy-makers

Table 1. Summary of the research from the Caribbean from CDKN that was used to write this policy brief

Resource name             Type           Country      Project         Details                                            Website

                                     Integrating climate change into policies, plans and programmes
Caribbean Climate         Web tool       Regional     CCORAL          CCORAL is a decision-support tool specifically http://ccoral.
Online Risk and                                                       designed for decision-makers who are           caribbeanclimate.bz/
Adaptation Tool                                                       working on laws, policies, strategies, plans,
(CCORAL)                                                              programmes, projects or budgets that might
                                                                      be affected by climate change. These decision-
                                                                      makers can use the tool to see whether their
                                                                      work is vulnerable to climate impacts and,
                                                                      if so, what steps they can take to increase
                                                                      resilience.

Achieving development Report             Regional     CCORAL          This sourcebook guides planners, project           http://cdkn.org/resource/
resilient to climate                                                  developers and water sector practitioners          report-achieving-
change: A sourcebook                                                  on the main elements to be considered in           development-resilient-
for the Caribbean water                                               the planning and execution of actions aimed        climate-change-
sector                                                                at improving water resources management            sourcebook-caribbean-
                                                                      practices, and building the resilience of          water-sector
                                                                      the water sector to the impacts of climate
                                                                      variability and change.

Summary of the            Information    Regional     CCORAL          This brief outlines what to expect in the          http://cdkn.org/resource/
sourcebook                brief                                       sourcebook.                                        information-brief-
                                                                                                                         summary-sourcebook

Using the CCORAL in       Information    Regional     CCORAL          This brief outlines the elements of the            http://cdkn.org/resource/
the context of water      brief                                       sourcebook that relate to using CCORAL             brief-information-brief-2-
management                                                            to enhance the resilience of water-related         using-ccoral-context-water-
                                                                      management.                                        management

Financing climate         Information    Regional     CCORAL          This brief shows how to overcome one of the        http://cdkn.org/
resilience in the water   brief                                       key barriers to building climate resilience in     resource/information-
sector                                                                the water sector: finance.                         brief-financing-climate-
                                                                                                                         resilience-water-sector

No and low regrets        Information    Regional     CCORAL          This brief is about no- and low-regret options     http://cdkn.org/resource/
investment options for    brief                                       for resilience investments in the water sector.    information-brief-no-
climate resilience                                                    It is useful for policy-makers needing to          low-regrets-investment-
                                                                      understand how to make decisions in the face       options-climate-resilience
                                                                      of uncertainty.

Identification of climate- Information   Belize       Research Call   This is an overview brief detailing some of the    http://cdkn.org/wp-
compatible tourism         brief                                      key considerations relating to tourism in Belize   content/uploads/2014/04/
development in Belize                                                 and how it will be affected by climate change.     WWF_Belize_climate_
                                                                      It includes information about why national         compatible_tourism_
                                                                      policy is important to stimulate climate action    brochure.pdf
                                                                      in the sector.

Climate compatible        Information    Belize       Research Call   This is a summary of the policy findings from a    http://cdkn.org/resource/
tourism project: Key      brief                                       project on climate change adaptation building      policy-brief-climate-
summary findings from                                                 for the Belize tourism industry. It includes       compatible-tourism-
policy analysis                                                       information about why national policy is           project-key-summary-
                                                                      important to stimulate climate action in the       findings-policy-analysis
                                                                      sector.

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Resource name               Type            Country          Project         Details                                           Website

                                                           Developing institutional capacity
Climate change and          Working         Saint Lucia      GIVRAPD         This paper examines the relationship              http://cdkn.org/resource/
governance in a coastal     paper                                            between institutional adaptive capacity and       working-paper-reflecting-
marine context: Saint                                                        governance fit for climate change, using a case   climate-change-
Lucia                                                                        study of the SMMA in Saint Lucia.                 governance-coastal-
                                                                                                                               marine-context-case-st-
                                                                                                                               lucia

Governance fit for          Journal article Saint Lucia      GIVRAPD         The concept of institutional adaptive capacity    http://www.sciencedirect.
climate change in a                                                          is used to explore how governance processes       com/science/article/pii/
Caribbean coastal                                                            and institutional arrangements can be             S0308597X14002255
marine context                                                               adapted to match the scale and extent of          [PAYWALL]
                                                                             climate change in a case study of the SMMA in
                                                                             Saint Lucia.

Making adaptation           Report          Saint Lucia,     Research Call   The ARIA institutional analysis of climate        http://cdkn.org/resource/
work: An institutional                      Trinidad and                     change adaptation in Saint Lucia and Trinidad     technical-paper-
analysis of climate                         Tobago                           and Tobago has provided researchers with          making-adaptation-
change adaptation in                                                         a snapshot of how well key institutional          work-institutional-
Trinidad and Tobago                                                          functions are performing and enabling             analysis-climate-change-
and Saint Lucia                                                              effective adaptation policy implementation.       adaptation-trinidad-
                                                                                                                               tobago-saint-lucia/

ARIA Phase II: Priority     Report          Trinidad and     Research Call   This report examines the degree to which         http://cdkn.org/resource/
areas report Trinidad                       Tobago                           there are enabling factors to support the        report-aria-phase-ii-
and Tobago                                                                   development of climate adaptation policy and research-report
                                                                             strategies in three critical sectors in Trinidad
                                                                             and Tobago: coastal zone management, food
                                                                             production and tourism.

Strengthening               Information     Trinidad and     Research Call   This brief summarises the institutional and       http://cdkn.org/resource/
institutional               brief           Tobago                           governance shortcomings of Trinidad and           strengthening-institutional-
arrangements in                                                              Tobago with regards to climate resilience.        arrangements-in-tt-
Trinidad and Tobago                                                                                                            climate-adaptation
to facilitate climate
change adaptation
policy formulation and
execution

Enabling civil society in   Information     Saint Lucia      Research Call   This brief summarises the institutional and       http://cdkn.org/resource/
Saint Lucia to adapt to     brief                                            governance arrangement for Saint Lucia, with      policy-brief-enabling-civil-
the impacts of climate                                                       a focus on government interactions with civil     society-saint-lucia-adapt-
change                                                                       society.                                          impacts-climate-change

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Resource name              Type          Country        Project    Details                                          Website

                                            Bridging between national policy and local action
Can multilevel             Working       Jamaica        GIVRAPD    This paper identifies the conditions that        http://cdkn.org/resource/
governance facilitate      paper                                   enable and/or constrain governance strategies    working-paper-can-
coastal climate change                                             and institutional arrangements that respond      multilevel-governance-
adaptation in Jamaica?                                             to climate change vulnerabilities and promote    facilitate-coastal-climate-
                                                                   climate change adaptation in coastal marine      change-adaptation-jamaica
                                                                   environments.

Policy brief: Multilevel   Information   Saint Lucia,   GIVRAPD    This brief summarises the governance             http://cdkn.org/resource/
governance                 brief         Jamaica                   elements of the GIVRAPD project. It addresses    policy-brief-multi-level-
                                                                   the importance of multilevel governance          governance-adaptation-
                                                                   arrangements to build resilience and provides    caribbean
                                                                   case studies from Jamaica and Saint Lucia.

Policy brief: Reconciling Information    Jamaica,       GIVRAPD    This brief indicates mechanisms for              http://cdkn.org/resource/
national adaptation       brief          Saint Lucia,              bridging the gap between national-level          policy-brief-reconciling-
policies                                 (Mauritius,               adaptation policies and plans with local-level   national-adaptation-
                                         Seychelles)               implementation.                                  policies-local-level-
                                                                                                                    implementation-sids-
                                                                                                                    insights-replication

Policy brief: Lessons      Information   Jamaica        GIVRAPD    This case study on applying resilience-building http://cdkn.org/resource/
from Jamaica               brief                                   methods in Jamaica focuses on developing        policy-brief-lessons-
                                                                   community resilience and networks.              jamaica-promoting-
                                                                                                                   resilience-institutional-
                                                                                                                   arrangements-social-
                                                                                                                   networks-community-
                                                                                                                   empowerment

Identifying and lifting   Working        Jamaica        GIVRAPD    This paper presents an innovative and            http://cdkn.org/resource/
climate adaptation        paper                                    participatory methodology to identify and        working-paper-identifying-
barriers in Jamaica using                                          overcome climate adaptation barriers, with an    lifting-climate-adaptation-
a participatory approach                                           example of its application in Jamaica.           barriers-jamaica-using-
                                                                                                                    participatory-approach

Identifying and lifting    Working       Saint Lucia    GIVRAPD    This paper presents an innovative and            http://cdkn.org/resource/
climate adaptation         paper                                   participatory methodology to identify and        working-paper-identifying-
barriers in Saint Lucia                                            overcome climate adaptation barriers, with an    lifting-climate-adaptation-
using a participatory                                              example of its application in Saint Lucia.       barriers-st-lucia-using-
approach                                                                                                            participatory-approach

                                                                   10
Endnotes

1 Bueno, R., Herzfeld, C., Stanton, E.A. and        10 Least Developed Countries Expert Group         20 CCCCC (2014) ‘The Caribbean Climate Online
  Ackerman, F. (2008) The Caribbean and climate        (2012) National Adaptation Plans. Technical       Risk and Adaptation TooL (CCORAL)’. Belmopan:
  change: The costs of inaction. Medford: Tufts        guidelines for the national adaptation plan       Caribbean Community Climate Change Centre
  University (https://sei-us.org/Publications_         process. Bonn: United Nations Framework           (http://ccoral.caribbeanclimate.bz).
  PDF/SEI-CaribbeanAndClimateChange-08.pdf).           Convention on Climate Change Secretariat.      21 GWP-C and CCCCC (2014) Achieving
2 GIVRAPD (2014) ‘Jamaica profile’. Christ          11 CDKN (2016) CDKN Planning for NDC                 development resilient to climate change: A
  Church: Global Islands’ Vulnerability Research       implementation: A quick-start guide. London:      sourcebook for the Caribbean water sector.
  Adaptation Policy and Development (http://           Climate and Development Knowledge                 Trinidad and Tobago: Global Water Partnership-
  givrapd.org/sites/jamaica).                          Network (www.cdkn.org/ndc-guide/book/             Caribbean. (http://www.gwp.org/Global/
3 GIVRAPD (2014) ‘Saint Lucia profile’. Christ         planning-for-ndc-implementation-a-quick-          GWP-C%20Files/Sourcebook%20-%20WV.pdf).
  Church: Global Islands’ Vulnerability Research       start-guide/adaptation).                       22 CCCCC (2012) Op. cit.
  Adaptation Policy and Development (http://        12 Such as the Regional Strategy and the          23 GWP-C and CCCCC (2014) Op. cit.
  givrapd.org/sites/st-lucia).                         Implementation Plan.                           24 Worker, J., Nadres, M., Phillips, T., Tulsie, B. and
4 CDKN (2013) ‘Project: Supporting risk-based       13 Such as National Adaptation Plans, National       Simmons, S. (2014) Making adaptation work:
  decision-making in the Caribbean (CARIWIG)’.         Adaptation Programmes of Action and               An institutional analysis of climate change
  London: Climate and Development                      National Communications to the UNFCCC,            adaptation in Trinidad and Tobago and Saint
  Knowledge Network (http://cdkn.org/                  as well as other national plans for specific      Lucia. London: Climate and Development
  project/caribbean-weather-impact-group-              sectors, in some cases.                           Knowledge Network (https://cdkn.org/wp-
  supporting-risk-based-decision-making-            14 CARIBSAVE (2014) Climate-compatible tourism       content/uploads/2014/04/ARIA_Technical_
  carwig).                                             project: Key summary findings from policy         paper161214.pdf).
5 CDKN (2014) ‘Project: The Caribbean Climate          analysis. Christ Church: CARIBSAVE.            25 WRI (2013) ARIA Phase 1. Washington, DC: World
  Online Risk and Adaptation TooL (CCORAL)’.        15 UNFCCC (2016) Belize Third National               Resources Institute (www.wri.org/sites/default/
  London: Climate and Development Knowledge            Communication to the UNFCCC. Bonn:                files/uploads/aria_phase_i_workbook_2.0.pdf).
  Network (http://cdkn.org/project/the-                United Nations Framework Convention            26 Worker et al. (2014) Op. cit.; CANARI (2014)
  caribbean-climate-online-risk-and-adaptation-        on Climate Change (https://unfccc.int/            Strengthening institutional arrangements in
  tool-ccoral).                                        essential_background/library/items/3599.          Trinidad and Tobago to facilitate climate change
6 CDKN (2014) ‘Project: Caribbean Research Call’.      php?rec=j&priref=7845#beg).                       adaptation policy formulation and execution.
  London: Climate and Development Knowledge         16 UNFCCC (2015) Intended Nationally                 Laventille: Caribbean Natural Resources Institute.
  Network (http://cdkn.org/project/caribbean-          Determined Contribution (INDC) Belize. Bonn:   27 CANARI (2015) Enabling civil society in Saint
  research-call).                                      United Nations Framework Convention               Lucia to adapt to the impacts of climate change.
7 CCCCC (2009) ‘Planning for Climate Compatible        on Climate Change (www4.unfccc.int/               Laventille: Caribbean Natural Resources Institute.
  Development in the Caribbean’. Belmopan:             submissions/INDC/Published%20Documents/        28 Pittman, J., Armitage, D., Alexander, S., Campbell,
  Caribbean Community Climate Change                   Belize/1/Belize%20INDCS.pdf ).                    D. and Alleyne, M. (2015) ‘Climate change and
  Centre (www.caribbeanclimate.bz/ongoing-          17 CARIBSAVE (2014) Op. cit.                         governance in a coastal-marine context’, Marine
  projects/2009-2021-regional-planning-for-         18 CARIBSAVE (no date) ‘Identification of            Policy 51(C): 486–498.
  climate-compatible-development-in-the-               climate-compatible tourism development         29 Ibid.
  region.html).                                        in Belize’. Policy brief. Christ Church:       30 CANARI and WRI (2013) ARIA Phase II: Priority
8 INTASAVE and CARIBSAVE (2015a) ‘Reconciling          CARIBSAVE (https://cdkn.org/wp-content/           areas report Trinidad and Tobago. Washington,
  national adaptation policies with local              uploads/2014/04/WWF_Belize_climate_               DC: World Resources Institute (http://cdkn.
  level implementation in SIDS: Insights               compatible_tourism_brochure.pdf ).                org/wp-content/uploads/2014/04/ARIA-
  for replication’. Policy Brief. Christ Church:    19 CCCCC (2012) Delivering transformational          Phase-II-Priority-areas-report-Trinidad-and-
  CARIBSAVE (https://cdkn.org/resource/policy-         change 2011–21: Implementing the                  Tobago290315.pdf).
  brief-reconciling-national-adaptation-policies-      CARICOM Regional Framework for achieving       31 INTASAVE and CARBISAVE (2015b) ‘Multi-
  local-level-implementation-sids-insights-            development resilient to climate change.          level governance to adaptation in the
  replication/?loclang=en_gb).                         Belmopan: Caribbean Community Climate             Caribbean’. Policy Brief. Christ Church:
9 CARIWIG (no date) ‘The CARIWIG portal’.              Change Centre (http://cms2.caricom.               CARIBSAVE (https://cdkn.org/wp-content/
  Newcastle: Caribbean Weather Impacts Group           org/documents/13414-delivering_                   uploads/2017/02/2GIVRAPD_Policy_Brief-Multi-
  (www.cariwig.org/ncl_portal/#info).                  transformation_change.pdf ).                      level-governance.pdf).

                                                                          11
32 CDKN (2014) Op. cit.                                              institutional arrangements, social networks and                    governance facilitate coastal climate change
33 Bonjean Stanton, M.C. and Downing, T.E. (2014)                    community empowerment’. Policy Brief. Christ                       adaptation in Jamaica? Christ Church: Global
   ‘Identifying and lifting climate adaptation                       Church: CARIBSAVE (https://cdkn.org/resource/                      Islands’ Vulnerability Research Adaptation
   barriers in Jamaica using a participatory                         policy-brief-lessons-jamaica-promoting-                            Policy and Development (http://cdkn.org/
   approach’. GIVRAPD Working Paper. Oxford, UK:                     resilience-institutional-arrangements-social-                      wp-content/uploads/2017/02/Working-
   Global Climate Adaptation Partnership.                            networks-community-empowerment).                                   Paper-Can-multilevel-governance-facilitate-
34 Ibid.                                                          37 Ibid.                                                              coastal-climate-change-adaptation-in-
35 INTASAVE and CARBISAVE (2015b) Op. cit.                        38 Ibid.                                                              Jamaica.pdf ).
36 INTASAVE and CARBISAVE (2015c) ‘Lessons                        39 Alexander, S.M., Armitage, D., Pittman, J.                      40 Ibid.
   from Jamaica: Promoting resilience through                        and Campbell, D. (no date) Can multilevel                       41 Ibid.

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