PHENOTYPIC HETEROGENEITY IN MOTOR NEURON DISEASE PATIENTS WITH CUZN-SUPEROXIDE DISMUTASE MUTATIONS IN SCANDINAVIA
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Brain (1997), 120, 1723–1737 Phenotypic heterogeneity in motor neuron disease patients with CuZn-superoxide dismutase mutations in Scandinavia P. M. Andersen,1 P. Nilsson,2 M.-L. Keränen,5 L. Forsgren,1 J. Hägglund,3 M. Karlsborg,6 L.-O. Ronnevi,4 O. Gredal7 and S. L. Marklund2 Departments of 1Neurology and 2Clinical Chemistry, Umeå Correspondence to: Dr Peter M. Andersen, Department of University Hospital, Umeå, 3Department of Neurology, Neurology, Umeå University Hospital, S-901 85 Umeå, Mälar Hospital, Eskilstuna, and 4Department of Neurology, Sweden Karolinska Hospital, Stockholm, Sweden, and 5Department of Neurology, Lapland Central Hospital, Rovaniemi, Finland, 6Department of Neurology, Hvidovre Hospital and 7Department of Neurology, Glostrup Hospital, Copenhagen, Denmark Summary Four-hundred and fifty-one blood samples from Scandinavian and lower motor neuron systems affected. The patients patients with motor neuron disease were analysed for showed different sites of onset, though the progressive bulbar mutations in the CuZn-superoxide dismutase gene. Forty-one palsy form of the disease appears to be rare among patients (9.6%) of the 427 patients with the amyotrophic lateral with a CuZn-superoxide dismutase mutation. The progression sclerosis (ALS) form of the disease were found to have a of motor signs and symptoms followed the same basic pattern disease-associated mutation, and 14 of these patients were in patients with different mutations. Extra-motor system apparently sporadic cases. A mutation was found in 12 of symptoms were frequent among patients with a CuZn- the 51 families with recognized familial ALS. The five different superoxide dismutase mutation. The results suggest that mutations found (Ala4Val, Val14Gly, Asp76Tyr, Asp90Ala, patients with mutations in the CuZn-superoxide dismutase Gly127insTGGG) have different genetic characteristics and gene constitute one disease entity. The Val14Gly and Asp76Tyr are associated with very variable phenotypes spanning from mutations have not been reported before, and the latter is rapidly progressing disease with only lower motor neuron the first mutation to be found in exon 3 of the CuZn- signs to very slowly progressing disease with both the upper superoxide dismutase gene. Keywords: Asp76Tyr CuZn-SOD mutation; Asp90Ala CuZn-SOD mutation; amyotrophic lateral sclerosis; progressive bulbar palsy Abbreviations: ALS 5 amyotrophic lateral sclerosis; CuZn-SOD 5 copper- and zinc-containing superoxide dismutase; FALS 5 familial ALS; Hb 5 haemoglobin; PBP 5 progressive bulbar palsy; PCR 5 polymerase chain reaction; SALS 5 sporadic ALS; SSCP 5 single strand conformation polymorphism Introduction The term motor neuron disease encompasses a variety of cord, and loss of the motor neurons in these nuclei. This is neurodegenerative diseases of which amyotrophic lateral clinically manifested by hyperreflexia, clonus, spasticity and sclerosis (ALS) is the most common. Since the work of progressive paresis and wasting of the skeletal muscles with Charcot and Joffroy (1869), ALS has come to define a fatal, fasciculations relatively sparing the oculomotor and sphincter progressive disease involving loss of motor neurons in muscles (Brooks, 1994). the cerebral cortex, degeneration of the descending motor Most epidemiological studies have found that ~35% of pathways to the motor nuclei in the brainstem and spinal cases begin in the lower limbs, 30–35% in the upper © Oxford University Press 1997
1724 P. M. Andersen et al. Table 1 Number of samples analysed from each country and subdivided into hereditary disposition for motor neuron disease Country Denmark Finland Norway Sweden Total Motor neuron disease patients analysed* (n) 27 107 43 274 451 Those with ALS only SALS 25 (1) 80 (9)† 37 213 (4) 355 (14) FALS 2 (2) 21 (9) 4 45 (16) 72 (27) Number of patients with a missense or non-sense SOD mutation is shown in parenthesis. *Includes in addition to patients with ALS also patients with Kennedy’s Syndrome (11), primary lateral sclerosis (four), motor neuron disease–parkinsonism and/or motor neuron disease–dementia complex (seven), monomelic motor neuron disease (one) and Hiryama’s disease (one). None of these carried a CuZn- SOD mutation. †Of the nine sporadic cases with a SOD mutation found in Finland, seven were homozygous and two were heterozygous for the Asp90Ala mutation. SALS 5 sporadic ALS; FALS 5 familial ALS. extremities, 3–5% have truncal onset and in 18–33% the by DNA sequence analysis performed on plasmid-cloned disease starts as a progressive bulbar palsy (PBP) (Kristensen PCR products. At least two clones showing the same PCR– and Melgaard, 1977; Rosati et al., 1977; Forsgren et al., SSCP bands as the genomic DNA from the patient were 1983; Gubbay et al., 1985; Haverkamp et al., 1995). It sequenced. With informed consent, samples were collected has been disputed whether patients with PBP constitute a from relatives of the patients with a CuZn-SOD mutation. nosologic entity distinct from patients with limb and truncal These samples were analysed either by PCR–SSCP or by a onset. In 1830, Sir Charles Bell described a patient with restriction enzyme test, as the Asp90Ala mutation introduces paresis of the tongue and limbs, in 1848–50 Aran detailed a new site for the restriction enzyme Fnu4H1 (Andersen adult patients with asymmetric limb onset, progressive et al., 1996). wasting and paresis, and in 1860 Duchenne described patients The SSCP technique is reported to have a sensitivity of with ‘progressive muscular paralysis of the tongue, palate and 80–90% (Sheffield et al., 1993). To increase the likelihood lips’. Finally, Charcot (1881) applied the name amyotrophic of finding patients with mutations, we also measured the lateral sclerosis to the motor neuron syndrome with lesions CuZn-SOD activity in erythrocytes as described previously of both the upper and lower motor neurons, with the (Marklund, 1976, 1985). The assay was performed directly syndromes of progressive muscular atrophy and PBP being on haemolysates without prior precipitation of haemo- considered as separate entities. Supporting the idea that PBP globin (Hb), and the SOD enzyme activity was expressed in may be a separate entity is a female preponderance and U/mg Hb. significantly higher mean age of onset compared with patients The case records of the patients with a CuZn-SOD mutation with onset in other parts of the body (Kristensen and were scrutinized, and the family history and pedigree were Melgaard, 1977; Rosati et al., 1977; Forsgren et al., 1983; documented by interviewing patients and relatives, and by Haverkamp et al., 1995). inspection of official records. The study received approval Since the observation in 1993 that some familial cases of from the ethical committees of the universities of ALS are associated with mutations in the gene encoding the Copenhagen, Denmark; Oulu, Finland and Umeå, Sweden. free radical scavenging enzyme CuZn-superoxide dismutase (CuZn-SOD) (Rosen et al.,1993), we have analysed blood samples from Scandinavian patients with motor neuron disease for mutations in the CuZn-SOD gene. We present Results here the results of our detailed phenotypic and genealogical From the spring of 1993 to the end of 1996 we collected a studies of the patients with different CuZn-SOD mutations. total of 451 samples from approximately a quarter of all adult motor neuron disease cases in the four countries during that period. Of the analysed samples from ALS cases (Table Patients and methods 1), 355 were sporadic ALS (SALS) cases and 72 (16.9%) Blood samples were collected according to a standardized were familial ALS (FALS) cases from 51 families. A CuZn- protocol (Andersen et al., 1995), with informed consent, SOD mutation was found in 44 (10.3%) samples. Three from patients with adult-onset motor neuron disease living (AAC139→AAT, GCT140→GCA, CAA153→CAG) were in Denmark, Finland, Norway and Sweden. All samples silent mutations (mutations not causing a change in the amino were screened for mutations in the CuZn-SOD gene using acid sequence of the final polypeptide), each found in one a polymerase chain reaction (PCR) single-stranded ALS patient. In 41 patients five different mutations were conformational polymorphism (SSCP) technique as described found, of which four were missense mutations (replacement previously (Andersen et al., 1995). All five exons of the of one amino acid with another amino acid) and one a CuZn-SOD gene were analysed. In samples with an abnormal nonsense mutation (replacement of an amino acid codon with SSCP band pattern, the existence of a mutation was confirmed a stop codon), and can be presumed to be disease causative.
Phenotypic heterogeneity in motor neuron disease 1725 The Ala4Val (A4V) mutation Six months after onset the patient complained of dyspnoea The Ala4Val CuZn-SOD mutation was found in a large and aphagia, and a gastrostomy was performed. At the time family originating in central Sweden. Part of the pedigree is of his death, ,8 months after onset of the first symptom, the shown in Fig. 1A. patient could still walk but the arms and tongue were wasted; II-2 developed a rapidly progressive motor neuron disease the left Achilles reflex could be elicited but otherwise there at the age of 55 years, beginning in the hand and soon was areflexia. As in all earlier examinations, the Babinski involving the whole upper left extremity with initial shoulder sign could not be elicited. Oculomotor function and sphincter pain. Death came 11 months after onset of the first symptom. functions remained intact. III-4 developed suddenly, at the age of 68 years, ripplings SSCP analysis on lymphocytes obtained from IV-4 revealed in the left facial muscles and progressive dysarthria followed an aberrant band pattern in exon 1. Subsequent nucleotide by dysphagia and a progressive left facial nerve palsy. Ten sequencing revealed a heterozygous missense C to T exchange months after onset and 1 month before her death, she in base pair position 94 in codon 4, resulting in an alanin to had severe dysarthria, tongue atrophy with fasciculations, valin (Ala4Val; A4V) substitution. Samples from eight family atrophic paralytic facial muscles, paralysis of the left recurrent members with a 50% risk of having inherited the mutant laryngeal nerve, severely paretic and wasted upper allele were also analysed, and two were found to have extremities, especially distally. There was only slight paresis inherited the mutation, including an off-spring of III-6. They of the lower limbs. The deep tendon reflexes were very weak are 56 and 54 years of age, and do not show symptoms of or absent in all four limbs. The Babinski response could not motor neuron disease. The enzyme activity in the three be elicited. Cutaneous sensation and neuro-ophtalmological individuals with the Ala4Val mutation was found to be decreased to ~50% (22.9, 23.3 and 26.0 U/mg Hb) of control examination were normal. EMG showed neurogenic atrophy subjects (Table 2). in all four limbs. III-6 noticed right foot dorsal flexion paresis at the age of 50 years. Six months later she had a severe flaccid paresis of the right leg, apparently without the left leg or of the The Val14Gly (V14G) mutation The Val14Gly CuZn-SOD mutation was found in a family upper extremities being affected. Cutaneous sensation was whose paternal line originates in central Sweden and the intact. No fasciculations were registered, and no signs of upper maternal line in Finland. The patient is the only known case motor neuron involvement. Spinal myelography revealed no of motor neuron disease in his family and he was considered significant abnormalities. EMG showed neurogenic atrophy. a SALS case. The grandparents all lived to an advanced age Ten months from onset the patient had a flaccid paraparesis, and died rather suddenly. The father died of myocardial and distal paresis and wasting in the right arm. The left arm infarction at the age of 51 years, and the mother shows no was unaffected until 3 months before her death, 17 months symptoms of motor neuron disease at the age of 68 years. A after onset of the first symptom. Autopsy confirmed the sister is healthy at the age of 40 years. diagnosis. The patient developed a sense of fatigue in both legs at In IV-4, illness began at the age of 61 years with sudden the age of 39 years. Some months later, lower back fatigue disturbed motor control of his right hand. A progressive and episodes of severe neuralgic pain in the hips began. stroke was suspected, and he was initially treated with Later he noted stiff calves and muscle twitches in both legs. infusion of heparin but a CT-scan of the brain was normal. In the ensuing months he had unprovoked episodes of The initial examination revealed intact cranial nerves, chilliness of up to 3–4 h duration. Initially, paresis developed fasciculations on both shoulders and on the right thigh, a distally in the legs, but it soon ascended to the thighs. Six slight paresis of shoulder elevators and paresis of the right months after noticing fatigue he needed to walk with the aid hand but no paresis in the lower limbs. The right brachioradial of a stick. A spinal cord MRI scan was unremarkable, as reflex was absent. The other deep tendon reflexes were was a spinal fluid examination, except that the protein content normal. Decreased pain sensation was noted in the right was raised to 900 mg/l. EMG, 7 months from onset, revealed forearm and hand. Within 1 month dysphagia developed and neurogenic changes in the lower extremities only. Motor and the left arm became paretic. Three months after onset, sensory conduction studies were normal. Repeated dysarthria was noted. On re-examination, the upper neurological examinations revealed involvement of both extremities showed a flaccid paresis with distal wasting lower and upper motor neuron systems, but Babinski signs and paresis of the neck extensors, lingual fasciculations, were not found on any examination. After 10 months, paresis diminished or absent deep tendon reflexes in the arms, appeared first in the left arm and later in the right arm, and predominantly on the right side, but reflexes in the legs were progressive urgency of micturition also developed. Sixteen normal. Sensation of vibration was normal. EMG revealed months from the initial symptoms, a reduced sense of neurogenic changes in the tongue and in both arms but not vibration was noted in both feet, otherwise sensibility has in the legs. Five months after onset, paresis developed in the remained intact. The patient is now severely tetraparetic with right leg, and the patellar reflexes were absent. The right dysphagia and dysphonia, but no dysarthria. The patient has Achilles reflex was weak while that on the left was brisk. not shown mental impairment or affective lability.
1726 P. M. Andersen et al. Analysis of a blood sample from the patient showed a I-1 and I-2 died of unknown causes aged 57 and 47 years, reduced CuZn-SOD activity of 30.3 U/mg Hb in erythrocytes respectively. They raised four children, of whom II-1 died at (control subjects 52.8 6 5.86 U/mg Hb, n 5 96) but the the age of 60 years of a heart disease, II-2 at the age of 52 SSCP analysis only revealed a faint, easily overlooked, years (unknown cause) and II-3 at the age of 77 years of a aberrant band in exon 1 (Fig. 2A) the SSCPs for exons 2–5 stroke. None of them had children. Born in 1868, II-4 enjoyed being normal. Nucleotide sequencing of exon 1 revealed a a healthy life until, at the age of 67 years, he complained heterozygous missense T to G exchange in position 124 in of pharyngeal irritation and copious phlegm, recovering codon 14, resulting in a valin to glycin (Val14Gly; V14G) completely within a few weeks. The sense of irritation in the substitution (Fig. 2B). This example shows that analysis of pharynx returned ~6 months later, and he soon developed erythrocyte SOD activity in addition to screening by PCR– dysphonia and dysphagia causing drooling. He had no SSCP increases the likelihood of detecting CuZn-SOD complaints about the extremities. Physical examination the mutations. following month revealed no signs of infection, but the deep tendon reflexes in the extremities were very brisk. During The Asp76Tyr (D76Y) mutation the following months dysarthria developed and the dysphonia Two cases of motor neuron disease have been found in this progressed, but the patient could still communicate by writing. Danish family with the Asp76Tyr mutation (see Fig. 1B). His personality changed. He became self-centred, stubborn,
Phenotypic heterogeneity in motor neuron disease 1727 with affective lability but no symptoms of dementia. whistle and his tongue was atrophic with ‘fibrillations’. Dyspnoea developed, and shortly before his death ~15 months Fibrillations were not found in the extremities. The abdominal after the first pharyngeal symptoms, it was noted that he had reflexes were absent. The musculature in the extremities was difficulties in walking, particularly with the right leg. Pupil weak and wasted with brisk tendon reflexes in all four and eye movements were normal, the patient could not extremities mainly on the right side, and clonus was noted Table 2 Main features of the five CuZn-SOD mutations Mutation Ala4Val Val14Gly Asp76Tyr Asp90Ala Asp90Ala Gly127ins4TGGG Zygosity Hetero Hetero Hetero Homo Hetero Hetero Exon 1 1 3 4 4 5 Patients identified (n) 4 1 2 44 2 3 Patients genotyped (n) 1 1 1 34 2 2 Uniform phenotype No – No Yes Yes No Site of onset B,UE,LE LE B,LE LE B UE,LE Mean age at onset in years (n) 58.5 (4) 39 (1) 58 (2) 44,8 (44) 64 (2) 50 (3) Onset range (years) 50–68 39 49–67 20–94 54–74 41–59 Mean survival time in years (n) 0.9 (4) – – 14.2 (15) 2.5 (2) 2.8 (3) Asymptomatic individuals (n) 2 0 1 11* 1† 4 CuZn-SOD activity in erythrocyte 24.1 6 1.7 (3) 30.2 (1) 27.4 6 0.6 (2) 49.1 6 5.9 (44) 43.6 6 4.3 (2) 21.2 6 2.4 (4) hemolysate mean 6 SD (U/mg Hb) Geographical area Central Central Denmark Finland Northern Denmark Sweden Sweden Sweden Finland Location of onset: B 5 bulbar; UE 5 upper extremity; LE 5 lower extremity; T 5 truncal (none found in this study). *Seven of them are in their twenties or thirties (children of homozygous patients married to heterozygous spouses). †An Asp90Ala heterozygous sister of one of the two cases with sporadic PBP. Additional 115 Asp90Ala heterozygous individual blood-relatives of the Asp90Ala homozygous patients were also found; none of these have developed motor neuron disease (mean age 56 6 15 years). ‡The CuZn-SOD activity in 96 blood relatives without a CuZn-SOD mutation was 52.8 6 86 U/mg Hb. Fig. 1 Pedigrees of the families with the Ala4Val (A), Asp76Tyr (B) and Gly127insTGGG (C) mutations. Pedigrees of families with the Asp90Ala mutation have been published earlier (Andersen et al., 1995, 1996). The fates of II-4–11 in the Ala4Val family are unknown. Individuals are indicated by generations and pedigree numbers. Circle 5 female; square5 male; diamond 5 unspecified sex; filled symbols 5 affected; partly filled symbol 5 possible affected (unconfirmed); open symbols 5 unaffected; symbols with horizontal lines 5 dementia; oblique line 5 deceased individual; arrow 5 index patient. Minor changes have been made to the pedigrees for confidentiality.
1728 P. M. Andersen et al. Fig. 2 PCR-SSCP and DNA sequence analysis of samples from patients with the Val14Gly and Asp76Tyr mutations. The analyses were performed as described under Patients and methods. (A) PCR–SSCP analysis of exon 1 of a Val14Gly sample and a control; (B) Exon 1 DNA sequence analysis of the Val14Gly sample showing the missense mutation GTG→GGG causing the Val14Gly substitution; (C) PCR–SSCP analysis of exon 3 of the two Asp76Tyr samples, a control sample and a sample lacking DNA; (D) Exon 3 DNA sequence analysis showing the GAT→TAT missense mutation causing the Asp76Tyr substitution. in both ankles. The Babinski sign was found on the left side. The disease progressed with slowly ascending paresis. Five No tremor was found, and cutaneous sensation was intact. years from onset, he required a walking stick. At 6 years he IV-5, the grandchild of II-4, noted instability of his right had developed a complete drop-foot on the right side, and ankle at the age of 49 years. The following year he complained after 7 years he first experienced symptoms in the upper of right knee pain and of being unable to stand on the tip of extremities in the form of slowly progressive paresis and his right foot. An examination 1 year later revealed intact wasting of the small muscles of the right hand. Twelve years cranial nerves and upper extremities. Extensive wasting was after onset, he could no longer walk or stand on his feet. found only in the right lower limb affecting both the extensor The same year an insulin-dependent diabetes mellitus was and flexor muscles, and being most severe distally. No paresis diagnosed. EMG performed 13 years after onset showed the was found in the left leg. No fasciculations were found. The classical signs of neurogenic lesions in all four limbs. A patellar reflexes were bilaterally brisk, the right more than physical examination found no signs of cognitive disturbance the left. The Achilles reflex could not be evoked on the right and the cranial nerves were intact. The patient was severely side but was brisk on the left side. The plantar response on tetraparetic with extensive muscular wasting mainly distally the right side was extensor, but normal on the left. The and on the right side of the body. There was surprising abdominal reflexes were present bilaterally. Cutaneous strength in the shoulder muscles. The deep tendon reflexes sensibility and sphincter functions were found intact. Signs were absent, plantar reflexes were ‘normal’, and cutaneous of ataxia were not found on this or later examinations. A sensation and proprioception were intact. The following year spinal fluid examination was unremarkable as was a spinal dysphagia developed. An examination revealed slight paresis myelography. EMG of the right tibial anterior muscle showed and atrophy of the tongue with fasciculations, but the neurogenic changes. Motor and sensory nerve conduction pharyngeal reflexes were normal. Since then, dysphonia and studies were normal. dyspnoea have appeared but the patient still lives at home Three years after onset in the right leg he experienced 15 years after onset of the first symptom, using an electric instability and later weakness starting distally in the left leg. wheelchair controlled by his left hand.
Phenotypic heterogeneity in motor neuron disease 1729 His mother, III-4, died at the age of 84 years after having the Asp90Ala mutation. These two patients both presented suffered from dementia, allegedly due to arteriosclerosis in with PBP, the male patient dying ,2 years after disease the last 6 years of her life. According to available records, onset, at the age of 56 years, and the female patient died 3 her cardinal symptom was progressive loss of memory. No years after disease onset, at the age of 77 years. A 72- information has been found suggesting that she ever year-old sister of the male patient was also found to be developed signs of affective lability like those of her father. heterozygous for the Asp90Ala mutation. She shows no An examination 2 weeks prior to her death showed no paresis signs of motor neuron disease. The basis for the existence or wasting. She died of sepsis a week after a femur amputation. of adult-onset recessive ALS with patients homozygous III-2 and III-5 were both demented with a clinical picture for the Asp90Ala CuZn-SOD mutation is a CuZn-SOD very similar to III-4 and they died aged 77 and 84 years, polymorphism (Kirjarinta et al. 1969; Beckman, 1973). The respectively. They did not show signs or symptoms of motor allele frequency in most of Finland is ~0.5–1%, but in neuron disease, and none of their six children (aged 45–70 northern Finland and in northern Sweden frequencies as high years) had developed neurological symptoms. III-7 died, as 2.5–2.7% have been found (see Andersen et al., 1996). aged 71 years, of a ruptured aneurysm of the aorta without The two sporadic cases with PBP both came from northern prior signs of motor neuron disease, and III-11 died at the Finland where the allele frequency is ~1%, i.e. 2% of age of 72 years after suffering from repeated cerebrovascular the population in this area should be heterozygous for the insults. Neither showed signs of intellectual impairment Asp90Ala mutation, and it may be a coincident finding. before death. III-10 is alive without signs of motor neuron The enzyme activity of individuals homo- or heterozygous disease or dementia. Genealogical studies of the family of for the Asp90Ala mutation is reduced by ~7% in both groups III-3 revealed no cases of motor neuron disease among his compared with neurological control subjects and blood- parents, eight siblings or their children. relatives without a CuZn-SOD mutation (Table 2; Andersen SSCP analysis of a sample from IV-5 showed an aberrant et al., 1995). band in exon 3 (Fig. 2C), and nucleotide sequencing revealed the patient to be heterozygous for a missense G to T exchange in position 695 in codon 76 (Fig. 2D) resulting in an aspartic The Gly127insTGGG mutation acid to tyrosin (Asp76Tyr; D76Y) substitution. The mutation Three definitive cases of motor neuron disease have been was also found in a middle-aged healthy relative of IV-5 (not found in the Danish family with this mutation (see Fig. 1C). shown in the pedigree for reasons of confidentiality). III-10 I-1 died in 1893, at the age of 46 years, of ‘nerve and the children of III-2 and III-5 do not carry the mutation. inflammation’ and may have had motor neuron disease. II-2 The enzyme activity in the two individuals with the died at the age of 35 years after an abortion, and II-1 died Asp76Tyr mutation was found to be decreased to ~50% (27.0 at the age of 92 years of ‘old age’. III-2 and III-6 both died and 27.8 U/mg Hb, respectively) of control subjects (Table 2). at the age of 72 years of myocardial infarction and ventricular cancer, respectively. III-1 and III-7 are both alive (aged 89 and 81 years, respectively) without signs of motor neuron disease. The Asp90Ala (D90A) mutation III-5 developed progressive wasting and paresis at the age Of the 451 samples tested, 34 were found to be homozygous of 50 years, starting in the left calf. Examined 1 year later, for the Asp90Ala CuZn-SOD mutation, which we have earlier the patient had a paraparesis. The left Achilles reflex was reported (Andersen et al., 1995). Including deceased ALS absent and the right was diminished, the left patellar reflex patients, relatives of the 34 whom we have shown to be was weak and the right considered normal. There were no homozygous for the Asp90Ala mutation, a total of 44 patients Babinski signs. The upper extremities had normal strength have been found showing a characteristic phenotype with with symmetrically very brisk reflexes. The cranial nerves asymmetrical onset distally in the lower extremities with were intact. Re-examined 9 months later, the patient walked slowly ascending paresis. Details of the phenotype of 36 of with difficulty and had severe paresis and extensive wasting these patients have been reported earlier (Andersen et al., of both upper extremities. Abundant fasciculations were 1996). However, among the additional eight patients, signs found all over the body. The tongue was considered normal, of slight ataxia have been noted in four patients. The 44 but a left-sided paresis of the buccator muscle was found. homozygous patients (10 apparent SALS cases and 34 FALS Cutaneous sensation was normal. The deep tendon reflexes cases taken from 10 families) were all born in northern and Babinski signs were absent. EMG showed neurogenic Sweden or in Finland. Among their relatives, we have found atrophy. Dysphagia developed 3 months prior to her death 115 individuals to be heterozygous for the Asp90Ala mutation 30 months after onset. as well as 68 individuals without a CuZn-SOD mutation. IV-13 first noticed weakness in the left arm at the age of None of these have demonstrated symptoms of motor 59 years. An examination 3 months later revealed intact neuron disease. cranial nerves, paresis of the left shoulder with inablity to Of the 80 blood samples obtained from cases of sporadic lift the left arm above the head. Cutaneous sensation was motor neuron disease living in Finland, seven were found to normal, but the sense of vibration was decreased in the left be homozygous (described above) and two heterozygous for hand and left foot. The muscle tone was normal. The right
1730 P. M. Andersen et al. upper extremity and the lower extremities had normal strength we have found five different CuZn-SOD mutations with and showed no atrophy. The deep tendon reflexes were very novel features: brisk in all four extremities, a Babinski response was found on the right side only, and there was a tendency for clonus in the left ankle. The abdominal reflexes were present. The phenotypes No fasciculations were noticed at this time. EMG showed Whereas the 44 patients homozygous for Asp90Ala showed neurogenic atrophy with denervation, polyphasia and a characteristic uniform phenotype with insidious onset, spontaneous activity with fasciculations. MRI of the cervical slowly ascending paresis beginning distally in the lower spine revealed no significant abnormalities. Six months after extremities and long survival, patients with the other four first symptom she could no longer rise from a squatting mutations showed diverging phenotypes. The four patients position. Generalized myalgia and cramps appeared. Re- with the Ala4Val mutation all had sudden onset (suggesting examined 9 months after onset revealed generalized the existence of some kind of trigger factor) and showed symmetrical hyperreflexia, extensive fasciculations, paresis rapid disease progression, but the sites of onset differed. The and wasting of the left arm (more proximal than distal). No three patients with Gly127insTGGG exhibited different sites paresis in the right arm. Twelve months after onset increased of onset, but the disease progression rate was slower than muscle tone was noted in both lower and the upper left for the patients with the Ala4Val mutation. In the Asp76Tyr extremity, atrophy of the small hand muscles bilaterally, very family, one patient had bulbar onset and rapid progression, brisk deep reflexes in the right arm and both legs but only while his daughter never showed symptoms of motor neuron weak reflexes in the left arm. Neither clonus nor the Babinski disease and the grandchild developed a slowly ascending sign were found on this or later examinations. Fifteen months paresis very similar to that of the patients homozygous for after onset, the patient could still elevate her shoulders, but Asp90Ala. Strikingly, even on repeated examinations and at the arms were severely paretic. A predominantly left-sided different stages of the disease, the patients with Ala4Val only paraparesis and dysphagia developed, but articulation was showed signs of lesion to the lower motor neuron system. intact for several months. In the last months of life the For the other mutations, signs of lesions to the descending patient was severely handicapped with generalized wasting, motor pathways were found in all patients except for III-4 tetraparalysis and universal areflexia. Bladder function (Gly127insTGGG) who only had lower motor neuron signs. remained intact during the 32-month-long disease period. None of the patients developed severe spasticity and, judging IV-16 developed a progressive motor neuron disease similar from published descriptions of patients with other CuZn- to his sister IV-13 with the exceptions that the first symptoms SOD mutations, spasticity appears to be uncommon among were distal paresis in the left lower limb with severe myalgia, patients with a CuZn-SOD mutation. The greatest difference and the second limb to be clinically affected was the upper among patients with the different mutations is the rate of right extremity. He died at the age of 44 years after a disease disease progression; the four patients with the Ala4Val duration of 41 months. mutation had a mean survival time of only 0.9 years compared DNA analysis of samples from IV-13 and IV-16 revealed with 14.2 years for 15 deceased patients homozygous for an insertion of four base pairs TGGG after base pair 1450 Asp90Ala (Table 2). in codon 127 causing a frameshift and the introduction of Urgency of micturition and/or difficulty initiating urination five new amino acids ending with a premature stop codon in is a common symptom in patients homozygous for Asp90Ala position 133. The CuZn-SOD subunit is thereby truncated (Andersen et al., 1996) and was also reported by the single by 21 amino acids compared with the wild-type polypeptide patient with the Val14Gly mutation. Four of the patients of 153 amino acids. The genetic details of this mutation is with the Asp90Ala mutation exhibited slight ataxia indicating being published (Hansen et al., 1997). Four of the five the involvement of the posterior columns and cerebellum. siblings of IV-13 and IV-16 (aged 45–67 years) have also None of the patients with the Ala4Val, Asp76Tyr or inherited the mutation but are without motor neuron disease. Gly127insTGGG mutations had similar findings. A preparetic The CuZn-SOD activity in erythrocytes was measured in phase characterized by myalgia, muscle cramps and painful four individuals with the mutation and was found to be parestheses were only reported consistently by patients decreased to ~40% (24.5, 21.1, 19.1 and 20.1 U/mg Hb) of homozygous for the Asp90Ala mutation and the single patient control subjects (Table 2). with the Val14Gly mutation. The existence of a preparetic phase of months to years duration supports the theory (Swash and Ingram, 1988) that there is a long preclinical period Discussion of relative tolerance and compensation. Several patients The present study is the first large epidemiological study of demonstrated signs and symptoms of autonomic, bladder, the frequency of CuZn-SOD mutations in an unselected cerebellar and/or sensory involvement indicating that in population of motor neuron disease patients. A smaller study patients with CuZn-SOD mutations the disease is not confined of 67 ALS patients has been reported earlier from Scotland to the voluntary motor system. When present, these features (Jones et al., 1995). In the comparatively small motor neuron may distinguish patients with a CuZn-SOD mutation from disease population in Scandinavia (23.3 million inhabitants) other motor neuron disease patients.
Phenotypic heterogeneity in motor neuron disease 1731 Table 3 Order of progression of signs and symptoms in motor neuron disease patients with a CuZn-SOD mutation based on patients with the Ala4Val, Val14Gly, Asp76Tyr, Asp90Ala and Gly127insTGGG mutations (not all symptoms and signs are found in all patients) (i) Symptoms of myalgia and/or cramps. Increased deep tendon reflexes may be found locally, but there is no wasting, paresis or fasciculation. (ii) Symptoms of ‘instability’ and/or weakness. The only sign found is that of brisk reflexes not only in the region of complaint but also proximal to it, and perhaps in other, still asymptomatic regions. (iii) Focal, asymmetric paresis develops with some wasting. The deep tendon reflexes in the affected region are diminished or absent. In other regions the reflexes are brisk. Superficial reflexes are intact and the plantar response flexor. (iv) The paresis and wasting progress to include the complete extremity, and the first symptoms appear in another region. In the primary affected extremity, the reflexes will be diminished or absent, in the other regions the deep tendon reflexes will be brisk. Fasciculations appear not only in the primary affected region but also in nearby myotomes. The abdominal reflexes are absent, and the plantar responses may be extensor. (v) Generalized wasting with tetraparesis with diminished or, more likely, areflexia in most regions. No plantar response can be elicited. Involvement of the posterior columns and spinocerebellar reported (Kaplan et al., 1996), and two FALS families, tracts is a common pathoanatomical finding in ALS patients one homozygous the other heterozygous for the Asp90Ala though it is clinically most often silent (Engel et al., 1959; mutation, have been found in different locations in France Hirano et al., 1967; Averback et al., 1982). Autopsies have (Dr W. Camu, personal communication). These findings revealed, in addition to loss of anterior horn cells, involvement suggest that, in the area where the Asp90Ala polymorphism of the posterior columns and spinocerebellar tracts in patients exists in Finland and northern Sweden, there may also be an with the Ala4Thr (Takahashi et al., 1994), Ile113Thr (Orrell unknown factor reducing the susceptibility of individuals et al., 1995b), Glu100Gly (Ince et al., 1996) and Ala4Val with the Asp90Ala mutation to the deleterious effect of (Shibata et al., 1996) mutations. Thus, patients with the the mutated CuZn-SOD molecule; thus only individuals Ala4Val, Val14Gly and Gly127insTGGG mutations conform homozygous for the mutation develop ALS. This resistance to Type II and patients homozygous for the Asp90Ala factor may also account for Scandinavian Asp90Ala patients mutation conform to Type III according to the FALS having a far more homogeneous phenotype compared with classification of Horton et al. (1976). patients with the Asp90Ala mutation from other locations, The patients had asymmetrical and focal onset of paresis or, indeed, compared with nearly all other reported CuZn- and wasting as dominant symptoms in common. Development SOD mutations. This resistance factor may also contribute of new symptoms and signs followed a stereotyped pattern to the very long disease duration in Scandinavian patients (Table 3). With disease progression, the signs of lesion to homozygous for the Asp90Ala mutation. Several of these the descending motor pathways may be masked by advanced patients moved before onset of ALS to other parts of Sweden, muscular atrophy. Also in common was the absence of where they lived under different conditions, but the phenotype bedsores. Only two patients developed small bedsores after of the patients who moved is similar to patients who remained, long immobilization, supporting the idea that the skin is suggesting this tentative protective factor may be of genetic involved in the ALS disease process (Kolde et al., 1996). origin or from influences early in life, or both. This idea is supported by the fact that the Finnish population is very homogeneous and genetically different from most other Dominantly and recessively inherited ALS with populations of Europe (Nevanlinna, 1972). the Asp90Ala mutation The relatively uniform phenotype of the 44 patients homozygous for the Asp90Ala mutation is noteworthy. Our earlier finding of two patients with PBP heterozygous for the Sporadic cases and disease penetrance Asp90Ala mutation suggests that either they were coincidental The Val14Gly was found in an apparently sporadic case. carriers of the Asp90Ala allele or that there are other factors Genealogical studies failed to find any other family members shaping the phenotype of individuals with a CuZn-SOD with a neurodegenerative disease. The widespread Asp90Ala mutation. Recently, five patients of non-Scandinavian descent polymorphism in Finland and northern Sweden associated heterozygous for the Asp90Ala mutation have been found in with ALS in homozygous form makes it possible that Belgium with variable phenotypes (Robberecht et al., 1996), apparently sporadic cases have a genetic aetiology. Seven none having a phenotype similar to our earlier reported of the 80 sporadic motor neuron disease cases analysed in homo- and heterozygous patients. Also, a SALS case Finland were homozygous for the Asp90Ala mutation, and a heterozygous for the Asp90Ala mutation has been found in further three apparently sporadic cases were found in Sweden England (Jackson et al., 1996), a North American Caucasian (Table 1). Since we have found Asp90Ala homozygous FALS family homozygous for the Asp90Ala mutation with patients with late onset of ALS, we cannot exclude the rapidly progressing disease and ataxia has recently been possibility that homozygosity for Asp90Ala mutation may
1732 P. M. Andersen et al. be associated with complete penetrance for ALS; it then Ala4Val mutation showing only symptoms and signs of a becomes a matter of the patient surviving other diseases. rapidly progressive lower motor neuron disease, but autopsy The other three mutations found show dominant revealed degeneration of the corticospinal tracts in three of inheritance, the Ala4Val with high penetrance, but the the American cases (Shibata et al., 1996). Since members of pedigree is too small to conclude that the penetrance is the Swedish family are known to have emigrated to North complete. In the family with the Gly127insTGGG mutation, America, it is possible that the American patients are III-4 was considered a SALS case because her mother died descendants of Swedish emigrants (1.2 million Swedes early, at the age of 35 years, without symptoms of ALS. emigrated to North America in the last century). Four asymptomatic carriers of the Gly127insTGGG allele were found in this family aged between 45 and 67 years. The sample is too small to assess whether or not the Progressive bulbar palsy Gly127insTGGG mutation is associated with decreased PBP appears to be a very rare phenotype in patients with a penetrance. CuZn-SOD mutation (Radunovic and Leigh, 1996). We The ALS patient with the Asp76Tyr mutation was reported two cases of PBP heterozygous for the Asp90Ala considered sporadic until the discovery of reduced CuZn- mutation (Andersen et al., 1995), but due to the high SOD activity and subsequently the Asp76Tyr mutation frequency of the Asp90Ala allele in northern Finland these prompted us to investigate the family history. No sample is findings may have been coincidental. In the present study, available from II-4 to prove that he did carry Asp76Tyr. The the detailed case records leave no doubt that III-4 in the possibility exists that his grandchild IV-5 may be a new Ala4Val-family and II-4 of the Asp76Tyr-family both mutation and that the occurrence of motor neuron disease in presented with PBP, even though samples are not available II-4 and IV-5 may be independent events. In the case records to prove that they actually did carry a SOD mutation. III-4 of II-4, it is stated that no other cases are known in the (Ala4Val) is an obligate gene carrier. The present report is family. None of his six children developed motor neuron the first of an Ala4Val patient with PBP. Of the 57 CuZn- disease. The only living child is III-10 and she does not SOD mutations reported in ALS patients (Fig. 3), PBP has carry the Asp76Tyr allele. III-2, -4 and -5 all developed a been reported only in a Japanese family with the Val148Ile similar demential disease in their seventies, with progressive mutation (Ikeda et al., 1995a), and a German family with loss of memory as the cardinal symptom. We suggest that the Ile151Thr mutation (Kostrzewa et al., 1996). This is the Val14Gly and Asp76Tyr mutations may be associated surprising, since epidemiological studies show that PBP with decreased penetrance as was found previously in cases comprises ~18–33% of all ALS cases (Kristensen and with the Ile113Thr mutation in Australia (Suthers et al., Melgaard, 1977; Rosati et al., 1977; Forsgren et al., 1983; 1994), Scotland (Jones et al., 1995) and North America Gubbay et al., 1985; Haverkamp et al., 1995). Of the ALS (Deng et al., 1995), and in one case each with the Glu21Lys samples analysed in this study, 19.4% were from patients (Jones et al., 1994a), Asp101Asn (Jones et al., 1994b) and with PBP. Gly16Ser (Kawamata et al., 1995). The tendency of patients with a CuZn-SOD mutation to The possibility exists that Asp76Tyr may in fact have develop the first symptom in the neurons innervating the complete penetrance and that the dementia found in III-2, limbs rather than the neurons innervating the labio-glosso- -4 and -5 may be another manifestation of the mutation. A pharyngeal muscles is striking and accords with findings in few families where different generations have developed mice carrying different ALS-associated human CuZn-SOD either motor neuron disease or dementia have been reported mutations inserted into the genome (Gurney et al., 1994; (Hudson, 1981; Frecker et al., 1990; Gunnarson et al., 1991). Ripps et al., 1995; Wong et al., 1995). The neurons However, no biological material is available from any of innervating the limbs, particularly the lower limbs, are also these three. None of the living children of III-2 and III-5 the neurons with the longest axons and therefore the ones carries the Asp76Tyr mutation. The present data do not allow with the largest metabolic demand and should be more the conclusion that Asp76Tyr is associated with dementia. susceptible to interference with the axonal transportation We reported earlier that Asp90Ala is not associated with mechanism. dementia (Andersen et al., 1996). The CuZn-SOD mutations The Ala4Val mutation While the Ala4Val (Deng et al., 1993), Asp90Ala (Andersen The Ala4Val mutation is the most commonly found CuZn- et al., 1995) and Gly127insTGGG (Hansen et al., 1997) SOD mutation associated with motor neuron disease, mutations have all been reported previously, the Val14Gly accounting for about a fifth of all SOD-associated FALS and Asp76Tyr mutations are novel discoveries. Fifty-seven families in the USA (Rosen et al., 1994), but has not different mutations at 42 codons of the 153 codons defining previously been reported outside North America. The the CuZn-SOD subunit (the CuZn-SOD enzyme is a dimer phenotype of the American patients (Rosen et al., 1994) is consisting of two identical subunits) have now been reported similar to the phenotype in the Swedish family with the in cases with ALS (Fig. 3). Of the mutations, 10 occur
Phenotypic heterogeneity in motor neuron disease 1733 among the 23 codons of exon 1, seven among the 32 codons one hand and the phenotype and prognosis with the different of exon 2, 20 among the 39 codons of exon 4, and 17 among mutations on the other (Table 2), supports the theory that the the 35 codons of exon 5. Two mutations are located in the various CuZn-SOD mutations cause ALS by the mutated intron between exon 4 and 5, leading to changes in splice CuZn-SOD protein gaining an adverse property, rather than sites and the final sequence of the polypeptide. The lack of by loss of enzyme activity (Borchelt et al., 1994; Esteban association between the genotype and enzyme activity on et al., 1994; Gurney et al., 1994; Tsuda et al., 1994; Andersen et al., 1995; Bowling et al., 1995; Rabizadeh et al., 1995; reviewed by Radunovic and Leigh, 1996). The uneven distribution of mutations may reflect the differences in importance of changes in amino acid residues in different regions in causing the gain of this toxic property. It may also partially reflect a difference in mutation rates in different parts of the gene. Indeed, in our study with screening of all five exons with SSCP in ALS cases, we have found three silent mutations in exon 5, which may be a mutation hot- spot. It should be noted that the GCT140→GCA silent mutation was found in a FALS case and also in the 40-year- old healthy son of a deceased FALS patient from the same family (pedigree not shown). This silent mutation was reported earlier (Hosler et al., 1996). We cannot exclude the possibility that these silent mutations are involved in the pathogenesis of the disease. Val14 has previously been found mutated to a Met in cases of FALS (Deng et al., 1995). It forms part of a cluster of hydrophobic packing interactions closing off one end of the β-barrel of the CuZn-SOD molecule (Deng et al., 1995). It is highly conserved but not sequence-invariant, suggesting that its interactions are of structural importance. It has tight interactions with Ile35, Leu38, His43 and Leu144, the latter three being involved in mutations associated with ALS. The remaining 50% of SOD activity in erythrocytes of the heterozygous Val14Gly patient is indicative of a reduced stability caused by the mutation. The Asp76Tyr mutation is the first reported among the 24 codons of exon 3. The negatively charged Asp76 is located in the ‘Zn sub-loop’(Getzoff et al., 1989) on the surface Fig. 3 Schematic illustration of the reported mutations in the five exons of the CuZn-SOD gene. The numbers on the left show the positions of the silent mutations; on the right side of the column the positions of the mutated loci with the amino acid residues are shown in the three-letter code. The black sections between the exons illustrate the four introns of the CuZn-SOD gene, with the two mutations with base pair change (bp) shown in intron 4. The residue numbers of the first and last amino acids in each exon are shown in small numbers inside the boxes. *Indicates the mutations described in this report. The other data were compiled from Aoki et al., 1993; Deng et al., 1993, 1995; Rosen et al., 1993; Elshafey et al., 1994; Esteban et al., 1994; Hirano et al., 1994; Jones et al., 1994 a, b; Kostrzewa et al., 1994; Nakano et al., 1994; Pramatarova et al., 1994, 1995; Andersen et al., 1995; Aoki et al., 1995; Calder et al., 1995; Enayat et al., 1995; Ikeda et al., 1995a, b; Kawamata et al., 1995; Moulard et al., 1995; Nakashima et al., 1995; Orrell et al., 1995a, b, 1997 a, b; Sapp et al., 1995; Yulug et al., 1995; Hosler et al., 1996; Kostrzewa et al., 1996; Morita et al., 1996; Robberecht et al., 1996; Siddique et al., 1996; Bereznai et al., 1997; Hansen et al., 1997; Watanabe et al., 1997.
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