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PCCP
Physical Chemistry Chemical Physics

Accepted Manuscript

                                                                                                     Volume 19
                                                                                                     Number 1
                                                                                                     7 January 2017
                                                                                                                      This is an Accepted Manuscript, which has been through the
                                                                                                     Pages 1-896
                                                                                                                      Royal Society of Chemistry peer review process and has been
                                                                                                                      accepted for publication.
     PCCP
      Physical Chemistry Chemical Physics                                                                             Accepted Manuscripts are published online shortly after acceptance,
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                                      PAPER
                                      H.-P. Loock et al.
                                      Determination of the thermal, oxidative and photochemical
                                                                                                                      shall the Royal Society of Chemistry be held responsible for any errors
                                      degradation rates of scintillator liquid by fluorescence EEM
                                      spectroscopy
                                                                                                                      or omissions in this Accepted Manuscript or any consequences arising
                                                                                                                      from the use of any information it contains.

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Page 1 of 85                                                                            Physical Chemistry Chemical Physics
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                                                                                                                                                            DOI: 10.1039/D2CP02827A

                                                                                                  Department of Physics, Durham University
                                                                                                  Gill, Peter; Australian National University, Research School of Chemistry
                                                                                                  Gori-Giorgi, Paola; VU University, Theoretical Chemistry
                                                                                                  Görling, Andreas; Friedrich-Alexander Universität Erlangen-Nürnberg,

                                                                                                                                                                                           Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                  Lehrstuhl für Theoretische Chemie
                                                                                                  Gould, Tim; Griffith University, Queensland Micro and Nanotechnology
                                                                                                  Centre
                                                                                                  Grimme, Stefan; University of Bonn, Mulliken Center for Theoretical
                                                                                                  Chemistry
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                  Gritsenko, Oleg; Vrije Universiteit, Chemistry
                                                                                                  Jensen, Hans Jørgen Aagaard; University of Southern Denmark ,
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                  Department of Physics, Chemistry and Pharmacy
                                                                                                  Johnson, Erin; Dalhousie University, Chemistry
                                                                                                  Jones, Robert; Forschungszentrum Jülich GmbH, Institut fur
                                                                                                  Fostkiorperforschung (IFF)
                                                                                                  Kaupp, Martin; Technische Universität Berlin, Institut für Chemie, Sekr.
                                                                                                  C7
                                                                                                  Koster, Andreas; Ciudad de Mexico Avenida Instituto Politecnico
                                                                                                  Nacional, El departamento de Quimica se encuentra ubicado al norte
                                                                                                  Kronik, Leeor; Weizmann Institute of Science, Materials and Interfaces
                                                                                                  Krylov, Anna; University of Southern California Department of
                                                                                                  Chemistry, Department of Chemistry
                                                                                                  Kvaal, Simen; Hylleraas Centre for Quantum Molecular Sciences
                                                                                                  Laestadius, Andre; Hylleraas Centre for Quantum Molecular Sciences
                                                                                                  Levy, Melvyn P.; Tulane University
                                                                                                  Lewin, Mathieu; Université Paris Dauphine
                                                                                                  Liu, SB; University of North Carolina System, Research Computing
                                                                                                  Center
                                                                                                  Loos, Pierre-François; Universite Toulouse III Paul Sabatier, Laboratoire
                                                                                                  de Chimie et Physique Quantiques
                                                                                                  Maitra, Neepa; Rutgers University Newark, Department of Physics
                                                                                                  Neese, Frank; Max-Planck-Institut für Kohlenforschung
                                                                                                  Perdew, John; Temple University,
                                                                                                  Pernal, Katarzyna; Lodz University of Technology, Institute of Physics
                                                                                                  Pernot, Pascal; Institut de Chimie Physique
                                                                                                  Piecuch, P.; Michigan State University, Chemistry
                                                                                                  Rebolini, Elisa; Institut Laue-Langevin
                                                                                                  Reining, Lucia; CNRS, LSI
                                                                                                  Romaniello, Pina; Université Toulouse III Paul Sabatier - Complexe
                                                                                                  Scientifique de Rangueil, Laboratoire de Physique Théorique
                                                                                                  Ruzsinszky, Adrienn ; Temple University
                                                                                                  Salahub, Dennis ; University of Calgary, Chemistry
                                                                                                  Scheffler, Matthias; Abt. Theorie, Fritz-Haber-Institut
                                                                                                  Schwerdtfeger, Peter; Massey University - Albany Campus
                                                                                                  Staroverov, Viktor; The University of Western Ontario, Department of
                                                                                                  Chemistry
                                                                                                  Sun, Jianwei; Tulane University, Physics
                                                                                                  Tellgren, Erik; Hylleraas Centre for Quantum Molecular Sciences
                                                                                                  Tozer, David; University of Durham, Department of Chemistry
                                                                                                  Trickey, Samuel; Univ. of Florida, QTP, Physics and Chemistry
                                                                                                  Ullrich, Carsten; University of Missouri, Department of Physics and
                                                                                                  Astronomy
                                                                                                  Vela, Alberto; CINVESTAV, Quimica
                                                                                                  Vignale, Giovanni; University of Missouri
                                                                                                  Wesolowski, Tomasz; University of Geneva, Physical Chemistry
                                                                                                  Xu, Xin; Fudan University, Chemistry
                                                                                                  Yang, Weitao; Duke University, Department of Chemistry
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.
                               This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.                                                   Physical Chemistry Chemical Physics
                                                                                                                     DOI: 10.1039/D2CP02827A
                                                                                                                                               View Article Online

Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                                                                                     Page 2 of 85
Page 3 of 85                                                                                     Physical Chemistry Chemical Physics
                                                                                                                                                                                                 View Article Online
                                                                                                                                                                                      DOI: 10.1039/D2CP02827A

                                                                                                                                                                                                                            Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                  DFT Exchange: Sharing Perspectives on the Workhorse
                                                                                                  of Quantum Chemistry and Materials Science †
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                   Andrew M. Teale,∗AMT Trygve Helgaker,∗T H Andreas Savin,∗AS Carlo Adamo,CA Bálint
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                  Aradi,BA Alexei V. Arbuznikov,AVA Paul W. Ayers,PWA Evert Jan Baerends,EJB Vin-
                                                                                                  cenzo Barone,V B Patrizia Calaminici,PC Eric Cancès,EC Emily A. Carter,EAC Pratim Ku-
                                                                                                  mar Chattaraj,PKC Henry Chermette,HCh Ilaria Ciofini,IC T. Daniel Crawford,T DC Frank
                                                                                                  De Proft,FDP John F. Dobson,JD Claudia Draxl,CD Thomas Frauenheim,T F Emmanuel
                                                                                                  Fromager,EF Patricio Fuentealba,PF Laura Gagliardi,LG Giulia Galli,GG Jiali Gao,JG Paul
                                                                                                  Geerlings,PG Nikitas Gidopoulos,NG Peter M. W. Gill,PMW G Paola Gori-Giorgi,PGG An-
                                                                                                  dreas Görling,AG Tim Gould,T G Stefan Grimme,SG Oleg Gritsenko,OG Hans Jørgen Aa-
                                                                                                  gaard Jensen,HJAaJ Erin R. Johnson,ERJ Robert O. Jones,ROJ Martin Kaupp,MK Andreas
                                                                                                  M. Köster,AK Leeor Kronik,LK Anna I. Krylov,AIK Simen Kvaal,SK Andre Laestadius,AL Mel
                                                                                                  Levy,MLe Mathieu Lewin,ML Shubin Liu,SL Pierre-François Loos,PFL Neepa T. Maitra,NM
                                                                                                  Frank Neese,FN John P. Perdew,JPP Katarzyna Pernal,KP Pascal Pernot,PPe Piotr Piecuch,PPi
                                                                                                  Elisa Rebolini,ER Lucia Reining,LR Pina Romaniello,PR Adrienn Ruzsinszky,AR Dennis R.
                                                                                                  Salahub,DRS Matthias Scheffler,MS Peter Schwerdtfeger,PSc Viktor N. Staroverov,V NS Jian-
                                                                                                  wei Sun,JS Erik Tellgren,ET David J. Tozer,DJT Samuel B. Trickey,SBT Carsten A. Ullrich,CAU
                                                                                                  Alberto Vela,AV Giovanni Vignale,GV Tomasz A. Wesolowski,TW Xin XuXX Weitao Yang,WY

                                                                                                  In this paper, the history, present status, and future of density-functional theory (DFT) is informally
                                                                                                  reviewed and discussed by 70 workers in the field, including molecular scientists, materials scientists,
                                                                                                  method developers and practitioners. The format of the paper is that of a roundtable discussion, in
                                                                                                  which the participants express and exchange views on DFT in the form of 302 individual contributions,
                                                                                                  formulated as responses to a preset list of 26 questions. Supported by a bibliography of 777 entries,
                                                                                                  the paper represents a broad snapshot of DFT, anno 2022.

                                                                                                                                    AMT
                                                                                                                                          School of Chemistry, University of Nottingham, University Park, Nottingham, NG7
                                                                                                                                    2RD, United Kingdom.
                                                                                                                                    TH
                                                                                                                                        Hylleraas Centre for Quantum Molecular Sciences, Department of Chemistry, Uni-
                                                                                                                                    versity of Oslo, P.O. Box 1033 Blindern, N-0315 Oslo, Norway.
                                                                                                                                    AS
                                                                                                                                       Laboratoire de Chimie Théorique, CNRS and Sorbonne University, 4 Place Jussieu,
                                                                                                                                    CEDEX 05, 75252 Paris, France.
                                                                                                                                    CA
                                                                                                                                       PSL University, CNRS, ChimieParisTech-PSL, Institute of Chemistry for Health and
                                                                                                                                    Life Sciences, i-CLeHS, 11 rue P. et M. Curie, 75005 Paris, France
                                                                                                                                    BA
                                                                                                                                        Bremen Center for Computational Materials Science, University of Bremen, P.O.
                                                                                                                                    Box 330440, D-28334 Bremen, Germany.
                                                                                                                                    AVA
                                                                                                                                         Institute of Chemistry, Technical University of Berlin, Straße des 17. Juni 135,
                                                                                                                                    10623, Berlin, Germany
                                                                                                                                    PWA
                                                                                                                                         McMaster University, Hamilton, Ontario, Canada
                                                                                                                                    EJB
                                                                                                                                         Department of Chemistry and Pharmaceutical Sciences, Faculty of Science, Vrije
                                                                                                                                    Universiteit, De Boelelaan 1083, 1081HV Amsterdam, The Netherlands.
                                                                                                                                    VB
                                                                                                                                        Scuola Normale Superiore, Piazza dei Cavalieri 7, 56125 Pisa, Italy.
                                                                                                                                    PC
                                                                                                                                        Departamento de Química, Centro de Investigación y de Estudios Avanzados (Cin-
                                                                                                                                    vestav), CDMX, 07360, México
                                                                                                                                    EC
                                                                                                                                        CERMICS, Ecole des Ponts and Inria Paris, 6 Avenue Blaise Pascal, 77455 Marne-la-

                                                                                                                                                                          J
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                                                                                                                                                                                          ],                   1–85 | 1
Physical Chemistry Chemical Physics                                                                             Page 4 of 85
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                                                                                                                                                                                                                                                DOI: 10.1039/D2CP02827A

                                                                                                  Vallée, France.
                                                                                                                                                                                             ERJ
                                                                                                  EAC
                                                                                                      Department of Mechanical and Aerospace Engineering and the Andlinger Center for              Department of Chemistry, Dalhousie University, Halifax, Nova Scotia, B3H 4R2
                                                                                                  Energy and the Environment, Princeton University, Princeton, NJ 08544-5263 USA.            Canada
                                                                                                                                                                                             ROJ
                                                                                                  PKC
                                                                                                       Department of Chemistry, Indian Institute of Technology Kharagpur, 721302, India.           Peter Grünberg Institut PGI-1, Forschungszentrum Jülich, 52425 Jülich, Germany.

                                                                                                                                                                                                                                                                                         Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                                                                                                             MK
                                                                                                  HCh
                                                                                                        Institut Sciences Analytiques, Université Claude Bernard Lyon1, CNRS UMR 5280,             Institute of Chemistry, Technical University of Berlin, Straße des 17. Juni 135,
                                                                                                  69622 Villeurbanne, France.                                                                10623, Berlin, Germany
                                                                                                                                                                                             AK
                                                                                                  IC
                                                                                                     PSL University, CNRS, ChimieParisTech-PSL, Institute of Chemistry for Health and             Departamento de Química, Centro de Investigación y de Estudios Avanzados (Cin-
                                                                                                  Life Sciences, i-CLeHS, 11 rue P. et M. Curie, 75005 Paris, France                         vestav), CDMX, 07360, México
                                                                                                                                                                                             LK
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                  T DC
                                                                                                        Department of Chemistry, Virginia Tech, Blacksburg, VA 24061 USA, and the Molec-         Department of Molecular Chemistry and Materials Science, Weizmann Institute of
                                                                                                  ular Sciences Software Institute, Blacksburg, VA 24060 USA.                                Science, Rehovoth, Israel 76100.
                                                                                                                                                                                             AIK
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                  FDP
                                                                                                         Research group of General Chemistry (ALGC), Vrije Universiteit Brussel (VUB),            Department of Chemistry, University of Southern California, Los Angeles, California
                                                                                                  Pleinlaan 2, B-1050 Brussels, Belgium.                                                     90089, USA
                                                                                                                                                                                             SK
                                                                                                  JD
                                                                                                      Griffith University, Nathan, Queensland 4111, Australia                                    Hylleraas Centre for Quantum Molecular Sciences, Department of Chemistry, Uni-
                                                                                                  CD
                                                                                                       Institut für Physik and IRIS Adlershof, Humboldt-Universität zu Berlin, 12489         versity of Oslo, P.O. Box 1033 Blindern, N-0315 Oslo, Norway.
                                                                                                                                                                                             AL
                                                                                                  Berlin, Germany. Fritz-Haber-Institut der Max-Planck-Gesellschaft, 14195 Berlin, Ger-          Hylleraas Centre for Quantum Molecular Sciences, Department of Chemistry, Uni-
                                                                                                  many.                                                                                      versity of Oslo, P.O. Box 1033 Blindern, N-0315 Oslo, Norway.
                                                                                                                                                                                             MLe
                                                                                                  TF
                                                                                                      Beijing Computational Science Research Center (CSRC), 100193 Beijing, China.                 Department of Chemistry, Tulane University, New Orleans, Louisiana, 70118, USA
                                                                                                                                                                                             ML
                                                                                                  Shenzhen JL Computational Science and Applied Research Institute, 518110 Shen-                  CNRS & CEREMADE, Université Paris-Dauphine, PSL Research University, Place de
                                                                                                  zhen, China. Bremen Center for Computational Materials Science, University of              Lattre de Tassigny, 75016 Paris, France.
                                                                                                                                                                                             SL
                                                                                                  Bremen, P.O. Box 330440, D-28334 Bremen, Germany.                                              Research Computing Center, University of North Carolina, Chapel Hill, NC 27599-
                                                                                                  EF
                                                                                                       Laboratoire de Chimie Quantique, Institut de Chimie, CNRS/Université de Stras-        3420; Department of Chemistry, University of North Carolina, Chapel Hill, NC 27599-
                                                                                                  bourg, 4 rue Blaise Pascal, 67000 Strasbourg, France.                                      3290, USA.
                                                                                                                                                                                             PFL
                                                                                                  PF
                                                                                                      Departamento de Física, Facultad de Ciencias, Universidad de Chile, Casilla 653,            Laboratoire de Chimie et Physique Quantiques (UMR 5626), Université de Toulouse,
                                                                                                  Santiago, Chile.                                                                           CNRS, UPS, France
                                                                                                                                                                                             NM
                                                                                                  LG
                                                                                                       Department of Chemistry, Pritzker School of Molecular Engineering, The James               Department of Physics, Rutgers University at Newark, 101 Warren Street, Newark,
                                                                                                  Franck Institute, and Chicago Center for Theoretical Chemistry, The University of          NJ 07102, USA
                                                                                                                                                                                             FN
                                                                                                  Chicago, Chicago, Illinois 60637, United States.                                               Max Planck Institut für Kohlenforschung, Kaiser Wilhelm Platz 1, D-45470 Mülheim
                                                                                                  GG
                                                                                                      Pritzker School of Molecular Engineering and Department of Chemistry, The Univer-      an der Ruhr, Germany
                                                                                                                                                                                             JPP
                                                                                                  sity of Chicago, Chicago, Il, USA                                                               Departments of Physics and Chemistry, Temple University, Philadelphia, PA 19122,
                                                                                                  JG
                                                                                                      Institute of Systems and Physical Biology, Shenzhen Bay Laboratory, Shenzhen           USA.
                                                                                                                                                                                             KP
                                                                                                  518055, China; Department of Chemistry, University of Minnesota, Minneapolis, MN                Institute of Physics, Lodz University of Technology, ul. Wolczanska 219, 90-924
                                                                                                  55455, USA                                                                                 Lodz, Poland
                                                                                                                                                                                             PPe
                                                                                                  PG
                                                                                                      Research group of General Chemistry (ALGC), Vrije Universiteit Brussel (VUB), Plein-       Institut de Chimie Physique, UMR8000, CNRS and Université Paris-Saclay, Bât. 349,
                                                                                                  laan 2, B-1050 Brussels, Belgium.                                                          Campus d’Orsay, 91405 Orsay, France.
                                                                                                                                                                                             PPi
                                                                                                  NG
                                                                                                      Department of Physics, Durham University, South Road, Durham DH1 3LE, United                 Department of Chemistry, Michigan State University, East Lansing, Michigan
                                                                                                  Kingdom.                                                                                   48824, USA and Department of Physics and Astronomy, Michigan State University,
                                                                                                  PMW G
                                                                                                          School of Chemistry, University of Sydney, Camperdown NSW 2006, Australia          East Lansing, Michigan 48824, USA
                                                                                                                                                                                             ER
                                                                                                  PGG
                                                                                                         Department of Chemistry and Pharmaceutical Sciences, Amsterdam Institute of             Institut Laue Langevin, 71 avenue des Martyrs, 38000 Grenoble, France.
                                                                                                                                                                                             LR
                                                                                                  Molecular and Life Sciences (AIMMS), Faculty of Science, Vrije Universiteit, De Boele-         LSI, CNRS, CEA/DRF/IRAMIS, École Polytechnique, Institut Polytechnique de Paris,
                                                                                                  laan 1083, 1081HV Amsterdam, The Netherlands.                                              F-91120 Palaiseau, France and European Theoretical Spectroscopy Facility
                                                                                                                                                                                             PR
                                                                                                  AG
                                                                                                      Chair of Theoretical Chemistry, University of Erlangen-Nuremberg, Egerlandstrasse          Laboratoire de Physique Théorique (UMR 5152), Université de Toulouse, CNRS, UPS,
                                                                                                  3, 91058 Erlangen, Germany.                                                                France
                                                                                                                                                                                             AR
                                                                                                  TG
                                                                                                      Qld Micro- and Nanotechnology Centre, Griffith University, Gold Coast, Qld 4222,           Department of Physics, Temple University, Philadelphia, Pennsylvania 19122, USA.
                                                                                                                                                                                             DRS
                                                                                                  Australia                                                                                        Department of Chemistry, Department of Physics and Astronomy, CMS – Centre
                                                                                                  SG
                                                                                                      Mulliken Center for Theoretical Chemistry, University of Bonn, Beringstrasse 4,        for Molecular Simulation, IQST – Institute for Quantum Science and Technology,
                                                                                                  53115 Bonn, Germany.                                                                       Quantum Alberta, University of Calgary, 2500 University Drive NW, Calgary, Alberta,
                                                                                                  OG
                                                                                                       Department of Chemistry and Pharmaceutical Sciences, Amsterdam Institute of           Canada T2N 1N4
                                                                                                                                                                                             MS
                                                                                                  Molecular and Life Sciences (AIMMS), Faculty of Science, Vrije Universiteit, De Boele-          The NOMAD Laboratory at FHI, Max Planck Society, Faradayweg 4-6, D-14195,
                                                                                                  laan 1083, 1081HV Amsterdam, The Netherlands.                                              Germany
                                                                                                                                                                                             PSc
                                                                                                  HJAaJ
                                                                                                          Department of Physics, Chemistry and Pharmacy, University of Southern Den-              Centre for Theoretical Chemistry and Physics, The New Zealand Institute for Ad-
                                                                                                  mark, DK-5230 Odense M, Denmark.                                                           vanced Study, Massey University Auckland, 0632 Auckland, New Zealand.
                                                                                                                                                                                             V NS
                                                                                                                                                                                                   Department of Chemistry, The University of Western Ontario, London, Ontario N6A
                                                                                                                                                                                             5B7, Canada.
                                                                                                                                                                                             JS
                                                                                                                                                                                                 Department of Physics and Engineering Physics, Tulane University, New Orleans, LA
                                                                                                                                                                                             70118, USA.
                                                                                                                                                                                             ET
                                                                                                                                                                                                  Hylleraas Centre for Quantum Molecular Sciences, Department of Chemistry, Uni-
                                                                                                                                                                                             versity of Oslo, P.O. Box 1033 Blindern, N-0315 Oslo, Norway.
                                                                                                                                                                                             DJT
                                                                                                                                                                                                   Department of Chemistry, Durham University, South Road, Durham, DH1 3LE, UK
                                                                                                                                                                                             SBT
                                                                                                                                                                                                   Quantum Theory Project, Dept. of Physics, Univ. of Florida, Gainesville FL 32611

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                                                                                                                Name,
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                                                                                                                                                                                                                                DOI: 10.1039/D2CP02827A

                                                                                                                                                                                         document with the preliminary questions and answers. A total of
                                                                                                                                                                                         67 accepted the invitation, bringing the total number of authors
                                                                                                                                                                                         to 70.
                                                                                                                                                                                            In a process involving all authors, the preliminary questions
                                                                                                                                                                                         were revised and preliminary answers removed. A final set of

                                                                                                                                                                                                                                                                   Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                                                                                                         26 questions was agreed upon: five questions for Density func-
                                                                                                  1     Introduction                                                                     tional Theory (DFT), nine for Density-Functional Approximations
                                                                                                                                                                                         (DFAs), eight for The Future of DFT and DFAs, and four for Com-
                                                                                                  What is the status of DFT? Where is DFT heading? What are the
                                                                                                                                                                                         municating and Sharing Our Results.
                                                                                                  important new developments in DFT and what are the points of
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                                                                                                            All authors were then invited by the initiators to contribute to
                                                                                                  contention? What is DFT?
                                                                                                                                                                                         the discussion by providing answers to the questions and also
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                     Such questions are discussed whenever developers and users of                       comments to answers over a six-week period, encouraging dis-
                                                                                                  DFT meet — in conferences and workshops, during coffee breaks                          cussions among the authors. Guidelines were provided to ensure
                                                                                                  and over dinners. We do not expect short, clear answers to such                        a smooth collaborative process. The end result was an extensive
                                                                                                  questions but the discussions and conversations they give rise to                      first draft of the manuscript, running over sixty pages and with
                                                                                                  are often informative and entertaining — and different to discus-                      several hundred references. After a two-week internal review in-
                                                                                                  sions in publications and presentations. We learn about new ideas                      volving all authors, an additional two weeks were allotted for re-
                                                                                                  and developments and about failed attempts — a casual remark                           sponses to the internal review. The purpose of the internal review
                                                                                                  may trigger new research or lead to new collaborations. These                          was solely to improve clarity of expression – not to restrict in any
                                                                                                  discussions are an important reason for travelling to conferences                      way the freedom of the authors to express their opinions.
                                                                                                  and something we have missed during the pandemic.                                         The final draft was edited by the three initiators, with the aim
                                                                                                     This article is an attempt to bring such discussions to the                         of improving the organization of the manuscript by reordering
                                                                                                  printed format — to let prominent workers in the field exchange                        contributions and comments, reducing, where possible, repetition
                                                                                                  views and thoughts about DFT in an open informal manner, mim-                          and ensuring a certain level of uniformity in notation and clarity
                                                                                                  icking the format of a roundtable discussion, but backing up their                     of presentation. However, to retain the spontaneity of the discus-
                                                                                                  statements by arguments and references to the literature. The                          sion and reflect the multitude of views presented, reorganization
                                                                                                  end result should be a lively guide to DFT and its development.                        was kept to a minimum. As a consequence, some themes may
                                                                                                     The format of the present article is an unusual one, resembling                     be revisited in different contexts throughout the paper – much as
                                                                                                  most closely the Faraday Discussions but not anchored to the talks                     would happen in a lively round table discussion.
                                                                                                  presented at a conference. It is to our knowledge the first paper                         Having received a final go-ahead from all co-authors, the final
                                                                                                  of its kind in PCCP and the first such paper on DFT. Given its                         manuscript was submitted to the journal. All work on the paper
                                                                                                  unusual format, we here describe how it came about.                                    was carried out with LATEX, using the Overleaf platform 1 for ease
                                                                                                     The initiative for the article was taken by three of the authors,                   of collaboration.
                                                                                                  Andy Teale, Trygve Helgaker, and Andreas Savin. Having received                           The final manuscript provides an interesting snapshot of where
                                                                                                  a go-ahead for the project from the publisher, the three initiators                    DFT stands today and where it is moving. It covers much of DFT
                                                                                                  compiled an initial list of questions about DFT and some tentative                     with an extensive bibliography, but coverage is nevertheless not
                                                                                                  answers. A letter of invitation was then sent out to about hundred                     exhaustive — classical DFT and multicomponent DFT are not dis-
                                                                                                  workers in the field, inviting them “to participate in what will                       cussed, for example. The topics covered in the paper reflect the
                                                                                                  hopefully be an open, thought provoking and informal discussion                        interests of the authors. Also, the views stated are those of the
                                                                                                  about density-functional theory and its applications”. To clarify                      individual authors — as such, the paper has no conclusion. In the
                                                                                                  the format of the article, the invitation contained a link to the                      spirit of the paper, you are instead encouraged to continue this
                                                                                                                                                                                         exchange of views, by contacting the authors.

                                                                                                  USA.                                                                                   2      Density-Functional Theory (DFT)
                                                                                                  CAU
                                                                                                       Department of Physics and Astronomy, University of Missouri, Columbia, MO
                                                                                                  65211, USA
                                                                                                                                                                                         2.1 What is DFT?
                                                                                                  AV
                                                                                                     Departamento de Química, Centro de Investigación y de Estudios Avanzados (Cin-      (2.1.1) Savin : Density-functional theory (DFT) is more than
                                                                                                  vestav), CDMX, 07360, México                                                           existence theorems. I like to make the distinction between
                                                                                                  GV
                                                                                                     Department of Physics, University of Missouri, Columbia, MO 65203, USA
                                                                                                  TW
                                                                                                      Department of Physical Chemistry, Université de Genève, 30 Quai Ernest-Ansermet,       1. a density functional, a number obtained from the density;
                                                                                                  1211 Genève, Switzerland                                                                   2. DFT, the collection of theorems useful for obtaining exact
                                                                                                  XX
                                                                                                      Shanghai Key Laboratory of Molecular Catalysis and Innovation Materials, Col-
                                                                                                                                                                                                results with procedures using density functionals, without
                                                                                                  laborative Innovation Centre of Chemistry for Energy Materials, MOE Laboratory for
                                                                                                  Computational Physical Science, Department of Chemistry, Fudan University, Shanghai
                                                                                                                                                                                                having to solve the exact many-body problem;
                                                                                                  200433, China                                                                              3. the methods using them – for example, the Kohn–Sham
                                                                                                  WY
                                                                                                      Department of Chemistry and Physics, Duke University, Durham, NC 27516, USA.              method; and
                                                                                                  ∗
                                                                                                    Corresponding author email: andrew.teale@nottingham.ac.uk
                                                                                                  ∗
                                                                                                    Corresponding author email: trygve.helgaker@kjemi.uio.no                                 4. density-functional approximations (DFAs), the approxima-
                                                                                                  ∗
                                                                                                    Corresponding author email: andreas.savin@lct.jusieu.fr                                     tions (or models).

                                                                                                                                                                                                                       J
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                                                                                                  The latter can originate from a choice of a “closed form”, as           is needed to evaluate the functionals for the various observables,
                                                                                                  mentioned in contribution (2.1.4), or from controllable ones, as        without calculating the density from the many-body wave func-
                                                                                                  related to the numerical treatment and discussed in contribu-           tion. Otherwise, DFT could probably not compete with other ap-
                                                                                                  tion (4.6.7).                                                           proaches, not even as an idea – for example, also the external
                                                                                                                                                                          potential is a sufficient descriptor (for given particle number or
                                                                                                  (2.1.2) Levy : Federico Zahariev and I have recently shown

                                                                                                                                                                                                                                                       Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                                                                                          chemical potential), it is simple, and it has the advantage that we
                                                                                                  in ref. 2 that it is useful and variationally valid to employ spin-
                                                                                                                                                                          (think we) know it. The variational character also has the benefit
                                                                                                  free wave functions in the constrained-search formulation when
                                                                                                                                                                          that a slightly wrong density may still lead to a reasonable energy
                                                                                                  deriving certain properties of a functional for the purpose of its
                                                                                                                                                                          (whereas this may not hold for other observables).
                                                                                                  approximation.
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                                                                                             So, we may consider DFT as one possibility: one possible way
                                                                                                     In the constrained-search formulation of pure-state (or ensem-
                                                                                                                                                                          to formulate the calculation of observables in a many-body sys-
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                  ble) DFT, the kinetic plus electron-electron repulsion energy of
                                                                                                                                                                          tem. There are many such ways, and we know that for most
                                                                                                  a density is the expectation value of the wave function (or en-
                                                                                                                                                                          systems we will never be able to obtain the exact answer. There-
                                                                                                  semble) that yields this density and minimizes the kinetic plus
                                                                                                                                                                          fore, once we agree that those various ways are in principle exact,
                                                                                                  electron-electron repulsion expectation value. That is,
                                                                                                                                                                          the true question is: how suitable are they as starting points for
                                                                                                                                                                          approximations? And so, for our purpose here: in which way is
                                                                                                                               Z                   
                                                                                                                    EGS = min     v(r)ρ(r)dr + F[ρ] ,             (1)
                                                                                                                           ρ                                              DFT a good starting point for approximations?

                                                                                                  where, with the use of pure-state wave functions,                       (2.1.4) Scheffler : Since the development of the quantum
                                                                                                                                                                          mechanics of atoms and polyatomic systems, it was clear that in-
                                                                                                                       F(ρ) = min hΨ|T +W |Ψi,                     (2)    spection of the ground-state electron density ρ(r) provides the
                                                                                                                               Ψ→ρ
                                                                                                                                                                          information on the total number of electrons, N, the positions of
                                                                                                  where the wave functions are here spin-free, but antisymmetric          the atoms, {RI }, and from ρ(RI ) the nuclear charges 3,4 . Thus,
                                                                                                  in the first M spatial coordinates and separately antisymmetric in      ρ(r) determines N, {RI }, {ZI } – that is, the many-electron Hamil-
                                                                                                  last (N − M) spatial coordinates. The generalization of F[ρ] to         tonian, and therefore, it determines everything. This is the algo-
                                                                                                  ensembles should be clear. This generalization ensures convexity.       rithm that defines how to go from the ground-state density to the
                                                                                                                                                                          energy.
                                                                                                                                                                             The theorem of Hohenberg and Kohn 5 and the works by
                                                                                                  (2.1.3) Reining : One may distinguish different possible as-
                                                                                                                                                                          Levy 6,7 and Lieb 8 are beautiful mathematical treatments. Impor-
                                                                                                  pects in this question: What is the message of DFT? Why has it been
                                                                                                                                                                          tantly, the basic concept that the ground-state electron density de-
                                                                                                  successful? How is it used today? What distinguishes it from other
                                                                                                                                                                          termines everything often enables decisive physical insight. The
                                                                                                  theories that deal with the many-body problem? Some are treated
                                                                                                                                                                          often misleading assumption is that the above laid out, exact algo-
                                                                                                  later, so I think we should focus on the first aspect here. I also
                                                                                                                                                                          rithm “ρ(r) → ground-state energy (and even everything)” can be
                                                                                                  think that, in answering this and many other questions, a glance
                                                                                                                                                                          expressed in terms of a closed mathematical expression. Approxi-
                                                                                                  at other possible theoretical approaches is healthy, because we al-
                                                                                                                                                                          mating the algorithm by a mathematical functional, i.e., by a DFA,
                                                                                                  ways learn from comparison, so let us try to have such a point of
                                                                                                                                                                          suffers from the severe problem that the range of validity of this
                                                                                                  view whenever possible.
                                                                                                                                                                          functional is typically unclear: We can test its accuracy only by
                                                                                                     The term DFT expresses the fact that observables in the ground
                                                                                                                                                                          comparing results with experiments or high-level wave-function
                                                                                                  state at zero temperature can be considered as functionals of the
                                                                                                                                                                          theories. We trust the reliability for systems that we believe (!)
                                                                                                  ground-state density. This can then be extended to thermal equi-
                                                                                                                                                                          are “similar” to the tested ones, but we don’t know about the ac-
                                                                                                  librium etc., as others point out. So, it means that the density is
                                                                                                                                                                          curacy for untested systems. And the term “similar” is not even
                                                                                                  a sufficient descriptor. It is important to say “can be considered as
                                                                                                                                                                          defined.
                                                                                                  a functional of the density” and not “is a functional of the den-
                                                                                                                                                                             Let me add: I am not aware of a proof that the exact exchange–
                                                                                                  sity”, because this is a choice: observables can also be considered
                                                                                                                                                                          correlation-functional exists, beyond the noted algorithm which
                                                                                                  as functionals of the many-body ground-state wave function, or
                                                                                                                                                                          requires to solve the many-body Schrödinger equation. How-
                                                                                                  the one-body Green’s function, or many other possible choices.
                                                                                                                                                                          ever, and most importantly, the works by Hohenberg and Kohn
                                                                                                  The functional of the many-body ground-state wave function is
                                                                                                                                                                          and Kohn and Sham have shown the way to develop density-
                                                                                                  very simple (whereas the wave function is not, of course), and a
                                                                                                                                                                          functional approximations which revolutionized the description
                                                                                                  density functional will in most cases be exceedingly complicated
                                                                                                                                                                          and understanding of poly-atomic systems.
                                                                                                  (whereas the density is simple). Actually, I chose to say “can be
                                                                                                  considered as”, because this does not imply that there must be an       (2.1.5) Kvaal : I agree with Savin in contribution (2.1.1) –
                                                                                                  explicit expression.                                                    in particular. with respect to the claim that a distinction between
                                                                                                     A second important point: the density is not known a priori but      exact DFT and approximate DFT is useful. In my opinion, they are
                                                                                                  is needed as input to evaluate our density functionals for a given      both conceptually and mathematically different. They share the
                                                                                                  system and observable. So, as a second aspect of DFT, we also           use of the density and potential as dual basic variables, but oth-
                                                                                                  have to invoke the variational character of the energy as func-         erwise the similarities disappear for me. For instance, a DFA will
                                                                                                  tional of the density, because it allows us to find the density that    have much nicer mathematical properties than the exact univer-

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                                                                                                   sal functional, as they are built from simple, explicit ingredients,                                tionals, nonlocal and also nonsemilocal, are SIE-free by construc-
                                                                                                   at least partially necessitated by the need for efficient numerical                                 tion for any one-electron system and perform as well on ther-
                                                                                                   evaluation and optimization in order to be useful. On the other                                     modynamics benchmarks as hybrid functionals, they still retain
                                                                                                   hand, the exact universal density functional has a complicated                                      significant errors in the dissociation of molecular ions, band gaps
                                                                                                   implicit definition, leading to a highly complicated functional. A                                  of molecules, and polymer polarizability problems, much like the

                                                                                                                                                                                                                                                                                 Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                   concrete formulation of this is due to Schuch and Verstraete, 9                                     hybrid functional of B3LYP. The only significant improvement ob-
                                                                                                   who demonstrated that, if an efficient evaluation of the universal                                  served is in the prediction of reaction barriers. Thus the system-
                                                                                                   functional could be done, all NP hard problems would be solvable                                    atic error is clearly not the SIE.
                                                                                                   in polynomial time. This is highly unlikely. On the other hand,                                        To describe the systematic error of DFAs, the concept of the de-
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                   DFAs are necessarily computable! (It is of course one of the mar-                                   localization error has been developed, and it can be understood
                                                                                                   vels of DFT, that it is even possible to obtain such good results                                   from the perspective of fractional charges. 16,17 For systems of
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                   with so little computational effort.)                                                               small or moderate physical sizes, conventional DFAs usually have
                                                                                                      Thus, approximate and exact density-functionals are mathe-                                       good accuracy in total energies for an integer number of elec-
                                                                                                   matically quite different. The noncomputability of the exact func-                                  trons. For a fractional number of electrons, conventional DFAs,
                                                                                                   tional indicates that systematically improvable DFAs are probably                                   however, violate the Perdew−Parr−Levy−Balduz (PPLB) linear-
                                                                                                   possible, in the sense of mathematical a priori error estimation –                                  ity condition 18–20 , which states that the exact ground-state en-
                                                                                                   that is, mathematical statements towards an approximation’s ac-                                     ergy E(N) is a linear function of the fractional electron numbers
                                                                                                   curacy in terms of its adjustable parameters, such as basis size.                                   connecting adjacent integer points. Inconsistent with the require-
                                                                                                   Therefore, I would like to go out on a limb and say that approx-                                    ment of the PPLB linearity condition, E(N) curves from conven-
                                                                                                   imate density functionals are not really approximations to exact                                    tional DFAs are usually convex, with drastic underestimation to
                                                                                                   density functionals. They are instead largely independent and,                                      the ground-state energies of fractional systems. The convex devi-
                                                                                                   to a variable extent, semiempirical models that have the common                                     ation of conventional DFAs decreases when the systems become
                                                                                                   use of the density as a basic variable as a characteristic. The latter                              larger and vanishes at the bulk limit. However, the delocalization
                                                                                                   aspect is for me an answer to the question “What is DFT?”                                           error is exhibited in another way, in which the error manifests it-
                                                                                                                                                                                                       self in too low relative ground-state energies of ionized systems
                                                                                                   (2.1.6) Savin : Let me comment on the difficulty of obtain-
                                                                                                                                                                                                       and incorrect linear E(N) curves with wrong slopes at the bulk
                                                                                                   ing exact functionals in a (semi)local form by choosing a simpler
                                                                                                                                                                                                       limit. 16,17,21
                                                                                                   example. The Hartree density functional,
                                                                                                                                                                                                          To reduce or eliminate the delocalization error, enormous ef-
                                                                                                                                 1
                                                                                                                                     Z   Z
                                                                                                                   EH =                        ρ(r1 )ρ(r2 )/|r1 − r2 | dr1 dr2 ,                (3)    forts have been devoted to the development of new exchange–
                                                                                                                                 2    R3 R3                                                            correlation functionals. None of these developments are based
                                                                                                   is universal, and not only known but also simple. However, I                                        on a semilocal form. All have nonlocal features in the functionals
                                                                                                   don’t see how to replace it by a (semi)local form.* One can argue                                   – see the development of the scaling approaches. 22–25
                                                                                                   that this does not lead to problems, as we compute EH explicitly.                                      In addition to the delocalization error characterized by frac-
                                                                                                   However, this argument is not valid if we choose to express the                                     tional charges, commonly used DFAs also have a significant sys-
                                                                                                   exchange functional, Ex , in a (semi)local form: for one-electron                                   tematic static correlation error characterized by the violation of
                                                                                                   systems, Ex = −EH .                                                                                 the constancy conditions on fractional spins. 17,20,26 The combi-
                                                                                                                                                                                                       nation of the exact fractional charge condition 18 and the exact
                                                                                                   (2.1.7) Yang : I agree with Savin on the difficulty of semilo-                                      fractional spin condition 20,26 leads to the general flat-plane con-
                                                                                                   cal functionals. The example of the interaction energy of a one-                                    dition, 27 the satisfaction of which is a necessary condition for
                                                                                                   electron system is a clear case: the exact exchange–correlation                                     describing the band gap of strongly correlated Mott insulators.
                                                                                                   energy has to cancel the classical Coulomb energy. 10 Otherwise,                                    The flat-plane condition also leads to the conclusion that the ex-
                                                                                                   the functional has a self-interaction error (SIE).                                                  act exchange–correlation functional cannot be a continuous func-
                                                                                                      For many years, the SIE had been assumed to be the main                                          tional of the electron density or the density matrix of the nonin-
                                                                                                   systematic error in DFAs, related to the incorrect dissociation of                                  teracting reference system everywhere. 27 . To reduce or eliminate
                                                                                                   molecular ions, the underestimation of chemical reaction barri-                                     the static correlation error, one has to use nonlocal functionals 28
                                                                                                   ers and band gaps of molecules and bulk materials, the overesti-
                                                                                                   mation of polymer polarizability, and many other failure of com-
                                                                                                   monly used DFAs. 11,12 However, the development of two SIE-free                                     (2.1.8) Savin : Warren Pickett said during a talk (Brisbane,
                                                                                                   functionals, the Becke05 13 and the MCY2 14 functionals, changed                                    1996): “True, the density gives the potential, and this makes the
                                                                                                   the understanding. 15 While these two exchange–correlation func-                                    Hohenberg–Kohn theorem sound so empty, because the potential,
                                                                                                                                                                                                       we know it anyhow”. We do not need to start with an unknown
                                                                                                                                                                                                       function, ρ(r), when it is equivalent to using a known function of
                                                                                                                                                                                                       the position r – namely, the external potential, v(r).
                                                                                                  * Note that there is a (semi)local form for short-range interactions, e.g., δ (r1 − r2 ),
                                                                                                                    1
                                                                                                                        Z    Z
                                                                                                                                                                          1
                                                                                                                                                                              Z                        (2.1.9) Trickey : The Pickett remark quoted by Savin is a
                                                                                                                                     ρ(r1 )ρ(r2 )δ (r1 − r2 ) dr1 dr2 =            ρ(r)2 dr
                                                                                                                    2   R3   R3                                           2   R3                       paraphrase of the analysis that Per-Olov Löwdin had attributed
                                                                                                                                                                                                       earlier to E. Bright Wilson 29 . The density cusps tell you the nu-

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                                                                                                                                                                                                                                                     .
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                                                                                                  clear charges, hence the external potential v, hence the Hamilto-          The Hohenberg–Kohn theorem, 5 often thought of as the cor-
                                                                                                  nian. Also see Krylov’s contribution (2.1.22) below.                    nerstone of DFT, is easy to prove (apart from some subtleties)
                                                                                                                                                                          but perhaps not so easy to understand intuitively. Hohenberg and
                                                                                                  (2.1.10) Yang : The Hohenberg–Kohn work established the
                                                                                                                                                                          Kohn’s original formulation of DFT is therefore not only restric-
                                                                                                  principles for describing a many-electron system from the reduced
                                                                                                                                                                          tive in scope (in that it assumes v-representability) but may also
                                                                                                  variable of its electron density and the Kohn–Sham work provided

                                                                                                                                                                                                                                                       Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                                                                                          appear a little mysterious.
                                                                                                  the formulation to use a noninteracting reference system to repre-
                                                                                                                                                                             Levy’s constrained-search formulation 6 took the mystery out
                                                                                                  sent the electron density of a many-electron system. These works
                                                                                                                                                                          of DFT and brought clarity and generality to the field – a major
                                                                                                  are the solid foundation of DFT. However, they do not lead to
                                                                                                                                                                          step forward, indeed. Lieb’s convex formulation, 8 on the other
                                                                                                  any systematic pathway to the approximation of the density func-
            This article is licensed under a Creative Commons Attribution 3.0 Unported Licence.

                                                                                                                                                                          hand, gave DFT beauty and elegance by identifying the density
                                                                                                  tional; see contribution (2.1.8). The specific approximations for
                                                                                                                                                                          functional with the Legendre transform (convex conjugate) of the
Open Access Article. Published on 10 August 2022. Downloaded on 10/5/2022 5:20:34 PM.

                                                                                                  the density functionals are the key to all applications.
                                                                                                                                                                          ground-state energy, thereby placing DFT in a broader mathemat-
                                                                                                  (2.1.11) Helgaker : I suppose the nontrivial result is that (for        ical framework 32 .
                                                                                                  a given number of electrons) the potential and density are dual            It is an important and nontrivial result in DFT that the ensemble
                                                                                                  variables – what you can calculate from one, you can calculate          constrained-search functional and the Legendre-transform func-
                                                                                                  from the other. In particular, we can calculate the energy directly     tional are the same – they are merely complementary formula-
                                                                                                  from the density, bypassing the potential.                              tions of the same thing. 8 Together, they constitute the solid foun-
                                                                                                                                                                          dation of DFT.
                                                                                                  (2.1.12) Yang : Indeed, the dual formulation of DFT is the
                                                                                                  potential-functional theory (PFT). 30 PFT establishes two results:      (2.1.16) Scheffler : I somehow disagree with the last sen-
                                                                                                  the dual of the Hohenberg–Kohn theorem in terms of the external         tence of contribution (2.1.13). Clearly, Kohn–Sham theory has
                                                                                                  potential as the basic variable and the dual of the Kohn–Sham the-      provided us with significant understanding, for polyatomic sys-
                                                                                                  orem in terms of the potential of the noninteracting reference sys-     tems, mostly for cases where the physics is largely governed by
                                                                                                  tem. The first result provides a solution to the v-representability     the independent-particle kinetic-energy operator (or its orbitals).
                                                                                                  problem in the original Hohenberg–Kohn work. The second result          However, in general, I would hesitate to call Kohn–Sham theory
                                                                                                  provides the theoretical foundation for the optimized-effective-        together with the known DFAs “(sufficiently) accurate”. A key sci-
                                                                                                  potential approach for Kohn–Sham calculations with functionals          entific problem is that the range of validity of the known DFAs is
                                                                                                  of orbitals.                                                            unknown, and a reliable estimate of the accuracy and a systematic
                                                                                                                                                                          convergence of the accuracy are not possible. Our own pragmatic
                                                                                                  (2.1.13) Helgaker :           I like to think of DFT in terms of        approach is to perform calculations with different DFAs, and if
                                                                                                  Legendre–Fenchel transforms. 8,31 In short, from the concavity          the results are similar, we tend to accept them. Otherwise, we are
                                                                                                  and continuity of the ground-state energy v 7→ E[v] as a function       worried. And, if possible, we check final results by a higher-level
                                                                                                  of the external potential v ∈ L3/2 (R3 ) + L∞ (R3 ) follows the exis-   theory – by, for example, coupled-cluster theory.
                                                                                                  tence of a universal density functional ρ 7→ F[ρ] as a function of
                                                                                                  the electron density ρ ∈ L3 (R3 ) ∩ L1 (R3 ) such that                  (2.1.17) Kvaal : It is interesting to note, that in Lieb’s convex
                                                                                                                                                                          formulation of exact DFT, the essence of which is succinctly de-
                                                                                                         E[v] = inf (F[ρ] + (v | ρ)) ← HK variation principle 5    (4)    scribed in contribution (2.1.13), does not rely in any way on the
                                                                                                                 ρ
                                                                                                                                                                          classical Hohenberg–Kohn theorems to establish duality of ρ and
                                                                                                        F[ρ] = sup (E[v] − (v | ρ)) ← Lieb variation principle 8   (5)    v. Neither are the theorems necessary for the derivation of exact
                                                                                                                 v                                                        Kohn–Sham theory. While the original Hohenberg–Kohn theo-
                                                                                                                 R
                                                                                                  where (v | ρ) = v(r)ρ(r)dr. Since E and F can be calculated from        rems are now established rigorously, albeit with mild assumptions
                                                                                                  each other, they contain the same information, only expressed in        on the potential, 33 it is my opinion much easier to say that the
                                                                                                  different ways. However, although the Lieb variation is a power-        Legendre transform of E[v] is the essence and foundation of DFT,
                                                                                                  ful tool for analysis and method development, it is not a practical     from both a mathematical and a physical point of view. Lammert
                                                                                                  tool for computation. Instead, the power of DFT derives from            has pointed out that the Hohenberg–Kohn density-potential cor-
                                                                                                  Kohn–Sham theory, making it possible to approximate F[ρ] (suf-          respondence map is quite ill-behaved. 34 Nearby v-representable
                                                                                                  ficiently) accurately and inexpensively for densities ρ of interest     densities may have wildly different potentials, and thus funda-
                                                                                                  to us by introducing orbitals.                                          mental arguments that rely on, for example, some kind of differ-
                                                                                                                                                                          entiation of v as a function of ρ are not useful, at least for exact
                                                                                                  (2.1.14) Levy :       In contribution (2.1.13), Helgaker states         DFT. 34
                                                                                                  that he prefers the Legendre-transform formulation. However,
                                                                                                                                                                          (2.1.18) Laestadius : With recent development of unique-
                                                                                                  it has been shown that the Legendre-transform formulation is
                                                                                                                                                                          continuation from sets of measure zero, in particular by Gar-
                                                                                                  equivalent to the ensemble constrained search. 8
                                                                                                                                                                          rigue, 35 I regard the Hohenberg–Kohn theorem as rigorous, al-
                                                                                                  (2.1.15) Helgaker : It is of course correct that the ensem-             beit with some limitations. In particular, certain L p spaces need
                                                                                                  ble constrained-search functional is identical to Lieb’s functional.    to be consider for the potentials – for example, Theorem 30 in
                                                                                                  With respect to the different formulations of DFT, my view is the       ref. 33 is a Hohenberg–Kohn result with all previous gaps filled,
                                                                                                  following.                                                              although it is not given for L3/2 + L∞ .

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                                                                                                     Furthermore, comparing the situation with paramagnetic-             cannot have a theory into another one.
                                                                                                  current DFT, where the lack of a (corresponding) Hohenberg–
                                                                                                                                                                         (2.1.22) Krylov : I first learned about the key ideas behind
                                                                                                  Kohn theorem has been established by Capelle and Vignale, 36
                                                                                                                                                                         DFT before its modern incarnation was developed. Back in the
                                                                                                  it is striking that although (ρ, jp ) determines the nondegenerate
                                                                                                                                                                         eighties, chemists were using the Xα method, which was re-
                                                                                                  ground state, if degeneracies are allowed, then the level of degen-
                                                                                                                                                                         garded by ab initio theorists as semiempirical and, therefore, in-

                                                                                                                                                                                                                                                  Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                  eracy is not determined. 37 A given (ρ, jp ) can therefore be asso-
                                                                                                                                                                         ferior to then-gold-standard – the full Hartree–Fock method. We
                                                                                                  ciated with two different Hamiltonians (in fact, infinitely many)
                                                                                                                                                                         were struggling to understand why an inferior method would give
                                                                                                  that may have different numbers of degenerate ground states. (Of
                                                                                                                                                                         more accurate results. I think the real insight was to understand
                                                                                                  course, this doesn’t stop the constrained search, which remains
                                                                                                                                                                         that the Wilson conjecture – the observation that the one-electron
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                                                                                                  well defined.) In DFT, the extra layer of a Hohenberg–Kohn theo-
                                                                                                                                                                         density contains all the information needed to reconstruct the
                                                                                                  rem (not just the first part of a constrained search) rules out such
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                                                                                                                                                                         many-body Hamiltonian (and, therefore, to find the exact solu-
                                                                                                  situations. I view the Hohenberg–Kohn theorem as a gold reserve
                                                                                                                                                                         tion of the Schrödinger equation) – provides a physical justifica-
                                                                                                  – it is perhaps unexciting and just sits in the vault but is, on the
                                                                                                                                                                         tion for the existence of a mapping between the density and the
                                                                                                  other hand, good to have in certain extreme situations.
                                                                                                                                                                         exact energy of the system. The Hohenberg–Kohn theorems in-
                                                                                                  (2.1.19) Helgaker : Regarding the role of the Hohenberg–               form us that this mapping is unique.
                                                                                                  Kohn theorem in DFT, it is interesting to see what role it plays          With such justification, one can approach the problem of find-
                                                                                                  within the Legendre–Fenchel formulation of DFT. The condition          ing this mapping in a completely different way – not by building
                                                                                                  for a minimizing density in the Hohenberg–Kohn variation prin-         approximations to the known exact solution (as done in the wave-
                                                                                                  ciple as given in contribution (2.1.13) is −v ∈ ∂ F[ρ] where ∂ F[ρ]    function theory), but by parameterizing an empirical representa-
                                                                                                  is the subdifferential of F at ρ – that is, the collection of poten-   tion of the mapping device, the functional. Most DFAs are built
                                                                                                  tials with ground-state density ρ. Likewise, the condition for a       upon mathematical representations of the functional grounded in
                                                                                                  maximizing potential in the Lieb variation principle is ρ ∈ ∂ E[v],    our physical understanding of what it should look like (based on
                                                                                                  where the subdifferential of E at v is the collection of all ground-   exact results for model systems), but one can envision finding the
                                                                                                  state densities of v. In fact, the two conditions are equivalent:      mapping without any such help from physics – for example, by
                                                                                                                                                                         brute-force training of a neural network (machine learning). 38
                                                                                                        E[v] = F[ρ] + (v|ρ) ⇐⇒ −v ∈ ∂ F[ρ] ⇐⇒ ρ ∈ ∂ E[v].         (6)    One can, therefore, think of DFT as an empirical method that can
                                                                                                                                                                         be made exact.
                                                                                                  By the Hohenberg–Kohn theorem, the optimality condition of the
                                                                                                                                                                            While the blind brute-force (e.g., via ML) discovery of the
                                                                                                  Hohenberg–Kohn variation principle takes the form
                                                                                                                                                                         density-energy mapping is, in principle, possible, it has impor-
                                                                                                                                                                         tant limitations compared to physically motivated DFAs. First,
                                                                                                                 (
                                                                                                                  {−v + c | c ∈ R}, ρ is v-representable,
                                                                                                      ∂ F[ρ] =                                                    (7)    without any constrains due to physics, such brute-force search
                                                                                                                  0,
                                                                                                                  /                 ρ is not v-representable.
                                                                                                                                                                         is going to be computationally wasteful. Second, having discov-
                                                                                                  This uniqueness of the potential (up to an additive constant) is       ered the mapping between energy and density, one still has no
                                                                                                  not mission critical for DFT but tells us that there is a unique       recipe for computing energy derivatives with respect to various
                                                                                                  maximizing potential in the Lieb variation principle (if any).         perturbations (i.e., properties), unless properties (or various en-
                                                                                                     The optimality conditions in eqn (6) gives some additional in-      ergy derivatives) were included in the training. In contrast, us-
                                                                                                  sight: the ground-state energy E and the universal density func-       ing a physically motivated form of the functional opens access to
                                                                                                  tional F are functions whose subdifferential mappings (“func-          properties (although the quality is not guaranteed, as illustrated
                                                                                                  tional derivatives”) are each other’s inverses. Loosely speaking,      by the developments of magnetic DFAs 39 ).
                                                                                                  therefore, E and F may be obtained from each other by differen-        (2.1.23) Helgaker : I am not so fond of the Wilson conjec-
                                                                                                  tiation followed by inversion and integration.                         ture – it works only if we already know that the potential is a
                                                                                                                                                                         Coulomb potential. It is a striking observation, but to some ex-
                                                                                                  (2.1.20) Salahub :         Savin’s answer in contribution (2.1.1)
                                                                                                                                                                         tent it trivializes DFT. The Hohenberg–Kohn theorem makes no
                                                                                                  to “what is DFT?” appeals to me because of its breadth. DFT
                                                                                                                                                                         such assumptions regarding the potential.
                                                                                                  appeals to different people for different reasons, from the joy of
                                                                                                  pure theory, to the satisfying hard work of DFAs, to the romp          (2.1.24) Jones : A fixation on exact energies appears to be so
                                                                                                  of applications across disciplines (when it works), to the agony       strong among chemists that it justifies any amount of data fitting,
                                                                                                  when it doesn’t (appealing to masochists, but also affording the       so reducing DFT to a “semiempirical” or “empirical” method. With
                                                                                                  possibility of looping back for improvements). So “DFT” is like an     their focus on extended systems, materials scientists know that
                                                                                                  excellent marketing logo, as recognizable to scientists as the Nike    new knowledge can result from DFT calculations, even if all the
                                                                                                  logo is to the general public. Reasons for buying into DFT are         calculated energies are wrong. See also contribution (2.2.23).
                                                                                                  numerous and varied, as reflected in the sections of this paper.
                                                                                                                                                                         (2.1.25) Ayers : Arguably, any electronic structure theory
                                                                                                  (2.1.21) Fuentealba : The first time I heard about DFT was in          method can be reformulated as a DFA by substituting its asso-
                                                                                                  the eighties in Germany, and people called it “Density Functional      ciated energy functional into the Legendre transform or its as-
                                                                                                  Method”, because the theory is the quantum mechanics and one           sociated wave-function ansatz into the constrained search. So

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Physical Chemistry Chemical Physics                                                      Page 10 of 85
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                                                                                                                                                                                                                   DOI: 10.1039/D2CP02827A

                                                                                                  Hartree–Fock may be legitimately considered a DFT (a gener-             of an electronic system. This statement is at least misleading if
                                                                                                  alized Kohn–Sham DFT). Is Hartree–Fock theory and its analy-            not wrong because most DFT methods used in practice are Kohn–
                                                                                                  sis therefore DFT? Clearly, many coupled-cluster and propagator         Sham or generalized Kohn–Sham methods, which require orbitals
                                                                                                  methods are also frequently analysed as DFT. I would not like to        and thus one-electron wave functions to calculate crucial parts of
                                                                                                  define DFT as “the sort of stuff that is done by density-functional     the total energy.

                                                                                                                                                                                                                                                    Physical Chemistry Chemical Physics Accepted Manuscript
                                                                                                  theorists” but some work that is marketed as DFT (cf. contribu-
                                                                                                                                                                          (2.1.27) Gidopoulos :            I believe the distinction in the lit-
                                                                                                  tion (2.1.20)) is not presented in the context of the mathematical
                                                                                                                                                                          erature between wave-function methods and DFT is slightly dif-
                                                                                                  framework of DFT (cf. contribution (2.1.1)).
                                                                                                                                                                          ferent. In my understanding, the distinction is not that in DFT
                                                                                                     To me, only orbital-free DFT is unequivocally DFT; everything
                                                                                                                                                                          the energy is actually calculated from the density, once we know
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                                                                                                  else can also be fruitfully viewed from an alternative perspective.
                                                                                                                                                                          the density, because the question remains how to find the density.
                                                                                                  Indeed, some theoretical approaches and computational methods
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                                                                                                                                                                          Rather, the distinction is that in DFT the solution to the electronic-
                                                                                                  can legitimately be considered wave-function theories/methods,
                                                                                                                                                                          structure problem is obtained by minimizing a total energy as a
                                                                                                  density-matrix theories/methods, propagator theories/methods,
                                                                                                                                                                          functional of the density, while in wave-function theory the solu-
                                                                                                  and density-functional theories/methods. I do not wish to take a
                                                                                                                                                                          tion is obtained by solving Schrödinger’s equation. So, calculating
                                                                                                  hard line and proclaim that these types of theories/methods are
                                                                                                                                                                          the energy from the density does not mean literally plugging the
                                                                                                  not DFT because the philosophy (especially the emphasis on ex-
                                                                                                                                                                          density into some orbital-free expression, but the process of mini-
                                                                                                  plicitly defining and characterizing the functional that is being ap-
                                                                                                                                                                          mization of the total-energy density functional to obtain the min-
                                                                                                  proximated), traditions (especially the openness to pragmatic pa-
                                                                                                                                                                          imum value, which is the total energy of the interacting system.
                                                                                                  rameterization and approximation), and tools of DFT can be use-
                                                                                                  ful even for theories/methods that are “not just DFT”. But other,
                                                                                                  non-DFT, approaches could sometimes be even more useful.                (2.1.28) Chattaraj : Any theory that applies density to un-
                                                                                                                                                                          derstand a many-particle system, without using the exact wave
                                                                                                  (2.1.26) Görling : While the electron density certainly is a            function, can be termed as DFT. 47–49 According to Hohenberg–
                                                                                                  key quantity in DFT, I feel that there is a too strong focus on it      Kohn theorems, 5 DFT is a theory that legitimizes the use of the
                                                                                                  – in particular, on the idea of getting the total energy or other       density to calculate all possible properties. The Hohenberg–Kohn
                                                                                                  information directly from the density. While this is the idea be-       theorems are just existence theorems and do not provide any
                                                                                                  hind certain flavours of orbital-free DFT, it is not the idea behind    know-how for an explicit form of the energy as a functional of
                                                                                                  the most commonly used DFT approaches, which are the Kohn–              the density as well as functional forms of other properties.
                                                                                                  Sham or generalized Kohn–Sham methods. For these methods, a
                                                                                                  quite different view on DFT can be taken: To consider the elec-         (2.1.29) Trickey :          The foregoing discussion seems a bit
                                                                                                  tron density as the quantity that enables one to associate the real     parochial – for example, the identification in contribution (2.1.4)
                                                                                                  electronic system with a model system that has the same ground-         of DFT with “ground state”. That restriction seems to have been
                                                                                                  state density, which makes it possible to describe the ground-state     accepted by subsequent commentators in this section. But there
                                                                                                  energy and other properties of the real system via the model sys-       are several instances of what generically is a DFT. There is, for
                                                                                                  tem, i.e., via its orbitals and eigenvalues. From the Kohn–Sham         example, a well-developed classical DFT. Closer to the focus of
                                                                                                  orbitals, traditionally, only the ‘noninteracting’ kinetic energy is    this discussion (many-fermion systems), there is free-energy DFT
                                                                                                  calculated exactly, while the exchange–correlation energy is ap-        (also known as finite-temperature DFT) 50 . It inexorably involves
                                                                                                  proximated by an explicit functional of the density.                    excited states. There has been progress on free-energy DFAs. 51–56
                                                                                                                                                                          Another ensemble DFT is the Gross–Kohn–Oliveira (GOK) ap-
                                                                                                     But this is just one strategy. It is possible to determine addi-
                                                                                                                                                                          proach for excited states at T = 0 K (see other commentators be-
                                                                                                  tionally other contributions to the energy from the orbitals – for
                                                                                                                                                                          low).
                                                                                                  example, parts of the exchange energy in hybrid methods – or
                                                                                                                                                                             The common theme of these DFTs is the reduction of the inher-
                                                                                                  even to calculate all contributions to the energy exactly from the
                                                                                                                                                                          ent complexity of the direct description of a many-body system to
                                                                                                  occupied orbitals, except the correlation energy. The latter can
                                                                                                                                                                          the comparative simplicity of functionals of the density – either
                                                                                                  then be approximated by orbital-dependent functionals. 40 In the
                                                                                                                                                                          explicitly, or implicitly in terms of auxiliary functions such as or-
                                                                                                  latter case, the density is not needed at all in the calculation of
                                                                                                                                                                          bitals. The strategy, in the time-independent case at least, is to
                                                                                                  the total DFT energy. If, furthermore, the orbitals are obtained via
                                                                                                                                                                          obtain the relevant physics (hence also chemistry) by an appro-
                                                                                                  the optimized-effective-potential (OEP) method 40–46 or within an
                                                                                                                                                                          priate minimization procedure on a functional of the density itself
                                                                                                  appropriate generalized Kohn–Sham approach, then DFT meth-
                                                                                                                                                                          (whether it be pure-state or ensemble).
                                                                                                  ods results that do not require at any point the calculation of the
                                                                                                  density. The density is then only required in the underlying for-       (2.1.30) Galli : In the Hohenberg–Kohn formulation, DFT is
                                                                                                  malism.                                                                 an exact theory of ground and excited states, entirely based on
                                                                                                    I feel, that the perception of DFT has been somewhat blurred by       the electron density. That is, the density determines uniquely the
                                                                                                  a questionable statement that, one way or another, is frequently        potential, hence both ground and excited state properties of the
                                                                                                  found in textbooks and articles. This is the statement that DFT is      system may in principle be derived. However there is no prac-
                                                                                                  distinguished from wave-function methods by using the electron          tical recipe on how to derive such potential and hence on how
                                                                                                  density instead of a wave function to calculate the total energy        to derive neither ground or excited state properties. The Kohn–

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